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Sight and Life Magazine is published three times a year.Its role is to increase knowledge about micronutrient nutrition and health and it disseminates relevant information and scientific news to people at all levels of practice, from people at all levels of engagement, in the fight against hidden hunger.
Citation preview
16 THE IMPORTANCE OF VITAMIN A
30 THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
38 FROM AGRICULTURE TO HORTICULTURE IN A DRY-LAND AREA
44 IRON FORTIFICATION – NEW REVELATIONS?
VOL.
25
(1) |
201
1
Sight and Life
SIGH
T AN
D LI
FE | V
OL.
25
(1) |
201
1
06 Editorial
10 Sight and Life Statement
13 The “Sight and Life in My Life” Essay Competition
14 Special Feature: Food prices on the rise again
16 The Importance of Vitamin A for the Development
and Function of Lungs in Newborns
30 Testing the Feasibility of Delivering Vitamin A
to Newborns in Nepal and Bangladesh
38 Diversification from Agriculture to Nutritionally
and Environmentally Promotive Horticulture in
a Dry-Land Area
44 Iron Fortification – New Revelations?
55 Opinion 1: Comments on “Iron Fortification –
New Revelations?”
56 Opinion 2: Venturing into the Jungle of Multiple
Interactions between Iron, Modulating Influences,
and Human Health
58 Sight and Life Interview A Day in the Life of
Johann C Jerling
Congress Reports
62 Fourth Africa Nutritional Epidemiology Conference
(ANEC 4) Nutrition and Food Security: Successes
and Emerging Challenges
64 Report from the First Global Conference
on Biofortification
67 New Developments in Carotenoids Research
Conference at Tufts University, Boston, USA,
11–12 March 2011
Field Reports
72 Report from Gogounou
Blessings at the I-Domarou Health Center
74 Report from Kathmandu
A Project Report on Training of Adolescent Girls
for Prevention and Control of Iron Deficiency Anemia
2009/10
77 Report from Lemba
Centre de Lutte Contre la Malnutrition de Lemba
78 Report from Ratanakkiri
School Health Watch
80 News
96 Letter to the Editor
98 Publications
103 Imprint
Contents
⇢
“Our work is more vital today than ever before”
4
5
6
It would be impossible to imagine the modern world without
brands. From airlines to computers, from fruit drinks to clothes,
from football teams to hair shampoo, our choices are infor-
med by brands. There are many definitions of the word ‘brand’.
David Ogilvy, famous advertising copywriter and founder of the
influential advertising agency Ogilvy and Mather, defined it thus:
“The intangible sum of a product’s attributes: its name, pack-
aging and price, its history, its reputation, and the way it’s
advertised.”
The rebrand of Sight and Life coincides with the rebrand
of DSM – the first for forty years. The new DSM brand pro-
mises Bright Science. Brighter Living. At Sight and Life we
strive in our own way to make continually evolving scienti-
fic insights available to the ultimate benefit of the poorest
and most disadvantaged populations of the world.
What is a brand ?
Two newbrands !
⇢
Welcomeconcurrent multiple micronutrient deficiencies on the other. In
2007, marking our 21st anniversary, I wrote in our Annual Report
that we still faced the problem of two billion people worldwide
being affected by hidden hunger. Further, I noted that it was un-
acceptable that approximately one third of all children under five
years of age worldwide were stunted and almost 50% anemic,
while at the same time some 155 million school-age children
were overweight or obese. These problems cannot be addressed
by concentrating on vitamin A alone. Hence the widening of our
focus to comprise the entire range of micronutrients.
Our new logo
This expanded focus is expressed by our new logo, which sym-
bolizes the multiplicity of micronutrients essential for a healthy
life. Whereas our original logo was based on the letter A and
the human eye, clearly linking vitamin A with eye health, this
new one puts Sight and Life at the nexus of better nutrition and
health. Whether this means growing the evidence, sharing infor-
mation, advocating, promoting partnerships, or capacity build-
ing in the micronutrient arena, the message is clear: Sight and Life’s mission is to build bridges for better nutrition focusing on
life, using a multiplicity of approaches and interacting with a
wide range of stakeholders.
We hope that you too will like the new logo and also enjoy the
new look and feel of the magazine. Our intention was to create
a publication that retained the scientific rigor for which our or-
ganization has always been known while presenting the content
in a more accessible and compelling manner. The Sight and Lifeteam welcomes your feedback – please let us know what you
think, as the magazine is produced not for us but for you, the
reader.
A new look – an unchanging commitment
This year, 2011, sees the 25th anniversary of Sight and Life. We
celebrate this significant milestone in our history with the launch
of a new Sight and Life brand – one that illustrates our move from
a focus on vitamin A and sight to the vital role played by multiple
micronutrients in promoting health and preventing hidden hun-
ger. This is the first issue of our magazine to reflect our new look
and feel. As we celebrate 25 years of service in the field of micro-
nutrients, we look back to where we have come from and look
forward to where we need to go. For despite our achievements in
the first quarter-century of our existence, our work in the world
is more vital today than ever before.
The founding of Sight and LifeThe Sight and Life Task Force, as it was originally known, com-
menced operations on 1 April 1986. Its objective was to help
combat xerophthalmia – the eye disease caused by vitamin A
deficiency from which approximately ten million young children
in developing countries suffered at the time. The 1986 Sight and Life Annual Report estimated that every year, one million of these
children lost their eyesight. Of these, it noted that two-thirds
died after a short period.
A direct response to requests from the World Health Organi-
zation, the creation of Sight and Life was part of a much wider
approach to tackling vitamin A deficiency, which had been iden-
tified by the 37th World Health Conference as one of the five main
nutritional problems in the world. The initial activities of Sight and Life included the provision of scientific and technical sup-
port, free distribution of vitamin A capsules for emergency situ-
ations, and financial support for selected research programs.
Over the past 25 years, our focus has broadened to encompass
the entire spectrum of micronutrients, reflecting advances in sci-
ence on the one hand and the increasingly recognized burden of
“Our work is more vital today
than ever before”
EDITORIAL8
is written not only against the backdrop of the current political
upheavals in the Arab world but also in the light of the appall-
ing scenes following the earthquake and tsunami in Japan that
have claimed thousands of lives and left the country battling for
survival in the face of a nuclear disaster whose possible conse-
quences can barely be imagined. Already we are hearing reports
of food and water that has been contaminated by radioactivity.
At a moment in the history of our organization that calls for
celebration, and for honoring the efforts of everyone who has
helped to make Sight and Life what it is today, the task before
us is greater than ever. Born in response to the famine created
by the war in Ethiopia in the mid-1980s, and initially focused on
the prevention of xerophthalmia caused by vitamin A deficiency,
Sight and Life now works across the entire spectrum of micronu-
trients, creating the bridges that link scientific research, policy-
making and programs on the ground. We have more opportuni-
ties to influence the world than ever before. We also have more
challenges. Our commitment in the face of those challenges is as
strong as ever. The spirit of the 1986 Sight and Life Task Force
lives on in today’s organization, and we are proud to carry it
forward with us into the next quarter-century.
Yours sincerely,
Our history between two covers
While April 2011 is the quarter-centenary of the founding of
Sight and Life, we will be officially celebrating our birthday in
October of this year, to tie in with World Food Day, which is cel-
ebrated every year around the world on 16 October, and which I
would like to see renamed World Food and Nutrition Day to rec-
ognize that food does not automatically mean nutrition provid-
ing all the required micronutrients. Our jubilee celebrations will
be accompanied by the launch of a book recounting our 25-year
history in the context of the global fight against malnutrition. It
tells the story of the founding of Sight and Life, of our changing
focus over the course of time, and of our enduring commitment
to combating malnutrition worldwide. Watch this space for more
news of the book launch!
As I mentioned in my opening remarks, our commitment to
combating global micronutrient malnutrition is more necessary
than ever before. I am writing this editorial against the backdrop
of extensive political unrest in the Arab world. Tunisia, Algeria,
Syria, the Yemen and Egypt have witnessed unprecedented up-
risings against long-established governments; Libya is in a state
of civil war as we prepare to go to press. While the reasons for
these revolts are multi-faceted and vary in their detail from coun-
try to country, there can be no doubt that the rising cost of food
is one of the main drivers. The populations of North Africa have
to dedicate 35 to 50% of their income to food (contrast this with
the USA, for instance, where the figure is 7%). From 2010 to 2011,
the cost of wheat rose by 73%, that of maize by 88%.
While these figures are already shocking, the future promises
to bring even more challenges. Global consumption of cereals
in 2010 amounted to two billion tons. This figure will double
by 2050 in the light of unprecedented population growth. And
while the world’s population is growing, the resources available
to feed it are shrinking: the rising sea levels associated with cli-
mate change are likely to eliminate vast swathes of land in the
course of time, especially in the world’s poorest countries that
cannot afford costly flood defenses. At the same time, urbaniza-
tion continues inexorably: in China alone, half a million hectares
of arable land disappear each year as a result of that country’s
spectacularly developing infrastructure.
In 2008 this publication predicted that micronutrient mal-
nutrition would result from the rising price of food. The issue
in question was written against the background of the 2008 cy-
clone that hit Burma and the earthquake that devastated areas
of China in the late spring of the same year. The present editorial
“We are committed to combating
malnutrition worldwide”
“The task before us is greater
than ever”
9
… Sight and Life …
… got its name.
The story: how …
“Roche had decided to make a formal commitment
to the battle against vitamin A deficiency, building
on the ad hoc interventions it had already been sup-
porting for a number of years,” recollects Professor
Al Sommer, Dean Emeritus, Johns Hopkins Bloom-
berg School of Public Health.
“One day John told me that Roche had decided to
sponsor a new organization called Sight or Life –
the implication being that if you couldn’t see, you
weren’t living. I felt, however, that this sent too neg-
ative a message, and that it might be construed as
offensive by people who were blind and lived very
full lives. I therefore suggested calling the new or-
ganization Sight and Life, because vitamin A is im-
portant for sight specifically but also for life in ge-
neral. This little change gave the Task Force a very
positive name, and one which was intimately asso-
ciated with vitamin A.”
“Dr John Gmünder would drop by from time to time to
discuss this undertaking and seek advice as to where
Roche should be focusing its efforts. We at Bloomberg
were aware at the time that vitamin A had a huge
influence on physical and mental well-being. The link
had not yet been proven, however, and the rest of the
world seemed reluctant to accept the theory.
10 SIGHT AND LIFE STATEMENT
Multiple micronutrient powders (MNPs) are packaged in single
or multi-dose sachets. These sachets contain micronutrients
in powdered form, and can be added to foods prepared in the
household just before consumption. Usually, one dose of MNP
provides the fu ll unit of recommended nutrient intake (RNI) of
vitamins and minerals.
In 2007, the use of MNPs, particularly in emergency condi-
tions, was endorsed by the World Health Organization (WHO),
the World Food Programme (WFP) and the United Nations
Children’s Fund (UNICEF) as an eff ective way of improving the
micronutrient status of nutritionally vulnerable sections of the
population, such as children under fi ve years of age and preg-
nant and lactating women.1
The risk of untargeted iron supplementation
Based on results fr om a study conducted in Zanzibar2 and other
bodies of evidence,3,4 it was concluded that untargeted iron sup-
plementation may increase child morbidity and mortality fr om
malaria in the absence of monitoring and treatment programs.
A sub-study analysis suggested that adverse events occurred
in supplemented children who had not been iron-defi cient. The
WHO Consultation on Prevention and Control of Iron Defi ciency
in Infants and Young Children in Malaria Endemic Areas5 con-
cluded that the safety of home fortifi cation, as practiced at that
time, is uncertain, whereas food fortifi cation programs are still
regarded as safe. In the above-mentioned study in Zanzibar, the
negative impact on iron-replete children was demonstrated at
levels of 12 mg Fe (as FeSO₄ supplement) per day. The bioavail-
ability of FeSO₄ fr om a supplement is considerably higher than
bioavailability fr om fortifi ed food, where the amount of avail-
able iron depends on the food matrix. The children who showed
adverse eff ects during iron supplementation had therefore been
exposed to high doses of absorbed and unabsorbed iron.
As a result, the micronutrient powder mix for malaria endemic
areas designed by DSM contains a signifi cantly lower dose of
iron (2.5 mg, as NaFeEDTA) in combination with a known en-
hancer of iron absorption (ascorbic acid). This iron dose is close
to or even lower than amounts provided in food fortifi cation pro-
grams, and is not comparable to the bolus doses administered
in iron supplementation programs. A consequence of the lower
iron dose contained in the MNP sachets is the need to ensure
that the amount of (bioavailable) iron delivered is high enough
to the cover the needs of the individual.
Currently the compound used is NaFeEDTA, which belongs to
a group of iron compounds with a high relative bioavailability
compared to ferrous sulphate (FeSO₄). The main advantage of
NaFeEDTA is better bioavailability in the presence of iron ab-
sorption inhibitors such as phytic acid and tannins, whereas the
bioavailability of FeSO₄ is heavily dependent on the presence or
absence of such inhibitors. In particular, home-fortifi cation is
linked to the consumption of the local diet or local complemen-
tary foods, where starchy staples with a signifi cant amount of
iron absorption inhibitors are consumed. In addition, according
to the latest recommendations for fl our fortifi cation,6 NaFeEDTA
is the recommended compound for fl ours with high levels of
phytates (e.g. maize fl our).
Possible explanations for the Zanzibar results
Two possible explanations for the results seen in Zanzibar have
been proposed: the formation of non-transferrin-bound iron
(NTBI) in plasma, and the stimulation of pathogen growth in the
gastrointestinal tract (due to the amount of unabsorbed iron).
It has been proposed that administration of bolus doses of iron
can result in large amounts of unabsorbed iron, which enters
and passes through the intestine. Recently published results7
indicate that unabsorbed iron fr om fortifi ed foods modifi es the
Sight and LifeStatementLow Dose Iron Multi ple Micronutr ient Powder: Rati onale for Use in Malaria Endemic Areas
SIGHT AND LIFE | VOL. 25 (1) | 2011 11
“The main advantage of NaFeEDTA is bett er bioavailability in the presence of iron absorpti on inhibitors.”
12 SIGHT AND LIFE STATEMENT
colonic microflora in African children to create a potentially
more pathogenic profile. If this is confirmed, it could help to ex-
plain the reported adverse effects of iron supplementation and
bolus doses of iron.
The other potential mechanism discussed is the formation
of non-transferrin-bound iron (NTBI). Recently presented data
on the formation of NTBI8 after administration of iron in women
with low iron status (NTBI formation monitored over eight hours),
showed that the highest NTBI concentrations were produced by
a 60 mg dose without food, followed by 60 mg and 6 mg with
food. These first data indicate that iron administered with food
and through fortification (rather than supplementation) resulted
in lower NTBI formation.
In conclusion, based on current knowledge, the two-step ap-
proach of optimizing the MNP formulation for malaria endemic ar-
eas is expected to be safer than typically used iron doses (12.5mg).
The reduction of the iron dose to levels closer to the amount of iron
provided in food fortification helps to reduce the amount of unab-
sorbed iron in the intestine. Meanwhile, using a highly bioavail-
able iron compound in combination with iron absorption enhanc-
ers is crucial to supplying the individual with the iron needed.
References
01. WHO/WFP/UNICEF Joint Statement. Preventing and controlling
micronutrient deficiencies in populations affected by an emergency.
Multiple vitamin and mineral supplements for pregnant and
lactating women, and for children aged 6 to 59 months. WHO,2007.
02. Sazawal, S, Black R, Ramsan M et al. Effects of routine prophylactic
supplementation with iron and folic acid on admission to hospital
and mortality in preschool children in a high malaria transmission
setting: community-based, randomized, placebo-controlled trial.
Lancet 2006;367(9505):133–43
03. Oppenheimer SJ. Iron and its relation to immunity and infectious
disease. J Nutr 2001;131(2S-2):616S-633S; discussion 633S–635S.
04. Ojukwu J, Okebe J, Yahav D et al. Oral iron supplementation for
preventing or treating anemia among children in malaria-endemic
areas. Cochrane Database Syst Rev 2009;(3): CD006589.
05. WHO. Conclusions and recommendations of the WHO
Consultation on prevention and control of iron deficiency in infants
and young children in malaria-endemic areas. Food Nutr Bull
2007;28:S621–S7
06. Hurrell, R, Ranum P, de Pee S et al. Revised recommendations for
iron fortification of wheat flour and an evaluation of the expected
impact of current national wheat flour fortification programs.
Food Nutr Bull 2010;31(1 Suppl):S7–21
07. Zimmermann, M, Chassard C, Rohner F et al. The effects of iron for-
tification on the gut microbiota in African children: a randomized
controlled trial in Côte d'Ivoire. Am J Clin Nutr 2010;92:1406–15.
08. Egli I, Brittenham G, Zeder C et al. The influence of supplemen-
tation and fortification iron doses on the formation of plasma-non-
transferrin-bound iron. (UC Davis) Conference on Bioavailability,
Asilomar, CA, September 26–30, 2010 (only abstract available)
“The two-step approach of optimizing
the MNP formulation for malaria
endemic areas is expected to be safer
than typically used iron doses”
13SIGHT AND LIFE | VOL. 25 (1) | 2011
The“Sight and Lifein My Life” Essay Competition
In the last issue of the magazine, we launched the Sight and Life in
My Life Essay Competition. Its aim was to fi nd out how Sight and Life has
played a part in readers lives, as part of the organization’s 25th
anniversary.
¶
The closing date for the competition was 15 March 2011 and we have
received many wonderful stories. We have been delighted with the
entries we have received and are looking forward to sharing these with
you in future issues. We are now in the process of reading and judging
the entries and will be contacting the winners and those who sent us
highly commended entries later this summer.
¶
We have received entries from many countries, from Nigeria to Sri
Lanka. Many fascinating photographs and even some original artwork
has come our way, such as the picture here by Dr Narendra Kumar,
which is the cover of her booklet that helps children and families in
India.
¶
We would like to say a very heartfelt thank you to all you who entered
the competition. We appreciate the time you have spent on writing your
entries and would also like to thank you for all the amazing good work
you do in your communities.
With warmest wishes
The Sight and Life Team
16
Introduction
Vitamin A is essential for the growth and development of cells
and tissues. In its active form, retinoic acid (RA), it controls reg-
ular diff erentiation as a ligand for retinoic acid receptors (RAR,
RXR).1,2 Vitamin A plays a substantial role in the respiratory
epithelium and the lung. In the presence of moderate vitamin A
defi ciency the incidence of diseases of the respiratory tract is
considerably increased. Repeated respiratory infections can be
infl uenced therapeutically by moderate vitamin A supplementa-
tion.3,4,5 Besides its importance for lung fu nction, vitamin A is
also responsible for the development of many tissues and cells,
as well as for embryonic lung development. Recent studies have
demonstrated that this occurs by various expressions of retin-
oid receptors, as well as by time-dependent changes of the vita-
min A concentration in the tissue. Where maternal vitamin A is
defi cient fetal lung maturation might be seriously impaired, with
consequences for postnatal fu nction.
The infl uence of vitamin A on the maturation
and diff erentiation of the lung
Vitamin A and its major active metabolite RA have a profound
infl uence on the alveolar development, maintenance and fu nc-
tion of the lung. Type II alveolar cells synthesize and secrete
surfactant.6 RA is able to stop – dependent on its concentra-
tion 7 – the expression of the surfactant-protein A (SP-A) in hu-
man fetal lung explants. Insulin, TGF- and high concentrations
of glucocorticoids can also down-regulate the expression of SP-
A-mRNA,8 but lower concentrations of glucocorticoids stimulate
the expression of these genes.9 In contrast, the expression of
SP-A-mRNA is increased by hyperoxia in rats 10 and by dexam-
ethasone in human fetal lung explants.7
Type PGE₂ prostaglandins are able to increase surfactant
synthesis. Under the infl uence of EGF (epidermal growth factor)
the formation of prostaglandin rises, especially that of PGE₂. On
the other hand, the expression of the EGF receptor is increased
by RA. EGF increases proliferation of the lung tissues, leading
to an amplifi ed formation of surfactant phospholipids.11 RA and
EGF both lead to an increase (40%, 80%) in the secretion of
PGE₂ in fetal lung cells of the rat in vitro.12 The combination of
RA and EGF, however, leads to a more than a six-fold increase
in the secretion of PGE₂. Consequently, RA can interfere in lung
development due to its modulating eff ect on the expression of
EGF and the subsequent PGE₂-induced surfactant formation.
Suffi cient and continuous availability of vitamin A (either on the
blood pathway or fr om local storage sites) is pivotal, especially
Hans Konrad Biesalski
University of Hohenheim,
Stuttgart, Germany
THE IMPORTANCE OF VITAMIN A
The Importance of Vitamin Afor the Developmentand Funct ion of Lungs in Newborns
SummarySummary
Vitamin A is essential for growth and development, in
particular for the adequate maturation of the lung in late
embryogenesis. If the developing embryo is not supplied with
suffi cient amounts of vitamin A delivered from the mother, em-
bryonic lung retinyl ester stores remain low. As a consequence,
the sources for retinol and subsequently the active metabolite
retinoic acid, important for gene expression in the lung, are not
suffi ciently available during the time of lung maturation.
Low vitamin A stores in the lung impair the expression of sur-
factant proteins, alveoli formation and the development of the
respiratory epithelium. Newborns with low vitamin A stores
are at risk for respiratory diseases such as bronchopulmonary
dysplasia and frequent infections in early childhood.
17SIGHT AND LIFE | VOL. 25 (1) | 2011
“Repeated resp iratory infect ions can be infl uenced therapeuti cally by moderate vitamin A supplementati on.”
18 THE IMPORTANCE OF VITAMIN A
for the timely regulation of lung development and the related
formation of the active metabolite RA. During embryonic devel-
opment, RA regulates cell proliferation and diff erentiation, and
regular morphogenesis. In the postnatal period, RA is important
for lung growth, alveolarization, and elastin formation.13, 14
Vitamin A kinetics during fetal lung development
Local extrahepatic stores are present in fi broblast-like cells close
to the alveolar cells, in type II cells and in the respiratory epi-
thelium retinyl esters. The importance of these retinyl esters as
an acute reserve during the development of the lung becomes
apparent during the late phase of gestation and the beginning
of lung maturation. During this period, rapid emptying of the
retinyl ester stores in the lung of rat embryos occurs.15 This de-
pletion is the result of increased RA demand in the lung devel-
opment process, because RA is instantly needed for the process
of cellular diff erentiation and metabolic work. Indeed, RA is im-
portant for the formation of alveoli, and may rescue failed al-
veolar formation.16,17 The eff ect of an adequate amount of RA on
alveolar formation which starts prior to birth and lasts up to the
age of eight years or even longer has recently been documented.
Checkley and co-workers18 reported that children of mothers
fr om a region with vitamin A defi ciency who were supplemented
during pregnancy and for six months aft er pregnancy with 7 mg
preformed vitamin A (7 mg retinol equivalents, RE) as a single
oral supplement once a week had signifi cantly better lung fu nc-
tion at nine to 11 years old than those of mothers receiving either
a placebo or 42 mg -carotene (7 mg RE).
Vitamin A kinetics during lung development
The fact that the -carotene group had no benefi t regarding
lung fu nction may be due to either poor absorption, a lower
cleavage rate or polymorphism of the -carotene monooxyge-
nase (BCMO), as discussed recently.19,20 Administration of pre-
formed vitamin A will contribute to a more suffi cient supply of
the lung. The eff ect of vitamin A on later lung fu nction might
be a consequence of adequate alveolar formation during fetal
lung development and during early childhood. However, if there
was no fu rther supplementation six months aft er delivery in the
vitamin A defi cient area, how might improvements of the lung
fu nction 10 years later be explained? One explanation might be
the suffi cient repletion of vitamin A storing cells in the lung of
the off spring, which may serve as storage sites for a longer time
period. Retinyl ester stores have been described in lipid-laden
fibroblasts21 and in the bronchiolar epithelium.22 These lipid
interstitial cells deliver RA, which induces alveolus formation.23
In the alveolus, the lipid-laden fi broblast is a major contributor
to the formation of the extracellular matrix.24 Following hydroly-
sis of retinyl esters to form retinol, retinol is oxidized via alcohol
dehydrogenase (ADH) followed by irreversible oxidation to retin-
oic acid. All steps are tightly controlled via intracellular binding
proteins. Retinol bound to the cytoplasmic retinol binding pro-
tein (holo-CRBP) is protected fr om degradation and delivered to
the lecithin: retinol acyltransferase (LRAT) for esterifi cation.25
Cytoplasmic retinoid binding proteins form a substrate-control-
led network, which at least controls the delivery of RA to the
nuclear-related metabolic enzymes (LRAT, ADH) via a feedback
mechanism.26,27 This feedback network might explain why a
“The combinati on of RA and EGF leads
to more than a six-fold increase of the
secreti on of PGE₂”
“Vitamin A supplementati on before,
during and aft er pregnancy improved
lung fu nct ion in off sp ring”
figure 1: Decline of retinyl palmitate concentration
and in-crease of retinol in embryonic rat lungs prior to and
shortly aft er birth (Geevarghese and Chytil)15
Gestational age (days)
Ret
inyl
pal
mit
ate
(μg/
g w
eigh
t)
0
12
10
11
8
6
7
9
4
5
2
1
3
18 19 20 21 22
Birth
Gestational age (days)
1,50
1,75
2,50
2,25
2,00
18 19 20 21 22
Ret
ino
l (μ
g/g
wei
ght)
Birth
19SIGHT AND LIFE | VOL. 25 (1) | 2011 19THE IMPORTANCE OF VITAMIN A
release fr om the liver; but also infl uence, as recently described,15
the metabolization of the vitamin A esters stored in the lung. Fol-
lowing administration of dexamethasone, even without steroid
application, a signifi cant reduction of retinyl esters in the ma-
turing lung can be detected, as well as a moderate increase in
retinol, the hydrolysis product of retinyl esters. This observation
may explain therapeutic successes with steroids, as well as their
failures in cases of poor retinyl ester stores, during the therapy
of lung distress syndrome of premature infants.
Vitamin A binding proteins
A fu rther component involved in the hydrolysis and formation of
retinyl esters is the concentration of CRBP.35 A high apo-CRBP
concentration increases the activity of the retinyl ester hydro-
lase, which subsequently results in an increase in retinol and,
as a consequence, an increase in holo-CRBP. Liganded CRBP
is responsible for the delivery of retinol to LRAT for esterifi ca-
tion.36 Indeed, lipid-laden pulmonary interstitial fi broblasts de-
rived fr om perinatal rat lungs show a high CRBP concentration,
which declines following the formation of retinol and, fi nally,
retinoic acid during the early postnatal period. 37 (Figure 2)
Where the supply of Vitamin A is insuffi cient, inadequate ret-
inyl ester stores due to a shortage in the supply to the fetal lung
during late pregnancy mean that glucocorticoids and apo-CRBP
cannot act to regulate vitamin A metabolism in the lung cells.
Consequences of marginal defi ciency
Masuyama and co-workers38 demonstrated that a marginal vi-
tamin A defi ciency, which is not necessarily detected via low
plasma retinol due to homoeostatic control, may have an impor-
tant impact on late lung development. (Figure 3)
They also documented an additional aspect: Retinyl ester in-
creased rapidly to a peak on day 17 of gestation and decreased
to a minimum on day 21 of gestation. These data show that there
combination of RA and retinyl palmitate, given orally on post-
natal days 5–7, signifi cantly increases lung retinyl esters in neo-
natal rats compared to RA and vitamin A alone.28 RA increases
esterifi cation of retinol and blocks hydrolysis of retinyl palmi-
tate to avoid RA overload of the cells. Liver vitamin A stores, as
well as plasma levels of retinol and retinol binding protein (RBP),
are relatively low at birth.29-32 Consequently, suffi cient prenatal
pulmonary retinyl ester stores and their metabolization to RA in
the lung are the critical component regulating fetal lung matura-
tion, including alveolarization and postnatal fu nction.
Three days prior to delivery, the retinyl ester stores of rat
fetal lungs decline and the retinol concentration increases.15
(Figure 1)
Retinol is metabolized to RA, which serves as a ligand for the
nuclear receptors, which control the gene expression of various
proteins responsible for late lung development and maturation.
Impact of steroids on lung development
Prenatal lung development is also infl uenced by glucocorticoids.
Steroid hormones have a similar eff ect on lung development to
vitamin A, and the two factors complement each other. This is not
surprising, however, as the receptors for steroids and retinoids
belong to the same multireceptor complex. The mode of action
of glucocorticoids exists not only on the level of gene expression,
but seems also to have an impact during a much earlier phase of
vitamin release. The application of dexamethasone leads to an
increase in the maternal and fetal retinol binding protein, lead-
ing to an improvement of the vitamin A supply by channeling out
via the normal hepatic pathway. This increase in the vitamin A
concentration in the systemic circulation clearly diminishes the
morbidity and mortality attributable to bronchopulmonary dys-
plasia 33,34 in the case of babies born prematurely.
Dexamethasone and glucocorticoids not only lead to an im-
provement of the total vitamin A supply through a change of the
figure 2: Time dependent pattern of pre- and postnatal CRBP and CRABP in rats. CRABP increases during the fi rst days of life
as a sign of increased formation of RA. (Ong and Chytil, 1976)69
nm
ol
CR
BP
/g l
un
g (
)
nm
ol
CR
AB
P/g
lu
ng
(
)
0 0
0.2 0.2
0.1 0.1
–3
Age, days
Adult–1 0 1 3 5 10 12 15 21
AlveoliSaccules Septation Thinning
20 THE IMPORTANCE OF VITAMIN A
might be a very small window during which the retinyl esters are
stored in the lung shortly before they are needed. If, in the case
of early delivery, the stores are not adequately fi lled, this might
have serious consequences for lung maturation. Retinoic acid
receptor (RAR) and RAR mRNA were detected in all samples
obtained fr om perinatal and adult rat lung, but only a trace of
RAR mRNA was detected in the fetuses on days 15, 17 and 19
of gestation and in adults. Aft er a maternal retinol defi ciency of
28 days, fetal body and lung weights were signifi cantly lower
than those of the controls; concentrations of retinyl palmitate
and phosphatidylcholine (PC) in the lung aft er a maternal reti-
nol defi ciency over 14, 21, or 28 days were signifi cantly lower
than those of controls. Expression of RAR mRNA in the group
with 28-day retinol defi ciency was lower than in controls. That
of RAR mRNA was increased and that of RAR mRNA was not
infl uenced by retinol defi ciency. In the developing mouse em-
bryo, RAR expression is spatially and temporally restricted in
various tissues, suggesting a role for RAR in morphogenesis.39
RAR is both a strong target for RA and also highly activated by
treatment with exogenous RA.40 The rate of choline incorpora-
tion into PC in fetal lung explants was signifi cantly higher in the
group treated with RA than in the controls. RA enhanced the
eff ect of epidermal growth factor on choline incorporation and
prevented that of dexamethasone. Taken together, marginal de-
fi ciency results in the altered expression of nuclear receptors of
vitamin A, with impaired maturation as a consequence.
The infl uence of vitamin A supply for the post-natal
development of the lung in preterm infants
An adequate vitamin A intake during pregnancy is of great im-
portance for the formation of retinyl ester stores in the develop-
ing lung. These stores are the basis for RA formation during lung
maturation and postnatal fu nction, with long-term benefi ts as
above.18 However, in the case of early delivery or very low birth
weight, an insuffi cient vitamin A supply during pregnancy might
have serious consequences.
A disease observed recurrently in connection with vitamin A
supply is bronchopulmonary dysplasia (BPD). The pathogenesis
of BPD certainly depends on a multitude of factors. Some of the
observed morphological changes are strongly reminiscent of
vitamin A defi ciency in humans and animals. Of particular note
is the focal loss of ciliated cells with keratinizing metaplasia and
necrosis of the bronchial mucosa, as well as an increase in mu-
cous secreting cells.41
Focal keratinizing metaplasia, such as may occur aft er vita-
min A defi ciency, especially strengthens the assumption of an
impairment of diff erentiation on the level of gene expression.
Since vitamin A regulates the expression of diff erent cytokerat-
ins and therefore infl uences terminal diff erentiation, it seems
obvious to assume the existence of common mechanisms. Con-
sequently, premature neonates are dependent on a suffi cient
supply of vitamin A to ensure adequate lung maturation. The
earlier a child is born before its due date, the lower its serum
retinol levels.31
Retinol serum levels in neonates
It was shown repeatedly that serum retinol level and RBP level
depends on birth weight and is signifi cantly lower in premature
infants with low birth weight, compared to similar-aged neo-
nates with higher birth weight.30 In addition, mothers fr om low
income groups had lower levels of serum vitamin A and a higher
incidence of prematurity.42 Signifi cantly lower retinol levels can
be found in the liver of premature infants, in comparison to neo-
nates.43 Plasma values lower than 0.70 μmol/L are not rare in
this case, and they should be taken as an indicator of a relative
vitamin A defi cit.
Very low plasma vitamin A levels can be found recurrently
in premature infants compared to term neonates.44,45 This can,
among other things, be attributed to the relative immaturity of
the liver for the synthesis of retinol binding proteins. The neonate
is almost exclusively dependent on the mother for its supply: this
includes the lung retinyl esters which are either directly absorbed
by the cells (fr om chylomicrons) or by esterifi cation of retinol
aft er uptake into the cells. These lung retinyl ester stores can only
be suffi ciently fi lled if the mother guarantees an appropriate vita-
min A supply, especially during late pregnancy.
Reduced plasma levels during the fi rst developmental months
figure 3: Pattern of retinyl ester concentration in
the pre- and post-natal rat lung (Masuyuma et al., 1997).38
The data show the 10-fold concentration of retinyl esters
in the fetal lung, compared to the adult lung of the rat.
The rapid decline prior to birth documents the
importance of retinyl ester hydrolysis to form retinol
and subsequently retinoic acid. The latter controls
lung maturation.
Adult
0
6
5
4
3
2
1
15 17 19 21 1 3 5 7
Ret
inyl
pal
mit
ate
(μg/
g w
eigh
t)
Birth
Prenatal Postnatal
21SIGHT AND LIFE | VOL. 25 (1) | 2011 21THE IMPORTANCE OF VITAMIN A
Marginal vitamin A defi ciency in developed countries
Even in developed countries with a wide variety of food contain-
ing preformed vitamin A, low plasma levels (<1.4 μmol/L) occur
and result in low umbilical cord blood levels.50 The study inves-
tigated 23 women with short birth intervals (defi ned as a second
delivery within 24 months) and six women with twins. (Figure
4 and 5)
According to Godel,51 a normal range of vitamin A in cord
blood should be between 0.7 and 2.3 μmol/L. There is no clear
consensus on the cut-off concentration for “vitamin A defi ciency”
in cord blood. Levels below 0.35 and 0.7 μmol/L are discussed.51
Taking 0.35 μmol/L as the cut-off level, 31.4% of newborns in the
study by Schulz and co-workers50 showed levels below the cut-
off . Twins showed the lowest levels.
have a considerable infl uence on the total development of in-
fants, as well as on their susceptibility to infections. In the case
of reduced retinol plasma levels, repeated infections are more
oft en described,3,46 and are counted among the main compli-
cations of a poor vitamin A supply in developing countries. In
addition, the serum vitamin A level during infectious diseases,
particularly of the respiratory tract, continues to drop.47,48 This
can be explained on the one hand by an increased metabolic
demand, and on the other hand by renal elimination of retinol
and of RBP during the process of acute infections.49 If the retinyl
ester stores of the lung are low at delivery, these storage sites are
replenished with diffi culty, and as a consequence lung fu nction
may be impaired.
figure 4: Correlation of maternal retinol or -carotene in plasma with cord plasma and colostrum. Dotted lines show the area of sus-
pected defi ciency according to Godel et al. 51 Dotted lines defi ne the lower level of physiological retinol in plasma. (Schulz et al., 2007)50
Maternal plasma retinol [μmol/L]
0
8
6
4
2
12
10
0.5 1.0 1.5 2.0 2.5 3.00.0
Co
lost
rum
ret
ino
l [μ
mo
l/L]
r = 0.4623 / p = 0.0152
Maternal plasma -carotene [μmol/L]
0
2
1
3
1 2 3 40.0
Co
lost
rum
-c
aro
ten
e [μ
mo
l/L]
r = 0.8023 / p <0.0001
Maternal plasma retinol [μmol/L]
0.0
0.5
1.0
1.5
0.5 1.0 1.5 2.0 2.5 3.00.0
Co
rd p
lasm
a re
tin
ol
[μm
ol/
L]
r = 0.4573 / p = 0.0058
Co
rd p
lasm
a -c
aro
ten
e [μ
mo
l/L]
Maternal plasma -carotene [μmol/L]
0.0
0.1
0.2
0.3
1 2 3 40
r = 0.8366 / p < 0.0001
22 THE IMPORTANCE OF VITAMIN A
Despite low plasma retinol levels, most of the women had high
-carotene levels (80% >0.5 μmol/L). However, the high levels
of -carotene in plasma may be taken as a sign of low conver-
sion to vitamin A due to the recently described BCMO polymor-
phism.20 As a consequence, these women are at risk of low vi-
tamin A supply due to a very low intake of preformed vitamin A.
This results in very low levels of retinol in blood and breast milk
for the newborn.
There is limited data linking the intake of vitamin A during
pregnancy to cord blood levels and fetal development. Shah and
co-workers demonstrated a strong relationship between low
socio-economic status, low cord blood and low body weight of
the newborn.44
If there is evidence that the vitamin A status of the mother is
poor, a parenteral supply (intramuscular application) is recom-
mended. The impact on the general health of the child including
lung fu nction is controversial, however.
Prevention and therapy
In view of the importance of vitamin A, as above, the question
arises as to possible therapeutic interventions – especially for
imminent premature deliveries, but also for premature infants
and, in cases of poor maternal vitamin A status, for prevention of
potential diseases and /or immaturities of the lung. Where there
is a risk of prematurity, vitamin A might be delivered antenatally,
regardless of maternal vitamin A status, to ensure suffi cient fetal
lung retinyl ester stores. Based on US Dietary Reference Intake
recommendations, daily vitamin A supplementation during any
part of the fertile period should be limited to 3,000 IU. How-
ever, a moderate dosage and a short period of supply might not
be suffi cient to replete lung retinyl ester stores in cases of poor
maternal vitamin A status. Higher doses during the last term
of pregnancy might be more eff ective and pose no risk of tera-
togenicity, but this has not been proven to date.
One solution could be the intravenous administration of vi-
tamin A. However, with the infu sion systems used so far it ap-
pears that vitamin A is almost completely absorbed by the poly-
ethylene tubes and is damaged by light.6 One way of improving
availability consists of coating the infu sion systems with foil to
avoid fu rther loss of the vitamin due to light. Since such solu-
tions are no longer available on the market and new parenteral
vitamin A preparations are not yet available, the importance of
supplying the mother with vitamin A before delivery needs to
be highlighted. Parenteral administration of retinyl margari-
nate (an unphysiological fatty acid ester of retinol) resulted in a
rapid increase of retinyl margarinate and fu rther retinyl esters
(as a result of hydrolysis and re-esterifi cation) in several tissues,
including the lung, in vitamin A depleted rats.52 The results of
this study clearly document that retinyl esters can be taken up
into diff erent tissues circumventing the liver and the control of
delivery via retinol-RBP. At present there are no data regarding
the risk of parenteral vitamin A supply in pregnant women with
a high risk of preterm labor (e.g. those on bed rest). However,
because teratogenic eff ects occur during the fi rst term, adminis-
figure 5: Retinol and -carotene in maternal plasma, cord blood and colostrum in women who delivered twins (n=6) (A)
or women with short birth intervals (n=24) (B). (Schulz et al., 2007) 50
B
Maternalplasma
Cordplasma
Colostrum0.0
0.5
2.0
1.5
1.0
2.5
-car
ote
ne
[μm
ol/
L]
A
Maternalplasma
Cordplasma
Colostrum0.0
2.5
5.0
7.5***
*Ret
ino
l [μ
mo
l/L]
*p <0.05, ***p < 0.001
23SIGHT AND LIFE | VOL. 25 (1) | 2011 23THE IMPORTANCE OF VITAMIN A
level after delivery poorly reflects the supply of the lung with
vitamin A before delivery. It should be borne in mind that this
study confirmed that relative vitamin A deficiency is character-
istic of premature infants, in particular. Thus, attention should
be directed to their supply of vitamin A. On the other hand, the
vitamin A supply of the premature infant appears to be either
insufficient to ensure adequate concentrations in the lung or the
availability of the vitamin to the corresponding cells of the lung
is not guaranteed.
All trials delivered vitamin A in doses of <50,000 IU to the
child. The data clearly documented that a late supply in high
doses might not work due to the reasons set out above (imma-
turity of RBP synthesis in the liver, distribution problems and,
finally, low accumulation of retinyl esters in the lung). Ambala-
vanan and co-workers 56 evaluated three different intramuscular
dosage regimens in extremely low birth weight infants (5,000 IU
three times per week for four weeks, 10,000 IU three times per
week and 15,000 IU once per week. They used a water-soluble
formulation of vitamin A (Aquasol A) based on polysorbate mi-
celles. As a result, the authors stated, “Compared with the stan-
dard regimen, once per week dosing worsened, and higher doses
did not reduce, vitamin A deficiency. Therefore the standard
regimen is recommended.” However, this conclusion does not
consider the metabolism of vitamin A in early newborns and the
importance of retinyl esters in the lung. Indeed, they could show
that the outcome in the once-per-week group with a high dosage
of vitamin A was better, even if not significantly so. A high dose
tration during the second or third term might be without any risk,
and vitamin A could be administered to pregnant women with a
high risk of preterm labor.
Vitamin A supply and lung disease
The results of two randomized double-blind controlled stud-
ies53,54 of premature infants show that supplementation with
vitamin A in a study54 led to a considerable reduction (55%) in
the risk of being affected by chronic lung disease of prematurity.
In a third study,55 12 premature infants received vitamin A intra-
venously for a period of 28 days (400 IU/d) and during later de-
velopment vitamin A was also administered orally (1,500 IU/d).
During supplementation the initially reduced plasma and RBP
values rose significantly. The latter is an indication of an actual
vitamin A deficiency of premature infants, because an increase in
retinol-RBP is only observed if a vitamin A deficiency really exists
(the principle of the relative dose response test).
A direct effect of plasma concentration on the development
of chronic lung disease of prematurity could not be determined.
The author has come to the logical conclusion that the plasma
“The significance of supplying the
mother with vitamin A before delivery
needs to be highlighted”
figure 6: Model of VA metabolism in neonatal rat lung (Wu and Ross, 2010)68
RE
RA, 12 h
VA
ROH RAPolarmetabolites
Cyp26B1LRAT
B
RE
RA, 6 h
VA
ROH RAPolarmetabolites
Cyp26B1LRAT
Stra6
AThe two panels represent the observed and proposed pathways of
retinoid uptake, esterification, and oxidative metabolism in the
lungs of neonates treated with RA for 6 h (A) and 12 h (B). Changes
in gene expression represent the effects of the acidic retinoids, with
and without VA, while retinol uptake and retinyl ester formation re-
present the treatments that included VA.
A When RA is administered to neonatal rats with a supplement
of VA, RA up-regulates the expression of LRAT and CYP26B1 to the
same extent at 6 h, with the flow of retinol to RE formation or to
polar metabolites kept in balance. More dietary retinol is taken up
by lung tissue due to up-regulation of STRA6 and elevated plasma
retinol at 6 h.
B At 12 h, RA is metabolized by CYP26B1. Although the biological
activity of RA has declined, the pathway is still balanced as STRA6,
LRAT, and CYP26B1 have all returned to basal levels.
24 THE IMPORTANCE OF VITAMIN A
leads to higher plasma concentrations of retinyl palmitate and,
subsequently, to higher uptake of the retinyl esters into tissues.
However, the fact that more cases of retinopathy and necrotiz-
ing colitis occurred in the once-per-week dose group, compared
with the 10,000 IU three times per week group, may be the con-
sequence of the solubilzer polysorbate. Hale and co-workers57
evaluated the eff ect of the solubilizer (polysorbate 80) in neo-
natal pigs. The authors speculate that “rapid intravenous injec-
tion of vitamin E emulsions produces massive accumulation in
phagocytic cells of the spleen and to a lesser extent liver and
lung, possibly leading to increased susceptibility to sepsis and/
or abnormal pulmonary fu nction.” The intravenously supplied
vitamin E (E-Ferol) led to deaths in 38 cases in 1984 in the US
and was consequently stopped. Because a mixture of polysor-
bate 80 and polysorbate 20 is used as a carrier in E-Ferol, these
components were also tested and were found to be responsible
for the suppression, especially the polysorbate 80.
Improving lung retinyl ester stores
Ross and co-workers documented a way to improve vitamin A
supply to the lung via administration of preformed vitamin A
(VA) and RA (VARA) in a ratio of 10:1.58 Based on their data, Ross
and co-workers created a model of how and why retinyl ester
stores are formed following delivery of preformed vitamin A plus
RA. RA induces CYP26 and LRAT to save the cell fr om high and
potentially toxic concentrations.59 As a consequence, the sup-
plied preformed vitamin A entering the cell via the Stra6 recep-
tor is stored as retinyl esters and the RA is detoxifi ed; 6 h later,
normal RA and ROH levels document the homoeostatic control
of the cell. (Figure 6)
Ross and co-workers’ data also demonstrate that an isolated
supply with RA might exert a short-term eff ect on lung matu-
ration, but that, in the long term, the surplus of RA is detoxi-
fi ed and, consequently, without effi cacy. In fu rther experiments,
James and co-workers showed that the synergistic eff ect of VARA
on lung retinyl ester content was blunted in mice exposed to
hyperoxia.60 Regardless of the mechanism by which RA exert
their eff ects, a suffi cient content of retinyl esters or an increase
following the VARA application is essential for this benefi t. The
combination of VA and RA has the therapeutic potential of re-
ducing BPD to a greater extent than VA or RA supplementation
alone. (Figure 7)
This data also clearly demonstrates that the usual approach
to supply the lung of the newborn with vitamin A (intramuscu-
larly) might be not very successfu l and explains the moderate
and sometimes confl icting results. The proposed mechanism
also shows that delivery of RA alone might be counterproductive,
and might lead to an up-regulation of the detoxify ing enzymes
(CYP26) and, in parallel, to an increased expression of CRABP,
which may reduce RA action. The intramuscular supply in ex-
tremely low birth weight infants with vitamin A might be also of
limited success, if it is not ensured that the liver can transport
Age: 0.0001
Treatment: 0.0001
Age*Trt: 0.003
a > b > c > d, p < 0.003
Control
Vitamin A alone
VARA
P4
a(45.7)
b(5.5)
c,d(1.6)
b(6.8)
c(2.8)
d(1.0)
0
0.2
0.4
2.6
2.4
2.2
2.0
1.8
1.6
1.4
1.2
1.0
0.8
0.6
Log
₁₀R
E +
reti
no
l, n
mo
l/g
lun
g
P8
A
figure 7a: Schematic model of retinyl ester storage in the neonatal rat lung following VARA67
A Lung RE on postnatal (P) days 4 and 8 in newborn rats treated
with VARA, vitamin A or oil. Newborn rats (n = 7/group) were treated
on days 1, 2 and 3 with oil (control), vitamin A alone, or VARA, and
lung RE was determined on P4 (n = 4/group) and P8 (n = 3/group).
Data are the mean SD and were analyzed by 2-way ANOVA aft er
log ₁₀ transformation (as illustrated), and the least squares means
test. Values shown in parentheses are the anti-logs of the log ₁₀ means.
(Adapted fr om Ross and Ambavalanan, 2007)67
B Lung and liver retinyl ester in 8-day-old rats treated with oil
(control), VARA, dexamethasone (Dex), or Dex and VARA. (1) A Lung
RE + retinol concentration. (2) B Liver RE + retinol concentration.
(3) C Plasma total retinol. For each treatment, n = 3 pools/group
were analyzed by HPLC; each pool contained equal portions of tissue
fr om 2 identically treated neonates. The results were analyzed by
two-way ANOVA; diff erent letters above groups indicate signifi cant
diff erences by the least squares means test. (Adapted fr om Ross and
Ambalavanan, 2007)67
25SIGHT AND LIFE | VOL. 25 (1) | 2011 25THE IMPORTANCE OF VITAMIN A
retinol bound to RBP to the lung. Nevertheless, if an increase in
circulating retinyl esters following parenteral application occurs,
the retinyl esters are directly delivered to the cells.52
From recent data in two cases of completely impaired RBP
synthesis due to a mutation61 it can be concluded that retinyl
esters delivered to cells and tissues can serve as major vitamin A
source.
Inhalation of vitamin A
An alternative solution could be inhaled vitamin A. With this,
the lung is directly targeted and retinyl esters administered by
inhalation can be absorbed into the cells and metabolized in a
controlled way, as shown in various animal studies.62 In addi-
tion, the inhalative approach results in an increase of vitamin A
in plasma and tissues of rats.63 We reported successful vitamin A
supplementation by inhalation of retinyl palmitate in a placebo-
controlled pilot study in 25 pre-school children (two to five years
of age) in the rural district of Gondar, Ethiopia.64 Pre-school chil-
dren (n = 161) were randomly selected from 220 households. Out
of this cohort, 25 children were randomly assigned to each of two
treatment groups: One received retinyl palmitate by inhalation
of two puffs of an aerosol containing 1 mg (3,000 IU) per deliv-
ery to give a total of 2 mg (6,000 IU); and the other received an
aerosol without retinyl palmitate. Both treatments were admin-
istered every two weeks for three months. Serum retinol and RBP
concentrations in the group treated with vitamin A were 0.68
(SD 0.31) μmol/L and 59.4 (SD 24.2) mg/L before and 1.43 (SD
0.46) μmol/L (P<0.01) and 97.3 (SD 31.2) mg/L (P<0.05) three
months after supplementation with retinyl palmitate, suggesting
that this novel method of delivery of retinyl palmitate by inhala-
tion is effective in improving vitamin A status. (Figure 8)
Unfortunately, we were not able to follow the development of
the children to elucidate whether this approach might contribute
to a lower incidence of respiratory tract infections or mortality.
However, in patients with chronic obstructive pulmonary disease
(COPD), the inhalation of vitamin A improved metaplastic and
dysplastic morphological changes.65 Nevertheless inhalation of
vitamin A results in an immediate delivery of retinyl esters to
the lung, independent from hepatic control, and contributes to
an improvement of the vitamin A status independent from in-
testinal absorption. The latter is impaired in cases of diarrhea
and parasitical infections, or delivery of vitamin A without fat.
Very recently, vitamin A was described as being systemically
bioavailable after intratracheal administration with surfactant
in an animal model of newborn piglets.66 This administration
was associated with hepatic uptake of vitamin A, but lung vita-
min A was not determined.
We found that administration of vitamin A in the form of an
aerosol is an effective, safe and routinely manageable method to
elevate vitamin A and RBP levels. Consequently, this procedure
figure 7b:
B
VARA: 0.0001
Dex: NS
VARA*Dex: NS
a > b, p < 0.0001
0
2
4
18
20
16
14
12
10
8
6
Control VARA Dex VARA + Dex
a
b b
a1
Lun
g R
E +
reti
no
l, n
mo
l/g
VARA: 0.0001
Dex: NS
VARA*Dex: NS
a > b > c, p < 0.01
0
50
100
400
350
300
250
200
150
VARA Dex VARA + Dex
a
c b
a2
Control
Live
r R
E +
reti
no
l, n
mo
L/g
VARA: 0.0027
Dex: NS
VARA*Dex: NS
a > b, p < 0.05
0
0.5
2.5
2.0
1.5
1.0
VARA Dex VARA + Dex
a
bb
a
3
Pla
sma
tota
l ret
ino
l, μ
mo
l/L
Control
26 THE IMPORTANCE OF VITAMIN A
may serve as an alternative method for vitamin A therapy during
chronic or acute episodes of malnutrition, malabsorption or in
the case of insuffi cient compliance with other therapies, and it
might be usefu l in treating respiratory diseases associated with
vitamin A defi ciency.
It should be investigated to what extent the “topical” appli-
cation of retinyl esters on the respiratory epithelium, especially
in those with chronic lung disease of prematurity, can contribute
to the replenishment of lung stores and thus lead to an improved
clinical outcome.
Conclusion
The results cited show that retinyl esters in respiratory epithe-
lium and in alveolar cells form a pool of vitamin A, which can be
used physiologically by the tissue. The formation of retinol and,
subsequently, retinoic acid fr om retinyl esters is strictly control-
led. So far, unphysiological formation of retinoic acid and subse-
quent toxicity do not seem possible. Retinyl esters, however, are
biochemically inert with respect to gene expression or vitamin A
activity as long as they are not hydrolyzed. Consequently, inhala-
tive application, especially in cases of insuffi cient lung develop-
ment, could represent a true alternative. Oral administration is
hardly successfu l because of poor RBP synthesis by the liver, and
a parenteral solution is currently not available.
To ensure suffi cient ante- and postnatal lung maturation, a
continuous adequate supply of vitamin A is important before
and during pregnancy. The vicious cycle of poor vitamin A status
in pregnancy and the consequently poor status of the newborn
and the consequences for fu rther development including adult-
hood and pregnancy needs to be interrupted. If no fortifi ed food
with preformed vitamin A is available, -carotene sources either
fr om green leafy vegetables and fr uit or biofortifi ed food (e.g.
maize, sweet potatoes) represent an alternative to improve the
vitamin A supply. In cases of an “emergency” approach, supple-
ments with high doses either before pregnancy or in the fi nal
term may be usefu l, but data are inconsistent. A fu ture approach
which might help to overcome poor vitamin A status with im-
paired lung fu nction is the inhalation of retinyl esters.
Despite confl icting results fr om intervention studies, due to
diff erent study protocols and dosages, there can be no doubt that
the adequate vitamin A statuses of mother and newborn have a
great impact on outcome and, in particular, the lung fu nction of
the newborn and the mortality and morbidity of both mother and
child. It is therefore of great importance to harmonize diff erent
supplementation protocols to develop usefu l and eff ective re-
commendations for vitamin A delivery at the diff erent stages of
pregnancy, as well as the antenatal and postnatal periods.
“Delivery of reti nyl palmitate by
inhalati on is eff ect ive in improving
vitamin A st atu s”
figure 8: Retinol and RBP in plasma before and aft er inhalation of retinyl palmitate (Biesalski et al., 1999)64
Inhalation of vitamin A improves vitamin A status in Ethiopian children with severe fat malabsorption
Whole population (n =161)
Study group (n =25)
Placebo group (n =25)
Pre-inhalation
0
2
1
Ret
ino
l [μ
mo
l/L]
Post-inhalation
Normal range Retinol
Study group
Placebo group
Pre-inh.
0
2
1
RB
P [
μm
ol/
L]Post-inhalation
Normal range RBP
⇢
27SIGHT AND LIFE | VOL. 25 (1) | 2011 27THE IMPORTANCE OF VITAMIN A
coincides with lung prenatal morphological maturation. Biochem
Biophys Res Commun 1994; 200:529–535.
16. Massaro D, Massaro GD. Toward therapeutic pulmonary alveolar
regeneration in humans. Proc Am Thorac Soc.3: 709-712 2006
17. Massaro D, Massaro GD. Lung development, lung function, and
retinoids. N Engl J Med. 2010; 362(19):1829-31 (8):709-12
18. Checkley W, West KP Jr, Wise RA et al. Maternal vitamin A
supplementation and lung function in offspring. N Engl J Med.
2010;362:1784–94
19. Grune T, Lietz G, Palou A et al. Beta-carotene is an important
vitamin A source for humans. J Nutr. 2010 Dec;140(12):
2268S–2285S.
20. Leung WC, Hessel S, Méplan C et al. Two common single
nucleotide polymorphisms in the gene encoding beta-carotene
15,15'-monoxygenase alter beta-carotene metabolism in female
volunteers. FASEB J. 2009;23(4):1041–5
21. Shenai JP., Chytil F. Vitamin A stores in the lungs during perinatal
development in the rat. Biol. Neonate. 1990; 57: 126–132
22. Biesalski HK. Separation of retinyl esters and their geometric
isomers by isocratic adsorption high-performance liquid
chromatography. Methods Enzymol. 1990;189:181–9.
23. Dirami G, Massaro GD, Clerch LB et al. Lung retinol storing cells
synthesize and secrete retinoic acid, an inducer of alveolus forma-
tion. Am J Physiol Lung Cell Mol Physiol. 2004;286(2):L249–56
24. Isakson BE, Lubman RL, Seedorf GJ et al. Modulation of pulmonary
alveolar type II cell phenotype and communication by extracellular
matrix and KGF. Am.J.Cell.Physiol. 2001; 281: C1291–C1299
25. Gottesman ME, Quadro L, Blaner WS. Studies of vitamin A meta-
bolism in mouse model systems. Bioessays 2001; 23: 409–419
26. Blomhoff R, Green RH, Berg T et al. Transport and storage of vita-
min A. Science 1990; 250:399–404
27. Theodosiou M., Laudet V, Schubert M. From Carrot to clinic:
an overview of the retinoic acid signaling pathway. Cell Mol Life Sci.
2010; 67:1423–1445
28. Ross AC, Ambalavanan N. Retinoic acid combined with vitamin
A synergizes to increase retinyl ester storage in the lungs of
newborn and dexamethasone-treated neonatal rats. Neonatology.
2007;92:26–32.
29. Ambalavanan N, Tyson JE, Kennedy KA et al. National Institute of
Child Health and Human Development Neonatal Research Network.
Vitamin A supplementation for extremely low birth weight infants:
outcome at 18 to 22 months. Pediatrics. 2005;115:249–54.
Correspondence: Hans-Konrad Biesalski, University of
Hohenheim, Institute 140, Fruwirthstrasse 12, 70593 Stuttgart,
Germany E-mail: [email protected]
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(retinol) concentrations and association with respiratory disease in
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serum retinol of children in a community-based study in northern
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30
Background
Infants are born with small livers and total body stores of vi-
tamin A (VA).1–5 Exclusively breastfed infants depend on ade-
quate breastfeeding and good health to build body stores.6
However, low breast milk vitamin A, inadequate breast milk in-
take concentration,5–8 poor complementary food quality9 and/or
fr equent infection10 can all reduce an infant’s ability to achieve
normal vitamin A status.
A promising new intervention
Newborn vitamin A supplementation (NVAS) is a promising new
intervention that involves supplementing infants shortly aft er
birth with a single, large oral dose of vitamin A (50,000 IU)
(Figure 1). The intervention was tested in three fi eld trials in
southern Asia (Indonesia, India, and Bangladesh), each of which
reported signifi cant reductions of ≥ 15% in infant mortality in
the fi rst six months of life.11–13 When combined, the results
suggest that infant mortality can be reduced by approximately
20% in southern Asia by giving newborns a single, oral dose of
vitamin A.14 Given previous evidence of safety with respect to
short- or long-term side eff ects,15–20 newborn vitamin A supple-
mentation appears to be a low-cost approach to reducing infant
mortality in South and Southeast Asia.
In Afr ica, however, this intervention had no benefi cial eff ect
on early infant survival in an urban setting in Zimbabwe,21 and
a peri-urban setting in Guinea Bissau.22,23 All three Afr ican stud-
ies (two in Guinea Bissau) were done in populations with little,
if any, vitamin A defi ciency. Mortality in the Zimbabwean study
was very low.21 In one study in Guinea Bissau, investigators
reduced mortality by excluding the highest risk infants (those
with low birth weight) and giving fr ee care and drugs to sick
infants.22
A 2008 WHO Technical Consultation on Neonatal Vitamin A
Supplementation Research Priorities24 made the following
Rolf DW Klemm
Center for Human Nutrition, Bloomberg, School of
Public Health, Johns Hopkins University and A2Z:
The USAID Micronutrient and Child Blindness Project
Raj Kumar Pokharel, R P Bichha
Ministry of Health and Population, Nepal
Makhduma Nargis
Revitalization of Community Health Care
Initiative/Community Clinic, Ministry of Health and
Family Welfare, Bangladesh
Zeba Mahmud
Micronutrient Initiative, Bangladesh
Lesley Oot
A2Z: The USAID Micronutrient and Child Blindness
Project, AED, Washington, DC, USA
Pankaj Mehta, Naveen Paudyal UNICEF, Nepal
Jaganath Sharma NFHP II/USAID, Nepal
M R Maharjan, Neera Sharma
Micronutrient Initiative, Nepal
Mahbubur Rashid The JiVitA Project,
Gaidbandha, Bangladesh
THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
Test ing the Feasibility of Delivering Vitamin A to Newborns in Nepal and Bangladesh
figure 1: Female community health volunteer (FCHV)
dosing newborn with vitamin A in Nepal
31SIGHT AND LIFE | VOL. 25 (1) | 2011
“Insuffi cient evidence exist s to recommend a global policy of supplementi ng newborns with vitamin A.”
32 THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
recommendation: “Operational research on how to reach most
babies in developing countries within two days of birth should
be conducted in general, not necessarily in the context of neona-
tal vitamin A supplementation.” The consultation also reviewed
a systematic review of neonatal vitamin A trials.25 It concluded
that insufficient evidence existed to recommend a global policy
of supplementing newborns with vitamin A until further efficacy
trials in appropriate populations are conducted in Africa and
Asia. WHO is currently supporting additional efficacy studies in
Africa (Tanzania and Ghana) and South Asia (India), as well as
studies investigating potential biological mechanisms through
which NVAS may decrease the risk of early infant mortality.
Program implications
Adequate and effective NVAS will require innovative but feasible
programs in South Asian settings, where often >80% of infants
are born at home. For example, newborn dosing might require
identifying and engaging neighborhood “watch” networks to
detect births and rapidly dose infants, or using cell phones to
contact health workers at the time of birth. The capsule would
need to be widely available, perhaps through both the private
and public sectors. It could be included as a new component in
“safe birthing kits” for women to use themselves (obtained dur-
ing antenatal care or purchased in local shops), provided at the
time of home-delivery by nurse midwives or trained traditional
birth attendants or, lastly, at clinic- or hospital-based obstetric
care and delivery programs. Newborn VA delivery could be com-
bined with other emerging and effective neonatal care services,
such as cord cleaning with chlorahexadine wipes26 and newborn
care intervention packages.27 It could provide an opportunity
to establish birth dates and set the timing for an infant’s “six-
month” VA-dosing visit – an idea that is currently gaining inter-
est. Alternatively, in contexts where a high proportion of women
attend antenatal clinics, women could be given the supplement
and instructed on its use and administration, and then give it
directly to their newborn shortly after birth.
NVAS feasibility activities purpose
In both Nepal and Bangladesh, NVAS feasibility activities were
to identify, develop, and evaluate feasible models for delivering
NVAS integrated within existing ante- and postnatal interven-
tions at a scalable level within existing delivery platforms and
government health services.
Nepal
Background. Nepal is on track to meet its Millennium Develop-
ment Goal (MDG)-4 to reduce under-five mortality by two-thirds;
however, the government is finding ways to make further reduc-
tions by seeking efficacious interventions that reduce neonatal
and early infant deaths. The Child Health Division, Department
of Health Services of the Nepal Ministry of Health and Popula-
tion formulated a policy to pilot first, and piloted NVAS in 2009
in four districts (Figure 2), in partnership with the USAID-fund-
ed Nepal Family Health Program-II (NFHP-II), UNICEF, and the
Micronutrient Initiative (MI).
Delivery models. Considering that ~80% of births in Nepal
occur in the home, the extensive network of female commu-
nity health volunteers (FCHVs), and the government’s efforts
to intensify and improve access to Antenatal Care services,
Nepal selected two distribution models for feasibility testing:
1. The “FCHV Dosing” model, using postnatal home visits by
female community health volunteers to administer vitamin A
directly to newborns in two districts (Banke and Nawalparasi)
(Figure 3); and
2. The “Mother / Family Member Dosing” model, in which moth-
ers who attend an antenatal clinic at a health facility (HF), or are
visited at home by the FCHV after the eighth month of pregnancy,
are counseled about NVAS and given a supplement which they
give directly to their newborn, also in two districts (Sindhuli and
Tanahu) (Figure 4).
Monitoring and evaluation. NVAS implementation is being
monitored through the routine government health manage-
ment and information system. To record information on NVAS
receipt, the existing Iron Intensification Register, a record used
to track iron and folic acid tablet receipt among pregnant and
postpartum mothers, was modified. Data from this record are
compiled and sent monthly to the district and national levels.
In addition, three to four external monitors per district provide
Figure 2: Map of NVAS pilot districts in Nepal
Far-Western Region
Mid-Western Region
Western Region
Central Region
Eastern Region
India
NVAS pilot districts
0 20 60 100 Kilometers
FCHV dosing model
Mother dosing model
Banke
Nawalparasi
Tanahu
Sindhuli
⇢
33SIGHT AND LIFE | VOL. 25 (1) | 2011 33THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
special technical support visits, and interview health workers
and mothers whose babies have received the VA. In addition, the
effectiveness of the intervention is being evaluated using two
population-based cross-sectional surveys at baseline (Septem-
ber 2009) and end-line (February 2011).
Preliminary findings. Through the initial nine months of im-
plementation in the four pilot districts, >18,000 newborns have
been supplemented. Preliminary findings suggest that 62% of
newborns are reached in the female community health volunteer
(FCHV) and community health worker dosing model, and only
45% in the mother/family member dosing model.
Interesting preliminary observations from
monitoring surveys include:
> High NVAS coverage in districts where institutional deliveries
are high, and where other community-based services target-
ing newborns have been well established (e.g. in Banke).
> Low ANC attendance, especially the last visit at eight months’
gestation, appears to lead to low NVAS coverage.
> In the “Mother/Family Member Dosing” model, ~11% of moth-
ers are reluctant to dose their newborns. Instead, they wait
for the community health worker (i.e. the FCHV) to visit and
dose the newborn.
> Fewer than one percent of mothers and about one percent of
health workers reported a bulging fontanel in dosed infants.
All cases were transitory and recovered without treatment.
Bangladesh
Background. The Ministry of Health and Family Welfare (Mo-
HFW) in Bangladesh has extensive experience in considering
research findings, establishing a permissive policy, piloting
models to test implementation feasibility, and scaling up inter-
ventions. In December 2009, the Government of Bangladesh ap-
proved pilot feasibility testing activities for NVAS in three dis-
tricts (Tangail, Pirojpur and Nilphamari), and six sub-districts
divided between the Directorate General of Family Planning and
Revitalization of Community Health Care Initiative/Community
Clinic, Bangladesh (Figure 5).
Delivery models. In Bangladesh >80% of births occur in the
home, <18 % of deliveries are attended by a professional health
worker, and only 20 % of women receive a postpartum visit.28
To identify potentially feasible delivery platforms for NVAS, a
figure 3: FCHV Dosing Model
FCHV notified at birth by
family
FCHV doses newborn
with vitamin A and
records
FHCV visits newborn’s
home within 48 hours
of birth
Newborn dosed with
vitamin A within 48 hours
of birth
Antenatal contact
with pregnant women
Iron distribution by FCHV
Delivery at health
institution
Postnatal visit by FCHV to
confirm if dosed at HF
figure 4: Mother Dosing Model
NVAS dispensing
to pregnant women
at 8 months of
pregnancy by HF
staff or FCHV
Confirmation
of newborn dosing
and dosing if missed
and recording
FCHV visit
within
48 hours of
delivery
NVAS dosing within
48 hours of delivery
by mothers/family
members
Newborn
dosed with
vitamin A
Antenatal contact
with pregnant
women
ANC visit
HF
Outreach
clinic
Iron
distribution
by FCHV and
counseling
NVAS
Delivery at
health
institution
figure 6: NVAS design workshop participants
in Bangladesh
34 THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
design workshop, including national, district and sub-district
level health and family planning managers, was held in October
2010 (Figure 6) and proposed two delivery platforms:
1. The “Mother / Family Member Dosing” model in Bangladesh
uses two cadres of community health workers: The “Female Wel-
fare Assistant” (FWA) and the “Health Assistant” (HA), who in-
tegrates NVAS into routine home-based pregnancy surveillance
and home- or clinic-based antenatal (ANC) visits (Figure 7). In
addition to key ANC services and messages, pregnant women
receive an individually packaged dose of vitamin A (50,000 IU),
and are instructed about why, when, and how to administer the
dose to their newborns, and how to manage potential side ef-
fects. This information is accompanied by a counseling card
and a “Health Worker Contact Card” that includes the name,
cell phone number, and address of the local health worker. The
potential advantage of this model is that the VA supplement is
in the home at the time of delivery, and does not require the
notifi cation of or waiting for the arrival of a health worker to
administer the dose.
2. The “Health Worker Dosing” model also uses FWAs and HAs;
however, the mother or a family member must contact the health
worker at the time of birth and the health worker must visit the
mother and her newborn to directly administer the vitamin A
(Figure 8). To facilitate birth notifi cation, health workers inform
pregnant mothers about the importance of early birth notifi ca-
tion so that the baby can obtain newborn vitamin A and other
essential newborn services. In this model, a “Health Worker
Contact Card” is also provided to promote prompt and direct
communication with the health worker.
Monitoring and evaluation. Monitoring the pilot activities
involves a two-pronged strategy consisting of (1) routine data
collection within the MoHFW system; and (2) special monitor-
ing interviews and observations conducted by locally hired
“extenders” to assess how well NVAS is being integrated into
existing ANC and postpartum visits, and to assess community
acceptability (Figure 9). Two cross-sectional surveys in each
program upazila, or region, at baseline and at six months aft er
implementation (i.e. end-line), will be conducted among recent-
ly delivered mothers to assess coverage and timeliness of the
delivery of newborn vitamin A. In addition, community health
workers (CHW) will be surveyed at baseline and end-line to
assess knowledge, attitudes, and practices about integrating
NVAS into existing services.
Conclusions
Both Nepal and Bangladesh have made important strides in bridg-
ing the research-to-program gap by examining scientifi c evidence
and its relevance within each country’s context, establishing
policies that permit feasibility testing of this new intervention,
and closely monitoring and evaluating NVAS implementation
before formulating a policy for national scale-up. From prelimi-
nary data, implementation challenges facing NVAS are similar to
those faced by other interventions that target pregnant women
and newborns. These include identify ing and reaching a high
proportion of pregnant women and their newborns in a timely
manner, overcoming geographic, travel and time constraints
figure 5: Map of districts in Bangladesh where
NVAS is being piloted
PirojpurSadar and Nesarabad upazilas
TangailJaldhaka and Dimla upazilas
NilphamariJaldhaka and Dimla upazilas
0 25 50 Kilometers
India
(West
Bengal)
India
(Assam)
India
(Tripura)
Myanmar
(Burma)
35SIGHT AND LIFE | VOL. 25 (1) | 2011 35THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
figure 7: Mother/Family Dosing Model
figure 8: Health Worker Dosing Model
Pregnancy
Birth
Postpartum (0–2 days after birth)
Contact Points Actions
> Postnatal home visit by FWA
or HA
FWA or HA confirms newborn
dosing and doses baby if missed
Phone call Actions
Mother or family members gives NVAS to
newborn within 2 days of birth
Contact Points Actions
> Home-based pregnancy
identification/registration
> Home-based ANC visit
> Satellite-clinic ANC visit
> FWC-based ANC
Antenatal contact with pregnant women
Pregnant women given NVAS and instructed
on why, what, when, how and who will give NVAS
(integrated into usual ANC services/counseling)
Phone call
Birth
Actions
Family member contacts health worker by
mobile phone or drops card at clinicBaby is born,
please come!
Postpartum (0–2 days after birth)
Contact Points Actions
> Postnatal home visit by FWA
or HA
Health worker directly doses newborn
Pregnancy
Contact Points Actions
> Home-based pregnancy
identification/registration
> Home-based ANC visit
> Satellite-clinic ANC visit
> FWC-based ANC
Antenatal contact with pregnant women
Pregnant women given NVAS and instructed
on why, what, when, how and who will give NVAS
(integrated into usual ANC services/counseling)
36 THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
07. Rice AL, Stoltzfus RJ, de Francisco A et al. Low breast milk vitamin A
concentration refl ects an increased risk of low liver vitamin A stores
in women. Adv Exp Med Biol 2000;478:375–6.
08. Stoltzfus RJ, Humphrey JH. Vitamin A and the nursing mother-
infant dyad: evidence for intervention. Adv Exp Med Biol
2002;503:39–47.
09. Kimmons JE, Dewey KG, Haque E et al. Low nutrient intakes
among infants in rural Bangladesh are attributable to low intake
and micronutrient density of complementary foods. J Nutr 2005
Mar;135(3):444–51.
10. Mitra AK, Wahed MA, Chowdhury AK et al. Urinary retinol excre-
tion in children with acute watery diarrhoea. J Health Popul Nutr
2002;20(1):12–7.
11. Humphrey JH, Agoestina T, Wu L et al. Impact of neonatal vitamin
A supplementation on infant morbidity and mortality. J Pediatr
1996;128:489–96.
12. Rahmathullah L, Tielsch JM, Thulasiraj RD et al. Impact of
supplementing newborn infants with vitamin A on early infant
mortality: community based randomized trial in southern India.
BMJ 2003;327:254.
13. Klemm RD, Labrique A, Christian P et al. Newborn vitamin A supple-
mentation reduced infant mortality in rural Bangladesh. Pediatrics,
2008:122;E242–E250
14. West KP, Jr. Newborn vitamin A dosing: Policy implications for Asia
and Africa. Micronutrient Forum Abstracts, Istanbul, Turkey, 16–18
April 2007.
15. Agoestina T, Humphrey JH, Taylor GA et al. Safety of one 52-μmol
(50,000 IU) oral dose of vitamin A administered to neonates. Bull
World Health Organ. 1994;72(6):859–68.
16. Humphrey JH, Agoestina T, Juliana A et al. Neonatal vitamin A
supplementation: Eff ect on development and growth at 3 y of age.
Am J Clin Nutr 1998;68(1):109–17.
17. Baqui AH, de Francisco A, Arifeen SE et al. Bulging fontanelle aft er
supplementation with 25,000 IU of vitamin A in infancy using
in reaching a health facility or a home, and tracking pregnant
women who travel to their parental home to give birth. Lessons
learned fr om these pilot activities will provide usefu l insights
on how to introduce and integrate this new intervention within
existing health systems and delivery platforms in South Asia.
Correspondence: Rolf DW Klemm, A2Z: The USAID
Micronutrient and Child Blindness Project, AED, 1825 Connecticut
Avenue, NW, Washington, DC 20009, USA
E-mail: [email protected]
References
01. Dahro M, Gunning D, Olson JA. Variations in liver concentrations
of iron and vitamin A as a function of age in young American
children dying of the sudden infant death syndrome as well as of
other causes. Int J Vitam Nutr Res 1983;53
02. Gebre-Medhin M, Vahlquist A. Vitamin A nutrition in the human
fetus. A comparison of Sweden and Ethiopia. Acta Paediatr Scand
1984;73:333–40.
03. Montreewasuwat N, Olson JA. Serum and liver concentrations
of vitamin A in Thai fetuses as a function of gestational age.
Am J Clin Nutr 1979 Mar;32(3):601–6.
04. Shah RS, Raalakshmi R, Bhatt RV et al. Liver stores of vitamin A
in human fetuses in relation to gestational age, fetal size and
maternal nutritional status. Br J Nutr 1987;58:181–9
05. West KP, Jr. Public health impact of preventing vitamin A
defi ciency in the fi rst six months of life. In: Delange FM, West KP Jr,
eds. Micronutrient Defi ciencies in the First Months of Life. Vevey,
Switzerland: Karger; 2003;103–28.
06. Haskell MJ, Brown KH. Maternal vitamin A nutriture and the
vitamin A content of human milk. J Mammary Gland Biol
Neoplasia 1999;4(3):243–57
figure 9: Monitoring and evaluation of NVAS pilot activities in Bangladesh
Formative research, advocacy, planning,
training, communications, logistics
District Level Programm (CC, FP)
Upazila 1
NBVAS-Mother/Family Member Model
Upazila 2
NBVAS-CHW Model
Dec
. ‘10
Jan
. ‘11
Feb
. ‘11
Mar
ch ‘1
1
Ap
ril
‘11
May
‘11
Jun
e ‘1
1
July
‘11
NBVAS Implementation
Baseline Endline
Performance Monitoring
Routine (through MoHFW) and special monitoring
conducted by externally hired “extenders”
Recently
delivered
women and
community
health
workers
Recently delivered
women and
community health
workers
37SIGHT AND LIFE | VOL. 25 (1) | 2011 37THE FEASIBILITY OF DELIVERING VITAMIN A TO NEWBORNS
23. WHO 2009 http://www.who.int/nutrition/publications/micronutri-
ents/vitamin_a_deficieny/NVAS_report.pdf
24. Gogia S, Sachdev HS. Neonatal vitamin A supplementation for
prevention of mortality and morbidity in infancy: systematic review
of randomised controlled trials. BMJ. 2009 Mar 27;338:b919
25. Tielsch JM, Darmstadt GL, Mullany LC et al. Impact of newborn
skin-cleansing with chlorhexidine on neonatal mortality in south-
ern Nepal: a community-based, cluster-randomized trial. Pediatrics.
2007 Feb;119(2):e330–40.
26. Baqui AH, El-Arifeen S, Darmstadt GL et al. Projahnmo Study Group.
Effect of community-based newborn-care intervention package
implemented through two service-delivery strategies in Sylhet
district Bangladesh: a cluster-randomised controlled trial. Lancet.
2008;371(9628):1936-44.
27. National Institute of Population Research and Training (NIPORT),
Mitra and Associates, and Macro International. 2009. Bangladesh
Demographic and Health Survey 2007. Dhaka, Bangladesh and
Calverton, Maryland, USA: National Institute of Population Research
and Training, Mitra and Associates, and Macro International.
immunization contacts. Acta Paediatr 1995;84(8):863–6.
18. Iliff et al. Nutr Res 1999;19:437.
19. West KP Jr, Khatry SK, LeClerq SC et al. Tolerance of young infants to
a single, large dose of vitamin A: a randomized community trial in
Nepal. Bull World Health Organ 1992;70(6):733–9.
20. WHO/CHD. Randomized trial to assess benefits and safety of
vitamin A supplementation linked to immunization in early infancy.
WHO/CHD immunization-linked vitamin A supplementation study
group. Lancet 1998;352:1257–63.
1 Malaba LC, Iliff PJ, Nathoo KH et al. Effect of post-partum maternal
or neonatal vitamin A supplementation on infant mortality among
infants born to HIV-negative mothers in Zimbabwe. Am J Clin Nutr
2005;81:454–60.
21. Benn CS, Diness BR, Roth A et al. Randomized trial of the effect on
mortality of 50,000 IU vitamin A given with BCG vaccine to infants
in Guinea-Bissau, West-Africa. BMJ 2008; 336:1416–20.
22. Benn CS, Fisker AB, Napirna BM et al. Vitamin A supplementation
and BCG vaccination at birth in low birthweight neonates: two by
two factorial randomised controlled trial. BMJ. 2010;340:c1101.
Available soon !
The new “Manual on Vitamin A
Deficiency Disorders (VADD)” by
Sight and Life Press
38
nutrient-rich varieties of vegetable and fr uit were distributed
among the farmers identifi ed. Drumstick, papaya, curry leaves
(Murraya Koenigii) and creeper spinach (Basilla alba) seedlings
were raised by village women in backyard nurseries and then
purchased fr om them, providing them with some income.
Organic fertilizers, such as vermi compost, and botanical
pesticides, such as neem kernel and chili garlic decoction, were
promoted. Once every two months, experts were invited as fac-
ulty and centralized training programs were conducted on the
campus of the Dangoria Charitable Trust (DCT) in the village
of Narsapur. Hands-on training was also given via village-level
meetings and visits to individual farms. In addition to horticul-
ture, and the use of organic methods of farming, education in nu-
trition, health and environment formed an important part of the
training. Focused group discussions (FGD) and slide and sound
shows were organized in the evenings. School education was
also an important part of creating awareness.
Impact assessment was carried out by making a record of
diverted land, crops grown and their survival, the adoption of
organic methods of farming etc. A rough estimate of vegetables
sold and consumed at home was obtained by visiting households
every month and making enquiries.
Baseline and end-line surveys on Knowledge, Attitude, and
Practice (KAP) were carried out in four villages, representing three
mandals, using a pretested questionnaire to test know-ledge on
green methods of farming and nutrition. A diet survey using a
semi-quantitative method was held to examine the impact on
consumption of protective foods such as vegetables, pulses and
animal products. This method involves obtaining information on
the fr equency of consumption of diff erent foods by the family
during a typical week (when there are no guests, festivities, or
Introduction
Cereal pulse-based Indian diets are qualitatively poor in vitamins
and minerals due to inadequate consumption of vegetables and
fr uits – the major source of micronutrients in vegetarian diets.1
Homestead gardens have been reported to improve access to
and consumption of vegetables.2, 3, 4 Homestead food production
also helps with household food security.2, 5
This study has attempted partial diversifi cation fr om the wa-
ter-intensive cropping pattern (rice and sugar cane) to horticul-
ture using green methods of farming in a dry-land area to improve
household access to vegetables and environment security.
Subjects and methods
The study was conducted in 15 villages fr om 4 mandals (popula-
tion 24,000), of the Medak district of the South Indian state of
Andhra Pradesh. The project was explained in village-level meet-
ings; 222 farmers who had land (marginal or small) and were
willing to partially diversify fr om rice and sugar cane to horti-
culture (mixed orchards, vegetable gardens), and adopt green
methods of farming, were identifi ed. Seeds/seedlings of micro-
Mahtab S Bamji, PVVS Murty
Dangoria Charitable Trust, Hyderabad, India
M Vishnuvardhan Rao
National Institute of Nutrition, Hyderabad, India
G Satyanarayana
ANGR Agriculture University, Hyderabad, India
FROM AGRICULTURE TO HORTICULTURE IN A DRY-LAND AREA
Diversifi cati on fr om Agricultu re to Nutr iti onally and Environmentally Promoti ve Horti cultu re in a Dry-Land Area
3939SIGHT AND LIFE | VOL. 25 (1) | 2011 FROM AGRICULTURE TO HORTICULTURE IN A DRY-LAND AREA
fasting), the daily quantity cooked and the number of household
members above the age of one year (capita).
Based on this information, an estimate of mean quantity in
grams of diff erent foods consumed per capita per day was ob-
tained. During the end-line survey, intake per consumption unit
(CU),1 in addition to per capita intake, was also ascertained by
obtaining additional information on the sex, age, physiological
status and activity of diff erent members of the family (data not
reported). However, the diff erence between per capita and per
CU values was negligible. This method of diet survey can be ap-
plied in rural households where diets and menus are routine.
The initial survey in the four selected villages included all
farmers who had agreed to participate in the project. All of the
farmers who actually participated (stakeholders) were also in-
cluded in the end-line survey (experimental group). This covered
82% of the initial cohort. Some farmers who initially accepted
then dropped out, but some who were initially unwilling joined
later on. To allow for the impact of time, in the end-line survey
50 farming households fr om the same villages who had not par-
ticipated in land diversion were also interviewed (control group).
However, even the control group farmers were allowed to partici-
pate in the training programs conducted in the villages. Due to
material and human resource constraints, the KAP survey could
not be carried out in all 15 villages. In addition, more than 50%
of the farmers who joined the project were fr om the four selected
villages. The two interviewers were trained and spoke the local
language fl uently.
Mixed orchards in India contribute to home food production
and boost vegetable consumption
“Monthly inquires suggest ed sales
of 25–50% of the vegetables
grown, with the rest being consumed
at home”
40 FROM AGRICULTURE TO HORTICULTURE IN A DRY-LAND AREA
table 1: Knowledge of nutrition. Values are % of respondents. No prompting. Multiple answers.
Good health 70.4 *** 95.3 80.0 **
Gives energy 40.0 *** 76.6 64.0 **
Gives strength 32.8 *** 55.5 54.0
Protects against diseases 3.2 *** 63.8 24.0 *** ***
For living 5.6 *** 49.6 40.0 ***
For hunger 12.8 19.5 28.0 *
Any other 0.8 3.3 4.0
Cereals 63.2 *** 98.4 100.0 ***
Roti (dry pancakes fr om cereals
and millets)
49.6 *** 71.1 60.0
Pulses 23.2 *** 95.9 66.0 *** ***
Vegetables 36.0 *** 98.4 70.0 *** ***
Fruits 38.4 *** 62.2 42.0 *
Green leafy vegetables 42.4 *** 81.1 38.0 ***
Milk 19.2 *** 77.3 56.0 ** ***
Eggs 13.6 *** 66.4 36.0 *** ***
Meat/fi sh etc 19.2 39.8 32.0
Good health 64.0 *** 85.9 76.0
Gives energy 51.2 57.0 62.0
Gives strength 47.2 45.7 55.1
Protects against diseases 5.6 *** 69.6 22.0 *** ***
Improves eyesight 4.0 *** 58.0 52.0
Protects against anemia 0 75.8 34.0 *** ***
Makes teeth and bones stronger 0 37.6 16.0 **
For taste 0 39.1 52.0
Any other 0.8 3.1 2.0
Description Initial
March / April 2007
End-line Experimental
March / April 2010
End-line Control
March / April 2010
Number of respondents 125 128 50
Why do we eat food?Why do we eat food?
What are the components of a balanced diet ?What are the components of a balanced diet ?
What are the fu nctions of fr uits and vegetables ?What are the fu nctions of fr uits and vegetables ?
The Two Proportion Z test was used to see the diff erences in proportions between two groups
* * P<0.05, ** ** P0.01, *** *** P<0.001 compared to end- line experimental
* * P< 0.05, ** ** P<0.01, *** *** P<0.001 compared to initial
⇢
41SIGHT AND LIFE | VOL. 25 (1) | 2011 41FROM AGRICULTURE TO HORTICULTURE IN A DRY-LAND AREA
Statistical methods
The statistical tests used to test signifi cance are given as foot-
notes under each table.
Results
A total of 222 farmers diverted 62.1 acres of land to horticulture.
Monthly inquiries suggested sales of 25–50% of the vegetables
grown, with the rest being consumed at home. The impact of
the project on participating farmers was marked in terms of
knowledge of nutrition (fu nctions of foods and components of
balanced diet, particularly protective foods) (Table 1). Respons-
es suggest the contact eff ect of education. Thus, in the end-line
survey, the knowledge of even the control group was better than
it had been in the initial survey. Knowledge and the adoption
of green farming methods also improved. Acceptance of botani-
cal pesticides and vermi compost was good. Microbial products
were introduced, but were not accepted due to lack of access to
reliable material.
On average, the families consumed vegetables and pulses
three times a week (Table 2). In the end-line survey, families
in the experimental group tended to report higher consumption
of vegetables (52.3 g) compared to the control group (37.4 g),
but not compared to the initial survey (57.7 g). Consumption of
green leafy vegetables (GLV) tended to be higher in the end-line
survey, compared to the initial survey. Pulse (dal) consumption
took place two to three times a week, but only in quantities of
about 20 g. Milk was consumed daily, mostly in tea. Milk con-
sumption tended to be lower in the end-line than the initial
survey – perhaps due to a price rise over the three-year period.
Animal products such as meat (mutton, chicken, and fi sh) and
eggs were consumed once or twice a week, in small amounts.
Consumption of animal products tended to be higher in the end-
line than the initial survey.
Over 95% of families in both surveys mentioned that they ob-
tained their requirement of rice fr om their own farms or fr om the
same village. In addition, in the end-line survey 90% of farmers
mentioned that they obtained rice and pulses fr om the Public
Distribution System (PDS) of the government, as compared to
10% in the initial survey. For other food grains, such as wheat,
maize, sorghum, fi nger millet, pulses and vegetables and fr uits,
table 2: Food consumption: Weekly fr equency and quantity consumed per capita per day.
Vegetables: fr equency 3.85 ± 1.04 c 3.4± 0.631a 3.1 ± 0.340 b
g /capita /day 57.7± 31.11 ac 52.3 ± 21.7 a 37.1 ± 10.34 b
GLV: fr equency-mean 2.2 ± 0.72 2.9 ± 0.750 2.5 ± 0.614
g /capita /day 36.0 ± 20.08 c 51.6 ± 24.3 a 57.1 ± 24.4 ab
Pulses: fr equency-mean 2.63 ± 1.08 2.8 ± 0.741 2.7± 0.519
g /capita /day 20.4 ± 13.03 19.0 ± 8.62 17.9 ± 5.52
Milk: fr equency-mean 6.76 ± 1.30 6.94 ± 0.621 7.0 ± 0.000
g /capita /day 95.8 ± 138.68 c 71.3 ± 46.75 a 47.7 ± 18.78 b
Eggs: fr equency-mean 1.3 ± 0.87a 2.0 ± 1.458 b 1.9 ± 0.274 bc
number / capita / day 0.15 ± 0.1199 a 0.41 ± 1.16 b 0.3 ± 0.079 b
Meat: fr equency-mean 1.02 ± 0.297a 1.35 ± 0.685 b 1.64 ± 0.485 c
g /capita /day 18.49 ± 8.745 a 27.8±44.62 b 27.3± 9.36 bc
Description Initial
March / April 2007
End-line Experimental
March / April 2010
End-line Control
March / April 2010
Number of respondents 125 128 50
FoodFood
Means with diff erent superscripts a, b, c are signifi cantly diff erent at P<0.05 using one way analysis of variance with post hoc LSD method.
Where necessary, the data was log-transformed and subjected to ANOVA to stabilize the variations in the groups.
42 FROM AGRICULTURE TO HORTICULTURE IN A DRY-LAND AREA
over 50% of families depended on sources outside the village
for their household requirements. In both the surveys, over 90%
of families mentioned that they ate all of the above food grains,
except maize, which a third of the families did not eat despite
cultivating it.
Discussion
Diets were poor with regard to foods such as pulses, vegetables
and animal products. The marked reduction in the mean con-
sumption of vegetables in the control group in the end-line sur-
vey, as compared to the initial survey, demonstrates the adverse
impact of the price rise. The experimental group seems to have
been shielded against this effect, stressing the need to promote
the homestead production of protective foods. An almost 44%
increase in the consumption of GLV in the end-line, as compared
to the initial survey, suggests the positive impact of nutrition
education. The increase, which occurred even in the control
group, is not surprising; growing GLV is easy and all of these
were included in the community education efforts. Despite the
fact that vegetable consumption was far below the recommended
level, all of the farmers mentioned that they sold 25–50% of the
vegetables grown. For poor households, economic compulsions
outweigh nutritional wisdom. Village-level security for rice was
better than that for other foods which had to be procured from
outside sources. The fact that most families consumed cereals
and millets other than rice suggests a healthy traditional prac-
tice of consuming mixed-grain diets. This needs to be nurtured,
particularly since, in recent years, the preference for millets has
declined due to easy access to rice and wheat.
In earlier studies6,7 aimed at promoting home gardens to com-
bat vitamin A deficiency in the Medak district, it was observed
that home gardening alone may not be adequate to prevent vi-
tamin A deficiency. Other methods, including the promotion of
animal husbandry and poultry, would be needed to complement
this food-based approach. In the authors’ experience, diversi-
fication to horticulture from other crops requires considerable
advocacy and persuasion, since farmers with marginal and small
land-holdings hesitate to diversify from traditional crops. On the
other hand, acceptance of back-yard poultry was good (unpub-
lished).
In conclusion
Homestead gardening can have a positive impact on the con-
sumption of horticultural produce, but this by itself will not meet
the daily requirements in a small-farm-holding family where in-
come is a priority. Poverty alleviation measures are needed to
improve household food security.
Acknowledgements
The authors are grateful to the Department of Biotechnology,
Government of India for financial support; the Dangoria Chari-
table Trust for logistical support, and Dr T Vishnumurthy and Sri
Narsimha Reddy for training in horticulture.
Correspondence: Mahtab S Bamji, Dangoria Charitable Trust
DCT), 1-7-1074, Musheerabad, Hyderabad 500020, India
E-mail: [email protected]
References
01. National Nutrition Monitoring Bureau. Diet and nutrition status
of population and prevalence of hypertension among adults in
rural areas. Technical Report No. 24, National Institute of Nutrition,
Hyderabad, India, Indian Council of Medical Research, 2006.
02. Talkukdar A, Haselow NJ, Osel AK et al. Homestead food production
model contributes to improved household food security and nutri-
tion status of young children and women in poor populations. Field
Actions Science Reports (online), Special Issue 1: Urban Agriculture,
online since 17 February 2010, accessed 13 June 2010. http//
factsreports.revues.org/index404.html.
03. Rahman FMM, Mortuza MGG, Rahman MT et al. Food security
through homestead vegetable production in the smallholder agri-
cultural improvement project (SAIP) area. J Bangladesh Agril Univ
2008;6:261–69.
04. Iannoti L, Cunningham K, Ruel M. Improving diet quality and
micronutrient nutrition. Homestead food production in Bangladesh.
IFPRI discussion paper 00928, prepared for the project on Millions
Fed: Proven Successes in Agriculture Development, November
2009;1–44. www.IFPRI.org/millions fed
05. Ndaeyo NU. Assessing the contributions of homestead farming to
food security in a developing economy: A case study of Southern
Nigeria. J Agri Soc Sci 2007;3:11–16
06. Vijayraghavan K, Nayak UM, Bamji MS et al. Home gardening for
combating vitamin A deficiency in rural India. Food and Nutrition
Bulletin 1997;18:337-343.
07. Murty PVVS, Lakshmi KV, Bamji MS. Impact of home gardening
and nutrition education in a district of rural India. Readers’ Forum.
Bulletin of the World Health Organization 1999;77:784.
“For poor households, economic
compulsions outweigh nutritional
wisdom”
Building bridges for better nutrition.
44
Key messages
> Iron defi ciency anemia is a worldwide problem
> Fortifying fl our with iron is an eff ective way to address the
problem if iron defi ciency is the underlying cause
> Electrolytic or elemental iron is commonly used as a
fortifi cant in cereal fl ours
> Only 2–3% of these forms of iron are absorbed,
so most ends up in the colon
> Ivorian children received an extra ~9 mg electrolytic
iron/d for 6 months
> Children who received the supplemental iron had a
higher proportion of Enterobacteria and fewer Lactobacilli
spp in their feces
> Excess iron may accelerate the growth of Enterobacteria
at the expense of Lactobacilli spp.
> Iron supplementation is also associated with increased
colonic infl ammation
> Cause of infl ammation is not known
The results of the recent randomized controlled trial (RCT) in
Pemba,1 where there was more severe child morbidity and mor-
tality in the group receiving supplements of iron and folic acid,
brought to a halt the unsupervised use of iron supplements to
remove iron defi ciency anemia – especially in malaria-endemic
areas.2 However, there is uncertainty whether the adverse ef-
fects of the supplements were due to interactions between iron
and malaria, iron and enteric infections, impaired eff ectiveness
of anti-malarial treatment due to the folate, a combination of
all three, or some other explanation. In this issue of Sight and Life, I will discuss the issue of iron and its apparent eff ects on
enteric bacteria, following a recent article in which the authors
described the impact of poorly bioavailable fortifi cation iron
on the profi le of the gut microbiota of Afr ican children.3 In this
study, the additional iron appeared to increase the proportion of
pathogenic bacteria and act as a biomarker of infl ammation in
the feces. Nevertheless, there was no evidence of any increase
in systemic infection in the children receiving the iron. To try to
understand the meaning of the observations, I will also describe
some results fr om two other papers where the authors exam-
ined individual sub-strains of commensal Clostridium bacteria
and showed that they had both individual and collective eff ects
on immune cells within the lining of the gut, and can have both
pro- and anti-infl ammatory eff ects in diff erent circumstances.4,5
Such results indicate that quantitation of the major bacterial
strains within the microbiota may, in fact, tell us very little about
David Thurnham
Northern Ireland Centre for Food and Health,
University of Ulster, Coleraine, United Kingdom
IRON FORTIFICATION – NEW REVELATIONS?
IronForti fi cati on
– New Revelati ons?
4545IRON FORTIFICATION – NEW REVELATIONS?SIGHT AND LIFE | VOL. 25 (1) | 2011
the physiological eff ects of the microbiota on the host. To under-
stand the interaction of iron and the microbiota, the source of
the infl ammation and /or the bacteria involved must be charac-
terized fi rst.
Introduction
Defi ciencies of iron, vitamin A, iodine and other micronutrients
aff ect at least one third of the world’s population, the majority
of whom live in developing countries. Public health nutritionists
are acutely aware that iron defi ciency is the most prevalent, and
it is estimated that just over 2 billion people are anemic due to
nutritional and non-nutritional causes.6,7 Reports that iron sup-
plementation of iron-defi cient individuals can improve cognitive
fu nction, school performance, and work capacity,8,9 and that se-
vere anemia increases the risk of maternal and child mortality,10
have provided a strong rationale for iron interventions.
Unfortunately, there are health risks associated with iron. It
has been known for more than 40 years that it is dangerous to
give iron supplements to sick, malnourished children;11 acciden-
tal overdose of iron-containing products is a leading cause of
fatal poisonings in healthy children under six years;12 diets rich
in iron have been linked to a higher risk of colon cancer;13,14 and
iron supplements, even at nutritional levels, produce a number
of unpleasant side eff ects such as diarrhea, nausea, and vomit-
ing. But the main problem taxing the minds of the regulatory
authorities is how to combat the huge problem of iron-defi ciency
anemia in the developing world, following the publication of the
“Pemba” study1 that found routine treatments of iron and folic
acid given to pre-school children were associated with higher
risks of severe illness and death than in the control groups.
Currently, iron supplementation programs have come to a halt
around the world, potentially putting millions of children at risk
of the adverse impacts of iron-defi ciency anemia.2
Food fortifi cation with iron can be an eff ective strategy to
control iron defi ciency anemia,15 and the foodstuff s most oft en
used for mass fortifi cation are cereal fl ours. Worldwide, the most
commonly used fortifi cants for fl ours are elemental iron powders
such as hydrogen-reduced iron or electrolytic iron, despite their
low bioavailability, which can oft en be as low as <2–3%.16 Low
absorption of iron fortifi cants results in >90% of unabsorbed
iron passing unabsorbed into the colon.3 Iron is able to undergo
reduction and oxidation, making it important in many physio-
logical processes. This inherent redox property of iron, however,
also renders it toxic when it is present in excess. Iron-mediated
generation of reactive oxygen species via the Fenton reaction,
if uncontrolled, may lead to cell damage as a result of lipid per-
oxidation, oxidation of DNA, and protein damage.13 Most iron
in the blood and tissues of the body is tightly bound to various
proteins to control its reactivity, but there is no similar system
for sequestration of dietary iron in the gut lumen. Instead, the
human gut is packed with resident bacteria, collectively known
as the microbiota, and the multiple strains vigorously compete
for unabsorbed iron, which they need in order to grow.17 Growth
of some pathogenic species of bacteria, however, (e.g. Salmo-
nella or Shigella) was associated with increased virulence and
colonization.18 Animal experiments have shown that increasing
dietary iron increased the incidence of diarrhea, and increased
the proportion of pathogenic bacteria within gut lumen.19 Mind-
fu l of the uncertainty about what caused the higher risks of se-
vere illness and mortality in the iron/folate group in Pemba, the
WHO consultation that followed cautioned about whether the
risks associated with iron supplementation were specifi c to ma-
laria or applied to other infections, including sepsis and enteric
bacteria.20
Iron fortifi cation
The best way to prevent micronutrient malnutrition is to ensure
consumption of a balanced diet that is adequate in every nutri-
ent. Unfortunately, this is far fr om being achievable everywhere,
since it requires universal access to adequate food and appro-
priate dietary habits. From this standpoint, food fortifi cation has
the dual advantage of being able to deliver nutrients to large
segments of the population without requiring radical changes in
food consumption patterns. In fact, fortifi cation has been used
“Iron-defi ciency anemia is a
huge problem in the third world”
> There was no increase in systemic infl ammation in
the children
> Endogenous species of bacteria can stimulate CD4+
lymphocytes to produce T helper (Th)17 or Treg cells in the
intestinal wall
> Th17 cells are potentially pro-infl ammatory and Treg cells are
anti-infl ammatory
> Iron may stimulate (as yet unknown species of) Enterobacteria
to increase pro-infl ammatory immune cells in the gut wall
> Infl ammatory eff ects of supplemental iron may be reduced
by using less but more bioavailable forms of iron and phytase
to release intrinsic iron from phytate.
46 IRON FORTIFICATION – NEW REVELATIONS?
for about 80 years in industrialized countries as a means of
restoring micronutrients, in particular some of the B vitamins,
lost by food processing, and has been a major contributory fac-
tor in the eradication of diseases associated with defi ciencies in
these vitamins.7
The study to investigate the eff ects of iron on gut bacteria
was carried out in Côte d’Ivoire. The study was nested within a
larger intervention trial that tested the interactions of the inter-
mittent treatment of malaria (IPT), anthelmintic treatment and
iron fortifi cation,21 and was a six-month, randomized, double-
blind, controlled trial, enrolling 591 six to 14 year old school
children.
The interventions were: (1) iron-fortifi ed biscuits providing
an additional 20 mg iron/d as electrolytic iron (A-131, Dr Paul
Lohmann GmbH, Emmerthal, Germany) 4 times/wk; (2) intermit-
tent treatment of malaria with sulfadoxine-pyrimethamine at 0
and 3 months; (3) anthelmintic treatment at 0 and 3 months;
and (4) a placebo of unfortifi ed biscuits in several combinations.
The prevalence of anemia (hemoglobin ≥80 g/L and ≤115 g/L),
iron defi ciency, malaria parasitemia, and helminth infection was
70.4, 9.3, 57.7, and 54.8%, respectively. The usual wet season
is fr om March to November and the fi eld studies were carried
out fr om November 2006 to July 2007. The biochemical results
for the microbiota sub-groups (taken fr om treatments 1 and 4,
above) were no diff erent to those of the whole groups, except for
small, unimportant diff erences in ferritin.
The results for hemoglobin and anemia are shown in Table 1.
Estimated daily mean intakes of iron ranged fr om 12.2 to 14.5 mg
for the boys and girls, and the authors estimated that the ad-
ditional iron fr om the biscuits amounted to 8.8 ± 1.2 (SD) mg
fortifi cant iron/day. Alternatively expressed, the iron interven-
tion increased the overall dietary intake ~60–70%. The data in
Table 1 show that more than 70% of the children in the study
were anemic at baseline and the prevalence increased to more
than 90% at six months. If the anemia was, in fact, due to iron
defi ciency, you would expect the combined dietary and fortifi -
cant iron to have reduced the level of anemia, unless, of course,
the anemia was due to the high exposure to infection, and other
causes (e.g. vitamin A defi ciency). Table 2 shows the concentra-
tions of the two acute phase proteins C-reactive protein (CRP)
and ₁-acid glycoprotein (AGP) in the Afr ican children. The au-
thors calculated fr om these fi gures that 16–19% of the children
had systemic infl ammation. However, if these were apparently
healthy children, the cut-off s used by the authors were high
(CRP 10 mg/L and AGP 1.2 g/L). In my opinion, and those of
table 1: Anemia and hemoglobin concentration (mean ± SD) in children in Côte d’Ivoire at baseline
and following 6 months of iron supplementation ¹,²
table 2: Concentrations of C-reactive protein (CRP) and 1-acid glycoprotein (AGP) (median and range) in Ivorian children
at baseline and following 6 months iron supplementation ¹
Control Group (n=70)
Control Group
Iron Group (n=69)
Iron Group
¹ Anemia defi ned as hemoglobin >80 g/L and <115 g/L
² Iron supplement was 20 mg electrolytic iron per day per child, 4 times per week
¹ For details of iron supplement see Table 1
Baseline 6 months Baseline 6 months
Hemoglobin g/L 110.7 ± 10.5 107.1 ± 10.5 110.8 ± 9.4 106.6 ± 9.7
Anemia % 75.4 88.4 71.4 87.1
Baseline 6 months Baseline 6 months
CRP mg/L 2.7 (0.2 – 47.5) 2.1 (0.2 – 86.3) 2.0 (0.2 – 68.7) 1.7 (0.2 – 49.8)
AGP g/L 1.0 (0.4 – 2.6) 0.8 (0.4 – 1.5) 1.0 (0.2 – 1.8) 0.9 (0.3 – 2.1)
47SIGHT AND LIFE | VOL. 25 (1) | 2011 47IRON FORTIFICATION – NEW REVELATIONS?
bacterial species; and (4) detect bacterial gut pathogens. Base-
line and six-month samples from the same volunteer were al-
ways run together where gel electrophoresis was involved, for
accurate comparisons.
Influence of the fortification iron on the gut microbiota
The authors investigated whole bacterial diversity by using two
universal primers for the polymerase chain reaction that at-
tached to variable regions 2 and 3 on the bacterial 16S ribos-
omal RNA genes, in conjunction with temperature gradient elec-
trophoresis of the resultant products. These qualitative results
suggested that there was no difference between baseline and six
months in the absolute number of bands revealed in the electro-
phoretic gels, i.e., the number of bacterial types or groups in the
fecal samples. However, when the consistency (or comparabil-
ity) in band behavior between baseline and six months was com-
pared, consistency in band behavior was significantly greater in
the control than the iron-treated group. That is, band distances
differed by only 15 ± 7.5% in the controls, whereas bands dif-
fered by 32.3 ± 12.5% (Dice coefficient analysis, P <0,0001) in
the iron-treated group, indicating that bacterial diversity was
much greater after iron supplementation.3,24
The authors also carried out similar experiments to the above,
but used primers that specifically targeted Lactobacillus species.
They noted that, in the iron group, the microbiotic profile at six
months strongly differed from that at baseline for each volunteer,
but the responses were variable and no specific band pattern
could be related to iron fortification.
In addition to looking at diversity, the authors also used quan-
titative real-time PCR, using a universal primer pair to obtain the
total bacterial count and specific primers to measure Bacteroides,
Enterobacteria, Bifidobacteria and Lactobacillus spp (Table 3).
The mean log numbers of bacteria per g feces for all 60 chil-
dren at baseline are shown in Figure 1. During the intervention,
there were no significant changes in the total numbers of bac-
teria (log numbers, control 11.29 ± 0.67 and 11.28 ± 0.81; iron
group 11.62 ± 0.70 and 11.78 ± 0.59) but in the iron group there
was a significant increase in Enterobacter spp and a decrease in
Lactobacilli spp (Figure 2). The population of enterobacteria in-
cludes many of the enteric pathogens and 26.6% of the children
had positive fecal samples for Shigella spp and enteroinvasive
E. coli and/or Salmonella spp at baseline, although the counts
of these pathogenic species were generally low, namely ≤10³/g
feces. This number is small, when one report suggested that 10¹⁴
bacteria reside in the large intestine alone.25 Salmonella was the
predominant bacterial pathogen in the fecal sample occurring in
~79 % of the positive samples and, after six months, more chil-
dren were positive for Salmonella in the iron group (23%) than
in the controls (16.6%), but this difference was not significant.
Furthermore, there were no significant correlations between any
my colleagues,22,23 the cut-offs should be lower (CRP 5 mg/L;
AGP 1.0 g/L), which would suggest that more like 40% of the
children had systemic inflammation on the basis of AGP alone.
Furthermore, the underestimates of inflammation will also have
produced underestimates of iron deficiency, which were derived
on the basis of serum ferritin concentrations. However, there
was no significant difference in these inflammation biomarkers
between the two groups at baseline or after intervention, so the
underestimate in systemic inflammation is unlikely to have af-
fected any difference in iron deficiency between the groups.
Detection and quantitation of gut microbiota
The main aim of the Ivorian sub-study was to determine what
effect, if any, the additional iron in the fortified biscuits had on
the gut microbiota. Thirty children were randomly selected from
groups 1 and 4 (see above). None of the children had unusual
dietary habits or had received antibiotics in the three months
before the baseline survey. During the survey, the number of
days of antibiotics did not differ between the two groups. No
child was given antibiotics in the three weeks before the six-
month sample. In the mornings at school, fecal samples were
collected into pre-labeled beakers with lids and stored for the
rest of the morning in an ice chest, and then aliquots were frozen
at -30° C until analysis. Total bacterial DNA was extracted from
200 mg fecal samples (Fast DNA SPIN kit, MP Biomedicals, Ill-
kirch, France) and DNA was measured at 260 nm, before storing
the samples at -24° C until further analysis.
The polymerase chain reaction (PCR) was used to quantify
the total bacterial content and individual species in the fecal
DNA sample. In the PCR, short nucleotide sequences (= prim-
ers), originally obtained from the 16S ribosomal ribonucleic acid
(rRNA) sub-units of specific bacteria, attach to complementary
DNA sequences in the fecal DNA sample, together with a DNA
polymerase enzyme. 16S rRNA gene primers are used, as they
contain many highly conserved primer binding sites and, in ad-
dition, hyper-variable regions that can provide species-specific
signature sequences useful for bacterial identification. The DNA
polymerase enzymatically assembles new DNA strands from
each primer using deoxy-nucleotide triphosphates, the building
blocks from which the new DNA strand is synthesized. As the
PCR progresses, the DNA generated attaches to more primer and
is itself used as a template for replication. This sets in motion
a chain reaction in which the DNA template is identified or tar-
geted by the primer and exponentially amplified. The pro-cess is
precisely temperature regulated and timed to enable the prod-
ucts to be quantitatively related to the starting amount of fecal
DNA.
Several types of PCR were used on the fecal DNA at baseline
and six months, to (1) investigate the whole bacterial diversity;
(2) identify the species of Lactobacillus; (3) quantify the major
48 IRON FORTIFICATION – NEW REVELATIONS?
of the bacterial counts or changes in the fecal bacteria and base-
line serum ferritin, transferrin receptors or zinc protoporphyrin
concentrations.
Gut infl ammation in the Ivorian children
The authors measured fecal concentrations of the infl ammatory
protein, calprotectin. Calprotectin is a calcium-binding protein
that is found in all body fl uids, in proportion to the level of in-
fl ammation present. Calprotectin is derived predominantly fr om
neutrophils and, to a lesser extent, fr om monocytes and reac-
tive macrophages. The presence of calprotectin in the feces is
directly proportional to neutrophil migration towards the in-
testinal tract.26 Fecal calprotectin is remarkably stable and a
usefu l marker of gastrointestinal infl ammation.27,28 Infl amma-
tion in the bowel implies a loss of barrier fu nction and a loss
of tolerance against luminal and self antigens, and both these
phenomena cause the recruitment of leukocytes in the intesti-
nal wall.28 Activated leukocytes infi ltrating into the intestinal
mucosa are detected in the feces due to epithelial shedding in
the intestinal lumen. The most important leukocyte population
in the mucosal wall is polymorphonuclear neutrophils; hence,
there is an increase in fecal calprotectin when there is intesti-
nal infl ammation. Several studies have shown that a cut-off of
30 mg/L had 100% sensitivity and 94% specifi city for screening
irritable bowel syndrome, but the calprotectin threshold predic-
tive of systemic infl ammation (CRP >6 mg/L) was 284 mg/L.28
Thus, infl ammation in the bowel will not necessarily be detected
systemically until intestinal infl ammation is severe.
Fecal calprotectin concentrations in the Ivorian children
who received additional iron for six months were signifi cantly
A genus of gram negative bacillus bacteria; motile and non motile forms; non-endospore forming;
anaerobes but some are aerotolerant; cell wall oft en confers pathogenicity by containing lipopolysaccaride
(LPS); some opportunistic infections caused by infection of the peritoneal cavity and appendicitis; most
substantial portion of the human mammalian gastrointestinal fl ora (~30%); bulk may benefi t host by
excluding potential pathogens; will metabolize simple sugars but mainly polysaccharides; important role
in metabolizing complex molecules to simple ones; resistant to a wide variety of antibiotics.
Example Bacteroides fr agilis (causes most opportunistic peritoneal infections)
Gram negative; motile; facultative anaerobes; rod shaped; several strains pathogenic but usual route of
infection is opportunistic; most infections in immune-compromised hospital patients fr equently targeting
the urinary and respiratory tracts.
Examples include Escherichia coli, Salmonella spp, Shigella spp
Gram positive; non-motile; branched shape; anaerobic; aid digestion; may lower the risk of allergy; some
species used as probiotics; before 1960 species referred to as Lactobacillus bifi dus; optimal growth at more
acid pH which may discourage growth of gram negative organisms
Gram positive; facultative anaerobes; aerotolerant and high tolerance to hydrogen peroxide; produce
lactic acid which lowers pH and discourages growth of some pathogenic bacteria; as many as 125 species
identifi ed; many species do not require iron for growth; potential therapeutic properties – anti-infl amma-
tory, anti-neoplastic; potential probiotic activity; used for production of many foods e.g. cheese, yogurt,
sauerkraut, beer, pickles etc; convert lactose and other sugars to lactic acid.
table 3: Some characteristics of the main bacteria species in the microbiota (99% anaerobes)
Bacteroides
Enterobacteria
Bifi dobacteria
Lactobacilli
49SIGHT AND LIFE | VOL. 25 (1) | 2011 49IRON FORTIFICATION – NEW REVELATIONS?
ginal intestinal inflammation. Furthermore, the authors found a
correlation between the changes in calprotectin and the changes
in numbers of enterobacteria (r = 0.32, P <0.05).3 However, there
was no increase in systemic inflammation (Table 2), confirm-
ing the mild nature of the intestinal inflammation and/or that
the duration of increased iron intake might not have been long
enough.
Bacterial composition of the microbiota
in the Ivorian children
The authors reported that the composition of the gut microbiota
was markedly different at baseline from that reported in Euro-
pean populations. The colonic microflora is generally viewed as
being adult-like after the age of two years, and once the major
bacterial groups in the feces become established they remain
relatively constant over time.30 Total bacterial counts per g feces
in the Ivorian children (10¹¹.⁵, Figure 1) were similar to those
of European children (10¹⁰.⁹), adults (10¹¹) or elderly persons
(10¹⁰.⁴) but there were some big differences in the composi-
tion.30,31 Bacteroides spp were the major group in both Ivorian
and European feces but in the Ivorian children, there were 100
million (10⁸) enterobacteria/g feces, whereas in young Euro-
pean adults there were <1 million (<10⁶)/g feces. In the case of
bifidobacteria, the situation was reversed; Ivorian children had
25 million compared with 1,600 million/g feces respectively.
In the case of lactobacilli, the numbers were very similar: around
3–5 million bacteria cells/g feces (Table 5).
In addition to there being more enterobacteria in the gut of
the Ivorian children than Western persons at baseline, supple-
mentation with iron for three months increased the proportion
increased (Figure 4). The authors used a more sensitive assay
than that described above, in which the median calprotectin con-
centrations in healthy persons was 25 μg/g29 or below a cut-off of
50 μg/g.26 Hence, the calprotectin concentration in the children
who received iron, viz. 75 μg/g feces, indicated evidence of mar-
figure 1: Profile of fecal bacteria in Ivorian children
before iron supplementation
log
nu
mb
er b
acte
ria
/ g f
eces
0
12
10
8
6
4
2
Total counts
Bacteroides
Enterobacteria
Bifidobacteria
Lactobacilli
Columns are means of the log number of gene copies of cell numbers
of bacteria indicated by real-time polymerase chain reaction (PCR)
on baseline fecal DNA samples from Ivorian children (n = 59). All counts
were significantly different from each other (one factor ANOVA with post
hoc ‘t’ tests; P < 0.02). Modified from reference 3
figure 2: Influence of iron supplement on profiles of fecal bacteria
Control 0
Control 6
Iron 0
Iron 6
Columns are log mean bacteria counts per g feces obtained
by real-time polymerase chain reaction (PCR) at baseline and
after 6 months supplementation with or without iron. Groups
compared by 2-factor ANOVA or for lactobacilli by ANCOVA be-
cause groups were dissimilar at baseline. Values significantly
different (*, P < 0.01). Modified from reference 3
0
12
10
8
6
4
2log
nu
mb
er b
acte
ria
/ g f
eces
Bacteroides Enterobacter Bifidobacter Lactobacilli
**
50 IRON FORTIFICATION – NEW REVELATIONS?
of enterobacteria by a fu rther 100 million (log numbers 7.8 to
8.3 bacteria/g feces) while reducing the proportion of lactoba-
cilli (Figure 2). If these changes in enterobacteria and lactoba-
cilli are expressed as percentages of the total number of bacteria
in the microbiota, there is a four-fold increase in enterobacteria
fr om 0.01 to 0.039%, while there is a fourfold fall in the propor-
tion of lactobacilli fr om 0.004% to 0.001%. There was also a
fall in bifi dobacteria, but this was not signifi cant.
Reasons why iron favored the growth of
enterobacteria over lactobacilli
Iron is a nutrient which is essential for the growth of most bac-
teria, but not in the case of most Lactobacilli spp (Table 3). Most
enteric gram-negative pathogens, including Salmonella spp,
E.coli and Shigella spp,18 take up iron-siderophore complexes
by specifi c outer membrane receptors and display increased
virulence in situations of increased iron availability.32 It is also
interesting to note that fecal lactoferrin is as good an indicator
of gut infl ammation as calprotectin.33 Lactoferrin is a powerfu l
iron-binding protein that is particularly eff ective under acid con-
ditions and is derived fr om the polymorphonuclear neutrophils
that are drawn into the gut lining at the onset of infl ammation.
Whether the neutrophil lactoferrin depresses pathogen growth
at the mucosal lining is not known, but bacterial growth in the
microbiota will be limited by iron availability, and the additional
iron provided by the supplement may have provided a growth
advantage for the enterobacteria, which enabled them to in-
crease cell numbers at the expense of the lactobacilli and pos-
sibly the bifi dobacteria.
The potential hazards of iron loading are well recognized.34
Not only do we have the results of the recent study in Pemba1
but it has previously been noted that iron given to patients with
quiescent tuberculosis appeared to reactivate the disease.35 In
addition, Murray and colleagues noted that, in areas of hyper-
endemic Plasmodium falciparum, patients with clinical iron
defi ciency enjoyed an attenuated incidence and severity of ma-
laria but when such subjects were fed an iron-replete diet, many
exhibited a recrudescence of malaria36 and when iron-defi cient
Maasai pastoralists were treated with iron, there was an increase
in amebiasis in the iron group.37
The signifi cant correlation between the increase in entero-
bacteria and fecal calprotectin concentrations (r = 0.32, P <0.05)
suggests that the increased infl ammation in the Ivorian chil-
dren was a consequence of increased enterobacterial growth
stimulated by the supplemental iron. According to the authors,
other factors which are known to raise fecal calprotectin such
as gastroenteritis, fecal blood, non-steroidal anti-infl ammatory
drug use and helminth infection were unlikely to be relevant in
these children.3 However, it was known that 27% of the chil-
dren had Shigella spp, enteroinvasive E.coli or Salmonella spp at
baseline, and that more children were positive for Salmonella
spp in the iron group than the controls at six months. We are
not told whether these specifi c-pathogen-infected children were
the ones with the highest calprotectin concentrations, so we
have to assume that infl ammation was proportionally increased
in response to the entire enterobacterial load. It is known that
gut bacteria interact with mucosal cells lining the intestinal wall,
and signals are transmitted into the lamina propria which illicit
immune responses (Figure 4).4 These will be discussed below.
Interactions between the microbiota and
the mucosal cells lining the gut wall
Research suggests that the relationship between gut fl ora and
the digestive tract in the healthy person is not merely commen-
sal (a non-harmfu l coexistence), but rather a symbiotic relation-
ship. Microorganisms perform a host of usefu l fu nctions, such as
fermenting unused energy substrates, metabolizing food toxins,
preventing growth of harmfu l, pathogenic bacteria, regulating
the development of the gut, producing vitamins for the host
(such as biotin and vitamin K), and many other fu nctions. In par-
ticular, the composition of the intestinal microbiota is particu-
¹ Data shown are mean (SE) log number of bacteria/g feces
table 4: Total numbers of bacteria in control and iron group
aft er 6 months iron supplementation ¹
Control Group Iron Group
Baseline 11.29 (0.67) 11.62 (0.94)
6 Months 11.28 (0.81) 11.78 (0.59)
table 5: Comparison of main bacterial groups in feces of Ivorian
children and young European adults
Young European adultsIvorian children
Data for Ivorian children fr om reference33 and for European adults
fr om reference3030
Log number
bacteria/g feces
Log number
bacteria/g feces
Bacteroides 10 9.2
Enterobacteria 8 5.9
Bifi dobacteria 7.5 9.2
Lactobacilli 6.5 6.7
Bacterial
group
⇢
51SIGHT AND LIFE | VOL. 25 (1) | 2011 51IRON FORTIFICATION – NEW REVELATIONS?
larly important in the maturation and function of the immune
system and in influencing the immune fitness of the individual.4
The large number of bacteria ensures the stability of the compo-
sition, as all bacteria are constantly competing with one another
for nutrients with which to grow and multiply. In these circum-
stances, it is difficult to demonstrate individual effects of specific
bacteria on immune cells.
To determine the effects of individual bacteria on mucosal
immunity, bacterial composition of the microbiota has to be
altered. Two recent papers have investigated the effects of
Clostridium-related bacteria on immune cells in the tissues lin-
ing the gut. In the first of these, the composition of commensal
bacteria in the mouse was changed by introducing a Clostridium-
related, gram-positive, segmented filamentous bacteria (SFB).
SFB attached itself to mucosal cells and shifted immune status
by increasing production of T helper (Th)17 cells in the lamina
propria layer of the intestinal lining. Th17 cells are one of the
subsets of T helper cells that are formed from CD4+ T cells on ac-
tivation and expansion.38 Colonization of healthy mice with SFB
caused no observable immune pathology but, in conditions that
favor chronic inflammation, the presence of SFB promoted in-
flammation.4,25 The increased production of Th17 cells increased
production of pro-inflammatory effector cytokines interleukin
(IL)-17 and IL-22, which stimulated the mucosal epithelial cells
to produce antimicrobial peptide to augment the host’s ability
to fight intestinal pathogens.4 However, the generation of the
potentially harmful cytokine IL-17 may increase the risk of au-
toimmune inflammation in susceptible hosts,4,25 illustrating the
importance of a large number of bacteria to prevent the over-
induction of one particular immune cell.
Clostridium bacteria are a large component of mammalian
microbiota and, very recently, another group of workers demon-
strated that indigenous species of Clostridium bacteria promote
anti-inflammatory immune responses by expanding and activat-
ing regulatory T (Treg) cells.5,25 We normally associate Clostrid-
ium bacteria with the pathogenic species that cause food-poi-
soning, tetanus and botulism, but there are ~100 species, and
two clusters, IV and XIVa (C. leptum and C. coccoides resp.) have
been implicated in the maintenance of mucosal homeostasis
and the prevention of inflammatory bowel disease (IBD). This
makes the report particularly interesting, since IBD is a common
0
80
70
10
20
30
40
50
60
Feca
l C
alp
rote
ctin
μg/
g fe
ces
Control 0
Control 6
Iron 0
Iron 6
Calprotectin concentrations were measured by immunoassay and ex-
pressed as μg/g feces. Median calprotectin level in healthy subjects
was described as 26 μg/g.29 Concentration in the children who received
additional iron increased significantly (*, ANOVA with post hoc t-tests,
P <0.01)
Figure shows different signals (arrows) from different components of the
microbiota in the lumen of the gut regulating different branches of the mu-
cosal T cell response in the lamina propria. Modified from reference 4
figure 4: Regulation of immune homeostasis
Gut Lumen
Mucosal liningto gut wall
Lamina propriatreg
treg
treg
th 17
th 2
th 1
figure 3: Profile of fecal bacteria in Ivorian children
before iron supplementation
treg
treg treg
treg
th 17
52 IRON FORTIFICATION – NEW REVELATIONS?
disease which was reported in 2004 to affect 1.4 million people
in the United States, and 2.2 million in Europe.39
Treg cells are also derived from CD4+T cells. Their importance
lies in their ability to suppress the immune responses of other
cells – that is, to keep the immune responses in check. The au-
thors showed that the increase in Treg in response to oral inocu-
lation with Clostridia (spp) during the early life of convention-
ally reared mice promoted anti-inflammatory immune responses
and were more resistant to experimental models of allergy and
experimental colitis – the murine equivalent of IBD. The paper
is a fascinating piece of investigative murine microbiology but,
unfortunately, there is not space to discuss it in detail. Inter-
estingly, the ability to stimulate Tregs was not blocked by SFB
bacteria or Lactobacilli. A cocktail of 45 strains of Clostridia was
more effective in raising Treg production than three strains indi-
cating, possibly, that a number of stimuli is necessary for a full
response.5 Clostridium species appear to be specialized in their
ability to promote Treg cell accumulation in the colon.25 Adher-
ence to the intestinal epithelium did not appear to be necessary,
as in the case of SFB bacteria, possibly because Clostridia spp
promoted the release of the transforming growth factor- that
stimulated CD4+T cell differentiation.25 The effects of these bac-
teria on T-cell development give us a clear indication that, po-
tentially, many fecal bacteria may have an important influence
on immune defenses in the gut and on the systemic health of the
host. We currently have little idea of the specific role of iron in
this “orchestra.”
Concluding remarks
Three papers have been discussed in this report, which describes
interactions between diet, the microbiota and the immune sys-
tem. The paper by the Zimmermann group illustrates that an
increase in a poorly available form of iron was associated with
alterations in the colonic microbiota and evidence of inflamma-
tion in the intestinal lining.3 The two other papers illustrate that
specific, or groups of, gram-positive bacteria can have stimu-
latory effects on the immune system and promote potentially
inflammatory4 and anti-inflammatory5 immune responses. The
iron supplementation study identified an increase in the gram-
negative, enterobacterial fecal fraction as being positively as-
sociated with calprotectin, a biomarker of inflammation. There
were also increases in several species of pathogenic bacteria in
this group and some were identified in several of the children. In
addition, there was a reduction in the gram-positive Lactobacil-
lus group of bacteria.
Host protection against bacterial pathogenicity is partly af-
forded by the large number of commensal bacteria in the micro-
biota, many of which will occupy important niches within the
intestinal lining and so prevent occupancy by incoming patho-
genic strains.40 Dietary requirements will also determine which
bacteria can propagate themselves at the expense of others. Iron
is an important regulator of bacterial growth and pathogenicity.
Supplemental iron may well have been responsible for the four-
fold increase in the numbers of enterobacteria and the associ-
ated inflammation. The particular bacterial species and mecha-
nism causing the inflammation are not known, but the marked
effects that SFB bacteria and Clostridia spp can have on T-cell
regulation indicate the type of mechanism that may have been
involved. As the authors suggest, minimizing the inflammatory
effects of supplemental iron may be possible with a lower dose
of more bioavailable iron to promote iron uptake and reduce the
amount available to the microbiota.
In the last issue of Sight and Life, Barbara Troesch, from the
same group, reported on the successful use of low-dose iron
from NaFeEDTA, in combination with ascorbic acid and phytase,
to increase body iron stores and reduce iron and zinc deficiency
in South African school children.41 It should also be remembered
that the study in Côte d’Ivoire was intended to show the poten-
tial effects of food fortified with iron. In fact, the iron load was
18.2 mg/day, given in a biscuit four days/week. The equivalent
daily dose of fortified iron would have been 8.8 mg iron/day, but
this amount may not have had the same microbiological or in-
flammatory effects as the higher dose. Currently, the selection of
the type and quantity of vitamins and minerals to add to flour,
either as a voluntary standard or a mandatory requirement, lies
with national decision-makers in each country. As a result, the
choice of compounds as well as quantities should be viewed in
the context of each country’s situation. Recommended amounts
of electrolytic iron are only given where the daily consumption
of flour is >150 g (60 ppm) or >300 g (40 ppm) for low extraction
flour or 20 and 15 ppm resp. for those amounts of high extraction
flour.42 Three hundred grams of flour containing 40 ppm Fe is
equivalent to a daily intake of 18 mg iron, i.e. comparable to the
amount used in the Ivorian children. Thus, the effects of the iron
supplement reported by Zimmermann and colleagues3 are appli-
cable to those countries where flour is fortified with electrolytic
iron, and there is a high consumption of wheat flour.
Correspondence: David I Thurnham, 46 High Street,
Little Wilbraham, Cambridge CB21 5JY, United Kingdom
E-mail: [email protected]
⇢
53SIGHT AND LIFE | VOL. 25 (1) | 2011 53IRON FORTIFICATION – NEW REVELATIONS?
19. Lee SH, Shine P, Choi J et al. Effects of dietary iron levels on growth
performance, hematological status, liver mineral concentration,
fecal microflora, and diarrhea incidence in weanling pigs. Biol Trace
Element Res 2008;126:S57-S68.
20. World Health Organisation. Conclusions and recommendations of
the WHO consultation on prevention and control of iron deficiency
in infants and young children in malaria-endemic areas. Food Nutr
Bull 2007;28:S621-S627.
21. Rohner F, Zimmermann MB, Amon RJ et al. In a randomized
controlled trial of iron fortification, anthelmintic treatment, and
intermittent preventive treatment of malaria for anemia control in
Ivorian children, only anthelmintic treatment shows modest
benefit. J Nutr 2010;140:635-641.
22. Thurnham DI, McCabe GP, Northrop-Clewes CA et al. Effect of
subclinical infection on plasma retinol concentrations and assess-
ment of prevalence of vitamin A deficiency: meta-analysis. Lancet
2003;362:2052-2058.
23. Thurnham DI, McCabe LD, Haldar S et al. Adjusting plasma ferritin
concentrations to remove the effects of subclinical inflammation in
the assessment of iron deficiency: a meta-analysis. Am J Clin Nutr
2010; 92:546-555.
24. Monira S, Alam NH, Suau A et al. Time course of bacterial diversity
in stool samples of malnourished children with cholera receiving
treatment. J Pediatr Gastroenterol Nutr 2009;48:571-578.
25. Barnes MJ, Powrie F. The gut's Clostridium cocktail. Science
2011;331:289-291.
26. Gisbert JP, McNicholl AG. Questions and answers on the role of
faecal calprotectin as a biological marker in inflammatory bowel
disease. Dig Liver Dis 2009;41:56-66.
27. Fagerberg UL, Lööf L, Merzoug RD et al. Fecal calprotectin levels in
healthy children studied with an improved assay. J Pediatr Gastroen-
terol Nutr 2003;37:472468.
28. Angriman I, Scarpa M, D'Incà R et al. Enzymes in feces: useful mark-
ers of chronic inflammatory bowel disease. Clin Chim Acta 2007;
381:63-68.
29. Tøn H, Brandsnes, Dale S et al. Improved assay for fecal calprotectin.
Clin Chim Acta 2000; 292:41-54.
30. Hopkins MJ, Sharp R, Macfarlane GT. Age and disease related
changes in intestinal bacterial populations assessed by cell culture,
16S rRNA abundance, and community cellular fatty acid profiles.
Gut 2001;48:198-205.
References
01. Sazawal S, Black RE, Ramsan M et al. Effects of routine prophylactic
supplementation with iron and folic acid on admission to hospital
and mortality in preschool children in a high malaria transmission
setting: community-based, randomised, placebo-controlled trial.
Lancet 2006;367:133-143.
02. Suchdev PS, Leeds IL, McFarland DA et al. Is it time to change the
guidelines for iron supplementation in malarial areas?
J Nutr 2010;140:875-876.
03. Zimmermann MB, Chassard C, Rohner F et al. The effects of iron
fortification on the gut microbiota in African children: a randomized
controlled trial in Cote d'Ivoire. Am J Clin Nutr 2010;92:1406-1415.
04. Ivanov II, Littman DR. Segmented filamentous bacteria take the
stage. Mucosal Immunol 2010;3:209-212.
05. Atarashi K, Tanoue T, Shima T et al. Induction of Colonic
Regulatory T Cells by Indigenous Clostridium Species. Science
2011;331:337-341.
06. World Health Organization. Iron deficiency anaemia: assessment,
prevention and control. A guide for programme managers. WHO/
NHD/01.3. 2001. Geneva, World Health Organisation.
07. Guidelines on food fortification with micronutrients. Geneva: World
Health Organisation & Food and Agricultural Organisation; 2006.
08. Haas JD, Brownlie T4. Iron deficiency and reduced work capacity:
a critical review of the research to determine a causal relationship.
J Nutr 2001;131:676S-690S.
09. Pollitt E. The developmental and probabilistic nature of the func-
tional consequences of iron-deficiency anemia in children. J Nutr
2001;131:669S-675S.
10. Stoltzfus RJ. Iron-deficiency anemia: reexamining the nature and
magnitude of the public health problem. Summary: implications for
research and programs. J Nutr 2001;131:697S-700S.
11. McFarlane H, Reddy S, Adcock KJ et al. Immunity, transferrin and
survival in kwashiorkor. B M J 1970;4:268-270.
12. United States Food and Drug Administration. US FDA Backgrounder.
Preventing iron poisoning in children. 62 FR 2217. 1997.
13. Chua AC, Klopcic B, Lawrance IC et al. Iron: an emerging factor in
colorectal carcinogenesis. World J Gastroenterol 2010;16:663-672.
14. Bastide NM, Pierre FH, Corpet D. Heme iron from meat and risk of
colorectal cancer: a meta-analysis and a review of the mechanisms
involved. Cancer Prev Res (Phila) 2011; Jan 5 ahead of print.
15. Baltussen R, Knai C, Sharan M. Iron fortification and iron supple-
mentation are cost-effective interventions to reduce iron deficiency
in four subregions of the world. J Nutr 2004; 134:2678-2684.
16. Zimmermann MB, Hurrell RF. Nutritional iron deficiency. Lancet
2007; 370:511-520.
17. Andrews SC, Robinson AK, Rodríguez-Quiñones F. Bacterial iron
homeostasis. FEMS Microbiol Rev 2003;27:215-237.
18. Naikare H, Palyada K, Panciera R et al. Major role for FeoB
in Campylobacter jejuni iron acquisition, gut colonization and
intracellular survival. Infect Immun 2006; 74:5433-5444.
54 IRON FORTIFICATION – NEW REVELATIONS?
31. Singhal A, Macfarlane G, Macfarlane S et al. Dietary nucleotides and
fecal microbiota in formula-fed infants: a randomized controlled
trial. Am J Clin Nutr 2008;87:1785-1792.
32. Bullen J, Griffiths E, Rogers H et al. Sepsis: the critical role of iron.
Microbes Infect 2000;2:409-415.
33. Gisbert JP, McNicholl AG, Gomollon F. Questions and answers on
the role of fecal lactoferrin as a biological marker in inflammatory
bowel disease. Inflamm Bowel Dis 2009;15:1746-1754.
34. Weinberg ED. The hazards of iron loading. Metallomics
2010;2:732-740.
35. Weinberg GA, Boelaert JR, Weinberg ED. Iron and HIV infection. In:
Friis H, editor. Micronutrients and HIV infection. 2002. 135-157.
36. Murray MJ, Murray NJ, Murray AB et al. Refeeding malaria and hy-
perferremia. Lancet 1977;i:653.
37. Murray MJ, Murray A, Murray CJ. The salutary effect of milk on amoe-
biasis and its reversal by iron. B M J 1980;2:1151-1152.
38. Korn T, Bettelli E, Oukka M et al. IL-17 and Th17 Cells. Ann Rev
Immunol 2009; 27:485-517.
39. Loftus EV Jr. Clinical epidemiology of inflammatory bowel disease:
Incidence, prevalence, and environmental influences. Gastroenter-
ology. 2004 May;126(6):1504-17. Gastroenterol 2004;126:1504-1517.
40. Borriello SP, Barclay FE. Protection of hamsters against Clostridium
difficile ileocaecitis by prior colonisation with non-pathogenic
strains. J Med Microbiol 1985; 19:339-350.
41. Troesch B. Optimized micronutrient powder containing low levels of
highly bioavailable iron and zinc together with EDTA, phytase and
ascorbic acid improves the nutritional status of children. Sight and
Life 2010;3:9–11.
42. WHO, FAO, UNICEF et al. Recommendations on Wheat and Maize
Flour Fortification Meeting Report: Interim Consensus Statement.
WHO/NMH/NHD/MNM/09.1. 2009. Geneva, WHO (http://www.who.
int/nutrition/publications/micronutrients/wheat_maize_fort.pdf,
accessed February 2011).
Erratum: Optimized Micronutrient Powder
In the article Optimized Micronutrient
Powder in Sight and Life Magazine 3/2010, the figures in Table 2 were
incorrect. The table to the right has the
correct figures. We apologize for any
confusion this error may have caused.
table 2: Composition of the micronutrient powder used
in the intervention study
Nutrient Pro serving Pro kg premix
Vitamin A (RAE) 400 μg 80 mg
Vitamin D 5 μg 1 mg
Vitamin E (TE) 5 mg 1 g
Thiamine 0.5 mg 100 mg
Riboflavin 0.5 mg 100 mg
Pyridoxine 0.5 mg 100 mg
Folic Acid 90 μg 18 mg
Niacin 6 mg 1.2 g
Pantothenic acid 2 mg 400 mg
Vitamin B12 0.9 μg 180 μg
Vitamin C 60 mg 12 g
Iron (as NaFeEDTA) 2.5 mg 500 mg
Calcium 200 mg 40 g
Copper 0.34 mg 68 mg
Iodine 30 μg 6 mg
Selenium 17 μg 3.4 mg
Zinc 2.5 mg 500 mg
Phytase 190 FTU 38,000 FTU
Carrier Ad 5g ad 1000g
55SIGHT AND LIFE | VOL. 25 (1) | 2011 55OPINION 1
I have always been struck by the fact that it is easily accepted,
by science and medical communities, that just a few cells of a
pathogen like E. coli 0157 can exert destructive eff ects, yet the
impact of a larger number of probiotic microbes gets written
off , more oft en than not. The science of metabonomics recently
entered the gut microbiology arena and off ers a similar “revolu-
tion” in our understanding of the impact of gut microbes to that
generated by molecular-based assessments of composition in
the last decade.1
On that note, David cites an extensive study which led to the
contentious decisions on iron supplementation. High through-
put and accurate PCR-based technologies were used to assess
the gut microbiota in Ivorian populations.2 These were seen to
diff er markedly fr om European profi les, although parallel stud-
ies were clearly not feasible and diff ering techniques may have
been used. That aside, it seemed that the Ivorians harbored
higher levels of enterobacteria and lesser populations of Gram
positive bacteria said to be benefi cial (bifi dobacteria). The iron
use was said to fortify the enterobacteria, and that led to health
issues. It is worth noting that these are facultative, rather than
strict, anaerobes whose enhanced growth rates are likely able
to allow better scavenging of iron. I was also struck by the de-
tection of salmonellae and shigellae. These are clear pathogens
which oft en only exist in a transient manner. In European trials
they are hardly ever reported unless in association with a food
safety outbreak. Perhaps this is the key to the health diffi culties
seen, and maybe those few probiotics that boost bifi dobacteria
and consequently decrease pathogens are worth trying.3 Micro-
biota modulation through probiotics or prebiotics is popular in
Europe, North America and Asia, but it seems to me that the
Ivorian children studied here could be major benefactors of a
harmless intervention.
David also gives us an example of how fu nctional microbial
assessments are needed rather than just compositional. The
clostridia were seen to exert varying eff ects upon infl ammation
The decision to withdraw iron supplementation in certain mala-
ria-aff ected areas was the subject of David Thurnham’s objective
assessment of recent science fi ndings. David has outlined some
of the thinking behind this decision and input his own evidence-
based views.
As with so many current nutritional concepts, the drift of at-
tention has been drawn to the gut microbiota. This is not surpris-
ing, given the vast numbers of bacteria that use the human ali-
mentary tract as their home and their concomitant major impact
upon metabolism. I especially like David’s conclusion that it is
not enough nowadays to simply measure predominant gut fl ora
components without an assessment of the fu nctional or physi-
ological impact. Perhaps some bacteria not present in large
numbers can exert a major impact upon health. In this context,
Opinion 1: Comments on “Iron Forti fi cati on – New Revelati ons?”
Glenn Gibson
Department of Food and Nutritional Sciences,
University of Reading, United Kingdom
“It is not enough nowadays to simply measure predominant gut fl ora components without an assessment of the fu nct ional or physiological impact ”
⇢
56 OPINION 1 / 2
Opinion 2: Venturing into the Jungle of Multiple Interactions between Iron, Modulating Infl uences, and Human Health
Klaus Schuemann
Technische Universität München, Zentralinstitut
fü r Ernährung und Lebenswissenschaft en, Germany
Over the last 10 years it has become a truism that iron is a dou-
ble-edged sword. It is essential for bacteria, parasites and host
organisms, but can also cause oxidative damage. Dr Thurnham’s
contribution is on the crest of present day eff orts to widen the
scope fr om such direct iron eff ects to the increasing number of
mutual interactions and cross-talks, such as those between iron,
the composition of intestinal fl ora, and the well-being of the
host. We congratulate Sight and Life on recognizing this new
trend and inviting this article.
We must stay aware, however, that the subject under discus-
sion here is only the tip of an iceberg which might be termed
“modulation of health-related iron eff ects.” Some examples
may illustrate how complex the scene has become. Extracellu-
lar bacteria, indeed, merrily hijack each other’s iron-fi shing si-
derophores by imitating the siderophore-receptors of competing
species. The host organism does the same in trying to recuper-
ate part of its iron. Playing this game more or less successfu lly
modulates the expansion of, for example, pathogenic germs and
thus the prevalence of corresponding disease. Some bacteria
even hijack entire heme molecules to an extent permitting them
to abolish endogenous heme biosynthesis.1
Another major player in the multidimensional contest for
iron supplies is the host’s homeostatic regulation of iron-ab-
sorption and distribution kinetics.2 In the Pemba trial,3 iron-
defi cient children profi ted fr om iron supplementation, while
iron-adequate children suff ered fr om more severe clinical ma-
laria courses. This may seem paradoxical at fi rst glance, as the
absorption of potentially harmfu l iron increases iron defi ciency.
However, iron drainage to hematopoiesis seems to be increased
to an even higher extent in terms of iron defi ciency, so that less
iron circulates with the plasma.
By contrast, iron concentration in the gut lumen is not home-
ostatically regulated. It depends on iron ingestion and induces
oxidative stress, the extent of which is modulated by dietary
antioxidants. The results of this interaction can be determined
in the stool.4 Correspondingly, low dietary iron content reduced
the extent of Crohn-like intestinal bowel disease in a murine
model.5 This concurred with increases in endoplasmic reticulum
(ER) stress in the ileal mucosa such as the impaired regulation
References
01. Martin FP, Sprenger N, Montoliu I et al. Dietary modulation of gut
functional ecology studied by fecal metabonomics. J Proteome Res
2010; 9:5284–5295
02. Zimmermann MB, Chassard C, Rohner F et al. The eff ects of iron
fortifi cation on the gut microbiota in African children: a randomized
controlled trial in Cote d’Ivoire. Am J ClinNutr 2010; 92:1406–1415.
03. Saulnier DM, KolidaS, Gibson GR. Microbiology of the human intes-
tinal tract and approaches for its dietary modulation. Curr Pharm
Design 2009;15:1403–1444.
04. Rowan FE, Docherty NG, Coff ey JC et al. Sulphate-reducing bacteria
and hydrogen sulphide in the aetiology of ulcerative colitis. Br J
Surg 2009;96:151–158.
depending upon species type and experimental conditions. Not-
ing David’s cited implications of some clostridia with IBD, this
story could have an added twist. Research has shown elevated
levels of microbially generated sulphides in the fecal stream of
ulcerative colitis (UC) suff erers (one of two major types of IBD).4
Above a certain level, sulphides are destructive to colonocyte
fu nction, resulting in typical infl ammatory patterns of UC. They
are also volatile, and can be rendered innocuous by binding to
metals – such as iron!
Correspondence: Glenn Gibson, Department of Food and
Nutritional Sciences, University of Reading, Whiteknights, PO Box
217, Reading, Berkshire, RG6 6AH, United Kingdom
E-mail: [email protected]
57SIGHT AND LIFE | VOL. 25 (1) | 2011 57OPINION 2
of protein folding. Injecting the missing dietary iron quantities
parenterally did not re-induce ileal Crohn symptoms, showing
that the underlying pathology depends on luminal iron concentra-
tions. Iron also mutually interacts with immunological responses
in multiple ways, as illustrated in Crohn’s disease in a correspond-
ing comment.6 All these events illustrate that the role of iron in the
underlying pathology is extensively modulated by a considerable
number of interfering processes.
With the wide application of powerful genetic and biochemi-
cal tools, the number of examples of such interactions is likely
to expand exponentially in the near future. Their clinical implica-
tions will serve to judge the relevance of such novel modulating
effects. Some of these may be academic in nature, but others
may yield ground-breaking new therapeutic principles or im-
pulses for public health and nutrition. We hope that Sight and Life will continue to report on such developments.
Correspondence: Klaus Schuemann, Zentralinstitut für
Ernährung und Lebensmittelwissenschaft, Technische Universität
München,Gregor-Mendelstr 2, D-85350 Freising-Weihenstephan,
Germany E-mail: [email protected]
References
01. Nairz M, Schroll A, Sonnweber T et al. The struggle for iron – a metal
at the host-pathogen interface. Cell Microbiol 2010;12:1691–702.
02. Hentze MW, Muckenthaler MU, Galy B et al. Two to tango: regulation
of mammalian iron metabolism. Cell 2010;142:24–38.
03. Sazawal S, Black RE, Ramsan M et al. Effects of routine prophylactic
supplementation with iron and folic acid on admission to hospital
and mortality in preschool children in a high malaria transmission
setting: community-based, randomised, placebo-controlled trial.
Lancet 2006;367:133–43.
04. Orozco M, Solomons NW, Schümann K et al. Antioxidant-rich oral
supplements attenuate the effects of oral iron on in situ oxidation
susceptibility of human feces. J Nutr 2010;149:1105–10.
05. Werner T, Wagner SJ, Martinez I et al. Depletion of dietary iron
prevents Crohn’s disease-like ileitis affecting epithelial stress
repression and the gut microbial ecology. Gut 2010, on line,
10.1136/gut.2010.216929. February 2011.
06. Weiss G. Iron in the inflamed gut: another pro-inflammatory hit?
Gut 2010, on line, 10.1136/gut 2010 229047. February 2011.
⇢
58
research program in nutrigenetics that is fairly new and together
they form the basis of our molecular work. We also do research
in the area of micronutrients and cognition; in body composition,
both overweight and underweight; and we have a research pro-
gram on nutrition transition, which is an overriding theme that
we have. As with most parts of the developing world, in South
Afr ica nutrition transition already has a huge impact on the
health systems of our and other countries. We also have a very
strong research program in fatty acids and lipids, which is linked
to cognition, micronutrient status, and under- and over-nutri-
tion. Another theme is best described as nutrition in exercise
and sport. This is fairly new and we are investigating the possi-
bility of a postgraduate specialization degree in this area.
We try to develop track records in all of these areas. I really
believe in teamwork. I don’t believe that, as academics, we can
do everything well – I’m a big fan of getting strong teams together
and pooling the expertise that is necessary to do the job and do
it well. We develop trans-disciplinary research teams around im-
portant health themes and steer clear fr om developing research
areas focused on individual capabilities. Sometimes you are a
team member, sometimes you are a leader; it all depends on
where you are at.
SAL: Is there such a thing as a “normal” day for you?
JJ: Not at all! Every once in a while, I wish I could have a day
where I could say, “Now it’s fi nished,” but that’s not the case in
my role. I work long hours, and every day is a mixture of all sorts
of things. Some are administrative, others might be research-
related, but a lot of them are people-related. People come to me
Sight and Life (SAL): Johann, what does your work as the Direc-
tor of TReNDS involve?
Johann Jerling (JJ): I became the director fairly recently, on
January 1, 2011. I see my role as developing and leading a team,
which in this case is a team of nutrition scientists. In general,
as a group, we spend 40 percent of our time on undergraduate
student training, 40 percent on research, and 20 percent on the
implementation of expertise.
SAL: What do you do in the course of a working day, and what
impact does it make?
JJ: I aim to create an environment where team members excel
at what they do. I also believe that we should really enjoy what
we do, which is something that is sometimes neglected in our
world. I aim to create an environment where people enjoy what
they are doing. I try to achieve this on diff erent levels; the fi rst
thing is to listen to what people have to say, and to try and solve
problems. I have access to resources, so I try to use these wisely.
If you can throw money at a problem, that’s fi ne, but very oft en
it’s about supporting someone, creating energy, and then, some-
times, putting a little bit of fu n into it, so we don’t take ourselves
too seriously!
We are a group of about 18 academic staff members, as well
as about 30 graduates and postgraduates, who form a central
part of our research eff ort. We carry out research in various
fi elds at a level ranging fr om molecular to societal. The fi rst is
in the area of diet and hemostasis, or blood clotting. We have a
Johann C Jerling (PhD)
is the Director of TReNDS – Centre of Excellence for
Nutrition at North-West University (Potchefstroom
Campus), South Afr ica. He talks about his work at
TReNDS, as well as his involvement in initiatives such
as the Afr ican Nutrition Leadership Program (ANLP).
A DAY IN THE LIFE OF JOHANN C JERLING
Sight and LifeInterviewA Day in the Life of Johann C Jerling
59SIGHT AND LIFE | VOL. 25 (1) | 2011
“Although it’s something that I haven’t done for three or four years, I really enjoy fl y fi sh ing, as it takes my mind off everything.”
A stunning sunset – taken by a team member of the
Afr ican Nutrition Leadership Program (ANLP)
60 A DAY IN THE LIFE OF JOHANN C JERLING
for advice and a chat, so I do spend a lot of my time on this. If the
team is doing well, I’m happy and think I’ve done my bit.
SAL: What do you look forward to in your working day, and what
do you fi nd challenging?
JJ: Seeing people grow gives me a huge amount of satisfaction.
I enjoy solving problems, and seeing the end result of solving
a problem. I also greatly enjoy discovering new things, which
might be really complex … or really simple. Overall, I really en-
joy the enthusiasm in the group. We have some more senior re-
searchers, plus a fairly large batch of 30-somethings, who are
fu n to work with, as they are all developing careers, and are en-
ergetic, adaptable and eager to try to do things in a new way. It
really adds to the feeling of the whole job being worthwhile.
SAL: Which aspect of your work is most important to you?
JJ: The activity I fi nd most rewarding is the leadership devel-
opment program that I am director of – the Afr ican Nutrition
Leadership Program, or ANLP. Every year about 120 candidates
apply fr om all over Afr ica. Thirty get selected and join a 10-day
leadership development course. To me, this is the single most
worthwhile thing that I have done in my whole life. It’s a lot of
really hard work, but the rewards that I get in many ways are
just fantastic. It’s great to see how people discover things about
themselves that they never knew before, how they change in en-
vironments where they are challenged in all sorts of ways. It’s
also wonderfu l to see how we can get 30 people together fr om
17 diff erent countries for 10 days, and discover how irrelevant
the diff erences between nations become. I can see how strongly
religious Christians and devout Muslims can work together, de-
spite the fact that we have seen confl ict along religious lines in
many Afr ican countries. Above all, it’s great to see how people
develop and progress in their careers, and as part of this Afr ica-
wide network. I fi nd it really satisfy ing.
SAL: What does Sight and Life mean to you in the context of the
global fi ght against malnutrition?
JJ: Maybe six years ago, if I heard someone talk about Sight and Life, I would have thought about vitamin A. Now, however, I think
it is about people who create awareness, stir, and build capacity.
For me, the whole transition that has been undergone by Sight and Life, at least in my lifetime, has built that enthusiasm. This
is an organization that gets all sorts of things done. Although I
do not believe that there is one single organization that will ever
win the battle against malnutrition, Sight and Life plays a really
important role in the whole movement. I have great respect for
it because it actually delivers.
As for the magazine, it contains articles, inspiring stories, and
news, and its content is strikingly diff erent fr om what many
other organizations do. I also appreciate that it is not simply
so focused that it’s only interested in its own small area, per-
haps because it is positioned to be fairly broadly interested in
malnutrition. I get the impression that it’s an organization that’s
genuinely interested in solving issues.
SAL: How do you switch off fr om work? Do you have interests
outside your professional existence?
JJ: Although it’s something that I haven’t done for three or four
years, I really enjoy fl y fi shing, as it takes my mind off every-
thing. I also enjoy mountain biking and photography. I’m prob-
ably something of an undercover artist! I can’t do it very well, but
I do have the urge to create… I love putting together slide shows,
manipulating photographs and video editing.
SAL: Thank you, Johann, and good luck with everything you do.
JJ: Thank you.
Interview by Susie Lunt
Johann Jerling and the ANLP team, fr om left to right:
Violet Mugalavai, Marlien Pieters, Victor Owino, Nyagosya Range,
Namukolo Covic, Johann Jerling, Mercy Achu, Charles Mokoena,
Olympia Keino, Chrissie Thakwalakwa.
Growing the evidence base for micronutrients.
news62
security, food availability, food access, food use, food safety,
food quality, and food utilization.
The evidence of the impact of food on health and human pro-
ductivity is well established in infants and young children, and
scientifi c data shows the impact of malnutrition on infant and
young children’s growth. Given the complexity of food security,
nutritionists, food scientists and healthcare workers must work
together to fi ght malnutrition in developing countries.
Maff o Tazoho Ghislain
University of Dschang, Cameroon
Last year, courtesy of Sight and Life, I attended the Fourth Afr ica
Nutritional Epidemiology Conference (ANEC 4) on Nutrition and
Food Security: Successes and Emerging Challenges. The fi ve-day
event took place fr om October 4 – 8, 2010 in Nairobi, Kenya and
provided me with an excellent opportunity to share, learn and
network.
Adequate nutrition is key to health
and general well-being
In recent decades, nutritional science has clearly demonstrated
the importance of nutrition for health and general well-being.
Adequate nutrition means when people have access to, and con-
sume enough, food which their body is then able to absorb to
meet all its nutritional requirements. It is a combination of food
Nutr iti on and Food Security : Successes and Emerging Challenges
Fourth Afr ica Nutr iti onal Epidemiology Conference (ANEC 4)
Maff o Tazoho Gislain in fr ont of his poster at the Fourth Afr ica
Nutritional Epidemiology Conference (ANEC), held in Nairobi,
Kenya in October 2010
“ANEC 4 was an important
opportunity for researchers to discuss
the best strategy for overcoming
malnutrition in Afr ica
and other developing regions”
63SIGHT AND LIFE | VOL. 25 (1) | 2011 63FOURTH AFRICA NUTRITIONAL EPIDEMIOLOGY CONFERENCE (ANEC 4)
The Fourth Africa Nutritional Epidemiology Conference was
therefore an important opportunity for researchers to discuss
the best strategy to overcome malnutrition and promote food
security in Africa and other developing regions.
As a young researcher, attending this outstanding scientific
event was an important opportunity for me to present the latest
findings from our research group in the area of nutrition and
food security. It was also an opportunity for me to learn how
others are contributing to this field in their own countries, and
to be updated on what is happening in the field of nutrition on a
global scale.
The discussion around the theme and sub-theme of this
conference was to be instrumental in helping me improve my
knowledge of food security, and equipping me in better orient-
ing my efforts to contribute to the fight against malnutrition as
an inevitable cause of disease.
Participation with fascinating insights
On Day 1, after registration, I took part in a sponsored preconfer-
ence symposium entitled “Iron interventions in malarious areas:
where are we now?” This was followed by the opening ceremony,
during which the chair and the co-chair of the local organizing
committee presented their welcome message and a summary of
the co-organizer of the conference, the Africa Nutrition Society
(ANS).
The following day, I participated in several plenary sessions,
including the parallel oral session “Climate change, food secu-
rity and nutrition”. This was followed by a Nestlé symposium and
a poster session, during which I presented my research work on
“Effect of folere juice (dried calyx of Hisbiscus sabdariffa L) on
some biochemical parameters in humans”. The results showed
hemoglobin increased significantly (P=0.021), suggesting a po-
tentially positive effect of folere juice consumption in increas-
ing hemoglobin concentration. Serum iron, however, decreased
(P=0.042), suggesting the utilization of iron in the synthesis of
hemoglobin.
The third and fourth days brought much, in the form of ses-
sions on “Maternal and child heath and nutrition”, “School
health and nutrition”, “Nutrition, immunity and communicable
diseases in developing countries”, “Current management strat-
egies for nutritional disorders”, and “Nutrition, immunity and
communicable diseases in developing countries”. There were
also fascinating symposia from Unilever and World Vision.
Finally, on Day 5, after a couple of plenary sessions focus-
ing on “Nutrition in emergency situations” and “ANS capacity
building for nutrition in Africa”, I enjoyed the closing ceremony
during which the Nairobi declaration was read.
The week was not all work. A number of social events were
organized, including a gala dinner at the Nyama Chioma Ranch,
during which traditional African music was played, and a safari
Njema lunch.
A valuable visit with future implications
Overall, the Fourth Africa Nutritional Epidemiology Conference
enabled me to meet and talk with leading scientists and experts
in nutrition, as well as other students working in my field of re-
search. I also made many new contacts whom I plan to stay in
touch with as I continue my studies – in particular Ngozi Nnam
of the University of Nigeria Nsukka, who is working on the same
biological material as me.
Such contacts, and the knowledge I gained will be translated
to other researchers in my institutions for the scientific develop-
ment of our young university in Cameroon.
Correspondence: Mr Ghislain Maffo Tazoho, University of
Dschang Department of Biochemistry, Dschang, Cameroon
E-mail: [email protected]
“Attending this outstanding scientific
event was an opportunity to learn and
be updated on what is happening in
the field of nutrition on a global scale”
“My research work showed
the effects of folere juice in humans:
increasing hemoglobin
but decreasing serum iron”
64 THE FIRST GLOBAL CONFERENCE ON BIOFORTIFICATION
The First Global Conference on Biofortifi cation was the fi rst in a
series of potentially three biofortifi cation-focused conferences
over the next few years. HarvestPlus convened the conference to
bring together the many organizations and individuals conduct-
ing biofortifi cation research over the past decade.
The conference took place in Washington, DC on November
9–11, 2010, attended by 300 scientists, researchers,
practitioners, decision-makers, and students. Its main
objectives were to:
> determine the current state of biofortifi cation, taking
stock of research, global investment, and experience in bio-
fortifi cation;
> raise the visibility of biofortifi cation as a promising agricul-
tural intervention for public health; and
> chart the fu ture for biofortifi cation, identify ing synergies
and gaps in knowledge and how to forge partnerships and
collaborations.
Spanning two and half days, it featured a keynote address and
panel discussion each morning and technical symposia in the
aft ernoons. The gala dinner, on the fi rst evening, included bio-
fortifi ed maize on the menu and a keynote address by David
Nabarro, Special Representative on Food Security and Nutrition
to United Nations Secretary-General Ban Ki-moon. The dinner
also featured a letter fr om Senator George McGovern of the US, a
strong supporter of hunger and nutrition issues for the past four
decades, who has shown interest in biofortifi cation. He wrote,
“Biofortifi cation, and its potential benefi ts to those who are mal-
nourished, clearly should have a prominent place in our research,
in our advocacy, and in our global development goals.”
Summary of keynote speakers
The conference opened with a keynote address by Ambassador
William Garvelink, US Government Deputy Coordinator for De-
velopment at the Feed the Future Initiative, who focused his
Report fr om the First Global Conference on Bioforti fi cati on
Hannah Guedenet
HarvestPlus, Washington, USA
“Biofortifi cation, and its potential
benefi ts to those who are
malnourished, clearly should have
a prominent place in our research,
in our advocacy, and in our global
development goals”Ambassador William J Garvelink, US Government Deputy
Coordinator for Development, Feed the Future: Global Hunger
and Food Security Initiative, opens the First Global Confer-
ence on Biofortifi cation, Washington DC, USA
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65SIGHT AND LIFE | VOL. 25 (1) | 2011 65THE FIRST GLOBAL CONFERENCE ON BIOFORTIFICATION
remarks on the need to build momentum around linking agri-
culture and nutrition to address food insecurity. While funding
for agricultural interventions has been on the decline in recent
decades, Ambassador Garvelink reiterated the US Government’s
recent commitment to increasing funding for agricultural and
nutrition interventions, and to continuing the advancement of
biofortified crops.
Dr Howarth Bouis, Director of HarvestPlus, presented an
overview of biofortification progress. He identified five
major challenges:
1. Identifying optimal delivery strategies for getting
biofortified foods to people;
2. Ensuring and measuring the public health impact
of biofortification;
3. Developing a better understanding of how foods
impact human nutrition;
4. Getting the agricultural sector to prioritize improving
nutrition; and
5. Getting the nutrition community to prioritize agriculture
in order to improve nutrition.
Figure 1 shows a proposed framework for establishing bioforti-
fication as a sustainable solution for micronutrient malnutrition.
Conference participants were encouraged to provide their feed-
back on the framework through an online forum:
http://biofortconf.ifpri.info/
Nicholas Kristof, Pulitzer Prize-winning columnist for the New
York Times, delivered day two’s keynote address. He encour-
aged participants to think about ways to raise the visibility of
micronutrient malnutrition in the media, by doing a better job
of “selling their story” and building emotional connections to
the issues.
Navyn Salem from Edesia Global Nutrition Solutions deliv-
ered the keynote address on day three. She focused on the link
between the private and public sectors, given Edesia’s work on
delivering ready-to-use therapeutic foods for the treatment of
acute malnutrition. Her comments provided potential strategies
“Biofortification must use multiple
disciplines and channels to promote
and disseminate crops”
on how biofortification must use multiple disciplines and chan-
nels to promote and disseminate crops.
Commissioned papers and moderated panel discussions
Two papers had been commissioned for the conference. The first,
From HarvestPlus to harvest driven: How to realize the elusive po-
tential of agriculture for nutrition? by Lawrence Haddad of the
UK’s Institute of Development Studies, focused on how agricul-
ture can be used, more effectively, to improve nutrition.
He answered three questions: 1) What are the pathways
between agriculture and nutrition? 2) Is the potential being re-
alized? and 3) What can be done to increase the realization of
this potential? After presenting his paper, Roger Beachy of the
USDA, Shenggen Fan of the International Food Policy Research
figure 1: Broad categories for investments to establish
biofortification as a sustainable strategy
Midstream
Breeding
& Nutrition
Research (2)
Downstream
”Pilot“
Delivery (3)
Measure
Impact (4)
Internat.
& Regional
Advocacy (7)
Ownership
by AG
Decision
Makers (5b)
Ownership
by Nutrition/
Public Health
Decision
Makers (6b)
Upstream
Research (1)
Increase
Breeding
Effectiveness
and Capacity
(5a)
Increase Bio-
availability
and Efficacy
Evidence
(6a)
$ $
$
66 THE FIRST GLOBAL CONFERENCE ON BIOFORTIFICATION
table 1: The aft ernoon symposia presented fi ndings on:
> Progress, challenges, and the way forward in nutrition research
on biofortifi ed crops: vitamin A
> Progress, challenges, and the way forward in nutrition research
on biofortifi ed crops: iron and zinc
> Progress, challenges, and the way forward in breeding and gene
development for vitamin A: taking stock, gaps, and solutions
> Progress, challenges, and the way forward in breeding and gene
development for iron and zinc: taking stock, gaps, and solutions
> Delivering vitamin A crops: a visible nutrient
> Delivering iron and zinc crops: an invisible nutrient
> Biofortifi cation for the developed world: progress with
antioxidants and other nutrients
> Biofortifi cation through agronomic practices
> Breeding for bioavailability
> Building public trust in transgenic biofortifi ed crops: a dialogue
> Climate change and the nutritional quality of foods
> Orange-fl eshed sweet potato is making a diff erence
> Weaving biofortifi cation into the global development agenda
> What about protein?
Institute, Iain MacGillivray of the Canadian International Devel-
opment Agency, and Ruth Oniang’o of the Afr ican Journal of Food,
Agriculture, Nutrition, and Development discussed his fi ndings
and took questions fr om the audience.
Keith West of the Johns Hopkins Bloomberg School of Public
Health presented the second commissioned paper, Biofortifi ca-
tion as a complementary approach to controlling micronutrient
defi ciencies in the developing world. This discussed how biofor-
tifi cation fi ts into already existing nutritional strategies of di-
etary diversifi cation, food fortifi cation, and supplementation.
Panelists included Shawn Baker of Helen Keller International,
Mahabub Hossain of the Bangladesh Rural Advancement Com-
mittee, MG Venkatesh Mannar of Micronutrient Initiative, and
Meera Shekar of the World Bank.
On the fi nal day, Dr Bouis summarized the conference key-
notes, panel discussions, and symposia, looking back at the
fr amework proposed on day one (Figure 1). A panel discus-
sion followed, including Pamela Anderson of the International
Potato Center, Arun Joshi of the International Wheat and Maize
Improvement Center, Denis Kyetere of the National Agriculture
Research Organisation – Uganda, and Francisco Reifschneider of
Embrapa (Brazil). Panelists discussed ideas for moving biofor-
tifi cation forward. The conference concluded with a strong call
to action by moderator Roger Thurow of the Chicago Council on
Global Aff airs.
The aft ernoon symposia (Table 1), featuring the work of 50
scientists and researchers, focused on the technical aspects of
breeding, nutrition, and delivery of biofortifi ed crops. It also fo-
cused on biofortifi cation through agronomic practices, building
trust around transgenic biofortifi ed crops, and climate change’s
role in diminishing the nutritional quality of foods.
Highlights included a session on a recent project that dis-
seminated orange-fl eshed sweet potato to 24,000 households
in Uganda and Mozambique. By researchers fr om HarvestPlus
and the International Food Policy Research Institute, this also
presented strategies used by the project to promote new sweet
potato varieties.
All videos, presentations, and papers fr om the conference
can be downloaded at: http://biofortconf.ifpri.info.
http://www.fl ickr.com/photos/48533839@N05/sets/
Correspondence: Hannah Guedenet, HarvestPlus, c/o IFPRI,
2033 K Street, NW Washington, DC 20006-1002, USA
E-mail: [email protected]
New York Times columnist Nicholas Kristof during his keynote
address on the second day of the First Global Conference on
Biofortifi cation, Washington DC, USA.
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67SIGHT AND LIFE | VOL. 25 (1) | 2011 67NEW DEVELOPMENTS IN CAROTENOIDS RESEARCH
New Developments in Carotenoids Research Conference at Tuft s University, Boston, USA, 11–12 March 2011
more instances of unnecessary death and blindness every year.
-carotene is an important, but insuffi cient source of vitamin A
among poor populations, which accounts for the widespread
nature of vitamin A defi ciency. It has only recently become ap-
parent that the bioconversion of traditional dietary sources of
-carotene to vitamin A is much less effi cient than previously
supposed. The other major carotenoids, particularly lycopene,
lutein and zeaxanthin, have been found to have important
Introduction
With its copious research and development (R&D) activities and
passion for innovation, DSM is an authority on nutrition science,
supporting multiple activities dedicated to the fi eld of nutrition.
The company regularly brings together scientists fr om academia
and industry, as well as experts fr om health authorities, to com-
municate and advocate for the role of micronutrients in human
health. In March 2011, an international group of leading research-
ers in the growing fi eld of carotenoids met at Tuft s University,
Boston, USA, for an information-packed, two-day conference on
“New Developments in Carotenoids Research.” Jointly organized
by Tuft s University and DSM, and presented by The Jean Mayer
USDA Human Nutrition Research Center on Aging (HNRCA), the
conference featured keynotes fr om global experts on the role
of -carotene, lycopene, lutein and zeaxanthin, as well as vita-
min A in human health. The about 150 participants experienced
a high-level conference where the “Who’s Who” in carotenoid
and vitamin A science shared latest research fi ndings.
DSM is continuing to support carotenoid science events with
the “Macular Carotenoids & AMD” conference in Cambridge,
UK (www.macularcarotenoids.org) and the “16th International
Symposium on Carotenoids” in Krakow, Poland (www.caroten-
oid.pl).
Summary of selected key lectures
In his keynote lecture, Alfr ed Sommer (Johns Hopkins Univer-
sity, USA) gave a global clinical overview on vitamin A and car-
otenoids. The clinical importance of vitamin A as an essential
nutrient has become increasingly clear. Adequate vitamin A is
required for normal organogenesis, immune competence, tis-
sue diff erentiation and the visual cycle. Defi ciency, widespread
throughout the developing world, is responsible for a million or
Peter Engel
DSM Nutritional Products on behalf of Sight and Life,
Basel, Switzerland
“The use of systematic reviews will
be essential to provide harmonization
and transparency in the process of
developing intake recommendations”
Co-Chair, Dr Simin Meydani welcoming
everyone to HNRCA
68 NEW DEVELOPMENTS IN CAROTENOIDS RESEARCH
chronically insuffi cient in meeting needs imposed by life stage,
infection and other metabolic stresses. Preventing such defi -
ciency can be achieved through an adequate diet of preformed
(e.g., liver, dairy products, egg, etc) and provitamin A carotenoid
food sources (e.g., dark green leaves, yellow-orange fr uits and
vegetables). Dietary -carotene is the most important precursor
of vitamin A and has the potential to fi ll dietary vitamin A gaps.
The challenge in attaining nutritional adequacy for vitamin A
and -carotene was discussed by Marjorie J Haskell (University
of California, USA). The bioavailability and vitamin A equiva-
lency of -carotene fr om foods is highly variable and can be af-
fected by food and diet-related factors (such as the food matrix,
food processing techniques) and also by characteristics of the
target population, such as vitamin A status, other nutrient de-
fi ciencies, gut integrity and genetic polymorphisms associated
with -carotene metabolism. Thus, the variability in estimates
of vitamin A equivalency is high across studies, as is the varia-
bility in vitamin A equivalency ratios between individuals within
studies. Hans Konrad Biesalski (University of Hohenheim, Ger-
many) emphasized that consensus among experts in the fi eld of
carotenoids holds that -carotene is a safe source of vitamin A biologic properties, including antioxidant and photo-protective
activity. In observational studies, high intake of these has been
linked with the reduced risk of a number of chronic diseases.
Focusing on the role of -carotene as a safe source for vi-
tamin A, Robert M Russell (National Institutes of Health, USA)
gave perspectives on vitamin A and carotenes with regard to
defi ning their dietary requirements. In 2001, the old ratio of 6:1
-carotene to vitamin A equivalence (1 retinol equivalent = 6 μg
of -carotene) was jettisoned in the US for a new ratio of 12:1,
based on new and reproducible stable isotope data. However,
there is great variation of the bioconversion equivalence, de-
pending on the food being tested (e.g., for green leafy vegetables
>20:1 and for carrots ~15:1). In addition, there is new evidence
that foods with a simple, digestible matrix have an equivalence
that is much better than 12:1. The tolerable upper level for vita-
min A is set at 3,000 μg per day in the US and EU, based upon
liver toxicity and teratogenicity among women of reproductive
age. In the UK, it is recommended that people not consume
more than 1,500 μg per day. The US and EU panels concluded
that there was not enough data on which to base a tolerable
upper level for -carotene. However, in the UK an upper level
for -carotene was set at 7 mg per day. In fu ture, the use of
systematic reviews will be essential to provide harmonization
and transparency in the process of developing intake recommen-
dations.
Nutritional relevance and challenges
Keith P West (Johns Hopkins Bloomberg School of Public Health,
USA) outlined the nutritional relevance of -carotene as provi-
tamin A. Vitamin A defi ciency can arise when dietary intake is
“Retinoids infl uence, and in some
cases appear to be principal drivers
of, immune cell diff erentiation that, in
turn, aff ects a number of processes”
Listening intently fr om left to right Yoav Sharoni, Adrian Wyss,
Georg Lietz, Johannes von Lintig, Catherine Ross
Roundtable discussion fr om left to right: Rob Russell, Helmut Sies,
Cathy Ross, Johannes von Lintig, Marjorie Haskell, Al Sommer
69SIGHT AND LIFE | VOL. 25 (1) | 2011 69NEW DEVELOPMENTS IN CAROTENOIDS RESEARCH
intake, and that the provitamin A function of -carotene is es-
sential to achieve vitamin A intake recommendations in both
developed and developing countries.
Summarizing the results of epidemiological and human sup-
plementation studies with -carotene in chronic disease pre-
vention, Susan T Mayne (Yale Schools of Public Health and Medi-
cine, USA) concluded that intervening in populations with low
-carotene status in order to improve it may be a more prom-
ising approach than intervening in populations with adequate
status in order to raise it to a “supra” adequate status. However,
this more personalized approach to nutrient-based intervention
is critically dependent on the availability of biological markers
of status – in this case, carotenoid status. Recent advances in
the development of promising new methods for rapidly and non-
invasively assessing carotenoid status suggest that it is increas-
ingly feasible to identify the persons most likely to benefit from
carotenoid interventions, allowing for future intervention trials
with a greater likelihood of demonstrating beneficial effects than
seen to date.
Landmark findings
Francine Grodstein (Harvard Medical School, USA) reported on
clinical studies evaluating the effect of antioxidant -carotene
supplements on cognitive decline in older persons. Most notably,
in the Physicians’ Health Study II 6,000 older men were rand-
omized to 50 mg of -carotene supplementation on alternate
days, ranging from one to up to 18 years. For participants with
long-term supplementation, cognitive function was significantly
better compared to long-term placebo. Other research in this
area has been inconsistent with these landmark findings. The
explanation for these discrepant findings is not clear, although it
is possible that some combination of the appropriate dose and
-carotene
Lutein
Zeaxanthin
Lycopene
is a safe source of vitamin A. Its pro-vitamin A function is a crucial contribution to the required total
vitamin A intake in both developed and developing countries. Vitamin A is essential for normal growth and
development, the immune system, vision and other functions in the human body. The intake of preformed
vitamin A from animal products is not sufficient in major parts of the population all over the world, including
Europe, the US and Asia. Recent studies suggest that suboptimal levels of vitamin A and -carotene, even
levels well above those causing clinical defi ciency syndromes, can be a contributing risk factor in chronic
diseases. An appropriate intake of -carotene in diets, forti fied foods and/or dietary supplements could
safely compensate for the lack of vitamin A.
is a natural pigment and potent antioxidant present in the macula of the eye and in the skin. It acts as a
filter, shielding against the damaging near-to-UV blue light of the sun. Higher dietary intake of foods rich in
lutein and zeaxanthin is being discussed for its potentially positive, preventive effects on macular degenera-
tion and cataracts, as well as improved visual performance. Based on a wealth of scienti fic literature, lutein
is considered an eye health nutrient, supporting healthy eyes and vision as people age.
is, in addition to lutein, the only other major carotenoid specifically located in the macula of the eye.
Zeaxanthin, found in the retina, also protects the eye from damage caused by the near-to-UV blue light of the
sun. Higher dietary intake of foods rich in lutein and zeaxanthin has been associated with a reduced risk of
macular degeneration and cataracts.
is one of the strongest antioxidants among the carotenoids. Scientifi c evidence suggests that lycopene helps
protect cells against oxidative damage, and it is discussed and researched in the scienti fic community for its
benefi ts to cardiovascular health.
expert key messages
70 NEW DEVELOPMENTS IN CAROTENOIDS RESEARCH
duration of -carotene exposure is necessary for brain health.
Future research needs to better consider these questions of dose
and duration.
Study results showing -carotene- and lycopene-rich diet or
supplementation to provide protection against skin damage from
sunlight were presented by Helmut Sies (Heinrich Heine Univer-
sity, Germany). Although photoprotection through individual
carotenoid intake is considerably lower than that achieved us-
ing topical sunscreens, optimal supply of antioxidant micronu-
trients to the skin increases basal dermal defense against UV
irradiation, supports longer-term protection and contributes to
the maintenance of skin health and appearance.
In a second keynote lecture, A Catharine Ross (Pennsylvania
State University, USA) comprehensively outlined the effects of
vitamin A and retinoic acid on the immune system. Retinoids
influence, and in some cases appear to be principal drivers of,
immune cell differentiation that, in turn, affects a number of
processes. Vitamin A’s active metabolite all-trans-retinoic acid
seems to exert effects on the immune system by heightening
antibody responses through promotion of antibody production,
regulating T-cell differentiation, and programming precursor
T cells for innate immunity. In addition, the retinoic acid induc-
ible gene-1 is a major factor in the response to viral infections
and other stimuli.
The lycopene effect
Xiang-Dong Wang (Tufts University, USA) discussed the impor-
tance of lycopene for human health. A high intake of tomatoes
and tomato products have been found to reduce the risk of cer-
tain chronic diseases in many epidemiological studies, yielding
evidence that lycopene (a major carotenoid in tomatoes) is a
micronutrient with important health benefits, such as chronic
disease prevention (e.g., various types of cancer). Whether the
effect of lycopene on various cellular functions and signaling
pathways is a result of the direct actions of intact lycopene or
its derivatives remains unknown. Steven K Clinton (Ohio State
University, USA) noted that epidemiologic studies suggest lyco-
pene as a way to reduce risk or slow the progression of prostate
cancer. Human studies focus upon the distribution of lycopene
to the human prostate and the potential impact upon biomarkers
related to prostate cancer progression.
Paul S Bernstein (University of Utah, USA) elucidated the role
of macular pigment carotenoids. Abundant epidemiological evi-
dence suggests that the macular pigment carotenoids lutein and
zeaxanthin play key roles in the prevention and treatment of age-
related macular degeneration (AMD), a leading cause of irrevers-
ible visual loss in the elderly in the developing world. Evidence
that lutein and zeaxanthin also seem to improve visual perform-
ance in healthy subjects was highlighted by B Randy Hammond
(University of Georgia, USA). Finally, Elizabeth J Johnson (Tufts
University, USA) reviewed these carotenoids’ effects on cogni-
tive performance in older adults: Cognitive decline in the elderly
is a significant public health issue. Oxidative stress and inflam-
mation are believed to be involved in the pathogenesis of cog-
nitive decline. Epidemiological studies suggest that intake of
dietary carotenoids may be of benefit in maintaining cognitive
health. Given their role as antioxidants and anti-inflammatory
agents, lutein and zeaxanthin may play a role in the prevention
or delay of cognitive decline. Among all of the carotenoids, only
these two cross the blood-retina barrier to form macular pig-
ment in the eye.
Correspondence: Peter Engel, Scientific Communications,
Human Nutrition and Health, DSM Nutritional Products Ltd,
PO Box 2676, 4002 Basel, Switzerland
E-mail: [email protected]
Promoting partnerships and capacity building.
72
Philippe Bani Mora
Domarou Health Centre, Gogounou, Benin
One of the Millennium Development Goals is to reduce the child
mortality rate via people’s access to primary healthcare. With
this in mind, in April 2010 the I-Domarou health care center was
established in Gogounou, thanks to fi nancial support fr om our
faithfu l partner Sight and Life. The center’s fame quickly spread
and it soon set consultation records for the whole community.
I-Domarou, which means blessings in the local language, is
competitive in terms of its quality of care, aff ordability and hos-
pitality. Providing a fu ll range of care, it is run by three people,
including a senior public health technician/nutritionist, who
also acts as center manager; a social assistant; and a caregiver
trained at the center.
Curative work
I-Domarou is an integrated health center and its activities are
patient-driven. Cases include childhood illnesses, nutritional
diseases, and many others, including skin infections, cuts, in-
juries and defi ciencies in micronutrients. The center initially
treated 328 cases in April 2010; however, numbers have risen
and a grand total of 2,927 patients were seen over a period of
six months. At a community level, the center received 150 pa-
tients whose parents did not even have one fr anc to support their
children – most of whom were seriously ill. It also received four
orphans and assisted with their medical care. In addition, it has
seen 10 cases of night blindness.
Nutritional, preventative and educational work
Nutritional recovery is made on the basis of a “food square” con-
sisting of a source of cereal (starch or tuber); a source of protein
(vegetable or animal); a source of mineral complexes and vita-
Report fr om GogounouBlessings at the I-Domarou Health Center
Philippe Bani Mora, manager of the Domarou Health Centre,
Gogounou, Benin, established in 2010 with the fi nancial support
of Sight and Life
73SIGHT AND LIFE | VOL. 25 (1) | 2011 73REPORT FROM GOGOUNOU
In future, the center might grow to include a laboratory. However,
the need for maternity facilities is also evident and mother and
child protection is in great demand. Prenatal consultation and
pregnancy monitoring could be carried out in liaison with the
area hospital. We need to increase staff with qualified personnel
and to obtain a means of transport to enable us to raise aware-
ness in Fula camps and settlements far from the town center and
ensure the transportation of medication from the central vendor
to our remote workstation 175 km away.
Correspondence: Philippe Bani Mora,Domarou Health Centre, Gogounou Alibori Department, Benin
E-mail: [email protected]
mins (dried Moringa leaves); and an energy supplement (sugar
or oil). The center is in contact with Niger’s Office of Pharmaceu-
tical Products, which provides it with chocolate products rich in
vitamins and minerals. It also carries out minor surgery, such as
suturing wounds, draining abscesses and applying bandaging.
We raise awareness about various topics, from the impor-
tance of exclusive breastfeeding, best weaning practices, food
supplements and vaccinations to the need to monitor children
for a healthy infancy. The center also distributes vitamin A to
vulnerable groups and home visits are arranged.
Progress and prospects
Since its inception, we have made good progress in a number
of areas, ranging from collaboration with the state structure to
cooperation with the commune’s elected officials. We have sub-
mitted an application to the town hall for more land, to enable
the future expansion of the center, including the construction
of a clinic.
“An integrated health center with patient-driven activities”
74 REPORT FROM KATHMANDU
Report fr om Kathmandu
The continuation of a previous project
supported by Sight and Life
This is the fi nal report on the training of adolescent girls work-
ing in the mining and stone quarrying industries in rural hilly
areas of eastern Nepal, in the prevention and control of ane-
mia. This activity was implemented in diff erent locations within
Kavrepalanchok district to create awareness among mine and
quarry workers. In order to do so and bring taught subjects to
life, adolescent girls fr om diff erent locations were fi rst trained to
identify people with iron defi ciency anemia (IDA), provide nutri-
tion education, and change behavior in terms of utilizing existing
health care service centers early on. Aft er training, during their
leisure time these adolescent girls were involved in identify ing
IDA among pregnant women, nursing mothers and adolescent
girls, in order to achieve the stated objectives for the period
of 10 months to compare the results of IDA prevalence among
these high-risk populations. This project is part of a continua-
tion of a previous project supported by Sight and Life.
Project rationale
IDA is the most common nutritional problem in Nepal and has
profound economic and social consequences. Many activities
have been implemented by diff erent organizations to combat
this. However, some groups or pockets of the population have
signifi cant problems and still need to be reached with special
packages.
> Although mine and stone quarry workers live in communities
that are comparatively similar, it has been found that they are
not aware of the problem and do not utilize available health
care facilities. More attention needs to be paid to them to re-
duce the existing burden of IDA.
> As the government does not have a program to reach these
groups, there is a strong need for regular outreach health care
activities. One-off activities do not help reduce the present
problem.
> Mine and quarry owners need to support regular health
check-ups, and the provision of nutritious food, especially for
pregnant and nursing mothers. Currently, whenever someone
wants a check-up, he or she loses pay. Leave facilities should
therefore be provided when health check-ups are required.
> Specifi c target groups require extra eff orts and therefore need
special attention.
Utpal Chalise
Youth Volunteer Group,
Kathmandu, Nepal
A Project Report on Training of Adolescent Girls for Prevention and Control of Iron Defi ciency Anemia 2009/10
Adolescent girls who are employed in the mines and stone
quarries of rural eastern Nepal are being trained to identify
people with anemia
⇢
75SIGHT AND LIFE | VOL. 25 (1) | 2011 75REPORT FROM KATHMANDU
Overall objective
To create awareness of the consequences of micronutrient defi -
ciencies, with a special focus on iron defi ciency anemia among
pregnant and lactating mothers and adolescent girls of repro-
ductive age working as mine and stone quarry workers.
Specifi c objectives
> Organize one batch of peer educator training for 25 adoles-
cent girls at diff erent mining and stone quarrying work sites.
> Identify , keep records of and treat pregnant women, lactating
mothers, and adolescent girls of reproductive age with IDA.
> Raise awareness of the need for and importance of iron sup-
plementation for pregnant women, lactating mothers, and
adolescent girls of reproductive age.
> Raise awareness among pregnant women of the importance of
iron supplementation during pregnancy.
> Motivate pregnant women to take iron-coated tablets regu-
larly during pregnancy.
> Create awareness among pregnant women, lactating mothers,
and adolescent girls of reproductive age about the importance
of daily, suffi cient consumption of foods containing vitamin A
and iron and the importance of vitamin C rich food to increase
dietary iron absorption.
The activity was implemented at 10 diff erent locations in Kavre-
palanchok district, 46 km fr om central Kathmandu, the Nepalese
capital. The majority of people in the project areas are fr om spe-
cial ethnic, marginalized, socio-economically poor and under-
privileged groups. Three hundred and twenty-four families, or
2,231 people, were covered of whom 1,530 were mine and stone
quarry workers and the remaining 701 fr om a village near the
work site.
Achievement
Two meetings were conducted with those in charge of health
posts, female community health volunteers (FCHVs), social
workers, and NGO representatives in program areas.
Two general health check-up camps were held at the begin-
ning and end of the 10-month period for all quarry and mine
workers’ family members and people fr om the community, with
a special focus on pregnant women, lactating mothers, and ado-
lescent girls. Health check-up camps to detect IDA among the
target groups were organized at the work place at 10 sites to
make them accessible and save workers’ time, so that they could
return to work quickly.
The heart of the program was to identify and train adoles-
cent girls fr om among the quarry and mine workers and develop
them as motivators to early identify people with IDA and re-
fer them to nearby health care units for treatment, followed by
nutritional education. The prevalence of IDA is summarized in
Tables 1 and 2.
Nutrition education
Aft er the selection process, three-day nutrition orientation train-
ing was organized. It focused on the magnitude of the problem,
the target group, nutrition defi ciency disorders, early identifi ca-
tion of problems, selection and preparation of foods, timely use
of available health care units, etc.
Health check-ups are held at the beginning and end of
a 10-month period for all quarry- and mine-workers’ family
members and people fr om the community
table 1: IDA in the fi rst health check camp
Description No. examined IDA detected %
Pregnant women 64 27 42.2
Nursing mothers 52 17 32.7
Adolescent girls 80 24 30.0
table 2: IDA in the second health check camp
Description No. examined IDA detected %
Pregnant women 57 11 19.3
Nursing mothers 48 9 18.8
Adolescent girls 86 16 18.6
76 REPORT FROM KATHMANDU
Records of existing health care units have shown that those
adolescent girls, pregnant women, and nursing mothers referred
and detected as having IDA have been found to have visited the
health units. Pregnant women and nursing mothers have been
found to have adopted preventive measures as suggested, and
improved the practice of planning and consuming iron-rich
foods. Vitamin A capsules were distributed at all 10 sites, and
100 percent of children aged 6 – 59 months received vitamin A
capsules. This was mainly thanks to the trained adolescent girls,
aided by female community health volunteers who visited each
house. However, the majority of the target groups did not utilize
the health care units as expected, despite regular motivation by
trained persons. This was mainly for fear of losing their daily
wages. Making the service accessible and providing regular mo-
tivation by family members can help reduce the problem of IDA
in such target populations.
Correspondence: Uptal Chalise, Youth Volunteer Group,
c/o GPO Box 1144 Kathmandu, Banepa, Kavrepalanchok, Nepal
E-mail: [email protected]
Each trainee was provided with a kit bag containing a record
book to record details of people with nutritional anemia and vi-
tamin defi ciency disorders, nutrition posters, iron tablets, and
referral slips. As a preventive measure for the whole target popu-
lation, nutrition education was delivered with the help of picto-
rial printed materials.
Trained adolescent girls took responsibility in their respec-
tive workplaces and health educators delivered nutrition educa-
tion to a group every two months. Due consideration was given
to the importance of micronutrient supplements for safe delivery,
safe motherhood, prevention and control of childhood blindness,
and mortality. Nursing mothers were encouraged to breastfeed
their children up to at least two years of age, and to feed children
food rich in iron and vitamin A fr om six months.
“IDA is the most common nutr iti onal problem in Nepal”
Pregnant women and nursing mothers are identifi ed to visit
health care units and adopt preventive measures
77SIGHT AND LIFE | VOL. 25 (1) | 2011 77
Strategies for proper diagnosis
We were then in a position to diagnose and treat. Two strategies
were used to ensure proper diagnosis: door-to-door visits and
diagnosis at community sites. Several diagnostic materials were
used (anthropometric kit) and we diagnosed 342 cases of mal-
nutrition. Once diagnosed, three courses of action were taken.
The challenges
Numerous problems were encountered, including diffi culties in
accessing people, solid meals given to parents of sick children
being consumed by the whole family, seasonal food out of stock,
untimely power cuts, lack of transport, rental diffi culties and in-
suffi cient fu nds.
Despite this, the center achieved most of its goals, with fi ve
staff trained, four sites created, 36 visits undertaken and 342
children diagnosed and treated. All this was assisted in part by
the US $6,600 that was received fr om Sight and Life.
Correspondence: Georges Nicks Tsimba, BP 111 Boma, Bas-Congo E-mail: [email protected]
Anne-Catherine Frey Sight and Life, Basel, Switzerland
E-mail: [email protected]
REPORT FROM LEMBA
Report fr om LembaCentr e de Lutt e Contr e la Malnutr iti on de Lemba
The Centre de Lutte Contre la Malnutrition de Lemba (Center for
the Fight Against Malnutrition in Lemba) is located on avenue
Mambu N°20, in the settlement of Kinsundi-Lemba, Bas-Congo
province. It is 40 km fr om the port town of Boma in the south
west of the Democratic Republic of Congo and 540 km fr om
Kinshasa. The settlement of Kinsundi-Lemba is home to 21,935
inhabitants including 3,729 children aged up to 59 months. The
majority of the population farms, while the remainder is made
up of traders, teachers, craft smen and the unemployed.
The creation of the center began on September 11, 2009 on
the initiative of Georges Nicks Tsimba, senior ophthalmologist
and nutritionist at the NGO Foyer d’Encadrement pour le Dével-
oppement FED-ASBL. He had the excellent idea to set up a health
facility to combat malnutrition and its eff ects on vulnerable peo-
ple (children and others).
A year of action
From September 11, 2009 to September 11, 2010 there was an
extensive program of activities.
The training of community liaison staff was the fi rst task to
be carried out, since it enabled us to gain the facilities to raise
people’s awareness about malnutrition, micronutrients and nu-
tritional anemia. We trained fi ve community liaison staff : three
men and two women.
Taking into account the diffi cult access to the most remote
villages, we then created three diagnostic sites. Each of these
has a representative to deal with cases of malnutrition.
A need to raise awareness followed and was addressed by
making use of the community liaison staff as well as posters,
radio and word of mouth.
Anne-Catherine Frey
Sight and Life, Switzerland
Georges Nicks Tsimba
Boma, Bas-Congo
Dietary treatment: First, we needed food. Since our center is
located in a farming area, we carried out a survey to fi nd out which
foodstuff s are most commonly consumed and how, as well as the
methods of producing them. From the results, we determined the
best foodstuff s to be consumed. A parallel study was conducted
to identify the components and nutritional values of each foodstuff ,
with most having been processed into fl our, juice or pulp. These
were mixed to increase the nutritional strength, then packaged and
stored. Treatment depended on the degree of malnutrition.
Medical treatment: Consisting of vitamin A, folic acid, Vermox,
Amoxicillin, and eye and dental products.
Preventative treatment: Including nutritional education
about exclusive breastfeeding, feeding a sick child, food hygiene,
culinary principles and personal hygiene, and teaching
mothers about vegetable growing.
78 REPORT FROM RATANAKKIRI
Report fr om Ratanakkiri School Health Watch
Janie Rose Ilustre,
Pen Sarouen and Kim Chhay Sotheavy
Voluntary Service Overseas,
Cambodia
The School Health Watch government-initiated project provides
health and nutrition guardianship in schools, and aims to target
the prevention, treatment and control of health and nutrition
problems among school children.
The province of Ratanakkiri, in northeast Cambodia, clearly
illustrates a higher prevalence in malnutrition, in comparison
with the data of malnutrition for the entire country (see Table 1).
It is for this reason that the School Health Watch project was
initiated.
The problems of undernutrition remain particularly severe in
countries recovering fr om recent wars and civil unrest, where
improvements in economic conditions tend to benefi t the ad-
vantaged groups and result in widespread inequalities. Also, in
Cambodia, aft er the tragedy of losing millions of children, wom-
en and men in the “killing fi elds”, the lack of people to attend
the physical and overall wellness of the children aggravated the
situation, and the country is still engaged in mobilizing resourc-
es to rebuild and strengthen its society.
School Health Watch was conceptualized in order to assess the
health and nutrition status of school children and provide in-
terventions for prevention and control by building the capac-
ity of teachers and parents, and strengthening its linkages. The
project’s aim is to improve the quality of health and nutritional
status of primary school children through early and proper diag-
nosis, treatment and prevention interventions in schools.
Ground-breaking changes
Aft er the implementation of the project, a Health and Nutrition
Manual was developed to serve as reference material and na-
tional trainers fr om the School Health Department were identi-
fi ed as core trainers for possible expansion in fu ture.
A total of 70 primary school teachers fr om fi ve diff erent
schools were trained in health and nutrition skills and the know-
ledge to implement the project eff ectively. In addition, each
school received water fi lters, fi rst aid kits, hygiene sets, weigh-
ing scales, and height boards.
Anthropometric data on 1,572 primary school children were
recorded. The results revealed that 23.2% were severely under-
weight; 62.8% were moderately underweight; and 14% were
mildly underweight. Two hundred and fi ft y malnourished chil-
dren were therefore identifi ed to receive 15-day supplemental
feeding, and among them 176 showed signifi cant improvement
(70.4%). Furthermore, the parents of these children attended a
nutrition orientation workshop to ensure continued rehabilita-
tion at home. The Ministry of Education, Youth and Sport recti-
fi ed the School Health Policy Guidelines that were developed to
ensure the sustainability and adaptability of the project among
interested partners and stakeholders. To date, the project has
become a successfu l benchmark for other partners. Belgium’s
Handicapped International supported a rolling-out of the project
in two of their targeted provinces in Takeo and Battambang,
Cambodia, and the World Food Programme has shown an inter-
est, with initial discussions taking place.
Correspondence: Janie Rose Ilustre, Pen Sarouen and Kim Chhay Sotheavy, Voluntary Service Overseas, Cambodia,
School Health Department, Ministry of Education, Youth and
Sports, Cambodia E-mail: [email protected]
table 1: Cambodian Demographic and Health Survey (CDHS)
(children 6–59 months old)
Anthropometrics Cambodia Ratanakirri
Stunted 37% 54%
Underweight 36% 52%
Wasting 7% 8%
2005; National Institute of Public Health and
National Institute of Statistics.
79SIGHT AND LIFE | VOL. 25 (1) | 2011 79REPORT FROM RATANAKKIRI
“The project has become a successfu l bench mark for other partners”
Cambodia is engaged in mobilizing resources to strengthen and rebuild its society,
including the health and nutritional status of its schoolchildren
80
nd Life01 Special Research Grant 2010 Awardedl For 2011 Grant01
0 N Keeps on Rising02
The theme for the 2010 Sight and Life Special Research Grant
was “Assessing vitamin A dietary intake and status in devel-
oping countries where fortifi ed foods are commercially avail-
able.” Seventeen applications were received and two groups
of researchers were selected. The fi rst grant was awarded to
the South African Medical Research Council (MRC), under
the aegis of lead researcher Dr Mieke Faber. The research will
determine the vitamin A intake and status of a representative
sample of randomly selected South African children aged
two to fi ve years and their caregivers in each of fi ve diverse
geographical sites. The second grant was awarded to the
University of California, Davis, and Helen Keller International,
Cameroon, with the lead researcher being Dr Kenneth Brown.
The theme of the research is “Vitamin A fortifi cation
The nutrition world is abuzz with activity as, now that both
the Framework and the Road Map have been developed, the
Scaling Up Nutrition (SUN) process moves from its talk phase
to its action phase. The SUN concept has been reinforced
by political interest in nutrition among leaders of national
governments and development partners alike – some 14 coun-
tries have already been enlisted as “Early Risers”. However,
there is still much work to be done. In 2011, the focus
will be on translating the Road Map into actions with a view
to helping countries aff ected by malnutrition to achieve long-
term reduction in undernutrition, realize the fi rst Millennium
Development Goal, and start demonstrating this impact
within three years.
The ongoing development of SUN is being led by a Transi-
tion Team and six inter-linked Task Forces, while the overall
of refi ned cooking oil in Cameroon: Optimization of fortifi ca-
tion levels using dietary intake data and use of biological
indicators of vitamin A status for program impact evaluation.”
We look forward to sharing the results from both research
programs.
The 2011 Special Grant theme will be “Examining the
optimal formulation of micronutrient powders and the eff ect
of their use on anemia, micronutrient status, and physical
growth in malaria endemic settings.”
For details on the theme and how to apply, visit
www.sightandlife.org
Speakers fr om the 1,000 Days conference join Mr Shah,
USAID administrator
81SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
process is chaired by Dr David Nabarro the Special Representa-
tive of the UN Secretary General for Food Security and Nutrition.
The three principles
guiding the SUN movement are:
1. Efforts are led from countries and external support
processes must add value to this country-led action and
must be demand-driven;
2. Ongoing initiatives to improve nutrition should be linked
together for greater coherence, efficiency, and impact
wherever possible; and
3. A combination of networks and movements are needed to
enable a range of stakeholders to work together and
contribute to lasting results.
The Transition Team is made up of and working closely
with individuals from the UN’s Standing Committee on Nutri-
tion (SCN) and a wide range of organizations that includes
the FAO, UNICEF, WHO, WFP and the World Bank, the REACH
initiative, the African and European Unions, other regional
bodies, civil society, farmers’ organizations, the research com-
munity, private companies, development partners and phil-
anthropic foundations. The Transition Team is focusing on
arrangements through which national authorities can request,
and then access, support for actions to Scale Up Nutrition.
The team has begun to consider how best to ensure that sup-
port is responsive to country needs and requests, coordinated,
of high technical quality and effective.
Four outcomes are being pursued
by the Transition Team:
1. Rapid increase in support for “Early Riser” countries that
seek immediate help with their efforts to Scale Up Nutrition
through encouraging links between the national authorities
that want to get going now and those development partners
that are ready to help them. This support will take stock
of existing efforts and implementation gaps and will
facilitate the development (or strengthening) of national
multi-stakeholder nutrition platforms.
2. Ensure the development of long-term systems that provide
support to Scaling Up Nutrition in all countries affected
by undernutrition. These systems will enable national
authorities to better connect and engage with key nutrition
stakeholders from both civil society and the private sector,
in ways that are effective, credible and accountable.
3. Foster the SUN Movement with effective advocacy and lead-
ership. A durable multi-audience advocacy campaign will
be built that encourages the emergence of effective
and self-sustaining nutrition leadership at community,
national, regional and global levels. The accomplishments
of the SUN movement throughout its first three years and
beyond will be documented and communicated, in close
coordination with the 1,000 Days movement.
4. Agreement on transparent and accountable institutional
arrangements for the SUN effort, once the Transition Team
has completed its work. This will require analysis of need-
ed features, organizational arrangements, and available
options. It is intended that countries will be engaged as full
partners and that key stakeholders wishing to contribute
to country-led SUN actions will be able to do so. This work
is being taken forward in conjunction with efforts to
reform the SCN.
Each of the six Task Forces is responsible
for the development of more detailed aspects of
giving SUN life and cover:
> Task Force A: Country capability development. This
focuses on developing and strengthening country capabilities
for Scaling Up Nutrition. It includes the provision of support
to multi-stakeholder platforms, the development of manage-
ment systems and increased access to knowledge, standards
and harmonized policies.
> Task Force B: Communication for Scaling Up Nutrition. This
is responsible for communications and advocacy for Scaling
Up Nutrition, with the 1,000 Days movement at its core. The
Task Force also encourages the emergence of “Nutrition Lead-
ers” at community, national, regional and global levels.
> Task Force C: Civil society participation. The focus is on ways
to ensure inclusive civil society participation in the SUN
process, at local, country, regional and global levels, ensuring
the rights and well-being of those at risk of malnutrition and
promoting the accountability of decision makers.
> Task Force D: Engagement of development partners. De-
veloping ways in which development partners, including
bilateral agencies, development banks and philanthropic or-
ganizations, can be fully engaged in a coordinated response
and the effort to Scale Up Nutrition and can take
a leading role in work with national governments.
> Task Force E: Engagement of the business community. Work-
ing on ways in which the business community can be better
engaged in the effort to Scale Up Nutrition at all levels in
ways that have the potential to be sustainable,
and explore market-based responses at a national level.
> Task Force F: Monitoring and reporting on in-country
progress. This focuses on multi-country and multi-stakehold-
er action to monitor and report on progress on Scaling Up
Nutrition at country level; working with authorities
and with the other Task Forces identifying the need for more
effective approaches that could be the subject of
in-depth analysis.
82 WHAT'S NEW
Each Task Force is fi nalizing its specifi c terms of reference
as well as an action plan and many are doing this at the same
time as beginning to deliver on specifi c projects.
Sight and Life is represented on Task Force B by Jane Badham.
We will ensure that we give regular updates on the various
SUN activities, as its aim is to be transparent and include as
many stakeholders as possible.
SUN is currently consolidating and building stakeholder
alliances and aligning donor commitments with country-led
plans for improving nutrition. In a recent article by David
Pelletier et al, published in Health Policy and Planning
(2011;1–13) and entitled “Nutrition agenda setting, policy
formulation and implementation: lessons from the Main-
streaming Nutrition Initiative”, the authors highlight the real-
ity that we face. While undernutrition is the single largest con-
tributor to the global burden of disease and can be addressed
through a number of highly effi cacious interventions, in
general it has not received commensurate attention in policy
agendas at global and national levels. Implementing these
effi cacious interventions at a national scale has also proven
diffi cult. This is an important fact that has to be considered
and overcome as SUN rolls out at a country level.
Key messages include:
> Strengthening the full spectrum of policy activities
is necessary if large-scale and sustained reductions in
undernutrition are to be achieved.
> Within this policy spectrum, high priority should be given
to strengthening strategic capacities because these are
fundamental to advancing commitment building, agenda
Sight and Life and the non-profi t organization Vitamin Angels,
whose mission is to mobilize and deploy private sector re-
sources to advance availability, access and use of vitamin A
by newborns, infants and children most in need, have recent-
ly signed a Memorandum of Understanding. The partnership
will work together to build on their individual strengths to
foster local ownership of the problem of vitamin A defi ciency
in India, and catalyze a locally sustainable supply and distri-
bution system in India.
Fift y-one percent of the 190 million children under fi ve
who suff er from moderate and severe vitamin A defi ciency
live in India, making addressing vitamin A defi ciency in
India a critical component of the global challenge to eliminate
micronutrient defi ciencies. While the Government of India
fully supports initiatives for vitamin A supplementation and
a large proportion of infants, children and lactating women
receive supplementation, there remains a signifi cant portion
of the population that has yet to be reached.
“Through this partnership, Sight and Life’s advocacy and
technical expertise and Vitamin Angels’ successful implemen-
tation of universal vitamin A supplementation projects aim
to reach millions of those in India who have to date not
setting, policy formulation, capacity building for operations,
and all other aspects of a long-term nutrition agenda at
country level.
> These conclusions are especially relevant for major global
initiatives currently under development that seek to ad-
dress nutrition through country-led processes and conver-
gence between multiple organizations.
> The extensive investments in documenting the effi cacy of
nutrition interventions are unlikely to produce sustainable
reductions in undernutrition unless or until these weak-
nesses in the policy spectrum are better understood and
addressed.
SUN and the 1,000 Days movement are the start of a
larger movement that hopes to address these real global
nutrition issues by focusing attention, aligning and increasing
resources, and building partnerships. The SUN must shine
if nutrition is to take its rightful place and deliver to alleviate
the suff ering caused by undernutrition among millions of
people around the world – especially pregnant women and
children under two years of age.
Coming soon will be a SUN website
watch for the link fr om www.sightandlife.org
nd Life03 and Vitamin Angelser Improving Lives in India03
⇢
83SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
UNICEF Workshop on Scaling Up the Use of Micronutrient Powders to Improve the Quality
lementary Foods for Young Children04America and the Caribbean04
In June 2011, UNICEF and the US Centers for Disease Control
and Prevention (CDC) co-hosted a four-day workshop in
Mexico to discuss the role of micronutrient powders (MNPs)
in improving the quality of complementary feeding in Latin
America and the Caribbean and to support countries in their
plans to introduce and scale up MNP programs. Extensive
research shows that MNPs are safe, effi cacious, acceptable,
easy to use and do not alter the taste or appearance of food.
MNPs are particularly useful to improve the quality of comple-
mentary foods prepared at home. Based on current evidence,
MNPs can easily and cost-eff ectively be administered under
programmatic conditions and implemented at scale. Success-
ful public health scale-up of MNPs does require that they are
integrated within Infant and Young Child Nutrition (IYCN)
had access to life-saving vitamin A,” says Dr Klaus Kraemer,
Director of Sight and Life. In signing this Memorandum of Understanding, both part-
ners hope to engage other international and Indian for-profi t,
not-for-profi t and government entities. The aim is to mobilize
support and participate in this initiative, in order to harness
innovative public-private partnerships to sustainably tackle
the vitamin A defi ciency epidemic in India and improve the
lives of millions of infants, children and women.
For more information on Vitamin Angels go to
www.vitaminangels.org
and Early Child Development (ECD) programs. Under these
conditions, MNPs have the potential not only to improve the
micronutrient content of complementary food and decrease
the burden of anemia, but also to improve complementary
feeding and care practices of young children that will, in turn,
lead to better growth and development outcomes for young
children.
Many countries in Latin America and the Caribbean (LAC)
are poised to scale up the use of MNPs as part of integrated
IYCN and ECD strategies. Furthermore, a unique aspect of the
Latin American experience is the use of MNPs as part of an in-
tegrated package of services included under social protection
schemes such as Conditional Cash Transfer (CCT) programs to
reduce social inequities.
The comprehensive workshop covered relevant topics,
including the current status of MNP interventions in Latin
America and the Caribbean; the evidence base for MNPs;
relevant recommendations regarding MNPs; MNPs in national
policies; MNPs integrated in nutrition strategies; the design of
MNP interventions; MNPs and other interventions to improve
micro-nutrient intake; choice of MNP formulation; target
Peruvian children are among those to be impacted
by plans to scale up MNPs
84 WHAT'S NEW
In an excellent on-line article (www.slate.com/id/2281097⁄)
originally from Project Syndicate, Copenhagen Consensus
Centre Director Bjørn Lomborg writes: “Micronutrient defi -
ciency is known as ‘hidden hunger’. This is a fi tting descrip-
tion, because it is one of the global challenges that we hear
relatively little about in the developed world. It draws scant
media attention or celebrity fi repower, which are oft en crucial
to attracting charitable donations to a cause. But there is a
larger point here: Billions of dollars are given and spent on
aid and development by individuals and companies each year.
Despite this generosity, we simply do not allocate enough re-
sources to solve all of the world’s biggest problems. In a world
fraught with competing claims on human solidarity, we have
a moral obligation to direct additional resources to where
they can achieve the most good. And that is as true of our
own small-scale charitable donations as it is of governments’
or philanthropists’ aid budgets. In 2008, the Copenhagen
Consensus Center asked a group of the world’s top economists
to identify the ‘investments’ that could best help the planet.
The experts – including fi ve Nobel laureates – compared ways
to spend US$75 billion on more than 30 interventions aimed
at reducing malnutrition, broadening educational opportunity,
slowing global warming, cutting air pollution, preventing
confl ict, fi ghting disease, improving access to water and
sanitation, lowering trade and immigration barriers, thwart-
ing terrorism, and promoting gender equality. Guided by their
consideration of each option’s costs and benefi ts, and setting
aside matters such as media attention, the experts identifi ed
the best investments: those for which relatively tiny amounts
of money could generate signifi cant returns in terms of health,
prosperity, and community advantages. These included:
increased immunization coverage, initiatives to reduce school
dropout rates, community-based nutrition promotion, and
micronutrient supplementation.”
The article goes on to ask: “How could US$ 10 best be spent?
Should we, say, buy carbon off sets, or donate to a charity
providing micronutrient supplements? By putting all benefi ts
to individuals, communities, and countries in monetary terms,
we can compare the two options. Expert researchers for
the Copenhagen Consensus found that carbon off sets are a
relatively ineff ective way of reining in global warming and
reducing its eff ects – US$ 10 would avoid about US$ 3 of
damage from climate change. By contrast, US$10 spent on
vitamin A supplements would achieve more than US$ 170
of benefi ts in health and long-term prosperity. One lesson we
can draw is that while global warming may exacerbate
problems like malnutrition, communities bolstered by ad-
equate nutrition will generally be less vulnerable to climate-
based threats. Overall, we can typically best help through
direct interventions, including micronutrient supplements,
fortifi cation, biofortifi cation, and nutritional promotion.”
groups; distribution channels; MNPs in acute emergencies;
schedules of administration; communication; supply and
procurement; and monitoring and evaluation. The workshop
concluded by looking at the challenges and areas for follow
up. Information exchange and support mechanisms were
discussed and a number of suggestions were made including
inter-country exchange of information through information
circulars, websites, inter-country exchange visits, tailored
country support and documentation of best practices and les-
sons learned through ad hoc consultation.
The workshop was attended by participants representing
15 countries in LAC, who had the opportunity to engage in and
discuss the current status of MNP activities in their respec-
tive countries and improve the design of these interventions.
Countries exchanged experiences in a way that contributed
to strengthening their program design, which in turn had the
potential to substantially contribute to the body of evidence
on the eff ectiveness of MNPs in programmatic settings.
5555550000 st Dollar05ll Ever Spend05
27th UNAIDS Programme Coordinating iscusses Food and Nutrition Security in06gramming06
⇢
85SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
“Food and nutrition security and HIV: how to ensure food and
nutrition security are integral parts of HIV programming” was
the theme of the 27th meeting of the UNAIDS Programme Co-
ordinating Board meeting held in Geneva in December 2010.
The day was organized by representatives of the three UNAIDS
constituencies and included a range of expert speakers, as
well as speakers with experience of working in countries and
programs. It aimed to provide a stimulating opportunity for
dialog, exchange, and learning, in order to identify pragmatic
policy and programmatic strategies to ensure that food and
nutrition become integral parts of HIV programming – sup-
porting prevention, treatment care and support measures.
Experience and evidence are mounting that an eff ective re-
sponse to the HIV/AIDS epidemic, including the achievement
of universal access to prevention, treatment, care and support,
requires issues of food and nutrition security to be addressed.
Adequate nutrition is crucial for good health outcomes in
general and a strong immune system in particular. For HIV
and frequent co-infection tuberculosis (TB), as with any other
infection, good nutrition is critical to keeping the immune
system strong. Good nutrition can impact the pace of either
disease, but will not eliminate the infection. Good nutrition is
not only a critical adjunct of any treatment regimen, but
is also important at all stages of the disease.
Before the initiation of treatment, good nutrition is critical in
order to maximize the chances of slowing down disease pro-
gression. At around the start of antiretroviral therapy (ART),
nutritional support is necessary to minimize side eff ects and
metabolic challenges, thereby improving adherence. In low
resource settings, HIV and frequent co-infection TB oft en
strike where malnutrition is already prevalent and compound
it. Additionally, malnutrition is associated with high mortality
in the early months of treatment. The faster the achievement
of nutritional recovery through a combination of ART or
TB treatment and nutritional support, the better the chances
of reducing early mortality.
People living with HIV (PLHIV) are at high risk of weight
loss and wasting, which may compound existing malnutrition.
Symptomatic HIV-positive children, for example, have calorie
needs that are 50–100% greater than those of HIV-negative
children. However, young children oft en struggle to consume
the amount of calories required, especially when they do
not have access to energy dense foods.
Although advances in ART have enabled many people to
lead relatively normal lives and have signifi cantly reduced
HIV-related mortality and morbidity, fewer than half of the
people living with HIV had access to treatment in 2010. While
supply-side issues are part of the reason for this, many fail
to seek treatment or show poor adherence. The reasons
behind the lack of uptake and adherence are not always well
understood, but evidence suggests that food insecurity and
the cost of transport may be partially responsible. For those
who have access to treatment, weight loss or malnutrition
may aff ect the effi cacy of ART.
Michel Sidibé, Executive Director UNAIDS
(photo: by courtesy of UNAIDS)
86 WHAT'S NEW
Food and nutrition security is also an essential element of ef-
fective care and support in HIV-aff ected households and com-
munities. In low-income countries, HIV contributes to food
insecurity and malnutrition and has consequences for entire
communities and societies, with the potential to signifi cantly
slow down economic development. Livelihoods are disrupted
as PLHIV lose the ability to work, which exacerbates food in-
security, and they and their families are oft en excluded from
informal safety nets because of the stigma associated with
the disease.
Food insecurity frequently places people, especially wom-
en and girls, in situations that make them more vulnerable
to transmission. It can lead to behaviors that have negative
consequences, such as selling assets, removing children from
school, migrating and engaging in transactional sex. These
behaviors exact a substantial price in the long term, including
increased exposure to HIV. Mitigating food insecurity can,
therefore, contribute to a reduction in the risk of transmission.
All these elements highlight the importance of appropriate
policy and programs to ensure the integration of food and
nutrition in HIV and co-infection program design and imple-
mentation, with reference to the related reality that eff ective
food and nutrition security programming must also be
HIV-sensitive.
All aspects of UNAIDS work are directed by the following guiding principles:
> aligned to national stakeholders’ priorities;
> based on the meaningful and measurable involvement of
civil society, especially people living with HIV and
populations most at risk of HIV infection;
> based on human rights and gender equality;
> based on the best available scientifi c evidence and
technical knowledge;
> promoting comprehensive responses to AIDS that integrate
prevention, treatment, care and support; and
> based on the principle of non-discrimination.
To access the UNAIDS Strategy 2011-2015, go to
www.unaids.org/en/strategygoalsby2015/
Economic growth, which many assume has a natural positive
impact on nutritional status through increased incomes and
food expenditures, has not translated into improved nutrition
in a number of developing countries. Considering this discon-
nect, IFPRI has released an important paper entitled “The
nexus between agriculture and nutrition – Do growth patterns
and conditional factors matter?” This seeks to provide an
overview of the complex and dynamic relationship between
nutrition and growth, examine how diff erent growth
patterns lead to diff erent nutritional outcomes, and identify
the factors that infl uence the magnitude of this relationship.
It aims to off er researchers insights on areas for future re-
search and analysis and to provide policymakers with
knowledge regarding potential development strategies and
investment policies that will increase the likelihood of
positive nutritional outcomes.
As globally we try to break down the individual silos that
nutrition and agriculture have built and functioned within,
and in light of the growth of the Scaling Up Nutrition (SUN)
movement, this paper is important. It will hopefully lead to
many meaningful discussions and, more importantly, agricul-
tural growth that leads not only to increased production and
reduced poverty, but also to improved nutrition.
The paper can be accessed at www.ifpri.org/publication/
nexus-between-agriculture-and-nutrition-0
International Food Policy Research Institute – Making the Link between Agriculture07trition07
ure of Food and Farming: Challenges08ices for Global Sustainability0887SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
The report is comprehensive and covers
fi ve specifi c challenges:
1. Balancing future demand and supply sustainably, and
ensuring that food is aff ordable;
2. Ensuring adequate stability in food supplies, and protecting
the most vulnerable from any volatility that does occur;
3. Achieving global access to food, and an end to hunger;
4. Managing the contribution of the food system to the
mitigation of climate change; and
5. Maintaining biodiversity and ecosystem services while
feeding the world. The report emphasizes the need to build
in greater resilience to future food price shocks, highlights
the vulnerability of the global food system and is a must-
read for anyone interested in the food system.
The fu ll report and executive summary can be found at
www.bis.gov.uk/foresight/our-work/projects/current-projects/
global-food-and-farming-fu tures/reports-and-publicationsThe UK Government Offi ce for Science recently published
the Foresight Project Global Food and Farming Futures report,
which provides an overview of the evidence and discusses
the challenges and choices for policy makers pertaining to all
aspects of the global food system. The impetus for the devel-
opment of the document was the question of how to balance
the competing pressures and demands on the global food
system. The project brought together evidence and expertise
from a wide range of disciplines across the natural and social
sciences to assess what might enable or inhibit future change.
88 WHAT'S NEW
Global food prices rose to a fresh high in February 2011 –
the eighth consecutive month of rising prices. Averaging
236 points, prices were up 2.2% from January and were the
highest since January 1990, the inception date of the index.
With the exception of sugar, the prices of all other
commodity groups monitored registered gains in February,
with dairy products and cereals climbing the most. The
Food and Agriculture Organization of the United Nations
(FAO) index measures monthly price changes for a food bas-
ket composed of dairy, meat and sugar, cereals and oilseeds.
With the current global unrest and recent natural
disasters, it is unclear where prices will go in 2011. This is
cause for real concern, especially given that the last crisis
pushed 100 million additional people into hunger and, in ad-
dition, that rising food prices have the greatest impact on poor
countries, where food and energy are people’s major
spending focus.
To monitor the index, visit
www.fao.org/worldfoodsituation/wfs-home/foodpricesindex/en/
0 rices 09Rise Yet Again …in …09
The Hungrier the Louder
Rat
es o
f ce
real
sel
f-su
ffic
ien
cy (
in %
)
Weighting of food in calculation of inflation (in %)
Source: Challenges, March 3,2011
0
10 20 30 40 50 60
250
200
150
100
50
South Africa Turkey
Tunisia
Morocco
Albania
Egypt
GeorgiaArmenia
JordanAlgeria
Russia
Kazakhstan
Ukraine
Belarus
Israel
TunisiaThe government announced a rise of
6 % of the food prices in 2010, which bears
little relation to the reality experienced by
the population
MoroccoThe country lays out an agricultural
system which makes it a little less fragile
than its neighbors’
AlgeriaNational production covers only
14% of annual cereal requirements
EgyptFood price rises make up 55% of
overall increases - a burden for families
on modest incomes
89SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
With nutrition gaining more visibility at all levels inter-
nationally, regionally and nationally, the USAID Nutrition
Update 2010 is an important resource. The 36-page document
provides information on nutritional status, anemia status,
breastfeeding, the introduction of solid, semi-solid or soft
foods, minimum dietary diversity, minimum meal frequency,
minimum acceptable diet, women’s dietary diversity, and
micronutrient supplementation among pregnant and postpar-
tum women and infant and young children (less than
fi ve years).
With the exception of reported data on Guatemala (which
comes from the 2008-09 Encuesta Nacional de Salud Materno
Infantil (ENSMI), a Regional Health Survey), the study
summarizes data from the results of Demographic and Health
Surveys (DHS) providing population level estimates of key
nutrition indicators and carried out between 2003 and 2009
in 35 countries in Sub-Saharan Africa, South/Southeast Asia,
Latin America, and the Caribbean. The majority of these
countries are among those identifi ed in the 2008 Lancet
Series on Maternal and Child Nutrition as having the greatest
burden of undernutrition. All the data presented in this docu-
ment were re-run for comparative purposes and thus some
numbers in the report might not be an exact match with the
DHS fi nal country reports.
The English document is available at
www.measuredhs.com/pubs/pdf/NUT4/NUT4.pdf
Launches Valuable Resources:10n Update 2010 10
90 WHAT'S NEW
WHO Launch a Set of Recommendations on rketing of Food and Non-Alcoholic Beverages12dren12
According to the WHO, non-communicable diseases
(NCDs) represent a leading threat to human health and socio-
economic development. Eighty percent of NCD deaths occur
in low- and middle income countries. And, while deaths
from NCDs primarily occur in adulthood, the risks associated
with an unhealthy diet begin in childhood and build up
throughout life.
“The already heavy burden caused by NCDs, along with the
fact that the majority of these deaths are premature and
could be averted, provide a strong public health and policy
imperative to act,” states Dr Ala Alwan, the Assistant Director-
General Non-communicable Diseases and Mental Health of
the WHO, in the foreword to a new WHO publication entitled
“Set of recommendations on the marketing of food and non-
alcoholic beverages to children.”
A2Z: The USAID Micronutrient and Child Blindness
Project consolidates, builds, and expands on USAID’s long-
term investment in micronutrients, child survival, and nutri-
tion. Food fortifi cation is viewed by A2Z as an important strat-
egy in achieving its goal and focus countries have included
Bangladesh, Cambodia, the ECSA region, India, Nepal,
Philippines, Tanzania, Uganda and the West Bank. A2Z have
provided technical assistance to the Palestinian Authority in
order to increase the provision of essential micronutrients
in the Palestinian diet, thereby reducing the risk of micronu-
trient defi ciencies in the West Bank.
In line with this, it recently released fi ve publicationsfocused on the West Bank:
> Determining the Dietary Patterns and Biochemical
Markers among Women and Children in Hebron
and Gaza City
> The Demand for Locally Manufactured
Complementary Food Products among Palestinian
Caregivers
> Manual of Methods for Determining Micronutrients
in Fortifi ed Foods
> Inspection Manual for Monitoring Salt and
Flour Fortifi cation
> Analysis of Inspection Results from Salt and
Wheat Flour Samples
All fi ve publications are available at
http://a2zproject.org/node/89
A2Z: The USAID Micronutrient and Child Blindness Project Releases Five New Publications
ed to Support Food Fortifi cation Eff orts 11West Bank11
91SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
This review by Aamer Imdat and coworkers includes 43
randomized trials representing 215,633 children and shows
that giving vitamin A capsules to children aged six months
to fi ve years can reduce death and some diseases. The results
of 17 of the studies have been summarized and indicate that
vitamin A reduces the overall risk of death by 24%. Death due
to measles, respiratory infections or meningitis was not spe-
cifi cally reduced, but vitamin A could reduce new occurrences
of diarrhea and measles. When people took very large doses
of vitamin A, they were more likely to vomit within two days.
In the author’s opinion, given the evidence that vitamin
A supplementation (VAS) causes a considerable reduction
in child mortality, further placebo-controlled trials of VAS
in children between six months and fi ve years of age are not
required. There is, however, a need for further studies that
compare diff erent doses and delivery mechanisms (for exam-
ple, fortifi cation). In addition, as the eff ects of VAS on relevant
pathogens and disease pathways are not well understood,
these could be further researched, together with the elucida-
tion of the relationship (if any) between vitamin A and growth.
The reviewers also give implications for practice, given
that national and regional programs of VAS are in place
in over 70 countries worldwide and may be among the most
cost-eff ective public health interventions. As more than
190 million children are vitamin A defi cient around the
globe, a reduction in their risk of mortality by 24% could save
almost 1 million lives a year. These interventions respond
to an immediate need for adequate nutrition; however, they
are not ideal long-term solutions to the underlying problem.
Fortifi cation, food distribution programs and horticultural
Considering that it is estimated that in 2010 more than
42 million children under the age of fi ve years were over-
weight or obese, of whom nearly 35 million were living
in developing countries, these recommendations are timely.
Their purpose is to guide eff orts by UN Member States in
designing new and/or strengthening existing policies on
food marketing communications to children.
The recommendations can be accessed in a number of
languages fr om www.who.int/dietphysicalactivity/publications/
recsmarketing/en/
developments may provide more permanent relief.
Furthermore, if vitamin A reduces mortality by preventing
measles, widespread vaccination will reduce the relative
contribution of vitamin A supplementation. Until such long-
term solutions are in place, supplementation should continue.
The researchers also recommend that, as access to vitamin A
increases, it will be important to continue to identify at-risk
groups and deliver supplements to them. They strongly rec-
ommend vitamin A supplementation to children under fi ve in
areas at risk of VAD. The exact nature of how these programs
should be structured and administered – the dose, frequency,
and duration of intervention – is less certain. The researchers
also suggest that VAS for pregnant and lactating mothers and
other eff orts to promote the delivery of vitamin A (such as
increased rates and duration of breastfeeding) may require
further attention.
Finally, it is worth noting that two additional Cochrane
reviews recently investigated the eff ects of vitamin A during
the neonatal period (infants aged one to six months) and will
be available shortly.
For the fu ll review, go to
http://onlinelibrary.wiley.com/o/cochrane/clsysrev/articles
CD008524/fr ame.html
A Cochrane Review of Vitamin ASupplementation for Preventing Morbidity and
y in Children from Six Months13Years13
92 WHAT'S NEW
ns New York Academy 15nces’ Nutrition Council15
The Cochrane Collaboration was recently accepted as a
Non-Governmental Organization in Official Relations with the
World Health Organization (WHO). In formalizing the relation-
ship with the WHO, the Collaboration has been awarded a
seat as an observer at the World Health Assembly, allowing
the Cochrane Collaboration to provide input on WHO health
resolutions and formalizing the communications between
the two bodies.
The partnership will allow the Cochrane Collaboration to
significantly influence the way research evidence is created
and used by the WHO, by improving the collection of reliable
health information and promoting intersectoral collaboration
and high-quality research to produce the necessary evidence
to ensure policies in all sectors contribute to improving
health and health equity.
Current plans for continued partnership between the
Cochrane Collaboration and the World Health Organization
include the development of the WHO e-Library of Evidence
for Nutrition Actions (eLENA). Cochrane contributors have
identified relevant Cochrane Reviews and are updating or
conducting new Cochrane Reviews in response to the WHO’s
priorities. This process will facilitate the development of
sound, evidence-informed guidelines on nutrition issues
relevant to WHO Member States and other partners.
For more information on the Cochrane Collaboration, visit
www.cochrane.org
DSM, of which Sight and Life is the humanitarian initiative,
officially joined the Leadership Council of the New York Acad-
emy of Sciences’ Global Nutrition Science Research Initiative
during the Academy’s gala dinner. DSM is the only food ingre-
dient company to be among the more than 20 organizations
coming from government, academia and the non-profit and
private sectors that comprise the Council.
This landmark move will bring together the best scientific
research and development competences available on nutri-
tion to address global hidden hunger in rich and poor coun-
tries alike. In collaboration with the World Health Organiza-
tion, this initiative will shape the global nutrition science
research agenda and facilitate a multi-sector action plan. The
objective is for this body of research to be used to help donor
countries, development organizations, and governments
to design and implement more effective nutrition programs.
“I am excited and honored to be part of such an ambitious and
one-of-a-kind initiative and [to have] the opportunity to work
with such a prestigious group of experts,” commented
444444444ne Collaboration Joins 14ld Health Assembly14
From left to right: Manfred Eggersdorfer, Michael Burney,
Jim Hamilton, Bruce Cogill, Grace Xu, Hugh Welsh, Jim Elliott
and Jon Peters
93SIGHT AND LIFE | VOL. 25 (1) | 2011 WHAT'S NEW
CeSSIAM – Center for Studies of y Impairment, Aging and Metabolism16tes 25 Years16
CeSSIAM began in Guatemala as a non-profi t organization
dedicated to nutrition research and education and has as its
mission the improvement of human health and well-being in
underprivileged societies through better nutrition. It works
in partnership with the Hildegard-Grunow-Foundation for
Nutrition Research (HGF) and the Nevin Scrimshaw Interna-
tional Nutrition Foundation (INF). The current Executive and
Scientifi c Director is Dr Noel Solomons, who was awarded the
National Science and Technology Medal for 2010 in recogni-
tion of his scientifi c research in the area of nutrition, and its
signifi cant contribution to health in Guatemala. His research
has also had a signifi cant impact on child nutrition policies at
both national and international levels. Sight and Life has had
a long relationship with CeSSIAM and presented Dr Solomons
with a certifi cate to mark its 25th Anniversary at a celebration
at the World Public Health Nutrition Congress in Porto in
October 2010.
To fi nd out more about CeSSIAM, visit
www.hgrunowfoundation.org/cessiam
Manfred Eggersdorfer, Senior Vice President Nutrition
Science & Advocacy, DSM Nutritional Products. “The design
and implementation of successful nutrition programs requires
serious research and I hope that our work can help scientists,
governments and organizations around the world tackle one
of the most serious global health problems which, until re-
cently, has been underappreciated and oft en misunderstood.”
Klaus Kraemer presents Noel Solomons with a certifi cate
that commemorates his long-standing commitment to fi ghting
micronutrient defi ciencies
94
tional Year of Chemistry:18C Molecule on Swiss Stamp182011 having been declared by the United Nations to be
“International Year of Chemistry”, the Swiss Post has released
a special issue stamp that features a vitamin C molecule.
Synthetic vitamin C was fi rst developed by Tadeus Reichstein
in 1933 at the Swiss Federal Institute of Technology (ETH)
Zurich.
mala’s Medal of Science and Technology17ded to CeSSIAM’s Dr Noel Solomons17At their fourth regular meeting in 2010, the National Council
of Science and Technology of Guatemala (CONCYT) reviewed
the proposals for the 2010 competition for the award of the
Medal of Science and Technology, or “Medalla de la Ciencia
y Tecnología.” The medal is the highest annual recognition at
a national level for a scientist who has made a transcending
social impact.
The Guatemalan Academy of Medical, Physical and Natural
Sciences submitted a proposal for the award to go to Dr Noel
W Solomons of the Center for Studies of Sensory Impairment,
Aging and Metabolism (CeSSIAM). As a result, CONCYT deci-
ded to name Dr Solomons as the winner of this award, on the
basis of his contribution to nutrition research in Guatemala.
The medal was presented at a ceremony held in conjunc-
tion with the Congress by Dr Rafael Espada, Vice President of
the Republic of Guatemala.
WHAT'S NEW
Noel Solomons is awarded the Medal of Science
and Technology by the National Council of Science and
Technology of Guatemala
Swiss Post is commemorating the International Year
of Chemistry with a special issue stamp showing a vitamin C
molecule
Advocating better nutrition for brighter futures.
96
Comments on the Comparison of the Eff ects of Organic and Conventional Food on Health in Sight And Life 2/2010
Tsige-Yohannes Habte, Michael Krawinkel
University of Giessen, Germany
“The major health concern about
conventi onal food is its contamina-
ti on with agroch emicals”
We read the article on Organic vs Conventional Food1 in Sight And Life Magazine 2/2010 with interest. It states that the nutri-
tional quality of organic food is not diff erent fr om conventional
food, and that there is no evidence of any diff erence that might
have an impact on health. At a certain point, the argument veers
to the subject of epidemiological studies that show that a diet
high in fr uit and vegetables reduces mortality fr om cardiovascu-
lar diseases, but there is scant evidence on the eff ects of cancer.
We have no reservations about the health advantages of recom-
mended levels of fr uits and vegetables. However, the compari-
son of conventional and organic food impact on health appears
to require fu rther revision.
What is conventional food?
We understand the term “conventional food” to mean the food-
stuff s that are produced by intensive agricultural systems where
considerably improved technology, particularly in the form of
agrochemicals, is applied to enhance productivity. However, a
marked level of uncertainty about health risk still attaches to
this sort of conventional food.
When conventional food is compared with organic food, nu-
trient composition is not a major concern with regard to health
risks. Indeed, varying foodstuff s are diff erent in terms of their
composition, which is why diverse sources of nutrients are used
to balance a healthy diet. No foodstuff is complete on its own,
and diversity and complementarities are the order of nutrition.
The major health concern about conventional food is its
contamination with agrochemicals, particularly those related to
pesticides, hormones and antibiotics. A large number of studies
reveal that people consuming a conventional diet are more ex-
posed to pesticide residues than those who consume an organic
diet; some examples are cited below.
Recent studies in the US show that children fed organic diets
had signifi cantly lower exposure to organophosphorus pesticide
than children with primarily conventional diets. The median
total methyl metabolite concentration in their urine was about
six times higher for those children on a conventional diet than it
was for children on organic diets (0.7 vs 0.03 μmol/L; P=0003),
and mean concentration diff ered by a factor of nine (0.34 vs
0.04 μmol/L).2 At present, the pesticides that are most commonly
and widely used are organophosphate pesticides. They are nor-
mally eliminated fr om the body aft er three to six days, and the
detection of this compound indicates continuing exposure.
Assessments conducted on more than 90,000 samples of
20 major crops, grown organically or conventionally, indicated
that the fr equencies of residue detection and residue levels were
considerably higher in conventional than in organic foods. Con-
ventional food contained pesticide residues in more than 75%
of the cases.3 Not all of the organic foods were, however, totally
fr ee fr om pesticide residue. They were also adulterated, but to
a markedly lesser extent and fr equency than conventional food.
Most of the residues in organic foods are explained as the una-
voidable results of environmental contamination by post-pesti-
cide use, or drift (sprays blown in fr om adjacent, non-organic
farms).
97SIGHT AND LIFE | VOL. 25 (1) | 2011 LETTERS TO THE EDITOR
Pesticide exposure around the world
Human beings can be exposed to pesticides in a variety of ways,
at different dose levels, and for varying periods of time. In the
developed world, the problem of acute pesticide poisoning has
largely been controlled; major health problems arise from expo-
sure to low levels of pesticide residues in food over a long pe-
riod of time. In developing countries, however, the main health
problem arising from pesticides is that due to acute poisoning.
A minimum of 25 million agricultural workers in developing
countries suffer an episode of pesticide poisoning each year.4
It has become evident in the last few years that acute pesticide
poisoning is mainly the concern of the developing world, which
lacks appropriate protection and management mechanisms due
to low levels of awareness and inadequate infrastructures.
Exposure to pesticides can potentially affect human health.
Controlled studies on animals indicate substantial toxicologi-
cal evidence showing that repeated low-level exposure to orga-
nophosphate pesticides affects neural development and growth
in developing animals. Some of these studies indicate the im-
pairment of maze performance, locomotion and balance in neo-
nates exposed in the uterus and early in postnatal life. Possible
mechanisms leading to these effects include inhibition of brain
acetylcholinesterase, down-regulation of muscarinic receptors,
decreased brain DNA synthesis, and reduced brain weight. It is
also possible that exposure to organophosphate pesticides re-
lates to respiratory diseases in children through improper regu-
lation of the autonomic nervous system.5
Studies of the effects of pesticide exposure on children’s
health have been limited to birth defects. Several case-control
studies have associated parental exposure to pesticides or pes-
ticide use in the home with childhood brain tumors, leukemia,
lymphomas, and testicular cancer.6,7
A small number of ecological studies have examined whether
the low-level chronic exposure of children to pesticides can lead
to adverse health consequences. A study in Mexico found that
children of four to five years of age living in an agricultural valley
with presumably higher pesticide exposure had deficits when
tested for stamina, coordination, and recall, as compared to chil-
dren living in the foothills where there was mainly ranching.8
Advantages of organic food over conventional food
In general it can be said that, despite the paucity of information
concerning the potential health effects in children of chronic, low-
level exposure to pesticides, substantial evidence from rodents
and limited information from adult humans shows that chronic,
low-level exposure to pesticides may affect neurological functions,
neurodevelopment, and growth. The preference for organic food
over conventional food appears advantageous in view of the low-
er exposure to insecticide residues and minimizing health risks.
Correspondence: Michael Krawinkel,Institute of Human Nutrition, University of Giessen,
Wilhelmstrasse 20, 35392 Giessen, Germany
E-mail: [email protected]
References
01. Thurnham DI. Should Organically Produced Foods be Healthier
than Conventionally Grown Foods? Sight and Life Magazine
2010;2:30–38.
02. Curl CL, Fenske RA, Elgethun K. Organophosphorus Pesticide
Exposure of Urban and Suburban Preschool Children with Organic
and Conventional Diets. Environmental Health Perspectives
2003;111:377–382.
03. Baker BP, Benbrook CM, Groth E et al. Pesticide residues in conven-
tional, IPM-grown and organic foods: Insights from three US data
sets. Food Additives and Contaminants 2002; 19:427–446.
04. Jeyaratnam J. Acute Pesticide Poisoning: A Major Global Health
Problem. World Health Statistics Quarterly 1990:43:139–144.
05. Eskenazi B, Bradman A, Castorina R. Exposure of Children to
Organophosphate Pesticides and Their Potential Adverse Effects.
Environmental Health Perspectives 1999;107:409–419.
06. Blair A, Zahm SH, Pearce NE et al. Clues to cancer etiology from
studies of farmers. Scand J Work Environ Health 1990;18:209–215.
07. Buckley JD, Robison LL, Swotinsky R et al. Occupational exposure
of parents of children with acute nonlymphocytic leukaemia: a
report from the Children’s Cancer Study Group. Cancer Research
1989;49:4030–4037.
08. Guillette EA, Meza MM, Aquilar MG et al. An anthropological
approach to the evaluation of preschool children exposed to pesti-
cides in Mexico. Environ Health Perspect 1998;106:347–353. “Chronic, low-level exposure
to pesticides may affect neurological
functions, neurodevelopment,
and growth”
98
More than a decade has passed since the fi rst edition of
Folate in Health and Disease was published. During this time,
there have been thousands of new research studies related to
folate and its link to disease and birth defect risk, thus pro-
viding the impetus for an updated interpretation of this large
body of scientifi c evidence. The public health implications
of these new fi ndings are enormous; therefore, the second
edition bridges basic science with clinical medicine and
public health.
The fi rst chapters provide background knowledge related
to folate chemistry, metabolism, bioavailability, and the infl u-
ence of genetic polymorphisms. Folate’s role in reproduction
and birth defect prevention is then reviewed, followed by a
separate chapter in which epidemiological evidence linking
specifi c birth defects and folate status is evaluated. Chronic
disease is covered in a similar manner to that of birth defects.
The interrelationships between folate and other nutrients
required for normal one-carbon metabolism are then covered
in several chapters, and the biochemical and clinical rami-
fi cations of alterations in status are highlighted. The inter-
action between folate and vitamin B₁₂ is addressed from a
biochemical and public health perspective. The complexities
of diagnosis and treatment of a clinical folate defi ciency are
discussed, followed by a related chapter on the eff ect of
alcohol on folate and methionine metabolism. Choline is
covered in a separate chapter.
Dietary intake recommendations for select countries world-
wide are compared with an overview of the approaches used
by the Institute of Medicine’s committee to estimate the
Dietary Reference Intakes. Changes in folate status over time
within the US population are a focus of this chapter, with
attention given to the infl uence of folic acid fortifi cation and
supplement use on folate status. Estimated dietary folate in-
takes for the US population and specifi c population subgroups
are presented.
For more information, please visit
http://www.routledge.com/books/details/9781420071245/
Folate in Health and Disease 2nd Edition
Editor’s note: Sight and Life reviews recent publications which
may be of particular interest to our readers. However, no publi-
cations other than Sight and Life publications are available fr om
us, nor do we have any privileged access to them.
99SIGHT AND LIFE | VOL. 25 (1) | 2011 PUBLICATIONS
Because carotenoids are widely consumed and their con-
sumption is a modifi able health behavior (via diets or supple-
ments), health benefi ts for chronic disease prevention, if real,
could be very signifi cant for public health.
This book spans the breadth of ongoing work by research-
ers around the world, ranging from basic studies to advanced
applied biomedical research. As in many fi elds of research,
new tools and techniques for measuring carotenoids in vari-
ous systems are critical to support research progress. Several
chapters discuss new methodologies to measure carotenoids,
carotenoid metabolites/radicals, or carotenoids in vivo in
complex biological systems, especially in the human eye. Oth-
er chapters describe the oxygenase enzymes that are essential
components of carotenoid metabolism to active metabolites.
How carotenoids behave
Carotenoids are highly lipophilic: an active area of research
concerns how carotenoids interact with and aff ect membrane
systems. Also, the lipid solubility of these compounds has
important implications for carotenoid intestinal absorption:
models such as the Caco-2 cell model are being used to con-
duct detailed studies of carotenoid absorption / competition
for absorption. The lipid solubility of these carotenoids also
leads to the aggregation of carotenoids. Carotenoids aggregate
both in natural and artifi cial systems, with implications for
carotenoid excited states. This in turn has implications for a
new indication for carotenoids, namely, serving as potential
materials for harnessing solar energy.
In summary, the amazing breadth and depth of research
in carotenoids are reasons why it draws investigators to this
fascinating fi eld of research. The research spans the con-
tinuum from detailed studies of the roles of photoprotective
carotenoids in plants to the potential application in the pre-
vention of disease in humans. This is translational research
at its best and I commend the editor, Dr John Landrum, for
assembling such an interesting and informative collection of
current research.
Reviewed by
Susan T Mayne Yale University School of Medicine
For more information, please visit
http://www.routledge.com/books/details/9781420052305/
Carotenoids A Colorful andTimely Research Field
100 PUBLICATIONS
Omega-3Fatty Acids and the DHA Principle
The physical and chemical properties of the omega-3
fatty acid DHA (docosahexaenoic acid) enable it to facilitate
biochemical processes in the membrane. This eff ect has
numerous benefi ts, including those involved in the growth
of bacteria, rapid energy generation, human vision, brain im-
pulse, and photosynthesis, to name but a few. However DHA
also carries risks that can lead to cellular death and disease.
Omega-3 Fatty Acids and the DHA Principle explores the
roles of omega-3 fatty acids in cellular membranes, ranging
from human neurons and swimming sperm to deep sea
bacteria, and develops a principle by which to assess their
benefi ts and risks.
The DHA Principle states that the blending of lipids to
form cellular membranes is evolutionarily honed to maximize
benefi t while minimizing risk, and that a complex blending
code involving conformational dynamics, energy stress,
energy yield, and chemical stability underlies all cellular
membranes.
Understanding the code
This book lays the groundwork to understanding this code.
It examines the evolution of DHA and the membrane, and
explores the general properties of omega-3s and other
membrane lipids. It then focuses on cellular biology before
shift ing to a practical discussion on applications. The
authors discuss the DHA Principle as applied to petroleum
degradation, winemaking, global warming, molecular farming,
aging, neuro-degenerative diseases, and the prevention of
colon cancer.
A refl ection on the increased public interest to have
emerged over the years, this volume uses an integrative
approach to explain the complex roles of omega-3s in
the membrane. Incorporating principles from chemistry,
cellular biology, evolution, and ecology, this work gives
researchers in a variety of fi elds the building blocks to
stimulate further study.
For more information, please visit
http://www.routledge.com/books/details/9781439812990/
101SIGHT AND LIFE | VOL. 25 (1) | 2011 PUBLICATIONS
TALC (Teaching Aids at Low Cost) is a unique charity provid-
ing and developing educational material which promotes
the health of children and advanced medical knowledge and
teaching in the UK and throughout the world.
The organization was founded in 1965 by David Morley
when he was lecturer at the Institute of Child Health, in re-
sponse to many requests from overseas students for teaching
equipment to use in their own countries.
TALC believes good health provision should be available
to all – especially those in the poorest communities in Africa,
Asia, and Latin America – and has been working for over
40 years to achieve this. They currently supply over 10,000
health workers with health materials, ranging from text books
and videos to CDs and weight charts.
Below is a list of nutrition books, CD-ROMs and accessories
available from TALC, as recommended by Ann Burgess
and Marko Kerac (* indicates the book is available in other
languages besides English).
> Community Nutrition: a handbook for health and develop-
ment workers; 2009 Burgess, Bijlsma & Ismael; £5.50.
> Infant and Young Child Feeding – model chapter for
textbooks for medical students and allied health
professionals; 2009 WHO; £1.30.
> Caring for Severely Malnourished Children; 2003
Ashworth & Burgess; £4.10 (also available at the same price
as a PDF download).
> Sight And Life Manual on Vitamin A Defi ciency Disorders
(VADD); (2nd ed 2001) Sight And Life; £1 (*French, Spanish).
> The Politics of Breastfeeding (3rd edition);
2009 Palmer; £7.70.
> Protein-Energy Malnutrition; 2006 Waterlow; £7.50.
> Hospital Care for Children – Guidelines for the
Management of Common Illnesses with Limited
Resources; 2005 WHO; £4.50 (*French, Russian).
> ABC of Nutrition (4th edition); 2003 BookPower; £6.00.
> Nutrition for Developing Countries (2nd edition);
1993 Savage King & Burgess; £12.00.
> Community Nutrition CD-ROM; TALC 2006. Free to health
professionals who have limited access to the internet,
Community Nutrition is a new CD-ROM
containing hundreds of nutrition resources including
manuals, training courses, academic papers, briefs,
practical guidelines, pictures, presentations, and a video.
> Topics in International Health – Nutrition CD-ROM;
2000 Wellcome Trust; £5.00. Twelve interactive tutorials
that provide an illustrated introduction to the causes,
epidemiology, treatment, and prevention of malnutrition
in developing countries.
> e-TALC Health Development CD-ROMs. The e-TALC project
provides a reliable and regular source of free health
information, aimed at healthcare workers in developing
countries who have no or limited access to the internet.
Small colored insertion tape (MUAC); 115mm; £0.25.
> Hemoglobin color scale; £24.00. A simple device
for estimating hemoglobin, for use when laboratory
hemoglobinometry is not available.
TALC is based in the UK. To order any of these items, visit
http://www.talcuk.org/index.htm or e-mail [email protected] or call
+44 (0)1727 853869. Prices do not include postage
If you know of any other recent, good value nutrition-
related books that TALC might add to its catalogue, please
let them know.
Nutr iti on Books Available fr om TALC Valuable for Nutrition Practitioners and Trainers
Sharing knowledge for improved nutrition.
ImprintSight and Life Magazine
Incorporating the
Xerophthalmia Club Bulletin
Publisher: Sight and LifeEditor: Klaus Kraemer
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Sight and Life and are
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cover: Mike Bloem
Photography
page 4,5: Mike Bloem
Photography
page 11,17: Mike Bloem
Photography
page 64,66:
Neil Palmer (CIAT)
page 85: UNAIDS
Sight and LifeDr Klaus Kraemer
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Building bridges for better nutrition.