49
Mihail C. Roco National Science Foundation and National Nanotechnology Initiative 16 th US-KOREA Nanotechnology Forum, San Diego, September 23, 2019 Several Nanotechnology Trends, including in Nanomedicine

Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

  • Upload
    others

  • View
    4

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Mihail C. RocoNational Science Foundation and National Nanotechnology Initiative

16th US-KOREA Nanotechnology Forum, San Diego, September 23, 2019

Several Nanotechnology Trends, including in Nanomedicine

Page 2: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

MC Roco, Sep 23 2019

Contents• Three essential stages of science and

technology convergence– Nanotechnology - global S&T challenge since 2000 – Foundational emerging technologies (NBICA)– Global society oriented initiatives

• Several trends for the next decade (USA), with illustration to nanomedicine

Convergence is a core opportunity for progressNanotechnology is an earlier illustration in S&T

Page 3: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

• Nanotechnology is a foundational, general-purpose technology

• Nanotechnology in 2019 continues quasi-exponential growth penetration in: (i) disciplinary platforms, (ii) vertical science-to-technology transition, (iii) horizontal expansion to areas such as agriculture/ textiles/ cement/ plastics, and (iv) spin-off areas (> 20) as nanophotonics, metamaterials, spintronics, nano -medicine, -neuro, -agriculture, and -env.

• Nanotechnology promises to become a primary S&T platform for investments and venture funds once efficient design & manufacturing methods are established

Nanotechnology developmentintegration of disciplines

2000 2030

MC Roco, Sep 23 2019

Page 4: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

A general trend: Convergence of nano with other emerging fields

• NS&E discoveries on accelerated path, with horizontal integration of disciplines and new spin-off fields (“push”)

• Setting visionary goals and new application areas, via: S&E initiatives, Grand Challenges, Big Ideas, societal goals; need for vertical integration (“pull”),

• Integration of knowledge & innovation across turbulent, hierarchical and emerging fields (“spiral integration”)

Convergence is: a problem solving strategy to holistically understand and change an ecosystem for reaching a common goal(Refs 1, 5)

MC Roco, Sep 23 2019

Page 5: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Convergence of knowledge, technology and society is guided by seven principles

A. Holistic view – Interdependence-coherence in nature and society (find ‘unity in diversity’, ‘essential interactions’ for deep integration)

B. Common goal - Vision-inspired basic research for long-term challenges

C. Dynamic pattern - Processes of spiral convergence and divergence

D. Unifying actions- Ecosystem-logic deduction in decisions & problem solving

E. Cross-domain - Higher-level languages F. Multi-tasking- Multiple cause-effect pathways G. Added-value - Confluence of resources

leading to ecosystem changes (‘S curve’)

PRINCIPLES FORCONVERGENCE

Ref 7: “Science and technology convergence..”, JNR, 2016, 18:211 MC Roco, Sep 23 2019

(to a neural network system)

Page 6: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Nanotechnology development also is guided by the convergence principles

A. Holistic view – Unity of matter in disciplines; ‘essential interactions’ for deep integration

B. Common goal – Systematic control at nanoscale for properties/functions/devices/sys.

C. Dynamic pattern - Spiral convergence to unified methods & divergence in applications

D. Unifying actions - Nanosystem-logic deduction in decisions & problem solving

E. Cross-domain – languages, concepts, methodsF. Multi-tasking - Concurrent nanoscale

phenomena and processes G. Added-value - Confluence of effects leading

to novel phenomena and processes

PRINCIPLES FORCONVERGENCE

Ref 7: “Science and technology convergence..”, JNR, 2016, 18:211 MC Roco, Sep 23 2019

(to a neural network system)

Page 7: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Modified Stokes diagram

PureBasic Research

(Bohr)

Use-inspired Basic Research

(Pasteur))

Pure Applied Research

(Edison)

Relevance for applications

Rele

vanc

e fo

r the

adva

ncem

ent o

f kno

wle

dge

Low use

Low

High Vision-inspired

Basic Research(added in CKTS)Ex: NNI vision

New useKnown use

Empirical, less useful

(Merlin)

B. Common goal - Vision inspired discovery and inventions are essential for the future of innovation

Ref 6: “Convergence of Knowledge, Technology and Society:” (Springer,2013)

convergence stage / divergence stage / S&T breakthroughs

MC Roco, Sep 23 2019

Page 8: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

a b c d

Six NTGenerations

Creativephase

Integration/Fusion phase Innovation

phaseSpin-off phase

DisciplinesBottom-up& top-down

MaterialsMedical, ..Sectors

Tools &Methods

Knowledge confluence

Innovation spiral

New Products, Applications $30 T

C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development

Spin-off disciplines,and productive sectors

New expertise (NBIC..) New applications& business

New nanosystemarchitectures

Control of matter at

the nanoscale

Ref 7: Based on Roco and Bainbridge, 2013 , Fig. 8

Immersion in to new technology platformsAssembly of

interacting partsNew

systems

Page 9: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

NBIC2

C. Example convergence-divergence opportunities: the cellular phone

Phases to achieve convergence: - Creative phase: Confluence of fields

CMOS 90 nm (2000) to 7 nm (2019)- Integration phase: Data storage to cognition

- Innovation phase: Smart phone and its platform

- Outcomes, spin-off phase: Social networks, controlling swarms, healthcare, aspects in society

High “innovation index” in a convergence processI ~ k(S,E) S2 O / T3

(Ref 6: CKTS Report 2013)

Approach to improve convergence: - Enlarge the working domains S - Convergence accelerators T

MC Roco, Sep 23 2019

Page 10: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Key convergence reports since 2013

2013

2014

2016 2017Springer-Nature 2016

2016

Convergence principles and methods

Convergence of health

Life, physical & engng. sciences convergence

International benchmarking

Convergence engineering centers

Culture of Convergence

2019MC Roco, Sep 23 2019

Page 11: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Three stages of convergence(Ref 6: CKTS, Springer, 2013)

III. Conv. Knowledge, Technology and Society “CKTS” Integrates NBICA & other essential platforms of human activity using seven convergence principles

II. Converging Technologies Nano-Bio-Info-Cognitive-AI “NBICA” Integrates foundational and emerging technologies from unifying - basic elements using similar system architectures and dynamic networking (neural networks)

I. Nanoscale Science, Engineering and Technology “Nanotechnology”

Integrates disciplines and knowledge of matter from unifying concepts at the nanoscale

I.II.III.

MC Roco, Sep 23 2019

Page 12: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

nano12000

2010

2020

2030

nano3

1999

30 year vision to develop nanotechnology in three stages changing focus and priorities

20102013

Reports available on: www.wtec.org/nano2/ and www.wtec.org/NBIC2-report/ (Refs. 3-6)

Page 13: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Create library of nanocomponents, function

2000-2010

2. Active Nanostructures

2000

nano1 Component basics

2030 New socio-economic capabilities, architect,

2020-2030nano3 Technology divergence

To general purpose technology, moduls

2010-2020

nano2 System integration

Based on NANO 2020, Fig. 5 (Ref. 4)

1. Passive Nanostructures

3. Systems of Nanosystems

4. Molecular Nanosystems

5. NBICA TechnologyPlatforms

GENERATIONS OFNANOPRODUCTS

CREATING A GENERAL PURPOSE NANOTECHNOLOGY IN 3 STAGES

6. NanosystemConv. Networks

MC Roco, Nov 10 2016

Page 14: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Nanowire transistor probes for intracellular recording

Credit: Charles Lieber group (Y. Zhao et al, Nature Nanotech 2019)MC Roco, Sep 23 2019

Page 15: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Example discovery in nanobio-medicine

Motorized molecules drill through cellsMotorized molecules driven by light can drill holes in the membranes of individual cells, promising to bring therapeutic agents into the cells or directly inducing the cells to die Rotors in single-molecule nanomachines activated by ultraviolet light - spin at 2 to 3 million rotations per secondCredit: James Tour group, et al., Nature Aug 2017, Rice U., Durham (U.K.) and NCSU

Light

LightMC Roco, Sep 23 2019

Page 16: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Example discovery in nanobiology Engineering biology through DNAs environment

Chromatin and Epigenetic Engineering (NSF 17-578 & 18-077)

Light-mediated epigenetic control at the nanoscale in human induced pluripotent stem-cell-derived cardiac muscle cells

Credit: R. Mazitschek, Mass General Hospital/Harvard U.; E. Entcheva and A. Villagra, GWUMC Roco, Sep 23 2019

Page 17: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Integrate the muscle grow with neurons at the nanoscale on grooved platforms

H. Kong, R. Bashir et al., U. of Illinois (2019) MC Roco, Sep 23 2019

Page 18: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

National Nanotechnology Initiative, 2019 Nanotechnology Signature Initiatives

(https://www.nano.gov/signatureinitiatives)

Sustainable NanomanufacturingWater Sustainability through NanotechnologyNanoelectronics for 2020 and BeyondNanotechnology Knowledge InfrastructureNanotechnology for Sensors

Nanotechnology for Solar Energy (2011-2015)Nanoplastics in the Environment (under consideration)

MC Roco, Sep 23 2019

Page 19: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Nano for Sensors & Sensors for NanoImproving and Protecting Health, Safety, and the Environment

For Diagnostics John Rogers, NU

For visualization using magnetic sifter Sam Gambhir, StanfordUniversity Medical School

Vaporsens chemical sensor:https://www.vaporsens.com/

Daniel Heller, Memorial SloanKettering Cancer Center

For plants. Liang Dong,Iowa State University

MC Roco, Sep 23 2019

Page 20: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Twelve global nano trends to 2020 10 year perspective, www.wtec.org/nano2/ (Ref. 4)

• Theory, modeling & simulation: x1000 faster, essential design• “Direct” measurements – x6000 brighter, accelerate R&D&use• A shift from “passive” to “active” nanostructures/nanosystems• Nanosystems- some self powered,self repairing, dynamic, APM• Penetration of nanotechnology in industry - toward mass use;

catalysts, electronics; innovation– platforms, consortia• Nano-EHS – more predictive, integrated with nanobio & env.• Personalized nanomedicine - from monitoring to treatment• Photonics, electronics, magnetics – new integrated capabilities• Energy photosynthesis, storage use – solar economic • Enabling and integrating with new areas – bio, info, cognition• Earlier preparing nanotechnology workers – system integration• Governance of nano for societal benefit - institutionalization

MC Roco, Sep 23 2019

Page 21: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Topics in NSF nanomedicine supported nanotechnology S&E research portfolio

• Diagnostics: imaging diagnostics, blood analysis, saliva analysis• Therapeutics: targeting drug delivery, targeted cancer detection

and therapy • Nanostructured implantable materials: bones, scaffolds• Regenerative medicine: tissue engineering, gene therapy for

health care, stem cells• Single cell conditioning • Vaccines• Neuro-cognitive: neuro*, cognition, cogniti* sensors

Other topics in “Nanomedicine”MC Roco, Sep 23 2019

Page 22: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

26 46 67 100 133190

241300 314

387454

511588

649 670710

752 721 704

0

200

400

600

800

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018

Number of active nanomedicine awards in all categories: FY 2000-2018

$0$20,000,000$40,000,000$60,000,000$80,000,000

$100,000,000

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018

Nano amounts for active nanomedicine awards in all categories: FY 2000 - 2018

MC Roco, Sep 23 2019

Page 23: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Number of active nanomedicine awards FY 2000-2018

0

50

100

150

200

250

300

350

400

2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018

Diagnostics

Theraputics

Nano Implant Mtrl

RegenerativeMed.Single Cell

Vaccines

Neuro-Cognitive

Other NanoMed

Therapeutics: largest component is drug deliveryRegenerative medicine: largest component is tissue engineering

MC Roco, Sep 23 2019

Page 24: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Current nanotherapeutics characteristics

• Current carriers mostly are relatively simple nanoparticles and nanocomposites (liposomes, polymers, shells, ..). They generally deliver conventional drugs that have previously approved

• By 2016, dozens of nanodrugs received FDA approval in the US, and additional 77 are in the clinical trials. Hundreds of therapeutic nanoparticles are in the earlier stage of development

• Structure-activity relationships (e.g. size, charge, shape, composition, architecture, magnetization) adapted to disease requirements. Trend: increase nanoparticle complexity and functions (e.g. surface architectures, nanocomposites)

Andre Nel, NASEM 2019MC Roco, Sep 23 2019

Page 25: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Nanomaterial medicine formulations currently approved for marketing

(Frontiers in Pharmacology, Review publ. 17 July 2018; fda.gov; drug.com; ema.Europa.eu)

Type Name Drug IndicationLiposomal NMs

Doxil/Caelyx Doxorubicin HIV-related, myeloma, breast cancer, ovarian cancer

AmBisome Ampheotericin B Fungal infectionsOther 10 …… …….

Micellar NMs Genxol PM Paclitaxel Metastatic breast cancer, lung cancerNnaoxel M Paclitaxel Breast cancer, pancreatic cancer, ovarian

cancerProtein NMs Abraxene Paclitaxel Breast cancer, pancreatic cancer,..

MC Roco, Sep 23 2019

Page 26: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Distribution of nanomedicine market

By application type– Oncology ~1/3 (~17% - annual rate of increase 2016-2017)– Neurology ~1/4 (~17% - annual rate) – Anti-infective ~ 1/9 (~17% - annual rate) – Anti-inflammatory ~1/9 (~17% - annual rate)– Cardiovascular ~1/17 (~15% - annual rate)

Economy USA & Canada

Europe Asia (incl. Japan)

Latin America

Africa Australia & New Zealand

Market Share 42% 24% 21% 5% 4% 4%

MC Roco, Sep 23 2019

Page 27: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Major players in the global nanomedicine market

• Merck• Hoffman - La Roche• Novartis• Amgen• Pfizer• Gilead Sciences• Eli Lilly• BASF• Johnson & Johnson

• Abbott Laboratories• GlaxoSmithKline• Bristol-Myers • GE Healthcare• Nanobiotics• Safoni • UCB SA• Shimadzu

MC Roco, Sep 23 2019

Page 28: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

MC Roco, Sep 23 2019

Page 29: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

NSF – discovery, innovation and education in Nanoscale Science and Engineering (NSE)

www.nsf.gov/nano , www.nano.gov

- FY 2019 - 2021 Budgets - various planning stages

– Fundamental research > 6,000 active projects in all NSF directorates

(annual increases ~15% first decade, then ~ constant, with qualitative changes)

– Establishing the infrastructure > 30 centers & networks, 2 general user facilities

– Training and education > 10,000 students and teachers/y; ~ $50M/y

FYs 2018 actual ~ $568 M (incl. related core programs)

MC Roco, Sep 23 2019

Page 30: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Ex II: 2016- NSF 10 Big Ideas (4 research ideas) • Understanding the Rules of

Life: Predicting Phenotype • Work at the Human-

Technology Frontier

• Data Science

• The Quantum Leap

• Windows on the Universe: Multi-messenger Astrophysics

• Navigating the New Arctic

Ex II-III: 2016- NSF 10 Big Ideas (2 research ideas)

MC Roco, Aug 12 2019

Page 31: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Ex II. “Understanding the Rules of Life” (NSF)

Signals in the soilImage credit: S. Daunert, S. Deo and E. Dikici, Dept. ofBiochemistry and Molecular Biology and Dr. JT MacdonaldBiomedical Nanotechnology Institute, U. of Miami

SemiconductorsyntheticbiologyImage credit: Nicolle RagerFuller, NSF

Synthetic cellImage courtesy PLOS

MC. Roco, Nov 8 2018

Understanding cells & nanobiosystems from the nanoscale

Page 32: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

• Understanding the Rules of Life: Building a Synthetic Cell (NSF 18-599)

https://www.nsf.gov/pubs/2018/nsf18599/nsf18599.htmCreate synthetic cells - constructed of biological or artificial materials that mimic functions of natural, living cells. Building synthetic cells either from scratch, or start with a natural cell and remove or add components.

• Understanding the Rules of Life: Epigenetics (NSF 18-600) https://www.nsf.gov/pubs/2018/nsf18600/nsf18600.htm

By altering the way genes are read and expressed -- how, when and where specific genes are turned "off" or "on" -- two cells or whole organisms with the same DNA sequence can appear or act differently.

Ex II. Examples of NSF programs (2019-2020)

MC Roco, Sep 23 2019

Page 33: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Ex II: IoT with Nanosensors

Nanotechnology for Sensors www.nano.gov/SensorsNSIPortal

Goals:1 nm sensors self poweredWireless networked linksDistributed network

Cyber-Physical SystemsMETI 2016

NNI/NNCO, MC Roco, Sep 23 2019

Page 34: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

16 NNCI Sites13 Partners 17 States

68 Facilities>2000 Tools

NSF Funded2015-2020$81M total

Director: Oliver Brand, Georgia Tech

MC Roco, Sep 23 2019

Page 35: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Network for Computational Nanotechnology (NCN)

Over 1.4 million users annually Over 1,800 contributors 172 countries

NCN CyberPlatform

nanoMFG Node

Global nano S&E Community

nanoBIO Node

Cyberinfrastructure: 500+ nano-Apps in the cloud5,500+ lectures and tutorials 100+ courses => MOOC 185 institutions

Director: Gerhard Klimeck, Purdue U.

Page 36: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

NSF’s NS&E amount new awards per capitaFYs 2000 - 2018: U.S. average amount ~ $41 /capita

#1 MA $149 / capita (2000-2018)2018: Over 7,000 active awards(abstracts on www.nsf.gov/nano)

AK 5.93; AL 38.68; AR 33.88; AZ 44.81; CA 46.88; CO 66.97 ; CT 41.45; DC 133.66 ; DE 91.92 ; FL 13.19; GA 28.41; HI 3.27; IA 27.08; ID 20.78; IL 57.98; IN 51.52; KS 27.31; KY 19.59; LA 19.69; MA 148.80 ; MD 50.30; ME 10.72; MI 35.49; MN 39.53; MO 19.20; MS 28.01; MT 30.02; NC 44.44; ND 35.07; NE 61.88; NH 31.92; NJ 32.75; NM 36.65; NV 9.08; NY 74.21; OH 34.20; OK 19.79; OR 32.96; PA 60.69 ; PR 20.10; RI 96.61 ; SC 26.10; SD 50.66; TN 20.01; TX 25.72; UT 35.23; VA 31.23; VT 26.49; WA 31.19; WI 49.13; WV 25.51; WY 24.57

MC Roco, Sep 23 2019

Page 37: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

NS&E awards with international activity (21%)

Dec 4, 2018; http://dis-checker-p02:8002/solr/banana-sankey/dist/index.html#/dashboard

MPS

ENG

GEO

BIOOD

CSEEHR

SBE

MC Roco, Sep 23 2019

Page 38: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Number of WoS publications (2010-2018): nano* + 27 keywords. Data as of July 16, 2019.

WORLDWIDE229 044

AFRICA, 6 107

S. KOREA, 11 658

USA, 40 773

CHINA,78 513

EU, 53 020

JAPAN, 10 096 000

60 000

120 000

180 000

240 000

2010 2011 2012 2013 2014 2015 2016 2017 20180

Nanotechnology publications in the World 2010 - 2018“Title-abstract” search in WoS by nano* + 27 keywords (method Nano2020, Ref 3)

MC Roco, Sep 23 2019

Page 39: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Five countries’ contributions to Top 3 journals in 2018 (about the average for last 5 years)

0.00%

10.00%

20.00%

30.00%

40.00%

50.00%

60.00%

70.00%

80.00%

3 Journals Nature PNAS Science

USGermanyFranceP. R. ChinaJapan

* Each article is assigned to multiple countries if its authors have different nationalities. Therefore, the sum of percentages from five countries exceeds 100%; ** Combined Keywords

MC Roco, Sep 23 2019

Page 40: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

self-assembl*

molecular model*

STM or AFM

quantum dot*plasmonic*

microfluidic*

graphen*

optoelectronic*

proteomic*

0

900

1800

2700

3600

4500

201820172016201520142013201220112010

self-assembl* atom* model*molecular model* STM or AFMmolecular motor* quantum dot*NEMS plasmonic*metamaterials* microfluidic*spintronic* molecular system*supramolecul* fullerene*dendrimers* graphen*2D material* atom* layer depositionartificial photosynthe* cellulose fiber*optoelectronic* biophotonic*optogenetic* DNA computing

Nanotechnology publications in United States 2010 - 2018“Title-abstract” search in WoS by individual keywords: nano* + 27 (method Nano2020, Ref 3)

MC Roco, Sep 23 2019

Page 41: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Number of WoS publications (2010-2018) from South Korean-affiliated authors on nanotechnology using original 27 keywords. Data as of July 8, 2019.

self-assembl*

STM or AFM

quantum dot*

plasmonic*

microfluidic*

graphen* atom* layer

deposition

optoelectronic*

proteomic*

0

150

300

450

600

750

201820172016201520142013201220112010

self-assembl* atom* model* molecular model* STM or AFMmolecular motor* quantum dot* NEMS plasmonic*metamaterials* microfluidic* spintronic* molecular system*supramolecul* fullerene* dendrimers* graphen*2D material* atom* layer deposition artificial photosynthe* cellulose fiber*optoelectronic* biophotonic* optogenetic* DNA computing

Nanotechnology publications in South Korea 2010 - 2018“Title-abstract” search in WoS by individual keywords: nano* + 27 (method Nano2020, Ref 3)

MC Roco, Sep 23 2019

Page 42: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Total number of nanotechnology applications per year in the World 1991-2018

05000

100001500020000250003000035000400004500050000

1991 1993 1995 1997 1999 2001 2003 2005 2007 2009 2011 2013 2015 2017

Numb

er of

Pub

lishe

d Pa

tent A

pplic

ation

s

Year

Number of nanotechnology applications per year

All applications

Non-overlapping applications

YearAll

applicationsNon-overlapping Applications

1991 224 224

2001 2,163 2,095

2018 45,335 42,736

Longitudinal evolution of the total number of nanotechnology patent applications in the 15 largest repositories per year (‘‘title abstract,’’ 1991–2018). *The numbers are based on “publication of patent application” in respective years. Data was obtained from UA NSE database (crawled from Espacenet) and EPO’s PATSTAT Online service (2012-2018).** Started using Combined Keywords from 2014 MC Roco, Sep 23 2019

Page 43: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

0

2,000

4,000

6,000

8,000

10,000

12,000

1991

1992

1993

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

# o

f P

aten

ts

USA

Japan

EU27

P.R. China

Korea

Total

2000-2017 Average worldwide annual growth rate ~15%

Nanotechnology patents at USPTO: 1991-2018 (data May 2019)

“Title-abstract” search of nanotechnology by keywords (update Chen and Roco [7])

U.S. patent authors maintain the lead at USPTO in 2018

U.S. ~ 70% in 2000

U.S. ~ 70% in 2005

U.S. ~ 62% in 2010

U.S. ~ 53% in 2017

Total - allcountries

U.S.

MC Roco, Sep 23 2019

Page 44: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Country/region distribution in the USPTO in 2001-2017

Comparing Nanotechnology Landscapes in the US and China: A Patent Analysis Perspective, JNR, Springer, 2019

MC Roco, Sep 23 2019

Page 45: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

0%

1%

2%

3%

4%

5%

6%

7%

8%

9%

10%

11%

12%

13%

14%

15%

16%

1991199219931994199519961997199819992000200120022003200420052006200720082009201020112012201320142015201620172018

NSF

-NSE

Aw

ard/

Pape

r/Pa

tent

Per

cent

age

Year

Top 20 Journals' Nano Paper Percentage 3 Selected Journals' Nano Paper Percentage Title-claim Search's Nano Patent Percentage NSF Nano New Award Percentage #REF!

2013 World > $ 1T (Lux Res.)

Percentage rate of penetration of nanotechnology in NSF awards, WoS papers and USPTO patents (1991-2018)

Searched by keywords in the title/abstract/claims (update Encyclopedia Nanoscience, Roco, 2016)

2012-2017 NSF grants ~ 14%

2017 Top 20 nano J. ~ 13%

2017 Top 3 Journals ~ 6.0%

2017 USPTO patents ~ 2.7%

Est. US Market / US GDP: 2014 ~ 2%; 2018 ~ 4.6%

Revenues market / GDP

US Market ~ 4.6%

MC Roco, Sep 23 2019

Page 46: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Nanotechnology - Several trends (1)

• Develop generalized theories, models and tools for larger nanostructures (with complex information contents and interacting phenomena), and control of fundamental processes (such as self-assembling and quantum transition)

• Create hierarchical, modular, nano-precise NBICA integrated design and manufacturing

• Emphasize nanotechnology for sustainability: recyclability, water, energy, food, improve carbon-cycle

• Nano-controlled gene editing for medicine, agric., energyMC Roco, Sep 23 2019

Page 47: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Nanotechnology - Several trends (2)

• Brain–to-brain, -machine, -like devices and systems

• Develop hardware for quantum entanglement, communication and computing

• Nanotechnology for smart systems: general purpose AI & Intelligence Augmentation (IA); Intelligent Cognitive Assistants; cyber-physical-human systems; personalized education, healthcare and other services.

• Convergence with other foundational technologies to create new emerging S&T platforms

MC Roco, Sep 23 2019

Page 48: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

Related publications1. “Coherence and Divergence of Megatrends in Science and Engineering”

(Roco, JNR, 2002)2. “Nanotechnology: Convergence with Modern Biology and Medicine”,

(Roco, Current Opinion in Biotechnology, 2003) 3. NANO1: “Nanotechnology research directions: Vision for the next decade”

(Roco, Williams & Alivisatos, WH, 1999, also Springer, 316p, 2000)4. NANO 2020: “Nanotechnology research directions for societal needs in

2020” (Roco, Mirkin & Hersam, Springer, 690p, 2011a)5. NBIC: “Converging technologies for improving human performance: nano-

bio-info-cognition” (Roco & Bainbridge, Springer, 468p, 2003)6. CKTS: “Convergence of knowledge, technology and society: Beyond

NBIC” (Roco, Bainbridge, Tonn & Whitesides; Springer, 604p, 2013b) 7. The new world of discovery, invention, and innovation: convergence of

knowledge, technology and society” (Roco & Bainbridge, JNR 2013a, 15)8. “Principles and methods that facilitate convergence” (Roco, Springer

Reference, Handbook of Science and Technology Convergence, 2015) 9. “Science and technology convergence, with emphasis for

nanotechnology-inspired convergence” (Bainbridge & Roco, JNR, 2016)10. HSTC: “Handbook of Science and Technology Convergence”

(Bainbridge & Roco, Springer Reference, 2016)

(4 re

ports

with

R&D

reco

mm

enda

tions

for 2

020)

Page 49: Several Nanotechnology Trends, including in Nanomedicine · 2019-09-23  · Applications $30 T. C. 2000-2030 Convergence-Divergence cycle for global nanotechnology development. Spin-off

This Nanotechnology Forum

• Exchange recent scientific results in both countries in the topics selected for 2019:

- single cell research - sensors for cognition and brain research

• Explore new research trends

• Facilitate collaborative opportunities

MC Roco, Sep 23 2019