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Situation Analysis: mangrove communities, markets,
stakeholders, institutions and policies in Vietnam
Stuart W Bunting1
1Centre for Environment and Society, Department of Biological Sciences, University of Essex, Colchester, UK
Centre for Environment and Society Back to Office Report 2007-SWB2, University of Essex, Colchester UK
Citation: Bunting, S.W., 2007. Situation Analysis: mangrove communities, markets, stakeholders, institutions and policies in Vietnam. Centre for Environment and Society Back to Office Report 2007-SWB2. University of Essex, UK. Author contact details:
Centre for Environment and Society Department of Biological Sciences University of Essex Colchester CO4 3SQ UK Email: [email protected]
Acknowledgement and disclaimer: This report is an output of the MANGROVE project which received research funding from the European Community’s Sixth Framework Programme [Contract: INCO-CT-2005-003697]; this publication reflects the author’s views and the European Community is not liable for any use that may be made of the information contained herein. © The author retains the copyright to materials presented in this report
ii
Glossary
ADB Asian Development Bank CBO Community Based Organisation CP Communication Plan DFID Department for International Development (UK Government) DoE Department of Environment DoF Department of Fisheries EC European Commission FAO Food and Agriculture Organization (UN) IUCN International Union for Conservation of Nature and Natural Resources IWMI International Water Management Institute KAP Knowledge Attitudes and Practices MANGROVE Mangrove ecosystems, communities and conflict: developing knowledge-
based approach to reconcile multiple demands (EC project) MERD Mangrove Ecosystem Research Division NGO Non-Government Organisation NR Natural Resources NRSP Natural Resources Systems Programme PAP Participatory Action Planning PAPD Participatory Action Plan Development PU-PAPi Peri-Urban Participatory Action Planning and Implementation STEPS Social, Technical, Environmental, Political, Sustainability UN United Nations UNCDF United Nations Capital Development Fund UNDP United Nations Development Programme WB World Bank WWF World Wildlife Fund
iii
Contents
Section Heading Page Glossary iii 1 Introduction 1 2 Progress review - Vietnam National University 1 3 Site selection 1 4 Stakeholders 2 4.1 Stakeholder terminology 3 4.2 Stakeholder analysis 4 5 Institutional Analysis 5 5.1 Agreed Institutional Analysis outline 6 6 Participatory Community Appraisal and Rapid Rural Appraisal 7 7 Markets 7 8 Activities to finalise WP1 commitments 10 8.1 Agreed forward work plan 10 9 Preparation for P2 reporting 15 References 16 Annex 1 Work programme & Workpackage 1 – Situation Analysis outline presentation Annex 2 VNU progress report presentation Annex 3 Situation Analysis, Institutional Analysis and Site selection review Annex 4 Tools and approaches for stakeholder analysis and interaction in mangroves and
adjacent coastal areas
Annex 5 Some experience from education activities on mangrove protection in coastal
areas, Vietnam
Annex 6 Draft news item for MANGROVE website Annex 7 Reporting checklist for MANGROVE partners Annex 8 Schedule of meetings Hanoi 3rd - 10th Feb 2007
Tables and Figures
Object Heading Page Table 1 Selection criteria for the field site in Vietnam 2 Figure 1 Venn diagram showing relationships between stakeholders 4 Table 2 Marketing checklists developed during the INCO-DEV PAPUSSA project 8 Table 3 Agreed timeline for MERC and CERE activities 11
iv
1
1. Introduction
Situation Analysis (WP1) objectives stated in the project proposal are to: complete a
multidisciplinary situation appraisal of mangrove ecosystems at sites in Indonesia,
Thailand and Vietnam; raise awareness of their role in poor livelihoods; conduct an
institutional analysis. The Situation Analysis commenced at the start of the project in
August 2005 and background information collated and presented at the project inception
meeting in Bangkok, November 2005. However, owing to the delay in fully implementing
the project owing to the withdrawal of one partner the completion of this phase of work,
planned for March 2006, was significantly delayed. Having taken into account the delay in
project implementation and the dispersal of funds it is considered reasonable to expect that
this phase of the project will now be completed in June 2007. An overview presentation
concerning the status of the project, proposed work plan and detailed description of
Workpackage 1 – Situation Analysis was presented to the MERD team at the start of the
visit (Annex 1).
2. Progress review - Vietnam National University
During the inception workshop members of the Vietnam National University team gave
presentations on the current status of mangroves in Vietnam (MANGROVE Project,
2005). Appropriate study sites were proposed based on mutually agreed selection criteria
and stakeholder groups associated with the sites identified and their positions and
relationships explored; institutional, legal and policy frameworks were discussed. During
the PMG and Project Inception meeting 2 members of the VNU team participated in
planning WP1, 2, 3 and 4 activities. As with other partners, VNU faced a significant delay
in implementing fieldwork activities owing to the withdrawal of a partner jeopardising the
project. Despite this it was possible to retain the core of the team and to make further
progress on collating background information and data, as well as developing contacts
with other university faculties and Hanoi University of Education, Hanoi. Following the
decision to disperse the pre-financing payment to the consortium the Coordinator at VNU
undertook to find replacement team members and new appointments have been made. An
overview of progress was presented to the coordinator by the VNU team (Annex 2).
3. Site selection
Cognisant of changing circumstances since the project inception meeting, criteria
developed to assess the suitability of potential study sites (Table 1) were reviewed and the
earlier assessment and site selection reconsidered. Having reviewed the situation again it
was apparent that, based on criteria agreed by the consortium at the Project Inception
Meeting in Bangkok i.e. the significance of the remaining mangrove area, associated
livelihoods, ecosystem services provided, existing knowledge and logistics, Nam Dinh still
represented the most promising study site for the MANGROVE Project. However, owing
to recent development and a significant increase in research activity in the proposed Nam
Dinh National Park and Ramsar site area, it was decided to shift the focus of research in
the MANGROVE Project to the adjacent Tien Hai Nature Reserve.
Table 1. Site selection criteria for the field site in Vietnam
Criteria Quang
Ninh
Hai
Phong
Nam
Dinh
Can Gio Ben Tre Ca Mau
Existing knowledge/data 3 4 5 5 3 3
Significance 3 4 5 5 4 4
Livelihood 5 5 5 3 3 2
Typhoon buffer 4 5 5 2 2 2
Carbon sink /accumulation 3 3 3 5 5 5
Replanting ages 3 3 4 5 4 2
Logistics
Permission 4 4 5 5 4 4
Travel 3 4 4 3 2 2
Communication 3 4 4 4 2 3
Existing projects 2 3 5 4 3 4
Total 12 15 17 16 11 13
Note: preliminary identification: 5, very high; 4, high; 3, average; 2, low; 1, very low.
4. Stakeholders
Several user groups, civil society groups, CBOs, NGOs, local and national government
departments associated with mangroves and adjacent coastal areas were identified during
the project inception meeting (MANGROVE Project, 2005). This section aims to provide
some guidance on how these groups, collectively referred to as stakeholders, can be
further differentiated and their positions and relationships explored, highlighting areas of
conflict and tension that the project team can subsequently work to resolve. Within this
strategy the concept of engagement is central; DFID (2001) described the nature of
engagement as:
2
‘Involving those who stand to win or lose from policy or institutional reform, or
who may influence the reform process, helps to make the interests of key
stakeholders transparent and to build ownership of the reform process.’
4.1. Stakeholder terminology
Basic terminology draws on the DFID Sustainable Livelihoods Guidance Sheets (DFID,
2001) where primary stakeholders are the intended beneficiaries of reform and key
stakeholders are those who can influence the outcome of the reform process1. Within the
category of key stakeholders it has sometimes been found useful to differentiate further
between secondary and tertiary stakeholders - based on geographic scale, management
role and interest. Stakeholders have been further categorised by various authors and
authorities, for example, Grimble (1998) described direct stakeholders as being ‘those
involved with the causes or consequences of a problem or issues and affected by actions
taken to alleviate in’ and indirect stakeholders as those ‘who can positively or negatively
influence the process and can play a role in strategies to solve the problems’.
Perhaps practical sometimes to categorise stakeholders in broad, unsophisticated
hierarchies, as in some aspects of the MANGROVE Project proposal, this is a shortcoming
that demands consideration. Such an approach fails to acknowledge the capabilities of
poor and vulnerable people (excluding perhaps poorest of the poor) to influence livelihood
outcomes. As Chambers (2005) says ‘The challenge is how to give voice to those who are
left out and to make their reality count’. Furthermore, although not wishing to perpetuate
divisive patron-client relationships, Chambers (2005) noted that ‘The tendency for local
elites to capture projects and programmes and use them for their own benefit should
indeed by recognized as a fact of life.’ Dealing with such realities and understanding the
roles of leadership, patronage, unions, political parities and frequently coercion and
extortion, may present opportunities to achieve more effective implementation and
sustainable livelihoods enhancements for poor people (Bunting, 2006). Discussing the
probability that local elites will monopolise initiatives, Chambers (2005) comments:
3
1 Reference to beneficiaries implies passive receipt of aid or assistance from a benefactor or supporter, this feels at odds with the concept of participatory action and learning. Similarly, reform invokes a sense of fundamental reorganisation, root and branch reform, whereas the actual outcomes might be more subtle.
‘there are benefits as well as costs in this. Leaders are often leaders because they
have ability, and projects may be better managed through their participation.
Leaders, especially where there is an active political party, may seek support and
legitimacy and so have an incentive to spread the benefits of projects to more
rather than fewer people.’
4.2. Stakeholder Analysis
Five elements constituting a situation analysis were outlined in the DFID Sustainable
Livelihoods Guidance Sheets (DFID, 2001) thus:
- identify and define level of influence of primary stakeholders,
- identify and define characteristics of key stakeholders,
- assess manner in which they might affect or be affected by reform,
- understand relations between stakeholders, including real or potential conflicts and
expectations between stakeholders,
- assess capacity of different stakeholders to influence reform process.
Considering urban governance, Rakodi and Lloyd-Jones (2002) proposed that the
relationship between stakeholders could be represented using a Venn diagram (Figure 1).
Figure 1. Venn diagram showing relationships between stakeholders (source Rakodi and Lloyd-Jones, 2002)
4
Martin et al. (2001) proposed a series of approaches to identify and explore stakeholder
interests:
- small meetings with a few key stakeholders where other stakeholder groups are
identified,
- stakeholder workshops to facilitate detailed exploration of activities, interests,
contributions and opportunities for new networks, with information tabulated or
represented using Venn diagrams (Figure 1)
- individual interviews with representatives of the main stakeholder groups, to discuss
issues, perceptions, constraints and significant in relation to the MANGROVE Project
objectives, potential areas of conflicts
- in-depth discussions with separate stakeholder groups
- joint focus groups with representatives of each stakeholder groups, to discuss issues
arising from earlier meetings and develop a strategic vision for uptake promotion with
policy makers.
Within the various framework proposed above it is important to remember that policy
makers are stakeholders too, and that their involvement is critical in developing a strategic
vision. It is important to engender ownership of the process as policy-makers are unlikely
to adopt an innovative strategy developed by other stakeholders in isolation. However,
where it is difficult to involve policy-makers, an autonomous initiative to plan and resolve
tensions would probably gain recognition, and if it were sufficiently representative and
authoritative would be difficult to ignore. The outline of the Stakeholder Analysis was
presented to the VNU team and discussed at length (Annex 3) as were participatory
research tools that might prove useful when working in physically, socially and
institutionally complex coastal settings (Annex 4).
5. Institutional Analysis
Referring to the project proposal a number of objectives were set out for the institutional
analysis and associated policy review activities described within the broader Situation
Analysis. The first step is to identify and describe institutions, including their motivations
and agendas. Having identified the various groups the next step is to sketch out the
relationships between groups, possible presenting this with a Venn diagram or matrix.
Legal frameworks and the policy process, including policy-making and policy statements, 5
will also be reviewed and potential linkages with planned project activities highlighted.
Critical in several cases will be an assessment and understanding of the interaction
between local and centralised decision-making.
5.1. Agreed Institutional Analysis outline
Meet key stakeholder representatives to discuss mangrove management and planning:
- define their role/responsibilities/influence
- identify principles/planning framework/legislation/etc…that guides decision-making
- give emphasis to issues relevant to coastal livelihoods: classification of activity,
zoning, relevant legislation, references to livelihoods in official documentation,
- define the priority of mangrove conservation with respect to other activities
- elicit perceived constraints to mangrove conservation and wise use
- investigate initiatives to address these problems
- discuss the perceived benefits of mangrove conservation and wise use
- discuss historical land-use change that has impacted on mangrove area and discuss
future prospects in light of planning initiatives, state level development objectives,
globalization, international agreements, climate change
Describe actor/stakeholder roles in managing coastal natural resources and in guiding the
formal land-use planning process, including their jurisdiction, sphere of influence and their
position within the overall hierarchy. Furthermore, identify strategically significant user
groups, institutions or committees, and individuals therein, that guide and influence policy
formulation.
Develop the management/planning hierarchy to include landowners, leaseholders,
community management bodies and employees and their power, influence and roles.
Assess the knowledge needs of key actors/stakeholders interviewed and the most
appropriate pathways for disseminating project outputs i.e. workshop participation,
technical reports, media communications. VNU presented a summary of key work
undertaken concerning education activities focused on mangrove protection (Annex 5).
6
Assess the potential role of strengthened civil society groups, producer associations and
more informed advocates for the poor and local planners in developing appropriate
management/development strategies for mangroves and adjacent coastal areas.
Develop a work programme to assess systematically the priority assigned by different
institutions to mangrove conservation and wise use, constraints and opportunities
associated with these practice and strategies to manage these systems equitably
Report back on findings at stakeholder forum for verification and triangulation
6. Participatory Community Appraisal and Rapid Rural Appraisal
Capacity building workshops focused on Sustainable Livelihoods Analysis and
Participatory Rural Appraisal were planned for each project site, the intention being to
enhance the skills of project staff tasked with fieldwork, and to involve other stakeholder
groups so as to raise their awareness, initiate a constructive dialogue and begin to
engender a sense of ownership (Ha et al., 2006). The workshop was completed in Vietnam
and a workshop report has been published (STREAM, 2006).
7. Markets
Conventional market transactions should be assessed at each stage in the marketing
network, from producer, collector or harvester to consumer or user. The first step is to
assess what products, derived directly and indirectly, from mangrove areas are being
marketed. This might best be facilitated through interviews with key informants or through
participatory activities such as resource mapping, seasonal activity and income calendars,
stakeholder analysis, or ideally a combination of the two. A simple checklist might be
invoked to guide the assessment, as was the case in the previous INCO-DEV PAPUSSA
project (Table 2). Key elements assessed at each stage in the marketing network included
product, quantity, source, pre-harvest and post-harvest handling, buyer types, nature of the
transaction, administration, legislation and licensing, overall number or proportion of
traders dealing in aquatic foods, seasonal changes, trends and additional data.
7
8
Tabl
e 2.
Mar
ketin
g ch
eckl
ists
dev
elop
ed d
urin
g th
e IN
CO
-DEV
PA
PUSS
A p
roje
ct
Che
cklis
t of t
opic
s to
disc
uss:
C
olle
ctor
s W
hole
sale
m
arke
t m
anag
emen
t
Who
lesa
lers
C
olle
ctor
s R
etai
l mar
ket
man
agem
ent
Ret
aile
rs
Con
sum
ers
Qua
ntity
–
boug
ht/s
old/
trans
porte
d/tra
ded
Spp.
/ pr
ice
Qua
ntity
/day
Vol
ume
trade
d pe
r day
/ pr
ice
Spp.
pric
e Q
uant
ity/d
ay
B
uy/s
ell p
rice
Spp.
/ qua
ntity
pe
r day
Sour
ce: w
here
from
, rur
al o
r pe
ri-ur
ban,
dis
tanc
e/tra
vel c
ost,
whe
n co
llect
ed
Whi
ch d
istri
ct/
prov
ince
? R
ural
/PU
-di
stan
ce-
whe
n/ho
w
colle
ct/d
eliv
er
B
ough
t fro
m
whe
re?
Rur
al/P
U
Dis
tanc
e –
whe
n de
liver
ed
/col
lect
ed (t
ime)
Whe
re –
pr
ovin
ce
Rur
al/P
U-
dist
ance
-w
hen/
how
co
llect
/del
iver
W
here
R
ural
/PU
-di
stan
ce-w
hen
colle
cted
/del
iver
ed/w
hole
sale
r/pr
oduc
er
Pre-
harv
est a
nd p
ost-h
arve
st
hand
ling
Proc
essi
ng &
pr
eser
vatio
n
Proc
essi
ng &
pr
eser
vatio
n Pr
oces
sing
&
pres
erva
tion
M
etho
ds
Type
s of b
uyer
- ric
h / p
oor
Pr
oduc
ts so
ld
whe
re?
Pr
oduc
ts so
ld
whe
re?
Prod
ucts
sold
w
here
?
Prod
ucts
sold
w
here
? O
ccup
atio
n A
ge ra
nge
Tran
sact
ions
e.g
. con
tract
s
How
man
y pe
rman
ent &
te
mpo
rary
co
ntra
cts
How
ofte
n do
yo
u co
llect
?
Org
anis
atio
n B
ough
t fro
m
colle
ctor
or
prod
ucer
? H
ow
man
y pe
rman
ent
& te
mpo
rary
co
ntra
cts w
ith
selle
rs/b
uyer
s
How
man
y pe
rman
ent &
te
mpo
rary
co
ntra
cts
How
ofte
n do
yo
u co
llect
?
Org
anis
atio
n H
ow m
any
perm
anen
t &
tem
pora
ry
cont
ract
s – a
ny
rela
tions
hip
with
se
llers
/buy
ers?
N
o. o
f buy
ers o
n av
erag
e?
Adm
inis
tratio
n fe
e
Tax
Type
of a
dmin
fe
e?
Tax
Ty
pe o
f adm
in
fee?
Tax
Type
of a
dmin
fe
e?
Tax
Type
of a
dmin
fe
e?
Tax
Ty
pe o
f adm
in
fee?
Legi
slat
ion/
lice
nce
A
ny li
cenc
e/
legi
slat
ion?
In
stitu
tiona
l ar
rang
emen
ts
Is a
lice
nce
requ
ired?
Do
you
requ
ire a
lic
ence
? A
ny li
cenc
e/
legi
slat
ion?
In
stitu
tiona
l ar
rang
emen
ts
Is a
lice
nce
requ
ired?
Is a
lice
nce
requ
ired?
Num
ber/
prop
ortio
n of
trad
ers
deal
ing
in a
quat
ic fo
ods
No.
of c
olle
ctor
s N
o. o
f w
hole
sale
rs a
t m
arke
t
N
o. o
f col
lect
ors
No.
of r
etai
lers
at
mar
ket
Seas
onal
cha
nges
: qua
ntity
and
pr
ice
Con
stitu
tes,
timel
ine,
tren
d an
d ch
oice
Any
cha
nge
due
to se
ason
al
varia
tion?
Q
uant
ity/p
rice/
Sp
p. e
tc.
A
ny c
hang
e du
e to
seas
onal
va
riatio
n?
Qua
ntity
/pric
e/
Spp.
etc
.
Any
cha
nge
due
to se
ason
al
varia
tion?
Q
uant
ity/p
rice/
Sp
p. e
tc.
Le
ast /
mos
t co
nsum
ed
Any
cha
nge
due
to se
ason
al
varia
tion?
Q
uant
ity/p
rice/
Sp
p. e
tc.
Any
tren
d in
bu
ying
app
aren
t?
Add
ition
al d
ata
colle
ctio
n pr
opos
ed fo
r
Prod
uctio
n in
w
w re
gion
? A
re y
ou a
lso
who
lesa
ler/
reta
iler?
D
o yo
u em
ploy
an
yone
/use
fa
mily
mem
bers
? O
ther
impo
rtant
in
form
atio
n?
Diff
icul
ties/
rec-
omm
enda
tions
?
Star
t dat
e?
Hom
e of
w
hole
sale
rs?
Oth
er im
porta
nt
info
rmat
ion?
D
iffic
ultie
s/ re
c-om
men
datio
ns?
Do
you
empl
oy
anyo
ne/u
se
fam
ily m
embe
rs?
Oth
er im
porta
nt
info
rmat
ion?
D
iffic
ultie
s/ re
c-
omm
enda
tions
?
Prod
uctio
n in
w
w re
gion
? O
ther
impo
rtant
in
form
atio
n?
Diff
icul
ties/
rec-
omm
enda
tions
?
Star
t dat
e?
Hom
e of
re
taile
rs?
Oth
er im
porta
nt
info
rmat
ion?
D
iffic
ultie
s/re
c-om
men
datio
ns?
Whi
ch S
pp.
pref
erre
d by
bu
yer?
O
ther
impo
rtant
in
form
atio
n?
Diff
icul
ties/
rec-
omm
enda
tions
?
Wha
t fw
pr
oduc
ts d
o yo
u bu
y?
Spp.
mos
t lik
ed?
Size
you
like
? C
once
rned
abo
ut
pric
e?
Why
do
you
like
to e
at th
is fi
sh?
[com
bine
d in
m
atrix
] O
ther
pro
blem
s?
9
10
Commodities might be traded on a local, regional, national or international basis and this
will have implications for the health and wellbeing of both producers and consumers; the
balance of trade against subsistence needs also demands consideration. Furthermore,
although perhaps not traded in formal markets, the supply and appropriation of
environmental good and services, or ecosystem services, derived from mangrove areas
should be considered; this should highlight indirect benefits accruing to poor and
vulnerable communities, and society more generally. Assessing ‘values’ attributed to
mangroves will provide a more comprehensive account concerning existing and potential
future benefits of conserving and restoring mangrove areas.
8. Activities to finalise WP1 commitments
Various reference have been gathered together by the VNU team, including workshop
proceedings, scientific papers and reports and training manuals from Government
Departments, proving a sound basis from which to compile the background to the
Situation Analysis report.
8.1. Agreed forward work plan
Following various discussions of the elements constituting the Situation Analysis, the
MERD team prepared a provisional work plan including background data collection and
collation, stakeholder and institution analysis, PCA fieldwork, market assessment, State of
the System (SOS) workshop and reporting (Table 3). The MERD team undertook to
provide regular updates on progress and the project coordinator undertook to assist in the
implementation of the work plan where possible.
11
Tabl
e 3.
Agr
eed
timel
ine
for M
ERC
and
CER
E ac
tiviti
es
Mai
n ou
tput
s E
xpec
ted
outp
uts
Des
crip
tion
Met
hods
Mai
nly
Res
pons
ible
Dat
e
Intro
duct
ion
of th
e pr
ojec
t In
trodu
ctio
n of
the
proj
ect
M
eetin
gs w
ith lo
cal a
utho
ritie
s Pr
of. H
ong,
Dr.
Tri
12-1
3/2/
2007
Ove
rvie
w re
port
on
natu
ral c
ondi
tions
, soc
io-
econ
omic
s, m
angr
ove
ecos
yste
m
Bac
kgro
und
(geo
grap
hy, c
limat
e,
popu
latio
n, c
oast
al e
cosy
stem
s, et
c…)
Stat
istic
ally
col
lect
ing
data
, ad
min
istra
tive
map
, pop
ulat
ion,
cl
imat
e, c
oast
al e
cosy
stem
s.
12/2
-1/3
/200
7
Bac
kgro
und
on
stud
y sit
e O
verv
iew
repo
rt on
the
stud
y si
te
- gen
eral
des
crip
tion
- Site
sele
ctio
n (im
porta
nce,
logi
stic
s, da
ta, a
cces
s)
Col
lect
ing
data
on
impo
rtanc
e,
logi
stic
s, da
ta, a
cces
s) o
f the
stud
y si
te (p
rovi
nce,
dis
trict
and
3
sele
cted
com
mun
es)
Dr.
Dao
,
Dr.
Tuan
, M
ERD
12/2
-1/3
/200
7
Iden
tify
stak
ehol
ders
(use
r gro
ups,
civi
l so
ciet
y, C
BO
s, N
GO
s, go
v, o
ther
s)
12
/2-4
/3/2
007
Surv
eys
Stak
ehol
der m
eetin
g
indi
vidu
al in
terv
iew
s
10/3
– 2
0/3/
2007
Rep
ort o
n St
akeh
olde
r an
alys
is
Stak
ehol
der a
naly
sis
Prim
ary
and
Key
?
Prim
ary,
Sec
onda
ry, T
ertia
ry?
Ana
lysi
s of s
urve
yed
data
St
akeh
olde
r ana
lysi
s
Dr.
Dao
,
Dr.
Tuan
, M
ERD
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asse
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/3/2
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20/3
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B
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Rep
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Surv
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know
ledg
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se
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lect
dat
a/G
roup
m
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terv
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g,
MER
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tings
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2007
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arke
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lysi
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t on
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ket
netw
orks
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rvic
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agni
tude
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mar
ket n
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se
rvic
es) a
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sses
s mag
nitu
de
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a an
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13
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Des
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20/3
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ksho
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eedi
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mes
in w
orks
hops
at e
ach
site
with
stak
ehol
ders
(che
ck a
nd v
erify
fin
ding
s)
Hol
d a
loca
l wor
ksho
p (1
-2 d
ays)
M
ERD
, CER
E 13
-18/
5/20
07
Situ
atio
n ap
prai
sal
repo
rt
Fina
l rep
ort
Situ
atio
n ap
prai
sal r
epor
t
Prof
. Hon
g, D
r. Tr
i 1/
4 - 3
1/4/
2007
- Ext
ra su
rvey
s will
be
cond
ucte
d du
ring
8-14
/4/2
007
14
15
9. Preparation for P2 reporting
Based on the proposed timing of WP1 activities it was agreed that a joint consortium and
PMG meeting in June would be appropriate to review progress in each of the field sites and
plan WP3-5 activities in detail. This meeting would also provide an opportunity to review
reporting responsibilities and commitments and draft relevant report sections so that P2
reporting to the EC can be completed in a timely fashion. The second reporting period for the
project (P2) ends on the 31st July 2007, the deadline for submission of final reports to the EC
is 45 days later. A reporting checklist and timetable was revised based on discussions during
the week (Annex 7) and will be circulated to the project consortium using the MANGROVE
Project email list managed by NACA.
References
Bunting SW (2006) Low impact aquaculture. Centre for Environment and Society Occasional Paper
2006-3. University of Essex, UK.
Chambers R (2005) Ideas for Development. Earthscan, London.
DFID (2001) Sustainable livelihoods guidance sheets. Department for International Development,
London, UK.
Grimble R (1998) Stakeholder methodologies in natural resource management. NRI, University of
Greenwich, UK.
MANGROVE Project (2005) Inception workshop proceedings. NACA, Bangkok. (online at:
www.streaminitiative.org/Mangrove)
Martin A, Oudwater N, Gundel S (2001) Methodologies for situation analysis in urban agriculture.
Synthesis Paper for workshop on ‘Appropriate Research and Planning on Methodologies for urban and
peri-urban agriculture’ 2-5 October 2001, Nairobi, Kenya. ETC, CGIAR, UNDP-UNCHS.
Ha NS, Tran NM, Smith E, Suspita A, Haylor G (2006) Capacity building on sustainable livelihoods
analysis and participatory rural appraisal. Working Paper NSH1: EU Project MANGROVE INCO-CT-
2005-003697. STREAM/NACA, Hanoi, Vietnam.
Rakodi C, Lloyd-Jones (2002) Urban Livelihoods. Earthscan, London.
STREAM, 2006. Workshop on capacity building for situation analysis of mangroves ecosystem and
communities. Hanoi and Nam Dinh, Vietnam, 4-8 December 2006. (online at:
www.streaminitiative.org/Mangrove)
16
Annex 1
Dr Stuart BuntingCentre for Environment and Society, University of Essex, Colchester, CO4 3SQ, UKTel: +44 (0)1206 872219; Email: [email protected]
Annex 1
1. Centre for Environment and Society, University of Essex (UOE), England
2. Fisheries and Fish Culture Group, Wageningen University (WUR), The Netherlands
3. Stockholm Environment Institute (SEI), Sweden4. Mulawarman University (MU), Indonesia5. Kasetsart University (KU), Thailand6. Vietnam National University (VNU), Hanoi, Vietnam7. Network of Aquaculture Centres in Asia-Pacific (NACA), Thailand
8. Sub-contractors
- support the evaluation of mangrove derived goods and services with stakeholders
(e.g. application of the damage schedule approach outlined by Chuenpagdee and Vasconcellos (2000))
- support for ecological survey and data analysis- *gender expert to support the design, implementation and
evaluation of project activities (Gender Framework Analysis)
- audit (under management budget)
*a commitment was made that each Asian partner would employ at least one researcher with a background in social sciences
Annex 1
1. Background (geography, climate, population, coastal ecosystems, etc…)
2. Site selection (importance, logistics, data, access)
3. Map spatial distribution of mangroves with secondary stakeholders
Employing appropriate RRA techniques (map flows of goods and services supporting communities) identify 3 communities whose members depend on goods and services originating from mangroves (direct use, indirect use, ecosystems services)
4. Map market networks for goods (and services) and assess magnitude
5 Gender Framework Analysis –
6 Participatory Community Appraisal
– disaggregate community by wealth and gender and focusing on livelihoods of poor people
– weight / rank significance of good / services in livelihoods– explore vulnerability (with focus groups and household interviews and seasonal
calendars)– assess assets (natural, physical, financial, human, social)
7 Existing data and indigenous knowledge (biogeochemical, hydrological,ecological)
document existing data collection programmes / arrangements (local, regional and national)
8 Stakeholder analysis (user groups, civil society, CBOs, NGOs, gov, others)
Primary and Key?Primary, Secondary, Tertiary?
9 Institutional analysis– identify and describe institutions– motivations – agendas– relationships – Venn diagram– legal frameworks
10 Policy framework– formulation– linkages– interaction between local and centralised decision-making
11 Synthesis– Impact of power relations, market forces, globalisation on ecosystem
functioning, livelihood strategies, institutional arrangements
12 Present outcomes– Local and national stakeholders in workshops at each site (check and verify
findings)
Annex 2
Organizing a group’ meeting:- To assign on detailed tasks of each
team;- To discuss the methods to implement
the tasks.
Rational for site selection• Important for the country• Example for the world• Representativeness for the
wetland/mangrove
Location Mangrove Ecosystem Research Station(MERS) belonging to MERDat Giao Thuy District, Nam Dinh Province
Methodology
� Collect existing information, documents, reports and all relevant data and literature at the national, provincial, district and community levels;
� Identify and fill gaps (of data and information); � Analyze collected data and information to clearly
define any outstanding problems for the Vietnamese policy contexts;
� Carry out additional surveys and interviews if needed;
� Propose scenario(s) and estimate impacts;� Evaluate analysed methodology and application.
A. Surveys of existing conditions/ Status
1. Natural conditions- Land use / Land cover- Plant species composition and trends- Animal species composition and trends- Ecosystems and their functions- Water resources
Annex 2
A. Surveys of existing conditions/ Status
2. Socio-economic conditionsSocial
� Income� Income redistribution system/ Equity of income� Education level� Poverty (National standard)� Land tenure� Access to resources� Population (including fertility rate) density and growth� Pollution and diseases� Infant mortality� Access to food and other basic needs
A. Surveys of existing conditions/ Status
Economic/ Production� Identify economic sectors;� Category of economic structure;� Investment capital for exploitation� Potential markets (export)� Market failures
A. Surveys of existing conditions/ Status
Policies� Mechanism of unsustainable changes� Socio-economic development programmes
(National and provincial levels)� Poverty reduction (CPRGS)� Biodiversity Action Plan (BAP)� Subsidies (minor)� Five million hectare program (reforestation)� Land titling or exclusion� Decree 109/2003
B. Linkage
1. Biodiversity� Ecosystem types� Ecosystem area change� Ecosystem quality (Quality of forest – 3
categories: rich, medium, poor; Reflection of species diversity);
� Species trend indices (all species)� Natural stocks of economic value (economic
value species: animal, NTFP)
B. Linkage
2. Human wellbeing (Goods and services of ecosystems)Supporting services
� Habitat� Fishery production (aquaculture/catching)� Agricultural production� Fish, craps, etc. � Waterbirds� Non-timber forest products� Water quality� Flood/ storm, mitigation;� Soil erosion control� Coastal and dyke protection� Soil stabilization
B. Linkage
Provisioning services (products obtained from ecosystems)� Seafood� Claim rearing� Fuel-wood� Genetic resources� Handicraft materials
Annex 2
B. Linkage
Cultural services (non-materials obtained from ecosystems)� Recreation and ecotourism� Environmental Propagation and Education� Indigenous knowledge
Output� Overview of historical data on land-use, economic ,
social, ecological and production indicators, including available GIS maps
� Description and analysis of related variables that influence the relation between biodiversity and human well-being
� Schematic flowchart model of the above mentioned variables
� Analysis of policy options ( 1 or 2) that could increase biodiversity and/or human well-being
� Description of used methodology, results, conclusions and recommendations for extended research
Implemented activities
� Each team collected existing information, all relevant data and literature:- Scientific reports;- Statistical data of Tien Hai and Giao Thuy
Districts- Legal documents, socio-economic
development plans, action and programmerelevant to the policy issues described in the proposal ; and sum-up and relevant reports on these issues
Implemented activities
� Conduct a survey in Giao Thuy and Tien HaiDistrict- Interview Chairman of District People’s Committee
about present critical issues of Giao Thuy and Tien hai Districts
- Collect annual sum-up reports on socio-economic situation and statistical data of Giao Thuy District
Collected data, documents and references
1. Scientific papers: - Biodiversity, natural systems/ecosystems - Socio-economic, natural resource
management and policy- Statistical data and reports of local
authorities 2. Reports of local authorities3. Statistical data 4. Maps
Scientific papers: Biodiversity, natural systems/ecosystems1. Ministry of Fisheries, 2003. Scientific research works of the fishery sector for the phase of 1996 - 2000. Hanoi
Agricultural Publishing House: 472pp. (in Vietnamese)2. Phan Nguyen Hong, Tran Van Thuy (project leader), 2004. Project: Assessing diversity of plant vegetation
and flora in Giao Thuy District, Nam Dinh Province – a scientific basis for planning sustainable development of wetland ecosystems in coastal zones of Northern Vietnam. Programme of the oriented planning for some wetland ecosystems in the coastal zones of Northern Vietnam for sustainable development: 102pp. (in Vietnamese).
3. Phan Nguyen Hong, Tran Van Thuy (project leader), 2004. Project: Assessing diversity of plant vegetation and flora in Thai Thuy District, Thai Binh Province – a scientific basis for planning sustainable development of wetland ecosystems in the coastal zone of Northern Vietnam. Programme of the oriented planning for some wetland ecosystems in the coastal zones of Northern Vietnam for sustainable development: 103pp. (in Vietnamese).
4. List of phytoplankton species in the Red River mouth area (in Vietnamese)5. Le Xuan Hue, Nguyen Thi Thu Ha, 2002. Insects in the mangrove area of Giao Thuy District (Nam Dinh) and
Tien Hai District (Thai Binh) (in Vietnamese).6. Duong Van Coi (Program leader), 1998. Investment project of establishment of protective mangrove forests
in Nam Dinh Province for the phase 1999-2010 (in Vietnamese).7. Forest Inventory and Planning Institute, Ministry of Agriculture and Rural Development, 2003. Investment
project of Xuan Thuy National Park of Nam Dinh Province (in Vietnamese).8. Mangrove Ecosystem Research Division, 2002. Report on Can Gio Mangroves – Ho Chi Minh City and Xuan
Thuy Ramsar site in the Red River Delta. UNEP project (in Vietnamese).9. List of lower plant species in the coastal and estuarine areas of Thai Binh (in Vietnamese).10. Vu Trung Tang, Tran Thanh Than, 2001. Fish species composition in Tien Hai Nature Reserve, Thai Binh
Province (in Vietnamese).11. Mai Trong Nhuan. Brief summary for Ba lat estuary demonstration site
Annex 2
Scientific papers: Biodiversity, natural systems/ecosystemsIn: Mangrove Ecosystem Research Division, 2004. Mangrove Ecosystem in the Red River
coastal zone: Biodiversity, Ecology, Socio-economics, Management and Educaion. Phan Nguyen Hong (ed.): 509pp:
1. Studying and preserving strong cellulase genetic sources of some Streptomyces isolated from the mangrove soil in Giao ThuyDistrict (Nam Dinh Province) and Tien Hai District (Thai Binh Province). Mai Thi Hang, Doan Van Thuoc
2. Study on diversity of the Aspergillus strains isolated from the mangrove forests in Nam Dinh and Thai Binh provinces. Mai ThiHang, Phan Thi Phuong Hoa
3. Study on phytosociology in the mangrove area of Thuy Truong Commune, Thai Thuy District, Thai Binh Province. Nguyen Thi Kim Cuc, Dao Van Tan, Phan Nguyen Hong
4. Characteristics of mangroves vegetation in Giao Thuy District. Phan Nguyen Hong, Dao Van Tan, Vu Thuc Hien, Tran Van Thuy5. Data on benthos in the mangrove areas of the Red River mouth. Do Van Nhuong, Hoang Ngoc Khac6. Some characteristics of Ocypodidae - Brachyura in the mangrove ecosystem of Giao Thuy District, Nam Dinh Province. Do Van
Nhuong, Keiji Wada7. Insect diversity in some mangrove forests of Nam Dinh and Thai Binh provinces. Le Xuan Hue, Nguyen Thi Thu Ha8. Fish composition in the mangrove of northern communes of Giao Thuy District, Nam Dinh Province. Duong Ngoc Cuong, Tran Minh
Khoa9. Composition of fish species at Tien Hai Wetland Nature Reserve, Thai Binh Province. Tran Thanh Than10. Characteristics of fish composition and fisheries in the coastal area of Nam Dinh Province. Vu Trung Tang11. Amphibians and reptiles in the coastal areas of Nam Dinh and Thai Binh provinces. Le Nguyen Ngat, Tran Giang Hoan12. The bird resource of Xuan Thuy National Park. Le Dinh Thuy13. Study of the anatomical structure and development of the reproductive organs of Kandelia obovata Sheue, Liu & Yong. Nguyen Thi
Hong Lien14. Some development stages of reproductive organs of Aegiceras corniculatum (L.)15. Blanco naturally growing in the coastal area of Northern Vietnam Nguyen Thi Hong Lien, Phan Nguyen Hong16. Research on bacteria in the mangrove ecosystem of some areas in Giao Thuy District, Nam Dinh Province and insecticidal effect of
Bacillus thuringiensis (Bt). Nguyen Thi Thu Ha, Le Xuan Hue17. Some biological characteristics of yeasts and their role in the mangrove ecosystems in Nam Dinh Province. Vuong Trong Hao,
Nguyen Thi Hai Yen, Tong Thi Mo
Scientific papers: Biodiversity, natural systems/ecosystemsIn: Mangrove Ecosystem Research Division, 2004. Mangrove Ecosystem in the Red River coastal
zone: Biodiversity, Ecology, Socio-economics, Management and Educaion. Phan Nguyen Hong (ed.): 509pp:
18. Study of Streptomyces in soil samples from the mangroves of Nam Dinh and Thai Binh provinces. Nguyen Thanh Dat, Duong Minh Lam, Doan Van Thuoc
19. Micro - organisms in decomposing fallen leaves in the Kandelia obovata forest planted in Giao Lac Commune, Giao Thuy District, Nam Dinh Province. Mai Sy Tuan, Nguyen Thi Hong Hanh, Doan Van Thuoc
20. Effects of some ecological factors and planting techniques on the survival rate and growth performance of Sonneratia caseolaris (L.) Engler in Thai Binh and Nam Dinh provinces. Tran Mai Sen, Dao Van Tan, Phan Hong Anh, Chiharu Miyamoto, Seiji Suda and Tetsumi Asano
21. The effects of stand-age and inundation on the carbon accumulation in soil of mangrove plantation in Nam Dinh, Northern Vietnam. Nguyen Thanh Ha, Reiji Yoneda, Ikuo Ninomiya, Ko Harada, Dao Van Tan, Mai Sy Tuan and Phan Nguyen Hong
22. Effects of low temperature on the growth and survival rate of Sonneratia caseolaris (L.) Engler planted in GiaoLac Commune, Giao Thuy District, Nam Dinh Province. Dao Van Tan, Tran Van Ba
23. Assessing the quality of the planted mangrove forest through forest structure and coverage in Giao Lac Commune, Giao Thuy District, Nam Dinh Province. Vu Doan Thai, Mai Sy Tuan
24. Mangroves as a coastal protection from waves in the Tonkin delta, Vietnam. Yoshihiro Mazda, Michimasa Magi, Motohiko Kogo and Phan Nguyen Hong
25. The relationship between benthos and mangrove forests in the coastal provinces of Northern Vietnam. PhamDinh Trong, Phan Nguyen Hong
26. Some results of research on benthos attached to mangroves and their adverse impacts. Hoang Ngoc Khac, Do Van Nhuong
27. The application of GIS to the management of mangrove plantations at Giao Thuy District . Nguyen Thi Kim Cuc28. Distribution of mangrove species during the Holocene period in the Red River delta, Vietnam. Nguyen Hoang Tri,
P.G.E.F. Augustinus, Dinh Van Thuan, Nguyen Dich Dy, Mai Duc Tan and Do Van Tu
Scientific papers: Socio-economic, natural resource management and policy
1. Le Van Hien, Mai Sy Tuan, 2003. Initial study on litterfall production and natural forest structure in Xuan Thuy National Park, Giao Thuy District, Nam Dinh Province. In: the proceedings of the scientific workshop “Results of scientific research and awareness raising for local communities in the mangrove areas of Nam Dinh and Thai Binh Provinces” 23-24 Dec. 2002, Hanoi, Agricultural Publishing House.
2. Hoang Van Thang (project leader), 2001. Proposal of the science and technology research task of environment: surveying, evaluating and recommending plans for management and sustainable use of coastal and estuarine wetlands in Nghia Hung District, Nam Dinh Province (in Vietnamese).
3. Questionnaire information on seed crabs in Nam Dinh (in Vietnamese)4. Questionnaire information on exploitation of natural resources and relevant issues in Nam Dinh (in
Vietnamese)5. Vu Trung Tang (program leader), 2005. Final report of the Environmental Preservation “Oriented
planning for some wetland ecosystems in the coastal zones of Northern Vietnam for sustainable development” Vietnam National University, Hanoi and Ministry of Natural Resources and Environment: 230pp. (in Vietnamese).
6. HuÖ, 2004. Coastal Resource use and management in a village of northern Vietnam. Doctoral theisis. Institute of social studies, the Hague. TheNetherlands.
7. Le Xuan Tuan and Phan Thi Thuy, 1998. The role of magrove restoration in fishery resource in coastal communes of Thai Binh and Nam Dinh Province. In: P. N. Hong et all (Eds.). Proceedings of the national workshop on "Sustainable and economically efficient utilization of natural resources in mangrove ecosystem". Nha Trang, 1-3 November 1998. Agricultural Publishing House, Hanoi 1999:187-189.
8. Pedersen et al.,1996). Pedersen. A, Nguyen Huy Thang, Vu Van Dung, Hoang Trong Tri, 1996. The Conservation of Key Coastal Wetland Sites in the Red River Delta. Birdlife International Conservation Report Number 8.
Scientific papers: Socio-economic, natural resource management and policy
9. Adger (1997) Adger, W.N., 1997. Income inequality in former centrally planned economies: results from the agricultural sector in Vietnam. Global environmental change working paper 97-06, Central for social and economic research on the global environmental, University of east aglia and university college London.
10. UNDP-GEF Medium-sized Project Brief, 2000. Conservation of Coastal Wetland in the Red River Delta: 19p.
11. Kevin Watkins, 1997. Reports of OXFAM on poverty in the (reference). Political Publisher (in Vietnamese).
12. Biodiversity action plan for Vietnam. Government of the Socialist Republic of Vietnam and the Global Environment Facility Project VIE/91/G31
13. People’s Committee of Giao Thuy District, 1998. Programme of implementation of the Central Resolution 4 (VIII session) (in Vietnamese)
14. The five million hectare afforestation programme15. 5 MHR Partnership Secretariat, International Cooperation Department, Ministry of Agriculture and
Rural Development, 2001. Five Million Hectare Reforestation, Program Partnership, Synthesis Report16. Secretariat of the 5 MHRP Partnership, MARD, 2000. Proceedings of the national workshop on
Challenges and vision for the 5 million ha reforestation program organized by partnership support program for the 5 million hectare reforestation program.
17. Announcement of biodiversity report in Vietnam18. Decree 109/2003/ND-CP of the Government on conservation and sustainable exploitation of wetland
areas
Scientific papers: Socio-economic, natural resource management and policyIn: Mangrove Ecosystem Research Division, 2004. Mangrove Ecosystem in the Red River coastal
zone: Biodiversity, Ecology, Socio-economics, Management and Educaion. Phan Nguyen Hong (ed.): 509pp:
1. Local awareness about mangroves and institutions surrounding coastal resource use in Thai Binh and Nam Dinh coastal areas. Le Kim Thoa, Nguyen Hoang Tri, Phan Hong Anh
2. Assessment of socio-economic situation in coastal rehabilitated mangrove areas in four districts of Nam Dinh and Thai Binh provinces. Nguyen Huu Tho, Nguyen Hoang Tri, Le Kim Thoa
3. Socio - economic study of the protection and management of rehabilitated mangroves in Thai Binh and Nam Dinh provinces. Nguyen Hoang Tri, Nguyen Huu Tho, Le Kim Thoa, Nguyen Thi Kim Cuc
4. Community - based mangrove forest management in Giao Lac Commune, Giao Thuy District, Nam DinhProvince. Le Thi Van Hue
5. Management and sustainable use of estuarine wetlands of Nghia Hung District, Nam Dinh Province. Hoang Van Thang, Dang Anh Tuan
6. Planning the management of vegetation in the mangrove areas of Giao Thuy District for sustainable development. Phan Nguyen Hong, Nguyen Duy Minh, Quan Thi Quynh Dao, Tran Van Thuy
7. Some propagation and education activities of the exhibition programme "For the green of mangroves". Phan Nguyen Hong, Le Xuan Tuan, Le Kim Thoa, Phan Thi Minh Nguyet, Tran Minh Phuong, Nguyen ThiKim Cuc,Quan Thi Quynh Dao, Nguyen Thi Kieu Oanh, Phan Hong Anh
8. The effectiveness of organizing a visit for secondary students of outstanding academic performance and disadvantaged students to Mangrove Ecosystem Research Station. Nguyen Thi Kieu Oanh, PhanNguyen Hong
9. Study on some propaganda models to raise awareness about mangrove forest protection of coastal local communities. Nguyen Huu Tho, Phan Nguyen Hong, Tran Minh Phuong
10. Evaluating the propaganda and education effectiveness of "Mangrove forest clubs" in secondary schools in coastal areas. Tran Minh Phuong, Phan Thi Minh Nguyet
Reports of local authorities1. Nguyen Van Phan, 2003. Thematic report on socio-economic status of coastal
estuarine zones of Nam Dinh and orientations for development. The project: “Building up the community based model of conservation and sustainable use of biodiversity, and management of sensitive ecosystems in the coastal estuarine areas of Nghia Hung, Nam Dinh” (in Vietnamese).
2. Nguyen Viet Cach, 2002. Xuan Thuy wetland protected area constraints, solutions and recommendations. In: Proceedings of UNESCO-MAB regional seminar ecotone X: Ecosystem valuation - for assessing functions, goods and services of coastal ecosystems in Southeast Asia and SeaBRnet meeting for coastal biosphere reserves. With Fund-in-trust support from the government of Japan. Hanoi, 19 - 23 Nov 2001, CRES/MAB Vietnam.
3. People’s Committee of Giao Thuy District, 2003. Report on results of the implementation of political tasks in 2003, orientations, objectives, and tasks in 2004. (in Vietnamese)
4. People’s Committee of Giao Thien Commune, 2003. Report on the results of the implementation of the socio-economic and national defense tasks of 2002 and orientations for the year 2003 (in Vietnamese).
5. People’s Committee of Giao Xuan Commune, 2004. Report on the results of the task implementation of the year 2003, orientations for socio-economic development in 2004 (in Vietnamese).
Annex 2
Reports of local authorities
6. People’s Committee of Giao Thuy District, 2004. Report on fishery development directions of Giao Thuy District in 2004 and solutions (in Vietnamese).
7. People’s Committee of Nam Dinh Province, 2003. Planning management, protection and development of Xuan Thuy National Park for the phase of 2004-2020 (in Vietnamese).
8. People’s Committee of Giao Thuy District, 2002. Report on implementation of socio-economic tasks of the year 2001, orientations and socio-economic development tasks for the year 2002 (in Vietnamese).
9. People’s Committee of Giao Thuy District, 2001. Report on implementation of socio-economic tasks of the year 2000, orientations and socio-economic development tasks for the year 2001 (in Vietnamese).
10. People’s Committee of Giao Thuy District, 1999. Report on implementation of socio-economic tasks of the year 1998, orientations and socio-economic development tasks for the year 1999 (in Vietnamese).
11. People’s Committee of Giao Thuy District, 2002. Master plan for socio-economic development of Giao Thuy District to the year 2010 (in Vietnamese).
12. People’s Committee of Giao Thuy District. Brief report on planning land use to the year 2010 in Giao Thuy District (in Vietnamese). .
Statistical data and Maps
� Statistical Bureau of Nam Dinh Province, 2004. Report on socio-economic status for the six months of 2004 (in Vietnamese).
� Statistical data of Giao Thuy District (1995-2004)� Statistical data of Nam Dinh Province (1995-2004)� Map of Giao Thuy District (administration and land use) � Map of land use of Giao Thuy District 1998, 2000, and 2004.� Maps of the coastal districts of Thai Binh and Nam Dinh Provinces� Map of mangrove vegetation in the coastal area of Giao Thuy
District, Nam Dinh Province
Time tableStep 1: Collecting data and information: consultant/ ask policy makers)
Step 2: - Find gaps - Interim workshop- Fill the gaps:
Step 3: - Analysis of relationships/ linkages- Build model- Develop scenario(s) and estimate the impacts
Step 4: Finalising- Final paper - National Workshop- International workshop (Participations)
Thank you!
Annex 3
Dr Stuart BuntingCentre for Environment and Society, University of Essex, Colchester, CO4 3SQ, UKTel: +44 (0)1206 872219; Email: [email protected]
- Basic terminology draws on the DFID Sustainable Livelihoods Guidance Sheets (DFID, 2001) where:- primary stakeholders are the intended beneficiaries of reform and- key stakeholders are those who can influence the outcome of the reform process[1].
- Within the category of key stakeholders it has sometimes been found useful to differentiate further between secondary and tertiary stakeholders - based on geographic scale, management role and interest.
[1] Reference to beneficiaries implies passive receipt of aid or assistance from a benefactor or supporter, this feels at odds with the concept of participatory action and learning. Similarly, reform invokes a sense of fundamental reorganisation, root and branch reform, whereas the actual outcomes might be more subtle.
When considering stakeholders the concept of engagement is central; DFID (2001) described the nature of engagement as:
‘Involving those who stand to win or lose from policy or institutional reform, or who may influence the reform process, helps to make the interests of key stakeholders transparent and to build ownership of the reform process.’
Martin et al. (****) proposed a series of approaches to identify and explore stakeholder interests:
• small meetings with a few key stakeholders where other stakeholder groups are identified,
• stakeholder workshops to facilitate detailed exploration of activities, interests, contributions and opportunities for new networks, with information tabulated or represented using Venn diagrams (Figure 1)
• individual interviews with representatives of the main stakeholder groups, to discuss issues, perceptions, constraints and significant in relation to the MANGROVE Project objectives, potential areas of conflicts
• in-depth discussions with separate stakeholder groups• joint focus groups with representatives of each stakeholder groups, to
discuss issues arising from earlier meetings and develop a strategic vision for uptake promotion with policy makers.
Five elements constituting a stakeholder analysis were outlined in the DFID Sustainable Livelihoods Guidance Sheets (DFID, 2001) thus:
• identify and define level of influence of primary stakeholders,• identify and define characteristics of key stakeholders,• assess manner in which they might affect or be affected by reform,• understand relations between stakeholders, including real or potential
conflicts and expectations between stakeholders,• assess capacity of different stakeholders to influence reform process.
Considering urban governance, Rakodi and Lloyd-Jones (2002)proposed that the relationship between stakeholders could be
represented using a Venn diagram.
Annex 3
Biosphere Reser e MB
- Forestry rangers
- Coat Guard/Frontier Army
- DONRE
- DARD
- Department of Fishery (DOF)
- Nature Reserve MB
- National Park MB
- Ramsar MB
- Provincial PC
- Distict PC
- Commune PC
- Farmer association
- Veterant Association
- Youth Association
- Women association
- Seadike maintenance
- Red-cross members
Key stakeholders
- Marine product traders
- School students
- Teachers
- Researchers
- Forestry guards
- Sedge culture
- Salt pan
- Crab seed collecting
- Bee-keeping
- Fish, crab, seaweet culture
- Shrimp culture
xxxxxx- Clam culture
xxxxxxxx- Trapping
xxxxxxxx- Collecting
xxxxx- FM-small
xxx- FM-Trawlers
- Fishmen
x- Farmer
Marine product traders
School students
Teachers
Researchers
Forestry guards
Sedge culture
Salt
pan
Crab seed collecting
Beekeeping
Fish, crab, seaweetculture
Shrimp culture
Clam culture
Trapping
Collecting
FMsmall
FMTrawlers
Fishmen
FarmerPrimary stakeholders
Potential Conflicts
Meet key stakeholder representatives to discuss mangrove management and planning:
• define their role/responsibilities/influence• identify principles/planning framework/legislation/etc…that guides
decision-making• give emphasis to issues relevant to coastal livelihoods: classification
of activity, zoning, relevant legislation, references to livelihoods in official documentation,
• define the priority of mangrove conservation with respect to other activities
Meet key stakeholder representatives to discuss mangrove management and planning:
• elicit perceived constraints to mangrove conservation and wise use• investigate initiatives to address these problems• discuss the perceived benefits of mangrove conservation and wise
use• discuss historical land-use change that has impacted on mangrove
area and discuss future prospects in light of planning initiatives, state level development objectives, globalization, international agreements, climate change
Describe actor/stakeholder roles in managing coastal natural resources and in guiding the formal land-use planning process, including their jurisdiction, sphere of influence and their position within the overall hierarchy. Furthermore, identify strategically significant user groups, institutions or committees, and individuals therein, that guide and influence policy formulation.
Develop the management/planning hierarchy to include landowners,leaseholders, community management bodies and employees and their power, influence and roles
Assess the knowledge needs of key actors/stakeholders interviewed and the most appropriate pathways for disseminating project outputs i.e. workshop participation, technical reports, media communications
Assess the potential role of strengthened civil society groups, producer associations and more informed advocates for the poor and local planners in developing appropriate management/development strategies for mangroves and adjacent coastal areas.
Develop a work programme to assess systematically the priority assigned by different institutions to mangrove conservation and wise use,constraints and opportunities associated with these practice andstrategies to manage these systems equitably
Report back on findings at stakeholder forum for verification and triangulation
Vietnam’s Project sitePreliminary identification (5: very high, 4: high, 3: average, 2: low, 1: very
low)
131116171512Total434532Existing projects324443-Communication223443-Travel445544-Permission
Logistics245433-Replanting ages
555333-Carbon sink /accumulation
222554-Typhoon buffer233555-Livelihood445543Significance
335543Existing knowledge/data
CaMau
Ben Tre
Can Gio
Nam Dinh
Hai Phong
QuangNinh
Ann
ex 4
. Too
ls an
d ap
proa
ches
for
stak
ehol
der
anal
ysis
and
inte
ract
ion
in m
angr
oves
and
adj
acen
t coa
stal
are
as*
App
licat
ion
Purp
ose
Issu
es fo
r co
nsid
erat
ion
Stak
ehol
der a
naly
sis
For i
dent
ifyin
g th
e in
tere
sts a
nd in
fluen
ce o
f diff
eren
t st
akeh
olde
r gro
ups.
Info
rmat
ion
on s
take
hold
er i
nter
ests
and
ide
ntifi
catio
n of
are
as o
f com
plem
enta
ry o
r pot
entia
l con
flict
.
Req
uire
s ski
lled
faci
litat
ion.
A w
orks
hop
of
mix
ed st
akeh
olde
rs m
ay n
ot e
licit
the
mos
t se
nsiti
ve is
sues
or m
ay re
sult
in o
vert
tens
ion
Too
ls
Stak
ehol
der
wor
ksho
psA
con
text
to a
pply
stak
ehol
der a
naly
sis,
whe
re th
ere
is
inte
rest
in c
omm
unic
atio
n ac
ross
diff
eren
t sta
keho
lder
gr
oups
. Can
be
used
at d
iffer
ent s
tage
s of r
esea
rch
proc
ess,
but i
n si
tuat
ion
anal
ysis
use
ful n
ear b
egin
ning
.
Shar
ing
of v
iew
s an
d ac
hiev
ing
a be
tter
unde
rsta
ndin
g of
diff
eren
t sta
keho
lder
per
spec
tives
Sp
ecifi
catio
n of
nee
ds a
nd p
riorit
ies
Diff
icul
t whe
re s
tatu
s, la
ngua
ge a
nd e
duca
tiona
l di
ffer
ence
s – m
ore
com
mon
in u
rban
are
as
Req
uire
s pr
ior
capa
city
bu
ildin
g an
d pr
epar
atio
n.
Issu
es o
f who
is re
pres
entin
g la
rger
gro
up
Soci
al n
etw
ork
anal
ysis
Ex
plor
es p
atte
rns a
nd n
atur
e of
soci
al re
latio
nshi
ps a
nd
linka
ges w
ithin
and
bet
wee
n co
mm
uniti
es.
Ana
lysi
s of
pa
ttern
s of
in
tera
ctio
n an
d gr
oup
mem
bers
hip,
sou
rces
of
supp
ort
and
linka
ges
betw
een
acto
rs in
e.g
. agr
icul
ture
, ent
erpr
ise
and
mar
ketin
g
Lack
of
m
etho
ds
for
urba
n so
cial
ne
twor
k an
alys
is
Com
mun
ity m
appi
ng
Tool
s use
d fo
r ana
lysis
and
pla
nnin
g.
Iden
tific
atio
n of
the
fact
ors
affe
ctin
g fo
od s
ecur
ity a
nd
thei
r in
tera
ctio
n.
. C
ompl
emen
ts
form
al
nutri
tiona
l m
onito
ring.
Serie
s of
act
iviti
es –
sta
keho
lder
ana
lysi
s, gr
oup
data
col
lect
ion,
com
mun
ity m
ap e
tc
Gen
der a
naly
sis
Expl
orat
ion
of p
ract
ical
and
stra
tegi
c ge
nder
nee
ds.
Men
and
wom
en’s
nee
ds id
entif
ied
Shou
ld b
e in
corp
orat
ed a
t al
l st
ages
of
the
rese
arch
pro
cess
. Fo
cus g
roup
di
scus
sion
sD
iscu
ssio
ns a
mon
g a
grou
p of
pur
posi
vely
sele
cted
pa
rtici
pant
s (i.e
. age
, gen
der,
stat
us, o
ccup
atio
n et
c.) o
n is
sue
of c
omm
on in
tere
st. F
or e
xplo
ring
attit
udes
, val
ue
orie
ntat
ions
, loc
al p
erce
ptio
ns a
nd o
pini
ons
Prov
ides
qu
alita
tive
insi
ght
into
pe
rcep
tions
an
d at
titud
es to
war
d a
pred
eter
min
ed p
robl
em o
r iss
ue (e
.g.
polic
ies,
soci
al a
nd e
cono
mic
cha
nges
, pov
erty
and
the
envi
ronm
ent)
Req
uire
s tim
e,
know
ledg
e of
is
sues
. A
nd
effe
ctiv
e fa
cilit
atio
n R
equi
res
tool
s su
ch
as
visu
alis
atio
n,
phot
ogra
phs,
PRA
tool
s to
stim
ulat
e in
tera
ctio
n C
ase
stud
ies
In d
epth
und
erst
andi
ng o
f act
iviti
es a
nd li
velih
oods
and
pe
rcep
tions
. D
etai
led
quan
titat
ive
and
qual
itativ
e un
ders
tand
ing
of
parti
cula
r cas
es to
enh
ance
und
erst
andi
ng o
f the
gen
eral
ca
tego
ry th
us re
pres
ente
d.
Som
etim
es c
onfu
sion
bet
wee
n ca
se s
tudi
es a
s de
taile
d ex
ampl
es o
f br
oade
r ca
tego
ries,
and
case
stud
ies i
nten
ded
as a
repr
esen
tativ
e sa
mpl
e,
whi
ch m
ay h
ave
prob
lem
s of
lim
ited
sam
ple
size
. K
ey in
form
ant
inte
rvie
ws
To ta
p kn
owle
dge
on a
par
ticul
ar su
bjec
t thr
ough
in
terv
iew
s with
peo
ple
with
exp
ert k
now
ledg
e or
sp
ecifi
c re
spon
sibi
litie
s. U
sefu
l to
help
stru
ctur
e a
broa
der i
nqui
ry
Inqu
iry
targ
eted
to
in
form
ants
lik
ely
to
be
mos
t kn
owle
dgea
ble
on a
par
ticul
ar su
bjec
t. C
an sa
ve ti
me
in
iden
tifyi
ng is
sues
to fo
llow
up
mor
e w
idel
y.
Use
ful
for
rapi
d co
nsul
tatio
n of
key
dec
isio
n m
aker
s, e.
g.
urba
n po
licy
and
plan
ning
, co
mm
unity
lead
ersh
ip e
tc.
Sem
i-stru
ctur
ed
inte
rvie
ws
To e
xplo
re in
det
ail d
ecis
ions
, act
iviti
es a
nd re
turn
s. To
ex
plor
e a
rang
e of
live
lihoo
ds a
ctiv
ities
ass
ocia
ted
with
di
ffer
ent c
ateg
orie
s of u
rban
dw
elle
rs.
Det
aile
d un
ders
tand
ing
of
parti
cula
r ac
tiviti
es
and
deci
sion
s. V
aria
tion
acco
rdin
g to
di
ffer
ent
soci
al,
econ
omic
, ge
nder
and
age
fac
tors
and
ow
ners
hip
of
asse
ts.
Req
uire
s in
terv
iew
ing
skill
s an
d tra
inin
g to
av
oid
inte
rvie
wer
bia
s.
Stru
ctur
ed
ques
tionn
aire
sW
here
qua
ntita
tive
data
is re
quire
d fo
r pla
nnin
g in
terv
entio
ns; b
asel
ine
data
for m
onito
ring
impa
ct o
f in
terv
entio
n
Qua
ntifi
able
da
ta
char
acte
risin
g pa
rticu
lar
attri
bute
s an
d ac
tiviti
es o
f a
popu
latio
n, e
.g.
urba
n ag
ricul
tura
l pr
oduc
ers.
Req
uire
s pi
lot s
tudy
or i
nfor
mal
inqu
iry to
hel
p fo
rmul
ate
appr
opria
te q
uest
ionn
aire
des
ign.
Hou
seho
ld su
rvey
s U
sed
for i
nfor
mat
ion
gath
erin
g ar
ound
hou
seho
ld b
ased
ac
tiviti
es a
nd p
refe
renc
es
Info
rmat
ion
on
hous
ehol
d m
anag
ed
issu
es
– fo
od
cons
umpt
ion,
m
arke
ting,
ag
ricul
tura
l pr
oduc
tion,
oc
cupa
tions
and
inco
me.
Dem
ogra
phic
cha
ract
eris
tics
Am
bigu
ous
and
shift
ing
defin
ition
an
d co
mpo
sitio
n of
ho
useh
olds
in
ur
ban
area
s.
Mob
ility
and
rur
al/u
rban
lin
kage
s co
mpl
icat
e th
e an
alys
is.
Con
tinge
nt v
alua
tion
Use
ful
for
mea
surin
g no
n-m
arke
t ef
fect
s. Th
roug
h di
scus
sion
s, es
tabl
ishe
s ho
w m
uch
peop
le a
re w
illin
g-to
-pay
for
ben
efits
fro
m i
nter
vent
ions
, an
d to
avo
id
risks
or l
oss
an a
sset
or a
men
ity. T
he d
ecis
ion
anal
ysis
m
etho
d de
fines
st
akeh
olde
rs’
pref
eren
ces
amon
g al
tern
ativ
es a
nd p
lace
s the
m a
long
a c
omm
on sc
ale.
Will
ingn
ess
to p
ay a
ttem
pts
a m
onet
ary
asse
ssm
ent o
f no
n-m
arke
t ben
efits
. D
ecis
ion
anal
ysis
m
etho
d el
icits
hy
poth
etic
al
will
ingn
ess
to p
ay a
nd g
ives
insi
ghts
into
how
and
why
co
mm
uniti
es se
lect
bet
wee
n al
tern
ativ
es
Diff
icul
ties
enco
unte
red
in
conv
ertin
g no
n m
onet
ary
dim
ensi
ons
to m
oney
val
ues
or t
o a
com
mon
scal
e..
GIS
To u
nder
stan
d sp
atia
l dis
tribu
tions
: are
as, l
and-
use,
ch
ange
ove
r tim
e an
d sp
atia
l rel
atio
nshi
ps.
Ass
ists
in
anal
ysis
and
map
ping
of
mul
tiple
dat
a se
ts,
usef
ul i
n st
akeh
olde
r di
scus
sion
and
neg
otia
tion
and
influ
ence
on
land
use
pol
icy
mak
ers
Furth
er
pote
ntia
l fo
r pa
rtici
pato
ry
uses
. In
tegr
atio
n of
co
mm
unity
de
fined
sp
atia
l re
fere
nce
poin
ts m
ay re
quire
GPS
wor
k R
equi
res
rece
nt p
hoto
grap
hy o
r re
mot
e se
nsin
g da
taFa
mily
tre
es/g
enea
logy
Tr
ace
fam
ily k
in re
latio
nshi
ps in
rela
tion
to re
side
nce
patte
rns,
land
acc
ess.
Impo
rtant
of
ne
twor
ks
and
exch
ange
an
d m
utua
l su
ppor
t rel
ated
to fa
mily
and
kin
. Ti
me
cons
umin
g
Flow
dia
gram
s To
ol fo
r dis
cuss
ing
and
depi
ctin
g th
e re
latio
nshi
ps
betw
een
com
pone
nts o
f sys
tem
s or d
ecis
ion-
mak
ing
path
way
s.
Cha
ract
eris
ing
mai
n in
ter-
linka
ges
and
influ
ence
s w
ithin
syst
ems o
r dec
isio
n m
akin
g U
sefu
l fo
r de
pict
ing
influ
ence
s an
d in
terr
elat
ions
hips
. C
an le
ad to
qua
ntifi
catio
n of
el
emen
ts.
Pres
sure
-act
ivity
-st
ate-
impa
ct-
resp
onse
mod
el
(PA
SIR
) or
Driv
ing
Forc
e-St
ate-
Res
pons
e
Dyn
amic
cau
sal m
odel
. It
iden
tifie
s a p
ress
ure
poin
t or
‘driv
ing
forc
e’ a
s an
inde
pend
ent v
aria
ble
and
trace
s ca
usal
rela
tions
hips
and
con
sequ
ence
s for
act
iviti
es,
ecol
ogic
al a
nd so
cial
stat
e, im
pact
and
hel
ps to
iden
tify
an a
ppro
pria
te re
spon
se
Iden
tifie
s roo
t cau
ses o
f pro
blem
s not
just
sym
ptom
s.
Use
d by
diff
eren
t sta
keho
lder
s.
Gen
der f
riend
ly
Req
uire
s in
terd
isci
plin
ary
rese
arch
te
am
incl
udin
g co
mpu
tatio
nal,
calib
ratio
n sk
ills.
H
igh
data
requ
irem
ents
.
Tim
e lin
es
Use
d w
ith p
artic
ular
stak
ehol
der g
roup
s or k
ey
info
rman
ts to
exp
lore
cha
nge
over
tim
e Sh
ows
key
even
ts a
nd c
hang
es, e
.g. i
n gr
owth
of u
rban
ar
ea,
ente
rpris
es,
agric
ultu
ral
chan
ge e
tc.
Lea
ds t
o di
scus
sion
of c
ause
s and
issu
es.
Use
as
a to
ol to
elic
it di
scus
sion
of c
hang
es a
nd
thei
r co
nseq
uenc
es,
and
not
sim
ply
a lis
t of
ev
ents
. V
isio
ning
For e
nvis
agin
g fu
ture
s with
indi
vidu
als o
r gro
ups.
Prel
imin
ary
activ
ity in
def
inin
g ac
tion
stra
tegi
es.
To f
ind
out h
ow p
eopl
e ar
e pl
anni
ng f
or th
eir
futu
res,
and
eval
uate
diff
eren
t act
iviti
es in
the
light
of s
hort
and
long
-term
goa
ls.
Indi
vidu
al
visi
onin
g al
low
s fu
ll ar
ticul
atio
n so
met
imes
diff
icul
t in
gro
ups,
alth
ough
gro
up
setti
ng g
ener
ates
bro
ad ra
nge
of id
eas.
Rea
chin
g co
nsen
sus i
s a m
uch
long
er p
roce
ss
*dev
elop
ed fr
om M
artin
et a
l. (2
001)
Tran
Min
h Ph
uong
, Le
Xuan
Tua
n, P
han
Tran
Min
h Ph
uong
, Le
Xuan
Tua
n, P
han
Nguy
en
Nguy
en H
ong
Hon
gM
angr
ove
Ecos
yste
m R
esea
rch
Div
isio
n (M
ERD
)M
angr
ove
Ecos
yste
m R
esea
rch
Div
isio
n (M
ERD
)Ce
ntre
for N
atur
al R
esou
rces
and
Env
ironm
enta
l Ce
ntre
for N
atur
al R
esou
rces
and
Env
ironm
enta
l Stu
dies
(CRE
S)St
udie
s (CR
ES)
Viet
nam
Nat
iona
l Uni
vers
ity, H
anoi
Viet
nam
Nat
iona
l Uni
vers
ity, H
anoi
SOM
E E
XPE
RIE
NC
E F
RO
M E
DU
CA
TIO
NSO
ME
EX
PER
IEN
CE
FR
OM
ED
UC
AT
ION
AC
TIV
ITIE
S O
N M
AN
GR
OV
E P
RO
TEC
TIO
NA
CT
IVIT
IES
ON
MA
NG
RO
VE
PR
OTE
CT
ION
IN C
OA
STA
L A
RE
AS,
VIE
TNA
MIN
CO
AST
AL
AR
EA
S, V
IETN
AM
Ann
ex 5
Cam
ping
at t
he m
angr
ove
exch
ange
com
petit
ion
at M
ERS
Vis
iting
man
grov
e fo
rest
s
Why
are
ed
ucat
ion
&
pro
pag
anda
W
hy a
re e
duc
atio
n &
p
rop
agan
da
acti
viti
es o
n m
ang
rove
for
ests
ac
tivi
ties
on
man
gro
ve f
ores
ts
nece
ssar
y?ne
cess
ary?
Pict
ure
and
post
er d
ispla
y on
man
grov
es
Ann
ex 5
STU
DY
STU
DY
OB
JEC
TIV
ESO
BJE
CTI
VES
•To
raise
aw
aren
ess o
f man
grov
e ro
le a
nd c
oasta
l en
viro
nmen
t pro
tect
ion
for s
tude
ntsa
nd c
omm
uniti
es
•To
help
stu
dent
s an
d lo
cal p
eopl
e un
ders
tand
the
cons
eque
nces
of c
onve
rting
man
grov
es to
shr
imp
pond
s an
d ot
her u
ses
•To
enc
oura
ge st
uden
ts an
d co
mm
uniti
es to
be
mor
e re
spon
sible
for a
nd in
volv
ed in
man
grov
e pr
otec
tion
Ann
ex 5
Act
ivit
ies
Act
ivit
ies
•St
udy
excu
rsio
ns
•Ex
hibi
tion
prog
ram
"F
or th
e gr
een
of m
angr
oves
“
•M
angr
ove
club
Man
grov
e fo
rest
clu
b of
Thu
y Tr
uong
Sec
onda
ry S
choo
l
Man
grov
e pi
ctur
e te
ar
and
past
e" g
ame
Ann
ex 5
Man
grov
e Ec
osys
tem
Res
earc
h St
atio
n (M
ERS)
Act
ivit
ies:
Act
ivit
ies:
--Lec
ture
sLe
ctu
res
--Pos
ter
and
bio
div
ersi
ty s
amp
le
Pos
ter
and
bio
div
ersi
ty s
amp
le
sig
hti
ng
sig
hti
ng
--V
ideo
film
V
ideo
film
--V
isit
to
MER
S g
ard
enV
isit
to
MER
S g
ard
en
--G
rou
p d
iscu
ssio
nG
rou
p d
iscu
ssio
n
--M
ang
rove
kn
owle
dge
gam
eM
ang
rove
kn
owle
dge
gam
e
Bio
dive
rsity
di
spla
yro
om
STU
DY
STU
DY
EXC
UR
SIO
NS
FOR
STU
DEN
TSEX
CU
RSI
ON
S FO
R S
TUD
ENTS
Ann
ex 5
inte
rnal
regu
latio
ns
and
prog
ram
me
Prof
. Vo
Qui
talk
ing
abou
t pr
oble
ms
of e
nviro
nmen
t
Lect
ure
onth
e ro
leof
man
grov
es
Stud
ents
ans
wer
ing
ques
tions
of l
ectu
rers
Ann
ex 5
VID
EO
VID
EO
FIL
MS
ON
MA
NG
RO
VE
SFIL
MS
ON
MA
NG
RO
VE
S
Vid
eota
peso
n:
-Xua
nTh
uyR
amsa
rwet
land
-Can
Gio
Man
grov
e –
Ho
Chi
Min
hC
ity
-Liv
ing
with
man
grov
es(I
SME)
Ann
ex 5
PO
STER
S, P
AIN
TIN
GS
AN
D S
PEC
IMEN
SO
FB
IOD
IVER
SITY
IN
MA
NG
RO
VE
AR
EASH
OW
NA
T M
ERS
Stud
ents
obs
ervi
ng fa
una
spec
imen
tsin
the
disp
lay
room
Stud
ents
look
ing
atpo
ster
sSt
uden
ts lo
okin
g at
co
mic
pai
ntin
gs
Ann
ex 5
VIS
ITIN
GTH
E M
AN
GR
OV
E G
AR
DEN
-C
omp
osit
ion
of
flor
a in
th
e g
ard
en:
+ M
ang
rove
sp
ecie
s in
th
e N
orth
+ M
ang
rove
sp
ecie
s co
llect
ed f
rom
th
e S
outh
-A
rea
for
wat
chin
g t
he
acti
viti
es o
f be
nth
os
Ann
ex 5
EV
ALU
AT
ING
RE
SU
LTS
OF
ST
UD
Y E
XC
UR
SIO
NS
Stud
ents
ans
wer
ing
mul
tipl
e ch
oice
qu
esti
ons
afte
r th
e st
udy
excu
rsio
n pr
ogra
m
Nam
Phu
Seco
ndar
y Sc
hool
Tha
i Do
Seco
ndar
y Sc
hool N
am D
ien
Seco
ndar
y Sc
hool
Ann
ex 5
Cam
ping
at t
he m
angr
ove
exch
ange
com
petit
ion
at M
ERS
Man
grov
e cl
ubM
angr
ove
club
Obj
ectiv
es:
Obj
ectiv
es:
--Es
tabl
ish
and
carr
y ou
t a
pilo
t Es
tabl
ish
and
carr
y ou
t a
pilo
t in
form
atio
n di
sem
inat
ion
mod
el fo
r in
form
atio
n di
sem
inat
ion
mod
el fo
r st
uden
tsst
uden
ts--
Prov
ide
stud
ents
with
kno
wle
dge
Prov
ide
stud
ents
with
kno
wle
dge
on m
angr
oves
on m
angr
oves
--Tr
ain
a ne
twor
k of
info
rmat
ion
Trai
n a
netw
ork
of in
form
atio
n di
ssem
inat
ors
diss
emin
ator
sCl
ub a
ctiv
ities
:Cl
ub a
ctiv
ities
:--
Lauc
h co
mpo
sing
con
test
sLa
uch
com
posi
ng c
onte
sts
--Co
mpi
le in
tern
al m
agaz
ines
abo
ut
Com
pile
inte
rnal
mag
azin
es a
bout
m
angr
oves
man
grov
es--
Hol
d co
ntes
ts o
n m
angr
oves
Hol
d co
ntes
ts o
n m
angr
oves
--Ex
chan
ge m
eetin
g am
ong
club
Ex
chan
ge m
eetin
g am
ong
club
m
embe
rsm
embe
rsMan
grov
e fo
rest
clu
b of
Thu
y T
ruon
g Se
cond
ary
Scho
ol
Ann
ex 5
Ann
ex 5
Obj
ecti
ves:
-T
o pr
ovid
e a
gene
ral k
now
ledg
e of
m
angr
oves
for
loca
l com
mun
ity
-T
o pr
ovid
e da
ta f
or p
arti
cipa
nts
in M
ga
mes
Con
ten
ts:
-In
trod
ucti
on t
o M
cha
ract
eris
tics
-R
ole
of M
tow
ard
natu
re a
nd h
uman
-D
estr
ucti
on o
f M
for
econ
omic
pur
pose
s an
d re
sult
ing
impa
cts
on e
nvir
onm
ent
and
coas
tal c
omm
unit
y-
Effe
cts
of M
refo
rest
atio
n
Act
ivit
y 1
: In
trod
ucti
on t
o th
e ro
le o
f m
angr
oves
th
rou
gh
imag
es o
n b
ig s
cree
n o
r vi
deo
Ann
ex 5
Nam
Phu
Obj
ecti
ves:
-
To
prov
ide
know
ledg
e ab
out
man
grov
e ec
osys
tem
Pic
ture
con
ten
ts:
-M
angr
ove
land
scap
e
-M
ain
Man
grov
e sp
ecie
s an
d aq
uati
c re
sour
ces
-R
ole
of M
-T
radi
tion
al o
ccup
atio
ns in
Mar
eas
-H
uman
impa
cts
on M
ecos
yste
m
-Ef
fect
s of
M r
ehab
ilita
tion
-Su
ppor
t of
NG
Os
Act
ivit
y 2
: P
oste
rs a
nd
pai
nti
ng
dis
pla
y
Tha
i Do
Ha
Noi
Ann
ex 5
Act
ivit
y 3
. Ran
king
pic
ture
s an
d p
hot
os
Obj
ecti
ves:
To
mak
e th
e au
dien
ce t
ake
a lo
ok a
t ev
ery
pict
ure
and
phot
o to
choo
seth
e be
st o
nes
Pro
cedu
res:
-N
umbe
ring
som
e se
lect
ed p
ictu
res
and
phot
os
-P
assi
ng o
ut r
anki
ng v
ouch
ers
-C
olle
ctin
g fi
lled
vouc
hers
, mar
king
and
giv
ing
priz
es
Res
ult
s: A
ttra
ctin
g a
grea
t nu
mbe
r of
pa
rtic
ipan
ts t
o w
atch
pic
ture
s an
d ph
otos
an
d to
be
invo
lved
in t
he g
ame
Ann
ex 5
Pro
cedu
res:
3 te
ams
of 3
par
tici
pant
s ea
ch
(stu
dent
s an
d yo
ung
peop
le)
chos
enfo
r th
e ga
me;
col
ored
pap
erto
rn b
y ha
nd a
nd p
aste
d on
A
opa
per;
the
gam
e la
sts
40 m
inut
es
-Whi
le t
he g
ame
took
pla
ce, t
he a
udie
nce
and
com
pere
wat
ched
the
gam
e, s
ang
song
s an
d he
arti
ly s
uppo
rted
pla
y te
ams
-The
jur
y m
arke
d th
e pa
ste-
and-
tear
wor
ks a
nd
the
Org
aniz
ing
Boa
rd g
ave
priz
es
Res
ult
s-
Att
ract
a g
reat
num
ber
of a
udie
nce
espe
cial
ly
scho
ol s
tude
nts
-T
he g
ame
is o
f M
prot
ecti
on e
duca
tion
al v
alue
-
Hel
p de
velo
p ar
tist
ic a
ptit
ude
for
scho
ol s
tude
nts
and
yout
h
Act
ivit
y 4
. Man
gro
ve p
ictu
rete
ar a
nd
pas
te
Ann
ex 5
Ob
ject
ives
:
-To
en
cou
rage
Mpl
anti
ng
acti
vity
-To
en
cou
rage
tea
m s
piri
t am
ong
the
audi
ence
-To
mak
e th
e au
dien
ce f
eel c
omfo
rtab
le&
rela
xed
Team
s:T
here
are
tw
o te
ams
in t
he g
ame,
4
peop
le in
eac
h te
am;
plan
ting
ste
ps in
clud
e:
hole
dig
ging
, tre
e pl
anti
ng, f
enci
ng a
nd
wat
erin
g
Res
ult
s:A
gre
at d
eal o
f the
aud
ienc
e w
atch
ed a
nd h
eart
ily s
uppo
rted
the
pl
ayin
g te
ams
Act
ivit
y 5
. Gam
e “M
ang
rove
pla
nti
ng
wit
h
trou
ble
som
e b
alls
”
Ann
ex 5
Ob
ject
ives
:To
pro
vide
an
d ex
chan
ge
know
ledg
e ab
out
man
grov
es a
nd
un
ders
tan
din
gs a
bou
t su
rrou
ndi
ng
envi
ron
men
t
Con
ten
ts:
-
An
swer
ing
ques
tion
s ab
out
man
grov
es
-U
sin
g a
big
scr
een
to
pres
ent
ques
tion
s an
d ke
ys w
ith
illu
stra
ted
imag
es
Res
ult
s:-T
he
audi
ence
larg
ein
nu
mbe
r en
thu
sias
tica
lly in
volv
ed in
th
e ga
me
-U
nde
rtan
din
gan
d aw
aren
ess
of t
he
role
of
M w
ere
impr
oved
.
-M
dest
ruct
ion
act
ion
s w
ere
con
dem
ned
Act
ivit
y 6
. Man
gro
ve q
uiz
gam
eA
nnex
5
Aft
er13
tri
ps im
plem
enti
ng t
he
exhi
biti
on p
rogr
amm
ein
13
loca
litie
s
1.C
oord
inat
ion
and
coop
erat
ion
betw
een
the
orga
nizi
ng b
ody,
aut
hori
ties
and
m
ass
asso
ciat
ions
are
ver
y im
port
ant
2. T
he a
dvoc
acy
of lo
cal p
eopl
e ha
s to
bas
e on
loca
l soc
ieti
es a
nd s
choo
ls u
sing
po
ster
s an
d sl
ogan
s, lo
ud s
peak
er a
nd
radi
o
3. T
here
nee
ds t
o be
sec
urit
y pe
rson
elat
sit
es
whe
re t
he e
xhib
itio
n an
d ga
mes
tak
e pl
ace
to
avoi
d di
sord
er a
nd d
amag
e to
the
exh
ibit
s
4. T
he m
obile
pro
gram
me
shou
ld b
e or
gani
zed
on
a m
oder
ate
scal
e,
pref
erab
ly
in
one
day
(wee
kend
s or
hol
iday
s ar
e th
e be
st)
Ann
ex 5
5. I
nteg
rati
on o
f si
ngin
g an
d ar
tist
ic
perf
orm
ance
at
in
terv
als
of
man
grov
e ga
mes
bri
ngs
abou
t hi
gh
effe
ctiv
enes
s of
the
pro
gram
wit
h a
grea
t nu
mbe
r of
att
enda
nce.
6.
The
re
need
s to
be
sm
all
pres
ents
Ann
ex 5
Than
ks t
o th
e pr
opag
anda
an
d ed
uca
tion
on
th
e ro
le o
f m
angr
oves
:
1.
The
maj
orit
y of
loca
l peo
ple
cle
arly
und
erst
and
the
mu
lti-
sid
ed r
ole
of m
ang
rove
eco
syst
ems.
2. T
he
loca
l com
mu
nit
ies
are
pro
vide
d w
ith
use
ful a
nd
in
tere
stin
g c
ult
ura
l act
ivit
ies
(art
isti
c p
erfo
rman
ce).
3. L
ocal
aw
aren
ess
of e
nvi
ron
men
tal a
nd
man
gro
ve p
rote
ctio
n
is im
pro
ved
for
th
e cu
ltu
ral l
ife
of t
he
pres
ent
and
fu
ture
g
ener
atio
ns.
4. L
ocal
peo
ple
in s
ome
loca
litie
s h
ave
effe
ctiv
ely
pro
test
ed
agai
nst
th
e co
ntr
acts
ab
out
the
bid
din
g o
f m
ang
rove
s fo
r sh
rim
p p
ond
s si
gned
by
pro
vinc
ial l
ocal
lead
ers
wit
h
com
pan
ies.
Aft
er t
he
exh
ibit
ion
pro
gra
mm
es, n
o p
eop
le a
re
fou
nd
to
des
troy
man
gro
ves.
Ann
ex 5
Ann
ex 5
Annex 6. Draft news item from MANGROVE website
Following capacity-building support provided by NACA to the Vietnam National
University (VNU) and anticipating the start of fieldwork in Vietnam, Dr Stuart
Bunting, University of Essex, travelled to Bangkok from the 3rd to 10th February 2007
to meet with colleagues form the Mangrove Research Ecosystem Division, VNU,
discuss progress and plan activities required to complete the objectives for the first
phase of the MANGROVE Project. Activities in this phase include: multidisciplinary
situation analyses of mangrove ecosystems at selected sites in Indonesia, Thailand and
Vietnam; stakeholder, market and institutional analysis; development of
communication plans for each project site; increasing awareness amongst
stakeholders concerning the role of mangroves in poor livelihoods. Furthermore, joint
meetings between Dr Bunting, Prof Hong, Prof Tri and Song Ha Nguyen and
Edwards Smith, STREAM, NACA were held to plan the implementation of
Sustainable Livelihoods Analysis and Participatory Rural Appraisal work in the field
... more on this here soon.
Ann
ex 7
Rep
ortin
g ch
eck
list
As
per c
ontra
ctor
al a
gree
men
t
a)A
ctiv
ity re
port
(per
iodi
c) (t
o be
pro
vide
d by
the
PI)
b)M
anag
emen
t rep
ort:
1)a
just
ifica
tion
of th
e re
sour
ces
depl
oyed
by
each
con
tract
or2)
Form
C (p
lus
send
ing
exce
l ver
sion
s to
EC
)3)
Sum
mar
y fin
anci
al re
port
cons
olid
atin
g th
e cl
aim
ed c
osts
4)E
xpla
natio
n of
Maj
or c
osts
item
s (S
ectio
n 1)
5)C
ost B
udge
t Fol
low
-up
Tabl
e6)
Est
imat
e of
ow
n st
aff c
ontri
butio
n w
ith c
osts
not
cov
ered
by
the
proj
ect
Per
son
Mon
th S
tatu
s Ta
ble
Exp
lana
tion
of th
e im
pact
of a
ny m
ajor
dev
iatio
ns fr
om c
ost b
udge
t and
from
pe
rson
-mon
ths
by e
ach
cont
ract
or d
urin
g th
e re
porti
ng p
erio
d
c)S
uppl
emen
tary
repo
rts re
quire
d by
any
Ann
ex to
the
cont
ract
d)A
udit
Cer
tific
ates
atta
ched
to F
orm
C(in
Per
iod
4 on
ly)
e)C
o-or
dina
tor s
hall
info
rm th
e C
omm
issi
on o
f the
am
ount
of i
nter
est o
req
uiva
lent
ben
efits
yie
lded
by
the
pre-
finan
cing
it h
as re
ceiv
ed fr
om th
eC
omm
issi
onf)
Dis
tribu
tion
of th
e C
omm
unity
fina
ncia
l con
tribu
tion
Tabl
e: fo
rm
Part
ners
a)b)
b)1
b)2b
)3b)
4b)
5b)
6d)
e)f)
a)b)
b)1b
)2b)
3b)
4b)
5b)
6d)
e)f)
a)b)
b)1b
)2b)
3b)
4b)
5b)
6d)
e)f)
Uni
vers
ity o
f Ess
exO
rigin
als
n/a
n/a
n/a
n/a
inc
n/a
Ele
ctro
nic
n/a
n/a
n/a
n/a
inc
n/a
Wag
enin
gen
Uni
vers
ityO
rigin
als
n/a
n/a
n/a
n/a
inc
n/a
Ele
ctro
nic
n/a
n/a
n/a
n/a
inc
n/a
Sw
edis
h E
nviro
nmen
t Ins
titut
eO
rigin
als
n/a
n/a
n/a
n/a
inc
n/a
Ele
ctro
nic
n/a
n/a
n/a
n/a
inc
n/a
Mul
awar
man
Uni
vers
ityO
rigin
als
n/a
n/a
n/a
n/a
inc
n/a
Ele
ctro
nic
n/a
n/a
n/a
n/a
inc
n/a
Kas
etsa
rt U
nive
rsity
Orig
inal
sn/
an/
an/
an/
ain
cn/
aE
lect
roni
cn/
an/
an/
an/
ain
cn/
aC
entre
for N
atur
al R
es &
Env
iro S
tudi
es/V
ietn
am N
atio
nal U
niO
rigin
als
n/a
n/a
n/a
n/a
inc
n/a
Ele
ctro
nic
n/a
n/a
n/a
n/a
inc
n/a
Net
wor
k of
Aqu
acul
ture
Cen
tres
in A
sia-
Pac
ific
Orig
inal
sn/
an/
an/
an/
ain
cn/
aE
lect
roni
cn/
an/
an/
an/
ain
cn/
a
Dea
dlin
es fo
r Par
tner
sEn
d of
D
ays
Dea
dlin
e fo
r sub
mis
sion
to th
e EC
Perio
dD
raft
Elec
tron
ic fo
rms
Orig
inal
sA
udit
Cer
tific
ates
Jul-0
6+
4515
/09/
2006
Jul-0
7+
4515
/09/
2007
Jul-0
8+
4515
/09/
2008
Jul-0
9+
4515
/03/
2009
P2 (1
3-24
)P3
(25-
36)
P4 (3
7-48
)A
ug 0
6 - J
ul 0
7A
ug 0
7 - J
ul 0
8A
ug 0
8 - J
an 0
9
Part
ners
Dea
dlin
e
15/0
8/20
0601
/09/
2006
07/0
9/20
0615
/08/
2007
01/0
9/20
0707
/09/
2007
15/0
8/20
0801
/09/
2008
07/0
9/20
0815
/02/
2009
01/0
3/20
0907
/03/
2009
07/0
3/20
09
Annex 8. Schedule of meetings Hanoi 3rd Feb to 10th Feb 2007
Saturday 3rd Feb
09:35 Arrive Hanoi, Vietnam Car to Hotel, Hanoi
Sunday 4th Feb
09:00-10:30 Meeting with Prof Hong and MERD team members, MERD Office, Hanoi
Monday 5th
09:00-12:15 Meeting with VNU team, MERD Office, Hanoi 14:00-16:00 Discussion with VNU tam 16:00-17:30 Preparation presentation
Tuesday 6th
09:00-12:00 Meeting with VNU team and STREAM/NACA representatives 13:00-17:30 Preparing report and presentation on WP 1 methodology and guidelines
Wednesday 7th
09:00-13:30 Meeting with VNU team, VNU presentations and report writing 13:30-17:30 Fieldtrip to handicrafts village
Thursday 8th
09:00-11:30 Discussion and work plan preparation with VNU team 12:30-14:00 Report writing 14:00-18:00 Report writing - Situation Analysis, Market Analysis, Institutional Analysis
Friday 9th
09:00-13:00 Forward planning presentation from VNU, discussion, report writing 14:00-16:00 Joint meeting with VNU, STREAM/NACA, UOE to discuss implementation 16:00-17:30 Report writing
20:35 Depart Hanoi Airport
Saturday 10th
06:20 Arrive London Heathrow