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CHAPTER-V Studies with P-incorporated Nanocrystalline ZnO thin films
5.1: Background
Low-dimensional phosphorous (P) doped ZnO nanostructures have aroused great
interest in recent years due to their unique physical and chemical properties and wide
spread applications [Sun and Kwok, 1999; Gao et al. 2011; Wenckstern et al. 2007].
Most studies were performed to generate technologically more valuable p-type ZnO;
however, associated difficulty in its generation and stability has hindered the progress
so far. Further, the issues of alteration in optical and microstructural characteristics in
ZnO on P doping have also been investigated. Allenic et al. studied the microscopic
defects and their effects on the electrical properties of P-doped ZnO films grown
epitaxially on (0001) sapphire and ZnO substrates by pulsed laser deposition [Allenic
et al. 2009]. Zhang et al. reported that shallow-donor and deep-acceptor impurity
bands exist in P-doped ZnO nanostructure [Zang et al. 2009]. Investigating the
structural properties of P-doped ZnO, Huong et al. observed that when P
concentration is above 9%, peaks of P appear clearly in the X-ray spectra, and
simultaneously the compounds are of n-type. However, at P concentration below 6%,
p-type ZnO is formed temporarily, which reverts to n-type with aging [Huong et al
2011]. In contrast, Li et al. observed that phosphorus-doped ZnO nanowires can be
changed from n-type to p-type with increasing P concentration [Li et al. 2009].
Besides above observations, ZnO has rich but complex defect chemistry, as nominally
undoped ZnO exhibits n-type conductivity due to native defects, viz. O vacancies and
Zn interstitials [Look et al. 2005].
With intriguing defect status and marked effects on microstructure and optical
properties, P doping in ZnO may impinge positive implications on its usage in PEC
splitting of water. The present piece of work aims to explore this, so far lesser
understood, aspect. The study involves phosphorus incorporation in ZnO lattice to
generate Zn1−xPxOy thin films by sol-gel (sample set I) and electrodeposition (sample
[Chapter V] P-incorporated Nanocrystalline ZnO
80
set II); characterization of the samples by XRD, EDX, SEM, AFM, UV-visible
spectroscopy, Mott-Schottky analysis; and PEC measurements. In the films grown
over ITO substrate phosphorus content was varied as: 0.5, 1, 2, 3, 5 and 7 % at.
5.2 Experimental
5.2.1 Sample synthesis by Sol-Gel
The ITO glass sheets, used as substrate were cleaned by soaking for ~ 2 min. in
detergent solution followed by washing with double-distilled-deionized water.
Subsequently, these were washed for ~ 10 s under dripping HCl (0.1 M), rinsed with
water and acetone, and air-dried. Orthrophosphoric acid (OPA) was used as source
compound for P. To the solution of zinc acetate di-hydrate (ZAD), prepared in di-
methyl formamide (DMF), calculated quantity of OPA was slowly dissolved. Kept at
33 ± 2 °C the content was stirred for 3 h. The resulting solution was spin coated over
ITO sheets (1 cm x 1 cm) at 2500 rpm using a photoresist spinner. For five
successive layers, deposited one over other, each layer was dried in air at 50 °C for 10
min. before the deposition of next layer. After the final deposition, the film was
sintered in air at 250 °C for 30 min. to remove organic impurities. Subsequently, these
were sintered in air at 600 °C for 60 min. and cooled slowly for 24 h to complete the
crystallization cycle. As a secondary step to induce surface homogeneity, the sintered
films were dip-coated (at a rate of 10 s per dip) for two successive coats, with a
solution of zinc nitrate and hexa-methylene-tetrammine, prepared in DMF with added
amount of OPA. The films were dried at 50 °C on a hot plate and sintered in air at 600
°C for 60 min.
5.2.2 Sample synthesis by Electrodeposition
Pre-cleaned (as described above) ITO sheets (1 cm x 1 cm) were used as working
electrode, in conjunction with saturated calomel reference electrode and platinum
auxiliary electrode. Aqueous solution of zinc nitrate (0.1M), mixed with potassium
chloride (KCl, 0.1M), ethylene-di-amine (EDA, 0.01M) and OPA (source compound
for P), was used as electrolyte. Electrochemical work station (ECDA-001, Con-Serv
[Chapter V] P-incorporated Nanocrystalline ZnO
81
Enterprises) was employed to obtain films under CV mode with applied voltage
varied from -1 to +1 V/SCE at a sweep rate of 20 mV/s for 30 cycles [Kumar P et al.
2011]. During film growth, electrolyte solution was stirred continuously with
temperature maintained at 80-85 °C. The deposited films were smooth and strongly
adherent to the substrate. These were washed in a gentle flow of water, dried at 50 °C
over hot plate, and sintered at 250 °C for 30 min and at 600
°C for 60 min., which
ensured proper crystallization. Sintering led to the evolution of nanocrystalline ZnO
films under conditions similar to as employed in sol-gel method.
Films were grown at varying concentrations (0.5, 1.0, 2.0, 3.0, 5.0 and 7.0 % at.) of P,
besides the pristine samples (Table 5.1). Nearly 3/4th
area of ITO substrate was used
in film deposition. The residual portion was employed to establish Ohmic electrical
contact and convert films into working electrodes for PEC splitting of water.
5.2.3 Characterization
Film thickness (t) was measured using Alpha-step surface profilometer (Tencor Alpha
Step D-120). Density (d) was evaluated by gravimetric determination of
weight/volume ratio, employing thickness and geometrical surface area of films
[Sharma et al. 2011]. XRD measurements, recorded with X-ray diffractometer
(Bruker AXS D8 Advance, Germany) equipped with CuKα as the radiation source,
revealed crystal phase and microstructural details. With angular accuracy ~ 0.00° and
the angular resolution > 0.01°, measurements were made at 2 varying from 31 to 50
°
with a step size of 0.02 degrees/min. Scherrer’s computations based on equation 5.1
and the observed broadening of XRD peaks, yielded average crystallite size (p)
[Scherrer 1918; Sharma et al. 2012].
p = k λ / B Cos θ (5.1)
Here, λ is the wavelength of X-ray (1.542 Å for CuKα) and θ the half diffraction
angle of the centroid. The XRD data was further utilized to estimate the dislocation
density (δ) and microstrain (ε), using equations 5.2 and 5.3 [Kathirvel et al. 2009].
δ = 1/t2
(5.2)
ε = B Cos θ/4 (5.3)
[Chapter V] P-incorporated Nanocrystalline ZnO
82
Optical absorption data, recorded from 200 to 800 nm using UV-Visible
spectrophotometer (Shimadzu UV-2450) was utilized to evaluate optical band gap
energy, based on equation 5.4,
αhυ = C (hυ – Eg)1/2
, (5.4)
where, hυ is the photon energy, C the constant, and α the optical absorption
coefficient [Ray 2001]. From αhυ2 vs. hυ plots, the direct band gap energy (Eg) was
determined from the intersection of extrapolated linear absorption edge to the energy
axis.
Surface topography of films was explored by AFM analysis employing AFM/Surface
Profilometer (Nanosurf easy Scan, Version 1.8, Switzerland). Images were recorded
at set point force 20 µN for 256 × 256 data points for each scan size of 5 µm × 5 µm.
Root mean square (RMS) surface roughness (SR) was estimated from AFM data.
SEM images recorded through Scanning Electron Microscope [Carl Zeiss SUPRA
40VP and INCA Penta FET x3, TESCAN] combined with energy dispersive X-ray
analysis (EDX) at accelerating voltage of 10 kV and 15 kV respectively with the
working distance 4 mm (Sample Set I) and 10.27 mm (Sample Set II) revealed
surface morphology. A tentative pattern of particle size distribution was drawn from
the dimensions of 80-100 randomly chosen particles in the SEM images and using J-
image software.
Measuring variation in space charge capacitance (C) with applied voltage, through
impedance data recorded by employing LCR meter (Agilent Technolgy, Model
4263B), helped evaluate flat band potential (Vfb) and charge carrier density (Nd). In
the Mott-Schottky (MS) computations, based on equations (5.5) and (5.6), any
additional capacitance introduced by surface states was ignored [Singh et al. 2009].
1/C2
= [2 (ε0εsqNd) ] [V-Vfb - (kB T/q)] (5.5)
S = 2/ (ε0εsqNd) (5.6)
Here, ε0 and εs are, respectively, permittivity of free space and semiconductor
electrode, q the electronic charge, T the temperature in Kelvin, kB the Boltzmann’s
[Chapter V] P-incorporated Nanocrystalline ZnO
83
constant, and S the slope of MS plot. Using NaOH (0.01 M, pH 12) as electrolyte, the
capacitance at ZnO - solution interface was measured, with smallest possible AC
voltage amplitude (~ 0.36 V, a value comparable to the open circuit potential of the
anode) at 1 kHz signal frequency. The intersection of the linear portion of the MS plot
on the potential axis and the slope yielded, respectively, the Vfb and Nd.
5.2.4 PEC studies
Electrochemical cell filled with aqueous solution of NaOH (0.01 M, pH 12) and
having quartz glass window for illumination was used. Water jacket surrounded the
PEC cell and prevented from IR heating. Thin films were used as working electrode
(WE) in conjunction with platinum mesh counter electrode (CE) and saturated
calomel reference electrode (SCE). Films were converted to WE by creating Ohmic
electrical contact from the uncoated portion of the substrate using silver paint and
copper wire. Subsequently, the electrical contact and all side-edges of the film were
thoroughly sealed by a non-transparent, non-conducting epoxy resin, Hysol (Dexter,
Singapore). Potentiostat (Model ECDA-001, Con-Serv Enterprises) and a 150 W
Xenon Arc light source (Oriel, USA) were employed to record current–voltage (J–V)
characteristics of the cell, both under darkness and illumination. Electrochemical
measurements were also used to estimate the operational (in-situ) electrical resistivity
(ρ) of ZnO thin film photoanodes by a method described elsewhere [Kumari et al.
2007].
Triplicate-quadruplicate measurements, using chemicals with purity > 99.9%, and
double distilled deionized water (specific conductance < 10–6
mho cm–1
) yielded
reproducible results (± 15.2 % deviations).
5.3 Results and Discussion
5.3.1 Chemistry of film synthesis
The formation of ZnO thin films by electrodeposition proceeded via the reduction of
nitrate ions (NO3-
), generated through the decomposition of the precursor salt ZnNO3,
[Chapter V] P-incorporated Nanocrystalline ZnO
84
to nitrite ions (NO2-
) in mild acid solution of Zn2+
. This resulted in an increase in the
pH near the anode. The electrochemically generated hydroxide ions then reacted with
Zn2+
ions in the solution to form Zn(OH)2 which was deposited at the cathode. The
deposited Zn(OH)2 was subsequently dehydrated into ZnO at a temperature of 80-85
°C. [Li et al. 2007].
Zn NO3 2 → Zn2+ + 2NO3− (I)
NO3− + H2O + 2e− → NO2
− + 2OH− (II)
Zn2+ + 2OH− → Zn OH 2 (III)
Zn OH 2 → ZnO + H2O (IV)
A tentative set of reactions occurring in the formation of films by sol-gel method has
been written below [Sharma et al. 2010]. The use of DMF, a highly polar solvent, was
preferred over alcohols in this study, as it is able to dissolve zinc acetate precursor
even at room temperature (<35 °C), avoiding drastic reaction conditions. Further, the
relatively low vapour pressure of DMF prevented premature and uneven drying and
helped in crack-free and ordered crystallisation in the films. No additive was required
to improve sol stability and homogeneity.
Zn CH3COO 2 . 2H2O → Zn CH3COO 2 + 2H2O (V)
Zn CH3COO 2 + 2HCON CH3 2 → Zn CON CH3 2 + 2CH3COOH (VI)
Zn CON CH3 2 + 2H2O → Zn OH 2 + 2HCON CH3 2 (VII)
Zn OH 2 → ZnO + H2O (VIII)
5.3.2 General physical characteristics
Thickness and density of films ranged, respectively, as 520-545 and 3.96-4.29 (Set I)
and 740-765 nm and 3.81-4.09 g cm-3
(Set II) (Table 5.1, Fig. 5.1). Films appear
porous as observed density is significantly less compared to the theoretical bulk
density of pure zinc oxide (5.60 g cm-3
). Density fell almost linearly with increase in
P concentration (up to 3% at. P), suggesting partial opening-up of the lattice during
crystallization. The effect, however, seems to saturate in samples with 5 and 7% P
with possible coalescing of crystallites. Considerable size differences among Zn2+
(0.72 pm), O2-
(140 pm) and P (44 pm – trivalent, 38 pm – pentavalent) support above
[Chapter V] P-incorporated Nanocrystalline ZnO
85
contention. Samples exhibited n-type conductivity indicating non-stoichiometric
growth and existence of O vacancies and/or Zn interstitials. P substituting the O
lattice site (PO) is known to generate deep acceptor level due to the increase of p-
orbital energy. However, PO has high ionization energy of about 0.62 eV that makes
difficult to achieve p-type ZnO. Further, the formation energy of Zn vacancy (VZn) is
also greatly reduced under O-rich growth conditions and this acceptor defect seems
more favorable under the conditions employed for film growth [Vlasenflin and
Tanaka 2007; Ding et al. 2008]. The in-situ electrical resistivity varied from 0.15 to
0.22 (Set I) and from 0.31 to 0.41 kΩ cm (Set II). Denser films are more resistive as
density correlated positively with electrical resistivity, especially at lower
concentrations of P (Fig. 5.1). However, despite being denser compared to Set II
samples, Set I samples were less resistive. The effect may be attributed to prevailing
influence of probably increased recombination centers in earlier case.
Table 5.1: Thickness (t), average crystallite size (p), dislocation density
(δ), microstrain (ε) and RMS surface roughness (SR) of film samples.
Sample
index
[P]
(% at.)
(t)
(nm)
(p)
(nm)
(δ) ×10-14
(line2/m
2 )
(ε) 10-3
SR
(nm)
SG0.0
SG0.5
SG1.0
SG2.0
SG3.0
SG5.0
SG 7.0
-
0.5
1.0
2.0
3.0
5.0
7.0
520
526
530
545
528
532
525
30
29
27
25
22
29
30
1.32
1.41
1.43
1.65
1.52
1.12
1.11
0.96
0.99
1.06
1.33
1.19
1.02
1.00
9
12
15
16
16
11
10
ED0.0
ED0.5
ED1.0
ED2.0
ED3.0
ED5.0
ED7.0
-
0.5
1.0
2.0
3.0
5.0
7.0
740
759
760
762
760
765
765
36
26
25
24
24
28
29
0.77
1.45
1.63
1.74
2.10
1.25
1.40
0.90
1.13
1.14
1.14
1.15
1.12
1.13
12
20
13
15
18
20
23
Sam
ple
Set
I
Sam
ple
Set
II
[Chapter V] P-incorporated Nanocrystalline ZnO
86
0 2 4 6 8
3.95
4.00
4.05
4.10
4.15
4.20
4.25
4.30 Density
Electrical Resistivity
[P]/ % at.
Den
sit
y/
g c
m-
3
0.14
0.16
0.18
0.20
0.22
Ele
ctric
al R
esis
tivity
/ k o
hm
cm
0 2 4 6 8
3.78
3.84
3.90
3.96
4.02
4.08
Den
sit
y /
gm
cm
-3
[P] / % at.
Density
Electrical Resistivity
0.30
0.33
0.36
0.39
0.42
Ele
ctric
al R
esis
tivity
/ k o
hm
cm
Sample Set I
Sample Set II
Fig. 5.1: Variation in density and electrical resistivity in P
incorporated sol-gel (Set I) and electrodeposition derived
(Set II) ZnO films.
[Chapter V] P-incorporated Nanocrystalline ZnO
87
5.3.3 Crystal phase and microstructure: XRD Analysis
Polycrystalline structure with no secondary phase formation is evident from X-ray
diffraction pattern of films (Fig. 5.2). The peaks observed at 2θ angles 35.4, 37.6,
38.1, 41.8, 45.6 and 49.2° can be ascribed to the underlined ITO substrate. These
peaks were recorded with even bare substrate. The additional peaks in sample films at
2θ angles 31.8, 34.4, 36.2 and 47.5° correspond to diffraction from planes (100),
(002), (101) and (102) of hexagonal wurtzite ZnO (JCPDS-89-1397) [Schulz and
Thiemann 1979], indicating its dominant occurrence. Hexagonal wurtzite is the most
stable phase of ZnO with its ionicity lying at the border of ionic and covalent
compounds [Sharma et al. 2010]. The dislocation density (δ) and microstrain (ε) in
samples increased up to 3% at. P and decreased thereafter (Table 5.1). Set I films
exhibited slightly higher values. The Zn–P bond length is predicted to be 2.18 Å;
considerably larger than Zn–O bond length of 1.93Å [Wenckstern et al. 2007;
Seetawan et al. 2011]. Hence, the substitution of O by P may lead to strapping
deformations in ZnO host lattice. The variations in average crystallite size (Set I: 22-
30 nm; Set II: 24-36 nm) with change in film preparation method and/or the P
concentration seem to be guided by (in negative correlation with) the changes
incurred in δ and ε (Fig. 5.3) [Seetawan et al., 2011].
[Chapter V] P-incorporated Nanocrystalline ZnO
88
32 34 36 38 40 42 44 46 48 50
Inte
nsit
y (
a.u
)
(102)
(101)
(002)
(100)
*
**
*
*
*
2
ED0.0
ED0.5
ED1.0
ED2.0
ED3.0
ED5.0
ED7.0
35 40 45 50
**
Inte
nsit
y (
a.u
)
** *
*(102)
(101)(002)(100)
2
SG0.0
SG0.5
SG1.0
SG2.0
SG3.0
SG5.0
SG7.0
Sample Set I
Sample Set II
Fig. 5.2: XRD pattern of films.
[Chapter V] P-incorporated Nanocrystalline ZnO
89
0 2 4 6 8
24
26
28
30A
vera
ge C
ryata
llit
e s
ize (
p)
/nm
p
[P]/ % at.
0.96
1.04
1.12
1.20
1.28
1.36
Dis
locatio
n d
en
sity
() / lin
e2/m
2
0 2 4 6 8
24
26
28
30
32
34
36
Avera
ge C
ryata
llit
e s
ize (
p)
/nm
[P]/ % at.
p
0.0
0.5
1.0
1.5
2.0
2.5
3.0
Dis
locatio
n d
en
sity
() / lin
e2/m
2
Sample Set I
Sample Set II
Fig. 5.3: Average crystallite size (p) and dislocation
density (δ) varied with P incorporation incorporation.
[Chapter V] P-incorporated Nanocrystalline ZnO
90
5.3.4 Film surface characteristics: AFM and SEM analysis
AFM images of films (Fig. 5.4-5.5) indicate preferential vertical (c-axis oriented)
growth of nanocrystallites. The observation is in accordance to XRD pattern and
earlier reports [Umar et al. 2009]. Root mean square (RMS) surface roughness
values obtained from AFM data (Table 1) indicate Set II films being rougher than Set
I. SEM images (Fig. 5.6-5.7) reveal continuous and homogenous growth of
nanocrystallites. However, when seen under high magnification, Set II films
(electrodeposition derived) revealed square/rectangular shaped cavity like formations
which appear to be grain agglomerates possibly evolved through unequal growth of
nanocrytallites in different regions (Fig. 5.8). The observation signifies the critical
role of processes pertaining to the transport/diffusion of chemical species from
solution to solid phase during film growth by electrodeposition. Further work is
needed on this aspect. Estimated from SEM images, tentative distribution of particle
size (Fig. 5.9-5.10) indicates that most particles fall to a size range 40-80 (Set I) and
50-150 nm (Set II). Values being higher than the size estimated through Scherrer’s
computations suggest that particles seen in SEM images are indeed grain
agglomerates. The particle size decreased on P incorporation up to a concentration of
3% at. Above this concentration grains seem to agglomerate with increase in particle
size.
5.3.5 EDX analysis
EDX analysis of representative samples revealed O/Zn atomic ratio lying in the range
2-3 (± 5.6 % error) (Fig. 5.11, Table 5.2). The higher number of O atoms seems
attributable to the part contribution from underlying substrate [Sharma et al. 2012].
The observed concentration of P in Set I samples matched with the concentration
added during synthesis (Table 5.2). However, a non-uniform distribution of P
prevailed in samples prepared through electrodeposition (Set II); with much greater
concentration observed inside the cavity like structures (seen in SEM images; Fig.
5.9) while the concentration being undetectable at other locations. This observation
illustrates again the crucial role of kinetics of material transport across electrode-
[Chapter V] P-incorporated Nanocrystalline ZnO
91
electrolyte interface during film evolution. Part segregation and preferential
localization of added P indicates the limitation of the electrodeposition method in
generating films with homogenous distribution of P.
Fig. 5.4: AFM images of sol-gel derived ZnO
films.
[Chapter V] P-incorporated Nanocrystalline ZnO
92
Fig. 5.5: AFM images of electrodeposition derived ZnO
films.
[Chapter V] P-incorporated Nanocrystalline ZnO
93
Fig. 5.6: SEM images of sol-gel derived films.
[Chapter V] P-incorporated Nanocrystalline ZnO
94
Fig. 5.7: SEM images of electrodeposition derived films.
[Chapter V] P-incorporated Nanocrystalline ZnO
95
Fig. 5.8: A high magnification SEM image of sample
ED5.0 exhibiting cavity like formations.
[Chapter V] P-incorporated Nanocrystalline ZnO
96
20 40 60 80 100 120
05
101520253035
Diameter/nm
Pe
rce
nta
ge
Nu
mb
er
of
pa
rtic
les
SG0.5
20 40 60 80 100
05
101520253035
SG1.0
20 40 60 80
05
101520253035
SG2.0
20 40 60 80 100
05
101520253035
SG3.0
Fig. 5.9: Particle size distribution in sol-gel derived films.
[Chapter V] P-incorporated Nanocrystalline ZnO
97
30 60 90 120 150 180 210
0
10
20
30
40
Diameter/nm
Pe
rce
nta
ge
Nu
mb
er
of
pa
rtic
les
ED0.5
30 60 90 120 150 180
0
10
20
30
40
ED1.0
50 100 150 200 250 300
0
10
20
30
40
ED2.0
50 100 150 200 250 300
0
10
20
30
40
ED3.0
Fig. 5.10: Particle size distribution in electrodeposition derived films.
[Chapter V] P-incorporated Nanocrystalline ZnO
98
Fig. 5.11: EDX pattern of representative samples.
[Chapter V] P-incorporated Nanocrystalline ZnO
99
Table 5.2: EDX-derived elemental composition in representative samples.
Element Sample: SG5.0
Weight% Atomic%
Sample: ED5.0
Weight% Atomic%
Sample: ED7.0
Weight% Atomic%
O K
Zn K
P K
In L
Total
35.71 68.42
51.10 23.96
5.67 5.61
7.52 2.01
100.00
34.24 62.09
48.06 21.33
17.70 16.58
100.00
27.14 54.25
54.25 26.54
18.61 19.21
100.00
5.3.6 Optical characteristics
In the absorption spectra of samples recorded between 200-800 nm, a prominent
absorption edge at ~ 400 nm was attributable to the onset of fundamental O:2p
Zn:4s charge-transfer absorption band of hexagonal wurtzite ZnO. The band gap
energy (Eg) values, corresponding to absorption threshold and determined from (αhυ)2
vs. (hυ) Tauc plots (Fig. 5.12), ranged 3.21-3.23 (Set I) and 3.22 to 3.34 eV (Set II)
with minor variations apparently guided by changes in crystallinity (Table 5.2).
However, no direct correlation could be established between the two. The band gap
values are in the expected range for wurtzite ZnO and P incorporation did not yield
any significant shift in the band gap.
[Chapter V] P-incorporated Nanocrystalline ZnO
100
3.20 3.28 3.360
2
4
6
(h)2 /e
V2
m-2
Energy (h)/eV
SG0.0
SG0.5
SG1.0
SG2.0
SG3.0
SG5.0
SG7.0
3.2 3.3 3.40.00
0.03
0.06
(h)2
/eV
2m
-2
ED0.0
ED0.5
ED1.0
ED2.0
ED3.0
ED5.0
ED7.0
Energy (h)/eV
Sample Set I
Sample Set II
Fig. 5.12: Tauc plots between (αhυ)
2 and hυ.
[Chapter V] P-incorporated Nanocrystalline ZnO
101
5.3.7 Flat Band potential (Vfb) and charge carrier density (Nd): Mott-Schottky
Analysis
Table 3 depicts the values of Vfb and Nd, estimated by observing variation in space
charge capacitance with applied voltage. Conforming to the n-type nature of samples,
Vfb values derived from Mott-Schottky plots are negative (Fig. 5.13). Vfb increased
with P incorporation and was most negative with 3% at. P incorporated films. Further
increase in P concentration led to reverse shift in the value; the pattern probably
tracing its genesis again from the changes incurred in microstructural properties. As
expected the PEC response of the films also followed the same sequence. Further, Vfb
values deviated from onset potentials, (obtained from I2 vs. V relations), which
indicates the existence of surface states at the electrode-electrolyte interface where
carriers may recombine easily [Gupta et al. 2009]. Following the pattern of changes
seen in Vfb, the Nd values also increased on P incorporation and reached maximum in
films with 3% P. The observation is in tune to previous results where P-doping led to
increase in the carrier concentration [Li et al. 2006]. The effect of P incorporation on
raising Nd are more pronounced in Set I samples, so much so that 3% at P films
obtained by sol-gel (Set I) possesses charge carrier density almost double to the value
recorded with films obtained by electrodeposition (Set II).
[Chapter V] P-incorporated Nanocrystalline ZnO
102
-0.8 -0.6 -0.4 -0.2 0.0 0.20.00
0.05
0.10
0.15
0.20
Voltage/V
C-2/(
cm
4F
- 2)
ED0.0
ED3.0
-1.2 -0.9 -0.6 -0.3 0.0 0.3 0.6 0.90.0
0.1
0.2
0.3
0.4
0.5
Voltage/V
C-2/(
cm
4F
- 2)
SG0.0
SG3.0
Sample Set I
Sample Set II
Fig. 5.13: Mott-schottky plots for sol-gel (Set I) and
electrodeposition derived (Set II) films.
[Chapter V] P-incorporated Nanocrystalline ZnO
103
5.3.8 PEC splitting of water
J-V plots of PEC cells (Fig. 5.14), obtained by employing the sample films as
working electrode for photosplitting of water, are in accordance to their n-type
character. The open circuit potential (Voc) and short circuit current (Jsc) (Fig. 5.15,
Table 5.3) increased on P incorporation and recorded maximum with 3% P
incorporated films. The photocurrent (Jph = Jillumination – J darkness) values, estimated at
fixed bias of 500 mV (vs. SCE), also varied significantly with P incorporation, in
direct correlation with changes in Jsc (Fig. 5.15). Sol-gel derived films (Set I) yielded
higher Jsc and Jph compared to Set II samples and also recorded highest gain in the
value (250-400%) compared to pristine samples, at 3% P incorporation. Both Jsc and
Jph decreased with further increase in P concentration.
Applied Bias Photon-to-Current Efficiency (ABPE) of PEC cell as defined by
equation 5.8, was computed from J-V data (Table 5.3).
total
Ph
P
VJABPE
23.1
(5.8)
Here Jph is the photocurrent density obtained under an applied bias (V) and Ptotal is
incident illumination power density in mW cm-2
. Compared to Set II samples, sol-gel
derived films (Set I) yielded higher PEC response; with films prepared at 3 and 5% P
incorporation exhibiting the maximum ABPE of 3.86 and 2.83%, respectively. A
careful perusal of results presented here suggests that, despite no significant drop in
the band gap energy, P incorporation has a significant influence on the efficacy of
nanocrystalline ZnO films for PEC splitting of water. The effect seems to largely
originate via a close linkage of semiconductor microstructure with its PEC
performance. Much improved PEC response offered by films with 3 and 5% P
incorporation, as exhibited by high values of Jsc, Jph and Voc, is attributable to increase
in charge carrier density and reduced electrical resistance. The shifts in Vfb are in
agreement to the changes in Voc and the maximally negative Vfb in 3% P incorporated
samples seems facilitating charge transport across electrode-electrolyte interface
[Chapter V] P-incorporated Nanocrystalline ZnO
104
resulting in increased PEC response. At P concentrations >3%, photocurrent values
dropped. The study highlights the fact that the PEC response of high band gap
semiconductors viz. ZnO, even after impurity incorporation, is largely regulated by
carrier concentration and mobility; minor enhancement in optical absorption being
just the secondary.
Finally it may be added that the incorporation of impurities like P in ZnO, principally
aimed to lower the band gap energy, may or may not lead to the intended effect
depending upon to what extent added P is able to enter in the lattice and create
optimally placed defect states. Nevertheless, microstructural properties of ZnO do
change significantly with P incorporation. The magnitude and direction of such
changes are critically reliant on material preparation/processing conditions and, being
decisive to the use of material as photoelectrode in PEC cell, can also be optimized
for efficient photosplitting of water.
Table 5.3: Band gap energy (Eg), flat band potential (Vfb), charge carrier density
(Nd), open circuit potential (Voc) and % ABPE values.
Sample
index
Eg
(eV)
Vfb
(V)
Nd × 10-21
(cm-3
)
Voc
(V)
ABPE
(%)
SG0.0
SG0.5
SG1.0
SG2.0
SG3.0
SG5.0
SG 7.0
3.21
3.21
3.21
3.22
3.22
3.23
3.23
-0.57
-
-0.60
-
-1.17
-
-0.68
0.10
-
0.19
-
0.60
-
0.24
0.62
0.63
0.68
0.71
0.77
0.74
0.73
1.12
1.15
1.24
1.25
3.86
2.83
1.85
ED0.0
ED0.5
ED1.0
ED2.0
ED3.0
ED5.0
ED7.0
3.26
3.22
3.26
3.32
3.30
3.34
3.33
-0.60
-
-0.66
-
-0.71
-
-0.64
0.18
-
0.26
-
0.31
-
0.21
0.63
0.63
0.64
0.74
0.75
0.73
0.72
0.65
0.75
0.74
0.65
0.79
0.70
0.73
Sam
ple
Set
I
Sam
ple
Set
II
[Chapter V] P-incorporated Nanocrystalline ZnO
105
-1.0 -0.5 0.0 0.51.5
1.0
0.5
0.0
Cu
rren
t d
en
sit
y/
mA
cm
-2
Applied Potential/ V
Under Darkness
ED0.0
ED0.5
ED1.0
ED2.0
ED3.0
ED5.0
ED7.0
-1.0 -0.5 0.0 0.5 1.06
5
4
3
2
1
0
Under Darkness
SG0.0
SG0.5
SG1.0
SG2.0
SG3.0
SG5.0
SG7.0
Cu
rre
nt
de
ns
ity/
mA
cm
-2
Applied Potential/ V
Sample Set I
Sample Set II
Sample Set I
Fig. 5.14: PEC current density varied with applied potential
(vs. SCE).
[Chapter V] P-incorporated Nanocrystalline ZnO
106
0 2 4 6 80
1
2
3
4
JS
C/m
A c
m-2
[P] / % at.
Jsc
Jph
2
4
6
Jp
h /mA
cm
-2
0 2 4 6 80.45
0.50
0.55
0.60
0.65
0.70
0.75
J
SC/m
A c
m-2
[P] / % at.
0.80
0.85
0.90
0.95
1.00
Jp
h /mA
cm
-2
Jsc
Jph
Sample Set II
Fig. 5.15: Variation in short circuit current (Jsc) and photocurrent
(Jph, measured at 500 mV bias vs.SCE).
[Chapter V] P-incorporated Nanocrystalline ZnO
107
5.4. Conclusions
Following conclusions may be drawn: (i) Films prepared in the study, with dominant
evolution of wurtzite ZnO phase, proved to be prospective candidate for sustainable
hydrogen energy generation via PEC splitting of water. Compared to elctrodeposition,
sol-gel process yielded denser and smoother films. (ii) Films are efficient UV
absorber and moderate-weak absorber of visible light. P incorporation alters
microstructural properties, viz. film thickness, density, particle size and distribution,
and film surface characteristics; most of these are crucial to the PEC splitting of
water. However, the band gap energy was only marginally varied. (iii) Films prepared
by sol-gel (Set I) exhibited higher Jsc and Jph. The reduced response of Set II samples
is possibly due to rise in recombination centers and hindered carrier mobility. (iv)
Films obtained by sol-gel at 3% at. P incorporation yielded the most significant gain
in photocurrent and ABPE. The effect is largely attributable to increase in charge
carrier density fall in electrical resistivity.