48
Simulating the Time Evolving Geometry, Mechanical Properties, and Fibrous Structure of Bioprosthetic Heart Valve Leaflets Under Cyclic Loading Will Zhang a,c , Shruti Motiwale a,c , Ming-Chen Hsu b , Michael S. Sacks a,a James T. Willerson Center for Cardiovascular Modeling and Simulation Oden Institute for Computational Engineering and Sciences and the Department of Biomedical Engineering The University of Texas at Austin, Austin, TX 78712-0027 U.S.A. b Computational Fluid–Structure Interaction Laboratory Department of Mechanical Engineering Iowa State University, Ames, IA 50011-2030, U.S.A. c Both authors contributed equally to this work. Keywords: soft tissue mechanics, bioprosthetic heart valve, simulation, time evolving properties Principal corresponding author: Michael S. Sacks, Ph.D. W. A. “Tex” Moncrief, Jr. Simulation-Based Engineering Science Chair and Professor of Biomedical Engineering Oden Institute for Computational Engineering and Sciences The University of Texas at Austin 201 East 24th Street, 1 University Station, C0200 Austin, TX 78712-0027, U.S.A. Email address: [email protected] (Michael S. Sacks) Preprint submitted to Journal of the Mechanical Behavior of Biomedical Materials July 15, 2021

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Page 1: Simulating the Time Evolving Geometry, Mechanical

Simulating the Time Evolving Geometry, Mechanical Properties, and

Fibrous Structure of Bioprosthetic Heart Valve Leaflets Under Cyclic

Loading

Will Zhanga,c, Shruti Motiwalea,c, Ming-Chen Hsub, Michael S. Sacksa,⇤

aJames T. Willerson Center for Cardiovascular Modeling and Simulation

Oden Institute for Computational Engineering and Sciences and the Department of Biomedical Engineering

The University of Texas at Austin, Austin, TX 78712-0027 U.S.A.bComputational Fluid–Structure Interaction Laboratory

Department of Mechanical Engineering

Iowa State University, Ames, IA 50011-2030, U.S.A.cBoth authors contributed equally to this work.

Keywords: soft tissue mechanics, bioprosthetic heart valve, simulation, time evolving properties

⇤Principal corresponding author:Michael S. Sacks, Ph.D.W. A. “Tex” Moncrief, Jr. Simulation-Based Engineering Science Chair and Professor of Biomedical EngineeringOden Institute for Computational Engineering and SciencesThe University of Texas at Austin201 East 24th Street, 1 University Station, C0200Austin, TX 78712-0027, U.S.A.

Email address: [email protected] (Michael S. Sacks)

Preprint submitted to Journal of the Mechanical Behavior of Biomedical Materials July 15, 2021

Page 2: Simulating the Time Evolving Geometry, Mechanical

ABSTRACT

Currently, the most common replacement heart valve design is the ‘bioprosthetic’ heart valve(BHV), which has important advantages in that it does not require permanent anti-coagulationtherapy, operates noiselessly, and has blood flow characteristics similar to the native valve. BHVs aretypically fabricated from glutaraldehyde-crosslinked pericardial xenograft tissue biomaterials (XTBs)attached to a rigid, semi-flexible, or fully collapsible stent in the case of the increasingly populartranscutaneous aortic valve replacement (TAVR). While current TAVR assessments are positive,clinical results to date are generally limited to <2 years. Since TAVR leaflets are constructed usingthinner XTBs, their mechanical demands are substantially greater than surgical BHV due to theincreased stresses during in vivo operation, potentially resulting in decreased durability. Given thefunctional complexity of heart valve operation, in-silico predictive simulations clearly have potentialto greatly improve the TAVR development process. As such simulations must start with accuratematerial models, we have developed a novel time-evolving constitutive model for pericardial xenografttissue biomaterials (XTB) utilized in BHV (doi: 10.1016/j.jmbbm.2017.07.013). This model wasable to simulate the observed tissue plasticity e↵ects that occur in approximately in the first twoyears of in vivo function (50 million cycles). In the present work, we implemented this model into acomplete simulation pipeline to predict the BHV time evolving geometry to 50 million cycles. Thepipeline was implemented within an isogeometric finite element formulation that directly integratedour established BHV NURBS-based geometry (doi: 10.1007/s00466-015-1166-x). Simulations ofsuccessive loading cycles indicated continual changes in leaflet shape, as indicated by spatiallyvarying increases in leaflet curvature. While the simulation model assumed an initial uniform fiberorientation distribution, anisotropic regional changes in leaflet tissue plastic strain induced a complexchanges in regional fiber orientation. We have previously noted in our time-evolving constitutivemodel that the increases in collagen fiber recruitment with cyclic loading placed an upper bound onplastic strain levels. This e↵ect was manifested by restricting further changes in leaflet geometrypast 50 million cycles. Such phenomena was accurately captured in the valve-level simulations dueto the use of a tissue-level structural-based modeling approach. Changes in basic leaflet dimensionsagreed well with extant experimental studies. As a whole, the results of the present study indicatethe complexity of BHV responses to cyclic loading, including changes in leaflet shape and internalfibrous structure. It should be noted that the later e↵ect also influences changes in local mechanicalbehavior (i.e. changes in leaflet anisotropic tissue stress-strain relationship) due to internal fibrousstructure resulting from plastic strains. Such mechanism-based simulations can help pave the waytowards the application of sophisticated simulation technologies in the development of replacementheart valve technology.

2

Page 3: Simulating the Time Evolving Geometry, Mechanical

1. INTRODUCTION

1.1. Background

The most popular replacement heart valves continue to be the ‘bioprosthetic’ heart valves (BHV),

and are typically fabricated from glutaraldehyde-crosslinked pericardial xenograft tissue biomaterials

(XTBs) sutured to a rigid or semi-flexible stent [1, 2]. While these devices continue to benefit many

patients in the short term, failure due to fatigue induced structural deterioration along with tissue

mineralization continue to be the central issues limiting their durability [3, 4]. Currently, the BHV

durability is assessed through costly and time-consuming in-vitro accelerated wear testing (AWT)

and pre-clinical animal model-based evaluations. AWT, while required by regulatory agencies, is

an empirically developed methodology that provides only limited information on durability using

accelerated frequencies (10-15 Hz), and utilizes aphysiologic loading patterns that do not realistically

load the valve. Thus, the relation between AWT evaluations and long-term durability remains

unclear at best. In contrast, large animal models are primarily focused on limited-term (¡6 months)

implant responses (mainly calcification) and thus cannot capture long-term mechanical fatigue e↵ects.

While biological interactions with blood elements and immunological processes are evident in BHV

[1, 2], basic functional durability issues remain largely unaddressed.

Increasingly, transcutaneous aortic valve replacement (TAVR) devices are utilized for patients

contraindicated for open heart surgery, with growing interest in more general use. While current

TAVR assessments are positive, results to date are generally for <2 years. Since TAVRs are

constructed using thinner XTB leaflets, their mechanical demands are substantially greater than

standard BHV and have associated aggravated durability problems. Paradoxically, further evolution

of TAVR designs require thinner leaflets, which are required to maintain lasting durability even

after being tightly folded for delivery. These requirements increase the already high functional

demands that exist for traditional surgically placed valves. To date, TAVR devices have focused

largely on improved delivery strategies, while the leaflet biomaterials used have remained relatively

unchanged and have the same limited intrinsic durability. Yet, most BHV leaflet research has

focused almost exclusively on mitigation of calcification, This is puzzling as calcification a↵ects less

than half of failed BHV, while tears due to degradation are the predominant mode of failure. Thus,

xenograft design optimization to enhance durability represents a unique and major step forward in

the development of the next generation of BHVs.

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Page 4: Simulating the Time Evolving Geometry, Mechanical

1.2. On the mechanisms of BHV structural failure

In general, the mechanisms of structural deterioration and eventual failure of BHVs can be gener-

ally divided into two broad categories: i) biologically-driven tissue degeneration and mineralization,

and ii) mechanical fatigue [5]. Mineralization is the accumulation of mineral deposits (mainly calcium

phosphate) within the BHV leaflet tissues, commonly occurring in the commissure region and basal

areas of the cusp [6, 7, 8]. This results in reduced flexibility and weakened tissue, which a↵ects the

normal mechanical functioning of the valve and eventually leads to leaflet tearing and valve failure.

The causes of calcification and techniques to mitigate its e↵ects have been extensively studied in

literature [6, 9, 10, 11, 12]. Calcium phosphate deposits are a result of the reaction between phos-

pholipids in the cell membrane remnants and the calcium in the extracellular matrix (ECM). Thus,

common mitigation strategies involve hindering this reaction, by a) reducing phosphate availability

using reagents such as surfactants and ethanol which extract the phospholipids, or pretreating the

tissue with trivalent metal ions (e.g. FeCl3 and AlCl3) which react with phosphate thereby making

it unavailable for calcification [6, 13, 14] and b) preventing calcium influx using chemical agents that

covalently bind to the bioprosthetic tissue, such as amino-oleic acid (AOA) [6, 15, 16]. Pre-treatment

of the BHV tissue with glutaraldehyde is also known to increase calcification, because of the presence

of residual aldehydes which act as sites for Ca accumulation, and many mitigation strategies attempt

to block these aldehydes [17, 18, 19, 20].

In contrast, while mineralization-reducing methods have been investigated for some time [6, 9, 10,

11], the mechanisms that underlie XTB mechanical fatigue remain poorly understood. Mechanical

fatigue occurs due to cyclic loading of the valve over time and includes damage to the collagen fibers

as well as breakdown of the non-fibrous part of the extracellular matrix (ECM). Fourier transform

infrared spectroscopy results have shown structural damage to collagen fibers at the molecular

level in as little as 50 million cycles [21], which was not detectable at the tissue level at this stage.

Importantly, it has been noted that both calcific and structural damage processes can occur in parallel

or independently [3, 4]. Structural damage has been found to occur in areas of the valve that were

not a↵ected by calcification and are subject to high mechanical forces, suggesting that mechanical

fatigue can independently contribute to structural deterioration of the valve [3, 4, 22, 23, 24, 25].

Other studies have strongly suggested that cyclic stresses may disrupt the collagen architecture and

may induce further calcification [26, 27, 28, 29, 30]. Thus, understanding how mechanical fatigue

4

Page 5: Simulating the Time Evolving Geometry, Mechanical

contributes to BHV structural deterioration may guide the design development of BHVs so that the

degradation due to cyclic stresses can be minimized.

1.3. BHV leaflet plastic behaviors

To clarify the responses of BHV to in vivo loading, we have previously demonstrated that BHV

leaflets can undergo significant changes in geometry and collagen fiber architecture within 50 million

cycles (equivalent to 2 years in vivo operation) (Fig. 1) [31, 32]. These studies indicated that cyclic

loading can lead to permanent deformation in the BHV geometry, especially in the central belly

region which are also the locations where tissue failure has been observed. These and other studies

[33, 34, 35] have demonstrated that BHV XTB can undergo plastic deformations not associated

with damage.

Figure 1: A) The 3D unloaded geometry of a BHV leaflet before and after cyclic loading, with the color indicating thelocal root mean squared curvature. The most significant change in geometry is in the belly region. B) BHV leafletcollagen fiber architecture, showing that the collagen fiber architecture is convected by the dimensional changes. Thegrayscale scale bar shows the orientation index (OI), which is the proportional to the angle containing 50 % of fibers.The lack of changes in the OI suggests that minimal damage to the collagen fiber architecture has occurred.

As stated above, pericardial XTB are the dominant biomaterial used for BHV leaflets. They are

typically fabricated from bovine pericardium and stabilized using an aqueous solution of glutaralde-

hyde, which suppresses immunogenic reactions by crosslinking proteins. The main mechanical e↵ect

of glutaraldehyde treatment is to produce exogenous crosslinks that induce four-fold increase in

5

Page 6: Simulating the Time Evolving Geometry, Mechanical

XTB bending sti↵ness [36], but paradoxically it does not increase the sti↵ness of the collagen fibers

themselves [37]. In addition, it has been shown that exogenous cross-links increase collagen fiber-fiber

mechanical interactions, which can account for up to 30% of the stress in the fully loaded state. The

glutaraldehyde cross-linking process involves a Schi↵-base aldehyde reaction, which is unstable at

room and body temperatures. These cross-links thus constantly undergo a scission-healing process.

The continuous scission-healing process allows an irreversible plastic-like deformation to occur as the

BHV undergoes dynamic loading during operation. This irreversible deformation is not associated

with damage, as it is only a result of change in the unloaded reference configuration. We have

classified the BHV fatigue process into three stages: early (2-5 years), intermediate (2-10 years) and

late (up to failure) (Fig. 2). This is consistent with the significant changes in geometry that occur

within the first 50 million cycles (Fig. 1), where tissue and fiber level damage has not yet reached a

level where it is detectable. The resulting changes in stress patterns begin to induce damage in the

intermediate term, and eventually lead to failure in the late stage. We have noted previously [38]

that plasticity is the dominant e↵ect during the first stage of BHV cyclic loading. Although this

type of plastic behavior is not associated with structural damage, it results in significant changes

in BHV geometry, microstructure, and mechanical properties [31, 32]. This can lead to changes in

stress patterns that can have a significant impact on subsequent structural damage.

1.4. The need for BHV simulations of the fatigue process

Despite their importance, simulation of fatigue e↵ects remain in their infancy, with only a handful

of studies performed. Martin et al. have conducted a series of rigorously done initial studies of the

BHV fatigue process, based on a phenomenological model for long-term fatigue damage with stress

softening and permanent set [39, 40, 41]. However, the constitutive models utilized in these studies

were based on a limited phenomenological modeling approach, with simulations taken from fatigue

information scaled from only 10 million cycles. We have previously shown that plastic deformations

can continue to at least 35 million cycles, and likely require at least 50 million cycles to reach

the full limit [37, 38]. Moreover, there is an upper bound to the plastic deformations, limited by

the deforming local collagen structure. Such mechanistic insights will help optimally utilize XTB

biomaterials and aid in the development of future replacement valve designs. Serrani et al. have

developed a computational model of a polymeric heart valve (PHV) leaflet while simulating the

6

Page 7: Simulating the Time Evolving Geometry, Mechanical

leaflet behavior under a quasi-static pressure load, with the aim of optimizing the PHV structure

[42]. However, they have only considered the e↵ect of a single loading cycle. Furthermore, this

work is focused on polymeric materials which, while behaving similarly at the bulk level, greatly

di↵er in the underlying mechanisms of their respective mechanical behaviors. To our knowledge,

realistic microstructural models of the XTB fatigue process have yet to be incorporated in to current

simulation methodologies.

1.5. Goals of the present study

As a first step towards addressing these goals, we developed a novel numerical simulation

framework for the time evolving properties of BHVs in response to cyclic loading during using a

structurally-based XTB plasticity constitutive model [37, 38]. We utilized this framework to predict

the geometric and structural changes that occurs within the BHV to 50 million cycles, wherein all

plastic deformations will have occurred. To facilitate the time evolving simulation, we utilized an

e↵ective model [43] to represent the response of the plasticity constitutive model [38] at each time

step to considerably improve computational e�ciency. The entire pipeline was implemented in an

isogeometric finite element analysis framework specialized for quasi-static loading conditions, based

on our previous work[44, 45]. Simulation results included time-evolving changes in leaflet shape

(curvature), collagen fiber architecture (orientation and recruitment), as well as rates of change.

Conclusions and future recommendations are then discussed.

7

Page 8: Simulating the Time Evolving Geometry, Mechanical

Figure 2: We speculate that the e↵ects of cyclic loading on BHVs can be divided into three stages: early, intermediateand late. Figure reproduced from [38]

2. METHODS

2.1. Overview

In simulating BHV cyclic loading, we utilized a structurally based plasticity model for time-

dependent behavior. This approach was based on an elastic model of crosslinked tissues that

explicitly incorporated key features of the collagen fiber architecture, namely, recruitment and

rotation, as well as their mechanical interactions augmented by the presence of exogenous cross-links

[37]. The plasticity model then extended this approach by accounting for time-dependent changes

in the exogenously cross-linked (EXL) ’matrix’ (i.e. all non-fibrous tissue components) during

early-to-mid stages of cycling [38]. While shown to be quite accurate and predictive, this approach

is computationally ine�cient due to the presence of quadruple integral terms. We thus utilized

an e↵ective constitutive model in place of the structural constitutive model at each time point

in the actual simulations, with the e↵ective model parameters fit to the structural model output

at each time step (Fig. 3). The material model subroutines were then custom integrated into an

isogeometric finite element code [44, 46, 45], specialized for quasi-static simulations. In the following,

we describing the simulation framework and specific simulations performed.

8

Page 9: Simulating the Time Evolving Geometry, Mechanical

Figure 3: The framework for using the e↵ective constitutive model to improve the e�ciency of using complex meso-or multi-scale models (micro-models) in numerical simulations. Here, A) e↵ective constitutive models act as anintermediate step between micro-models and numerical simulations, where micro-models inform the changes to thee↵ective constitutive model, and the e↵ective constitutive model is then used for the FE simulation. B) An exampleof how this may be implemented for a time-evolving simulation is shown.

2.2. Soft tissue plasticity model

The details of the structural plasticity model have been presented in [38]. To clarify the

presentation, the elastic and plastic modeling sections are presented separately in the following.

2.2.1. Elastic model

In brief, we utilize the fact that pericardial XTBs are a form of exogenously cross-linked soft

collagenous tissues. We thus assumed that there are three contributors to the bulk XTB mechanical

response: 1) the collagen fibers, 2) exogenously cross-linked matrix (i.e. all non-fibrous tissue

components, including cellular remnants), and 3) the mechanical interactions between the collagen

fibers and the cross-linked matrix. We further assumed that, at the bulk level, the XTBs can be

modeled as an incompressible, pseudo-hyperelastic material [47], thus

= �col[ col + int] + (1� �col) m (1)

S = 2@

@C� pC�1 (2)

where is the total strain energy of the tissue, p is the Lagrange multiplier for enforcing incom-

pressibility, C = FT ·F is the right Cauchy-Green deformation tensor, F is the deformation gradient

tensor, S is the second Piola-Kirchho↵ stress tensor, and �col is the mass fraction of collagen fibers,

9

Page 10: Simulating the Time Evolving Geometry, Mechanical

and col, m, and int are the strain energy contributions of the collagen, the matrix and the

interactions respectively. This formulation assumes all the incompressibility e↵ects to be strictly in

the matrix phase only.

The model formulation is based on the classic Lanir-type three-scale homogenization scheme

[48, 49] for general soft tissue structures. In this approach, scale one is the individual fiber, scale

two is an ensemble of fibers that all have a common orientation n, and scale three is the tissue level

wherein the contribution from all fiber ensembles are summed. For scale one, the collagen fibers

were described by a linear relation between the first Piola-Kirchho↵ Stress P and the collagen fiber

stretch ratio �f . As collagen fibers are typically undulated in the unloaded state, they require use

of an e↵ective slack stretch �s, which defines the stretch necessary to straighten the fiber but does

not require detailed knowledge of the unloaded fiber geometry. �s is used in scale two where the

fiber ensemble response formulation is obtained using a probability distribution function of the fiber

slack length, �s(�s). �s(�s) has been defined in detail in [37]. In the final third scale, response from

all fiber ensembles are integrated over all orientations, weighed by the collagen fiber orientation

distribution function (ODF), �✓. In this approach col is given by

col = ⌘col

Z

�✓(✓)

Z �n

1

�s(�s)

✓�n

�s� 1

◆2

d�sd✓. (3)

where ⌘col is the collagen fiber modulus of the fiber. For the cross-linked matrix mechanical response,

we utilized the following modified Yeoh model for the matrix contribution mat

mat =⌘mat

2

✓1

a(I1 � 3)a +

r

b(I1 � 3)b

◆, with 1 < a < b, ab < 2, r � 0. (4)

where ⌘mat is the EXL matrix modulus, a and b are the exponents of the Yeoh model, r is the

relative weight between the two terms and I1 is the first invariant of C. Next, we assumed that all

fiber-fiber and fiber-matrix interactions can be represented at the fiber-ensemble scale level. To

model the interaction term, we use the pseudo invariant I8 = n(↵) ·Cn(�) to capture the mechanical

interaction between two fiber ensembles oriented along n(↵) and n(�) in the reference configuration

(Fig. 4). We note that I8 can be further decomposed into extensional and rotational components

I8 = n(↵) ·Cn(�) = �↵�� cos(↵� �) = Iext8 Irot8 (5)

10

Page 11: Simulating the Time Evolving Geometry, Mechanical

Figure 4: The inter–ensemble interactions can be separated into rotational and extensional e↵ects. Figure reproducedfrom [38].

Iext8 = �↵��, Irot8 = cos(↵� �),

The interaction term, int, is an ensemble level term integrated over all possible pairs of ensembles,

and includes only the Iext8 terms (see [38] for full details), and has the following form

int =⌘int2

Z

Z

�✓(↵)�✓(�)

2

4Z �↵

1

Z ��

1

�s(x↵)�s(x�)

�↵��

x↵x�� 1

!2

dx↵dx�

3

5 d↵ d�. (6)

Here, the highlighted blue integrals correspond to the inner stretch terms in blue, while the red

integrals correspond to the outer angular terms in red. We found that the interactions played a

significant role – the interaction term accounted for about 30% of the total tissue stress in the fully

loaded state [37].

2.2.2. Plasticity model

The unstable GLUT cross-linking reactions, which lead to continuous scission-healing in the

EXL matrix, will induce a change in the stress-free reference configuration of the matrix over time.

The embedded collagen fibers will thus convect with the matrix, undergoing rotation and extension.

We refer to this as structural convection of the collagen fiber architecture. It is important to note

that the plasticity was observed only in the matrix, and while the collagen fibers only convect

11

Page 12: Simulating the Time Evolving Geometry, Mechanical

with the matrix deformations; there is no change in the material properties of the collagen fibers

themselves. As the plastic deformation increases, some of the fibers will get recruited. Since the

sti↵ness of the collagen fibers is three orders of magnitude higher than the matrix, they can resist

any further changes in geometry due to continuous scission/healing reactions in the matrix. Thus, a

key takeaway of this model is that the collagen fibers will impose an upper limit on the dimensional

changes of the tissue. This is a direct result of the collagen fiber recruitment resulting from the

increasing plastic strains.

To model this form of plasticity, we utilized a constrained mixture model based on [50]. It is

important to note here that the timescale for the plasticity events is over thousands and millions

of loading cycles. Transient and inertia e↵ects, which occurs in the time frame of a single cycle,

averages out over the course of tens of thousand of cycles and does not play a significant role. It is

likely that the peak stresses and folding that occurs with the dynamics of the leaflet motion plays a

significant role in how damage (deterioration of collagen sti↵ness or tearing of the leaftlet) is accrued,

but this is a whole separate e↵ect to the plasticity modeled and simulated in this paper. As noted

in our previous work [38], damage phenomena occur at an even later stage in comparison to the

plasticity simulated here, and does not play a significant role in this work. In fact, it is especially

important to be able to distinguish and separate the plasticity e↵ect from structural damage so

that form of the structural damage model can be accurately determined. The work done in this

study as a first step to simulating BHV failure cannot be understated. Thus, for plastic e↵ects,

the dominant driver is the average or root mean squared (RMS) loaded state over thousands of

cycles. In brief, after each increment in time, ‘new’ matrix material (i.e. healed in a deformed state)

is created referenced to the current loaded RMS state, while the mass fraction of the ‘old’ matrix

material is reduced, both occurring while conserving the total mass. The response of the matrix at

the bulk level is thus

Sm(t) = b(t) Som +

tZ

0

a(t, ⌧) Snmd⌧, (7)

where b(t) is the proportion of the original amount of the EXL matrix material remaining at time t

with stress contribution Som, and a(t, ⌧) is the proportion of the material newly formed at time ⌧

with stress contribution Snm. The rate of mass transfer between these states was described by first

order kinetics [38]. Next, we account for the convection of collagen fiber architecture with plastic

12

Page 13: Simulating the Time Evolving Geometry, Mechanical

strain by defining the convected fiber recruitment distribution function, t0�s, and the convected

fiber orientation distribution function, t0�✓ in terms of the original distributions and the plastic

deformation t0Fp.

t0�s(

t0Fp, ✓t) = �s[✓0(

t0Fp, ✓t)]

t0�(✓0)

2

t0Jp

, (8)

t0�(✓0) =

qn(✓0) · t0Cp n(✓0),

t0Jp = det(t0Fp)

t0�s(

t0F,�s) =

8>><

>>:

B[�0,�1](y)

t�lb�1�ub, t�ub < y < t�lb

0, otherwise(9)

t�s =�s

t0�(✓)

, y = t�s � t�lb

t�ub � t�lb

where the subscript ‘0’ denotes the 0-cycle referential configuration, the subscript/superscript ‘t’

denotes the structurally convected (plastically deformed) unloaded configuration, and �lb and �ub

are the lower and upper bounds of the slack stretch. Further details about these forms are presented

in [37, 38, 51].

Figure 5: Illustration of the permanent set e↵ect under cyclic uniaxial loading showing A) the relation betweenthe reference configurations during cyclic loading. Figure reproduced from [38], B) the transfer of mass fraction ofthe EXL matrix to the loaded configuration ⌦(s) from the original state ⌦0 and C) the resulting in changes in theunloaded geometry of the tissue.

The final model form is a function of the plasticity rate constant k, the plastic deformation Fp,

the strain history A(t), and the material parameters of the constitutive model in the uncycled state.

13

Page 14: Simulating the Time Evolving Geometry, Mechanical

The input of the model is the applied deformation C referenced to the current unloaded state ⌦P,

given by the plastic deformation Fp from ⌦0 (Fig. 5).

The full model form is

S = S�k,FP,A(⌧),C

�= �col [Scol + Sint] + �matSmat, (10)

where the collagen contribution is

Scol

�k,Fp,A(⌧),C

�= ⌘col

Z

t0�✓[Fp, ✓]

8><

>:

�nZ

1

t0�s

⇥Fp,�s

�s

✓1

�s� 1

�n

◆d�s

9>=

>;n⌦ n d✓, (11)

the contribution of the interactions is

Sint

�k,Fp,A(⌧),C

�= ⌘int

Z

Z

t0�✓

⇥Fp,↵

⇤ t0�✓

⇥Fp, �

⇤(A + B + C + D) d↵ d� (12)

where,

A =

2

64�↵Z

1

��Z

1

2��t0�s[Fp,�s,↵]

t0�s[Fp,�s,�]

�s,↵�s,�

�↵

�s,↵

��

�s,�� 1

!d�s,↵ d�s,�

3

75n(↵)⌦ n(↵)

�↵, (13)

B =

2

64

��Z

1

t0�s[FP,�s,�]

��

�s,�� 1

!2

d�s,�

3

75n(↵)⌦ n(↵)

�↵(14)

C =

2

64�↵Z

1

��Z

1

2��t0�s[FP,�s,↵]

t0�s[FP,�s,�]

�s,↵�s,�

�↵

�s,↵

��

�s,�� 1

!d�s,↵ d�s,�

3

75n(�)⌦ n(�)

��(15)

D =

2

64�↵Z

1

t0�s[FP,�s,↵]

�↵

�s,↵� 1

!2

d�s,↵

3

75n(�)⌦ n(�)

��, (16)

14

Page 15: Simulating the Time Evolving Geometry, Mechanical

and the contribution of the EXL matrix is

Smat

�k,FP,A(⌧),C

= ⌘mat

2

64Exp [�k · t]⇣�

I1(FP,A(0))� 3�↵�1

+ r�I1(FP,A(0))� 3

���1⌘

⇥⇣B(FP,A(0))�1 � B�1

33 (FP,A(0))C33C�1⌘

+

tZ

0

k · Exp⇥�k(t� ⌧)

⇤ ⇣�I1(FP,A(⌧))� 3

�↵�1+ r

�I1(FP,A(⌧))� 3

���1⌘

⇥⇣B(FP,A(⌧))�1 � B�1

33 (FP,A(⌧))C33C�1⌘d⌧

3

75 .

(17)

where �✓ =p

n(✓) ·Cn(✓) is the stretch of the fiber ensemble oriented along ✓, and �s,✓ is the

slack stretch of the fiber ensemble oriented along ✓.

2.3. E↵ective material modeling approach

An obvious challenge in using Eqn. (10)-(17) is the substantial computational cost of evaluating

the quadruple integrals. To circumvent this issue, we utilized a recently developed e↵ective soft

tissue constitutive model to perform the actual finite element computations [52]. This basic form

has been shown to able to fully reproduce the response of a wide range of planar soft tissues, along

with a method for robust and fast-convergent parameter estimation. The form of this e↵ective

constitutive model is given by

eff =c0⇣eQ � 1

⌘= c00e

�Qmax

⇣eQ � 1

Q =b1E2m + b2E

2n + b3E

2� + b4EmEn + b5E

4m + b6E

4n + b7E

3mEn + b8E

2mE

2n

+ b9EmE3n + b10E

4� + b11E

2mE

2� + b12E

2nE

2� + b13EmEnE

2�

(18)

where Qmax = Q(Emax) is a scaling factor that helps reduce parameter covariance by normalizing

the exponential part of the equation (see [52] for details).

The method to determine the e↵ective model parameters are presented in Zhang et al. [52]. The

first step is to generate a set of synthetic data, which should not be done arbitrarily. This is done

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along a set of optimal loading paths which minimize the covariance between model parameters. We

have shown that optimal loading paths with the use of the scaling factors Qmax is su�cient for

determining a unique set of parameters using gradient algorithms, i.e. this approach improves the

ellipticity about the minimum. The maximum strain energy value, which could be determine from

the plasticity constitutive model, matches closely with the parameter c0 in Eqn. 18 making it an

excellent value for the initial guess, while the exponent parameters bi are generally very consistent in

value over time. As such, parameter estimation for the e↵ective model is generally very quick. The

parameter constraints are likewise presented in Zhang et al. [52]. The e↵ective model su�ciently

preserves the mechanical response of glutaraldehyde pericardium used in this study such that we

were able to obtain similar structural model parameters by fitting to synthetic data generate from

the e↵ective model in comparison to fitting the structural model directly, i.e. the parameter are

within 10�3 in most cases. Some di↵erence are inevitable due to the the lack of complexity in

comparison to the plasticity constitutive model but the overall response is qualitatively preserved.

2.4. Simulation framework

In this next section, we introduce a time dependent simulation framework, which integrates these

models into a holistic setup to simulate in-vivo cyclic loading for BHVs to 50 million cycles. We

divide the simulation framework into the following major stages (Fig. 6):

1. Model formulation and quasi-static simulations of the initial state.

2. Updating the material model parameters for the next time step.

3. Updating the current geometry for the next time step.

Steps 2 and 3 are repeated for each subsequent time step until the maximum time limit is reached.

Details of each step are provided in the following sections.

2.4.1. Initial state model and quasi-static simulation

Next, we first established the following initial (referential) model primary components: 1) The

BHV geometry, 2) the mechanical properties, and 3) mapped collagen fiber architecture. We utilized

an established BHV geometry from [44], bovine pericardium properties from [37], and homogeneous

circumferential aligned collagen fiber orientation distributions. A custom in-house isogeometric finite

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Figure 6: Flowchart explaining the execution of the di↵erent components of the time dependent simulation framework.

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element software was used, based on the framework developed by Hsu and co-workers [44, 46, 45].

Briefly, the finite element code was purposed for dynamics and fluid–structure interaction simulations

of heart valves [53, 54, 55], focusing mostly on the tri-leaflet semilunar valves. The tri-leaflet

geometry is based on the commonly used Edwards Pericardial Heart Valve with Kirchho↵–Love shell

elements for the leaflets [46] and finite element solver developed by Hsu et al. [44].

We utilized this code to simulate leaflet deformation under physiological quasi-static transvalvular

pressure of 80 mmHg. A total of 484 Bezier elements were used for each leaflet, with a leaflet

density of 1.0 g/cm3 and a uniform leaflet thickness of 0.386 mm [44]. Contact between leaflets was

handled by a penalty-based approach and imposed at quadrature points of the shell structure [56],

and a clamped boundary condition is applied to the leaflet attachment edge. For simplicity and

consistency, the collagen fiber direction was assumed to be aligned to the circumferential direction

of each leaflet. The bioprosthetic heart valve stent was fixed and undeformable, thus serving as a

stationary reference for the leaflets. A similar validation process as the one presented by Wu et al.

[45] was used to verify the implementation.

2.4.2. Evolution of leaflet material behaviors

The loading history data for the current timestep, as obtained from the FE code, is used to predict

the change in material properties using the plasticity constitutive model. Next, the mechanical

response from the plasticity model is sampled along optimal loading paths and then fitted to equation

18. The parameters of equation 18 are changed in the finite element model and this e↵ective model

is then used to perform the simulation. This e↵ective model (Eqn. 18) acts as an intermediate

between the constitutive model and the finite element model for quasistatic simulation of BHVs (Fig.

3A) and drastically simplifies the implementation of the numerical model by keeping the constitutive

model form the same. The full implementation of the FE model and the boundary conditions are

presented in [53, 54, 55]. Briefly, the stent of the valve are assumed to be rigid and prescribed with

a zero displacement boundary condition and a transvalvular pressure di↵erence, oscillating from 0

to 80 mmHg at 10 Hz, was applied across the closed valve.

2.4.3. Geometry update due to plastic strains

To obtain the plastic strain, we need to use optimization, since the plasticity constitutive model

has no analytical inverse form. The plasticity model can find local change in reference geometry

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using equation 17 and

FP = argminF

����S⇣k, I,A(⌧),C = FTF

⌘� 0

���� , (19)

Since this is being solved for each element locally, it is not su�cient for generating a geometrically

compatible mesh. To generate a mesh for the updated reference configuration in the following time

step, we will need to perform another FE simulation with load free boundary condition and an

internal residual stress. First, we find the local change in geometry from Eqn. 19. Next, we will

compute an equivalent stress using Eqn. 10, by

SP = S(FP). (20)

This stress, SP, is equivalent of a residual stress corresponding to the local change in geometry,

which is then added to the following weak form

Z

�0

w · ⇢hth@2y

@t2

�����X

d�+

Z

�0

Z hth/2

�hth/2

�E : (S� SP) d⇠3 d�

�Z

�0

w · ⇢hthf d��Z

�t

w · h d� = 0.

(21)

where, y is the midsurface displacement, the derivative @(·)/@t|X holds material coordinates X fixed,

⇢ is the density, S is the 2nd Piola–Kirchho↵ stress, �E is the variation of the Green–Lagrange strain

corresponding to displacement variation w, f is a prescribed body force, hnet is the total traction

from the two sides of the shell, and �0 and �t are the shell midsurfaces in the reference and deformed

configurations respectively [45, 54]. The resulting control point displacements u(x, t+ 1) are then

added to the finite element mesh from the previous time step to generate the new mesh in the new

reference configuration.

2.5. Complete implementation

We utilized custom Python scripts to combine the individual source codes for each component of

the simulation (Fig. 6). The quasi-static simulations were done using the isogeometric finite element

code from Hsu et al. [44, 46, 45], only altering the input parameters and boundary conditions. The

full structural (Eqn. 2) and e↵ective models (Eqn. 18) were implemented in C++ compiled to a

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Figure 7: Flowchart explaining how the geometry is updated

python module using Cython [57]. The individual components were called in sequence to perform

the plastic strain simulations as follows:

1. Setup a quasistatic FE simulation for the first loading cycle using the initial state information

(Fig. 6, Step 1)

2. Perform FE simulation of the loading cycle and obtain loading history data for the control

points for the current time step (Fig. 6, Step 2)

3. Update structural model locally, compute plastic strain and residual stress from the plastic

strain constitutive model in section 2.2.2 and optimal loading path data for the mechanical

response (Fig. 6, Step 3)

4. Compute new e↵ective model parameters from structural parameters (Fig. 6, Step 3)

5. Setup FE simulation with zero pressure and residual stress from the plastic strain constitutive

model (Fig. 6, Step 4)

6. Perform FE simulation for the next stress free geometry (Fig. 6, Step 4)

7. Setup FE simulation for loading cycle for the next time step using the new e↵ective model

parameters, reference geometry and fiber structure

8. Return to step 2 in Fig. 6 and continue this loop unless final time step is reached

2.6. Evaluating time-evolving changes in BHV leaflet geometry and fiber structure

In the present study we simultaneously predicted changes in the BHV leaflet geometry and

evolution of the collagen fiber structure, for a single cycle and for long-term cyclic loading up to 50

million cycles. To aid in visualizing the e↵ects of these changes we plotted the stretch ratio �, in

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circumferential and radial directions. To express the resulting shear, we determined the shear angle

↵ from the Green’s strain tensor E using

↵ = sin�1

✓2E12p

1 + 2E11

p1 + 2E22

◆(22)

We also computed the curvature tensor at each node from the NURBS position vector and its

spatial derivatives. From the curvature tensor, we determined the local principal directions and

magnitudes, and subsequently, calculated the Gaussian and mean curvature for the leaflet surface.

To visualize the changes in the collagen fiber architecture with deformation, we utilized a

normalized orientation index ⌫ using

⌫ =�iso � �

�iso, (23)

where, � is the standard deviation of the collagen fiber orientation distribution and �iso is the

standard deviation of a uniform distribution, i.e., the orientation distribution function when the

fibers are distributed uniformly and thus representing an isotropic material. Here, ⌫ = 1 indicates

a perfectly aligned distribution, whereas ⌫ = 0 indicates that the fiber distribution is a uniform

(random) distribution.

Due to the lack of experimental data, we were unable to perform detailed validation. However,

as a basic validation method, we compared the geometric changes predicted by our simulations with

the results in [31, 32], by comparing the ratios hth0

and ht�h0w , where h0 is the initial di↵erence in

height of the highest point of commmissure region, and the triple point, namely the location where

the three leaflets meet, ht is the same height in the unloaded final state, and w is the width of the

BHV leaflet in the initial state (Fig. 1).

3. RESULTS

3.1. Single loading response in the initial and final states.

To compare the BHV responses in the initial (0 cycles) and final (after 50 million cycles) states, we

plotted the circumferential and radial stretch due to one loading cycle in the initial state, referenced

to the unloaded initial state (Fig. 8c, 8d), and the stretch due to one loading cycle in the final state,

referenced to the unloaded final state (Fig. 8e, 8f). In the uncycled state, the highest circumferential

stretch was 1.1344, in the central belly region. The free edge also had high circumferential stretch

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compared to the surrounding regions, with the maximum value being 1.1315 near this region. The

highest radial stretch was 1.1244, in the lateral belly region of the leaflet. In comparison, after 50

million cycles, the maximum stretch due to one loading cycle was 1.0307 in the circumferential

direction and 1.029 in the radial direction. The BHV exhibited a significantly sti↵er response in the

final loaded state relative to the initial state and a more uniform deformation pattern was observed

in the final state.

3.2. Evolution of BHV leaflet geometry and collagen fiber architecture

To analyze the changes to the BHV leaflet geometry with time, we plotted the circumferential

and radial stretch, the shear angle ↵ and the mean curvature in the unloaded configuration at six

di↵erent time points over the duration of the simulation, referenced to the unloaded uncycled state

(Fig. 9 – Fig. 12). Our results indicated that these dimensional changes slowed down after about 20

million cycles and nearly completely seize after 30 million cycles. The regions that exhibited the

highest plasticity were the belly region and the free edge. After 50 million cycles the maximum

circumferential plastic stretch in the belly region was 1.1209 and in the free edge was 1.1453, while

the maximum radial stretch was 1.1104 in the lateral belly region. By 20 million cycles, the maximum

plastic stretch in circumferential and radial directions had already reached 98% of the maximum

value of plastic stretch at 50 million cycles. The maximum shear angle in the unloaded state at 20

million cycles was 17.64�and at 50 million cycles, it was 17.79�, near the region connected to the

stent. The maximum value of mean curvature was 2.22 at 20 million cycles, and it had increased to

2.31 at 50 million cycles near the center of the free edge. The location and the value of maximum

curvature was very similar to the previous results in [31, 32] (Fig 1), where the center of the free

edge had a maximum mean curvature value of 2.1 at 50 million cycles. Overall, the central region of

the valve had a higher curvature as predicted by our simulations, which agrees with the previous

results.

In addition, we compared the height and width ratios in the initial and final state for the BHV

geometry predicted by our simulations with the BHV geometry for a stented and non-stented design

previously presented in [31, 32] (Table 1). The ratios for the stented BHV design agree with our

simulation results, especially when both height and width are taken into account. While there

is some di↵erence in values for the non-stented design, this is expected due to the di↵erence in

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Figure 8: (a) Arrows representing circumferential direction in the leaflet, (b) Arrows representing radial directionin the leaflet, (c) Circumferential stretch in uncycled, fully loaded state, referenced to the uncycled, unloadedconfiguration, (d) Radial stretch in uncycled, fully loaded state, referenced to the uncycled, unloaded configuration,(e) Circumferential stretch in cycled, fully loaded state, referenced to cycled, unloaded state, (f) Radial stretch incycled, fully loaded state, referenced to cycled, unloaded state. Note that by 50 million cycles, the circumferentialand radial stretches have been substantially reduced due to the e↵ects of plastic deformation.

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boundary condition.

hth0

ht�h0w

Experimental result for non-stented BHV design

2.05 0.18

Experimental result forstented BHV design

1.95 0.06

Simulation 1.58 0.08

Table 1: Comparison of height and width ratios for the BHV geometry predicted by our simulations with theexperimental results for BHV geometry for a stented and non-stented design previously presented in [31, 32]

To visualize the corresponding changes in the collagen fiber architecture with time, we plotted

the normalized orientation index, ⌫, at 6 distinct points in time (Fig. 13). The belly region and the

free edge displayed the greatest degree of realignment. In the initial unloaded state, ⌫ was 37.1%,

whereas in the final unloaded state, the fibers had reoriented such that the maximum value of ⌫

was 43.4% at the free edge, and the minimum value of ⌫ was 34.4% in the lateral belly region. This

indicates that the fibers had oriented towards the circumferential region and had become more

aligned in the free edge and central belly region, whereas in the lateral belly region, the fibers had

oriented towards the radial direction.

Additionally, we plotted the circumferential and radial components of S in the loaded state (Fig.

14, Fig. 15). The maximum circumferential stress was 1067 MPa near the commissure region, where

we see high stress concentrations, although the range of stress in the rest of the leaflet was within

0-400 MPa. The maximum radial stress was 358 MPa in the lateral belly region.

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Figure 9: Time evolution of the circumferential plastic stretch in unloaded state. Here, the plasticity e↵ects werehighest in the belly region and the free edge.

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Figure 10: Time evolution of the radial plastic stretch in unloaded state. Plasticity was highest in the belly region.

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Figure 11: Time evolution of the plasticity-induced shear angle ↵ in unloaded state. Shear angle magnitudes werehighest near the leaflet attachments.

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Figure 12: Time evolution of the Mean curvature in unloaded state. Curvature was highest in the belly region andthe center of the free egde.

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Figure 13: Time evolution of the collagen fiber Normalized Orientation Index in unloaded state. Significant plasticity-induced collagen fiber reorientation occurred near the belly region and the free edge. Note that these changes werenot associated with any damage mechanisms

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Figure 14: Time evolution e↵ects on the Scc in the fully loaded state. The high circumferential stress regions were thesame as the regions with highest plasticity in the circumferential direction: the belly region and the free edge. Thesechanges are a coupled results of both the changes in leaflet geometry and tissue properties with cyclic loading.

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Figure 15: Time evolution e↵ects on the Scc in the fully loaded state. The high circumferential stress regions were thesame as the regions with highest plasticity in the radial direction: the lateral portions of the belly region. Thesechanges are a coupled results of both the changes in leaflet geometry and tissue properties with cyclic loading.

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4. DISCUSSION

4.1. Major findings

The present study represents the first micro-structural mechanism–driven simulation of XTB

materials in a full BHV simulation framework. Key results indicated that the BHV responds to

cyclic loading in complex ways, including permanent plastic changes to the leaflet geometry which

resulted in substantial changes in leaflet shape (curvature). In addition, at the micro–structural level

change to the underlying collagen fiber architecture (especially alignment) were also substantial,

and also regionally variant.

These ‘plastic’ dimensional changes slowed down asymptotically, with most changes occurring in

the first 20-30 million cycles (Fig. 16B, C). This is roughly equivalent to the first 6-10 months of

in-vivo function. This places enormous importance on knowing this final stable unloaded geometry,

as this is the geometry that the BHV will operate in for the remainder of its life, not the initial BHV

design. We have shown here that we are able to predict this geometry through the plasticity model

as well as the distribution of plastic deformation in the BHV leaflets, which is most significant in the

belly region and the free edge. We also found that the changes in shape induced increased stresses

in both the circumferential and radial directions. Moreover, we observed significant sti↵ening of the

BHV leaflet, resulting in reduction in peak stretches due to a loading cycle (Fig. 16D). In addition,

by utilizing a full structural model formulation we were also able to predict the changes to the

fiber architecture with time under cyclic loading. This capability paves the path for optimizing the

collagen fiber architecture in BHV along with optimizing the overall geometry, thus giving insights

into the microstructural changes and their e↵ects on the function of the BHV over time.

4.2. Computational considerations

The first concern with the use of any structural constitutive model in organ-level computational

simulations is the computational e�ciency. The accurate computation of the integral over the

collagen fiber orientation distribution and the collagen fiber recruitment distribution can result

in 400 to 900 times as many floating point operations as in phenomenological models, making

it intractable in computational simulations with a large number of degrees of freedom. However,

an approach using an e↵ective model [43] can mitigate this problem. The computation of the

structural constitutive model required a minimum 21 gauss quadrature points for �(✓) and 30 gauss

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Figure 16: A) BHV leaflet with a few key locations highlighted B) Triple point height in the unloaded configurationshowing decay with time C) Plastic stretch in circumferential and radial directions with time at the marked locationsin the BHV leaflet. Most of the dimensional changes occur in the first 20-30 million cycles. D) Peak stretch in thecurrent loaded configuration with reference to the current unloaded configuration with time at a few key locations inthe BHV leaflet. The reduction in peak stretches demonstrates significant sti↵ening in the BHV leaflet.

quadrature points for D(�s). Per evaluation, the structural constitutive model time cost was 2 to 3

orders of magnitude longer to evaluate in comparison to the e↵ective model. Because we updated

the e↵ective model per element, we shifted the cost from the structural constitutive model to the

e↵ective model by virtue of there being 16 times less elements than Gauss points. We also compared

the computation time for both eff (Eqn. 18) and Holzapfel-Gasser-Ogden model [58] for biaxial

simulation of bioprosthetic heart valve tissues and, as expected, found no significant increase in

computational cost. The total elapsed time for eff is 7.58 seconds in comparison to 6.40 seconds

for the Holzapfel-Gasser-Ogden model, which is evidently much faster than any micro-models can

achieve.

Our rationale for why we are not running full FSI is that we are only considering modeling

valve closure. This is because we were interested in simulating the fatigue process, which is driven

primarily by high tensile stresses that occur in the closed state. The e↵ects of hydrostatic forces on

a closed valve can be modeled quite successfully using a uniform pressure load. We have found no

significant di↵erences between structural-only and FSI simulations of valve closure [59]. FSI clearly

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will take substantially more computing resources to simulate, and since it will not any simulation

accuracy improvements in the present study, we did not consider it.

4.3. The e↵ect of plasticity on bioprosthetic heart valves geometry

The mechanism underlying the observed plasticity in the XTB materials involves the scission-

healing reactions in the matrix due to the Schi↵-base reaction of the GLUT. GLUT treatment has

the important role of suppressing the immune reaction to the BHV, but causes side e↵ects such as

sti↵ening the matrix, accelerating mineralization, and, as we suggested here, inducing plasticity in

the BHV. These continuous scission healing reactions cause the reference configuration to evolve.

As a result, the new reference configuration of the tissue is based on the proportion of the tissue

whose reference configuration is in the original reference configuration and the proportion whose

reference configuration is in the current configuration. The rate at which the proportion of the tissue

undergoes a change in reference configuration is dependent on the proportion of the material still

remaining in the original reference configuration. In theory, this process can go on indefinitely, but

will be limited by the collagen fiber phase, as discussed in the next sections.

4.4. The impact of collagen fiber microstructure on BHV plasticity

The collagen fiber architecture is the major load bearing component in BHVs, and it determines

the current loaded configuration geometry. To underscore its e↵ects, we conducted the following

additional simulations of BHVs with di↵erent collagen fiber architectures: A) uniformly distributed

collagen fibers, B) typical bovine pericardium collagen fiber architecture, and C) native porcine aortic

valve collagen fiber architecture with highly aligned collagen fibers. All simulations significantly

di↵erent maximum in-plane Green-Lagrange strain (MIPE) in the fully pressure-loaded state (Fig.

17). The porcine aortic valve properties result in significant heterogeneities in the deformation

of the leaflets (Fig. 17C). The pericardial valve (Fig. 17B) and the isotropic valve (Fig. 17A)

on the other hand have significantly more homogeneous leaflet deformations, especially from the

top-down view. Both of these undergo approximately the same deformation of 0.2 in MIPE. However,

there is significant di↵erence between the two near the commissure regions of the valve, where

the isotropic case is under significantly higher strain. This zone is susceptible to failure due to

tearing and delamination. It’s clear from this that the collagen fiber architecture has a significant

impact on the fully loaded geometry, which determines the reference configuration that the matrix

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A) Isotropic B) EXL pericardium C) Porcine aortic valveSi

de v

iew

Top

view

Figure 17: The fully loaded state of the single cycle simulations of intact tri-leaflet valves with the collagen fiberarchitecture of A) a uniform collagen fiber orientation distribution, B) exogenously cross-linked bovine pericardiumvalve, and C) the native porcine aortic valve. A) and B) result in mostly homogeneous stress distributions with A)showing stress concentrations are the commissure regions, while C) results in a very heterogeneous stress distributionand the belly region caving in. The top row shows the side view of the valves at 80 mmHg and the bottom row showsthe top-down view.

is evolving towards. This emphasizes one important reason for the need to understand the collagen

fiber architecture for modeling BHVs under cyclic loading.

The collagen fiber architecture will also limit the amount of plasticity. It is important to

reiterate here that the collagen fiber architecture remains fully intact and undamaged by this plastic

deformation in this phase [38]. Plastic deformation does not continue forever, nor does the shape

of the valve leaflets ever match its fully loaded state. The collagen fiber architecture evolves with

the changes in the configuration of the matrix, shifting in orientation and changing in crimp. The

collagen fibers are sti↵er than the matrix by approximately three orders of magnitudes, and typically

only extend by 3-4%. Thus, when the matrix deforms plastically, it is di�cult for the matrix to exert

significant deformations on the underlying collagen fiber network, it can only reorient the fibers.

The stretching of collagen fibers will pull against the matrix and prevent further plasticity. This

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is an important mechanism, allowing the final stable geometry to be predicted from the collagen

fiber architecture using our simulations. Thus, it is easy to see the importance of the collagen fiber

architecture in the plasticity of BHVs, and the need for BHV designs to take into account of collagen

fiber architecture to optimize durability.

For clinical applications, the measurement of this collagen fiber orientation distribution of BHV

can be done non-destructively prior to being implanted into a patient. One such technique is

polarized spatial frequency domain imaging [60, 61, 62], which combines polarized light imaging

and spatial frequency domain imaging techniques to perform fiber orientation mapping. Polarized

light imaging is a common technique taking advantage of how the orientation and alignment alters

the scattering distribution of photons to measure the collagen fiber architecture. Changing the

spatial frequency of the polarized light can control the imaging depth by rejecting di↵use photons.

In combination with 3D projection, this o↵ers a path to the full 3 dimensional fiber structural

characterization of BHVs for simulations.

4.5. Structural damage and predicting failure

The mechanism described here for the plasticity of the BHVs is focused on the evolution of

the reference configuration of the matrix and the collagen fiber architecture. A key advantage of

our model is that it utilizes the structural modeling approach and can thus predict the e↵ects of

cyclic stresses at a microstructural level. This allows the computation of the recruitment of collagen

fiber and thus the distribution of crimp and stretch of the collagen fibers in both the unloaded and

loading configuration. This metric for the strain load on collagen fibers over time is an excellent

metric for formulating structural damage at the fiber level. Experimental evidence corroborates with

this theory by showing that the areas that underwent significant changes due to plasticity in our

simulations also undergo significant structural damage [31]. We also found that stress concentrations

were highest in the belly and the commissure region, which are known locations of calcification and

tissue failure. The model predicts that the collagen fibers in areas with significant plastic changes

are also under increased strain in both the loaded and unloaded configuration, and may become

permanently held in a stretched state. The collagen fibers being held in a extended state more often

are more likely to become damaged, where rates of failure after being extended by 7-8% increases

significantly [49, 63]. Coupling this with the plasticity model presented here allows for the prediction

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Figure 18: BHV fatigue as a multiscale process

of microstructural changes and mechanical response due to fatigue and other damage phenomena, a

step towards a full fatigue damage model capable of predicting device level failure (Fig. 18).

4.6. Potential to improve bioprosthetic heart valve designs

In our simulations, we found that the belly region and the free edge exhibit the highest plasticity.

These regions are also the most common regions of failure due to structural degeneration in BHVs.

Moreover, we also found that the BHV leaflet geometry stabilizes after about 30 million cycles. The

initial geometry can likely have a significant impact on loading of the BHVs. For example, higher

curvatures can increase deformation in the belly region, resulting in increased plastic strains. A

shorter free edge length requires larger circumferential stretch to fully close the BHV. We can use

this knowledge to optimize the initial BHV geometry to reduce the peak stress and make the stress

distribution more uniform in the loaded configuration after plasticity has ceased. This approach

will reduce the stretch that the collagen fibers experience throughout its lifespan, which can reduce

the likelihood of failure in these fibers and in turn improve the durability of the BHV leaflets. For

clinical applications, a long-term clinical study similar to AWT validation studies that explore tissue

strain and leaflet shape would need to be undertaken eventually, especially of explanted BHV to

explore non-failure mechanisms for the changes in BHV shape and material properties, such as done

by Sacks and Schoen [4]. For clinical simulations, the form of the material model is known, as well

as the initial design and geometry. Inverse modeling techniques have already been established to

estimate the initial behaviors [5–8]. These basic information and the approach laid out in this work

should be su�cient to determine in vivo performance.

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4.7. Future directions in material modeling

The plasticity model and simulation framework developed herein is a simplification of the growth

and remodeling framework by removing the growth component. One potential implication is the

design of devices such as tissue engineered valves, which have the possibility of growing and adaption

to the surrounding environment if seeded with interstitial cells. In addition to the exogenously

crosslinked tissue applications addressed herein, we have observed plasticity like phenomenon in

mitral valve tissue during pregnancy [64]. In that study, our results suggested that much of the

growth and remodeling in the MV leaflet does not begin immediately, but rather undergoes mostly

passive leaflet enlargement until these parameters reach a critically low level, at which point growth

and remodeling are triggered. This initial tissue distension process is very similar in behavior to the

plasticity mechanism outlined in the present work. Thus, the current approach could be applied to

the early phases of soft tissue remodeling, where non-failure mechanisms occur before the onset of

growth of tissue growth and remodeling. This is a key advantage of structural approaches, which

allow us to describe the mechanical response based on real, physically measurable quantities.

5. Limitations

The goal of this work is to establish a proof of concept for the simulation of the e↵ect of plasticity

on BHVs, and produce good agreement with the extant experimental data. We have shown that

our plasticity model can predict the change in geometry of BHVs with cyclic loading as well as the

evolution of the underlying collagen fiber architecture. This can be extended to additional simulations

to explore di↵erent initial geometric and structural conditions in the future. Moreover, a fiber-level

fatigue model can be developed as a starting point beyond the plasticity e↵ects described herein

(e.g. the ’intermediate’ stage shown in Figure 2). However, this first requires su�cient experimental

data to derive model parameters and to validate the model predicted outcomes. Nonetheless, we

underscore that the model developed in the present study agreed well with actual accelerated wear

test studies on BHVs [31, 32]. In particular, we noted similarities in the mean curvature distribution

at the 50 million cycles in the discussion (Fig. 1 vs. Fig. 12).

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6. Conclusions

We have developed a complete time-dependent framework for the simulation of BHVs under

long-term cyclic loading. This simulation utilizes the predictive mechanism based constitutive model

for the plasticity e↵ect in exogenously crosslinked soft tissues that we previously developed. We have

shown that we can use this simulation to predict the evolving geometry, microstructural changes and

material property changes. These results can then be used to predict regions of increasing likelihood

of structural damage and can be used to optimize the initial design of BHVs based on these factors.

Most important of these e↵ects is that the collagen fiber architecture can play a role in limiting

plasticity, where the straightening of collagen fibers prevents further changes in geometry. Thus,

accounting for the plasticity e↵ect is especially important in the design of BHVs to better improve

their performance and durability.

Funding Source: This study was supported by NIH/NHLBI grant no. R01 HL129077 and R01

HL142504.

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