Statistical MIMO Radar

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    Statistical MIMO Radar

    Abstract Inspired by recent advances in multiple-input multiple-output (MIMO)communications, we introduce the statistical MIMO radar concept. Unlikebeamforming, array radar, or STAP, which presuppose a high correlationbetween signals either transmitted or received by an array, the proposedMIMO radar exploits the independence between signals at the array elements.Whereas correlation-based array techniques are capable of providing degreesof freedom for spatial ltering, they have no bearing on the effects of targetscattering. Radar targets generally consist of many small elemental scatterersthat are fused by the radar waveform and the processing at the receiver toresult in echoes with uctuating amplitude and phase. In conventional radar,

    Alex Haimovich and Eran Fishler New Jersey Institute of Technology

    phone: 973-596-3534email: [email protected]: eran. [email protected]

    Rick BlumLehigh University

    email: [email protected]

    Len Cimini University of Delaware

    email: [email protected]

    Dmitry Chizhik and Reinaldo ValenzuelaBell LabsLucent Technologies

    email: [email protected]: [email protected]

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    Report Documentation Page Form Approved OMB No. 0704-0188Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering andmaintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information,

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    1. REPORT DATE 20 DEC 2004

    2. REPORT TYPE N/A

    3. DATES COVERED -

    4. TITLE AND SUBTITLE Statistical MIMO Radar

    5a. CONTRACT NUMBER

    5b. GRANT NUMBER

    5c. PROGRAM ELEMENT NUMBER

    6. AUTHOR(S) 5d. PROJECT NUMBER

    5e. TASK NUMBER

    5f. WORK UNIT NUMBER

    7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) New Jersey Institute of Technology; Lehigh University

    8. PERFORMING ORGANIZATIONREPORT NUMBER

    9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITORS ACRONYM(S)

    11. SPONSOR/MONITORS REPORTNUMBER(S)

    12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited

    13. SUPPLEMENTARY NOTES See also, ADM001741 Proceedings of the Twelfth Annual Adaptive Sensor Array Processing Workshop,16-18 March 2004 (ASAP-12, Volume 1)., The original document contains color images.

    14. ABSTRACT

    15. SUBJECT TERMS

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    Motivation

    Radar targets provide a richscattering environment.

    Conventional radars experiencetarget fluctuations of 5-25 dB.

    Slow RCS fluctuations (SwerlingI model) cause long fades intarget RCS, degrading radarperformance.

    In statistical MIMO the angularspread of the target backscatter

    is exploited in a variety of waysto extend the radarsperformance envelope.

    Backscatter as a function of azimuth angle,10-cm wavelength [Skolnik 2003].

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    The S-MIMO Concept Statistical-MIMO radar offers the potential for significant

    gains: Detection/estimation performance Resolution performance

    Here, we focus only on detection performance

    Our results question the common belief that one shouldmaximize the coherent processing gain.

    With S-MIMO a very sparse array of sensors transmits a setof orthogonal waveforms.

    By using this approach, we create many "independent"radars, that average out target scintillations.

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    Signal Model Point source assumption dominates current models used in

    radar theory. This model is not adequate for an array of sensors with large

    spacing between the array elements. Distributed target model

    Manyrandomscatterers

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    Signal Model (Cont.)

    1 2

    1 2

    Denote by the gain between the th transmitter and

    th receiver. It can be shown that ~ 0,1 .

    Take and . We can show that if either /

    or ' ' / ' , then 0,

    jk

    jk

    jk il c

    H c jk il

    k

    j CN

    d d d

    d d d E

    and otherwise

    1H jk il E

    r1r2

    d

    d1

    d2

    d1

    t1 t2

    d2

    d

    Target beamwidth

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    Phased Array Radar

    Phased array radars consist of closely spaced sensors.The gain between each transmitter receiver pair is the same.

    Transmitted waveform is

    This gives rise to the following received signal m

    t s

    0 0 0 0

    2

    0 0 0

    odel

    , ,

    If beamformer is applied at both the transmitter and the receiver,then the received signal at the output of the beamformer equals

    , ,

    H E t x y x y t t M

    E y t x y x

    M

    r a b s n

    a b 2

    0y s t n t

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    S-MIMO Radar

    In S-MIMO radar, the inter element spacing is large. The gain between everytransmitter receiver pair is different.

    The received signal is given by

    vec ~ CN ,

    Each

    E t t t

    M r Hs n H 0 I

    transmitting element transmits one of M orthogonal waveforms.

    By matched filtering the received signal at each sensor with each of thetransmitted waveforms we can reconstract

    ji r t

    Therefore, instead of coherent gain of , we created independent radars.

    ji i ji E s t n t M

    MN MN

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    The Radar Detection Problem

    0

    1

    The radar detection problem:: Target does not exists at delay: Target exists at delay

    Assume that all the parameters are known. The optimal detector is the LRTdetector, and it

    H H

    0

    1

    1

    0

    |lo

    is given by,

    g |

    H

    H

    f t H T

    f t H

    r

    r

    S-MIMO Radar

    1

    22

    0

    22 1

    Denote by the vector that contains the output of a bank of matched filterssampled at . The op

    ,

    timal detector is

    whe re 12 MN

    H n

    FAH

    T F P

    x

    x

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    2 22 2

    21

    2

    It is possible to compute the probability of detection as afunction of the probability of false alarm, and i

    t equa s

    1 1

    l

    MN MN

    n D FA

    n

    P F F P E M

    0

    22

    1

    2 22 2

    22

    0 0

    1

    21 1

    2

    Let , . The optimal detector:

    | | 12

    1 1

    H n

    FAH

    n D FA

    H

    n

    x t x y s t dt

    N T x F P

    P F F P EN

    r aPhased Array Radar

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    The Invariance Detector

    2

    Assume access to a vector that contains samples ofthe noise process.

    Note that is the ML estimate of the noise level.

    The optimal detector whose performance depends only onSNR

    L

    /

    (not

    Ly

    y

    1

    0

    2

    2

    on the noise level)

    This test statistic is very intuitive. It normalizes the UMPtest by the best estimate of the noise level.

    H

    H

    T x

    y

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    Example: Miss Probability Assume a system with four receiving and one or two transmitting

    antennas, M=2, N=4, and the probability of false alarm is 1e-6

    0 5 10 15 20 25 3010

    -3

    10-2

    10-1

    100

    S NR

    P M D

    S -MIMOPhas ed ArrayI-S -MIMO L=64I-Phas ed Array L=64

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    Example: ROC The following figure depicts the ROC. SNR=10dB.

    10-10

    10-9

    10-8

    10-7

    10-6

    10-5

    10-4

    10-3

    10-2

    10-1

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    P FA

    P D

    S -MIMOPhased ArrayI-S -MIMO L=64I-Phas ed Array L=64

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    Concluding Remarks S-MIMO is a new concept for radar systems.

    This concept utilizes spatial diversity in order to overcometarget scintillations.

    At 90% probability of detection, the proposed systemoutperform phased array radars by 5 dB, which is equivalentto almost twice the range.

    The S-MIMO radar can be shown to have superiorperformance in range estimation and resolution as well.

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