22
Skew-product dynamical systems: Applications to difference equations 1 Saber Elaydi Robert J. Sacker Department of Mathematics Department of Mathematics Trinity University University of Southern California San Antonio, Texas 78212, USA Los Angeles, CA 90089-2532 USA E-mail: [email protected] E-mail: [email protected] http://www.trinity.edu/selaydi http://math.usc.edu/rsacker Contents 1 Introduction 1 2 Discrete Dynamical Systems 4 3 Skew-Product Dynamical Systems 5 4 Periodic Difference Equations 7 5 Nonautonomous Beverton–Holt Equations 10 6 Further Developments 14 1 Introduction One of the earliest difference equations, the Fibonacci sequence, was intro- duced in 1202 in “Liberabaci,” a book about the abacus, by the famous Italian Leonardo di Pisa, better known as Fibonacci. The problem may be stated as follows: how many pairs of rabbits will there be after one year when starting with one pair of mature rabbits, if each pair of rabbits give birth to a new pair each month starting when it reaches its maturity age of two months? If F (n) is the number of pairs of rabbits at the end of n months, 1 The keynote talk at the Second Annual Celebration of Mathematics, April 1, 2004. The first author has been partially supported by a travel grant from the American Uni- versity of Sharjah 1

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Page 1: Skew-product dynamical systems: Applications to difference

Skew-product dynamical systems: Applications to

difference equations 1

Saber Elaydi Robert J. SackerDepartment of Mathematics Department of Mathematics

Trinity University University of Southern CaliforniaSan Antonio, Texas 78212, USA Los Angeles, CA 90089-2532 USA

E-mail: [email protected] E-mail: [email protected]://www.trinity.edu/selaydi http://math.usc.edu/∼rsacker

Contents

1 Introduction 1

2 Discrete Dynamical Systems 4

3 Skew-Product Dynamical Systems 5

4 Periodic Difference Equations 7

5 Nonautonomous Beverton–Holt Equations 10

6 Further Developments 14

1 Introduction

One of the earliest difference equations, the Fibonacci sequence, was intro-duced in 1202 in “Liberabaci,” a book about the abacus, by the famousItalian Leonardo di Pisa, better known as Fibonacci. The problem may bestated as follows: how many pairs of rabbits will there be after one year whenstarting with one pair of mature rabbits, if each pair of rabbits give birthto a new pair each month starting when it reaches its maturity age of twomonths? If F (n) is the number of pairs of rabbits at the end of n months,

1The keynote talk at the Second Annual Celebration of Mathematics, April 1, 2004.

The first author has been partially supported by a travel grant from the American Uni-

versity of Sharjah

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Page 2: Skew-product dynamical systems: Applications to difference

then the difference equation that represents this model is given by the secondorder difference equation

F (n + 1) = F (n) + F (n − 1), with F (0) = 1, F (1) = 1.

This very early connection between biology and difference equations has been,until recently, fairly dormant due largely to the creation of differential Cal-culus by Isaac Newton in 1732 and the dominance of differential equationsin all natural sciences and economics.

Two great mathematicians have contributed significantly to the moderntheory of difference equations; Henri Poincare and George Birkhoff. In “Surles equations lineaires aux differentielles ordinaires et aux differences finies”[61] Poincare studied the asymptotic representation of solutions of nonau-tonomous linear difference equations. The Poincare-Perron Theorem [20] isthe extension of Poincare Theorem by Oscar Perron in 1921 [58]. WalterGautschi [31] showed how to use Poincare–Perron Theorem to find mini-mal (recessive) solutions of linear nonautonomous difference equations. Thishas been a significant observation in the area of orthogonal polynomials andspecial functions since every sequence of a monic polynomial must satisfy asecond order difference equations [8, 20, 73]. The importance of the exis-tence of minimal solutions has been observed by Pincherle [60] much earlierin 1894, where he showed a continued fraction converges if and only if theassociated second order difference equation has a minimal solution [20]. Ina series of papers by George Birkhoff and his collaborators [6, 7], the formaltheory of analytic difference equations has been established. Jet Wimp andDoran Zeilberger [74] applied Birkhoff Theory to compute the asymptotics ofspecial functions and combinatorial identities. The study of the asymptoticsof combinatorial identities was greatly facilitated by Zeilberger’s algorithmby which one can produce a second order difference equation that representsa given combinatorial identity [74].

Another area where difference equations have played a prominent role isnumerical analysis. Here one would approximate a given differential equa-tion, through a discretization method, by a difference equation. However,these discretization methods may lead to instabilities and sometimes chaoticbehavior. To remedy this situation, Ronald Mickens introduced a nonstan-dard discretization scheme which is dynamically consistent [2, 51, 55].

The modern theory of difference equations can be traced back to the 60’sand 70’s. In 1964, Alexander Nicoli Sharkovsky introduced his fundamental

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theorem on the periods of continuous maps on the real line [21, 69]. Part ofSharkovsky Theorem was later discovered in 1975, independently, by T.Y.Li and James Yorke in “Period three implies chaos” [50]. In addition to in-troducing “chaos” in mathematics, the Li–Yorke paper was instrumental inintroducing Sharkovsky Theorem in English which made it accessible to sci-entists in the west. In 1978, Mitchell Feigenbaum [28] discovered a universalconstant, the “Feigenbaum number,” that is shared by unimodal continuousmaps on the real line [21].

Since then, chaos theory has been in the frontier of science, particularlyin physics and economics. In biology, however, progress in the use of differ-ence equations as models has been rather slow. In 1976, difference equationsreceived a huge boost through the fundamental work of Robert May whopublicized the use of difference equations as biological models in his everpopular paper “Simple mathematical models with very complicated dynam-ics” [53]. The last twenty years witnessed an exponential growth in the areaof mathematical biology with several new scientific journals and books de-voted to the subject. But until recently, the favorite models for biologistshave been the continuous ones, i.e., differential equations [19, 43, 59, 70].

Let us now move on to more recent developments. There are by now twoschools in difference equations. The first school views difference equations asthe discrete analogue of differential equations and analysis. It is no wonder,that the majority in this school came over from differential equations. Booksrepresenting this school are those of Lakschmikantham and Trigiante [48],Agarwal [1], Kelley and Peterson [37], Mickens [54], Kocic and Ladas [39],Kulenovic and Ladas [45], Sedaghat [65], Elaydi [20].

The second school views difference equations as iterations of maps or asdiscrete dynamical systems. The questions raised here are concerned withstability, bifurcation and chaos. Representing this school are the books byDevaney [16], Holmgren [34], Strogatz [71], Alligood et al [3], Martelli [52],Sandefur [64], Cushing [11, 12], Kulenovic and Merino [46], Elaydi [21]. Thefirst two authors do not even mention “difference equations” in their books.The remaining books, however, are clear about the interplay between dif-ference equations and discrete dynamical systems. It should be noted thatthe last two books [21, 46] made a lot of efforts to bridge the gap betweenthe two schools. However, a larger and more sustained efforts are needed tointegrate both schools and consolidate their centrality in mathematics.

As research in difference equations takes root and more and more promi-nent mathematicians join in, boundaries between the two schools are increas-

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ingly blurred. Intrinsic discrete models in biology and economics are beingstudied without going through differential equations [12, 57, 65]. It has beenargued recently that difference equations are the right medium to modelphysical phenomena [4, 22, 72, 75]. The question of whether time is discretehas been settled affirmatively for quite some time in quantum mechanics,and recently advocated by the above-mentioned group of mathematicians.

In this article, our main objective is to introduce to specialists and non-specialists alike the notion of discrete skew-product dynamical systems. Wethen specialize this to the case of periodic difference equations and apply thegeneral results to nonautonomous Beverton–Holt equations [5, 13, 23, 24,25, 26, 38, 41]. In addition, we will survey the recent literature on periodicdifference equations [10, 9, 29, 30, 32, 33, 35, 36, 40, 49, 67, 76, 77].

The final section includes some further developments and open questions.

2 Discrete Dynamical Systems

Let X be a topological space, T a topological group, and let π : X × T →X. Then the triple (X, T, π) or just π is called a dynamical system if π iscontinuous and

(i)

π(x, 0) = x for all x ∈ X, where 0 is the identity of T , (2.1)

(ii)

π(π(x, s), t) = π(x, s + t). (2.2)

If T is a topological semigroup, then π is called a semi-dynamical system.There are two important examples that are of general interest.

a. T = R(R+), the space of real numbers (nonnegative real numbers).Consider the autonomous differential equation

x′ = f(x), x(0) = x0. (2.3)

We assume that Eq. (2.3) has a unique solution x(t, x0). Defineπ(x, t)

.= x(t, x0). Then π : X × R → X defines a continuous dy-

namical system. If, however, the solution x(t, x0) is defined only onthe set of nonnegative real numbers, then π : X × R

+ → X defines acontinuous semi-dynamical system.

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b. T = Z(Z+), the space of integers (nonnegative integers). Consider thedifference equation

x(n + 1) = f(x(n)), x(0) = x0, (2.4)

where f : X → X is at least continuous.

Let π(x0, n) = x(n). Then π defines either a discrete dynamical systemπ : X ×Z → X or a discrete semi-dynamical system π : X ×Z

+ → X.Equation (2.4) may be generated by the map f : X → X, by puttingx(n) = fn(x0), and thus π(x0, n) = fn(x0), where fn = f ◦ f ◦ · · · ◦ fis the nth composition of f .

Notice that a fixed point x∗ of the map f is called an equilibrium pointof Eq. (2.4). Similarly, the (positive) orbit of x0 ∈ X, under the mapf , O+(x0) = {x0, f(x0), f

2(x0), . . .} is the same as the solution curve{x(n) : n ∈ Z

+} of Eq. (2.4).

One of the most popular, and still fascinating, examples is the logisticmap/difference equation

x(n + 1) = µx(n)(1 − x(n))

or the map f(x) = µx(1 − x)

defined on the closed interval [0, 1]. Due to the centrality of this examplein the modern theory of difference equations, I have presented it, with greatdetail, in my two books [20, 21]. The reader may find other interestingexpositions in many of the other books mentioned above.

3 Skew-Product Dynamical Systems

To motivate the notion of skew-product dynamical systems, let us look atthe following simple but illustrative example.

Example 3.1. Consider the nonautonomous difference equation

x(n + 1) = (−1)n

(

1 +1

n + 1

)

x(n), x(0) = x0, (3.1)

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where n ∈ Z+.

The solution of Eq. (3.1) is given by [20]

x(n) = (−1)n(n−1)

2 (n + 1)x0. (3.2)

If we let π(x0, n) = x(n) = (−1)n(n−1)

2 (n + 1)x0, then

π(π(x0, s), t) = (−1)t(t−1)

2 (−1)s(s−1)

2 (t + 1)(s + 1)x0.

However

π(x0, s + t) = (−1)(s+t)(s+t−1)

2 (s + t + 1)x0

6= π(π(x0, s), t).

Hence π is not a semi-dynamical system as the semigroup property (2.2) failsto hold.

Let us write F (n, x) = (−1)n(

1 + 1n+1

)

x. For each t ∈ Z+, let Ft(n, x) =

F (n + t, x) = (−1)n+t(

1 + 1n+t+1

)

x. In the space of continuous functionsC(Z+×X, X), X = R, the hull of F is defined as the closure of the translatesof F (n, .): H(F ) = cl{Ft(n, .) : t ∈ Z

+}. Now H(F ) = {Ft(n, .) : t ∈Z

+}∪{G(n, .)}, where G(n, x) = (−1)nx is the omega limit set of {Ft(n, .) :t ∈ Z

+}. Let us now switch to the friendly notation: for each n ∈ Z+, put

fn(x) = F (n, x), gn(x) = G(n, x). Then gn is periodic : g0 = g2n, g1 = g2n+1,for all n ∈ Z

+, g0(x) = x, g1(x) = −x.Define π : H(F ) × Z

+ → H(F ) as

π((x, fi), n) = (fi+n−1 ◦ · · · ◦ fi+1 ◦ fi(x), fi+n).

Then

π(π((x, fi), s), t) = π((fi+s−1 ◦ · · · ◦ fi+1 ◦ fi(x), fi+s), t)

= (fi+s+t−1 ◦ · · · ◦ fi+s ◦ fi+s−1 ◦ · · · ◦ fi+1 ◦ fi(x), fi+s+t)

= π((x, fi), s + t).

And similarly for gi.

The above scheme illustrates the essence of the notion of skew-product.To explain the general situation, consider the nonautonomous differenceequation

x(n + 1) = F (n, x(n)) (3.3)

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where F (n, .) ∈ C(Z+ × X, X) = C. The space C is equipped with thetopology of uniform convergence on compact subsets of Z

+×X. Let Ft(n, .) =F (t + n, .) and A = {Ft(n, .) : t ∈ Z

+} be the set of translates of F in C.Then G(n, .) ∈ ω(A), the omega limit set of A, if for each n ∈ Z

+,

|Ft(n, x) − G(n, x)| → 0

uniformly for x in compact subsets of X, as t → ∞ along some subsequence{tgn

}. The closure of A in C is called the hull of F (n, .) and is denoted byY = H(A). Let σ : Y ×Z → Y be defined as the shift map : σ(G(n, .), 1) =G(n + 1, .), or more generally, σ(G(n, .), m) = G(n + m, .). Then σ is adiscrete dynamical system on Y .

The skew product dynamical system is now defined as π : X×Y ×Z+ →

X × Y , such that

π((x, G(s, .)), t) = (Φt(s)(x), Gt(s, .)),

where Φt(s) = gs+t−1◦· · ·◦gs+1◦gs, Gt(s, .) = gs+t. If p is the projection map,p(a, b) = b, then the following commuting diagram illustrates the notion ofskew product discrete semi-dynamical system.

X × Y × Z+ π−−−→ X × Y

y

p×id

y

p

Y × Z+ σ−−−→ Y

For each G(n, .) ∈ Y , we define the fiber Fg over G as Fg = p−1(g). Ifg = fi, then we write Fg as Fi.

4 Periodic Difference Equations

In this section we turn our attention to the case when the map F (n, x) isperiodic of minimal period say p > 1, that is F (n + p, .) = F (n, .) for alln ∈ Z

+. We found it rather informative and useful if we switch to writingF (n, x) as fn(x) and hence Eq. (3.2) may be written in the convenient form

x(n + 1) = fn(x(n)), n ∈ Z+ (4.1)

where it is assumed that fn+p = fn for all n ∈ Z+. A point x∗ is a fixed point

of Eq. (4.1) if fn(x∗) = x∗ for all n ∈ Z+. For periodic points or cycles we

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have to be extra careful in defining them. For there are two main types ofperiodic points, one in the space X and another in the product space X ×Y .A point (x0, g) is a periodic point with period k in the skew product systemπ if π((x0, g), k + n) = π((x0, g), n) for all n ∈ Z

+. And by the semigroupproperty this is equivalent to π((x0, g), k) = (x0, g).

We now give the definition of periodicity in the space X that is consistentwith that in the product space.

Definition 4.1. Let cr = {x0, x1, . . . , xr−1} be a set of points in X, withr ≥ 1. Then cr is said to be a geometric r-cycle if for i = 0, 1, . . . , r − 1

f(i+nr) mod p(xi) = x(i+1) mod r, n ∈ Z+. (4.2)

The following example illustrates the “layout” in X × Y of the orbit(x0, f0) under the action of the skew product semi-dynamical system π.

Example 4.2. Define

f0(x) = 1 − x,

f2(x) = f0(x) for x ≤ 1 and = 0 otherwise,

f4(x) = f0(x) for x ≤ 1 and = 0 otherwise,

f1(x) = x,

f3(x) = f1(x) for x ≤ 1 and = 0 otherwise,

f5(x) = f1(x) for x ≤ 1 and = 0 otherwise,

fn(x) = fn mod 6, n ≥ 6

Then the system σ on the base Y = {f0, f1, . . . , f5} is defined by σ(fi, n) =f(i+n) mod 6. Notice that c4 = {0, 1, 1, 0} is a geometric 4-cycle, which givesrise to a 12-cycle in the skew-product system: {(0, f0), (1, f1), (1, f2), (0, f3),(0, f4), (1, f5), (1, f0), (0, f1), (0, f2), (1, f3), (1, f4), (0, f5)}. Observe thatthe period of the cycle in the skew-product system is the least common multiple[4, 6] = 12 of r = 4 and p = 6. Furthermore, the number of distinct points ineach fiber is [4, 6]/6 = 2 each of which is of period 12 in the skew product π(Figure 1).

The following crucial lemma formalizes the above discussion.

Lemma 4.3. [23] Let cr = {x0, x1, . . . , xr−1} be a geometric r-cycle. Thenthe π-orbit intersects each fiber Fi, 0 ≤ i ≤ p − 1, in exactly l = s/p, wheres = [r, p] is the least common multiple of r and p, and each of these points isperiodic under the skew-product dynamical system with period s.

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f0

f1

f2

f3

f4

f5

x0

x2

x1

x3

x0

x2

x1

x3

x0

x2

x1

x30

1

X=R

Figure 1: The period of the cycle in the skew-product is given by s = [r, p],the least common multiple of r and p, and the number of distinct points fromcr in each fiber is l = [r, p]/p.

As a consequence of the preceding Lemma, we now state the second fun-damental result in this survey, the anticipated extension of Elaydi-YakubuTheorem to periodic difference equations.

Theorem 4.4 (Elaydi-Sacker Theorem). [23] Consider the periodic dif-ference Eq. (4.1) with minimal period p such that each fi : X → X is acontinuous function on a connected metric space X. If cr is a geometricr-cycle which is globally asymptotically stable, then r divides p.

The next example shows how to utilize Theorem 4.4 to prove that a givencycle is not globally asymptotically stable.

Example 4.5. Consider the two-dimensional system

x(n + 1) =1

2x(n) −

√3

2y(n) + (x2(n) + y2(n) − 1) cos

(

2πn

9

)

y(n + 1) =

√3

2x(n) +

1

2x(n) + (x2(n) + y2(n) − 1) sin

(

2πn

9

)

.

This is a periodic system of period p = 9. The solution (x(n), y(n)) =(

cos nπ3

, sin nπ3

)

is of period 6.

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Since 6 does not divide 9, it follows by Theorem 4.4 that this periodicsolution is not globally asymptotically stable.

To this end, we have investigated the permissible globally asymptoticallystable r-cycle. The next question that we will address is what are the per-missible cycles, with or without any stability properties, in a given p-periodicdifference equation?

The next result provides the definitive answer to the above question.

Theorem 4.6. [25] Consider the p-periodic difference Eq. (4.1). Let cr ={x0, x1, . . . , xr−1} be a set of r points in a metric space X, d = (r, p), thegreatest common divisor of r and p, and m = p/d. Then the followingstatements are equivalent.

(a) cr is a geometric r-cycle of equation (4.1),

(b) f(i+nd) mod p(xi) = xi+1, 0 ≤ i ≤ r − 1 and n = 0, 1, . . . , (m − 1),

(c) the graphs of the functions fi, fi+d, fi+d, fi+2d, . . . , fi+(m−1)d intersect atthe points (xi, x(i+1) mod r), (x(i+d) mod r, (x(i+d+1) mod r), . . . ,(x(i+(m−1)d) mod r, x(i+(m−1)d+1) mod r), for 0 ≤ i ≤ r − 1.

We remark here that if the graphs of the maps fi, 0 ≤ i ≤ p − 1, aredisjoint (with the exception of possibly possessing a common fixed point),then by the preceding theorem, the only possible geometric cycles are thoseof period p or multiples of p.

In the next section we will discuss the implications of this fundamentalobservation for nonautonomous Beverton-Holt equations.

5 Nonautonomous Beverton–Holt Equations

Cushing and Henson [13] considered a periodically forced Beverton–Holtequation of the form

x(n + 1) =µKnx(n)

Kn + (µ − 1)x(n)(5.1)

where µ is the intrinsic growth rate and Kn = Kn+p, n ∈ Z+, is the periodic

carrying capacity of a population.

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Equation (5.1) is a perturbation of the original autonomous Beverton–Holt model

x(n + 1) =µKx(n)

K + (µ − 1)x(n). (5.2)

It is well known (see [20] or [15]) that if K > 0 and 0 < µ < 1, then the zerosolution is globally asymptotically stable on [0,∞). Moreover, if K > 0 andµ > 1, the positive equilibrium x∗ = K is globally asymptotically stable on(0,∞). The case µ = 1 is trivial since then every point is a fixed point.

The following two conjectures were proposed by Cushing and Henson [13].From now on we assume that p ≥ 2, Kn > 0, µ > 1.

Conjecture 5.1. Equation (5.1) has a positive p-periodic solution which isglobally asymptotically stable on (0,∞).

Conjecture 5.2. If cp = {x0, x1, . . . , xp−1} is a p-periodic solution of Eq.(5.1), then

av(xn) < av(Kn)

where

av(xn) =1

p

p−1∑

i=0

xn,

and similarly for av(Kn).

These two conjectures were proved by Elaydi and Sacker in [23, 24]. Infact, Conjecture 5.1 was proved for a more general class of maps, called classK. Independently, Kocic [38] solved the above two conjectures where he alsoconsidered the more general case when Kn is bounded, that is 0 < α <Kn < β < ∞. In [41, 42], Kon proved the second conjecture for a class ofsystems that include the periodic Beverton–Holt equation. He consideredthe following class of difference equations of the form

x(n + 1) = g

(

x(n)

Kn

)

x(n), x(0) = x0, n ∈ Z+, (5.3)

where g : R+ → R

+ is continuous and satisfies the following conditions:

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(i) g(1) = 1,

(ii) g(x) > 1, for all x ∈ (0, 1), and g(x) < 1 for all x ∈ (1,∞). It is alsoassumed that Kn > 0, Kn+p = Kn for all n ∈ Z

+.

Notice that Eq. (5.3) includes Ricker’s equation

x(n + 1) = x(n) exp

[

r

(

1 − x(n)

Kn

)]

(5.4)

where fn(x) = x exp

[

r

(

1 − x(n)

Kn

)]

is not monotonic (in contrast to the

Beverton–Holt maps which are monotonic).Let KM = max{Ki : 0 ≤ i ≤ p − 1}, Km = min{Ki : 0 ≤ i ≤ p − 1}.

Suppose that the following inequality holds

KM

Km

exp(r − 1) ≤ 2. (5.5)

Zhou and Zou [77] showed that under condition (5.5), Eq. (5.4) has a globallyasymptotically stable periodic solution of period p. In fact, the authorsproved only the existence of a p-periodic solution which is globally attracting.However, by a Theorem of Sedaghat [66], a globally attracting fixed point inR is necessarily stable, and hence the above statement.

Kon [41] used this result to show that, under condition (5.5), Eq. (5.4)has a p-periodic solution for which Conjecture 5.2 holds. In 1990, Clark andGross [9] discussed a discrete analogue of the nonautonomous Pearl-Verhulstlogistic differential equation

N ′(t) = r(t)N(t)[1 − N(t)/K(t)] (5.6)

where r(t) and K(t) are positive, bounded periodic functions of period T .Their discrete model is of the form

x(n + 1) =anx(n)

1 + bnx(n)(5.7)

where an and bn are positive, bounded and periodic of integer period p. Theauthors then showed that if

p−1∑

i=0

ai > 1, (5.8)

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then Eq. (5.7) has a globally asymptotically stable p-periodic solution. Ob-serve that the periodic Beverton–Holt equation may be written in the form

x(n + 1) =µx(n)

1 + (µ−1)Kn

x(n)(5.9)

which is of the form (5.7) with an = µ and bn = (µ − 1)/Kn. Thus if µ > 1,condition (5.8) is automatically satisfied, and the result of Clark and Grossproves Conjecture 5.2 as well. Surprisingly, most of the authors who recentlytackled Cushing–Henson Conjectures, including Cushing and Henson and theauthors of this paper, were not aware of this early work!

To this end, we have shown that Eq. (5.1), with µ > 1, Kn > 0, hasa globally asymptotically stable p-periodic solution. By the remarks afterTheorem 4.6, we can now confirm that this periodic solution has a minimalperiod p. For otherwise let r|p, r < p, be the minimal period of this periodicsolution. Then by Theorem 4.6

Ki = K(i+r) mod p = · · · = K(i+(m−1)r) mod p, i ∈ Z+

where m = p/r. This implies that Eq. (5.1) is of period r, a contradiction.The situation, however, is drastically different if we assume also that

µ = µn is periodic with a common minimal period p.Consider the equation

x(n + 1) =µnKnx(n)

Kn + (µn − 1)x(n), µn > 1, Kn > 0, (5.10)

where both intrinsic growth rate µn and the carrying capacity Kn are ofminimal common period p ≥ 2.

It was shown in [25] that Eq. (5.10) has a globally asymptotically stablep-cycle {x0, x1, . . . , xp−1}, where

x0 =Lp−1(Qp−1 − 1)

Ep−1,

Lp−1 = Kp−1 . . . K0,

Qp−1 = µp−1 . . . µ0,

Ep−1 = Kp−1Ep−2 + (µp−1 − 1)µp−2µp−3 . . . µ0Kp−2Kp−3 . . .K0.

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Page 14: Skew-product dynamical systems: Applications to difference

Moreover, this p-periodic orbit may not be of minimal period p. This is incontrast to the case of Eq. (4.1) when the intrinsic growth µn is constant. Infact, Eq. (5.10) has a p-periodic orbit of minimal period r < p if and only if

Lp−1(Qp−1 − 1)

Ep−1=

Lr−1(Qr−1 − 1)

Er−1.

The following example from [11] produces a periodic cycle whose minimalperiod is less than the period of the given difference equation.

Example 5.3. Let µ0 = 3, µ1 = 4, µ2 = 2, µ3 = 5; K0 = 1, K1 = 617

,K2 = 2, K3 = 4

17, where µn and Kn are periodic of minimal period p = 4.

The equation

x(n + 1) =µnKn

Kn + (µn − 1)xn

xn = fn(xn)

has the geometric 2-cycle c2 ={

25, 2

3

}

. Notice that the graphs of the maps f0

and f2 intersect at the point(

25, 2

3

)

, while the graphs of the maps f1 and f3

intersect at the points(

23, 2

5

)

.

6 Further Developments

In [25], the authors investigated the extension of the second Cushing–Hensonconjecture to Eq. (5.10). They obtained the following inequality:

av(xn) <µ∗

µ∗

· (µ∗ − 1)

(µ∗ − 1)av(Kn), (6.1)

where µ∗ = max{µn}, µ∗ = min{µn}. And for the case p = 2, we have thefollowing sharp result.

av(xn) = av(Kn) + σ

(

K0 − K1

2

)

− γ

(

µ0 + µ1

2

)

(K0 − K1)2, (6.2)

where

σ =µ1 − µ0

µ0µ1 − 1, γ =

(µ0 − 1)(µ1 − 1)

(µ0µ1 − 1)2.

It would be interesting to extend Eq. (6.2) to the case p > 2.

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Page 15: Skew-product dynamical systems: Applications to difference

Recently, several authors [17, 18] considered the following autonomousdifference equation with delay.

x(n) = f(x(n − k)), k > 1. (6.3)

If we let

yj(n) = x(nk − j), j = 1, 2, . . . , k,

then

yj(n) = f(yj(n − 1)), j = 1, 2, . . . , k

is a set of k uncoupled first order difference equations. Hence one gains in-formation about Eq. (6.3) by considering the associated first order differenceequation

x(n) = f(x(n − 1)). (6.4)

In particular, [18] considered the set

Sk(p′) = {lp′ : l|k and (k/l, p′) = 1}.

They showed that if p is a period of Eq. (6.4) and p′ � p in Sharkovskyordering of positive integers [21], i.e., p′ is either equal to p or to the left ofp in the Sharkovsky ordering, then each number in the set Sk(p

′) is a periodof Eq. (6.3).

This is a nice extension of the famous Sharkovsky Theorem [21] fromcontinuous maps on the real line to higher-order difference equations.

This leads to several questions:

1. What is the natural extension of Sharkovsky’s Theorem to first orderperiodic difference equations?

2. What is the natural extension of Sharkovsky’s Theorem to periodicdifference equations with delay such as

x(n) = fn(x(n − k))? (6.5)

3. What is the natural extension of Elaydi–Sacker Theorem to periodicequations of the form (6.5)?

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Page 16: Skew-product dynamical systems: Applications to difference

4. In particular, what are the extensions of the Cushing–Henson Conjec-tures to the equations

x(n) =µKnxn−k

Kn + (µ − 1)xn−k

and x(n) =µKnxn−k

Kn + (µn − 1)xn−k

?

Question 1 has been successfully addressed in [4].

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