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1 State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36) FFY99 Part: II Research and Development Project Title: Database Development for a Hot-Mix Asphalt Pavement Performance Analysis System Project ID: 0092-06-13 Administrative Contact: Jason Bittner Sponsor: MRUTC WisDOT Technical Contact: James McDonnell Approved Starting Date: November 16, 2006 Approved by COR/Steering Committee: FY07, $50,000, 12 months Approved Ending Date: November 15, 2007 Project Investigator (agency & contact): Robert Schmitt, UW-Platteville Description: Total study budget Current FFY budget Expenditures for current quarter Total Expenditures to date Percent Complete $50,000 $50,000 $6,500 $13,000 20 Progress This Quarter: (Includes project committee mtgs, work plan status, contract status, significant progress, etc.) Task 1. Literature review The objective of Task 1 is to identify, collect, review, and synthesize literature and research to understand all relevant literature on the relationship of pavement performance to design, construction, maintenance, and environmental variables. Task 1 is 50% complete, and a full literature review will be presented in the next quarterly report. Task 2. Survey and Review of Pavement Management Systems The objective of Task 2 is to survey state highway agencies to acquire information on their pavement management systems. From the literature review in Task 1 it was learned that a synthesis of current practices from all states was published in 2004, as NCHRP Synthesis Report #335. Thus, the survey was suspended. During this quarter, the latest available WisDOT HMA databases were collected for performance, design, traffic, and construction data. Then, each database was broken down by field name, field length, and whether the field was spatial or not. The following sections describe the contents of each database, and the potential to merge them in Task 3. A. Design Data Currently, there does not exist a single database containing a range of traditional design parameters and measures, such as base strength (e.g., Modulus, Soil Support Value) of pavement structural numbers (e.g., layer coefficients). Rather, several design-related measures can be found in the New Construction Report; a report that is prepared annually to describe all new and rehabilitated pavements that were constructed in a given year. The software platform for New Construction Report is Microsoft Access, and allows user-defined queries to acquire and assemble meaningful groups of data. To develop a detailed understanding of this database, several queries were made, then the queried data were broken down by field name, field width, and whether the field was considered spatial (S) or non-spatial (NS). Spatial data possess the capability to identify the location of the collected data, with the potential for merging with other databases. Tables 1 through 7 provide a break down of the respective queries for From Program, AC Field File, AC Project IRI, AC Office File, AC Office Nochange, Field, and General. Table 8 provides a Microsoft Excel database in the New Construction Report, called Asphalt Project. The specific character width of each field is unknown at this time, and will be further researched. Also, as the research progresses, the designation of S

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Page 1: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007

Program: SPR-0010(36) FFY99 Part: II Research and Development

Project Title: Database Development for a Hot-Mix Asphalt Pavement

Performance Analysis System Project ID: 0092-06-13

Administrative Contact: Jason Bittner Sponsor: MRUTC

WisDOT Technical Contact: James McDonnell Approved Starting Date: November 16, 2006

Approved by COR/Steering Committee: FY07, $50,000, 12 months Approved Ending Date: November 15, 2007

Project Investigator (agency & contact): Robert Schmitt, UW-Platteville

Description:

Total study budget Current FFY budget Expenditures for current

quarter

Total Expenditures to

date

Percent Complete

$50,000 $50,000 $6,500

$13,000

20

Progress This Quarter:

(Includes project committee mtgs, work plan status, contract status, significant progress, etc.)

Task 1. Literature review

The objective of Task 1 is to identify, collect, review, and synthesize literature and research to understand all relevant literature on the

relationship of pavement performance to design, construction, maintenance, and environmental variables. Task 1 is 50% complete, and a

full literature review will be presented in the next quarterly report.

Task 2. Survey and Review of Pavement Management Systems

The objective of Task 2 is to survey state highway agencies to acquire information on their pavement management systems. From the

literature review in Task 1 it was learned that a synthesis of current practices from all states was published in 2004, as NCHRP Synthesis

Report #335. Thus, the survey was suspended.

During this quarter, the latest available WisDOT HMA databases were collected for performance, design, traffic, and construction data.

Then, each database was broken down by field name, field length, and whether the field was spatial or not. The following sections describe

the contents of each database, and the potential to merge them in Task 3.

A. Design Data

Currently, there does not exist a single database containing a range of traditional design parameters and measures, such as base strength

(e.g., Modulus, Soil Support Value) of pavement structural numbers (e.g., layer coefficients). Rather, several design-related measures can

be found in the New Construction Report; a report that is prepared annually to describe all new and rehabilitated pavements that were

constructed in a given year.

The software platform for New Construction Report is Microsoft Access, and allows user-defined queries to acquire and assemble

meaningful groups of data. To develop a detailed understanding of this database, several queries were made, then the queried data were

broken down by field name, field width, and whether the field was considered spatial (S) or non-spatial (NS). Spatial data possess the

capability to identify the location of the collected data, with the potential for merging with other databases. Tables 1 through 7 provide a

break down of the respective queries for From Program, AC Field File, AC Project IRI, AC Office File, AC Office Nochange, Field,

and General. Table 8 provides a Microsoft Excel database in the New Construction Report, called Asphalt Project. The specific

character width of each field is unknown at this time, and will be further researched. Also, as the research progresses, the designation of S

Page 2: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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and NS may change. The purpose of presenting the database in these tables is to understand their basic contents and the potential to

develop a merge function for performance modeling in Tasks 3 and 4.

Table 1. New Construction Report – From Program Query

Field Name

Field

Width*

Spatial (S) or

Non-Spatial

(NS)

District/County S

Project # S

Hwy NS

General Location NS

Contractor NS

Length NS

Weighted IRI NS

Pavement Thickness NS

Hv,Mv,Lv NS

Mill Depth NS

New Base NS

Paved Over NS

* Exact Field Width is unknown at this time

Table 2. New Construction Report –AC Field File Query

Field

Name

Field

Width*

Spatial (S) or

Non-Spatial (NS)

Site NS

Sq no S

RP S

Contract NS

Hwy NS

Surlen NS

Lane NS

Dir NS

A or P NS

Set NS

Iri NS

Rut NS

* Exact Field Width is unknown at this time

Page 3: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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Table 3. New Construction Report – AC Project IRI Query

Field Name

Field

Width*

Spatial (S)

or Non-

Spatial (NS)

Contract 2 NS

Wtd NS

Len NS

Len 3 NS

Wt diri NS

Deviation NS

* Exact Field Width is unknown at this time

Table 4. New Construction Report – AC Office File Query

Field Name

Field

Width*

Spatial (S) or

Non-Spatial

(NS)

Pvmnt NS

Location S

Style NS

Distri S

County S

Contract1 NS

Contract2 NS

Hwy NS

Gen loc NS

Contractor NS

Length mi NS

Pv Thick NS

HvMvLv NS

Mill Depth NS

Field 22 NS

Base NS

Pvdovr NS

Pvmntyr NS

Pvtno NS

Spcicase NS

ESALS NS

* Exact Field Width is unknown at this time

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Table 5. New Construction Report – AC Office Nochange Query

Field Name

Field

Width*

Spatial (S) or

Non-Spatial

(NS)

Pvmnt NS

Location S

Style NS

Distri S

County S

Contract1 NS

Contract 2 NS

Hwy NS

Gen loc NS

Contractor NS

Length mi NS

Pv Thick NS

HvMvLv NS

Mill Depth NS

Field 22 NS

Base NS

Pvdovr NS

Pvmntyr NS

Pvtno NS

Spcicase NS

ESALS NS

* Exact Field Width is unknown at this time

Table 6. New Construction Report – Field Query

Field Name

Field

Width*

Spatial (S) or

Non-Spatial

(NS)

Site S

Seq no S

RP S

Contract NS

Hwy NS

Surlen NS

Lane NS

Dir NS

A or P NS

Set NS

Iri NS

Rut NS

* Exact Field Width is unknown at this time

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Table 7. New Construction Report – General Query

Field Name

Field

Width*

Spatial (S)

or Non-

Spatial

(NS)

Contractor NS

Location S

Type NS

Thickness NS

HvMvLv NS

Special NS

District S

County S

Base NS

Pvdovr NS

Jt angle NS

Slab NS

Center NS

Dowel NS

Pave yr NS

ESALS NS

* Exact Field Width is unknown at this time

Table 8. New Construction Report – Asphalt Project Query

Field Name

Field

Width*

Spatial (S) or

Non-Spatial

(NS)

Survey Yr NS

From Feature S

To Feature S

Test Segment NS

Dist to Seg NS

Section length NS

From RP S

Plus Dist NS

To RP S

Plus Dist NS

Alligcr NS

Block CR NS

Edge Rav NS

Flush NS

LongCr NS

Rut NS

Surfrav NS

Transcr NS

TransDis NS

Patch NS

Pothole NS

* Exact Field Width is unknown at this time

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B. Construction Data

HMA construction data is collected and stored in three separate databases: (1) HMA Mix Design Log files, (2) HMA Mix Properties files,

and (3) Materials Tracking System (MTS). The first two databases use Microsoft Excel, while the MTS is accessed in PDF format.

The HMA Mix Design Log is maintained by the Bureau of Technical Services (Truax Materials Lab) and contains Job Mix Formula (JMF)

entries submitted by the contractor. A presentation of the field names, field width, and spatial or non-spatial designation is shown in Table

9. The shown fields were extracted from the file name ‘GeneralLogs 2005.xls’.

Table 9. Contents of the HMA Mix Design Log file (GeneralLogs 2005.xls)

Field Name

Field

Width*

Spatial (S) or

NonSpatial (NS)

Pre NS

Test Number NS

Year NS

Type NS

ESALs NS

Contractor NS

Project Number S

District Number S

Agg. Sourse 1 S

Agg. Sourse 2 S

Hwy Number S

County S

* Exact Field Width is unknown at this time

Both the HMA Mix Properties files and MTS files contain as-built construction data, including both mix properties and field density test

results. Most HMA contractors maintain spreadsheets of as-built plant-produced mix properties to control material quality and maintain

construction records. The MTS files primarily include Quality Assurance (QA) test results performed by Wisconsin DOT or consultant

technicians. Table 10 presents the data from HMA Mix Properties file, consisting of columns for the field name, field width, and spatial (S)

or non-spatial (NS) data. The shown fields were extracted from the file name ‘Data 1997-2004.xls’.

Page 7: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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Table 10. Contents of the HMA Mix Properties file (Data 1997-2004.xls)

Field Name Field Width

Spatial (S) or

NonSpatial (NS)

Pre NS

Test Number NS

Year NS

Type NS

Contractor NS

% AC NS

% VMA NS

3/4" NS

1/2" NS

3/8" NS

#4 NS

#8 NS

#16 NS

#30 NS

#50 NS

#100 NS

#200 NS

Number Aggs. NS

% RAP NS

Gse NS

Gsb NS

Gmm NS

Gmb NS

Dryback Correction NS

MA NS

Flow NS

STAB NS

TSR NS

Blows NS

Anti-STR NS

AC-Type NS

AC Source NS

AC SpGr NS

* Exact Field Width is unknown at this time

Page 8: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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C. Traffic Data

The primary source for traffic data is the MetaManager database. MetaManager includes records describing highway section geometric

features and traffic counts, and is formatted for the 5 WisDOT Regions in Microsoft Excel. Table 11 provides three columns that consist of

field name, field width, and spatial (S) or non-spatial (NS) data in Metamanager. Field width for both numeric and character variables is

expressed as the numeric value preceding the decimal point. The value following the decimal point is number of digits after the decimal.

Table 11. MetaManager Data Fields

Field Name Field Width

Spatial (S)

or

NonSpatial

(NS)

ISEQNO 6 S

PDP_ID 6 S

TRAF_SEG_ID 4 S

PDP_MILE 4.2 S

HWY_NUM 3 S

DIRECTION $CHAR1. NS

TPTNDIST 1 S

NUMLANES 1 NS

FCLASS 2 NS

AADTYR_1 6 NS

TRKYR_1 2 NS

IPDI_BY 3 NS

IRUTAV_BY 5.3 NS

IIRIAV_BY 5.3 NS

IPSISE_BY 3.1 NS

SURFAGE_BY 3 NS

IPVMTT_BY 1 NS

WI_CNTY_NM $CHAR11. S

TERMINI $CHAR40. S

Field Width X.Y, where X = total width and

Y = spaces behind decimal point.

D. Performance Data

The Pavement Inventory File (PIF) database is a comprehensive and detailed pavement performance inventory of all roadway segments in

the state, excluding roadways under local jurisdiction. Generally, each pavement segment is measured on a biennial basis for Pavement

Distress Index (PDI) distresses and International Roughness Index (IRI). PIF data is formatted in Microsoft Excel, however, ‘Readme.txt’

files provide partial data entry code for reading the data into SAS statistical software.

There are 3 primary files within the PIF database as shown in Tables 12 through 14. A description of the roadway segment is shown in

Table 12, with primary fields including the pavement sequence number, highway number, direction, and beginning and ending physical

features. In Tables 13 and 14 are the PDI and IRI data, respectively, for each segment, as designated by the pavement sequence number.

Page 9: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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Table 12. PIF Description Database

Field Title Field Width

Spatial (S)

or

NonSpatial

(NS)

SEQUENCE NUMBER 6 S

COUNTY NUMBER 2 S

HIGHWAY TYPE 1 NS

HIGHWAY NUMBER 3 NS

HIGHWAY DIRECTION CHAR1 NS

FROM RP CHAR4 NS

FROM RP PLUS DISTANCE 5.3 S

TO RP CHAR4. NS

TO RP PLUS DISTANCE 5.3 S

DISTRICT NUMBER 1 S

COUNTY NAME CHAR11 S

SECTION LENGTH 5.3 NS

DATE OF DESCRIPTION YYMMDD6 NS

SURFACE YEAR 4 NS

PAVEMENT TYPE ALPHA CHAR6 NS

SURFACE TYPE 1 NS

SOIL NAME CHAR20 NS

FROM FEATURE CHAR20 NS

DIVIDED Y OR N CHAR1 NS

CUMMALATIVE MILEAGE 6 NS

JOINT SPACING 2 NS

TESTED FOR PSI CHAR1 NS

PDI RESPONSIBILITY CHAR1 NS

FUNCTIONAL CLASS 2 NS

NHS VALUES CHAR03 NS

ORIGINAL CONSTRUCTION YEAR 4 NS

HPMS SAMPLE KEY CHAR13 NS

Page 10: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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Table 13. PIF PDI Database

Field Name

Field

Width

Spatial (S)

or

NonSpatial

(NS)

MERGE BY/SEQUENCE # 6 S

INVERSE YEAR MONTH 4 NS

SURVEY TEST YEAR 4 NS

SURVEY TEST MONTH 2 NS

SURVEY TEST DAY 2 NS

SURF YEAR AT SURVEY DATE 2 NS

TENTHS OF MILE FROM FROM RP 1

SURF AT SURVEY DATE 1

BLOCK OR ALLIGATOR TYPE 1 NS

BLOCK 0 % OF AREA 1

BLOCK 1-24 OF AREA 1

BLOCK 25 - 49 OF AREA 1

BLOCK 50 - 74SLAB MVMT 1

BLOCK 75 + % OF AREA 1

TRANS. CRK. 0 STATION 1

TRANS. CRK. 1 - 5 STA 1

TRANS. CRK. 6 - 10 STA 1

TRANS. CRK. 11 + STA 1

LONGI. CRK. 0 LF STA 1

LONGI. CRK. 1-100 STA 1

LONGI. CRK. 101-200 STA 1

LONGI. CRK. 201-300 STA 1

LONGI. CRK. 301 + STA 1

PATCHING NONE % OF LENGTH 1

PATCHING OCCASIONAL 1

PATCHING LT 10 % OF LENGTH 1

PATCHING 10 25 % OF LENGTH 1

PATCHING GT 25 % OF LENGTH 1

FLUSHING 1 NS

EDGE RAVELING 1 NS

SURFACE RAVELING 1 NS

RUTTING 1 NS

LONGI. DISTORTION NONE % LEN 1

LONGI. DISTORTION 1-24 % LEN 1

LONGI. DISTORTION 25-49 % LEN 1

LONGI. DISTORTION 50 + % LEN 1

TRANS. DISTORTION NONE % LEN. 1

TRANS. DISTORTION 1-24 % LEN. 1

TRANS. DISTORTION 25-49 % LEN. 1

TRANS. DISTORTION 50 + % LEN. 1

SEAL COATED 1 NS

CRACK FILLING 1 NS

OVERALL PDI VALUE 3 NS

PDI REMARKS $CHAR40 NS

Page 11: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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Table 14. PIF IRI Data

Task 2 Summary

As illustrated in the previous sections, the primary HMA databases have several data fields, some that are unique and some that are mutual

to the other databases. In Task 3, the ability to merge the databases is being investigated.

One issue that has surfaced is the ability to merge the design and construction databases with the traffic and performance databases. Both

the MetaManager and PIF databases contain sequence numbers to identify a unique segment of roadway, typically between two reference

points. The design and construction databases contain a field for project I.D., but cannot translate the I.D. to a specific roadway segment

(i.e., Sequence Number). To create a holistic performance database, data from one table must be matched to data in another table using a

linking mechanism called a relational join. The joined data or combined data can then be exported in a spreadsheet or space delimited

format to a statistical software for detail performance modeling. This work is beginning in Task 3.

Task 3. Database System Development.

The objective of Task 3 is the development of a database system including several elements, such as the overall purpose of the system, data

types and formats to be collected and managed, software and hardware requirements, as well as institutional issues involved in the

implementation and use of the system.

During this quarter, the research team obtained GIS Base Maps of four WisDOT Districts. These base maps are capable of illustrating the

Wisconsin highway network by user-defined fields, such as HMA or PCC pavement, or by type of pavement (i.e., HMA Type 1 over PCC,

Type 3 over HMA/CABC, etc.). The ability of opening these maps using a variety of GIS software, such as ArcGIS, is currently being

Field Name

Field

Width

Spatial (S)

or

NonSpatial

(NS)

SEQUENCE NUMBER 6 S

INVERSE YEAR MONTH 4 NS

TEST YEAR 4 NS

TEST MONTH 2 NS

TEST DAY 2 NS

PSI SURFACE YEAR 2 NS

PSI SURFACE TYPE 1 NS

TEST VEHICLE NUMBER 4 NS

TEST SPEED USED 2 NS

FLEX OR RIGID PVMNT CHAR1 NS

AIR TEMP CHAR3 NS

INCHES PER MILE N OR E 3 NS

INCHES PER MILE S OR W 3 NS

PSI N OR E 3 NS

PSI S OR W 3 NS

SECTION PSI AVG 3 NS

INITIAL PSI CHAR1 NS

RUT ENGLISH N OR E 3 NS

RUT ENGLISH S OR W 3 NS

SECTION RUT ENGLISH AVG 3 NS

IRI METRIC N OR E 3 NS

IRI METRIC S OR W 3 NS

IRI IN IPM N OR E 3 NS

IRI IN IPM S OR W 3 NS

IRI IPM SECTION AVG 3 NS

Page 12: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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investigated. The goal, based upon discussion during the kickoff meeting, is not to create an entirely new database, but to merge existing

databases.

A GIS ties information to location; it allows specific attributes regarding the location to be retrieved and visualized on a dynamic map. In

addition, it allows basic statistics and charts to be created from specific queries about the data for presentation purposes, and can display

photos of the location of interest. To enable the data categories to operate in a GIS, separate simple tables or flat files for elements or

attributes in each category will be developed and related to a dynamic map that shows the network of pavements in Wisconsin.

An important consideration during Task 3, that will lead to work in Task 4, is assigning a variable or attributes designation to the individual

data fields. This work is beginning and no conclusive findings can be reported.

Task 4. Numerical Modeling and Statistical Analysis

The objective of Task 4 is to develop an analysis template for aligning design and construction datasets with the pavement performance

indicator datasets, and demonstrating methodologies for analyzing the data. No work was performed on Task 4 this quarter.

Task 5. Final Report.

The objective of Task 5 is to submit a final report documenting all findings in the project. No work was performed on Task 5 this quarter.

Work Next Quarter:

Task 1. Literature review

Work will continue with a review of all literature related to this topic. A complete synthesis of literature will be provided in the next

quarterly report.

Task 2. Survey and Review of Pavement Management Systems

Work will continue on investigating the data fields of each database, and the ability to merge in Task 3.

Task 3. Database System Development.

It is planned that work will begin on the development of the database system next quarter, concurrent with work in Task 2.

Task 4. Numerical Modeling and Statistical Analysis

No work is planned on Task 4 during the next quarter. However, developments with NCHRP 9-22, Development of Performance-Related

Specifications for Hot Mix Asphalt, will be monitored for application in this project. A product of NCHRP 9-22 is prototype software to

develop performance models of data. How the software aligns itself with comprehensive HMA database will be researched.

Task 5. Final Report.

No work is planned on Task 5 during the next quarter.

Circumstances affecting progress/budget:

None.

Page 13: State of Wisconsin/Department of Transportation · State of Wisconsin/Department of Transportation RESEARCH PROGRESS REPORT FOR THE QUARTER ENDING: March 31, 2007 Program: SPR-0010(36)

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Gantt

Chart

:

Project Progress Chart

Updated: April 2, 2007

MRUTC Project 0092-06-13

Database Development of an HMA

Pavement Perform

ance Analysis System

Qtr 4

Qtr 5

Percent

Task

Description

Nov

Dec

Jan

Feb

Mar

Apr

May

Jun

Jul

Aug

Sep

Oct

Nov

Complete

1Literature Review

60

2PMS Review

25

3System

Development

5

4Statistical M

odeling

0

5Final Report

0

Proposed

Actual

20

Qtr 1

Qtr 2

Qtr 3