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© 2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
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Christine TaylorShin-Lai (Alex) TienErik VargoCraig Wanke
The MITRE CorporationMcLean, VA
Strategic Flight Cancellation under Ground Delay Program Uncertainty
13 th USA/Europe ATM R&D SeminarVienna, Austria
17-21 June, 2019
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Motivation: Strategic Planning from an FOC Perspective
FOC Dispatcher
Significant AAR reduction for a sustained periodLikely Low Rate GDP
Confidence: High
Strategically Cancel Flights
Early Cancellation allows for best resource management and minimal passenger disruption
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Motivation: Strategic Planning from an FOC Perspective
FOC Dispatcher
Moderate to Significant AAR reduction Potential GDP
Confidence: Medium
Strategically Cancel Flights
Risk unnecessary disruption
Wait and See
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Motivation: Strategic Planning from an FOC Perspective
FOC Dispatcher
Wait and See
Significant AAR reduction for a sustained periodLikely Low Rate GDP
Confidence: High
No Notice Cancellations
Large Delays
Crew Time Outs
Newsworthy Passenger Disruptions
Moderate to Significant AAR reduction Potential GDP
Confidence: Medium
Strategically Cancel Flights
Risk unnecessary disruption
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Motivation: Strategic Planning from an FOC Perspective
FOC Dispatcher
GDP: Time/RatesProbability: 25%
GDP: Time/RatesProbability: 40%
GDP: Time/RatesProbability: 35%
Strategically cancel a few flightsLook for opportunities to recover
Wait and See
Strategically cancel later flights
Which (if any) flights should be cancelled now?
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Adaptive Planning Framework
Current decision
node
TimeNow
Recommended action given current forecast
Adaptive strategy to optimize performance under predicted future scenarios
Future decision points
Scen. 1, prob.
Scen. 2, prob.
Scen. 3, prob.
Scen. 4, prob.
Scen. 5, prob.
Balancing Cost and Risk• Earlier decisions are less costly than later decisions• Later decisions are made under greater certainty• Some decisions are not available later• Some decisions can be changed (at a cost); others cannot
Incurred Projected
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Generating Forecast Tree
Ensemble Weather Forecast
Probabilistic AAR Forecast Translation
GDP Emulator
GDP Scenario
Prediction
Learned Forecast Similarity
Assigned Arrival Slots
Forecast Horizon
10
0 E
nse
mb
le M
emb
ers
Current decision
node
TimeNow
Scen. 1, prob.
Scen. 2, prob.
Scen. 3, prob.
Scen. 4, prob.
Scen. 5, prob.
AAR Scenario Tree
…………
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Strategic Flight Cancellation Problem
Current decision
node
TimeNow
Recommended action given current forecast
Adaptive strategy to optimize performance under predicted future scenarios
Future decision points
GDP 1, prob.
GDP 2, prob.
GDP 3, prob.
GDP 4, prob.
GDP 5, prob.
Cost 1
Cost 2
Cost 3
Cost 4
Cost 5
Plan Objective
Cancellation Costs
Legacy Narrowbodies: Regional Jets
4.7:1Delay Costs
Assignment costs represent passenger delay
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Case StudyLGA GDP 13 November 2018
22Z
Sin
gle
De
cisi
on
Po
int
(SD
P)
Ad
apti
ve P
lan
nin
g Fr
amew
ork
(A
PF)
Forecast Issued
Single decision
node
GDP 1, prob.
GDP 2, prob.
GDP 3, prob.
GDP 4, prob.
GDP 5, prob.
Cost 1
Cost 2
Cost 3
Cost 4
Cost 5
Min. Expected Cost
GDP 1, prob.
GDP 2, prob.
GDP 3, prob.
GDP 4, prob.
GDP 5, prob.
Cost 1
Cost 2
Cost 3
Cost 4
Cost 5
Min. Expected CostCurrent
decision node
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Case StudyLGA GDP 13 November 2018
22Z 02Z 09Z 11Z … …
Time GDP is Issued
Actual GDP
Sin
gle
De
cisi
on
Po
int
(SD
P)
Ad
apti
ve P
lan
nin
g Fr
amew
ork
(A
PF)
Optimize SDP Strategy
Optimize SDP Strategy
Optimize SDP Strategy
Optimize SDP Strategy Assuming
Prior Actions
Optimize SDP Strategy Assuming
Prior Actions
Optimize SDP Strategy
Optimize SDP Strategy Assuming
Prior Actions
Optimize APF Strategy
Optimize APF Strategy
Optimize APF Strategy
Optimize APF Strategy Assuming
Prior Actions
Optimize APF Strategy Assuming
Prior Actions
Optimize APF Strategy
Optimize APF Strategy Assuming
Prior Actions
Forecast Issued
Forecast Issued
Forecast Issued
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Scen ProbTimeline (Z)
11 12 13 14 15 16 17 18 19 20 21 22 23 24 01 02 03
S1 33%
S2 4%
S3 16%
S4 21%
S5 7%
S6 7%
S7 12%
13 Nov Forecasted GDPs:Prior-day planning (22Z)
GDP Hourly Rate
30 34 36 38GDP
None
22Z 02Z 09Z
S1
S2
S3
S4
S5
S6
S7
GDP = 61%
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Individual Scenario Optimization
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
GDP
None
Adaptive Planning Framework vs. Single Decision Point Solutions at 22Z
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
13 Nov Forecasted GDPs:Prior-day planning (02Z)
GDP Hourly Rate
30 34 36 38GDP
None
02Z 09Z 12Z
S1
S2
S3
S4
S5
S6
S7
Scen ProbTimeline (Z)
11 12 13 14 15 16 17 18 19 20 21 22 23 24 01 02 03
S1 73%
S2 7%
S3 4%
S4 2%
S5 2%
S6 11%
S7 1%
GDP = 85%
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
GDP
None
Adaptive Planning Framework vs. Single Decision Point Solutions at 02Z
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
13 Nov Forecasted GDPs:Day-of Planning (09Z)
GDP Hourly Rate
30 34 36 38GDP
None
09Z 12Z 15Z
S1
S2
S3
S4
S5
S6
S7
Scen ProbTimeline (Z)
11 12 13 14 15 16 17 18 19 20 21 22 23 24 01 02 03
S1 11%
S2 1%
S3 1%
S4 4%
S5 10%
S6 11%
S7 62%
GDP = 37%
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
GDP
None
Adaptive Planning Framework vs. Single Decision Point Solutions at 09Z
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
GDP
None
APF vs SDP solutions @ 09Z with prior actions
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Incurred verses Projected Cost
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©2019 The MITRE Corporation. All rights reserved. Approved for Public Release 19-0503. Distribution Unlimited
Conclusions
▪ APF permits explicit optimization of future decisions, highlighting actions that should be taken now
– Aligns decisions with information uncertainty
– Directly captures risk of inaction with cost of inappropriate response
▪ Key to successful adaptive planning is representing the forecast tree
– Similarity must reflect appropriate features of forecast evolution
– Scenarios should span the space of planning outcomes
▪ What does a validation plan look like?
– Beyond forecast tree representation (and accurately capturing costs), how do we validate probabilistic planning decisions?