Securities With Increased Margin Requirements as of December

Loan Value(No Loan Value below $3.00)

1347 Property Insurance Holdings Inc PIH US 25%180 Degree Capital Corp TURN US 25%1-800-Flowers.Com Inc FLWS US 50%1st Constitution Bancorp FCCY US 25%1st Source Corp SRCE US 50%21Vianet Group Inc VNET US 50%22nd Century Group Inc XXII US 50%2U Inc TWOU US 50%2X Lev Lg Etracs Wells Fargo Busi Dev Co LBDC US 0%2X Lev Long Etracs Wf Busi Dev Co 5/41 BDCL US 0%3D Systems Corp DDD US 50%500.Com Ltd WBAI US 25%58.com Inc WUBA US 50%5N Plus Inc VNP T 25%8Point3 Energy Partners LP CAFD US 50%A and W Revenue Royalties Income Fund AW.UN T 50%A Schulman Inc SHLM US 50%A. H. Belo Corp AHC US 25%A10 Networks Inc ATEN US 25%AAC Holdings Inc AAC US 25%AB SKF SKUFF US 25%Abengoa SA AGOAF US 0%Abeona Therapeutics Inc ABEO US 25%Abercrombie & Fitch Co ANF US 50%Aberdeen Asia-Pacific Income Investment Company Ltd FAP T 50%Aberdeen Chile Fund Inc CH US 25%Aberdeen Emerging Markets Smaller Company Opportunities Fund Inc ABE US 25%Aberdeen Israel Fund Inc ISL US 25%Aberdeen Latin America Equity Fund Inc LAQ US 25%Abertis Infraestructuras SA ABFOF US 25%Abiomed Inc ABMD US 50%Abitibi Royalties Inc RZZ T 25%Abraxas Petroleum Corp AXAS US 50%Absolute Software Corp ABT T 25%AC Immune Ltd ACIU US 25%Acacia Research Corp ACTG US 25%ACADIA Pharmaceuticals Inc ACAD US 25%Acadian Timber Corp ADN T 25%Acasta Enterprises Inc AEF T 0%Accelerate Diagnostics Inc AXDX US 50%Acceleron Pharma Inc XLRN US 25%Acciona SA ACXIF US 25%Accor SA ACRFF US 0%Accord Financial Corp ACD T 25%Accuray Inc ARAY US 50%Acer Therapeutics Inc ACER US 0%Achaogen Inc AKAO US 25%Achieve Life Sciences Inc ACHV US 0%Achillion Pharmaceuticals Inc ACHN US 25%Ackermans & Van Haaren NV AVHNF US 25%Aclaris Therapeutics Inc ACRS US 25%Acme United Corp ACU US 25%ACNB Corp ACNB US 25%Acorda Therapeutics Inc ACOR US 25%Acorn International Inc ATV US 0%ACS Actividades de Construccion y Servicios SA ACSAF US 25%Actelion Ltd ALIOF US 0%Active Alts Contrarian ETF SQZZ US 0%Actua Corp ACTA US 50%Acushnet Holdings Corp GOLF US 50%Adamas Pharmaceuticals Inc ADMS US 25%Adamis Pharmaceuticals Corp ADMP US 0%Adams Diversified Equity Fund Inc ADX US 25%Adams Resources & Energy Inc AE US 25%Adaptimmune Therapeutics PLC ADAP US 25%Addus Homecare Corp ADUS US 50%ADDvantage Technologies Group Inc AEY US 25%Adecco Group AG AHEXF US 25%Adesto Technologies Corp IOTS US 25%Adf Group Inc DRX T 25%Adidas AG ADDDF US 25%ADMA Biologics Inc ADMA US 0%Admiral Group PLC AMIGF US 25%Adomani Inc ADOM US 25%Adtalem Global Education Inc ATGE US 50%Aduro Biotech Inc ADRO US 25%Advanced Accelerator Applications SA AAAP US 50%Advanced Emissions Solutions Inc ADES US 25%AdvanSix Inc ASIX US 50%

Securities With Increased Margin Requirements as of December 7, 2017

Security Name Symbol Major Market

The loan values of the following securities have been reduced. The following loan values are subject to change at any time, without notice. Please note that there is no loan value if the stock is below $3.00.



Advantaged Canadian High Yield Bond Fund AHY.UN T 25%Advantest Corp ADTTF US 25%Advaxis Inc ADXS US 0%Advent Claymore Convertible Securities and Income Fund AVK US 25%Advent Claymore Convertible Securities and Income Fund II AGC US 25%Advent/Claymore Enhanced Growth & Income Fund LCM US 25%Adverum Biotechnologies Inc ADVM US 0%Advisory Board Co ABCO US 50%Aegean Marine Petroleum Network Inc ANW US 0%Aeglea Bio Therapeutics Inc AGLE US 0%Aegon NV AEK US 0%Aegon NV AEGOF US 0%Aehr Test Systems AEHR US 25%Aerie Pharmaceuticals Inc AERI US 25%AeroCentury Corp ACY US 25%Aeterna Zentaris Inc AEZS T 0%Aevi Genomic Medicine Inc GNMX US 0%Affimed NV AFMD US 0%Africa Oil Corp AOI T 25%Africa Oil Corp AOI US 25%AG Mortgage Investment Trust Inc MITT US 50%Ageas SA AGESF US 25%Agenus Inc AGEN US 25%Agile Therapeutics Inc AGRX US 0%Agilysys Inc AGYS US 50%Agios Pharmaceuticals Inc AGIO US 50%AgroFresh Solutions Inc AGFS US 25%Ai Powered Equity Etf AIEQ US 0%AIA Group Ltd AAIGF US 0%Aileron Therapeutics Inc ALRN US 0%Aimia Inc AIM T 50%Aimia Inc 6.25% Sr-3 Pfd AIM.C T 50%Aimia Inc S-2 Cum F/r Pfd AIM.B T 50%Aimia Inc Ser-1 Pfd AIM.A T 50%Aimmune Therapeutics Inc AIMT US 25%Air Liquide SA AIQUF US 0%Air T Inc AIRT US 25%AirBoss of America Corp BOS T 25%AirBoss of America Corp BOS US 25%Airgain Inc AIRG US 25%Airmedia Group Inc AMCN US 0%Aisin Seiki Co Ltd ASEKF US 0%Ajinomoto Co Inc AJINF US 25%AK Steel Holding Corp AKS US 50%Akari Therapeutics PLC AKTX US 0%Akcea Therapeutics Inc AKCA US 25%Akebia Therapeutics Inc AKBA US 25%Akita Drilling Ltd Cl B AKT'B T 25%Akita Drilling Ltd-a Nv AKT'A T 25%Akorn Inc AKRX US 50%Akoustis Technologies Inc AKTS US 25%Akzo Nobel NV AKZOF US 0%Alabama Power Co 5.00% (A) ALP.Q US 25%Alacer Gold Corp ASR US 25%Alacer Gold Corp ASR T 25%Alamos Gold Inc AGI T 50%Alarm.com Holdings Inc ALRM US 50%Alarmforce Industries Inc AF T 25%Alaska Air Group Inc ALK US 50%Alaska Communications Systems Group Inc ALSK US 25%Albireo Pharma Inc ALBO US 0%Alcentra Capital Corp ABDC US 25%Alder Biopharmaceuticals Inc ALDR US 25%Aldeyra Therapeutics Inc ALDX US 0%Alexion Pharmaceuticals Inc ALXN US 50%Alfa Laval AB ALFVF US 25%Algoma Central Corp ALC T 25%Alibaba Group Holding Ltd BABA US 50%Alico Inc ALCO US 25%Alignvest Acq Ii Cl-a Rvs AQY'A T 25%Alio Gold Inc ALO T 25%ALJ Regional Holdings Inc ALJJ US 25%Alkermes Plc ALKS US 50%Allegheny Technologies Inc ATI US 50%Allegiant Travel Co ALGT US 25%Alliance Holdings GP LP AHGP US 50%Alliance Resource Partners LP ARLP US 50%AllianceBernstein Global High Income Fund Inc AWF US 25%AllianceBernstein Holding LP AB US 50%Allianz SE ALIZF US 25%AllianzGI Convertible & Income 2024 Target Term Fd CBH US 25%Allianzgi Convertible & Income Fund NCV US 25%Allianzgi Convertible & Income Fund II NCZ US 25%Allianzgi Diversified Income & Convertible Fund ACV US 25%AllianzGI Equity and Convertible Income Fund NIE US 25%Allianzgi NFJ Dividend Interest & Premium Strategy Fund NFJ US 25%Allied Healthcare Products Inc AHPI US 25%Allied Motion Technologies Inc AMOT US 25%Alliqua BioMedical Inc ALQA US 25%



Allot Communications Ltd ALLT US 25%Allscripts Healthcare Solutions Inc MDRX US 25%Alnylam Pharmaceuticals Inc ALNY US 50%Alon USA Partners LP ALDW US 50%Alpha and Omega Semiconductor Ltd AOSL US 50%Alpha Pro Tech Ltd APT US 25%AlphaClone Alternative Alpha ETF ALFA US 0%Alphatec Holdings Inc ATEC US 25%Alpine Global Dynamic Dividend Fund AGD US 25%Alpine Global Premier Properties Fund AWP US 25%Alpine Immune Sciences Inc ALPN US 0%Alpine Total Dynamic Dividend Fund AOD US 25%Alps Electric Co Ltd APELF US 25%Alstom SA AOMFF US 0%Alterra Power Corp AXY T 25%Alteryx Inc AYX US 50%Altimmune Inc ALT US 0%Altisource Asset Management Corp AAMC US 0%Altisource Portfolio Solutions SA ASPS US 25%Altisource Residential Corp RESI US 0%Altius Minerals Corp ALS T 50%Aluminum Corp of China Ltd ALMMF US 0%Aluminum Corp of China Ltd ACH US 50%AMAG Pharmaceuticals Inc AMAG US 25%Amarin Corporation PLC AMRN US 25%A-Mark Precious Metals Inc AMRK US 25%Ambac Financial Group Inc AMBC US 0%Amber Road Inc AMBR US 25%Ambev SA ABEV US 0%AMC Entertainment Holdings Inc AMC US 50%AMCON Distributing Co DIT US 25%Amcor Ltd AMCRF US 25%Amec Foster Wheeler PLC AMCBF US 0%Amedisys Inc AMED US 50%Ameresco Inc AMRC US 25%Ameri Holdings Inc AMRH US 0%America First Multifamily Investors LP ATAX US 25%American Axle & Manufacturing Holdings Inc AXL US 50%American Capital Senior Floating Ltd ACSF US 25%American Core Sectors Dividend Fund ACZ.UN T 25%American Eagle Outfitters Inc AEO US 50%American Equity Investment Life Holding Co AEL US 50%American Midstream Partners LP AMID US 25%American National Bankshares Inc AMNB US 25%American Outdoor Brands Corp AOBC US 50%American Public Education Inc APEI US 50%American Realty Investors Inc ARL US 25%American River Bankshares AMRB US 25%American Shared Hospital Services AMS US 25%American Software Inc AMSWA US 50%American Superconductor Corp AMSC US 25%American Vanguard Corp AVD US 50%America's CAR-MART Inc CRMT US 50%Americas Silver Corp USA T 25%Americas Silver Corp USA US 25%Ameris Bancorp ABCB US 50%Amerisafe Inc AMSF US 50%Ameriserv Capital Trust I ASRVP US 25%Ameriserv Financial Inc ASRV US 25%Ames National Corp ATLO US 25%Amicus Therapeutics Inc FOLD US 25%Amira Nature Foods Ltd ANFI US 25%AMP Ltd AMLTF US 25%Ampco-Pittsburgh Corp AP US 25%Amphastar Pharmaceuticals Inc AMPH US 25%AmpliPhi Biosciences Corp APHB US 0%AMREP Corp AXR US 25%Amtech Systems Inc ASYS US 25%AmTrust Financial Services Inc AFSS US 0%AmTrust Financial Services Inc AFST US 0%AmTrust Financial Services Inc AFSI US 50%Amyris Inc AMRS US 25%Anadarko Petroleum Corp APC US 50%AnaptysBio Inc ANAB US 25%Anavex Life Sciences Corp AVXL US 0%Anchor Bancorp Inc ANCB US 25%Andersons Inc ANDE US 50%Andina Acquisition Corp II ANDA US 0%Andina Acquisition Corp II ANDAU US 25%Andrew Peller Ltd-a Nv ADW'A T 50%Andrew Peller Ltd-b Vtg ADW'B T 50%ANGI Homeservices Inc ANGI US 25%Anglo American PLC AAUKF US 25%Anglo Pacific Group PLC APY T 25%ANI Pharmaceuticals Inc ANIP US 25%Ansaldo STS SpA ASDOF US 0%Antares Pharma Inc ATRS US 25%Antero Midstream GP LP AMGP US 50%Antero Midstream Partners LP AM US 50%



Antofagasta PLC ANFGF US 25%Anworth Mortgage Asset Corp ANH US 50%AP Moeller - Maersk A/S AMKBF US 25%AP Moeller - Maersk A/S AMKAF US 25%APA Group APAJF US 25%Aperam SA APMSF US 0%Aphria Inc APH T 0%Apollo Commercial Real Estate Finance Inc ARI US 50%Apollo Endosurgery Inc APEN US 25%Apollo Investment Corp AINV US 50%Apollo Senior Floating Rate Fund Inc AFT US 25%Apollo Tactical Income Fund Inc AIF US 25%Applied DNA Sciences Inc APDN US 25%Applied Genetic Technologies Corp AGTC US 0%Applied Optoelectronics Inc AAOI US 50%Approach Resources Inc AREX US 25%Apptio Inc APTI US 50%Apricus Biosciences Inc APRI US 0%Aptevo Therapeutics Inc APVO US 0%Aqua Metals Inc AQMS US 25%AquaBounty Technologies Inc AQB US 0%AquaVenture Holdings Ltd WAAS US 0%Aquinox Pharmaceuticals Inc AQXP US 25%Aradigm Corp ARDM US 0%Aratana Therapeutics Inc PETX US 25%Arbor Realty Trust Inc ABR US 50%Arbutus Biopharma Corp ABUS US 25%ARC Document Solutions Inc ARC US 25%ARC Group Worldwide Inc ARCW US 25%ARCA Biopharma Inc ABIO US 0%ArcBest Corp ARCB US 50%ArcelorMittal SA MT US 50%Arch Coal Inc ARCH US 50%Archrock Inc AROC US 50%Archrock Partners LP APLP US 50%Arcimoto Inc FUV US 25%Arcos Dorados Holdings Inc ARCO US 0%Ardagh Group SA ARD US 50%Ardelyx Inc ARDX US 25%Ardmore Shipping Corp ASC US 50%Arena Pharmaceuticals Inc ARNA US 25%Ares Capital Corp AFC US 0%Ares Commercial Real Estate Corp ACRE US 50%Ares Dynamic Credit Allocation Fund Inc ARDC US 25%Ares Management LP ARES US 50%argenx NV ARGX US 25%Argonaut Gold Inc AR T 50%Argonaut Gold Inc AR US 50%Aritzia Inc ATZ T 50%Arizona Mining Inc AZ T 0%Ark Restaurants Corp ARKR US 25%Arlington Asset Investment Corp AIW US 0%Arlington Asset Investment Corp AIC US 0%ARMOUR Residential REIT Inc ARR US 50%Arotech Corp ARTX US 25%ArQule Inc ARQL US 0%Array Biopharma Inc ARRY US 25%Arrow Financial Corp AROW US 50%Arrowhead Pharmaceuticals Inc ARWR US 25%Artesian Resources Corp ARTNA US 50%Artisan Partners Asset Management Inc APAM US 50%Art's Way Manufacturing Co Inc ARTW US 25%ASA Gold and Precious Metals Ltd ASA US 25%Asahi Group Holdings Ltd ASBRF US 25%Asanko Gold Inc AKG US 25%Ascena Retail Group Inc ASNA US 50%Ascendis Pharma A/S ASND US 25%Ascent Capital Group Inc ASCMA US 25%Ashford Inc AINC US 25%Asia Pacific Fund Inc APB US 25%Asia Pacific Wire & Cable Corp Ltd APWC US 25%ASML Holding NV ASMLF US 0%Aspen Aerogels Inc ASPN US 25%Aspen Group Inc ASPU US 25%Aspen Insurance Holdings Ltd AHL US 50%Assembly Biosciences Inc ASMB US 25%Assicurazioni Generali SpA ARZGF US 0%Associated British Foods PLC ASBFF US 25%Assure Holdings Corp IOM T 25%Assured Gtd 6.25% Pfd-new AGO.E US 0%Asta Funding Inc ASFI US 25%Astellas Pharma Inc ALPMF US 25%Asterias Biotherapeutics Inc AST US 0%AstroNova Inc ALOT US 25%Astrotech Corp ASTC US 25%Asure Software Inc ASUR US 25%ASV Holdings Inc ASV US 25%ASX Ltd ASXFF US 25%At Home Group Inc HOME US 50%



ATA Inc ATAI US 0%Atalaya Mining PLC AYM T 0%Atara Biotherapeutics Inc ATRA US 25%Atento SA ATTO US 25%athenahealth Inc ATHN US 50%Athenex Inc ATNX US 25%Athersys Inc ATHX US 0%Atlantia SpA ATASF US 0%Atlantic Acquisition Corp ATAC US 0%Atlantic Acquisition Corp ATACU US 0%Atlantic Acquisition Corp. ATACR US 0%Atlantic American Corp AAME US 25%Atlantic Coast Financial Corp ACFC US 25%Atlantic Gold Corp AGB T 25%Atlantic Power Corp ATP T 25%Atlantic Pwr 4.85%-s1 Pfd AZP.A T 25%Atlantic Pwr Pfd Eq-s2 Pf AZP.B T 25%Atlantic Pwr Pfd Eq-s3 Pf AZP.C T 25%Atlanticus Holdings Corp ATLC US 25%Atlas Air Worldwide Holdings Inc AAWW US 50%Atlas Financial Holdings Inc AFH US 25%Atlassian Corporation PLC TEAM US 50%Atomera Inc ATOM US 25%Atrium Mortgage Investment Corp AI T 50%Atrium Mortgage Investment Corp AI US 50%Attunity Ltd ATTU US 25%Auburn National Bancorporation Inc AUBN US 25%Auckland International Airport Ltd ACKDF US 25%Audentes Therapeutics Inc BOLD US 25%AudioCodes Ltd AUDC US 50%Aurinia Pharmaceuticals Inc AUP T 25%Aurion Resources Ltd AU US 0%Aurion Resources Ltd AU T 0%Aurora Cannabis Inc ACB T 0%Auryn Resources Inc AUG T 25%Australia and New Zealand Banking Group Ltd ANEWF US 25%Australian Banc Capital Securities Trust AUI.UN T 25%Australian REIT Income Fund HRR.UN T 25%AutoCanada Inc ACQ T 50%Autogrill SpA ATGSF US 0%Autohome Inc ATHM US 0%Automotive Finco Corp AFCC T 25%Automotive Properties Real Estate Investment Trust APR.UN T 25%Autoweb Inc AUTO US 25%AV Homes Inc AVHI US 50%Avadel Pharmaceuticals PLC AVDL US 25%Avalon Holdings Corp AWX US 25%Avenue Income Credit Strategies Fund ACP US 25%Avenue Therapeutics Inc ATXI US 0%Aveo Pharmaceuticals Inc AVEO US 25%AveXis Inc AVXS US 50%Avianca Holdings SA AVH US 0%Aviat Networks Inc AVNW US 25%Avid Technology Inc AVID US 25%Avigilon Corp AVO T 50%Aviragen Therapeutics Inc AVIR US 0%Avista Healthcare Public Acquisition Corp AHPA US 0%Avista Healthcare Public Acquisition Corp AHPAU US 0%Aviva PLC AIVAF US 25%Avon Products Inc AVP US 50%Aware Inc AWRE US 25%Axovant Sciences Ltd AXON US 25%Axsome Therapeutics Inc AXSM US 0%AXT Inc AXTI US 50%Aytu BioScience Inc AYTU US 0%Azimut Holding SpA AZIHF US 0%Azul SA AZUL US 0%Azure Power Global Ltd AZRE US 25%AzurRx BioPharma Inc AZRX US 0%B Communications Ltd BCOM US 25%B. Riley Financial Inc RILY US 50%B2Gold Corp BTO US 25%B2Gold Corp BTO T 25%Babcock & Wilcox Enterprises Inc BW US 25%Babcock International Group PLC BCKIF US 25%BAE Systems PLC BAESF US 25%Balchem Corp BCPC US 50%Baldwin & Lyons Inc BWINB US 50%Ballantyne Strong Inc BTN US 25%Ballard Power Systems Inc BLDP T 25%Banc of California Inc BANC US 50%Banca Popolare di Milano Scarl BPMLF US 0%Banco Bilbao Vizcaya Argentaria S.A. BBVA US 50%Banco Bradesco SA BBD US 0%Banco Bradesco SA BBDO US 0%Banco de Sabadell SA BNDSF US 25%Banco Macro SA BMA US 0%Banco Santander Brasil SA BSBR US 0%Banco Santander SA SAN US 50%



Banco Santander-Chile BSAC US 0%Bancorp 34 Inc BCTF US 25%Bancorp Inc TBBK US 50%Bancorp of New Jersey Inc BKJ US 25%Bancroft Fund 5.375%-a Pf BCV.A US 25%Bancroft Fund Ltd BCV US 25%Bank Mutual Corp BKMU US 50%Bank of China Ltd BACHF US 0%Bank of Commerce Holdings BOCH US 25%Bank of Communications Co Ltd BKFCF US 0%Bank of East Asia Ltd BKEAF US 0%Bank of Montreal BMLP US 0%Bank Of Princeton BPRN US 25%Bank of South Carolina BKSC US 25%Bank of the James BOTJ US 25%BankFinancial Corp BFIN US 25%Bankinter SA BKIMF US 25%Bankrate Inc RATE US 50%Bankwell Financial Group Inc BWFG US 25%Banner Corp BANR US 50%Banro Corp BAA US 25%Baozun Inc BZUN US 50%Barc Etn Fi Enh Global Hghyld Etn 6/4/18 FIGY US 0%Barclay Ipath Gbp/Usd GBB US 0%Barclays Bank PLC VXZ US 0%Barclays Bank PLC AYT US 0%Barclays Bank PLC JJC US 0%Barclays Bank PLC FEEU US 0%Barclays Bank PLC BWV US 0%Barclays Bank PLC JJM US 0%Barclays Bank PLC JJN US 0%Barclays Bk Plc-s5 Pf Adr BCS.D US 25%Barclays Etn Plus Select Mlp Etn 3/18/43 ATMP US 0%Barclays Etn+ Fi Enhanced Europe 50 Etn FLEU US 0%Barclays Etn+ S&P Veqtor Etn VQT US 0%Barclays Etn+ Shiller Cape Etn 10/12/22 CAPE US 0%Barclays Ipath Eur/Usd ERO US 0%Barclays Ipath Jpy/Usd JYN US 0%Barclays Ipath Msci India Etn INP US 0%Barclays PLC ICI US 0%Barclays PLC GRN US 0%Barclays PLC GAZB US 0%Barclays PLC TAPR US 0%Barclays PLC RODI US 0%Barclays PLC JJA US 0%Barclays PLC JJE US 0%Barclays PLC JJG US 0%Barclays PLC COW US 0%Barclays PLC GAZ US 0%Barclays PLC PGD US 0%Barclays Women in Leadership ETN WIL US 0%Barings Corporate Investors MCI US 25%Barings Global Short Duration High Yield Fund BGH US 25%Barings Participation Investors MPV US 25%Barington Hilco Acquisition Corp BHAC US 0%Barington/Hilco Acquisition Corp. BHACU US 0%Barkerville Gold Mines Ltd BGM T 25%Barnes & Noble Education Inc BNED US 50%Barnes & Noble Inc BKS US 50%Barracuda Networks Inc CUDA US 50%Barrett Business Services BBSI US 25%Basf Se BFFAF US 25%Basic Energy Services Inc BAS US 50%Bassett Furniture Inds Inc BSET US 50%Bay Bancorp Inc BYBK US 25%Bay.Motoren Werke BAMXF US 25%Bayer Ag BAYZF US 25%Baytex Energy Corp BTE T 50%Bazaarvoice Inc BV US 50%BBVA Banco Frances SA BFR US 0%Bcb Bancorp Inc BCBP US 25%Bear Creek Mining Corp BCM T 25%Bear Creek Mining Corp BCM US 25%Bear State Financial Inc BSF US 50%Beasley Broadcast Group Inc BBGI US 25%Beazer Homes USA Inc BZH US 50%bebe stores inc BEBE US 25%Becker Milk Co-b Spl Nv BEK'B T 25%Beiersdorf AG BDRFF US 25%BeiGene Ltd BGNE US 50%Bel Fuse Inc BELFB US 50%Bellatrix Exploration Ltd BXE T 25%Bellicum Pharmaceuticals Inc BLCM US 25%Belmond Ltd BEL US 50%Beneficial Bancorp Inc BNCL US 50%Benefitfocus Inc BNFT US 50%Benitec Biopharma Ltd BNTC US 0%Berkshire Hills Bancorp Inc BHLB US 50%BetaPro Canadian Gold Miners 2x Daily Bear ETF HGD T 35%



BetaPro Canadian Gold Miners 2x Daily Bull ETF HGU T 35%BetaPro Crude Oil 2x Daily Bear ETF HOD T 35%BetaPro Crude Oil 2x Daily Bull ETF HOU T 35%BetaPro Gold Bullion 2x Daily Bear ETF HBD T 35%BetaPro Gold Bullion 2x Daily Bull ETF HBU T 35%BetaPro NASDAQ100 2x Daily Bear ETF HQD T 35%BetaPro NASDAQ100 2x Daily Bull ETF HQU T 35%BetaPro Natural Gas 2x Daily Bear ETF HND T 35%BetaPro Natural Gas 2x Daily Bull ETF HNU T 35%BetaPro S&P 500 2x Daily Bear ETF HSD T 35%BetaPro S&P 500 2x Daily Bull ETF HSU T 35%BetaPro S&P 500 Daily Inverse ETF HIU T 0%BetaPro S&P 500 VIX ShTrm Fut 2x Daily BullETF HVU T 0%BetaPro S&P 500 VIX ShTrm Fut Daily InverseETF HVI T 0%BetaPro S&P/TSX 60 2x Daily Bear ETF HXD T 35%BetaPro S&P/TSX 60 2x Daily Bull ETF HXU T 35%BetaPro S&P/TSX Capped Energy 2x Daily Bear ETF HED T 35%BetaPro S&P/TSX Capped Energy 2x Daily Bull ETF HEU T 35%BetaPro S&P/TSX Capped Financials 2x Dly Bear ETF HFD T 35%BetaPro S&P/TSX Capped Financials 2x Dly Bull ETF HFU T 35%BetaPro Silver 2x Daily Bull ETF HZU T 35%BeyondSpring Inc BYSI US 25%BFC Capital Trust II BANFP US 25%BG Staffing Inc BGSF US 25%Big 5 Sporting Goods Corp BGFV US 25%Big Lots Inc BIG US 50%Big Rock Brewery Inc BR T 25%Bill Barrett Corp BBG US 50%BioAmber Inc BIOA US 25%Bioanalytical Systems Inc BASI US 25%Bioblast Pharma Ltd ORPN US 0%BioCryst Pharmaceuticals Inc BCRX US 25%BioDelivery Sciences International Inc BDSI US 0%Biogen Inc BIIB US 50%Biohaven Pharmaceutical Holding Company Ltd BHVN US 25%BIO-Key International Inc BKYI US 25%BIOLASE Inc BIOL US 25%BioLife Solutions Inc BLFS US 25%Biomarin Pharmaceutical Inc BMRN US 50%Biomerica Inc BMRA US 25%BiondVax Pharmaceuticals Ltd BVXV US 0%BioScrip Inc BIOS US 50%Biospecifics Technologies Corp BSTC US 25%Biosyent Inc RX T 0%BioTime Inc BTX US 25%Bioverativ Inc BIVV US 50%Birchcliff Energy Ltd BIR T 50%Birchcliff Energy-a Pfd BIR.A T 50%Birchcliff Engy 7%-c Pfd BIR.C T 50%Bird Construction Inc BDT T 50%Bison Capital Acquisition Corp BCAC US 0%Bison Capital Acquisition Corp BCACU US 0%Bitauto Holdings Ltd BITA US 50%BJ's Restaurants Inc BJRI US 50%Black Box Corp BBOX US 25%Black Ridge Acquisition Corp BRACU US 0%Blackbird Energy Inc BBI T 25%Blackline Safety Corp BLN T 25%BlackPearl Resources Inc PXX T 25%BlackRock 2022 Global Income Opportunity Trust BGIO US 25%BlackRock Capital Investment Corp BKCC US 50%Blackrock Corporate High Yield Fund Inc HYT US 25%BlackRock Ltd Duration Income Trust BLW US 25%Blackrock Multi-Sector Income Trust BIT US 25%Blackrock Municipal 2030 Target Term Trust BTT US 25%BlackRock Science and Technology Trust BST US 25%Blackstone / Gso Senior Floating Rate Term Fund BSL US 25%Blackstone / Gso Strategic Credit Fund BGB US 25%Blackstone Mortgage Trust Inc BXMT US 50%Blackstone/GSO Long-Short Credit Income Fund BGX US 25%Bloom Select Income Fund BLB.UN T 25%Bloom U.S. Income & Growth Fund BUA.UN T 25%Bloomin' Brands Inc BLMN US 50%Blucora Inc BCOR US 50%Blue Apron Holdings Inc APRN US 50%Blue Capital Reinsurance Holdings Ltd BCRH US 25%Blue Hills Bancorp Inc BHBK US 50%Blue Ribbon Income Fund RBN.UN T 25%bluebird bio Inc BLUE US 50%Blueknight Energy Partners LP BKEPP US 25%Blueknight Energy Partners LP BKEP US 25%BlueLinx Holdings Inc BXC US 25%Blueprint Medicines Corp BPMC US 25%BMO Floating Rate High Yield ETF ZFH T 25%BMO High Yield US Corp Bond Hed to CAD Index ETF ZHY T 25%Bmo High Yield Us Corporate Bond Index ETF ZJK T 35%BMO US Put Write ETF ZPW T 0%Bmo Us Put Write U$ Etf ZPW'U T 0%BMTC Group Inc GBT US 25%



BMTC Group Inc GBT T 25%BNP Paribas SA BNPQF US 0%BOC Hong Kong Holdings Ltd BNKHF US 0%BofI Holding Inc BOFI US 50%BofI Holding Inc BOFIL US 0%Boingo Wireless Inc WIFI US 50%Boise Cascade Co BCC US 50%Bojangles Inc BOJA US 50%BOK Financial Corp BOKFL US 0%Boliden AB BDNNF US 25%Bolsas y Mercados Espanoles SHMSF SA SOHMF US 0%Bonanza Creek Energy Inc BCEI US 25%Bonavista Energy Corp BNP T 50%Bonso Electronics International Inc BNSO US 25%Bonterra Energy Corp BNE T 50%Bon-Ton Stores Inc BONT US 25%Boot Barn Holdings Inc BOOT US 25%Boralex Inc BLX US 0%Boralex Inc BLX T 0%Borqs Technologies Inc BRQS US 0%Boston Omaha Corp BOMN US 25%Boston Pizza Royalties Income Fund BPF.UN T 50%Boston Private Financial Holdings Inc BPFH US 50%Boulder Growth and Income Fund Inc BIF US 25%Boulevard Acquisition Corp II BLVD US 25%Boulevard Acquisition Corp II BLVDU US 25%Bouygues SA BOUYF US 0%Bovie Medical Corp BVX US 25%Bowl America Inc Com BWL'A US 25%Box Inc BOX US 50%BP Prudhoe Bay Royalty Trust BPT US 50%Brainstorm Cell Therapuetics Inc BCLI US 0%Brambles Ltd BMBLF US 25%Brampton Brick Ltd-a Sv BBL'A T 25%Brand Leaders Income Fund HBL.UN T 25%Brasilagro Companhia Brasileira de Propriedades Agricolas LND US 0%Braskem SA BAK US 0%Bravo Brio Restaurant Group Inc BBRG US 25%BRF SA BRFS US 0%Brick Brewing Co. Ltd BRB T 25%Bridge Bancorp Inc BDGE US 50%Bridgeline Digital Inc BLIN US 25%Bridgepoint Education Inc BPI US 50%Bridgestone Corp BRDCF US 25%Bridgford Foods Corp BRID US 25%Brightcove Inc BCOV US 25%Bristow Group Inc BRS US 50%British Land Company PLC BRLAF US 25%BroadSoft Inc BSFT US 50%BroadVision Inc BVSN US 25%Broadway Financial Corp BYFC US 25%Broadwind Energy Inc BWEN US 25%Brookdale Senior Living Inc BKD US 50%Brookfield Business Partners LP BBU.UN T 70%Brookfield Dtla 7.625% Pf DTLA'PR US 25%Brookfield Global Infrastructure Securities Income Fund BGI.UN T 25%Brookfield Global Listed Infrastructure Income Fund Inc INF US 25%Brookfield Invs C1 S-a Pf BRN.A T 25%Brookfield Offc-aaa-ee Pf BPO.E T 25%Brookfield Offce-aaa-s Pf BPO.S T 25%Brookfield Office Pptys Pfd Cl Aaa Cl T BPO.T T 50%Brookfield Real Estate Services Inc BRE T 25%Brookfield Select Opportunities Income Fund BSO.UN T 25%Brookfield Soundvest Equity Fund BSE.UN T 25%Brookfield Soundvest Pfd BSD.A T 25%Brookline Bancorp Inc BRKL US 50%BRT Apartments Corp BRT US 25%Bryn Mawr Bank Corp BMTC US 50%BSB Bancorp Inc BLMT US 25%Bsquare Corp BSQR US 25%BTB Real Estate Investment Trust BTB.UN T 25%BTL Group Ltd BTL T 25%Buffalo Wild Wings Inc BWLD US 50%Buhler Industries Inc BUI US 25%Buhler Industries Inc BUI T 25%Build-A-Bear Workshop Inc BBW US 25%Builders Capital Mortgage Corp BCF T 25%Builders FirstSource Inc BLDR US 50%Bunzl plc BZLFF US 25%Burberry Group PLC BBRYF US 25%C&F Financial Corp CFFI US 25%Cadiz Inc CDZI US 50%Caesarstone Ltd CSTE US 50%CafePress Inc PRSS US 25%Caixabank SA CIXPF US 25%Caladrius Biosciences Inc CLBS US 0%Calamos Convertible & High Income Fund CHY US 25%Calamos Convertible Opportunities and Income Fund CHI US 25%Calamos Dynamic Convertible and Income Fund CCD US 25%



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Casio Computer Co Ltd CSIOF US 25%Castle Brands Inc ROX US 25%Castlight Health Inc CSLT US 50%Catabasis Pharmaceuticals Inc CATB US 0%Catalent Inc CTLT US 50%Catalyst Biosciences Inc CBIO US 0%Catalyst Pharmaceuticals Inc CPRX US 0%Catasys Inc CATS US 25%Cathay Pacific Airways Ltd CPCAF US 0%Cato Corp CATO US 50%Cavco Industries Inc CVCO US 50%CB Financial Services Inc CBFV US 25%CBRE Clarion Global Real Estate Income Fund IGR US 25%CCA Industries Inc CAW US 25%Cdn Gen Inv 3.75%-a4 Pfd CGI.D T 25%CECO Environmental Corp CECE US 50%Celcuity Inc CELC US 0%Celgene Corp CELG US 50%Cellcom Israel Ltd CEL US 25%Celldex Therapeutics Inc CLDX US 25%Cellect Biotechnology Ltd APOP US 0%Cellectis SA CLLS US 25%Cellular Biomedicine Group Inc CBMG US 0%CEL-SCI Corp CVM US 0%Celsion Corp CLSN US 0%Celsius Holdings Inc CELH US 25%Celyad SA CYAD US 25%Cementos Pacasmayo SAA CPAC US 25%Cemex SAB de CV CX US 50%Cempra Inc CEMP US 0%Cemtrex Inc CETX US 25%Cemtrex Inc CETXP US 25%Centamin PLC CEE US 0%Centamin PLC CEE T 0%Center Coast MLP & Infrastructure Fund CEN US 25%Centerra Gold Inc CG T 25%Centerstate Bank Corp CSFL US 50%Centrais Eletr Bsl Adr Pf EBR'B US 0%Centrais Eletricas Brasileiras SA EBR US 0%Central European Media Enterprises Ltd CETV US 50%Central Federal Corp CFBK US 25%Central Japan Railway Co CJPRF US 25%Central Pacific Financial Corp CPF US 50%Central Securities Corp CET US 25%Central Valley Community Bancorp CVCY US 50%Centrica PLC CPYYF US 25%Centrus Energy Corp LEU US 25%Century Aluminum Co CENX US 50%Century Casinos Inc CNTY US 0%Century Communities Inc CCS US 50%CenturyLink Inc CTL US 50%Cenveo Inc CVO US 25%Ceragon Networks Ltd CRNT US 25%Ceres Global Ag Corp CRP T 25%Cerus Corp CERS US 50%Cervus Equipment Corp CERV T 25%CES Energy Solutions Corp CEU T 50%Cesca Therapeutics Inc KOOL US 25%CEVA Inc CEVA US 50%CF Corp CFCO US 0%CF Corp CFCOU US 0%Champion Iron Ltd CIA US 25%Champion Iron Ltd CIA T 25%Champions Oncology Inc CSBR US 25%Changyou.Com Ltd CYOU US 50%ChannelAdvisor Corp ECOM US 50%Chanticleer Holdings Inc HOTR US 25%Charles & Colvard Ltd CTHR US 25%Charter Financial Corp CHFN US 25%CHC Student Housing Corp CHC T 25%Checkpoint Therapeutics Inc CKPT US 0%Cheetah Mobile Inc CMCM US 50%Chefs' Warehouse Inc CHEF US 50%Chegg Inc CHGG US 50%Chembio Diagnostics Inc CEMI US 25%ChemoCentryx Inc CCXI US 25%Chemtrade Logistics Income Fund CHE.UN T 50%Chemung Financial Corp CHMG US 25%Cheniere Energy Inc LNG US 50%Cheniere Energy Partners LP CQP US 50%Cheniere Energy Partners LP Holdings LLC CQH US 50%Cherokee Inc CHKE US 25%Cherry Hill Mortgage Investment Corp CHMI US 25%Cherry Hill Mortgage Investmnt 8.20% (A) CHMI.A US 25%Chesapeake Energy Corp CHK US 25%Chesapeake Engy 4.5% Pfd CHK.D US 25%Chesapeake Gold Corp CKG T 25%Chesapeake Granite Wash Trust CHKR US 25%Chesswood Group Ltd CHW US 25%



Chesswood Group Ltd CHW T 25%CHF Solutions Inc CHFS US 25%Chiasma Inc CHMA US 0%Chiba Bank Ltd CHBAF US 25%Chicago Rivet & Machine Co CVR US 25%Chicken Soup for The Soul Entertainment Inc CSSE US 25%Childrens Place Inc PLCE US 50%Chimerix Inc CMRX US 0%China Advanced Construction Materials Group Inc CADC US 0%China Auto Logistics Inc CALI US 0%China Automotive Systems Inc CAAS US 0%China Biologic Products Holdings Inc CBPO US 25%China Coal Energy Co Ltd CCOZF US 0%China Commercial Credit Inc CCCR US 0%China Construction Bank Corp CICHF US 0%China Cord Blood Corp CO US 0%China Customer Relations Centers Inc CCRC US 0%China Distance Education Holdings Ltd DL US 0%China Eastern Airlines Corp Ltd CEA US 25%China Finance Online Co Ltd JRJC US 0%China Fund Inc CHN US 25%China Gold International Resources Corp Ltd CGG US 25%China Gold International Resources Corp Ltd CGG T 25%China Internet Nationwide Financial Services Inc CIFS US 0%China Lending Corp CLDC US 0%China Life Insurance Co Ltd CILJF US 0%China Merchants Port Holdings Co Ltd CMHHF US 0%China Mobile Ltd CHLKF US 0%China Natural Resources Inc CHNR US 0%China Overseas Land & Investment Ltd CAOVF US 0%China Petroleum & Chemical Corp SNPMF US 0%China Rapid Finance Ltd XRF US 50%China Resources Land Ltd CRBJF US 0%China Resources Power Holdings Co Ltd CRPJF US 0%China Southern Airlines Co Ltd ZNH US 25%China Techfaith Wireless Communication Technology Ltd CNTF US 0%China Unicom Hong Kong Ltd CHUFF US 0%China XD Plastics Co Ltd CXDC US 0%Chinanet Online Holdings Inc CNET US 0%Chiyoda Corp CHYCF US 25%Choice Properties Real Estate Investment Trust CHP.UN T 50%Chorus Aviation Inc CHR T 25%Chorus Ltd CRRLF US 25%Chr Hansen Holding A/S CRTSF US 25%Christopher & Banks Corp CBK US 25%Chromadex Corp CDXC US 25%Chubu Electric Power Co Inc CHUEF US 25%Chugai Pharmaceutical Co Ltd CHGCF US 25%Chuy's Holdings Inc CHUY US 50%Cia Energetica Mn Spn Adr CIG'C US 0%Cidara Therapeutics Inc CDTX US 0%Cimpress NV CMPR US 50%Cinedigm Corp CIDM US 25%Ciner Resources LP CINR US 25%Cipher Pharmaceuticals Inc CPH T 0%Citadel Income Fund CTF.UN T 25%Citi Trends Inc CTRN US 50%CITIC Ltd CTPCF US 0%Citigroup Global Markets Holdings Inc MLPE US 0%Citigroup Global Markets Holdings Inc DWT US 0%Citigroup Global Markets Holdings Inc UWT US 0%Citigroup Global Markets Holdings Inc ULBR US 0%Citigroup Global Markets Holdings Inc DLBR US 0%Citigroup Inc DIVC US 0%Citigroup Inc MLPC US 0%Citius Pharmaceuticals Inc CTXR US 0%Citizens & Northern Corp CZNC US 25%Citizens Community Bancorp Inc CZWI US 25%Citizens First Corp CZFC US 25%Citizens Holding Co CIZN US 25%City Holding Co CHCO US 50%Civeo Corp CVEO US 25%Civista Bancshares Inc CIVB US 25%Civista Bancshares Inc CIVBP US 25%Civitas Solutions Inc CIVI US 50%CKX Lands Inc CKX US 25%Clairvest Group Inc CVG T 25%Clarke Inc CKI T 25%Clarus Corp CLAR US 25%Claymore Gold Bullion Trust CGL T 50%Clean Diesel Technologies Inc CDTI US 25%Clean Energy Fuels Corp CLNE US 50%Cleantech Solutions International Inc CLNT US 0%Clearfield Inc CLFD US 25%Clearone Inc CLRO US 25%Clearside Biomedical Inc CLSD US 0%ClearSign Combustion Corp CLIR US 25%Clearwater Paper Corp CLW US 50%Clearwater Seafoods Inc CLR T 50%



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Comstock Resources Inc CRK US 25%Conatus Pharmaceuticals Inc CNAT US 0%Concert Pharmaceuticals Inc CNCE US 25%Concord Medical Services Holdings Ltd CCM US 0%Concurrent Computer Corp CCUR US 25%Condor Hospitality Trust Inc CDOR US 25%ConforMIS Inc CFMS US 25%Conifer Holdings Inc CNFR US 25%Conifex Timber Inc CFF T 25%ConnectOne Bancorp Inc CNOB US 50%Conn's Inc CONN US 50%CONSOL Energy Inc CNX US 50%Consolidated Water Co Ltd CWCO US 25%Constellation Alpha Capital Corp CNAC US 0%Constellation Alpha Capital Corp CNACU US 0%Constellation Alpha Capital Corp. CNACR US 0%Constellium NV CSTM US 50%Consumer Portfolio Services Inc CPSS US 25%Consumers Engy Co $4.50pf CMS.B US 25%Contact Energy Ltd COENF US 25%Contango Oil & Gas Co MCF US 25%Continental AG CTTAF US 25%Continental Gold Inc CNL T 25%Continental Materials Corp CUO US 25%Controladora Vuela Compania de Aviacion SAB de CV VLRS US 25%Co-op Gen Ins 5%-e S-c Pf CCS.C T 25%Cooper Tire & Rubber Co CTB US 50%Cooper-Standard Holdings Inc CPS US 50%Copa Holdings SA CPA US 0%Corbus Pharmaceuticals Holdings Inc CRBP US 25%Corby Spirit & Wine-a Vtg CSW'A T 25%Corby Spirit & Wine-b N/v CSW'B T 25%Corcept Therapeutics Inc CORT US 25%Core Canadian Dividend Trust CDD.UN T 25%Core Molding Technologies Inc CMT US 25%Corindus Vascular Robotics Inc CVRS US 25%Corium International Inc CORI US 25%Cornerstone OnDemand Inc CSOD US 50%Cornerstone Strategic Value Fund Inc CLM US 25%Cornerstone Total Return Fund Inc CRF US 25%Corporate Asset Backed Corp PFH US 25%Corporate Asset Backed Corp GYB US 25%Corporate Asset Backed Corp GYC US 25%Corporate Backed Trust Certificates JBN US 25%Corporate Backed Trust Certificates JBR US 25%Cortex Business Solutions Inc CBX T 25%Corts Trust for JC Penney Debentures KTP US 25%Corvus Pharmaceuticals Inc CRVS US 25%Cosan Ltd CZZ US 0%COSCO SHIPPING Ports Ltd CSPKF US 0%Costamare 8.75%-d Perp Pf CMRE.D US 0%Costamare Inc CMRE US 0%Costamare Inc 7.625%-b Pf CMRE.B US 0%Costamare Inc 8.5%-c Pfd CMRE.C US 0%CoStar Group Inc CSGP US 50%CounterPath Corp PATH T 25%County Bancorp Inc ICBK US 25%Coupa Software Inc COUP US 50%Covalon Technologies Ltd COV T 0%Cowen Inc COWN US 50%CPFL Energia SA CPL US 0%CPI Aerostructures Inc CVU US 25%Craft Brew Alliance Inc BREW US 50%Crawford & Co Cl-a CRD'A US 25%Crawford & Co Cl-b CRD'B US 25%Cray Inc CRAY US 50%Credit Agricole SA CRARF US 0%Credit Enhanced Corts Trust For Aon Capital A KTN US 25%Credit Saison Co Ltd CSASF US 25%Credit Suisse AG XIV US 0%Credit Suisse AG VIIZ US 0%Credit Suisse AG UGLD US 0%Credit Suisse AG DGLD US 0%Credit Suisse AG DSLV US 0%Credit Suisse AG TVIZ US 0%Credit Suisse AG SLVO US 0%Credit Suisse AG VIIX US 0%Credit Suisse AG USLV US 0%Credit Suisse AG GLDI US 0%Credit Suisse AG ZIV US 0%Credit Suisse AG MLPO US 0%Credit Suisse AG FIEU US 0%Credit Suisse AG FLGE US 0%Credit Suisse AG MLTI US 0%Credit Suisse AG OIIL US 0%Credit Suisse AG AMJL US 0%Credit Suisse AG REML US 0%Credit Suisse AG USOI US 0%Credit Suisse AG DBRT US 0%



Credit Suisse AG UBRT US 0%Credit Suisse AG DGAZ US 0%Credit Suisse AG UGAZ US 0%Credit Suisse Asset Management Income Fund Inc CIK US 25%Credit Suisse Hi Yield Bd Fd DHY US 25%Crestwood Equity Partners LP CEQP US 50%Cresud SACIF y A CRESY US 0%Crew Energy Inc CR T 50%CRH Medical Corp CRH T 25%CRISPR Therapeutics AG CRSP US 25%Criteo SA CRTO US 50%Critical Outcome Technologies Inc COT T 0%Crocs Inc CROX US 50%Cronos Group Inc MJN T 25%Cross Timbers Royalty Trust CRT US 25%Crown Capital Partners Inc CRWN T 25%Crown Crafts Inc CRWS US 25%Cryoport Inc CYRX US 25%CSI Compressco LP CCLP US 25%CSL Ltd CMXHF US 25%CSOP FTSE China A50 AFTY US 50%CSP Inc CSPI US 25%CT Real Estate Investment Trust CRT.UN T 25%CTi Biopharma Corp CTIC US 0%CTI Industries Corp CTIB US 25%Ctrip.Com International Ltd CTRP US 50%Cu Inc 2.24%cum Red S4 Pf CIU.C T 25%Cu Inc Cum/red Ser-1 Pfd CIU.A T 25%CUI Global Inc CUI US 25%Culp Inc CULP US 50%Cumberland Pharmaceuticals Inc CPIX US 0%Cumulus Media Inc CMLS US 25%Curis Inc CRIS US 25%Currency Exchange International Corp CXI T 25%Currencyshares Singapore Dollar Trust FXSG US 0%Cushing Energy Income Fund SRF US 25%Cushing MLP Total Return Fund SRV US 25%Cushing Renaissance Fund SZC US 25%Customers Bancorp Inc CUBI US 50%CVB Financial Corp CVBF US 50%CVD Equipment Corp CVV US 25%CVR Partners LP UAN US 50%Cyanotech Corp CYAN US 25%CyberOptics Corp CYBE US 25%Cyclacel Pharmaceuticals Inc CYCCP US 0%CymaBay Therapeutics Inc CBAY US 25%CynergisTek Inc CTEK US 25%Cypress Energy Partners LP CELP US 25%CYS Investments Inc CYS US 50%Cytokinetics Inc CYTK US 25%CytomX Therapeutics Inc CTMX US 25%Cytosorbents Corp CTSO US 25%Dai-ichi Life Holdings Inc DCNSF US 25%Daiichi Sankyo Co Ltd DSKYF US 25%Daikin Industries Ltd DKILF US 25%Daily Journal Corp DJCO US 25%Daiwa Securities Group Inc DSECF US 25%Dalradian Resources Inc DNA T 25%Danaos Corp DAC US 0%Danone SA GPDNF US 0%Daqo New Energy Corp DQ US 50%Dare Bioscience Inc DARE US 25%DarioHealth Corp DRIO US 25%DASAN Zhone Solutions Inc DZSI US 25%Data I/O Corp DAIO US 25%Datawatch Corp DWCH US 25%Dave & Buster's Entertainment Inc PLAY US 50%DAVIDsTEA Inc DTEA US 25%Dawson Geophysical Co DWSN US 25%Daxor Corp DXR US 25%DBV Technologies SA DBVT US 25%Dean Foods Co DF US 50%Deciphera Pharmaceuticals Inc DCPH US 25%Decisive Dividend Corp DE T 25%Deckers Outdoor Corp DECK US 50%Deep Value ETF DVP US 25%Del Frisco's Restaurant Group Inc DFRG US 50%Del Taco Restaurants Inc TACO US 50%Delaware Enhanced Global Dividend and Income Fund DEX US 25%Delaware Investments Colorado Municipal Income Fund Inc VCF US 25%Delaware Investments Dividend and Income Fund Inc DDF US 25%Delaware Investments Minnesota Municipal Income Fund Ii Inc VMM US 25%Delaware Investments National Municipal Income Fund VFL US 25%Delek Logistics Partners LP DKL US 25%Delek US Holdings Inc DK US 50%Delta Apparel Inc DLA US 25%Deltic Timber Corp DEL US 50%Denbury Resources Inc DNR US 50%Denison Mines Corp DML T 50%



Dennys Corp DENN US 50%Denso Corp DNZOF US 25%Dentsu Inc DNTUF US 25%Depomed Inc DEPO US 25%Dermira Inc DERM US 25%Despegar.com Corp DESP US 0%Destination Maternity Corp DEST US 25%Destination XL Group Inc DXLG US 25%Deswell Industries Inc DSWL US 0%Determine Inc DTRM US 25%Detour Gold Corp DGC T 50%Deutsche Bank AG (London Branch) FIEG US 0%Deutsche Bank AG (London Branch) DOD US 0%Deutsche Bank AG (London Branch) WMW US 0%Deutsche Bank AG (London Branch) AGF US 0%Deutsche Bank AG (London Branch) AGA US 0%Deutsche Bank AG (London Branch) ADZ US 0%Deutsche Bank AG (London Branch) DGZ US 0%Deutsche Bank AG (London Branch) DDP US 0%Deutsche Bank AG (London Branch) DYY US 0%Deutsche Bank AG (London Branch) DGP US 0%Deutsche Bank AG (London Branch) DEE US 0%Deutsche Bank AG (London Branch) BDD US 0%Deutsche Bank AG (London Branch) OLO US 0%Deutsche Bank AG (London Branch) SZO US 0%Deutsche Bank AG (London Branch) BOM US 0%Deutsche Boerse AG DBOEF US 25%Deutsche High Income Opportunities Fund Inc DHG US 25%Deutsche Lufthansa AG DLAKF US 25%Deutsche Multi-Market Income Trust KMM US 25%Deutsche Municipal Income Trust KTF US 25%Deutsche Post AG DPSTF US 25%Deutsche Strategic Income Trust KST US 25%Deutsche Strategic Municipal Income Trust KSM US 25%Deutsche Telekom AG DTEGF US 25%DexCom Inc DXCM US 50%DHI Group Inc DHX US 25%Dhx Media Ltd Var Vtg Shr DHX'A T 50%Dhx Media Ltd Vtg Shr DHX'B T 50%Diamond Offshore Drilling Inc DO US 50%Diana Shipping Inc DSX US 0%Diana Shipping Inc-b Pfd DSX.B US 0%DiaSorin SpA DSRLF US 0%Dick's Sporting Goods Inc DKS US 50%Diebold Nixdorf Inc DBD US 50%Difference Capital Financial Inc DCF T 25%Differential Brands Group Inc DFBG US 25%Digi International Inc DGII US 50%Digirad Corp DRAD US 25%Digital Ally Inc DGLY US 25%Dillard's Inc DDS US 50%Dime Community Bancshares Inc DCOM US 50%DineEquity Inc DIN US 50%Diplomat Pharmacy Inc DPLO US 50%Direxion Daily 20+ Year Treasury Bear 1X Shares TYBS US 0%Direxion Daily 20+ Year Treasury Bear 3x Shares TMV US 0%Direxion Daily 20+ Year Treasury Bull 3X Shares TMF US 0%Direxion Daily 7-10 Year Treasury Bear 1X Shares TYNS US 0%Direxion Daily 7-10 Year Treasury Bear 3X Shares TYO US 0%Direxion Daily 7-10 Year Treasury Bull 3X Shares TYD US 0%Direxion Daily Aerospace & Defense Bull 3X Shares DFEN US 0%Direxion Daily ChiNA Bear 3x Shares Etf YANG US 0%Direxion Daily CSI 300 China A Share Bear 1X Shs CHAD US 0%Direxion Daily CSI 300 China A Share Bull 2X Shs CHAU US 25%Direxion Daily CSI China Internet Idx Bull 2X Shs CWEB US 0%Direxion Daily Emerging Markets Bond Bull 3X ETF EMBU US 0%Direxion Daily Energy Bear 3X Shares ERY US 0%Direxion Daily Energy Bull 3x Shares ERX US 0%Direxion Daily EURO STOXX 50 Bull 3X Shares ETF EUXL US 0%Direxion Daily Financial Bear 3X Shares FAZ US 0%Direxion Daily Financial Bull 3X Shares FAS US 0%Direxion Daily FTSE China Bull 3x Shares YINN US 0%Direxion Daily FTSE Europe Bull 3X Shares EURL US 0%Direxion Daily Gold Miners Bull 2x Shares NUGT US 0%Direxion Daily Gold Miners Index Bear 3X Shares ETF DUST US 0%Direxion Daily Healthcare Bull 3X Shares CURE US 0%Direxion Daily High Yield Bear 2X Shares HYDD US 25%Direxion Daily Homebuilders & Supplies Bull 3X Shs NAIL US 0%Direxion Daily Industrials Bull 3X Shares DUSL US 0%Direxion Daily Junior Gold Miners Idx Bear 3X Shs ETF JDST US 0%Direxion Daily Junior Gold Miners Idx Bull 3X Shs JNUG US 0%Direxion Daily Latin America Bull 3x Shares Etf LBJ US 0%Direxion Daily Mid Cap Bear 3X Shares MIDZ US 0%Direxion Daily Mid Cap Bull 3X Shares ETF MIDU US 0%Direxion Daily MSCI Brazil Bull 3X Shares BRZU US 0%Direxion Daily MSCI Developed Markets Bear 3x Shs DPK US 0%Direxion Daily MSCI Developed Markets Bull 3x Shs DZK US 0%Direxion Daily MSCI Emerging Markets Bear 3x Shs EDZ US 0%Direxion Daily MSCI Emerging Markets Bull 3x Shs EDC US 0%



Direxion Daily MSCI European Financials Bull 2X Sh EUFL US 35%Direxion Daily MSCI India Bull 3X Shares INDL US 0%Direxion Daily MSCI Japan Bull 3x Shares JPNL US 0%Direxion Daily MSCI Mexico Bull 3X Shares MEXX US 0%Direxion Daily MSCI Real Estate Bear 3x Shares DRV US 0%Direxion Daily MSCI Real Estate Bull 3x Shares DRN US 0%Direxion Daily Natural Gas Related Bear 3X Shares ETF GASX US 0%Direxion Daily Natural Gas Related Bull 3X Shares GASL US 0%Direxion Daily Regional Banks Bear 3X Shares WDRW US 0%Direxion Daily Regional Banks Bull 3X Shares DPST US 0%Direxion Daily Retail Bull 3X Shares RETL US 0%Direxion Daily Russia Bear 3X Shares RUSS US 0%Direxion Daily Russia Bull 3X Shares RUSL US 0%Direxion Daily S&P 500 Bear 1X Shares SPDN US 0%Direxion Daily S&P 500 Bull 1.25X Shares LLSP US 35%Direxion Daily S&P 500 Bull 2X Shares SPUU US 35%Direxion Daily S&P 500 Bull 3X Shares SPXL US 0%Direxion Daily S&P Biotech Bear 3X Shares LABD US 0%Direxion Daily S&P Biotech Bull 3X Shares LABU US 0%Direxion Daily S&P Oil & Gas Exp & Prod Bl 3X Shs GUSH US 0%Direxion Daily S&P Oil & Gas Exp & Prod Br 3X Shs ETF DRIP US 0%Direxion Daily Silver Miners Index Bull 2X Shares SHNY US 35%Direxion Daily Small Cap Bear 3X Shares TZA US 0%Direxion Daily Small Cap Bull 2X Shares SMLL US 35%Direxion Daily Small Cap Bull 3X Shares TNA US 0%Direxion Daily South Korea Bull 3X Shares KORU US 0%Direxion Daily Technology Bull 3X Shares ETF TECL US 0%Direxion Daily Total Bond Market Bear 1X Shares SAGG US 0%Direxion Daily Transportation Bull 3X Shares TPOR US 0%Direxion Daily Utilities Bull 3X Shares UTSL US 0%Direxion Semiconductor Bear 3X Shares SOXS US 0%Direxion Semiconductor Bull 3X Shares SOXL US 0%Direxion Shares Etf TECS US 0%Distribuidora Internacional de Alimentacion SA DIDAF US 25%Diversicare Healthcare Services Inc DVCR US 25%Diversified Royalty Corp DIV T 50%Dividend and Income Fund DNI US 25%Dixie Group Inc DXYN US 25%DLH Holdings Corp DLHC US 25%DMC Global Inc BOOM US 50%DNB Financial Corp DNBF US 25%DNP Select Income Fund Inc DNP US 25%Dominion Diamond Corp DDC T 50%Dominion Energy Inc DRUA US 0%Domtar Corp UFS T 50%Donegal Group Inc DGICA US 25%Donegal Group Inc DGICB US 25%Donnelley Financial Solutions Inc DFIN US 50%Dorchester Minerals LP DMLP US 50%Dorian LPG Ltd LPG US 50%Dorman Products Inc DORM US 50%Double Eagle Acquisition Corp EAGL US 0%Double Eagle Acquisition Corp EAGLU US 0%DoubleLine Income Solutions Fund DSL US 25%DoubleLine Income Solutions Trust DSL.UN T 25%Doubleline Opportunistic Credit Fund DBL US 25%Dova Pharmaceuticals Inc DOVA US 25%Dover Motorsports Inc DVD US 25%Dr.Reddy's Laboratories Ltd RDY US 50%Draper Oakwood Technology Acquisition Inc DOTA US 0%Draper Oakwood Technology Acquisition Inc DOTAU US 0%DRDGOLD Ltd DRD US 0%Dream Hard Asset Alternatives Trust DRA.UN T 25%Dream Industrial Real Estate Investment Trust DIR.UN T 50%Dream Office Real Estate Investment Trust D.UN T 50%Dreyfus High Yield Strategies Fund DHF US 25%Dreyfus Municipal Bond Infrastructure Fund Inc DMB US 25%Dreyfus Municipal Income Inc DMF US 25%Dreyfus Strategic Municipal Bond Fund Inc DSM US 25%Dreyfus Strategic Municipals Inc LEO US 25%Drive Shack 8.05%-c Pfd DS.C US 25%Drive Shack 8.375%-d Pfd DS.D US 25%Drive Shack 9.75%-b Pfd DS.B US 25%Drive Shack Inc DS US 25%DryShips Inc DRYS US 0%DSV A/S DSDVF US 25%DSW Inc DSW US 50%DTF Tax-Free Income Inc DTF US 25%Du Pont E I De Nemours & Co DD.B US 25%Du Pont E I De Nemours & Co DD.A US 25%Duff & Phelps Select Energy MLP Fund Inc DSE US 25%Duff & Phelps Utility and Corporate Bond Trust Inc DUC US 25%Duff and Phelps Global Utility Income Fund Inc DPG US 25%Duluth Holdings Inc DLTH US 50%Dundee Corp Cl-a-sv DC'A T 25%Dundee Corp Sr-3 1st Pfd DC.D T 25%Dundee Corp Srs-2 Pfd DC.B T 25%Dundee Corp7.5% S5 1st Pf DC.E T 25%Dundee Precious Metals Inc DPM T 50%



DURECT Corp DRRX US 25%DXP Enterprises Inc DXPE US 50%Dynagas LNG Partners LP DLNG US 0%Dynagas Lng-a 9% Cm Rd Pf DLNG.A US 0%Dynatronics Corp DYNT US 25%Dynavax Technologies Corp DVAX US 25%Dynegy Inc DYN US 50%Dynex Capital Inc DX US 50%E. W. Scripps Co SSP US 50%E.ON SE ENAKF US 25%Eagle Bancorp Inc EGBN US 50%Eagle Bancorp Montana Inc EBMT US 25%Eagle Bulk Shipping Inc EGLE US 0%Eagle Capital Growth Fund Inc GRF US 25%Eagle Financial Bancorp Inc EFBI US 25%Eagle Growth & Income Opportunities Fund EGIF US 25%Eagle Pharmaceuticals Inc EGRX US 25%Eagle Point Credit Company Inc ECCY US 0%Eagle Point Credit Company Inc ECC US 25%Eagle Point Credit Company Inc ECCA US 25%Eagle Point Credit Company Inc ECCZ US 0%Eagle Point Credit Company Inc ECCB US 25%Earthstone Energy Inc ESTE US 25%East Coast Investment Grade Income Fund ECF.UN T 25%East Japan Railway Co EJPRF US 25%Easterly Acquisition Corp EACQ US 0%Easterly Acquisition Corp EACQU US 0%Eastern Co EML US 25%Eastman Kodak Co KODK US 50%Eastside Distilling Inc ESDI US 25%easyJet plc EJTTF US 25%Ebara Corp EBCOF US 25%eBay Inc EBAYL US 0%Ebix Inc EBIX US 25%ECA Marcellus Trust I ECT US 25%Echelon Corp ELON US 25%Echelon Financial Holdings Inc EFH T 25%Echo Global Logistics Inc ECHO US 50%Eclipse Residential Mortgage Investment Corp ERM T 25%Eclipse Resources Corp ECR US 50%ECN Capital Corp ECN T 50%Ecn Capital Corp 6.25% (C) ECN.C T 50%Ecn Capital Corp 6.5% Pfd A 5-Yr Reset ECN.A T 50%Ecology and Environment Inc EEI US 25%Economic Investment Trust Ltd EVT T 25%Ecopetrol SA EC US 50%Edap Tms SA EDAP US 25%Edge Therapeutics Inc EDGE US 25%Edgewater Technology Inc EDGW US 25%Editas Medicine Inc EDIT US 25%Educational Development Corp EDUC US 25%eGain Corp EGAN US 25%eHealth Inc EHTH US 50%eHi Car Services Ltd EHIC US 25%Eiger BioPharmaceuticals Inc EIGR US 0%Eisai Co Ltd ESALF US 25%El Paso Engy Cap Tr Pr-i EP.C US 25%El Pollo Loco Holdings Inc LOCO US 50%Elbit Imaging Ltd EMITF US 25%Eldorado Gold Corp ELD T 50%Eldorado Gold Corp ELD US 50%Eldorado Resorts Inc ERI US 25%Electricite de France SA ECIFF US 0%Electrolux AB ELUXF US 25%Electromed Inc ELMD US 25%Electronics for Imaging Inc EFII US 50%Electro-Sensors Inc ELSE US 25%Electrum Special Acquisition Corp ELEC US 25%Electrum Special Acquisition Corp ELECU US 25%Element Fleet 5y5.75%i Pf EFN.I T 25%Element Fleet 5y6.4%-e Pf EFN.E T 25%Element Fleet 5y6.5%-c Pf EFN.C T 25%Element Fleet 5y6.5%-g Pf EFN.G T 25%Element Fleet 5y6.6%-a Pf EFN.A T 25%Element Fleet Management Corp EFN T 25%Ellie Mae Inc ELLI US 50%Ellington Financial LLC EFC US 50%Ellington Residential Mortgage REIT EARN US 25%Ellomay Capital Ltd ELLO US 25%Ellsworth Growth & Income Fd 5.25% (A) ECF.A US 25%Ellsworth Growth and Income Fund Ltd ECF US 25%Elmira Savings Bank ESBK US 25%eMagin Corp EMAN US 25%Embraer SA ERJ US 0%EMC Insurance Group Inc EMCI US 50%Emclaire Financial Corp EMCF US 25%EMCORE Corp EMKR US 25%Emerge Energy Services LP EMES US 25%Emergent BioSolutions Inc EBS US 25%



Emmis Communications Corp EMMS US 25%Empire Life Ins5.75%-1 Pf EML.A T 25%Empire Resorts Inc NYNY US 25%Empire State Realty OP LP OGCP US 25%Empire State Realty OP LP FISK US 25%Empire State Realty OP LP ESBA US 25%Employers Holdings Inc EIG US 50%Empresa Distribuidora y Comercializadora Norte SA EDN US 0%Enagas SA ENGGF US 25%Enanta Pharmaceuticals Inc ENTA US 25%Endeavour Mining Corp EDV T 25%Endeavour Silver Corp EDR T 50%Endesa SA ELEZF US 25%Endo International PLC ENDP US 25%Endocyte Inc ECYT US 0%Endologix Inc ELGX US 50%ENDRA Life Sciences Inc NDRA US 25%Endurance International Group Holdings Inc EIGI US 50%Enduro Royalty Trust NDRO US 25%Enel Chile SA ENIC US 50%Enel SpA ESOCF US 0%Enercare Inc ECI T 70%Energous Corp WATT US 50%Energy Credit Opportunities Income Fund PCF.UN T 25%Energy Credit Opp-u T/u PCF'U T 25%Energy Focus Inc EFOI US 25%Energy Leaders Income Fund HEN.UN T 25%Energy Recovery Inc ERII US 25%Energy Transfer Equity LP ETE US 50%Energy Transfer Partners LP ETP US 50%Enerplus Corp ERF T 50%Engility Holdings Inc EGL US 50%ENGlobal Corp ENG US 25%Eni SpA E US 50%Eni SpA EIPAF US 0%EnLink Midstream LLC ENLC US 50%Enova International Inc ENVA US 50%Ensco PLC ESV US 50%Ensign Energy Services Inc ESI T 50%Entegra Financial Corp ENFC US 25%Entellus Medical Inc ENTL US 50%Entercom Communications Corp ETM US 50%Entergy Louisiana LLC ELC US 25%EnteroMedics Inc ETRM US 25%Enterprise Bancorp Inc EBTC US 25%Enterprise Financial Services Corp EFSC US 50%Entravision Communications Corp EVC US 50%Envestnet Inc ENV US 50%Envirostar Inc EVI US 25%Envision Healthcare Corp EVHC US 50%Enviva Partners LP EVA US 50%Enzymotec Ltd ENZY US 25%EP Energy Corp EPE US 50%Epizyme Inc EPZM US 25%Epsilon Energy Ltd EPS T 25%Equitable Financial Corp EQFN US 25%Equitable Group Inc EQB T 25%Equitable Grp 6.35% S3 Pf EQB.C T 25%Equity Financial Holdings Inc EQI T 25%EQUUS Total Return Inc EQS US 25%Era Group Inc ERA US 25%Erin Energy Corp ERN US 25%Eros International PLC EROS US 25%Erytech Pharma SA EYRYY US 0%Escalade Inc ESCA US 25%Esperion Therapeutics Inc ESPR US 25%Espey MFG and Electronics Corp ESP US 25%Esprit Holdings Ltd ESHDF US 0%Esquire Financial Holdings Inc ESQ US 25%ESSA Bancorp Inc ESSA US 25%Essendant Inc ESND US 50%Essilor International SA ESLOF US 0%Esterline Technologies Corp ESL US 50%Etablissementen Franz Colruyt NV CUYTF US 25%ETFis Virtus Newfleet Multi-Sector Uncons Bond NFLT US 0%ETFS Physical Swiss Gold Shares SGOL US 50%Etfs Silver Trust SIVR US 50%Ethan Allen Interiors Inc ETH US 50%Etrac Mnt Pay 2Xlev Wf Mlp Ex Energy Etn LMLP US 0%Etracs 2X Lev Alerian Mlp Etn B 2/12/46 MLPQ US 0%Etracs 2Xmonthly Lev S&P Mlp Etn 2/12/46 MLPZ US 0%Etracs Alerian Mlp Index Etn 7/18/42 AMU US 0%Etracs Alerian Mlp Index Etn B 7/18/42 AMUB US 0%Etracs Alerian Mlp Infra Etn B 4/2/40 MLPB US 0%E-Tracs Linked To Bloomberg Commdiy Indx DJCI US 0%Etracs Mn Reset 2Xlev S&P 500 Tr Etn SPLX US 0%Etracs Mo Pay 2Xleverage Cl End 12/10/43 CEFL US 0%Etracs Mon 2Xlev Us Sm Cap Hi Div Etn SMHD US 0%Etracs Monthly Pay 2Xlev Dj Sel Div Etn DVYL US 0%



Etracs Monthly Pay 2Xlev Mtg Reit Etn MORL US 0%Etracs Monthly Pay 2Xleveraged Msci Us R LRET US 0%Etracs Monthly Pay 2Xleveraged S&P Divid SDYL US 0%Etracs Monthly Reset 2Xleveraged Ise Exc HOML US 0%Etracs Mthly Pay 2X Lv Mtg Reit 10/16/42 MRRL US 0%Etracs S&P Gsci Crude Oil Tr Etn 2/22/46 OILX US 0%Etracs Ubs Bloomberg Cmci Total Rt Etn UCIB US 0%Etracs Wells Fargo Bus Dev Etn B 4/26/41 BDCZ US 0%Etsy Inc ETSY US 50%Euro Tech Holdings Company Ltd CLWT US 25%Euronav NV EURN US 50%Europe Blue-Chip Dividend & Growth Fund EBC.UN T 25%European Commercial Real Estate Ltd ERE.UN T 25%European Dividend Growth Fund EDGF.UN T 25%European Equity Fund Inc EEA US 25%Evans Bancorp Inc EVBN US 25%Ever-Glory International Group Inc EVK US 0%Everspin Technologies Inc MRAM US 25%Evertec Inc EVTC US 0%Evertz Technologies Ltd ET T 25%EVINE Live Inc EVLV US 25%Evogene Ltd EVGN US 0%Evoke Pharma Inc EVOK US 0%Evolution Petroleum Corp EPM US 25%Evolve Global Healthcare Enhanced Yield LIFE'B T 0%Evolve Global Healthcare Enhanced Yield ETF Hedged LIFE US 0%Evolve Global Healthcare Enhanced Yield ETF Hedged LIFE T 0%Evolve Us Banks Enhanced Yield Etf CALL'B T 0%Evolve US Banks Enhanced Yield ETF Hedged CALL T 0%Evolve US Banks Enhanced Yield ETF Hedged CALL US 0%Evolving Systems Inc EVOL US 25%EVRAZ plc EVRZF US 0%Exact Sciences Corp EXAS US 50%Exactech Inc EXAC US 50%Exchange Income Corp EIF T 25%EXCO Resources Inc XCO US 25%Exco Technologies Ltd XTC T 50%Exela Technologies Inc XELA US 25%Exelixis Inc EXEL US 50%EXFO Inc EXF T 25%ExOne Co XONE US 25%Experian PLC EXPGF US 25%Express Inc EXPR US 50%Extendicare Inc EXE T 50%Exterran Corp EXTN US 50%Extraction Oil & Gas Inc XOG US 50%Extreme Networks Inc EXTR US 25%EZCORP Inc EZPW US 50%Faircourt Gold Income Corp FGX T 25%Fairfax Africa Hldgs-svs FAH'U T 25%Fairfax India Holdings Corp Vtg Shs $Us FIH'U T 50%Fairmount Santrol Holdings Inc FMSA US 50%Falcon Oil & Gas Ltd FO T 25%Famous Dave's of America Inc DAVE US 25%Fang Holdings Ltd SFUN US 50%Fanhua Inc FANH US 50%Fanuc Corp FANUF US 25%Farmers Capital Bank Corp FFKT US 25%Farmers National Banc Corp FMNB US 50%FARO Technologies Inc FARO US 50%Fast Retailing Co Ltd FRCOF US 25%Fate Therapeutics Inc FATE US 0%Fauquier Bankshares Inc FBSS US 25%FBL Financial Group Inc FFG US 50%FCB Financial Holdings Inc FCB US 50%Federal Agricultural Mortgage Corp AGM US 50%Federal Street Acquisition Corp FSAC US 0%Federal Street Acquisition Corp FSACU US 0%Federated National Holding Co FNHC US 25%Federated Premier Intermediate Municipal Income Fund FPT US 25%Federated Premier Municipal Income Fund FMN US 25%Fennec Pharmaceuticals Inc FRX T 0%Ferguson Plc WOSCF US 25%Ferrari NV RACE US 50%Ferro Corp FOE US 50%Ferroglobe PLC GSM US 50%Ferrovial SA FRRVF US 25%Ffbw Inc FFBW US 25%Fibria Celulose SA FBR US 0%Fibrocell Science Inc FCSC US 0%FibroGen Inc FGEN US 50%Fidelity & Guaranty Life FGL US 50%Fidelity D&D Bancorp Inc FDBC US 25%Fidelity Southern Corp LION US 50%Fiduciary/Claymore MLP Opportunity Fund FMO US 25%Fidus Investment Corp FDUS US 50%Fiera Capital Corp FSZ T 50%Fiesta Restaurant Group Inc FRGI US 50%Fifth Street Asset Management Inc FSAM US 25%



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Flaherty & Crumrine Preferred Securities Income Fund Inc FFC US 25%Flaherty & Crumrine Total Return Fund Inc FLC US 25%Flanigan's Enterprises Inc BDL US 25%Fletcher Building Ltd FRCEF US 25%Flex Pharma Inc FLKS US 0%Flexion Therapeutics Inc FLXN US 25%Flotek Industries Inc FTK US 50%Flsmidth & Co A/S FLIDF US 25%Fluidigm Corp FLDM US 25%Flushing Financial Corp FFIC US 50%FLYHT Aerospace Solutions Ltd FLY T 25%Foamix Pharmaceuticals Ltd FOMX US 0%Fomento de Construcciones y Contratas SA FMOCF US 0%Fomento Economico Mexicano SAB de CV FMX US 50%Fonar Corp FONR US 25%Foresight Autonomous Holdings Ltd FRSX US 25%Foresight Energy LP FELP US 25%Form Holdings Corp FH US 25%Formula Systems 1985 Ltd FORTY US 25%Forterra Inc FRTA US 50%Fortescue Metals Group Ltd FSUMF US 25%Fortress Biotech Inc FBIO US 0%Fortress Paper Ltd FTP T 25%Fortuna Silver Mines Inc FVI T 50%Forum Energy Technologies Inc FET US 50%Forum Merger Corp FMCI US 0%Forum Merger Corp FMCIU US 0%Forward Pharma A/S FWP US 25%Fossil Group Inc FOSL US 50%Foundation Medicine Inc FMI US 25%Founders Advantage Capital Corp FCF T 50%Founders Advantage Capital Corp FCF US 50%Fox Factory Holding Corp FOXF US 50%Francesca's Holdings Corp FRAN US 25%Franklin Universal Trust FT US 25%Frankly Inc TLK T 25%Frankly Inc TLK US 25%Fred's Inc FRED US 25%Freeport-McMoRan Inc FCX US 50%FreightCar America Inc RAIL US 25%Frequency Electronics Inc FEIM US 25%Freshii Inc FRII T 25%Freshpet Inc FRPT US 50%Fresnillo PLC FNLPF US 25%Friedman Industries Inc FRD US 25%FRONTEO Inc FTEO US 25%Frontera Energy Corp FEC T 25%Frontline Ltd FRO US 50%FRP Holdings Inc FRPH US 25%FS Bancorp Inc FSBW US 25%FS Investment Corp FSIC US 50%FSB Community Bankshares Inc FSBC US 25%Ft Shrt Dur(c$hdg)etf-adv FSD'A T 0%FTD Companies Inc FTD US 50%Fuel Tech Inc FTEK US 25%FuelCell Energy Inc FCEL US 25%Fugro NV FURGF US 0%Fuji Electric Co Ltd FELTF US 25%Fujifilm Holdings Corp FUJIF US 25%Fujitsu Ltd FJTSF US 25%Fulgent Genetics Inc FLGT US 25%Fuling Global Inc FORK US 0%Full House Resorts Inc FLL US 0%Furukawa Electric Co Ltd FUWAF US 25%Fusion Telecommunications International Inc FSNN US 25%Future Fintech Group Inc FTFT US 0%FutureFuel Corp FF US 50%Fuwei Films Holdings Co Ltd FFHL US 0%G Willi-Food International Ltd WILC US 25%G1 Therapeutics Inc GTHX US 25%G4S PLC GFSZF US 25%Gabelli Conv&incm-b 6%pfd GCV.B US 25%Gabelli Convertible and Income Securities Fund Inc GCV US 25%Gabelli Div&incm Tr Pfd-a GDV.A US 25%Gabelli Div&incm Tr Pfd-d GDV.D US 25%Gabelli Div&incm Tr Pfd-g GDV.G US 25%Gabelli Dividend & Income Trust GDV US 25%Gabelli Equity 5.45%-j Pf GAB.J US 25%Gabelli Equity Tr 5%-h Pf GAB.H US 25%Gabelli Equity Trust Inc GAB US 25%Gabelli Equity Tst Pfd-d GAB.D US 25%Gabelli Equity Tst Pfd-g GAB.G US 25%Gabelli Glb S&m/cap-a Pfd GGZ.A US 25%Gabelli Glb Utl&incm Tr-a GLU.A US 25%Gabelli Global Small and Mid Cap Value Trust GGZ US 25%Gabelli Global Utility & Income Trust GLU US 25%Gabelli Go Anywhere Trust GGO US 25%Gabelli Go Anywhere-a Pfd GGO.A US 25%Gabelli Healthcare & WellnessRx Trust GRX US 25%



Gabelli Healthcare-a Pfd GRX.A US 25%Gabelli Hlthcr5.875%-b Pf GRX.B US 25%Gabelli Multi Trst-b 6%pf GGT.B US 25%Gabelli Multimedia Tr Inc 5.125% (E) GGT.E US 25%Gabelli Multimedia Trust Inc GGT US 25%Gabelli Util Tst Sr-a Pfd GUT.A US 25%Gabelli Utility Tr-c Pfd GUT.C US 25%Gabelli Utility Trust GUT US 25%Gafisa SA GFA US 0%Gaia Inc GAIA US 25%GAIN Capital Holdings Inc GCAP US 50%Galapagos NV GLPG US 50%Galectin Therapeutics Inc GALT US 0%Galmed Pharmaceuticals Ltd GLMD US 0%Gamco Gl Gold Nat Res5%-b GGN.B US 25%GAMCO Global Gold Natural Resources & Income Trust GGN US 25%Gamco Natural Resources Gold & Income Trust GNT US 25%Gamehost Inc GH T 25%GameStop Corp GME US 50%Gaming Partners International Corp GPIC US 0%Gannett Co Inc GCI US 50%Garibaldi Resources Corp GGI T 25%Garrison Capital Inc GARS US 25%Gas Natural SDG SA GASNF US 25%Gaslog 8.75%-a Cm Red Pfd GLOG.A US 0%GasLog Ltd GLOG US 0%GasLog Partners LP GLOP US 50%Gastar Expl 8.625%-a Pfd GST.A US 25%Gastar Explor 10.75%-b Pf GST.B US 25%GATX Corp GMTA US 0%Gazit Globe Ltd GZT T 25%GCP Applied Technologies Inc GCP US 50%GDI Integrated Facility Services Inc GDI T 25%Gdl Fund Pfd GDL.B US 25%Geberit AG GBERF US 25%GEE Group Inc JOB US 25%Gemalto NV GTOFF US 0%Gemphire Therapeutics Inc GEMP US 0%Gendis Inc GDS T 25%General Amer Invs Co Pfd GAM.B US 25%General American Investors Company Inc GAM US 25%General Electric Co GEB US 0%General Electric Co GEK US 0%General Finance Corp GFN US 25%General Finance Corp GFNCP US 25%Genesco Inc GCO US 50%Genesis Energy LP GEL US 50%Genesis Healthcare Inc GEN US 25%Genesis Land Development Corp GDC T 25%Genie Energy Ltd GNE US 25%Genie Energy Ltd Pfd GNE.A US 25%Genius Brands International Inc GNUS US 25%GenMark Diagnostics Inc GNMK US 50%Genomic Health Inc GHDX US 25%Gentherm Inc THRM US 50%Genworth Financial Inc GNW US 25%Genworth MI Canada Inc MIC T 50%Geo Group Inc GEO US 50%Georgia Power Co GPJA US 0%Georgia Power Co Prf A GPE.A'CL US 25%Geospace Technologies Corp GEOS US 25%Gerdau SA GGB US 0%German American Bancorp Inc GABC US 50%Geron Corp GERN US 25%Getinge AB GNGBF US 25%Giga Media Ltd GIGM US 0%Gigamon Inc GIMO US 50%G-III Apparel Group Ltd GIII US 50%Gilat Satellite Networks Ltd GILT US 25%Givaudan SA GVDBF US 25%Glacier Bancorp Inc GBCI US 50%Gladstone Capital Corp GLAD US 50%Gladstone Investment Corp GAIN US 50%Gladstone Land Corp LAND US 25%Gladstone Land Corp LANDP US 25%Glaukos Corp GKOS US 50%Glen Burnie Bancorp GLBZ US 25%Global Alpha Worldwide Growth Fund GAF.UN T 25%Global Brokerage Inc GLBR US 0%Global Capital Securities Trust NAF.UN T 25%Global Dividend Growers Income Fund GDG.UN T 25%Global Eagle Entertainment Inc ENT US 50%Global Healthcare Income & Growth Fund HIG.UN T 25%Global Indemnity Ltd GBLIL US 0%Global Indemnity Ltd GBLIZ US 0%Global Medical REIT Inc GMRE US 25%Global Medical Reit Inc (A) GMRE.A US 25%Global Partner Acquisition Corp GPAC US 0%Global Partner Acquisition Corp GPACU US 0%



Global Partners LP GLP US 25%Global Self Storage Inc SELF US 25%Global Ship Lease-b Pfd GSL.B US 0%Global Telecom & Utilities Income Fund HGI.UN T 25%Global Water Resources Inc GWR T 25%Global X China Consumer ETF CHIQ US 50%Global X China Financials ETF CHIX US 50%Global X MSCI Argentina ETF ARGT US 0%Global X MSCI Colombia ETF GXG US 50%Global X MSCI Greece ETF GREK US 0%Global X MSCI Pakistan ETF PAK US 0%Global X Social Media ETF SOCL US 50%Global X SuperDividend Alternatives ETF ALTY US 0%Global X Uranium ETF URA US 0%Global X Yieldco Index ETF YLCO US 0%Globalance Dividend Growers Corp GBF T 25%GlobalSCAPE Inc GSB US 25%Globalstar Inc GSAT US 50%Glu Mobile Inc GLUU US 50%GlycoMimetics Inc GLYC US 25%Gmp Cap Inc 3.611%-b Pfd GMP.B T 25%Gmp Cap Inc Cuml F/r-c Pf GMP.C T 25%GMP Capital Inc GMP T 25%GN Store Nord A/S GGNDF US 25%GNC Holdings Inc GNC US 50%GoDaddy Inc GDDY US 50%goeasy Ltd GSY T 50%Gol Linhas Aereas Inteligentes SA GOL US 0%Golar LNG Ltd GLNG US 50%Golar LNG Partners LP GMLP US 50%Gold Fields Ltd GFI US 0%Gold Reserve Inc GRZ T 0%Gold Resource Corp GORO US 25%Golden Entertainment Inc GDEN US 25%Golden Star Resources Ltd GSC US 25%Golden Star Resources Ltd GSC T 25%Goldfield Corp GV US 25%Goldman Sachs Access High Yield Corporate Bond ETF GHYB US 35%Goldman Sachs ActiveBeta Em Mkts Equity ETF GEM US 50%Goldman Sachs BDC Inc GSBD US 0%Goldman Sachs Capital I Securities-Backed Series 2004-6 Trust JBK US 25%Goldman Sachs Hedge Industry VIP ETF GVIP US 0%Goldman Sachs MLP and Energy Renaissance Fund GER US 25%Goldman Sachs MLP Income Opportunities Fund GMZ US 25%Goldman Sachs US Income Builder Trust GSB.UN T 25%GoldMoney Inc XAU T 25%Golub Capital BDC Inc GBDC US 50%Good Times Restaurants Inc GTIM US 25%Goodfellow Inc GDL US 25%Goodfellow Inc GDL T 25%Goodman Group Pty Ltd GMGSF US 25%Goodrich Petroleum Corp GDP US 25%GoPro Inc GPRO US 50%Gores Holdings II Inc GSHT US 25%Gores Holdings II Inc GSHTU US 25%Government Properties Income Trust GOVNI US 0%GP Strategies Corp GPX US 50%GPT Group GPTGF US 25%Graham Corp GHM US 25%Gran Tierra Energy Inc GTE T 50%Gran Tierra Exchangeco Inc GTX T 25%Grana y Montero SAA GRAM US 25%Grande West Transportation Group Inc BUS T 25%Granite Oil Corp GXO T 25%Gravity Co Ltd GRVY US 25%Gray Television Inc GTN US 50%Great Canadian Gaming Corp GC T 25%Great Elm Capital Corp GECCL US 0%Great Elm Capital Corp GECC US 25%Great Elm Capital Group Inc GEC US 25%Great Panther Silver Ltd GPR T 50%Great Southern Bancorp Inc GSBC US 50%Great Western Bancorp Inc GWB US 50%Green Brick Partners Inc GRBK US 25%Green Dot Corp GDOT US 50%Green Plains Partners LP GPP US 25%Greene County Bancorp Inc GCBC US 25%Greenhill & Co Inc GHL US 50%Greenlight Capital Re Ltd GLRE US 50%Griffin Industrial Realty Inc GRIF US 25%Grifols SA GRFS US 50%Groep Brussel Lambert NV GBLBF US 25%Group 1 Automotive Inc GPI US 50%Groupon Inc GRPN US 50%GrubHub Inc GRUB US 50%Grupo Aeroportuario del Centro Norte SAB de CV OMAB US 25%Grupo Financiero Galicia SA GGAL US 0%Grupo Financiero Santander Mexico SAB de CV BSMX US 50%Grupo Simec SAB de CV SIM US 25%



Grupo Supervielle SA SUPV US 0%Grupo Televisa SAB TV US 50%GS Finance Corp GCE US 0%GS Yuasa Corp GYUAF US 25%GSE Systems Inc GVP US 25%GSI Technology Inc GSIT US 25%GSV Capital Corp GSVC US 25%GTT Communications Inc GTT US 50%GTX Inc GTXI US 0%GTY Technology Holdings Inc GTYH US 0%GTY Technology Holdings Inc GTYHU US 0%Guangshen Railway Co Ltd GSH US 25%Guaranty Bancshares Inc GNTY US 25%Guaranty Federal Bancshares Inc GFED US 25%Guardian Cap Group-a Nv GCG'A T 25%Guardian Capital Group Ltd GCG T 25%Guess? Inc GES US 50%Guggenheim Bulletshares 2019 High Yield BSJJ US 25%Guggenheim BulletShares 2020 High Yld Corp Bd ETF BSJK US 25%Guggenheim BulletShares 2021 High Yld Corp Bd ETF BSJL US 25%Guggenheim BulletShares 2022 High Yld Corp Bd ETF BSJM US 25%Guggenheim BulletShares 2025 High Yld Corp Bd ETF BSJP US 35%Guggenheim Bulsh 2017 High Yld Corp Bond BSJH US 25%Guggenheim Bulsh 2018 High Yld Corp Bond BSJI US 25%Guggenheim China Real Estate ETF TAO US 50%Guggenheim China Small Cap ETF HAO US 50%Guggenheim Credit Allocation Fund GGM US 25%Guggenheim CurrencyShares Chinese Renminbi Trust FXCH US 0%Guggenheim Enhanced Equity Income Fund GPM US 25%Guggenheim Invest China All-Cap ETF YAO US 50%Guggenheim Solar ETF TAN US 25%Guggenheim Strategic Opportunities Fund GOF US 25%Guggenheim Taxable Municipal Managed Duration Trust GBAB US 25%Gulf Island Fabrication Inc GIFI US 25%Gulfport Energy Corp GPOR US 50%Guyana Goldfields Inc GUY T 25%GW Pharmaceuticals PLC GWPH US 25%GWG Holdings Inc GWGH US 25%Gyrodyne LLC GYRO US 25%H & M Hennes & Mauritz AB HMRZF US 25%H Lundbeck A/S HLUKF US 25%H&E Equipment Services Inc HEES US 50%Habit Restaurants Inc HABT US 50%Hailiang Education Group Inc HLG US 25%Halcon Resources Corp HK US 25%Hallador Energy Co HNRG US 25%Hallmark Financial Services Inc HALL US 25%Halozyme Therapeutics Inc HALO US 25%Hamilton Bancorp Inc HBK US 25%Hamilton Lane Inc HLNE US 50%Hammerson PLC HMSNF US 25%Hammond Power Sol-a Sv HPS'A T 25%Hampton Finl Corp Cl-a Pf HFC.A T 25%Hancock Holding Co HBHCL US 0%Hang Lung Properties Ltd HLPPF US 0%Hang Seng Bank Ltd HSNGF US 0%Hanmi Financial Corp HAFC US 50%Hannon Armstrong Sustainable Infrastructure Capital Inc HASI US 50%Hanwha Q CELLS Co Ltd HQCL US 0%HarborOne Bancorp Inc HONE US 25%Hardinge Inc HDNG US 25%Hargreaves Lansdown PLC HRGLF US 25%Harmonic Inc HLIT US 25%Harmony Gold Mining Company Ltd HMY US 0%Harsco Corp HSC US 50%Harvard Bioscience Inc HBIO US 25%Harvest Capital Credit Corp HCAP US 25%Harvest Capital Credit Corp HCAPL US 25%Harvest Capital Credit Corp HCAPZ US 0%Haverty Furniture Companies Inc HVT US 50%Hawaiian Holdings Inc HA US 25%Hawkins Inc HWKN US 50%Hawthorn Bancshares Inc HWBK US 25%Haynes International Inc HAYN US 50%HB Fuller Co FUL US 50%HC2 Holdings Inc HCHC US 25%HCI Group Inc HCI US 50%HDFC Bank Ltd HDB US 50%Health Insurance Innovations Inc HIIQ US 50%Healthcare Special Opportunities Fund MDS.UN T 25%Heartland Financial USA Inc HTLF US 50%Hebron Technology Co Ltd HEBT US 0%Hecla Mining Co HL US 50%Heco Cap Tr Iii 6.5%quips HE.U US 25%Heidelbergcement AG HLBZF US 25%Heineken NV HINKF US 0%Helen of Troy Ltd HELE US 50%Helios and Matheson Analytics Inc HMNY US 0%Helius Medical Technologies Inc HSM T 25%



Helix Energy Solutions Group Inc HLX US 50%Hemispherx Biopharma Inc HEB US 0%Henderson Land Development Co Ltd HLDVF US 0%Hengan International Group Company Ltd HEGIF US 0%Hennessy Advisors Inc HNNA US 25%Hennessy Capital Acquisition Corp Iii HCAC US 0%Hercules Capital Inc HTGC US 50%Heritage Commerce Corp HTBK US 50%Heritage Financial Corp HFWA US 50%Heritage Insurance Holdings Inc HRTG US 50%Heron Therapeutics Inc HRTX US 25%Heroux Devtek Inc HRX T 25%Hertz Global Holdings Inc HTZ US 50%Herzfeld Caribbean Basin Fund Inc CUBA US 25%Hess Midstream Partners LP HESM US 50%Hi Crush Partners LP HCLP US 50%Hibbett Sports Inc HIBB US 50%High Arctic Energy Services Inc HWO T 25%High Liner Foods Inc HLF T 50%High Liner Foods Inc HLF US 50%Highpower International Inc HPJ US 0%Highway Holdings Ltd HIHO US 25%Hill International Inc HIL US 25%Hillman Group Cap Tst Pfd HLM'PR US 25%Hilltop Holdings Inc HTH US 50%Himax Technologies Inc HIMX US 0%Hino Motors Ltd HINOF US 25%Histogenics Corp HSGX US 0%Hitachi Construction Machinery Co Ltd HTCMF US 25%Hitachi Ltd HTHIF US 25%HIVE Blockchain Technologies Ltd HIVE T 25%HIVE Blockchain Technologies Ltd HIVE US 25%HMG Courtland Properties Inc HMG US 25%HMN Financial Inc HMNF US 25%HMS Holdings Corp HMSY US 50%HNZ Group Inc. HNZ T 0%Holloway Lodging Corp HLC T 25%Hollysys Automation Technologies Ltd HOLI US 0%Holmen AB HLMNY US 0%Home Capital Group Inc HCG T 25%Home Federal Bancorp Inc of Louisiana HFBL US 25%HomeStreet Inc HMST US 50%HomeTown Bankshares Corp HMTA US 25%Hometrust Bancshares Inc HTBI US 50%Hong Kong and China Gas Co Ltd HOKCF US 0%Hong Kong Exchanges and Clearing Ltd HKXCF US 0%Hooker Furniture Corp HOFT US 50%Hope Bancorp Inc HOPE US 50%HopFed Bancorp Inc HFBC US 25%Horace Mann Educators Corp HMN US 50%Horizon Bancorp HBNC US 50%Horizon Global Corp HZN US 50%Horizon Pharma PLC HZNP US 25%Horizon Technology Finance Corp HRZN US 25%Horizon Technology Finance Corp HTFA US 0%Horizons Absolute Return Global Currency ETF HARC T 0%Horizons Active Global Fixed Income ETF Class E HAF T 0%Horizons Active High Yield Bond ETF HYI T 25%Horizons Active High Yield Bond ETF HYI US 25%Horizons Auspice Managed Fut Index ETF HMF T 0%Horizons BetaPro COMEX Silver Bear Plus ETF HZD T 35%Horizons BetPro S&P500 VIX Short-Term Futr ETF HUV T 0%Horizons Canadian Dollar Currency ETF CAN T 0%Horizons Global Currency Opportunities ETF HGC T 0%Horizons Marijuana Life Sciences Index ETF HMMJ T 0%Horizons Morningstar Hedge Fund Index ETF HHF T 0%Horizons S&P 500 Covered Call ETF HSPX US 0%Horizons US Dollar Currency ETF DLR T 50%Hornbeck Offshore Services Inc HOS US 25%Hortonworks Inc HDP US 50%Hostess Brands Inc TWNK US 0%Houghton Mifflin Harcourt Co HMHC US 50%Houlihan Lokey Inc HLI US 50%Houston Wire & Cable Co HWCC US 25%Hovnanian Enterprises Inc HOV US 50%Howard Bancorp Inc HBMD US 25%Hoya Corp HOCPF US 0%HSN Inc HSNI US 50%HTG Molecular Diagnostics Inc HTGM US 25%Huaneng Power International Inc HNP US 50%HubSpot Inc HUBS US 50%Hudbay Minerals Inc HBM T 50%Hudson Global Inc HSON US 25%Hudson's Bay Co HBC T 50%Hugoton Royalty Trust HGT US 25%Hull Tactical US ETF HTUS US 0%Hunter Maritime Acquisition Corp HUNT US 0%Hunter Maritime Acquisition Corp HUNTU US 0%Huttig Building Products Inc HBP US 25%



HV Bancorp Inc HVBC US 25%Hydrogenics Corp HYG US 25%Hydrogenics Corp HYG T 25%IAC/InterActiveCorp IAC US 50%I-Am Capital Acquisition Co IAM US 0%IAMGOLD Corp IMG T 50%Iberdrola SA IBDSF US 25%IBI Group Inc IBG T 25%ICAD Inc ICAD US 25%ICC Holdings Inc ICCH US 25%ICL Israel Chemicals Ltd ICL US 25%Iconix Brand Group Inc ICON US 50%ID Systems Inc IDSY US 25%Ideal Power Inc IPWR US 25%Identiv Inc INVE US 25%Idera Pharmaceuticals Inc IDRA US 25%IEC Electronics Corp IEC US 25%IF Bancorp Inc IROQ US 25%iFabric Corp IFA T 25%iFresh Inc IFMK US 25%Ignyta Inc RXDX US 25%iKang Healthcare Group Inc KANG US 50%Ikonics Corp IKNX US 25%Illumina Inc ILMN US 50%Iluka Resources Ltd ILKAF US 0%Image Sensing Systems Inc ISNS US 25%Imax Corp IMAX US 50%IMI PLC IMIAF US 0%Immersion Corp IMMR US 25%ImmuCell Corp ICCC US 0%Immune Design Corp IMDZ US 0%ImmunoCellular Therapeutics Ltd IMUC US 0%ImmunoGen Inc IMGN US 25%Immunomedics Inc IMMU US 25%Immuron Ltd IMRN US 0%Impac Mortgage Holdings Inc IMH US 25%Impax Laboratories Inc IPXL US 25%Imperial Equities Inc IEI T 25%Imperial Metals Corp III T 25%Imperial Metals Corp III US 25%Imperva Inc IMPV US 25%Impinj Inc PI US 50%Imvescor Restaurant Group Inc IRG T 25%Incitec Pivot Ltd ICPVF US 25%Income Financial Trust INC.UN T 25%Income Opportunity Realty Investors Inc IOR US 25%Incyte Corp INCY US 50%Independence Contract Drilling Inc ICD US 25%Independent Bank Corp IBCP US 50%Independent Bank Corp INDB US 50%Independent Bank Group Inc IBTX US 50%Indigo Books and Music Inc IDG T 25%Indra Sistemas SA ISMAF US 25%Industrea Acquisition Corp. INDU US 0%Industrea Acquisition Corp. Unit INDUU US 0%Industria de Diseno Textil SA IDEXF US 25%Industrial and Commercial Bank of China Ltd IDCBF US 0%Infineon Technologies AG IFNNF US 25%Infinera Corp INFN US 50%Infinity Pharmaceuticals Inc INFI US 0%Infinity Property and Casualty Corp IPCC US 50%Information Services Corp ISV T 25%InfoSonics Corp IFON US 25%InfuSystem Holdings Inc INFU US 25%ING Groep NV INGVF US 0%Ingevity Corp NGVT US 50%InnerWorkings Inc INWK US 50%Innophos Holdings Inc IPHS US 50%Innospec Inc IOSP US 50%Innovative Industrial Properties Inc IIPR US 25%Innovative Solutions and Support Inc ISSC US 25%Innoviva Inc INVA US 25%Inotek Pharmaceuticals Corp ITEK US 0%Inovalis Real Estate Investment Trust INO.UN T 25%Inovalon Holdings Inc INOV US 50%Inovio Pharmaceuticals Inc INO US 25%Inpex Corp IPXHF US 25%Inphi Corp IPHI US 50%Inscape Corp INQ T 25%Inseego Corp INSG US 25%Insight Select Income Fund INSI US 25%Insignia Systems Inc ISIG US 25%Insmed Inc INSM US 25%Inspired Entertainment Inc INSE US 25%InspireMD Inc NSPR US 25%Installed Building Products Inc IBP US 50%Instructure Inc INST US 50%Insurance Australia Group Ltd IAUGF US 25%INSYS Therapeutics Inc INSY US 25%



Intec Pharma Ltd NTEC US 0%Integer Holdings Corp ITGR US 50%Integrated Device Technology Inc IDTI US 50%Integrated Media Technology Ltd IMTE US 25%Intellia Therapeutics Inc NTLA US 25%Intellicheck Inc IDN US 25%Intelligent Systems Corp INS US 25%Intellipharmaceutics International Inc IPCI US 0%Intelsat SA I US 50%Intercept Pharmaceuticals Inc ICPT US 25%InterDigital Inc IDCC US 25%Interfor Corp IFP T 50%InterGroup Corp INTG US 25%Interlink Electronics Inc LINK US 25%Internap Corp INAP US 50%International Bancshares Corp IBOC US 50%International Consolidated Airlines Group SA BABWF US 25%International Petroleum Corp IPCO T 25%International Speedway Corp ISCA US 50%Internet Gold Golden Lines Ltd IGLD US 25%Internet Initiative Japan Inc IIJI US 50%Interpace Diagnostics Group Inc IDXG US 25%Intersect ENT Inc XENT US 25%Intersections Inc INTX US 25%Interstate P&l 5.1%-d Pfd IPL.D US 25%Intertain Group Ltd ITX T 25%Intertape Polymer Group Inc ITP T 50%Intertek Group PLC IKTSF US 25%Intesa Sanpaolo SpA IITSF US 0%inTest Corp INTT US 25%Intevac Inc IVAC US 25%INTL FCStone Inc INTL US 50%Intra-Cellular Therapies Inc ITCI US 25%Intrepid Potash Inc IPI US 50%Intrexon Corp XON US 25%IntriCon Corp IIN US 25%Intrinsyc Technologies Corp ITC T 25%Intu Properties PLC CCRGF US 0%Invacare Corp IVC US 50%Inventure Foods Inc SNAK US 25%Invesco Advantage Municipal Income Trust II VKI US 25%Invesco Bond Fund VBF US 25%Invesco Dynamic Credit Opportunities Fund VTA US 25%Invesco High Income 2023 Target Term Fund IHIT US 25%Invesco Mortgage Capital Inc IVR US 50%Invesco Municipal Income Opportunities Trust OIA US 25%Invesco Municipal Trust VKQ US 25%Invesco Pennsylvania Value Municipal Income Trust VPV US 25%Invesco Quality Municipal Income Trust IQI US 25%Invesco senior income trust VVR US 25%Invesco Trust for Investment Grade New York Municipals VTN US 25%Invesco Value Municipal Income Trust IIM US 25%Invesco Van Kampen California Value Municipal Income Trust VCV US 25%Invesco Van Kampen High Income Trust II VLT US 25%Invesco Van Kampen Municipal Opportunity Trust VMO US 25%Invesco Van Kampen Trust For Investment Grade Municipals VGM US 25%Investar Holding Corp ISTR US 25%Investment Grade Infrastructure Bond Fund IFB.UN T 25%Investment Grade Managed Duration Income Fund PFU.UN T 25%Investment Technology Group Inc ITG US 50%Investor AB IVSBF US 25%Invitae Corp NVTA US 25%Invuity Inc IVTY US 25%ION Geophysical Corp IO US 25%Ionis Pharmaceuticals Inc IONS US 50%Iovance Biotherapeutics Inc IOVA US 25%iPass Inc IPAS US 25%Ipath Blbrg Prec Met Sb Indx Tr Etn 6/38 JJP US 0%Ipath Blmberg Softs Sb Indx Tr Etn 6/38 JJS US 0%Ipath Bloomberg Alum Subindx Tr Etn 6/38 JJU US 0%Ipath Bloomberg Cocoa Subindex Tr 6/24/3 NIB US 0%Ipath Bloomberg Coffee Subidx Tr 6/24/38 JO US 0%Ipath Bloomberg Cotton Tr Etn 6/24/38 BAL US 0%Ipath Bloomberg Lead Subindex Tr 6/24/38 LD US 0%Ipath Bloomberg Platinum Subidx Tr 6/38 PGM US 0%Ipath Bloomberg Sugar Subindx Tr 6/24/38 SGG US 0%Ipath Bloomberg Tin Sbindx Tr Etn 6/38 JJT US 0%Ipath Dj Ubs Sugar SGAR US 0%Ipath Etn Lnk Bloomberg Commodity Idx Tr DJP US 0%Ipath Etn Lnk Crude Oil Tr OIL US 0%Ipath Etns Lnk Gsci Tr Idx Etn 6/12/36 GSP US 0%Ipath Gems Index JEM US 0%Ipath Inverse S&P 500 Vix Short-Term IVOP US 0%Ipath Inverse S&P 500 Vix Short-Term Fut XXV US 0%Ipath Long Enhance Msci Eme Mkt 11/30/20 EMLB US 0%Ipath Long Extended Russell 1000 Tr Inde ROLA US 0%Ipath Long Extended Russell 2000 Tr Inde RTLA US 0%Ipath Long Extended S&P 500 Tr Index Etn SFLA US 0%Ipath Pure Beta Agriculture Etn 4/18/41 DIRT US 0%



Ipath Pure Beta Aluminum Etn 4/18/41 FOIL US 0%Ipath Pure Beta Cocoa Etn 4/18/41 CHOC US 0%Ipath Pure Beta Coffee Etn 4/18/41 CAFE US 0%Ipath Pure Beta Copper Etn 4/18/41 CUPM US 0%Ipath Pure Beta Cotton Etn 4/18/41 CTNN US 0%Ipath Pure Beta Crude Oil Etn 4/18/41 OLEM US 0%Ipath Pure Beta Energy Etn 4/18/41 ONG US 0%Ipath Pure Beta Grains Etn 4/18/41 WEET US 0%Ipath Pure Beta Indl Metals Etn 4/18/41 HEVY US 0%Ipath Pure Beta Livestock Etn 4/18/41 LSTK US 0%Ipath Pure Beta Nickel Etn NINI US 0%Ipath Pure Beta Precious Metals 4/18/41 BLNG US 0%Ipath Pure Beta S&P Gsci-Weighted Etn SBV US 0%Ipath Pure Beta Softs Etn 4/18/41 GRWN US 0%Ipath S&P 500 Dynamic Vix Etn XVZ US 0%Ipath S&P Mlp Etn IMLP US 0%Ipath S&P Vix Sh-Tm Fut Etn 01/30/19 VXX US 0%Ipath Seasonal Natural Gas Etn 4/18/41 DCNG US 0%Ipath Ser B S&P Gsci Crude Oil OILB US 0%Ipath Us Trea 10-Year Bear Etn 8/13/20 DTYS US 0%Ipath Us Trea 10-Year Bull Etn 8/13/20 DTYL US 0%Ipath Us Trea 2-Year Bear Etn 8/13/20 DTUS US 0%Ipath Us Trea 2-Year Bull Etn 8/13/20 DTUL US 0%Ipath Us Trea Large Bd Bear Etn 8/13/20 DLBS US 0%Ipath Us Trea Long Bond Bull Etn 8/13/20 DLBL US 0%Ipath Us Treasury 5-Year Bear Etn DFVS US 0%Ipath Us Treasury 5-Year Bull Etn DFVL US 0%Ipathpure Beta Lead Etn 4/18/41 LEDD US 0%IPG Photonics Corp IPGP US 50%IQ Hedge Event-Driven Tracker ETF QED US 0%IQ Hedge Long/Short Tracker ETF QLS US 0%IQ Hedge Macro Tracker ETF MCRO US 0%IQ Hedge Market Neutral Tracker ETF QMN US 0%IQ Hedge Multi-Strategy Tracker ETF QAI US 0%IQ Mackay Shields Municipal Insured Etf MMIN US 0%IQ Mackay Shields Municipal Intermediate Etf MMIT US 0%IQ Merger Arbitrage ETF MNA US 0%IRadimed Corp IRMD US 25%IRIDEX Corp IRIX US 25%Iridium Communications Inc IRDM US 50%iRobot Corp IRBT US 50%Ironwood Pharmaceuticals Inc IRWD US 25%IRSA Inversiones y Representaciones SA IRS US 0%IRSA Propiedades Comerciales SA IRCP US 0%Isetan Mitsukoshi Holdings Ltd IMHDF US 25%iShares 0-5 Year High Yield Corporate Bond ETF SHYG US 25%iShares Canadian HYBrid Corporate Bond Index ETF XHB T 25%iShares Convertible Bond Index ETF CVD T 25%iShares Core MSCI Emerging Markets IMI Index ETF XEC T 50%iShares Edge High Yield Defensive Bond ETF HYDB US 35%iShares Edge MSCI Min Vol Emerging Markets ETF EEMV US 50%iShares Emerging Markets High Yield Bond ETF EMHY US 25%Ishares Gold Bullion Etf CGL'C T 50%iShares India 50 ETF INDY US 50%iShares Interest Rate Hedged High Yield Bond ETF HYGH US 25%iShares International High Yield Bond ETF HYXU US 25%iShares JP Morgan EM Local Currency Bond ETF LEMB US 50%iShares MSCI All Country Asia ex Japan ETF AAXJ US 50%Ishares Msci Brazil Index Fund EWZ US 0%iShares MSCI Brazil Small-Cap ETF EWZS US 0%iShares MSCI BRIC ETF BKF US 50%iShares MSCI China ETF MCHI US 50%iShares MSCI China Small-Cap ETF ECNS US 50%iShares MSCI Europe Financials ETF EUFN US 25%iShares MSCI Indonesia ETF EIDO US 50%Ishares Msci Italy Index Fund EWI US 50%iShares MSCI Mexico Investable Market Index Fund EWW US 50%iShares MSCI Poland Capped ETF EPOL US 50%iShares MSCI Russia Capped ETF ERUS US 0%Ishares Msci South Africa Index Fund EZA US 0%iShares MSCI Spain Capped ETF EWP US 50%iShares MSCI Thailand Capped ETF THD US 50%iShares MSCI Turkey Investable Market Index Fund TUR US 0%iShares S & P Latin America 40 Index Fund ILF US 50%iShares Short Duration High Income CAD Hedged ETF CSD T 25%Ishares Silver Trust SLV US 50%iShares US & Intl High Yield Corp Bond ETF GHYG US 25%iShares US High Yield Bd Idx ETF (CAD-Hedged) XHY T 25%iShares US High Yield Fixed Income Idx ETF CAD-Hgd CHB T 25%Ishrs Adv Conv Bd Etf-adv CVD'A T 25%Ishrs Shrt Dur Hi Etf-adv CSD'A T 25%Ishrs Us Hy F/i C$hdg-adv CHB'A T 25%Isramco Inc ISRL US 25%Issuer Direct Corp ISDR US 25%Itau Corpbanca ITCB US 25%Itau Unibanco Holding SA ITUB US 0%Iteris Inc ITI US 25%Itochu Corp ITOCF US 25%ITUS Corp ITUS US 25%



ITV PLC ITVPF US 25%Ivanhoe Mines Ltd IVN T 25%Ivy High Income Opportunities Fund IVH US 25%IZEA Inc IZEA US 25%J Alexanders Holdings Inc JAX US 25%J C Penney Company Inc JCP US 50%J Sainsbury PLC JSNSF US 25%J.Jill Inc JILL US 25%J.W. Mays Inc MAYS US 25%JA Solar Holdings Co Ltd JASO US 50%Jacksonville Bancorp Inc JXSB US 25%Jagged Peak Energy Inc JAG US 50%JAKKS Pacific Inc JAKK US 25%Jamba Inc JMBA US 25%James Hardie Industries PLC JHX US 25%Janus Velocity Tail Risk Hedged Large Cap ETF TRSK US 25%Japan Smaller Capitalization Fund Inc JOF US 25%Japan Steel Works Ltd JPSWF US 25%Japan Tobacco Inc JAPAF US 25%Jason Industries Inc JASN US 25%Jazz Pharmaceuticals PLC JAZZ US 50%JD.com Inc JD US 50%Jensyn Acquisition Corp JSYN US 25%Jensyn Acquistion Corp. Units JSYNU US 0%JetBlue Airways Corp JBLU US 50%Jewett-Cameron Trading Company Ltd JCTCF US 25%JFE Holdings Inc JFEEF US 25%JFT Strategies Fund JFS.UN T 25%JGC Corp JGCCF US 25%JinkoSolar Holding Co Ltd JKS US 50%JM Global Holding Co WYIG US 0%JM Global Holding Co WYIGU US 0%JMP Group LLC JMP US 25%John Hancock Hedged Equity & Income Fund HEQ US 25%John Hancock Income Securities Trust JHS US 25%John Hancock Investors Trust JHI US 25%John Hancock Preferred Income Fund HPI US 25%John Hancock Preferred Income Fund II HPF US 25%John Hancock Preferred Income Fund III HPS US 25%John Hancock Premium Dividend Fund PDT US 25%John Hancock Tax Advantaged Dividend Income Fund HTD US 25%John Hancock Tax-Advantaged Global Shareholder Yield Fund HTY US 25%John Wood Group PLC WDGJF US 0%Joint Corp JYNT US 25%Jones Energy Inc JONE US 25%Jounce Therapeutics Inc JNCE US 25%Journey Energy Inc JOY T 25%JPMorgan Chase & Co AMJ US 0%Jpmorgan Chase Financial Company LLC PPLN US 0%JPMorgan Diversified Alternatives ETF JPHF US 0%JPMorgan Diversified Return Emerging Mkts Eqty ETF JPEM US 50%JPMorgan Diversified Rtn Euro Currency Hedged ETF JPEH US 0%JPMorgan Diversified Rtn Intl Currency Hedged ET JPIH US 0%JSR Corp JSCPF US 0%Jtekt Corp JTEKF US 25%Julius Baer Gruppe AG JBARF US 25%Jumei International Holding Ltd JMEI US 50%June 2020 Corporate Bond Trust CBT.UN T 25%June 2021 Investment Grade Bond Pool RBP.UN T 25%Juniper Pharmaceuticals Inc JNP US 0%Juno Therapeutics Inc JUNO US 25%Jupai Holdings Ltd JP US 0%JXTG Holdings Inc JXHGF US 25%K Bro Linen Inc KBL T 25%K&S AG KPLUF US 0%K12 Inc LRN US 50%K2M Group Holdings Inc KTWO US 25%Kadmon Holdings Inc KDMN US 0%Kaiser Aluminum Corp KALU US 50%Kajima Corp KAJMF US 25%Kala Pharmaceuticals Inc KALA US 25%Kalvista Pharmaceuticals Inc KALV US 0%Kamada Ltd KMDA US 0%Kandi Technologies Group Inc KNDI US 0%Kansai Electric Power Co Inc KAEPF US 25%Kao Corp KAOCF US 25%KapStone Paper and Packaging Corp KS US 50%Karyopharm Therapeutics Inc KPTI US 25%Katanga Mining Ltd KAT T 25%Kayne Anderson 3.5%-f Pfd KYN.F US 25%Kayne Anderson Acquisition Corp KAACU US 25%Kayne Anderson Acquisition Corp(A) KAAC US 25%Kayne Anderson Energy Development Co KED US 25%Kayne Anderson Energy Total Return Fund Inc KYE US 25%Kayne Anderson Midstream/Energy Fund Inc KMF US 25%Kayne Anderson MLP Investment Co KYN US 25%Kaz Minerals PLC KZMYF US 0%KB Home KBH US 50%KBC Groep NV KBCSF US 25%



KBL Merger Corp IV KBLM US 0%KBL Merger Corp IV KBLMU US 0%KBS Fashion Group Ltd KBSF US 0%KCAP Financial Inc KCAPL US 0%KCAP Financial Inc KCAP US 25%KDDI Corp KDDIF US 25%Keane Group Inc FRAC US 50%Kearny Financial Corp KRNY US 50%Keg Royalties Income Fund KEG.UN T 25%Kelt Exploration Ltd KEL T 50%KEMET Corp KEM US 25%KemPharm Inc KMPH US 0%Kennady Diamonds Inc KDI T 25%Kenon Holdings Ltd KEN US 25%Kentucky First Federal Bancorp KFFB US 25%Kering SA PPRUF US 0%Keryx Biopharmaceuticals Inc KERX US 25%Kew Media Group Inc KEW T 25%Kewaunee Scientific Corp KEQU US 25%Key Energy Services Inc KEG US 25%Key Technology Inc KTEC US 25%Key Tronic Corp KTCC US 25%Keyence Corp KYCCF US 0%KEYW Holding Corp KEYW US 50%Kikkoman Corp KIKOF US 25%Kimbell Royalty Partners LP KRP US 25%Kinder Morgan Canada Ltd KML T 50%Kinder Morgan Canada Ltd Pfd Ser 1 KML.A T 50%Kindred Biosciences Inc KIN US 0%Kindred Healthcare Inc KND US 50%Kingfisher PLC KGFHF US 25%Kingold Jewelry Inc KGJI US 0%Kingstone Companies Inc KINS US 25%Kingsway Financial Services Inc KFS T 25%Kingtone Wirelessinfo Solution Holding Ltd KONE US 0%Kinross Gold Corp K T 50%Kirin Holdings Co Ltd KNBWF US 25%Kirkland Lake Gold Ltd KL T 50%Kirkland's Inc KIRK US 25%Kitov Pharmaceuticals Holdings Ltd KTOV US 0%KKR Income Opportunities Fund KIO US 25%Klondex Mines Ltd KDX T 50%KMG Chemicals Inc KMG US 50%Knight Therapeutics Inc GUD T 25%Knot Offshore Partners LP KNOP US 50%Kohls Corp KSS US 50%Komatsu Ltd KMTUF US 25%Kona Grill Inc KONA US 25%Konami Holdings Corp KNAMF US 25%Konica Minolta Inc KNCAF US 25%Koninklijke Boskalis Westminster NV KKWFF US 0%Koninklijke DSM NV KDSKF US 0%Koninklijke KPN NV KKPNF US 0%Koninklijke Philips NV RYLPF US 0%Koppers Holdings Inc KOP US 50%Kosmos Energy Ltd KOS US 25%Koss Corp KOSS US 25%KP Tissue Inc KPT T 25%KraneShares CSI China Internet ETF KWEB US 50%Kraneshares Msci China Environment Index Etf KGRN US 0%Kraton Corp KRA US 50%Kronos Worldwide Inc KRO US 50%Krystal Biotech Inc KRYS US 0%Kubota Corp KUBTF US 25%Kura Oncology Inc KURA US 25%Kuraray Co Ltd KURRF US 25%KVH Industries Inc KVHI US 25%Kyowa Hakko Kirin Co Ltd KYKOF US 25%L S Starrett Co SCX US 25%La Jolla Pharmaceutical Co LJPC US 25%La Quinta Holdings Inc LQ US 50%Labrador Iron Ore Royalty Corp LIF T 50%Ladder Capital Corp LADR US 50%Lake Shore Bancorp Inc LSBK US 25%Lakeland Bancorp Inc LBAI US 50%Lakeland Financial Corp LKFN US 50%Lakeland Industries Inc LAKE US 25%Landcadia Holdings Inc LCAHU US 0%Landcadia Holdings Inc LCA US 0%Landec Corp LNDC US 50%Landmark Bancorp Inc LARK US 25%Landmark Infrastructure Partners LP LMRK US 50%Lands End Inc LE US 50%Lannett Company Inc LCI US 25%Lantheus Holdings Inc LNTH US 50%Lantronix Inc LTRX US 25%LANXESS AG LNXSF US 0%Laredo Petroleum Inc LPI US 50%Large Cap Bear 3x Shares SPXS US 0%



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MDC Partners Inc MDCA US 50%Mechel Pao Adr Pfd MTL'PR US 0%Medallion Financial Corp MFINL US 0%Medallion Financial Corp MFIN US 25%Mediagrif Interactive Technologies Inc MDF T 25%Mediaset Espana Comunicacion SA GETVF US 25%Mediaset SpA MDIEF US 0%Medical Transcription Billing Corp MTBC US 25%Medical Transcription Billing Corp MTBCP US 25%Medicines Co MDCO US 25%MediciNova Inc MNOV US 0%Medicure Inc MPH T 0%Medifast Inc MED US 25%Medigus Ltd MDGS US 25%Mediobanca Banca di Credito Finanziario SpA MDIBF US 0%Mediwound Ltd MDWD US 0%Medley Capital Corp MCC US 50%Medley Capital Corp MCX US 0%Medley LLC MDLQ US 0%Medley Management Inc MDLY US 25%MedReleaf Corp LEAF T 25%Meet Group Inc MEET US 50%MEG Energy Corp MEG T 50%Meggitt PLC MEGGF US 0%MEI Pharma Inc MEIP US 0%Meiji Holdings Co Ltd MEJHF US 25%Melcor Developments Ltd MRD T 25%Melcor Real Estate Investment Trust MR.UN T 25%Melrose Bancorp Inc MELR US 25%Mer Telemanagement Solutions Ltd MTSL US 25%Mercadolibre Inc MELI US 0%Mercantile Bank Corp MBWM US 50%Mercer Intl Inc MERC'U T 50%Merck KGaA MKGAF US 25%Meredith Corp MDP US 50%Meridian Bancorp Inc EBSB US 50%Meridian Bioscience Inc VIVO US 50%Meritage Homes Corp MTH US 50%Merrill Lynch Cap Tr Iii MER.P US 25%Merrill Lynch Depositor Inc IPB US 25%Merrimack Pharmaceuticals Inc MACK US 0%Mersana Therapeutics Inc MRSN US 25%Merus NV MRUS US 25%Mesa Royalty Trust MTR US 25%Mesabi Trust MSB US 50%Mesoblast Ltd MESO US 25%Metalore Resources Ltd MET T 25%Mexco Energy Corp MXC US 25%Mexico Equity and Income Fund Inc MXE US 25%Mexico Fund Inc MXF US 25%Mfc Bancorp Ltd MFCB US 25%MFS California Municipal Fund CCA US 25%MFS Charter Income Trust MCR US 25%MFS Government Markets Income Trust MGF US 25%MFS High Income Municipal Trust CXE US 25%MFS Intermediate High Income Fund CIF US 25%MFS Intermediate Income Trust MIN US 25%MFS Investment Grade Municipal Trust CXH US 25%MFS Multimarket Income Trust MMT US 25%MFS Municipal Income Trust MFM US 25%MFS Special Value Trust MFV US 25%MGC Diagnostics Corp MGCD US 25%Michael Kors Holdings Ltd KORS US 50%Micron Solutions Inc MICR US 25%MicroStrategy Inc MSTR US 50%MicroVision Inc MVIS US 25%Mid Penn Bancorp Inc MPB US 25%Midatech Pharma PLC MTP US 0%Middlefield Banc Corp MBCN US 25%Middlefield Can-Global REIT Income Fund RCO.UN T 25%Middlefield Healthcare & Life Sciences Dividend Fund LS.UN T 25%Middlefield Healthcare & Wellness Dividend Fund HWF.UN T 25%MidSouth Bancorp Inc MSL US 25%Miller Industries Inc MLR US 50%Miller/Howard High Income Equity Fund HIE US 25%Mimecast Ltd MIME US 50%MiMedx Group Inc MDXG US 25%Mind CTI Ltd MNDO US 25%Mindbody Inc MB US 50%Minebea Mitsumi Inc MNBEF US 25%Minerals Technologies Inc MTX US 50%Minerva Neurosciences Inc NERV US 25%MINT Income Fund MID.UN T 25%Miragen Therapeutics Inc MGEN US 0%Mirati Therapeutics Inc MRTX US 25%Mirvac Group MRVGF US 25%Misonix Inc MSON US 25%Mississippi Pwr 5.25% Pfd MP.D US 25%Mitcham Industries Inc MIND US 25%



Mitcham Industries Inc MINDP US 25%Mitsubishi Chemical Holdings Corp MTLHF US 25%Mitsubishi Corp MSBHF US 25%Mitsubishi Electric Corp MIELF US 25%Mitsubishi Estate Co Ltd MITEF US 25%Mitsubishi Materials Corp MIMTF US 25%Mitsubishi Motors Corp MMTOF US 25%Mitsui & Co Ltd MITSF US 25%Mitsui Engineering & Shipbuilding Co Ltd MIESF US 25%Mitsui Fudosan Co Ltd MTSFF US 25%MiX Telematics Ltd MIXT US 0%Mizuho Financial Group Inc MFG US 50%MMA Capital Management LLC MMAC US 25%MobileIron Inc MOBL US 50%Mobil'nye Telesistemy PAO MBT US 0%Modern Media Acquisition Corp MMDMR US 0%Modern Media Acquisition Corp MMDMU US 0%Modern Media Acquisition Corp MMDM US 0%Modine Manufacturing Co MOD US 50%Moelis & Co MC US 50%Mogo Finance Technology Inc MOGO T 25%Molecular Templates Inc MTEM US 0%Moleculin Biotech Inc MBRX US 0%Molson Coors-a Exch Shs TPX'A T 25%Molson Coors-b Exch Shs TPX'B T 25%Momenta Pharmaceuticals Inc MNTA US 25%Momo Inc MOMO US 50%Monarch Casino & Resort Inc MCRI US 25%Moneda LatAm Corporate Bond Fund MLD.UN T 25%MoneyGram International Inc MGI US 50%Monolithic Power Systems Inc MPWR US 50%Monroe Capital Corp MRCC US 50%Morgan Stanley MLPY US 0%Morgan Stanley DRR US 0%Morgan Stanley CNY US 0%Morgan Stanley URR US 0%Morgan Stanley INR US 0%Morgan Stanley China A Share Fund Inc CAF US 50%Morgan Stanley Income Securities Inc ICB US 25%Morguard North American Residential Real Estate Investment Trust MRG.UN T 25%Morguard Real Estate Investment Trust MRT.UN T 25%Mosaic Capital Corp M T 25%MoSys Inc MOSY US 25%Motif Bio PLC MTFB US 0%Motorcar Parts of America Inc MPAA US 50%Mountain Province Diamonds Inc MPVD T 25%Movado Group Inc MOV US 50%Moxian Inc MOXC US 0%MS&AD Insurance Group Holdings Inc MSADF US 25%MSB Financial Corp MSBF US 25%MSG Networks Inc MSGN US 50%MTGE Investment Corp MTGE US 50%MTR Corp Ltd MTRJF US 0%MTY Food Group Inc MTY T 50%Muenchener Rueckversicherungs Gesellschaft AG in Muenchen MURGF US 25%MuleSoft Inc MULE US 50%Mullen Group Ltd MTL T 0%Mullen Group Ltd MTL US 0%Murata Manufacturing Co Ltd MRAAF US 0%Mustang Bio Inc MBIO US 0%MV Oil Trust MVO US 25%MVC Capital Inc MVC US 25%Myers Industries Inc MYE US 50%MYnd Analytics Inc MYND US 25%MyoKardia Inc MYOK US 25%Myomo Inc MYO US 25%Myovant Sciences Ltd MYOV US 25%MYR Group Inc MYRG US 50%Myriad Genetics Inc MYGN US 25%Nabors Industries Ltd NBR US 50%Nabriva Therapeutics PLC NBRV US 0%Nam Tai Property Inc NTP US 50%Nano Dimension Ltd NNDM US 25%NantHealth Inc NH US 50%NantKwest Inc NK US 25%NAPCO Security Technologies Inc NSSC US 25%Natera Inc NTRA US 25%National American University Holdings Inc NAUH US 25%National Australia Bank Ltd NAUBF US 25%National Bank Holdings Corp NBHC US 50%National Bankshares Inc NKSH US 25%National CineMedia Inc NCMI US 50%National Energy Services Reunited Corp NESR US 25%National General Holdings Corp NGHC US 50%National General Holdings Corp NGHCZ US 0%National Holdings Corp NHLD US 25%National Security Group Inc NSEC US 25%Nationstar Mortgage Holdings Inc NSM US 50%Natural Alternatives International Inc NAII US 25%



Natural Gas Services Group Inc NGS US 50%Natural Grocers By Vitamin Cottage Inc NGVC US 25%Natural Health Trends Corp NHTC US 25%Natural Resource Partners LP NRP US 50%Natures Sunshine Products Inc NATR US 25%Natuzzi SpA NTZ US 0%Nautilus Inc NLS US 50%Navient Corp ISM US 0%Navigators Group Inc NAVG US 50%Navios Mar Hldg S/adr Pfd NM.H US 0%Navios Mari 8.75%pf-g Adr NM.G US 0%Navios Maritime Holdings Inc NM US 0%Navios Maritime Midstream Partners LP NAP US 0%Navios Maritime Partners LP NMM US 0%Navistar International Corp NAV US 50%NBT Bancorp Inc NBTB US 50%NDX Growth & Income Fund NGI.UN T 25%Neenah Paper Inc NP US 50%Nektar Therapeutics NKTR US 50%Nelnet Inc NNI US 50%NeoPhotonics Corp NPTN US 0%Neos Therapeutics Inc NEOS US 0%Net 1 UEPS Technologies Inc UEPS US 0%Net Element Inc NETE US 25%Netscout Systems Inc NTCT US 50%Netshoes (CAYMAN) Ltd NETS US 0%NetSol Technologies Inc NTWK US 25%Network-1 Technologies Inc NTIP US 25%Neuberger Berman California Intermediate Municipal Fund Inc NBW US 25%Neuberger Berman High Yield Strategies Fund NHS US 25%Neuberger Berman Intermediate Municipal Fund Inc NBH US 25%Neuberger Berman MLP Income Fund Inc NML US 25%Neuberger Berman New York Intermediate Municipal Fund Inc NBO US 25%Neuberger Berman Real Estate Securities Income Fund Inc NRO US 25%Neurocrine Biosciences Inc NBIX US 50%Neurotrope Inc NTRP US 0%Nevada Gold & Casinos Inc UWN US 0%Nevro Corp NVRO US 50%Nevsun Resources Ltd NSU T 25%New Age Beverages Corp NBEV US 25%New America High Income Fund Inc HYB US 25%New Concept Energy Inc GBR US 25%New England Realty Associates LP NEN US 25%New Germany Fund Inc GF US 25%New Gold Inc NGD T 50%New Home Company Inc NWHM US 25%New Ireland Fund Inc IRL US 25%New Look Vision Group Inc BCI T 25%New Media Investment Group Inc NEWM US 50%New Mountain Finance Corp NMFC US 50%New Oriental Education & Technology Group Inc EDU US 0%New Relic Inc NEWR US 50%New World Development Co Ltd NDVLF US 0%New York & Company Inc NWY US 25%New York Comm Cap V 6%pfd NYCB.U US 25%New York Mortgage Trust Inc NYMT US 50%Newater Technology Inc NEWA US 0%Newcrest Mining Ltd NCMGF US 25%Newfld Capital Crp-a Sv NCC'A T 25%NewLink Genetics Corp NLNK US 25%Newpark Resources Inc NR US 50%Newtek Business Services Corp NEWT US 50%Newtek Business Services Corp NEWTZ US 0%Newtek Business Services Corp NEWTL US 0%NexC Partners Corp NXC T 25%NexGen Energy Ltd NXE T 25%Nexj Systems Inc NXJ T 25%NexPoint Credit Strategies Fund NHF US 25%Nexstar Media Group Inc NXST US 50%Next PLC NXGPF US 25%NextDecade Corp NEXT US 25%Nfld Capital Corp Cl-b Mv NCC'B T 25%NGK Insulators Ltd NGKIF US 25%NGL Energy Partners LP NGL US 50%NI Holdings Inc NODK US 25%Niagara Mohawk Pwr3.90%pr NMK.C US 25%Niagara Mokawk Pwr3.60%pr NMK.B US 25%NIC Inc EGOV US 50%Nicholas Financial Inc NICK US 25%Nidec Corp NNDNF US 0%Nightstar Therapeutics PLC NITE US 25%Nikon Corp NINOF US 25%Nintendo Co Ltd NTDOF US 0%Nippon Electric Glass Co Ltd NPEGF US 25%Nippon Sheet Glass Co Ltd NPSGF US 25%Nippon Steel & Sumitomo Metal Corp NISTF US 25%Nippon Suisan Kaisha Ltd NISUF US 25%Nippon Yusen KK NYUKF US 25%Nissan Motor Co Ltd NSANF US 25%



Nissin Foods Holdings Co Ltd NFPDF US 0%Nitto Denko Corp NDEKF US 25%NL Industries Inc NL US 50%NMI Holdings Inc NMIH US 50%Noah Holdings Ltd NOAH US 50%Nobilis Health Corp HLTH US 25%Noble Corporation PLC NE US 50%Nokia Oyj NOKBF US 0%Nomad Foods Ltd NOMD US 0%Noodles & Co NDLS US 25%Nordea Bank AB NRDEF US 25%Nortech Systems Inc NSYS US 25%Nortel Inversora SA NTL US 0%North American Energy Partners Inc NOA T 25%North American Palladium Ltd PDL T 25%North American Preferred Share Fund NPF.UN T 25%North European Oil Royalty Trust NRT US 25%Northeast Bancorp NBN US 25%Northern Dynasty Minerals Ltd NDM T 25%Northern Oil and Gas Inc NOG US 25%Northern Technologies International Corp NTIC US 25%Northfield Bancorp Inc NFBK US 50%Northfield Cap Cp Cla-rv NFD'A T 25%Northrim BanCorp Inc NRIM US 25%Northstar Realty Europe Corp NRE US 50%Northview Apartment REIT NVU.UN T 50%Northwest Bancshares Inc NWBI US 50%Northwest Pipe Co NWPX US 25%Norwood Financial Corp NWFL US 25%NovaBay Pharmaceuticals Inc NBY US 0%NovaGold Resources Inc NG T 25%Novan Inc NOVN US 0%Novavax Inc NVAX US 25%Novelion Therapeutics Inc NVLN US 0%Novo Resources Corp NVO T 25%Novocure Ltd NVCR US 0%Novogen Ltd NVGN US 0%Novozymes A/S NVZMF US 25%Novus Therapeutics Inc NVUS US 0%NQ Mobile Inc NQ US 0%NSK Ltd NPSKF US 25%NTN Buzztime Inc NTN US 25%NU Skin Enterprises Inc NUS US 25%NuCana PLC NCNA US 25%Numerex Corp NMRX US 25%NuStar GP Holdings LLC NSH US 50%Nustar Logistics LP NSS US 0%Nutanix Inc NTNX US 50%Nutrisystem Inc NTRI US 50%Nuvectra Corp NVTR US 0%Nuveen Global High Income Fund JGH US 25%Nuverra Environmental Solutions Inc NES US 25%NuVista Energy Ltd NVA T 50%Nuvo Pharmaceuticals Inc NRI T 0%NV Bekaert SA BEKSF US 25%Nymox Pharmaceutical Corp NYMX US 0%NYX Gaming Group Ltd NYX T 0%Oak Valley Bancorp OVLY US 25%Oaktree Specialty Lending Corp OCSL US 50%Oaktree Strategic Income Corporation OCSI US 25%Oasis Petroleum Inc OAS US 25%Obalon Therapeutics Inc OBLN US 25%Obayashi Corp OBYCF US 25%Obrascon Huarte Lain SA OBSJF US 0%Obseva SA OBSV US 25%Obsidian Energy Ltd OBE T 50%Ocean Bio-Chem Inc OBCI US 25%Ocean Power Technologies Inc OPTT US 25%Ocean RIG UDW Inc ORIG US 50%OceanaGold Corp OGC T 50%Oceaneering International Inc OII US 50%OceanFirst Financial Corp OCFC US 50%Och-Ziff Capital Management Group LLC OZM US 50%OCI Partners LP OCIP US 25%Oconee Federal Financial Corp OFED US 25%OCP Senior Credit Fund OSL.UN T 25%Ocular Therapeutix Inc OCUL US 0%Ocwen Financial Corp OCN US 25%Odakyu Electric Railway Co Ltd ODERF US 25%Odyssey Marine Exploration Inc OMEX US 25%Office Depot Inc ODP US 50%OFG Bancorp OFG US 0%Ofg Bancorp 7% Ser-b Pfd OFG.B US 0%Ofg Bancorp 7.125%-a Pfd OFG.A US 0%Ofg Bancorp 7.125%-d Pfd OFG.D US 0%OFS Capital Corp OFS US 25%Ohio Valley Banc Corp OVBC US 25%Oi Sa Spon Adr-new OIBR'C US 0%Oil Sands Sector Fund OSF.UN T 25%



Oil Search Ltd OISHF US 0%Oil-Dri Corporation of America ODC US 25%Oki Electric Industry Co Ltd OKIEF US 25%Okta Inc OKTA US 50%Old Mutual PLC ODMUF US 25%Old National Bancorp ONB US 50%Old Point Financial Corp OPOF US 25%Old Second Bancorp Inc OSBC US 25%Old Second Capital Trust I OSBCP US 25%Ollie's Bargain Outlet Holdings Inc OLLI US 50%Olympia Financial Group Inc OLY T 25%Olympic Steel Inc ZEUS US 25%Olympus Corp OCPNF US 25%OM Asset Management PLC OMAA US 0%Omega Protein Corp OME US 50%Omeros Corp OMER US 25%Ominto Inc OMNT US 25%OMNOVA Solutions Inc OMN US 50%On Deck Capital Inc ONDK US 25%On Track Innovations Ltd OTIV US 25%OncoCyte Corp OCX US 0%OncoMed Pharmaceuticals Inc OMED US 0%Onconova Therapeutics Inc ONTX US 0%Onemain Holdings Inc OMF US 50%Ono Pharmaceutical Co Ltd OPHLF US 0%Onvia Inc ONVI US 25%Ooma Inc OOMA US 25%Ophthotech Corp OPHT US 0%Opiant Pharmaceuticals Inc OPNT US 0%OPKO Health Inc OPK US 50%Oppenheimer Holdings Inc OPY US 25%Optibase Ltd OBAS US 25%Optical Cable Corp OCC US 25%OptimumBank Holdings Inc OPHC US 25%OptiNose Inc OPTN US 25%Opus Bank OPB US 50%Oramed Pharmaceuticals Inc ORMP US 0%Orca Exploration Group-a ORC'A T 0%Orca Exploration Grp-b Sv ORC'B T 0%Orchid Island Capital Inc ORC US 50%Orchids Paper Products Co TIS US 25%OrganiGram Holdings Inc OGI T 0%Organovo Holdings Inc ONVO US 0%Orica Ltd OCLDF US 25%Oriental Land Co Ltd OLCLF US 0%Origin Energy Ltd OGFGF US 25%Origo Acquisition Corp OACQU US 0%Origo Acquisition Corp OACQ US 0%Orion Energy Systems Inc OESX US 25%Orion Engineered Carbons SA OEC US 50%Orion Group Holdings Inc ORN US 25%Oritani Financial Corp ORIT US 50%Orix Corp ORXCF US 0%Orocobre Ltd ORL T 25%Orrstown Financial Services Inc ORRF US 25%OrthoPediatrics Corp KIDS US 25%Osisko Gold Royalties Ltd OR T 50%Osisko Mining Inc OSK T 25%Osprey Energy Acquisition Corp OSPRU US 0%Osprey Energy Acquisition Corp OSPR US 0%Otelco Inc OTEL US 25%Otonomy Inc OTIC US 0%Otsuka Holdings Co Ltd OTSKF US 25%Ottawa Savings Bancorp Inc OTTW US 25%Overseas Shipholding Group Inc OSG US 25%Overstock com Inc OSTK US 50%Ovid Therapeutics Inc OVID US 0%Owens Realty Mortgage Inc ORM US 25%Oxbridge Re Holdings Ltd OXBR US 25%Oxford Industries Inc OXM US 50%P H Glatfelter Co GLT US 50%P&F Industries Inc PFIN US 25%Pac Gas&elec 4.8% 1st Pr PCG.G US 25%Pac.gas & Elec.4.36% Pr. PCG.I US 25%Pac.gas & Elec.4.50% Pf-h PCG.H US 25%Pac.gas & Elec.5%rd.1stpr PCG.D US 25%Pac.gas & Elec5% 1st Pr-a PCG.E US 25%Pac.gas&elec 5.50 1st Pr PCG.B US 25%Pacific Biosciences of California Inc PACB US 50%Pacific Ethanol Inc PEIX US 25%Pacific Gas & Elec 5% Pfd PCG.C US 25%Pacific Gas & Elec 6% Pfd PCG.A US 25%Pacific Mercantile Bancorp PMBC US 25%Pacific Premier Bancorp Inc PPBI US 50%Pacira Pharmaceuticals Inc PCRX US 25%Pain Therapeutics Inc PTIE US 0%Painted Pony Energy Ltd PONY T 50%PAM Transportation Services Inc PTSI US 25%Pampa Energia SA PAM US 0%



Panasonic Corp PCRFF US 25%Pandora A/S PNDZF US 25%Pandora Media Inc P US 50%Pangaea Logistics Solutions Ltd PANL US 25%Panhandle Oil and Gas Inc PHX US 50%Papa Murphy's Holdings Inc FRSH US 25%PAR Technology Corp PAR US 25%Paramount Resources Ltd POU T 50%Paratek Pharmaceuticals Inc PRTK US 25%Pareteum Corp TEUM US 25%Parex Resources Inc PXT T 25%Park City Group Inc PCYG US 25%Park Lawn Corp PLC T 25%Park National Corp PRK US 50%Park Ohio Holdings Corp PKOH US 25%Park Sterling Corp PSTB US 50%Parke Bancorp Inc PKBK US 25%Parker Drilling Co PKD US 25%ParkerVision Inc PRKR US 25%Parmalat SpA PLATF US 0%Partner Communications Company Ltd PTNR US 25%Partnerre Ltd 5.875% Pfd I PRE.I US 25%Partnerre Ltd 5.875%-f Pf PRE.F US 25%Partnerre Ltd 6.5%-g Pfd PRE.G US 25%Partnerre Ltd 7.25-h Pfd PRE.H US 25%Partners Real Estate Investment Trust PAR.UN T 25%Partners Val Invs Lpu Pfd PVF.U T 25%Partners Val Split Aa3 Pf PVS.B T 25%Partners Val Split Aa5 Pf PVS.C T 25%Partners Val Split Aa6 Pf PVS.D T 25%Partners Val Split Aa7 Pf PVS.E T 25%Partners Value Investments Inc PVF.UN T 25%Partners Value Split Corp Cl Aa Ser 8 PVS.F T 25%Party City Holdco Inc PRTY US 50%Pathfinder Bancorp Inc PBHC US 25%Pathfinder Income Fund PCD.UN T 25%Patriot National Bancorp Inc PNBK US 25%Patriot National Inc PN US 25%Patriot Transportation Holding Inc PATI US 25%PAVmed Inc PAVM US 25%Paylocity Holding Corp PCTY US 50%PB Bancorp Inc PBBI US 25%PBF Logistics LP PBFX US 25%PCM Inc PCMI US 25%PCSB Financial Corp PCSB US 50%PCTEL Inc PCTI US 25%PDC Energy Inc PDCE US 50%PDL BioPharma Inc PDLI US 25%PDL Community Bancorp PDLB US 0%PD-RX Pharmaceuticals Inc PDRX US 0%Peabody Energy Corp BTU US 50%Peak Resorts Inc SKIS US 25%Peapack-Gladstone Financial Corp PGC US 50%Pender Growth Fund Inc PTF T 25%Pendrell Corp PCO US 25%Pengrowth Energy Corp PGF T 50%Penn National Gaming Inc PENN US 25%PennantPark Floating Rate Capital Ltd PFLT US 50%PennantPark Investment Corp PNNT US 50%Penns Woods Bancorp Inc PWOD US 25%PennyMac Financial Services Inc PFSI US 50%PennyMac Mortgage Investment Trust PMT US 50%Pensare Acquisition Corp. WRLSR US 0%Pensare Acquisition Corp. WRLS US 0%Pensare Acquisition Corp. Unit WRLSU US 0%People Corp PEO US 25%People Corp PEO T 25%Peoples Bancorp Inc PEBO US 50%Peoples Bancorp of North Carolina Inc PEBK US 25%Peoples Financial Corp PFBX US 25%Peoples Financial Services Corp PFIS US 25%Perceptron Inc PRCP US 25%Peregrine Pharmaceuticals Inc PPHM US 0%Peregrine Pharmaceuticals Inc PPHMP US 0%Peritus High Yield Etf HYLD US 25%Perma-Fix Environmental Services Inc PESI US 25%Perma-Pipe International Holdings Inc PPIH US 25%Permian Basin Royalty Trust PBT US 25%Pernix Therapeutics Holdings Inc PTX US 0%Pernod Ricard SA PDRDF US 0%Perry Ellis International Inc PERY US 50%Perseus Mining Ltd PRU T 25%Pershing Gold Corp PGLC T 25%Persimmon PLC PSMMF US 25%Petmed Express Inc PETS US 50%Petrobras Argentina SA PZE US 0%PetroChina Co Ltd PCCYF US 0%Petrofac Ltd POFCF US 0%PetroQuest Energy Inc PQ US 25%



Petrus Resources Ltd PRQ T 25%PFB Corporation PFB T 25%Pfenex Inc PFNX US 0%PFSweb Inc PFSW US 25%PharMerica Corp PMC US 50%PHH Corp PHH US 25%PHI Inc PHII US 25%PHI Inc PHIIK US 25%Phibro Animal Health Corp PAHC US 25%Phoenix New Media Ltd FENG US 50%PhotoMedex Inc PHMD US 25%Physicians Realty Trust DOC US 50%Pico Holdings Inc PICO US 50%Picton Mahoney Tactical Income Fund PMB.UN T 25%Pier 1 Imports Inc PIR US 50%Pieris Pharmaceuticals Inc PIRS US 0%Pimco 0-5 Year High Yield Corp Bond Etf HYS US 25%PIMCO Global Income Opportunities Fund PGI.UN T 50%Pinebridge Investment Grade Preferred Securities Fund PRF.UN T 25%Pinetree Capital Ltd PNP T 25%Ping An Insurance Group Co of China Ltd PIAIF US 0%Pinnacle Entertainment Inc PNK US 25%Pioneer Corp PNCOF US 25%Pioneer Diversified High Income Trust HNW US 25%Pioneer Energy Services Corp PES US 25%Pioneer Floating Rate Trust PHD US 25%Pioneer High Income Trust PHT US 25%Pioneer Municipal High Income Advantage Trust MAV US 25%Pioneer Municipal High Income Trust MHI US 25%Pioneer Power Solutions Inc PPSI US 25%Piper Jaffray Companies PJC US 50%Pitney Bowes Inc 6.7% Pfd PBI.B US 0%Pivot Technology Solutions Inc PTG T 25%Pixelworks Inc PXLW US 25%Pizza Pizza Royalty Corp PZA T 25%PJT Partners Inc PJT US 50%Plains All American Pipeline LP PAA US 50%Plains GP Holdings LP PAGP US 50%Planet Fitness Inc PLNT US 50%Planet Payment Inc PLPM US 25%Plantronics Inc PLT US 50%Plaza Retail REIT PLZ.UN T 25%Plug Power Inc PLUG US 25%Plumas Bancorp PLBC US 25%PLx Pharma Inc PLXP US 0%Plymouth Industrial REIT Inc PLYM US 25%Poage Bankshares Inc PBSK US 25%Pointer Telocation Ltd PNTR US 25%Points International Ltd PTS T 25%Polar Power Inc POLA US 25%Polaris Infrastructure Inc PIF T 25%PolarityTE Inc COOL US 25%Pollard Banknote Ltd. PBL T 25%Polymetal International PLC POYYF US 0%Pope Resources A Delaware LP POPE US 25%Popular Capital Trust I BPOPN US 25%Popular Capital Trust II BPOPM US 25%Popular Inc BPOP US 0%Porter Bancorp Inc PBIB US 25%Portola Pharmaceuticals Inc PTLA US 50%Potbelly Corp PBPB US 50%Power Assets Holdings Ltd HGKGF US 0%Power REIT PW US 25%PowerShares 1-10 Year Ld Inv Grade Corp Bd Idx ETF PIB T 0%PowerShares DB Base Metals Fund DBB US 50%PowerShares DB Gold Fund DGL US 50%Powershares DB Oil Fund DBO US 50%PowerShares DB Precious Metals Fund DBP US 50%PowerShares DB Silver Fund DBS US 50%PowerShares Dev EuroPacific Curr Hdg Low Vol Port FXEP US 0%PowerShares Europe Currency Hedged Low Vol Ptf FXEU US 0%Powershares Ftse Rafi Emerging PXH US 50%PowerShares Fundamental High Yield Corp Bd Port PHB US 25%Powershares Global Short Term High Yield PGHY US 25%PowerShares India Exchange Traded Fund Trust PIN US 50%PowerShares Japan Currency Hdg Low Volatility Port FXJP US 0%PowerShares Multi-Strategy Alternative Portfolio LALT US 0%PowerShares S&P 500 BuyWrite Portfolio PBP US 0%PowerShares S&P 500 Downside Hedged Portfolio PHDG US 0%Powershrs Fndmtl High Etf PFH'F T 25%PPL Capital Funding Inc PPX US 0%PPLUS Trust Series GSC-2 PYT US 25%PPLUS Trust Series RRD-1 PYS US 25%PRA Group Inc PRAA US 50%Prana Biotechnology Ltd PRAN US 0%Precision Drilling Corp PD T 50%Preferred Bank PFBC US 50%Preferredplus Trust Series Czn 1 PIY US 25%Premier Financial Bancorp Inc PFBI US 25%



Premier Gold Mines Ltd PG T 25%Presbia PLC LENS US 25%Prestige Brands Holdings Inc PBH US 25%Pretium Resources Inc PVG T 50%PRGX Global Inc PRGX US 25%Prima BioMed Ltd PBMD US 0%PrimeEnergy Corp PNRG US 25%Primo Water Corp PRMW US 50%Principal Contrarian Value Index ETF PVAL US 0%Principal Real Estate Income Fund PGZ US 25%Principal Sustainable Momentum Index ETF PMOM US 0%Pro-Dex Inc PDEX US 25%Professional Diversity Network Inc IPDN US 25%Progenics Pharmaceuticals Inc PGNX US 25%Prometic Life Sciences Inc PLI T 25%ProPetro Holding Corp PUMP US 50%Prophase Labs Inc PRPH US 0%Prophecy Development Corp PCY T 25%ProQR Therapeutics NV PRQR US 0%ProShares Hedge Replication ETF HDG US 0%ProShares High Yield-Interest Rate Hedged HYHG US 25%ProShares RAFI Long/Short RALS US 0%ProShares Short 20+ Yr Treasury TBF US 0%ProShares Short 7-10 Year Treasury TBX US 0%ProShares Short Basic Materials SBM US 0%ProShares Short Dow30 DOG US 0%ProShares Short Euro EUFX US 0%ProShares Short Financials SEF US 0%ProShares Short FTSE China 50 YXI US 0%ProShares Short MidCap400 MYY US 0%ProShares Short MSCI EAFE EFZ US 0%ProShares Short MSCI Emerging Markets EUM US 0%ProShares Short Oil & Gas DDG US 0%ProShares Short QQQ PSQ US 0%ProShares Short Real Estate REK US 0%ProShares Short VIX Short-Term Futures ETF SVXY US 0%ProShares Ultra 20+ Year Treasury UBT US 35%ProShares Ultra 7-10 Year Treasury UST US 35%ProShares Ultra Bloomberg Crude Oil UCO US 35%ProShares Ultra Bloomberg Natural Gas BOIL US 35%ProShares Ultra Consumer Goods UGE US 35%ProShares Ultra Consumer Services UCC US 35%ProShares Ultra Dow30 DDM US 35%ProShares Ultra Euro ULE US 35%ProShares Ultra Financials UYG US 35%ProShares Ultra FTSE China 50 XPP US 35%ProShares Ultra Gold UGL US 35%ProShares Ultra Gold Miners ETF GDXX US 25%ProShares Ultra Health Care RXL US 35%ProShares Ultra High Yield UJB US 35%ProShares Ultra Industrials UXI US 35%ProShares Ultra MidCap400 MVV US 35%ProShares Ultra MSCI Brazil Capped UBR US 0%ProShares Ultra MSCI EAFE EFO US 35%ProShares Ultra MSCI Emerging Markets EET US 35%Proshares Ultra MSCI Europe UPV US 35%ProShares Ultra MSCI Japan EZJ US 35%ProShares Ultra Nasdaq Biotechnology BIB US 35%Proshares Ultra Oil & Gas ETF DIG US 35%ProShares Ultra QQQ QLD US 35%ProShares Ultra Real Estate URE US 35%ProShares Ultra Russell2000 UWM US 35%ProShares Ultra S&P500 SSO US 35%ProShares Ultra Semiconductors USD US 35%ProShares Ultra Silver AGQ US 35%ProShares Ultra SmallCap600 SAA US 35%ProShares Ultra Technology ROM US 35%ProShares Ultra Telecommunications LTL US 35%ProShares Ultra Utilities UPW US 35%ProShares Ultra VIX Short-Term Futures ETF UVXY US 0%ProShares Ultra Yen YCL US 35%ProShares UltraPro 3x Crude Oil ETF OILU US 0%ProShares UltraPro 3x Short Crude Oil ETF OILD US 0%ProShares Ultrapro Dow30 UDOW US 0%ProShares UltraPro Financial Select Sector FINU US 0%ProShares Ultrapro Midcap400 UMDD US 0%Proshares UltraPro NASDAQ Biotechnology ETF UBIO US 0%ProShares UltraPro QQQ TQQQ US 0%ProShares UltraPro Russell2000 URTY US 0%ProShares UltraPro S&P500 UPRO US 0%ProShares UltraPro Short 20+ Year Treasury TTT US 0%ProShares UltraPro Short Dow30 SDOW US 0%ProShares UltraPro Short Financial Select Sector FINZ US 0%ProShares UltraPro Short MidCap400 SMDD US 0%ProShares UltraPro Short NASDAQ Biotechnology ETF ZBIO US 0%ProShares UltraPro Short QQQ SQQQ US 0%ProShares Ultrapro Short Russell2000 SRTY US 0%ProShares UltraPro Short S&P500 SPXU US 0%ProShares UltraShort 20+ Year Treasury TBT US 35%



ProShares UltraShort 7-10 Year Treasury PST US 35%ProShares UltraShort Australian Dollar CROC US 35%Proshares Ultrashort Basic Materials UYM US 35%ProShares UltraShort Basic Materials ETF SMN US 35%ProShares UltraShort Bloomberg Crude Oil SCO US 35%ProShares UltraShort Bloomberg Natural Gas KOLD US 35%ProShares UltraShort Consumer Goods ETF SZK US 35%ProShares UltraShort Consumer Services SCC US 35%ProShares UltraShort Dow30 DXD US 35%ProShares UltraShort Euro EUO US 35%ProShares UltraShort Financials SKF US 35%ProShares UltraShort FTSE China 50 FXP US 35%ProShares UltraShort FTSE Europe ETF EPV US 35%ProShares UltraShort Gold ETF GLL US 35%ProShares UltraShort Gold Miners ETF GDXS US 0%ProShares UltraShort Health Care RXD US 35%ProShares UltraShort Industrials SIJ US 35%ProShares UltraShort MidCap400 MZZ US 35%ProShares UltraShort MSCI Brazil Capped BZQ US 0%ProShares UltraShort MSCI EAFE EFU US 35%ProShares UltraShort MSCI Emerging Markets EEV US 35%ProShares UltraShort MSCI Japan EWV US 35%ProShares UltraShort Nasdaq Biotechnology BIS US 35%ProShares UltraShort Oil & Gas DUG US 35%ProShares UltraShort QQQ QID US 35%Proshares Ultrashort Real Estate SRS US 35%ProShares UltraShort S&P500 SDS US 35%ProShares UltraShort Semiconductors SSG US 35%ProShares UltraShort Silver ZSL US 35%ProShares UltraShort SmallCap600 SDD US 35%ProShares UltraShort Technology REW US 35%ProShares UltraShort Utilities SDP US 35%ProShares UltraShort Yen YCS US 35%ProShares VIX Mid-Term Futures ETF VIXM US 0%ProShares VIX Short-Term Futures ETF VIXY US 0%Prospect Capital Corp PSEC US 50%Prospect Capital Corp PBB US 0%Protagonist Therapeutics Inc PTGX US 25%Proteon Therapeutics Inc PRTO US 0%Proteostasis Therapeutics Inc PTI US 0%Prothena Corporation PLC PRTA US 25%Proto Labs Inc PRLB US 50%PROVIDENT BANCORP INC PVBC US 25%Provident Financial Holdings Inc PROV US 25%Provident Financial Services Inc PFS US 50%Prudential Bancorp Inc PBIP US 25%Prudential Financial Inc PRH US 0%Prudential Financial Inc PJH US 0%Prudential Financial Inc PFK US 0%Prudential Global Short Duration High Yield Fund Inc GHY US 25%Prudential Short Duration High Yield Fund Inc ISD US 25%Prysmian SpA PRYMF US 0%Psychemedics Corp PMD US 25%PTC Therapeutics Inc PTCT US 25%Publicis Groupe SA PGPEF US 0%Pulmatrix Inc PULM US 0%Pulse Biosciences Inc PLSE US 25%Pulse Seismic Inc PSD T 25%Puma Biotechnology Inc PBYI US 25%Pure Cycle Corp PCYO US 25%Pure Industrial Real Estate Trust AAR.UN T 50%Pure Multi-Family REIT LP RUF.UN T 25%Pure Technologies Ltd PUR T 25%Purpose Diversified Real Asset Series A PRA T 0%Purpose Enh Us Eq N/c Hdg PEU'B T 0%Purpose Enhanced US Equity PEU T 0%Purpose International Tactical Hedged Equity Srs A PHW T 0%Purpose Multi-Strategy Market Neutral Class A PMM T 0%Purpose Multi-Strategy Market Neutral Class A PMM US 0%Purpose Premium Yield Series A PYF T 0%Purpose Tact Hdg Eqty Etf PHE'B T 0%Purpose Tactical Hedged Equity Fund PHE T 0%Purpose Total Return Bond Series A PBD T 25%Putnam High Income Securities Fund PCF US 25%Putnam Master Intermediate Income Trust PIM US 25%Putnam Municipal Opportunities Trust PMO US 25%Putnam Premier Income Trust PPT US 25%Pyxis Tankers Inc PXS US 0%Pzena Investment Management Inc PZN US 50%Q2 Holdings Inc QTWO US 50%QAD Inc QADA US 50%QCR Holdings Inc QCRH US 50%QEP Resources Inc QEP US 50%Qiwi PLC QIWI US 0%Quad/Graphics Inc QUAD US 50%Quaker Chemical Corp KWR US 50%Quality Systems Inc QSII US 50%Qualstar Corp QBAK US 25%Qualys Inc QLYS US 50%



QuantShares Hedged Dividend Income Fund DIVA US 0%QuantShares US Market Neutral Anti-Beta Fund BTAL US 0%QuantShares US Market Neutral Momentum Fund MOM US 0%QuantShares US Market Neutral Size Fund SIZ US 0%QuantShares US Market Neutral Value Fund CHEP US 0%Quantum Corp QTM US 25%Quarterhill Inc QTRH T 25%Qudian Inc QD US 25%QuickLogic Corp QUIK US 25%Quinstreet Inc QNST US 50%Qumu Corp QUMU US 25%Quorum Health Corp QHC US 25%Quotient Ltd QTNT US 0%Quotient Technology Inc QUOT US 50%Qwest Corp CTW US 0%Qwest Corp CTBB US 0%Qwest Corp CTY US 0%Qwest Corp CTV US 0%Qwest Corp 6.625% Notes 9/15/55 CTZ US 0%Qwest Corp 7% 2056 Notes CTAA US 0%Qwest Corp 7% Notes 7/1/2052 CTU US 0%Qwest Corp 7.0% Nts 4/1/52 CTX US 0%Qwest Corporation 6.75% Nts 06/15/57 CTDD US 0%R C M Technologies Inc RCMT US 25%R1 RCM Inc RCM US 25%Ra Pharmaceuticals Inc RARX US 25%Rada Electronic Industries Ltd RADA US 25%Radcom Ltd RDCM US 25%Radiant Logistics Inc RLGT US 25%Radiant Logstc 9.75%-a Pf RLGT.A US 25%Radisys Corp RSYS US 25%Radius Health Inc RDUS US 25%RAIT Financial Trust RAS US 25%Rait Fincl Trust Pf Ser-a RAS.A US 25%Rait Finl Tr 8.875%-c Pfd RAS.C US 25%Rait Finl Tr-b 8.375% Pfd RAS.B US 25%Ralph Lauren Corp RL US 50%Ramaco Resources Inc METC US 25%Rambus Inc RMBS US 25%Rand Capital Corp RAND US 25%Randgold Resources Ltd GOLD US 0%Randgold Resources Ltd RGORF US 0%Randolph Bancorp Inc RNDB US 25%Randstad Holding NV RANJF US 0%Range Resources Corp RRC US 50%Ranger Energy Services Inc RNGR US 25%Ranger Equity Bear ETF HDGE US 0%Ravensource Fund RAV.UN T 25%Rayonier Advanced Materials Inc RYAM US 50%Rbc 6-10 Year Laddered Canadian Corporate Bond ETF RMBO T 0%Rbc Bluebay Global Diversified Income ETF RBDI T 0%Rbc Canadian Bank Yield Index UNT ETF RBNK T 0%Rbc Ph&N Short Term Canadian Bond ETF RPSB T 0%Rbc Short Term U.S. Corporate Bond $Us RUSB'U T 0%Rbc Short Term Us Corporate Bond ETF RUSB T 0%RBC Strategic Global Dividend Leaders ETF RLD T 0%RBC Strategic Global Equity Leaders ETF RLE T 0%RCI Hospitality Holdings Inc RICK US 50%Reading International Inc RDI US 50%Real Asset Income and Growth Fund RAI.UN T 25%Real Goods Solar Inc RGSE US 25%Real Matters Inc REAL T 50%Reality Shares DIVS ETF DIVY US 0%RealNetworks Inc RNWK US 25%Reata Pharmaceuticals Inc RETA US 25%Reaves Utility Income Fund UTG US 25%Reckitt Benckiser Group PLC RBGPF US 25%Recro Pharma Inc REPH US 0%Red Electrica Corporacion SA RDEIF US 25%Red Lion Hotels Corp RLH US 25%Red Robin Gourmet Burgers Inc RRGB US 50%Red Rock Resorts Inc RRR US 25%Redhill Biopharma Ltd RDHL US 0%Redwood Core Income Equity ETF RDE T 0%Redwood Tactical Asset Allocation ETF RTA T 0%Redwood Trust Inc RWT US 50%Reed's Inc REED US 25%Regeneron Pharmaceuticals Inc REGN US 50%Regenxbio Inc RGNX US 25%Regional Health Properties 10.875% (A) RHE.A US 25%Regional Management Corp RM US 50%Regis Corp RGS US 50%Reis Inc REIS US 25%REIT INDEXPLUS Income Fund IDR.UN T 25%Reitmans (cda)ltd-a Nv RET'A T 25%Reitmans Canada Ltd RET T 25%Reko International Group Inc REKO T 25%Reliv International Inc RELV US 25%RELM Wireless Corp RWC US 25%



Remark Holdings Inc MARK US 25%Renasant Corp RNST US 50%Renault SA RNSDF US 0%ReneSola Ltd SOL US 0%RENN Fund Inc RCG US 25%Renren Inc RENN US 50%Rent-A-Center Inc RCII US 50%Repligen Corp RGEN US 25%Repsol SA REPYF US 25%Republic Bancorp Inc RBCAA US 50%Republic First Bancorp Inc FRBK US 50%Research Frontiers Inc REFR US 25%Resolute Energy Corp REN US 25%Resolute Forest Products Inc RFP T 50%Resona Holdings Inc RSNHF US 25%Resonant Inc RESN US 25%Resource Capital Corp RSO US 50%Restaurant Brands International LP QSP.UN T 25%Restoration Robotics Inc HAIR US 25%Retrophin Inc RTRX US 25%Revance Therapeutics Inc RVNC US 25%Reven Housing Reit Inc RVEN US 25%Revlon Inc REV US 50%Revolution Lighting Technologies Inc RVLT US 25%Rex Energy Corp REXX US 25%Rexahn Pharmaceuticals Inc RNN US 0%RF Industries Ltd RFIL US 25%RGC Resources Inc RGCO US 25%RH RH US 50%Rhythm Pharmaceuticals Inc RYTM US 25%Rice Midstream Partners LP RMP US 25%Richards Packaging Income Fund RPI.UN T 25%Richardson Electronics Ltd RELL US 25%Richmont Mines Inc RIC T 50%Ricoh Co Ltd RICOF US 25%Ridgewood Canadian Investment Grade Bond Fund RIB.UN T 25%Rigel Pharmaceuticals Inc RIGL US 25%RigNet Inc RNET US 25%Rimini Street Inc RMNIU US 25%Rimini Street Inc RMNI US 25%Ring Energy Inc REI US 50%RingCentral Inc RNG US 50%Rio Tinto Ltd RTNTF US 25%Riot Blockchain Inc RIOT US 0%Rite Aid Corp RAD US 50%RiverNorth Opportunities Fund Inc RIV US 25%Rivernorth/Doubleline Strategic Opportunity Fund Inc OPP US 25%Riverview Bancorp Inc RVSB US 25%RLJ Entertainment Inc RLJE US 25%RMG Networks Holding Corp RMGN US 25%RMR Real Estate Income Fund RIF US 25%Roadrunner Transportation Systems Inc RRTS US 50%Rockwell Medical Inc RMTI US 25%Rocky Brands Inc RCKY US 25%Rocky Mountain Chocolate Factory Inc RMCF US 25%Rocky Mountain Dealerships Inc RME T 25%Rohm Co Ltd ROHCF US 0%Roku Inc ROKU US 50%Rolls-Royce Holdings PLC RYCEF US 25%Rosehill Resources Inc ROSEU US 25%Rosehill Resources Inc ROSE US 25%Rosetta Stone Inc RST US 25%Rowan Companies PLC RDC US 50%Roxgold Inc ROXG T 25%Royal Bancshares of Pennsylvania Inc RBPAA US 25%Royce Global Value Trust Inc RGT US 25%Royce Micro-Cap Trust Inc RMT US 25%Royce Value Trust Inc RVT US 25%Rts-forum Merger Crp Tba FMCIR US 0%Rts-Kkr Incm Opp Fd17Nv17 KIO'RT'WI US 25%Rubicon Project Inc RUBI US 25%Rubicon Technology Inc RBCN US 25%Ruby Tuesday Inc RT US 25%Ruth's Hospitality Group Inc RUTH US 50%RWE AG RWNFF US 25%Ryanair Holdings PLC RYAAY US 50%Ryerson Holding Corp RYI US 50%Ryman Healthcare Ltd RHCGF US 25%S&T Bancorp Inc STBA US 50%S&W Seed Co SANW US 25%Saban Capital Acquisition Corp SCACU US 0%Saban Capital Acquisition Corp SCAC US 0%Sabina Gold & Silver Corp SBB US 0%Sabina Gold & Silver Corp SBB T 0%Sachem Capital Corp SACH US 25%SAExploration Holdings Inc SAEX US 0%Safe Bulkers 8% Ser-c Pfd SB.C US 0%Safe Bulkers Inc SB US 0%Safe Bulkers Inc 8%-b Pfd SB.B US 0%



Safe Bulkers Ser-d 8% Pfd SB.D US 0%Safeguard Scientifics Inc SFE US 25%Safran SA SAFRF US 0%Saga Communications Inc SGA US 25%Sage Group PLC SGGEF US 25%SAGE Therapeutics Inc SAGE US 50%Salem Media Group Inc SALM US 25%Salient Midstream & MLP Fund SMM US 25%Salisbury Bancorp Inc SAL US 25%Sally Beauty Holdings Inc SBH US 50%Salvatore Ferragamo SpA SFRGF US 0%San Juan Basin Royalty Trust SJT US 50%Sanchez Energy Corp SN US 50%Sanchez Midstream Partners LP SNMP US 25%SandRidge Energy Inc SD US 0%SandRidge Permian Trust PER US 25%Sands China Ltd SCHYF US 0%Sandstorm Gold Ltd SSL US 50%Sandstorm Gold Ltd SSL T 50%Sandvik AB SDVKF US 25%Sandy Spring Bancorp Inc SASR US 50%Sangamo Therapeutics Inc SGMO US 25%Sanofi SA SNYNF US 0%Santander Fin 6.5%-c Pfd SAN.C US 0%Santander Fin S4 Gtd Pfd SAN.A US 0%Santander Fin S6 Gtd Pf SAN.B US 0%Santander Fin-6.41% S1 Pf SAN.I US 0%Santander Hldgs Usa Pfd SOV.C US 25%Santos Ltd STOSF US 25%Sapiens International Corporation NV SPNS US 25%Saratoga Investment Corp SAR US 25%Saratoga Investment Corp SAB US 0%Sarepta Therapeutics Inc SRPT US 25%Savara Inc SVRA US 0%Savaria Corp SIS T 50%SB Financial Group Inc SBFG US 25%SB Financial Group Inc SBFGP US 25%SBM Offshore NV SBFFF US 0%Sce Trust Iii Fix-fltg Pf SCE.H US 25%Sce Trust Iv 5.375%-fr Pf SCE.J US 25%Sce Trust Vi 5% Pfd SCE.L US 25%Schneider Electric SE SBGSF US 0%Schnitzer Steel Industries Inc SCHN US 50%Scholastic Corp SCHL US 50%Schroders PLC SHNWF US 25%Schwab Emerging Markets Equity ETF SCHE US 50%Schwab Fundamental EM Large Company Index ETF FNDE US 50%Schweitzer-Mauduit International Inc SWM US 50%SCITI Trust SIN.UN T 25%Scorpio Bulkers Inc SALT US 0%Scorpio Tankers Inc STNG US 0%Scr Trust V Fix-fl/rt Pfd SCE.K US 25%SCYNEXIS Inc SCYX US 0%Scythian Biosciences Corp SCYB T 25%Seabridge Gold Inc SEA T 25%SeaChange International Inc SEAC US 25%Seacoast Banking Corporation of Florida SBCF US 50%SEACOR Marine Holdings Inc SMHI US 25%Seadrill Partners LLC SDLP US 50%Seanergy Maritime Holdings Corp SHIP US 0%Sears Holdings Corp SHLD US 25%Seaspan Corp SSW US 50%Seaspan Corp SSWN US 0%SeaSpine Holdings Corp SPNE US 25%Seattle Genetics Inc SGEN US 50%SeaWorld Entertainment Inc SEAS US 50%Secom Co Ltd SOMLF US 25%Second Cup Ltd SCU T 25%Secure Energy Services Inc SES T 50%SecureWorks Corp SCWX US 50%Securitas AB SCTBF US 25%Security National Financial Corp SNFCA US 25%Sega Sammy Holdings Inc SGAMF US 0%Sekisui House Ltd SKHSF US 25%Select Bancorp Inc SLCT US 25%Select Energy Services Inc WTTR US 50%Selecta Biosciences Inc SELB US 25%Semafo Inc SMF T 25%SemGroup Corp SEMG US 50%Semiconductor Manufacturing International Corp SMI US 0%SemiLEDs Corp LEDS US 25%Senior Housing Properties Trust SNHNI US 0%Senior Housing Properties Trust SNHNL US 0%Senior Secured Floating Rate Loan Fund FRL.UN T 25%Senseonics Holdings Inc SENS US 50%Sensus Healthcare Inc SRTS US 25%Sentry Select Primary Metals Corp PME T 0%Sentry Select Primary Metals Corp PME US 0%Senvest Capital Inc SEC T 25%



Sequans Communications SA SQNS US 25%Sequential Brands Group Inc SQBG US 25%Serco Group PLC SECCF US 0%Seres Therapeutics Inc MCRB US 25%Seritage Growth Properties SRG US 50%ServiceNow Inc NOW US 50%ServiceSource International Inc SREV US 25%ServisFirst Bancshares Inc SFBS US 50%Servotronics Inc SVT US 25%Seven Stars Cloud Group Inc SSC US 25%Severn Bancorp Inc SVBI US 25%SG Blocks Inc SGBX US 25%SGS SA SGSOF US 25%Shake Shack Inc SHAK US 50%Sharp Corp SHCAF US 0%Sharps Compliance Corp SMED US 25%SharpSpring Inc SHSP US 25%Shaw Communications Inc A SJR'A T 25%ShiftPixy Inc PIXY US 25%Shiloh Industries Inc SHLO US 25%Shimizu Corp SHMUF US 25%Shineco Inc TYHT US 0%Shin-Etsu Chemical Co Ltd SHECF US 25%Shionogi & Co Ltd SGIOF US 25%Shire PLC SHPG US 50%Shiseido Co Ltd SSDOF US 25%Shoe Carnival Inc SCVL US 50%Shopify Inc SHOP T 50%Shore Bancshares Inc SHBI US 25%Shotspotter Inc SSTI US 25%Showa Denko KK SHWDF US 25%Showa Shell Sekiyu KK SWSKF US 25%Shutterfly Inc SFLY US 50%Shutterstock Inc SSTK US 50%SI Financial Group Inc SIFI US 25%Sibanye Gold Ltd SBGL US 0%Siebert Financial Corp SIEB US 25%Siemens AG SMAWF US 25%Sienna Biopharmaceuticals Inc SNNA US 25%Sierra Bancorp BSRR US 50%Sierra Metals Inc SMT T 25%Sierra Wireless Inc SW T 50%SIFCO Industries Inc SIF US 25%Sify Technologies Ltd SIFY US 25%Sigma Designs Inc SIGM US 25%SigmaTron International Inc SGMA US 25%Siliconware Precision Industries Co Ltd SPIL US 50%Silver Run Acquisition Corporation II SRUN US 25%Silver Run Acquisition Corporation Ii SRUNU US 0%Silver Spring Networks Inc SSNI US 25%Silvercorp Metals Inc SVM T 25%Silvercrest Asset Management Group Inc SAMG US 25%SilverSun Technologies Inc SSNT US 25%Simmons First National Corp SFNC US 50%Simulations Plus Inc SLP US 50%SINA Corp SINA US 50%Sino Land Co Ltd SNLAF US 0%Sino-Global Shipping America Ltd SINO US 25%Sinovac Biotech Ltd SVA US 25%Sir Royalty Income Fund SRV.UN T 25%SITO Mobile Ltd SITO US 25%Skandinaviska Enskilda Banken AB SVKEF US 25%Skanska AB SKSBF US 25%Skechers USA Inc SKX US 50%SKY Network Television Ltd SYKWF US 0%Skycity Entertainment Group Ltd SKYZF US 25%Skyline Corp SKY US 25%Skylon Growth and Income Trust SKG.UN T 25%SkyWest Inc SKYW US 25%Sleep Country Canada Holdings Inc ZZZ T 50%SM Energy Co SM US 50%Smart REIT SRT'U T 50%Smart Sand Inc SND US 50%SmartFinancial Inc SMBK US 25%SMC Corp SMECF US 0%Smith Micro Software Inc SMSI US 25%Smiths Group PLC SMGKF US 25%Snap Inc SNAP US 50%Social Capital Hedosophia Holdings Corp IPOA US 0%Social Capital Hedosophia Holdings Units IPOA'U US 0%Social Reality Inc SRAX US 25%Societe Generale SA SCGLF US 0%Socket Mobile Inc SCKT US 25%Sodastream International Ltd SODA US 50%Sohu.Com Inc SOHU US 50%Sojitz Corp SZHFF US 25%Solar Capital Ltd SLRC US 50%Solar Senior Capital Ltd SUNS US 25%Solaredge Technologies Inc SEDG US 50%



Solaris Oilfield Infrastructure Inc SOI US 50%Soleno Therapeutics Inc SLNO US 0%SolGold PLC SOLG T 25%Soligenix Inc SNGX US 0%Solium Capital Inc SUM T 50%Solvay SA SVYSF US 25%Sonic Automotive Inc SAH US 50%Sonic Corp SONC US 50%Sonic Foundry Inc SOFO US 25%Sonic Healthcare Ltd SKHCF US 25%Sonoma Pharmaceuticals Inc SNOA US 0%Sonor Inv.ltd 9% 1st Pr SNI.A T 25%Sony Financial Holdings Inc SYFHF US 25%Sophiris Bio Inc SPHS US 0%Sorl Auto Parts Inc SORL US 0%Sorrento Therapeutics Inc SRNE US 0%Sotheby's BID US 50%Sotherly Hotels Inc SOHO US 25%Sotherly Hotels Inc SOHOB US 25%Sotherly Hotels Inc SOHOO US 25%Sound Financial Bancorp Inc SFBC US 25%Source Capital Inc SOR US 25%South State Corp SSB US 50%South32 Ltd SHTLF US 25%Southcross Energy Partners LP SXE US 25%Southern Co SOJB US 0%Southern Co SOJA US 0%Southern First Bancshares Inc SFST US 25%Southside Bancshares Inc SBSI US 50%Southwest Georgia Financial Corp SGB US 25%Southwestern Energy Co SWN US 50%SPAR Group Inc SGRP US 25%Spark Therapeutics Inc ONCE US 25%Spartan Energy Corp SPE T 50%Spartan Energy Corp SPE US 50%Sparton Corp SPA US 25%SPDR Bbg Barclays Emerging Markets Local Bond ETF EBND US 50%Spdr Bloomberg Barclays Hi Yld Bd Fd Etf JNK US 25%Spdr Bloomberg Barclays Sh Trm Hi Yld Bd SJNK US 25%SPDR Nuveen S&P High Yield Municipal Bond ETF HYMB US 50%SPDR S&P China ETF GXC US 50%Spdr S&P Emerging Asia Pacific Etf GMF US 50%SPDR S&P Emerging Markets Dividend ETF EDIV US 50%Spdr S&P Emerging Markets Small Cap Etf EWX US 50%Special Opp Fd 3.5% Pfd SPE.B US 25%Spectrum Pharmaceuticals Inc SPPI US 25%Speedway Motorsports Inc TRK US 50%Sphere 3D Corp ANY US 25%Spherix Inc SPEX US 25%Spirit Airlines Inc SAVE US 50%Spirit Realty Capital Inc SRC US 50%Spirit Realty Capital Inc SPRYP US 0%Splunk Inc SPLK US 50%Sportscene Group Inc-a Mv SPS'A T 25%Sportsmans Warehouse Holdings Inc SPWH US 25%Sprague Resources LP SRLP US 50%Spring Bank Pharmaceuticals Inc SBPH US 0%Sprott Focus Trust Inc FUND US 25%Sprott Inc SII T 50%SPS Commerce Inc SPSC US 50%Square Inc SQ US 50%SRC Energy Inc SRCI US 50%SSAB AB SSAAF US 25%SSE PLC SSEZF US 25%SSR Mining Inc SSRM T 50%STAAR Surgical Co STAA US 50%Stage Stores Inc SSI US 25%Stamps.Com Inc STMP US 50%Standard Chartered PLC SCBFF US 25%Standard Motor Products Inc SMP US 50%Stanley Furniture Company Inc STLY US 25%Star Bulk Carriers Corp SBLK US 0%Star Gas Partners LP SGU US 25%Star Global Buy-Write ETF VEGA US 0%Starlight Us Mult-1 Val-a SUVA'A T 25%Starlight Us Mult-1 Val-u SUVA'U T 25%Starlight Us Mult-5 Cre-a STUS'A T 25%Starlight Us Mult-5 Cre-u STUS'U T 25%StarTek Inc SRT US 25%State Auto Financial Corp STFC US 50%State Bank Financial Corp STBZ US 50%State National Companies Inc SNC US 50%Steadymed Ltd STDY US 0%StealthGas Inc GASS US 0%Steel Partners Holdings 6.0% Ser A Pfd SPLP.T US 25%Steel Partners Holdings LP SPLP US 25%Steel Prtns Hldgs-a 6% Pf SPLP.A US 25%Stein Mart Inc SMRT US 25%Stellar Acquisition III Inc STLR US 0%



Stellar Acquisition III Inc STLRU US 0%Stellus Capital Investment Corp SCM US 25%Stellus Capital Investment Corp SCA US 0%Stemline Therapeutics Inc STML US 25%STEP Energy Services Ltd STEP T 50%Stepan Co SCL US 50%Stericycle Inc SRCL US 50%Steven Madden Ltd SHOO US 50%Stewardship Financial Corp SSFN US 25%Stewart Information Services Corp STC US 50%Sthn Cal Ed 4.24$ Cm Pfd SCE.C US 25%Sthn Cal Edison4.78% Pr-e SCE.E US 25%Sthn Calif Edison4.08% Pr SCE.B US 25%Stingray Digital Group Sv RAY'A T 50%Stingray Digital-var Sv RAY'B T 50%STMicroelectronics NV STMEF US 0%Stock Yards Bancorp Inc SYBT US 50%Stockland Corporation Ltd STKAF US 25%Stone Harbor Emerging Markets Income Fund EDF US 25%Stone Harbor Emerging Markets Total Income Fund EDI US 25%StoneCastle Financial Corp BANX US 25%StoneMor Partners LP STON US 25%Stoneridge Inc SRI US 50%StorageVault Canada Inc SVI T 25%Storm Resources Ltd SRX T 25%Stornoway Diamond Corp SWY T 25%Straight Path Communications Inc STRP US 25%Stratasys Ltd SSYS US 50%Strategic Oil and Gas Ltd SOG T 25%STRATS SM Trust for Allstate Corp Securities Series 2006-3 GJT US 25%STRATS SM Trust for Dominion Resources Inc Securities Series 2005-6 GJP US 25%Strats SM Trust for Procter & Gamble Securities Series 2006-1 GJR US 25%Strats SM Trust for Wal Mart Stores Inc Securities Series 2005-4 GJO US 25%Strats Trust US Cellular GJH US 25%Strats(SM) Trust for News Securities Series 2006-4 Corp GJV US 25%STRATSSM Certificates series supplement 2006-2 Trust GJS US 25%Strattec Security Corp STRT US 25%Stratus Properties Inc STRS US 25%Strayer Education Inc STRA US 50%Streamline Health Solutions Inc STRM US 25%Strongbridge Biopharma plc SBBP US 0%Structured Products Corp Corts Tr for Peco Energy Cap Tr III KTH US 25%Stuart Olson Inc SOX T 50%Sturm Ruger & Company Inc RGR US 50%Sucampo Pharmaceuticals Inc SCMP US 25%Sumco Corp SUMCF US 25%Sumitomo Chemical Co Ltd SOMMF US 25%Sumitomo Corp SSUMF US 25%Sumitomo Dainippon Pharma Co Ltd DNPUF US 25%Sumitomo Electric Industries Ltd SMTOF US 25%Sumitomo Mitsui Trust Holdings Inc CMTDF US 25%Sumitomo Osaka Cement Co Ltd SUCEF US 25%Sumitomo Realty & Development Co Ltd SURDF US 25%Summit Financial Group Inc SMMF US 25%Summit Industrial Income REIT SMU.UN T 50%Summit Midstream Partners LP SMLP US 50%Summit State Bank SSBI US 25%Summit Therapeutics PLC SMMT US 0%Sun Bancorp Inc SNBC US 50%Sun Hung Kai Properties Ltd SUHJF US 0%SunCoke Energy Inc SXC US 50%SunCoke Energy Partners LP SXCP US 50%Suncorp Group Ltd SNMYF US 25%Sundance Energy Australia Ltd SNDE US 25%Sunesis Pharmaceuticals Inc SNSS US 0%SunPower Corp SPWR US 50%Sunrun Inc RUN US 50%Sunshine Bancorp Inc SBCP US 25%Super Micro Computer Inc SMCI US 50%Supercom Ltd SPCB US 25%Superconductor Technologies Inc SCON US 25%Superior Energy Services Inc SPN US 50%Superior Industries International Inc SUP US 50%Superior Uniform Group Inc SGC US 25%Supernus Pharmaceuticals Inc SUPN US 25%Support.com Inc SPRT US 25%Supreme Pharmaceuticals Inc FIRE T 25%Supremex Inc SXP T 25%Surge Energy Inc SGY US 50%Surge Energy Inc SGY T 50%Surgery Partners Inc SGRY US 50%Sussex Bancorp SBBX US 25%Suzuki Motor Corp SZKMF US 25%SVB Capital II SIVBO US 25%Svenska Cellulosa SCA AB SVCBF US 25%Swedbank AB SWDBF US 25%Swedish Export Credit Corp RJN US 0%Swedish Export Credit Corp EEH US 0%Swedish Export Credit Corp RJA US 0%



Swedish Export Credit Corp RJZ US 0%Swedish Export Credit Corp RJI US 0%Swedish Export Credit Corp FUE US 0%Swedish Export Credit Corp GRU US 0%Swedish Match AB SWMAF US 25%Swire Pacific Ltd SWRAF US 0%Swiss Helvetia Fund Inc SWZ US 25%Swiss Re AG SSREF US 25%Swisscom AG SWZCF US 25%Sydney Airport Holdings Pty Ltd SYDDF US 25%Sylogist Ltd SYZ T 25%Symphony Floating Rate Senior Loan Fund SSF.UN T 25%Synacor Inc SYNC US 25%Synalloy Corp SYNL US 25%Synaptics Inc SYNA US 50%Synchronoss Technologies Inc SNCR US 50%Syndax Pharmaceuticals Inc SNDX US 25%Synergy Pharmaceuticals Inc SGYP US 25%Syngenta AG SYENF US 0%Synlogic Inc SYBX US 25%Syntel Inc SYNT US 50%Sypris Solutions Inc SYPR US 25%Syros Pharmaceuticals Inc SYRS US 25%Systemax Inc SYX US 50%T2 Biosystems Inc TTOO US 0%Tableau Software Inc DATA US 25%Tahoe Resources Inc THO T 25%Tailored Brands Inc TLRD US 50%Taiwan Fund Inc TWN US 25%Takeda Pharmaceutical Co Ltd TKPHF US 25%Takung Art Co Ltd TKAT US 25%Tamarack Valley Energy Ltd TVE T 50%Tandem Diabetes Care Inc TNDM US 25%Tandy Leather Factory Inc TLF US 25%Tantech Holdings Ltd TANH US 0%TapImmune Inc TPIV US 0%Targas Resources Partners Lp 9% Pfd A NGLS.A US 25%Taro Pharmaceutical Industries Ltd TARO US 50%Taseko Mines Ltd TKO T 50%TAT Technologies Ltd TATT US 25%Tata Motors Ltd TTM US 50%Tate & Lyle PLC TATYF US 0%Taylor Devices Inc TAYD US 25%Taylor Morrison Home Corp TMHC US 50%Taylor North American Equity Opportunities Fund TOF.UN T 25%TCF Financial Corp TCF US 50%TCG BDC Inc CGBD US 50%TCP Capital Corp TCPC US 50%TCW Strategic Income Fund Inc TSI US 25%Tdc A/S TDCAF US 25%TDH Holdings Inc PETZ US 0%TDK Corp TTDKF US 25%Team Inc TISI US 50%Tech Achievers Growth & Income Fund HTA T 0%Tech Leaders Income Fund TLF.UN T 25%Technical Communications Corp TCCO US 25%Techtarget Inc TTGT US 25%Tecnicas Reunidas SA TNISF US 25%Tecnoglass Inc TGLS US 0%Tecogen Inc TGEN US 25%Tecsys Inc TCS US 25%Tecsys Inc TCS T 25%Teekay Corp TK US 50%Teekay LNG Partners LP TKYYF US 0%Teekay LNG Partners LP TGP US 50%Teekay Offshore Partners LP TOO US 50%Teekay Tankers Ltd TNK US 50%Tegna Inc TGNA US 50%Tekla Healthcare Investors HQH US 25%Tekla Healthcare Opportunities Fund THQ US 25%Tekla Life Sciences Investors HQL US 25%Tekla World Healthcare Fund THW US 25%Teladoc Inc TDOC US 50%Telaria Inc TLRA US 25%Telecom Argentina SA TEO US 0%Telecom Italia TI'A US 25%Telecom Italia SpA TI US 25%Telecom Italia SpA TIAOF US 0%Telefonica Brasil SA VIV US 0%Telenav Inc TNAV US 25%Telenet Group Holding NV TLGHF US 25%Telia Company AB TLSNF US 25%Teligent Inc TLGT US 25%Tel-Instrument Electronics Corp TIK US 25%Tellurian Inc TELL US 25%Telstra Corporation Ltd TTRAF US 25%Tembec Inc TMB T 25%Temple Hotels Inc TPH US 25%Temple Hotels Inc TPH T 25%



Tempur Sealy International Inc TPX US 50%Ten Peaks Coffee Company Inc TPK T 25%Tenaris SA TNRSF US 0%Tenet Healthcare Corp THC US 50%Terago Inc TGO T 25%Teranga Gold Corp TGZ T 25%Terex Corp TEX US 50%Terna Rete Elettrica Nazionale SpA TERRF US 0%TerraForm Global Inc GLBL US 50%TerraVest Capital Inc TVK T 25%Territorial Bancorp Inc TBNK US 50%Terumo Corp TRUMF US 25%TESARO Inc TSRO US 50%Tesco Corp TESO US 25%Tesco PLC TSCDF US 25%Tesla Inc TSLA US 50%TESSCO Technologies Inc TESS US 25%Tetra Technologies Inc TTI US 50%Tetraphase Pharmaceuticals Inc TTPH US 25%Teucrium Corn Fund CORN US 50%Teucrium Soybean Fund SOYB US 50%Teucrium Wheat Fund WEAT US 50%Teva Pharmaceutical Industries Ltd TEVA US 50%Textainer Group Holdings Ltd TGH US 50%TG Therapeutics Inc TGTX US 25%The Swatch Group AG SWGAF US 25%TherapeuticsMD Inc TXMD US 25%Therapix Biosciences Ltd TRPX US 0%Theratechnologies Inc TH T 25%Theravance Biopharma Inc TBPH US 25%TheStreet Inc TST US 25%Third Point Reinsurance Ltd TPRE US 50%THL Credit Inc TCRX US 0%THL Credit Inc TCRD US 50%THL Credit Inc TCRZ US 0%THL Credit Senior Loan Fund TSLF US 25%Thyssenkrupp AG TYEKF US 25%TICC Capital Corp TICC US 50%TICC Capital Corp TICCL US 0%Tidewater Inc TDW US 50%Tidewater Midstream and Infrastructure Ltd TWM T 35%Tidewater Midstream and Infrastructure Ltd TWM US 35%Tigenix NV TIG US 25%Tile Shop Holdings Inc TTS US 50%Till Capital Ltd TIL T 25%Tillys Inc TLYS US 50%Timbercreek Financial Corp TF T 25%Timbercreek Global Real Estate Fund TGF.UN T 25%Timberland Bancorp Inc TSBK US 25%Time Inc TIME US 50%TimkenSteel Corp TMST US 50%Tingyi Cayman Islands Holding Corp TCYMF US 0%Tintri Inc TNTR US 25%Tiptree Inc TIPT US 25%Titan International Inc TWI US 50%Titan Pharmaceuticals Inc TTNP US 0%Tivity Health Inc TVTY US 50%TiVo Corp TIVO US 50%TMAC Resources Inc TMR T 25%Tocagen Inc TOCA US 0%Tokio Marine Holdings Inc TKOMF US 25%Tokyo Electric Power Company Holdings Inc TKECF US 25%Tokyo Electron Ltd TOELF US 25%Tompkins Financial Corp TMP US 50%Tonix Pharmaceuticals Holding Corp TNXP US 0%Top 10 Canadian Financial Trust TCT.UN T 25%Top 20 Europe Dividend Trust TTE.UN T 25%Top 20 US Dividend Trust TUT.UN T 25%TopBuild Corp BLD US 50%TOR Minerals International Inc TORM US 25%Toray Industries Inc TRYIF US 25%TORC Oil & Gas Ltd TOG T 50%Torex Gold Resources Inc TXG T 50%Tortoise Energy Independence Fund Inc NDP US 25%Tortoise Energy Infrastructure Corp TYG US 25%Tortoise MLP Fund Inc NTG US 25%Tortoise Pipeline & Energy Fund Inc TTP US 25%Tortoise Power and Energy Infrastructure Fund Inc TPZ US 25%Toshiba Corp TOSBF US 0%Total Energy Services Inc TOT T 50%Total SA TTFNF US 0%TOTO Ltd TOTDF US 25%Tower International Inc TOWR US 50%Town Sports International Holdings Inc CLUB US 25%Towne Bank TOWN US 50%Townsquare Media Inc TSQ US 25%Toyota Industries Corp TYIDF US 0%Toyota Tsusho Corp TYHOF US 25%TPG Pace Holdings Corp TPGH US 25%



TPG RE Finance Trust Inc TRTX US 50%TPG Specialty Lending Inc TSLX US 50%TRACON Pharmaceuticals Inc TCON US 0%Trade Desk Inc TTD US 50%Trade Me Group Ltd TRMEF US 25%Trans World Entertainment Corp TWMC US 25%TransAct Technologies Inc TACT US 25%Transat AT Inc TRZ T 50%Transcat Inc TRNS US 25%Transcontinental Realty Investors Inc TCI US 25%Transenterix Inc TRXC US 25%TransGlobe Energy Corp TGA US 25%TransMontaigne Partners LP TLP US 50%Transocean Ltd RIG US 50%Transportadora de Gas del Sur SA TGS US 0%Transurban Group TRAUF US 25%TravelCenters of America LLC TA US 25%TravelCenters of America LLC TANNI US 0%TravelCenters of America LLC TANNL US 0%TravelCenters of America LLC TANNZ US 0%Travelzoo TZOO US 25%Trecora Resources TREC US 50%Tredegar Corp TG US 50%Tree Island Steel Ltd TSL T 25%Tremont Mortgage Trust TRMT US 25%Trend Micro Inc TMICF US 25%Trez Capital Mortgage Investment Corp TZZ T 25%Trez Capital Senior Mortgage Investment Corp TZS T 25%Triangle Capital Corp TCAP US 50%Triangle Capital Corp TCCB US 0%Trican Well Service Ltd TCW T 50%Trico Bancshares TCBK US 50%Tri-Continental Corp TY US 25%Tri-continental$2.50 Pfd TY'PR US 25%Trillium Therapeutics Inc TRIL T 0%Trilogy International Partners Inc TRL T 25%TriMas Corp TRS US 50%TriNet Group Inc TNET US 50%Trinity Biotech PLC TRIB US 25%Trinity Place Holdings Inc TPHS US 25%Trio-Tech International TRT US 25%Triplepoint Venture Growth BDC Corp TPVG US 25%Triplepoint Venture Growth BDC Corp TPVY US 0%Triple-S Management Corp GTS US 0%Trisura Group Ltd TSU T 0%Trisura Group Ltd TSU US 0%Triumph Group Inc TGI US 50%Trivago NV TRVG US 50%tronc Inc TRNC US 50%True North Commercial REIT TNT.UN T 25%TrueCar Inc TRUE US 50%Truett-Hurst Inc THST US 25%Trupanion Inc TRUP US 50%TrustCo Bank Corp N Y TRST US 50%Trustmark Corp TRMK US 50%Tsakos Energy 8% Ser-b Pf TNP.B US 0%Tsakos Energy 8.75% Pfd TNP.D US 0%Tsakos Energy 8.875%-c Pf TNP.C US 0%Tsakos Energy Navigation Ltd TNP US 0%Tsakos Energy-e Fx-flt Pf TNP.E US 0%TSO3 Inc TOS T 25%TSR Inc TSRI US 25%TTM Technologies Inc TTMI US 50%Tucows Inc TC T 50%Tuesday Morning Corp TUES US 25%Tullow Oil PLC TUWLF US 0%Tuniu Corp TOUR US 50%Turkcell Iletisim Hizmetleri AS TKC US 0%Turkish Investment Fund Inc TKF US 0%Turning Point Brands Inc TPB US 25%Turquoise Hill Resources Ltd TRQ T 25%Tva Group Inc Cl-b Nv TVA'B T 25%TWC Enterprises Ltd TWC T 25%Twilio Inc TWLO US 50%Twin Disc Inc TWIN US 50%Twitter Inc TWTR US 50%Two River Bancorp TRCB US 25%Tyme Technologies Inc TYME US 25%U.S. Financials Income Fund USF.UN T 25%U.S. Global GO GOLD and Precious Metal Miners ETF GOGO US 50%U.S. Global GO GOLD and Precious Metal Miners ETF GOGO T 50%U.S. Global Investors Inc GROW US 25%U.S. Housing Recovery Fund USH.UN T 25%U.S. Silica Holdings Inc SLCA US 50%Ubiquiti Networks Inc UBNT US 50%UBS (Jersey) Ltd UBG US 0%UBS (Jersey) Ltd UCI US 0%UBS (Jersey) Ltd UBM US 0%UBS (Jersey) Ltd UBN US 0%



UBS (Jersey) Ltd UAG US 0%UBS (Jersey) Ltd UBC US 0%UBS (Jersey) Ltd FUD US 0%UBS (Jersey) Ltd PTM US 0%UBS (Jersey) Ltd MLPG US 0%UBS AG FIHD US 0%UBS AG (Edinburgh Branch) DVHL US 0%UBS AG (Jersey Branch) USV US 0%Ubs Ag 1Xmonthly Shrt Exch Traded MLPS US 0%Ubs Ag E-Tracs Llnkd To Wells Fargo Dev BDCS US 0%Ubs Ag Etracs Mo Pay 2Xlev Us Hi 9/30/44 HDLV US 0%Ubs Ag Fi Enhanced Europe 50 Etn 2/12/26 FIEE US 0%Ubs Ag Fi Enhanced Large Cap Growth FBGX US 0%Ubs E-Tracs Alerian Mlp Infra 4/2/2040 MLPI US 0%Ubs Etracs Proshares Daily 3X Inv Crude WTID US 0%Ubs Etracs Proshares Daily 3X Long Crude WTIU US 0%Ucb SA UCBJF US 25%UFP Technologies Inc UFPT US 25%Ultra Petroleum Corp UPL US 50%Ultragenyx Pharmaceutical Inc RARE US 25%Ultralife Corp ULBI US 25%Ultrapar Participacoes SA UGP US 0%Uni Select Inc UNS T 50%Unibail Rodamco SE UNBLF US 0%Unicharm Corp UNCHF US 0%Unico Amer Corp UNAM US 25%Unifi Inc UFI US 50%Unilever UNLNF US 0%Union Bankshares Corp UBSH US 50%Union Bankshares Inc UNB US 25%Union Gas 5.5% Pr-a UNG.C T 25%Union Gas Ltd 6%pfd Ser-b UNG.D T 25%Unique Fabricating Inc UFAB US 25%Uniqure NV QURE US 0%Unisync Corp UNI T 25%Unisys Corp UIS US 50%Unit Corp UNT US 50%United Bancorp Inc UBCP US 25%United Bancshares Inc UBOH US 25%United Community Bancorp Inc UCBA US 25%United Community Banks Inc UCBI US 50%United Community Financial Corp UCFC US 50%United Corporations Ltd UNC T 25%United Corps 1st Pr $1.50 UNC.A T 25%United Financial Bancorp Inc UBNK US 50%United Fire Group Inc UFCS US 50%United Insurance Holdings Corp UIHC US 50%United Rentals Inc URI US 50%United Security Bancshares UBFO US 25%United States 12 Month Natural Gas Fund LP UNL US 50%United States 12 Month Oil Fund LP USL US 50%United States Brent Oil Fund LP BNO US 50%United States Gasoline Fund LP UGA US 50%United States Natural Gas Fund LP UNG US 50%United States Oil Fund LP USO US 50%United States Short Oil Fund LP DNO US 0%United States Steel Corp X US 50%United Therapeutics Corp UTHR US 50%United Utilities Group PLC UUGWF US 25%United-Guardian Inc UG US 25%Units-hennessy Cap Ac Iii HCAC'U US 25%Units-tpg Pace Hldgs Corp TPGH'U US 25%Unity Bancorp Inc UNTY US 25%Universal Display Corp OLED US 50%Universal Electronics Inc UEIC US 50%Universal Insurance Holdings Inc UVE US 50%Universal Logistics Holdings Inc ULH US 25%Universal Security Instruments Inc UUU US 25%Universal Stainless & Alloy Products Inc USAP US 25%Universal Technical Institute Inc UTI US 25%Univest Corporation of Pennsylvania UVSP US 50%Untd Corps 1.50 2nd Pr-59 UNC.B T 25%Untd Corps 1.50 2nd Pr-63 UNC.C T 25%Uranium Participation Corp U T 25%Urban One Inc UONE US 25%Urban One Inc UONEK US 25%Urban Outfitters Inc URBN US 50%Urbana Corp URB T 25%Urbana Corp-a Nv URB'A T 25%Urogen Pharma Ltd URGN US 25%US Auto Parts Network Inc PRTS US 25%US Banks Income & Growth Fund PUB.UN T 25%US Concrete Inc USCR US 50%US Energy Corp USEG US 25%US Geothermal Inc HTM US 25%US Gold Corp USAU US 25%USA Compression Partners LP USAC US 50%USA Technologies Inc USAT US 50%USA Truck Inc USAK US 25%



USCF United States 3x Oil Fund USOU US 0%USCF United States 3x Short Oil Fund USOD US 0%USD Partners LP USDP US 50%UTStarcom Holdings Corp UTSI US 0%Vale S.a. Cl-a Pfd Adr VALE'P US 50%Vale SA VALE US 50%Valeant Pharmaceuticals International Inc VRX T 50%Valeritas Holdings Inc VLRX US 25%Valero Energy Partners LP VLP US 50%Valhi Inc VHI US 25%Vallourec SA VLOUF US 0%Value Line Inc VALU US 25%Vanda Pharmaceuticals Inc VNDA US 25%VanEck Merk Gold Trust OUNZ US 50%VanEck Vectors Africa Index ETF AFK US 0%VanEck Vectors Brazil Small-Cap ETF BRF US 0%VanEck Vectors Egypt Index ETF EGPT US 0%VanEck Vectors Emg Mkts High Yield Bd ETF HYEM US 25%VanEck Vectors Fallen Angel High Yield Bond ETF ANGL US 25%VanEck Vectors Global Spin-Off ETF SPUN US 0%VanEck Vectors India Small-Cap Index ETF SCIF US 50%VanEck Vectors International High Yield Bond ETF IHY US 25%VanEck Vectors JP Morgan EM Local Currency Bd ETF EMLC US 50%VanEck Vectors Russia ETF RSX US 0%VanEck Vectors Russia Small-Cap ETF RSXJ US 0%VanEck Vectors Vietnam ETF VNM US 0%Vanguard FTSE Emerging Markets All Cap Index ETF VEE T 50%Vantage Energy Acquisition Corp VEAC US 0%Vantage Energy Acquisition Corp VEACU US 0%VASCO Data Security International Inc VDSI US 50%Vascular Biogenics Ltd VBLT US 0%VBI Vaccines Inc VBV T 0%Vecima Networks Inc VCM T 25%Vector Ltd VETTF US 0%Vedanta Ltd VEDL US 50%Vedanta Resources PLC VDNRF US 0%Veeco Instruments Inc VECO US 50%Velan Inc VLN T 25%Velocityshare Vix Shrt Volat Hdg 7/18/46 XIVH US 0%Velocityshare Vix Tail Risk Etn 7/18/46 BSWN US 0%Velocityshare Vix Var Long/Short 7/18/46 LSVX US 0%Veolia Environnement SA VEOEF US 0%Vera Bradley Inc VRA US 50%Veracyte Inc VCYT US 25%Verastem Inc VSTM US 0%Vericel Corp VCEL US 0%Verifone Systems Inc PAY US 50%Veritiv Corp VRTV US 50%Verizon Communications Inc VZA US 0%Verona Pharma PLC VRNA US 0%VersaBank VB T 25%Versabank N/cm 5yr S1 Pfd VB.A T 25%Versabank N/cm Nvcc S3 Pf VB.B T 25%Versartis Inc VSAR US 0%Verso Corp VRS US 25%Vertex Pharmaceuticals Inc VRTX US 50%Veru Inc VERU US 25%Vestas Wind Systems A/S VWSYF US 25%Viavi Solutions Inc VIAV US 50%Vical Inc VICL US 0%Victoria Gold Corp VIT T 25%Videocon d2h Ltd VDTH US 25%Viking Therapeutics Inc VKTX US 0%Village Bank and Trust Financial Corp VBFC US 25%Village Farms International Inc VFF T 25%Village Super Market Inc VLGEA US 25%Vina Concha y Toro SA VCO US 25%Vince Holding Corp VNCE US 25%Vinci SA VCISF US 0%Viper Energy Partners LP VNOM US 50%Vipshop Holdings Ltd VIPS US 50%Virco Mfg. Corp VIRC US 25%VirnetX Holding Corp VHC US 50%Virtu Financial Inc VIRT US 50%Virtus Enhanced Short US Equity ETF VESH US 0%Virtus Global Dividend and Income Fund Inc ZTR US 25%Virtus Global Multi-Sector Income Fund VGI US 25%Virtus Newfleet Dynamic Credit ETF BLHY US 0%Virtus Total Return Fund Inc ZF US 25%Viscofan SA VSCFF US 25%Vishay Precision Group Inc VPG US 50%Vista Outdoor Inc VSTO US 50%Vital Therapies Inc VTL US 0%Vitamin Shoppe Inc VSI US 25%Vitreous Glass Inc VCI T 25%Vivendi SA VIVEF US 0%Viveve Medical Inc VIVE US 25%Vivint Solar Inc VSLR US 50%VivoPower International PLC VVPR US 0%



VIVUS Inc VVUS US 0%VOC Energy Trust VOC US 25%Vocera Communications Inc VCRA US 25%VolitionRX Ltd VNRX US 25%Volkswagen AG VLKPF US 25%Volt Information Sciences Inc VISI US 25%Volvo AB VOLVF US 25%Voxeljet AG VJET US 25%VOXX International Corp VOXX US 25%Voya Asia Pacific High Dividend Equity Income Fund IAE US 25%Voya Diversified Floating Rate Senior Loan Fund IFL.UN T 25%Voya Emerging Markets High Dividend Equity Fund IHD US 25%Voya F/r Sr Loan Fd-u T/u ISL'U T 25%Voya Floating Rate Senior Loan Fund ISL.UN T 25%Voya Global Advantage And Premium Opportunity Fund IGA US 25%Voya Global Equity Dividend and Premium Opportunity Fund IGD US 25%Voya Infrastructure Industrials and Materials Fund IDE US 25%Voya International High Dividend Equity Income Fund IID US 25%Voya Natural Resources Equity Income Fund IRR US 25%Voya Prime Rate Trust PPR US 25%Voyager Therapeutics Inc VYGR US 25%vTv Therapeutics Inc VTVT US 0%Vuzix Corp VUZI US 25%W V S Financial Corp WVFC US 25%W&T Offshore Inc WTI US 50%Waddell & Reed Financial Inc WDR US 50%Wajax Corp WJX T 50%Walker & Dunlop Inc WD US 50%Wall Financial Corp WFC T 25%Walter Investment Management Corp WAC US 25%Want Want China Holdings Ltd WWNTF US 0%Warrior Met Coal Inc HCC US 50%Washington Trust Bancorp Inc WASH US 50%Waterstone Financial Inc WSBF US 50%WAVE Life Sciences Ltd WVE US 25%Wayfair Inc W US 50%Wayne Savings Bancshares Inc WAYN US 25%Wayside Technology Group Inc WSTG US 25%WCF Bancorp Inc WCFB US 25%Weatherford International PLC WFT US 50%Web.com Group Inc WEB US 50%Weibo Corp WB US 50%Weight Watchers International Inc WTW US 50%Weir Group PLC WEIGF US 0%Wellesley Bancorp Inc WEBK US 25%Wells Fargo Global Dividend Opportunity Fund EOD US 25%Wells Fargo Income Opportunities Fund EAD US 25%Wells Fargo Multi-Sector Income Fund ERC US 25%Wells Fargo Real Estate Invest WFE.A US 25%Wells Fargo Utilities and High Income Fund ERH US 25%WesBanco Inc WSBC US 50%Wesdome Gold Mines Ltd WDO T 50%Wesfarmers Ltd WFAFF US 25%West Bancorporation Inc WTBA US 50%West Japan Railway Co WJRYF US 25%Westaim Corp WED T 25%Westell Technologies Inc WSTL US 25%Western Asset Global High Income Fund Inc EHI US 25%Western Asset High Income Fund II Inc HIX US 25%Western Asset High Income Opportunity Fund Inc HIO US 25%Western Asset Income Fund PAI US 25%Western Asset Mortgage Capital Corp WMC US 50%Western Asset Premier Bond Fund WEA US 25%Western Asset/Claymore Inflation Linked Securities & Income Fund WIA US 25%Western Asset/Claymore Inflation-Linked Opportunities & Income Fund WIW US 25%Western Forest Products Inc WEF T 50%Western Gas Equity Partners LP WGP US 50%Western New England Bancorp Inc WNEB US 50%Western Union Co WU US 50%Westlake Chemical Partners LP WLKP US 50%Westmoreland Coal Co WLB US 25%Westmoreland Resource Partners LP WMLP US 25%Westport Fuel Systems Inc WPRT T 50%Westshore Terminals Investment Corp WTE T 50%Westwood Holdings Group Inc WHG US 50%Wharf Holdings Ltd WARFF US 0%Wheeler Real Estate Investment Trust Inc WHLR US 25%Wheeler Real Estate Investment Trust Inc WHLRP US 25%Wheeler Real Estate Investment Trust Inc WHLRD US 25%Whitbread PLC WTBCF US 25%WideOpenWest Inc WOW US 50%Wildhorse Resource Development Corp WRD US 50%Wilhelmina International Inc WHLM US 25%Willamette Valley Vineyards Inc WVVI US 25%Willamette Valley Vineyards Inc WVVIP US 25%Willbros Group Inc WG US 25%William Lyon Homes WLH US 50%Williams Companies Inc WMB US 50%Williams Partners LP WPZ US 50%



Willis Lease Finance Corp WLFC US 25%Wilmington Cap Mgmt Cl B WCM'B T 25%Wilmington Cap Mgt-a Nv WCM'A T 25%Windstream Holdings Inc WIN US 50%Wingstop Inc WING US 50%Winnebago Industries Inc WGO US 50%Wipro Ltd WIT US 50%WisdomTree Bloomberg US Dollar Bullish Fund USDU US 0%WisdomTree CBOE S&P 500 PutWrite Strategy Fund PUTW US 0%WisdomTree Emerging Currency Strategy Fund CEW US 0%WisdomTree India Earnings Fund EPI US 50%Wisdomtree Int Rt Hdg Hi Yld Bd Fd HYZD US 25%WisdomTree Investments Inc WETF US 50%WisdomTree Managed Futures Strategy Fund WDTI US 0%Wisdomtree Neg Dur Hi Yld Bd Fd HYND US 25%Wix.Com Ltd WIX US 50%WM Morrison Supermarkets PLC MRWSF US 25%WNS (Holdings) Ltd WNS US 25%Wolters Kluwer NV WOLTF US 0%Woodside Petroleum Ltd WOPEF US 25%Woolworths Holdings Ltd WLWHY US 0%Woolworths Ltd WOLWF US 25%Woori Bank WF US 25%Workday Inc WDAY US 50%Workhorse Group Inc WKHS US 25%World Acceptance Corp WRLD US 50%World Fuel Services Corp INT US 50%World Wrestling Entertainment Inc WWE US 50%WorleyParsons Ltd WYGPF US 0%Worthington Industries Inc WOR US 50%Wow Unlimited Media Vtg WOW'A T 25%WPX Energy Inc WPX US 50%Wright Medical Group NV WMGI US 50%WSFS Financial Corp WSFS US 50%WSI Industries Inc WSCI US 25%X T L Biopharmaceuticals Ltd XTLB US 0%XAI Octagon Floating Rate & Alternative Inc Trm Tr XFLT US 25%XBiotech Inc XBIT US 0%Xcel Brands Inc XELB US 25%Xencor Inc XNCR US 25%Xenetic Biosciences Inc XBIO US 0%Xenon Pharmaceuticals Inc XENE US 0%Xerium Technologies Inc XRM US 25%Xinyuan Real Estate Co Ltd XIN US 0%XO Group Inc XOXO US 50%XOMA Corp XOMA US 0%Xpel Technologies Corp DAP'U T 25%Xperi Corp XPER US 25%Xplore Technologies Corp XPLR US 25%Xtrackers Hi Yield Corp Bd - IR Hdg ETF HYIH US 25%Xtrackers MSCI Brazil Hedged Equity ETF DBBR US 0%Xtrackers USD High Yld Corporate Bd ETF HYLB US 35%Xunlei Ltd XNET US 25%Yahoo Japan Corp YAHOF US 25%Yakult Honsha Co Ltd YKLTF US 0%Yamada Denki Co Ltd YMDAF US 0%Yamaha Corp YAMCF US 25%Yamana Gold Inc YRI T 50%Yamato Holdings Co Ltd YATRF US 25%Yandex NV YNDX US 25%Yangarra Resources Ltd YGR T 50%Yangtze River Development Ltd YERR US 25%Yaskawa Electric Corp YASKF US 25%Yatra Online Inc YTRA US 25%Yellow Pages Ltd Y T 25%Yelp Inc YELP US 50%Yext Inc YEXT US 50%Yield10 Bioscience Inc YTEN US 25%Yingli Green Energy Holding Co Ltd YGE US 0%Yirendai Ltd YRD US 50%Yogaworks Inc YOGA US 25%Yokogawa Electric Corp YOKEF US 25%York Water Co YORW US 50%Youngevity International Inc YGYI US 25%YPF SA YPF US 0%YRC Worldwide Inc YRCW US 50%Yum China Holdings Inc YUMC US 70%YuMe Inc YUME US 25%YY Inc YY US 50%Zafgen Inc ZFGN US 0%ZAGG Inc ZAGG US 50%Zai Lab Ltd ZLAB US 25%ZAIS Group Holdings Inc ZAIS US 25%ZCL Composites Inc ZCL T 50%Zealand Pharma A/S ZEAL US 25%Zedge Inc ZDGE US 25%Zendesk Inc ZEN US 50%Zillow Group Inc Z US 50%Zillow Group Inc ZG US 50%



Zion Oil and Gas Inc ZN US 25%Zions Bancorp 6.95% Pfd ZBK US 0%ZIOPHARM Oncology Inc ZIOP US 25%ZK International Group Co Ltd ZKIN US 0%Zoe's Kitchen Inc ZOES US 25%Zoetis Inc ZTS US 50%Zogenix Inc ZGNX US 25%Zomedica Pharmaceuticals Corp ZOM T 0%Zumiez Inc ZUMZ US 50%Zurich Insurance Group AG ZFSVF US 25%Zymeworks Inc ZYME T 25%Zynerba Pharmaceuticals Inc ZYNE US 0%Zynga Inc ZNGA US 25%

The information contained herein is current as of December 7, 2017.

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Securities With Increased Margin Requirements as of December