21
SEC NEWS DIGEST Issue 2000-249 December 29 2000 ENFORCEMENT PROCEEDINGS SEC CHARGES FORMER EAST HAMPTON INVESTMENT ADVISER AND FUND MANAGER WITH MULTIMILLION DOLLAR FRAUD The .Commission announced today that it charged Evelyn Litwok Litwok former East Hampton investment adviser with committing securities fraud in connection with the offer and sale of securities in three private investment funds and with misappropriating more than $3 million of investor funds for her personal benefit Between 1994 and 1997 Litwok raised more than $8 million from approximately 35 individuals from the sale of limited partnership interests in Kohn Investment LP-l LP Kohn Capital LP-33 LP-33 and third private investment fund Litwok misappropriated approximately $3 million of which approximately $1.3 million went to her personal friend Dalia Eilat Eilat who is named in the Complaint as relief defendant Litwok lost the remainder of investor funds through speculative trading in options Moreover in selling the investments Litwok made material misrepresentations and omissions concerning among other things her prior history as broker and investment adviser For example Litwok failed to disclose substantial judgments entered against her for prior misconduct including her misappropriation of investor funds As result of Litwoks misconduct numerous investors have lost collectively several million dollars while Litwok enriched herself The defendant and relief defendant are as follows Litwok age 49 currently resides in Freehold New Jersey and is currently working as an independent insurance sales agent From 1994 to 1998 the period of the conduct at issue Litwok resided in East Hampton New York Litwok was the principal of several corporations through which she conducted her investment advisory business including Kohn Investment Management Inc the general partner of LP-1 Kohn Capital Management Inc.-33 the general partner of LP-33 and Kohn Investment Management II Inc general partner of Kohn Investment Associates II an entity that was never formed From 1984 to 1994 Litwok was associated with various broker-dealers as registered representative and held Series Series 63 and Series 15 licenses

SEC News Digest, December 29, 2000 · individuals from the sale of limited partnership interests in Kohn Investment LP-l LP Kohn Capital LP-33 LP-33 and third private investment

  • Upload
    others

  • View
    8

  • Download
    0

Embed Size (px)

Citation preview

SEC NEWS DIGEST

Issue 2000-249December 29 2000

ENFORCEMENT PROCEEDINGS

SEC CHARGES FORMER EAST HAMPTON INVESTMENT ADVISER AND FUND

MANAGER WITH MULTIMILLION DOLLAR FRAUD

The .Commission announced today that it charged Evelyn Litwok Litwok former

East Hampton investment adviser with committing securities fraud in connection with

the offer and sale of securities in three private investment funds and with

misappropriating more than $3 million of investor funds for her personal benefit

Between 1994 and 1997 Litwok raised more than $8 million from approximately 35

individuals from the sale of limited partnership interests in Kohn Investment LP-l LPKohn Capital LP-33 LP-33 and third private investment fund Litwok

misappropriated approximately $3 million of which approximately $1.3 million went to

her personal friend Dalia Eilat Eilat who is named in the Complaint as relief

defendant Litwok lost the remainder of investor funds through speculative trading in

options Moreover in selling the investments Litwok made material misrepresentations

and omissions concerning among other things her prior history as broker and

investment adviser For example Litwok failed to disclose substantial judgments

entered against her for prior misconduct including her misappropriation of investor

funds As result of Litwoks misconduct numerous investors have lost collectively

several milliondollars while Litwok enriched herself

The defendant and relief defendant are as follows Litwok age 49 currently resides in

Freehold New Jersey and is currently working as an independent insurance sales agent

From 1994 to 1998 the period of the conduct at issue Litwok resided in East Hampton

New York Litwok was the principalof several corporations through which she

conducted her investment advisory business including Kohn Investment Management

Inc the general partner of LP-1 Kohn Capital Management Inc.-33 the general

partner of LP-33 and Kohn Investment Management II Inc general partner of Kohn

Investment Associates II an entity that was never formed From 1984 to 1994 Litwok

was associated with various broker-dealers as registered representative and held Series

Series 63 and Series 15 licenses

age 45 is an architect currently residing in New York New York Eilat was the

president and sole shareholder of Kohn Capital Management Inc -33 the general partner

of LP-33 During most of 1995 and 1996 Eilat lived in Litwoks house in East Hampton

New York Eilat received at least $1.19 million from LP- and at least $150000 from

LP-33

The complaint alleges that From June 1994 to June 1995 Litwok raised approximately $5

million from approximately 20 investors from the sale of limited partnership interests in LP

private investment fund Litwok lost most of the money in LP- through speculative

options trading and misappropriated the rest Litwok misappropriated approximately $2.3

million of LP-ls ftinds for her personal benefit including approximately $1.19 million

which went to Eilat and businesses controlled by Eilat Nevertheless Litwok continued to

solicit new investors for LP-1 by falsely blaming LP-ls losses on the funds broker and

obtained another $525000 from two investors in January 1997

From June 1996 to April 1997 Litwok raised approximately $2.7 million from

approximately 15 investors from the sale of limited partnership interests in second

private investment fund LP-33 In offering and selling the investments in LP-33

Litwok made material misrepresentations and omissions of material fact about her prior

history as broker and an investment adviser In particular Litwok told investors that

she was very successful broker and investment adviser but failed to disclose

judgments and arbitration awards entered against her for prior misconduct including her

misappropriation of investor funds from LP- Litwok lost all of the funds in LP-3

through speculative options trading but not before she misappropriated approximately

$600000 of the funds for her personal benefit of which approximately $150000 went to

Eilats benefit

Finally in October 1997 Litwok obtained $300000 from another investor by materially

misrepresenting that she would invest the money and that Litwok and the investor would

share in the profits Again Litwok misrepresented her history as broker and an

investment adviser Litwok misappropriated $72000 of the investors money and lost

the remainder through speculative trading

The Commission alleges that as result of the foregoing Litwok violated Section 17aof the Securities Act of 1933 Section 10b of the Securities Exchange Act of 1934 and

Rule 0-b-5 thereunder and Sections 2061 and 2062 of the Investment Advisers Act

of 1940 The Commission seeks final judgment permanently enjoining Litwok

from future violations of the federal securities laws ordering Litwok to disgorge ill-

gotten gains plus prejudgment interest imposing civil penalties against Litwok

ordering Eilat to disgorge funds equal to the amount by which she was unjustly enriched

plus prejudgment interest and ordering Litwok and Eilat to provide verified written

accountings

The litigation is pending in the United States District Court for the Eastern District of

New York Evelyn Litwok and Dalia Eilat Civil Action No 00-CV-7626

USDC EDNY LR-16843

NEWS DIGEST DECEMBER 29 2000

COMMISSION OBTAINS SUMMARY JUDGMENT AGAINST DEFENDANTS IN

OFFERING FRAUD TARGETING ELDERLY

On December 22 the Honorable Virginia Phillips United States District Judge for the

Central District of California granted the Commissions motion for summary judgment

against defendants Tlsys Communications Inc Telsys Home Shopping Partners

HSP and Eleazar Heracleopolis Heracleopolis for violating the antifraud securities

registration and broker-dealer registration provisions of the securities laws Sections

5a 5c and 17ª of the Securities Act of 1933 Sections lOb-S and 15a of the

Securities Exchange Act of 1934 and Rule lOb-5 thereunder The Court permanently

enjoined the defendants from committing future violations of the securities laws and

ordered defendant Heracleopolis to disgorge $502812.67 in misappropriated investor

funds plus prejudgment interest and to pay third tier civil penalty of $110000

It was undisputed that defendants Telsys HSP and Heracleopolis raised $1142629 from

the sale of HSP general partnership interests to at least 37 investors in several states

from at least August 1996 through April 1998 Proceeds from the securities offering

were to be used by Telsys to develop and operate an internet shopping mall for HSP

In fact Heracleopolis used most of the money to pay salaries for himself and his wife

make cash gifts to his mother discharge personal liabilities owed to the Internal Revenue

Service and other creditors purchase and operate Laundromat and pay undisclosed

commissions to sales representatives Consequently only fraction of the moneys

raised were available to establish viable business Heracleopolis also selected the

elderly as targets for his scam and used deceptive means to lure investors

HOME SHOPPThIG PARTNERS TELSYS COMMUNICATIONS and

ELEAZER HERACLEOPOLIS Civil Action No ED CV 00-439 VAP CWx C.D

Cal LR-16845

SEC HALTS ALLEGED FRAUDULENT SECURITIES OFFERING BY MIAMI FLORIDA

BOILER-ROOM

The Commission announced that on December 28 it obtained emergency relief halting

an alleged ongoing fraudulent securities offering being conducted by Miami Florida

boiler-room and its principals and telemarketers Among other things the Commissions

complaint filed on December 28 2000 alleges that the boiler-room Web Hosting

Headquarters Partnership Web Hosting failed to disclose to investors that it is

controlled by individuals with prior history of defrauding investors and that it has

diverted and would continue to divert 62% of funds raised from investors to pay its

principals and telemarketers The complaint further alleges that Web Hosting and the

named individual defendants Donald Rhoades Kenneth Grossfeld Wayne

Prichason Eduardo Villar and Karyn Miller had already raised at least $2.5 million

from defrauded investors and that its fraudulent sales were ongoing

At the Commissions request the United States District Court of the Southern District of

Florida entered an order temporarily restraining Web Hosting and the individual

defendants from continuing to violate the federal securities laws by fraudulently selling

NEWS DIGEST DECEMBER 29 2000

Web Hosting securities in unregistered transactions and by acting as broker-dealers

while not registered with the Commission The Court also entered orders freezing the

defendants assets freezing the assets of relief defendants Web Hosting Headquarters

Inc National Millennium Corporation Internet Management Group Inc Intranet Inc

and Lenica Corp appointing Receiver over Web Hosting and granting other

emergency relief

The SECs complaint alleges that the defendants have raised at least $2.5 million from at

least 132 investors nationwide by making materials misrepresentations and omissions

Among other things the Commissions complaint alleges that the defendants

misrepresented the use of investor funds and Web Hostings present and likely future

success Web Hosting Headquarters Partnership et a. Case No OO-4975-CIV-

HIGHSMITH-GARBER S.D Fla LR-16846

IN VESTMENT COMPANY ACT RELEASES

AIG LIFE INSURANCE COMPANY ET AL

An order has been issued pursuant to Section 26b of the Investment Company Act to

MG Life Insurance Company MG MG Life Insurance Company Variable Account

Variable Account American International Life Assurance Company of New York

American American International Life Assurance Company of New York Variable

Account Variable Account ReliaStar Life Insurance Company of New York

ReliaStar Life Insurance Company of New York Variable Annuity Fund ReliaStar Life

Insurance Company of New York Variable Annuity Fund and Alliance Variable

Products Series Fund Inc AVP approving the substitution of securities An order also

has been issued pursuant to Section 17b of the Act to permit MG Variable Atcount

American Variable Account and AVP to effect certain of the substitutions partially in-

kind Ret IC-24799 December 27

AMERICAN UNITED INSURANCE COMPANY ET AL

An order has been issued pursuant to Section 26b of the Investment Company Act to

American United Insurance Company AUL and AUL American Unit Trust AULAccount approving the substitution of the State Street Equity 500 Index Fund series

of State Street Institutional Investment Trust for shares of the Index 500 Portfolio

series of Variable Insurance Products Fund ii currently held by the AUL Account to

support certain policies issued by AUL Rel IC-24801 December 27

ELFUN TRUSTS ET AL

An order has been issued on an application filed by Elftin Trusts et amending prior

orders granted under Section 6b of the Investment Company Act The order expands the

class of persons eligible to purchase shares of certain employees securities companies to

include certain specified immediate family members and grandchildren of eligible

NEWS DIGEST DECEMBER 29 2000

employees In addition the order permits eligible employees to transfer shares of the

employees securities companies to estate planning vehicles formed for the benefit of lineal

descendants of the eligible employees Ret IC-24803 December 27

NATIONS FUND TRUST ET AL

An order has been issued on an application filed by Nations Fund Trust et al exempting

applicants from Section 12d1GiII of the Investment Company Act The order

permits funds of funds relying on Section 12d1G of the Act to invest in certain

securities and other instruments Re IC-24804 December 27

ADVANTUS SERIES FUND ET AL

An order has been issued pursuant to Section 6c of the Investment Company Act

exempting Advantus Series Fund Fund and Advantus Capita Management Advantus

Capita from the provisions of Section 9a 13a 15a and 15b of the Act and Rules

6e-2b 15 and 6e-3Tb 15 thereunder to the extent necessary to permit shares of any

current or future series of the Fund and of any future open-end investment companies for

which Advantus Capital or any affiliated person of Advantus Capital serves as

investment adviser investment sub-adviser investment manager administrator principal

underwriter or sponsor to be sod to and hed by separate accounts funding variable

annuity and variable life insurance contracts issued by both affiiated and unaffiiated ife

insurance companies and quaified pension and retirement pans outside the separate

account context Re IC-24800 December 27

SCUDDER WEISEL CAPITAL ENTREPRENEURS FUND AND SCUDDER WEISEL

CAPITAL LLC

notice has been issued giving interested persons until January 18 2001 to request

hearing on an appication filed by Scudder Weise Capita Entrepreneurs Fund and

Scudder Weise Capital LLC for an exemption from Sections 18c and 18i of the

Investment Company Act Rue 23c-3 under the Act and pursuant to Section 17d and

Rule 17d-1 under the Act The order would permit certain registered cosed-end

management investment companies to issue rnultipe classes of shares and to impose

asset-based distribution fees and early withdrawal charges Re IC-24805

December 27

NIKE SECURITIES L.P ET AL

notice has been issued giving interested persons until January 22 2001 to request

hearing on an appication fied by Nike Securities L.P et for an order under Section

6c of the Investment Company Act that woud grant an exemption from Section

26a2D of the Act The order would permit certain unit investment trusts to deposit

trust assets in the custody of foreign banks and securities depositories Re IC-24806

December 28

NEWS DIGEST DECEMBER 29 2000

HOLDING COMPANY ACT RELEASES

SOUTHERN COMPANY ET AL

An order has been issued authorizing proposal by The Southern Company Southern

registered holding company and its public-utility subsidiary companies Alabama Power

Company Georgia Power Company Gulf Power Company Mississippi Power Company

Savannah Electric and Power Company and Southern Electric Generating Company

collectively Operating Companies for Southern to organize new subsidiary company

NewCo which will undertake the construction and ownership of certain electric power

generation or transmission systems interconnected to the Operating Companies systems

In addition the order authorizes Southern to finance the activities of NewCo up to an

aggregate amount of $1.7 billion The order also authorizes NewCo to obtain financing up

to an aggregate of $2.5 billion and to invest in exempt wholesale generators Applicants

request that the Commission reserve jurisdiction over transactions that would cause the

common equity component of NewCos consolidated capitalization to fall below 30%

any lease or sale/leaseback transaction where NewCo would transfer or sell its utility assets

to third party with an option to buy back the assets and the payment by NewCo of

dividends to Southern out of capital or unearned surplus Rel 5-27322

WISCONSIN ENERGY CORPORATION ET AL

An order has been issued approving proposal by Wisconsin Energy Corporation

WEC Wisconsin public utility holding company exempt from registration by order

under Section 3a1 of the Act and its wholly owned public utility subsidiary

Wisconsin Electric Power Company Wisconsin Electric together Applicants for

Wisconsin Electric to acquire membership interests in American Transmission

Company LLC Transco Wisconsin limited liability company and to purchase shares

of ATC Management Inc Wisconsin corporation created to manage Transco WEC

also requests an order affirming its continued exemption under Section 3al of the

Act Rel 35-27329

WPS RESOURCES CORPORATION ET AL

An order has been issued approving proposal by WPS Resources Corporation WPSRpublic utility holding company claiming exemption under Section 3al of the Act by

Rule and Wisconsin Public Service Corporation WPSC and together with WPSR

Applicants WPSRs wholly owned public utility subsidiary for WPSC or limited

liability company of which WPSC will be the sole member to acquire membership

interests in American Transmission Company LLC Transco Wisconsin limited

liability company to purchase shares of ATC Management Inc Wisconsin corporation

created to manage Transco and to engage in certain related transactions Rel 35-

27330

NEW DIGEST DECEMBER 29 2000

SELF-REGULATORY ORGANIZATIONS

DELISTING GRANTED

An order has been issued granting the application of the New York Stock Exchange to

strike from listing and registration the 7.50% Adjustable Conversion-Rate Equity

Security Units of The Seagram Company Ltd and the 8.00% Senior Quarterly Income

Debt Securities due December 31 2038 of Joseph Seagram Sons Inc effective at

the opening of business on December 28 2000 Rel 5-43774

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities

Act of 1933 The reported information appears as follows Form Name Address and

Phone Number if available of the issuer of the security Title and the number and/or

face amount of the securities being offered Name of the managing underwriter or

depositor if applicable File number and date filed Assigned Branch and designation

if the statement is New Issue

Registration statements may be obtained in person or by writing to the Conmiissions Public

Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following

mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website www.sec.gov

S-i CUPERTINO ELECTRIC INC 1132 NORTH 7TH STREET SAN JOSE CA 95112

408 8088000 $100000000 COMMON STOCK FILE 33352538 DEC 22

BR

5-3 CLECO UTILITY GROUP INC P0 BOX 5000 PINEVILLE LA 71361 318 484-

7400

200000000 $200000000 STRAIGHT BONDS FILE 33352540 DEC

22BR

S-3 DELTA NATURAL GAS CO INC 3617 LEXINGTON RD WINCHESTER KY 40391

606 7446171 150000 $2737500 COMMON STOCK FILE 33352542

DEC 22 BR

S-3 MPLRKEL CORP 4521 HIGHWOODS PARKWAY GLEN ALLEN VA 23060 804 747-

0136

475000000 $475000000 STRAIGHT BONDS FILE 33352544 DEC

22BR

NEWS DIGEST December 29 2000

S-8 DM1 FURNITURE INC ONE OXMOOR PL 101 BULLITT LN LOUISVILLE KY

40222

502 4264351 100000 $200000 COMMON STOCK FILE 33352546

DEC 22 BR

S-B HLM DESIGN INC 121 TRADE ST STE 2950 CHARLOTTE NC 28202

704 3580779 105045 $275743.12 COION STOCK FILE 33352548

DEC 22 BR

S-3 INFODATA SYSTEMS INC 12150 MONUMENT DR SUITE 400 FAIRFAX VA

22033

703 9345205 300000 $262500 COMMON STOCK FILE 33352550

DEC 22 BR

5-8 FITE INC 1000 BUSINESS CENTER DR LAKE MARY FL 32746 407 304-3235

792000 $902880 COMMON STOCK FILE 33352552 DEC 22 BR

5-3 CRESCENT BANKING CO P0 BOX 668 251 HWY 515 JASPER GA 30143

706 6922424 300000 $2850000 COMMON STOCK FILE 33352554

DEC 22 BR

S-8 DM1 FURNITURE INC ONE OXMOOR PL 101 BULLITT LN LOUISVILLE KY

40222

502 4264351 200000 $400000 COMMON STOCK FILE 33352556

DEC 22 BR

SB-2 CCM MANUFACTURING TECHNOLOGIES INC 15635 VISION DRIVE

PFLUGERVILLE TX

78660 202 3875400 6238934 $3974.20 COMMON STOCK FILE

33352558 DEC 22 BR

S-3 CMS ENERGY CORP FAIRLANE PLZ STE 1100 330 TOWN CENTER DR

DEARBORNMI 48126 313 4369261 FILE 33352560 DEC 22 BR

S-8 SYCAMORE NETWORKS INC 10 ELIZABETH DRIVE CHELMSFORD MA 01824

978 2502900 25000000 $782750000 COMMON STOCK FILE 333

52562

DEC 22 BR 37

5-1 INTERNET LAW LIBRARY INC 4301 WINDFERN RD SUITE 200 HOUSTON TX

77041

281 6006000 30741650 $6966058 COMMON STOCK FILE 33352564

DEC 22 BR

S-8 HTE INC 1000 BUSINESS CENTER DR LAKE MARY FL 32746 407 304-3235

200000 $228000 COMMON STOCK FILE 33352566 DEC 22 BR

S-3 SMUCKER CO STRAWBERRY LN ORRVILLE OH 44667 330 682-3000

75000 $1905450 COMMON STOCK FILE 33352574 DEC 22 BR

SB-2 3SI HOLDINGS INC 6886 YOSEMITE STREET MAIN FLOOR ENGLEWOOD CO

80112 303 7419123 50000000 $6500000 COMMON STOCK FILE

33352580 DEC 22 BR

NEWS DIGEST December 29 2000

N-2 MALLARD FUND INC 2100 ONE PPG PLACE ARTHUR ANDERSEN PITTSBURGH

PA

15222 412 5601541 $10000000 COI4ON STOCK FILE 33352584

DEC 22 BR 22

S-8 PAC-WEST TELECOMM INC 4210 CORONADO AVE STOCKTON CA 95204

209 9263324 3225500 $6352069 COIION STOCK FILE 33352588

DEC 22 BR 37

S-2 MEDPLUS INC bE 8805 GOVERNORS HILL DR STE 100 CINCINNATI OH

45249

513 5830500 3350000 $15393000 COMMON STOCK FILE 33352590

DEC 22 BR

S-B AEHR TEST SYSTEMS 400 KATO TERRACE FREMONT CA 94539 510 623-

9400

600000 $2964000 COMMON STOCK FILE 33352592 DEC 22 BR

S-3 VISHAY INTERTECHNOLOGY INC 63 LINCOLN HWY MALVERN PA 19355

610 6441300 1000000000 $1000000000 STRAIGHT BONDS FILE

33352594 DEC 22 BR

S-8 ZORAN CORP \DE\ 3112 SCOTT BOULEVARD SUITE 255 SANTA CLARA CA

95054

408 9194111 350000 $4886000 COMMON STOCK FILE 33352598

DEC 22 BR

S-8 WELLS FARGO co/MN 420 MONTGOMERY ST SIXTH MARQUETTE

SAN FRANCISCO CA 94163 612 6671234 4000000 $200240000

COMMON STOCK FILE 333-52600 DEC 22 BR

S-3 CONSOLIDATED NATURAL GAS CO/VA 120 TREDEGAR STREET RICHMOND VA

23219

412 2271000 1500000000 $1500000000 STRAIGHT BONDS FILE

33352602 DEC 22 BR

S8 IMMERSION CORP 801 FOX LANE SAN JOSE CA 95131 408 4671900

2226463 $17772184 COMMON STOCK FILE 33352604 DEC 22 BR

SB MCSI INC 4750 HEMPSTEAD STATION DR DAYTON OH 45429 937 2918282

1000000 $21998933 COMMON STOCK FILE 33352606 DEC 22 BR

S-i AFC ENTERPRISES INC SIX CONCOUSE PARKWAY SUITE 1700 ATLANTA GA

30328

770 3919500 $100000000 COMMON STOCK FILE 33352608 DEC 22

BR

SB-2 FN4OUS FIXINS INC 250 WEST 57TH ST STE 2501 NEW YORK NY 10107

212 2457773 126382152 $3159553.80 COMMON STOCK FILE

33352610 DEC 22 BR

NEWS DIGEST December 29 2000

S8 CLUBCORP INC 3030 LBJ FREEWAY STE 500 DALLAS TX 75234 972 243-

6191

$6.65 COMMON STOCK FILE 33352612 DEC 22 BR

S-8 DAIRY MART CONVENIENCE STORES INC 210 BROADWAY EAST CUYAHOGA

FALLS OH

44222 203 7414444 1177500 $2833418 COMMON STOCK FILE

333-52614 DEC 22 BR

S-8 DAVEL COMMUNICATIONS INC 10120 WINDHORST ROAD TAMPA FL 33619

813 6233545 1000000 $40000 COMMON STOCK FILE 33352616

DEC 22 BR

SB-2 MAGNITUDE INFORMATION SYSTEMS INC 401 ROUTE 24 CHESTER NJ 07930

908 8792722 3579545 $1502177 COMMON STOCK FILE 33352618

DEC 22 BR

S-8 MERCANTILE BANK CaRP 42 DEER RUN DRIVE ADA MI 49301 616 676-

0201

120000 $1530000 COMMON STOCK FILE 33352620 DEC 22 BR

S-8 ARROW INTERNATIONAL INC 2400 BERNVILLE RD BOX 19605 READING

PA

19605 610 3780131 3000000 $106050000 COMMON STOCK FILE

33352622 DEC 22 BR

S-4 GRANT PRIDECO INC 1450 LAKE ROBBINS DRIVE SUITE 600 THE

WOODLANDS TX

77380 281 2978500 206000000 $206000000 STRAIGHT BONDS

FILE33352624 DEC 22 BR

S-8 WORTHINGTON INDUSTRIES INC 1205 DEARBORN DR COLUMBUS OH 43085

614 4383210 250000 $1937812.50 COMMON STOCK FILE 33352628

DEC 22 BR

S-B MANUGISTICS GROUP INC 2115 JEFFERSON ST ROCKVILLE MD 20852

301 9845000 4740000 $197503758 COMMON STOCK FILE 333

52630

DEC 22 BR

S-3 COHO ENERGY INC 14785 PRESTON RD STE 860 DALLAS TX 75240

972 7748300 16711274 $59492135 COMMON STOCK FILE 333

52632

DEC 22 BR

S-B SONICWALL INC 1160 BORDEAUX DRIVE SUNNYVALE CA 94089 408 745-

9600

2200000 $34650000 COMMON STOCK FILE 33352634 DEC 22

BR

S-8 CMGI INC 100 BRICKSTONE SQUARE STE Bib ANDOVER MA 01810

978 6843600 15523007 $90567529.68 COMMON STOCK FILE

33352636 DEC 22 BR

10 NEWS DIGEST December 29 2000

S-8 INTERNATIONAL SPECIALTY PRODUCTS INC /NEW/ 818 WASHINGTON STREET

WILMINGTON DE 19801 201 6283520 80000 $510400 COMMON STOCK

FILE 33352638 DEC 22 BR

S-8 CEPHALON INC 145 BRANDYWINE PKWY WEST CHESTER PA 19380 610 344-

0200

1500000 $83531250 COMMON STOCK FILE 33352640 DEC 22

BR

S-8 TRANS ENERGY INC 210 SECOND ST P0 BOX 393 ST MARYS WV 26170

304 6847053 1000000 $62500 COMMON STOCK FILE 33352642

DEC 22 BR

S-8 TIBCO SOFTWARE INC 3165 PORTER DRIVE PALO ALTO CA 94304

650 8465000 9744123 $356450048.16 COMMON STOCK FILE

33352644 DEC 22 BR

S-8 ENDO PHARMACEUTICALS HOLDINGS INC 223 WILMINGTON-WEST CHESTER PIKE

CHADDS FORD PA 19317 610 5589800 40287653 $150103773.26

COMMON STOCK FILE 333-52648 DEC 22 BR

S-8 WINTRUST FINANCIAL CORP 727 BANK LANE LAKE FOREST IL 60045

847 6154096 450000 $7059375 COMMON STOCK FILE 33352650

DEC 22 BR

S-8 WINTRUST FINANCIAL CORP 727 BANK LANE LAKE FOREST IL 60045

847 6154096 100000 $1568750 COMMON STOCK FILE 33352652

DEC 22 BR

SB-2 EROOMSYSTEM TECHNOLOGIES INC 3770 HOWARD HUGHES PARKWAY SUITE 175

LAS VEGAS NV 89109 702 7922270 341180 $597065 COMMON STOCK

FILE 33352656 DEC 22 BR

S-3 EMERSON ELECTRIC CO 8000 FLORISSANT AyE BOX 4100 ST LOUIS

MO

63136 314 5532000 $1529893000 STRAIGHT BONDS FILE 33352658

DEC 22 BR

5-1 RYDER VEHICLE LEASE TRUST 2001 3600 82ND AyE RYDER LAW 5C

MIAMI FL 33166 1000000 $1000000 STRAIGHT BONDS FILE 333

52660

DEC 22 NEW ISSUE

S-3 ELOT INC 301 MERRITT CORPORATE PARK 1ST FLOOR NORWALK CT 06851

203 8408600 3950000 $2036818 COMMON STOCK FILE 333-52662

DEC 22 BR

S-4 BLACK HILLS HOLDING CORP 625 9TH STREET P0 BOX 1400 RAPID CITY

SD

57709 605 7212343 21800000 $493906350 COMMON STOCK FILE

33352664 DEC 22 NEW ISSUE

11 NEWS DIGEST December 29 2000

S-8 CHESAPEAKE ENERGY CORP 6100 WESTERN AyE OKLAHOMA CITY OK 73118

405 8488000 2500000 $11872000 COMMON STOCK FILE 33352666

DEC 22 BR

S-B CHESAPEAKE ENERGY CORP 6100 WESTERN AyE OKLAHOMA CITY OK 73118

405 8488000 3000000 $14682035 COMMON STOCK FILE 33352668

DEC 22 BR

S-4 ATT CORP 32 AVENUE OF AMERICAS NEW YORK NY 10013 908 221-4268

COMMON STOCK FILE 333-52670 DEC 22 BR

S-8 VISTA INFORMATION SOLUTIONS INC 5060 SHOREHAM PL 300 SAN DIEGO

CA

92122 619 4506100 1000000 $593700 COMMON STOCK FILE 333

52 672

DEC 22 BR

S-4 UNITED WISCONSIN SERVICES INC 401 WEST MICHIGAN STREET MILWAUKEE

WI

53203 414 2266900 31313390 $109596865 COMMON STOCK FILE

33352674 DEC 22 BR

5-1 PRIVATEBANCORP INC TEN NORTH DEARBORN SUITE 900 CHICAGO IL 60602

2000000 $20000000 PREFERRED STOCK FILE 33352676 DEC 22

BR

S-i DIRECT ALLIANCE CORE 8123 SOUTH HARDY TEMPE AZ 85284 480 902-

5900$50000000 COMMON STOCK FILE 33352678 DEC 22 NEW ISSUE

S-8 HAVAS ADVERTISING 84 RUE DE VILLIERS LEVALLOIS-PERRET CEDEX

FRANCE F92683 10 00000 011 3314134 2300000 $31843500

FOREIGN COMMON STOCK FILE 33352680 DEC 22 BR

S-4 SONUS NETWORKS INC CARLISLE RD WESTFORD MA 01886 978 692-8999

15000000 $150000 COMMON STOCK FILE 33352682 DEC 22 BR

SB-2 ALTTECH VENTURES CORE 13511 VULCAN WAY V6V 1K4 RICHMOND BC

CANADA Al

604 2321171 1616203 $7272913.50 COMMON STOCK FILE 333

52684

DEC 22 BR

SB-2 TELEGEN CORP /CO/ 1840 GATEWAY DR STE 200 SAN MATEO CA 94404

650 2619400 17050000 $51150000 COMMON STOCK FILE 333

52686

DEC 22 BR

S-8 ORION TECHNOLOGIES INC 1800 DIAGONAL RD STE 500 ALEXANDRIA VA

22314

212 4258200 100000 $162500 COMMON STOCK FILE 33352688

DEC 22 BR

12 NEWS DIGEST December 29 2000

S-3 ROCHESTER GAS ELECTRIC CORP 89 EAST AVE ROCHESTER NY 14649

716 5462700 400 000 000 $400 000 000

PASS-THROUGH MORTGAGE-BACKED CERTIFICATE FILE 333-52690 DEC 22

BR

S-8 STIFEL FINANCIAL CORP 501 BROADWAY 501 BROADWAY ST LOUIS MO

63102 314 3422000 150000 $1734375 COMMON STOCK FILE 333

52 694

DEC 22 BR

S-3 MEDAREX INC 707 STATE ROAD 206 PRINCETON NJ 08540 908 713-6001

FILE 33352696 DEC 22 BR

S-8 PETROQUEST ENERGY INC 400 KALISTE SALOOM RD SUITE 3000

LAFAYETTE LA

70508 337 2327028 600000 $2400000 CO4ON STOCK FILE 333

527 00

DEC 22 BR

S-3 VERTEX INTERACTIVE INC 23 CAROL ST P0 BOX 996 CLIFTON NJ 07014

973 7773500 5712397 $26791142 COMMON STOCK FILE 33352702

DEC 22 BR

S-8 DAOU SYSTEMS INC 5120 SHOREHAM PL SAN DIEGO CA 92122 858 452-

2221

1500000 $820313 COMMON STOCK FILE 33352704 DEC 22 BR

SB-2 RETRACTABLE TECHNOLOGIES INC 511 LOBO LANE LITTLE ELM TX 75068

888 806262 7358150 $110372250 COMMON STOCK FILE 333

52706

DEC 22 BR

S-3 BEVERLY ENTERPRISES INC 5111 ROGERS AVE SUITE 40-A FORT SMITH AR

72903 501 4526712 300000000 $300000000 STRAIGHT BONDS

FILE33352708 DEC 22 BR

S-3 COMPUTER SCIENCES CORP 2100 GRAND AyE EL SEGUNDO CA 90245

310 6150311 1000000000 $1000000000 STRAIGHT BONDS FILE

33352710 DEC 22 BR

5-1 PACER INTERNATIONAL INC 3746 MT DIABLO BLVD SUITE 110 LAFAYETTE

CA

94549 925 2847145 $150000000 COMMON STOCK FILE 33352712

DEC 22 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

13 NEWS DIGEST December 29 2000

Changes in Control of Registrant

Acquisition or Disposition of Assets

Bankruptcy or Receivership

Changes in Registrants Certifying Accountant

Other Materially Important Events

Resignations ot Registrants Directors

Financial Statements and Exhibits

Changein Fiscal yearRegulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previously filed responding to the items of the form specified .8-K reports may be obtained in person

or by writing to the Commissiolls Public Reference Branch at 450 Fifth Street N.W Washington D.C

20549 or at the following e-mail box address publicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov

DATE COMMENT

CO 10/27/00

NV 12/26/00

DE 12/27/00

MA 12/22/00

MA 12/22/00

MA 12/20/00

MA 12/22/00

MA 12/22/00

MA 12/22/00

MA 12/22/00

MA 12/22/00

DR 12/22/00

MO 12/28/00

DE 12/21J00

DE 12/19OO

NC 12/19/00

NY 12/15/00

ACCELRB TECHNOLOGY CORP

ACCORD ADVANCED TECHNOLOGIES INC

AFFYMETRIX INC

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AFG INVESTMENT TRUST

AK STEEL HOLDING CORP

ALL STAR GAS CORP

ALLSCRIPTS INC /lL

ANDL INC

AMERICAN COMMUNITY BANCSFIARES INC

AMERIQUEST MORTGAGE SEC INC FLOAT

ATE MO PA TH CE SE 2000-2

AMERIQUEST MORTGAGE SEC INC FLOAT

ATE MO PA TH CE SE 2000-2

ANERIQUEST MORTGAGE SECURITIES INC

AMERIQUEST MORTGAGE SECURITIES INC

APPLIED MAGNETICS CORP

ARCADIA RECEIVABLES FINANCE CORP

ARCADIA RECEIVABLES FINANCE CORP

ASSOCIATES CREDIT CARD MASTER NOTE

TRUST

ASSOCIATES CREDIT CARD RECEIVABLES

CORP

AT COMM CORP

ATMOS ENERGY CORP

AUDIO VISUAL SERVICES CORP

BANC OF ANERCIA COM MORT PAS THRU

ER SERIES 20002BANC OF AMERCIA COM MORT PAS THRU

ER SERIES 20002BANC OF AMERICA FUNDING CORP

NY 12/15/00

DE 12/15/00

DE 12/15/00

DE 12/04/00

DE 12/15/00

DE 12/15/00

12/18/00

DE 12/18/00

DE 12/21/00

TX 12/14/00

DE 12/14/00

DE 12/15/00

DE 12/15/00

DE 12/20/00

ItemItemItem

ItemItem

ItemItem

ItemItem

NAME OF ISSUER

STATE 8K ITEM NOCODE

14 NEWS DIGEST December 29 2000

OF ISSUER

BANC OF AMERICA FUNDING CORP

BEAR STEARNS ASSET BACKED SEC INC

SSET BACK CERT SER 2000-2

BEAR STEARNS ASSET BACKED SEC INC

SSET BACK CERT SER 2000-2

BEAR STEARNS COMMERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COMMERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COMMERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COMMERCIAL MORTGAGE SE

CURITIES INC

BELO CORP

BOMBARDIER CAPITAL MORTGAGE SECURIT

IZATION CORP

BOMBARDIER CAPITAL MORTGAGE SECURIT

IZATION CORP

BOMBARDIER CAPITAL MORTGAGE SECURIT

IZATION CORP

BOMBARDIER CREDIT RECEIVABLES CORP

BOMBARDIER CREDIT RECEIVABLES CORP

BREED TECHNOLOGIES INC

BROADCOM CORP

BSB BANCORP INC

CD TECHNOLOGIES INC

CARDIAC PATHWAYS CORP

CARPENTER NORTH AMERICA INC

CB RICHARD ELLIS SERVICES INC

CELERITY SYSTEMS INC

CHARTER COMMUNICATIONS HOLDINGS CAP

ITAL CORP

CHARTER COMMUNICATIONS HOLDINGS LLC

CHARTER COMMUNICATIONS INC /MO/

CHASE CREDIT CARD MASTER TRUST

CHASE CREDIT CARD MASTER TRUST

CHASE CREDIT CARD MASTER TRUST

CHASE CREDIT CARD MASTER TRUST

CHASE CREDIT CARD MASTER TRUST

CHASE CREDIT CARD MASTER TRUST

CHASE MANHATTAN AUTO GRANTOR TRUST

1996BCHASE MANHATTAN AUTO OWNER TRUST 19

96-C

CHASE MANHATTAN AUTO OWNER TRUST 19

STATE 8K ITEM NOCODE DATE COMMENT

12/26/00

12/15/00

12/15/00

12/15/00

12/15/00

12/28/00

11/30/00

11/30/00

11/30/00

11/30/00

11/30/00

12/26/00

12/15/00

12/28/00

12/15/00

12/26/00

12/31/00

11/02/00

10/17/00

12/27/00

12/27/00

12/27/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

DE 12/15/00

DE 12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

DE 12/20/00

DE 12/26/00

DE

DE

DE

DE

DE

DE

VT

VT

VT

DE

DE

DE

CA

DE

DE

DE

DE

DE

DE

DE

DE

DE

NY

NY

NY

NY

NY

NY

NY

98-A

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK /NY/ NY

CHASE MANHATTAN BANK USA DE

15 NEWS DIGEST December 29 2000

UST 19951CHEVY CHASE

19962

CHEVY CHASE

19971CHEVY CHASE

1997

CHEVY CHASE

19973CHEVY CHASE

19 974CHEVY CHASE

19981CHEVY CHASE

19982

CHEVY CHASE

0001CHEVY CHASE

00 02CHEVY CHASE

CHEVY CHASE

CIDCO INC

CISCO SYSTEMS INC

COLORADO MEDTECH INC

COMMERCIAL METALS CO

COMMERCIAL MORTGAGE PASS THRU CERTI

FICATES SERIES 2000 WF2

COMMERCIAL MORTGAGE PASS THRU CERTI

FICATES SERIES 2000 WF2

COMMERCIAL MORTGAGE PASS-THROUGH CE

RTIFICATE SERIES 20001CONSOLIDATED GRAPHICS INC /TX/

CORECOMN LTD /DE/

CORNERSTONE REALTY INCOME TRUST INC

CORPORATE BOND BACKED CERT TR SER

998-ADM

COTT CORP /CN/

CRIIMI MAE INC

CTC COMMUNICATIONS GROUP INC

CTC COMMUNICATIONS GROUP INC

12/20/00

12/22/00

12/22/00

12/15/00

12/15/00

12/15/00

12/13/00

12/28/00

12/12/00

12/15/00

10/18/00 AMEND

12/14/00

12/21/00

12/27/00

STATE 8K ITEM NO

NAME OF ISSUER CODE DATE CONT

CHASE MANHATTAN BANK USA DE 12/15/00

CHASE MANHATTAN BANK USA DE 12/15/00

CHASE MANHATTAN BANK USA DE 12/15/00

CHASE MANHATTAN BANK USA CHASE CRED DE 12/15/00

IT CARD OWNER TR 1999-3

CHASE MANHATTAN BANK USA CHASE CRED DE 12/15/00

IT CARD OWNER TR 1999-3

CHASE MANHATTAN BANK USA CHASE CRED DE 12/15/00

IT CARD OWNER TR 1999-3

CHASE MANHATTAN BANK USA CHASE CRED DE 12/15/00

IT CARD OWNER TR 1999-3

CHASE MANHATTAN CREDIT CARD MASTER DE 12/15/00

TRUST

CHASE MANHATTAN HOME EQUITY LOAN TR NY 12/15/00

AUTO RECEIVABLES TRUST

AUTO

AUTO

AUTO

AUTO

AUTO

AUTO

AUTO

AUTO

HOME

HOME

RECEIVABLES TRUST

RECEIVABLES TRUST

RECEIVABLES TRUST

RECEIVABLES TRUST

RECEIVABLES TRUST

RECEIVABLES TRUST

RECEIVABLES TRUST

RECEIVABLES TRUST

LOAN TRUST 1996-1

LOAN TRUST 1997-1

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

MD 11/20/00

DE 12/14/00

CA

CO

DE

DE

DE

DE

TX

DE

VA

MD

DE

DE

16 NEWS DIGEST December 29 2000

NAME OF ISSUER

STATE BK ITEM NOCODE DATE COMMENT

CWMBS INC

DAISYTEK INTERNATIONAL CORPORATION

DE/

DEAN FOODS CO

DELTA FUND HM EQU LN 2000-2 HM EQU

LN ASS BKD CRT SER 2000-2

DELTA FUND HM EQU LN 2000-2 HM EQU

LN ASS BKD CRT SER 2000-2

DELTA FUNDING HOME EQUITY LOAN TRUS

20001DELTA FUNDING HOME EQUITY LOAN TRUS

20001DELTA FUNDING HOME EQUITY LOAN TRUS

20003DELTA FUNDING HOME EQUITY LOAN TRUS

20003DLJ ABS TR SER 2000-2 MOR PAS THR

ERT SER 2000-2

DLJ COMMERCIAL MORT COMM MOR PASS

HR CERT SER 2000-CF1

DLJ MORTGAGE ACCEPTANCE CORP

DTI HOLDINGS INC

DYNAMIC I-T INC

DYNEX CAPITAL INC

EAST COAST BEVERAGE CORP /CO/

EDUCATION LOANS INC IDE

ELDORADO FINANCIAL GROUP INC

EMPIRE ENERGY CORP

ENVIRO CLEAN OF AMERICA INC

EPLUS INC

ESG RE LTD

EXIGENT INTERNATIONAL INC

FANTASTICON INC

FIELDPOINT PETROLEUM CORP

FINANCIAL ASSET SECURITIES CORP

FINANCIAL ASSET SECURITIES CORP

FIRST CONNECTICUT CAPITAL CORP/NEW/

FIRST ENTERTAINMENT HOLDING CORP

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FIRSTFED FINANCIAL CORP

FUSION NETWORKS HOLDINGS INC

GE CAPITAL MORT SERV INC REMIC MORT

PA THRO CERT SER 2000-12

12/28/00

12/21/00

12/20/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/26/00

12/11/00

12/28/00

12/27/00

12/13/00 AMEND

12/28/00

12/22/00

12/22/00

12/26/00

12/12/00 AMEND

12/20/00

12/19/00

12/27/00

06/13/00

10/12/00 AMEND

12/13/00

12/20/00

12/20/00

12/21/00 AMEND

12/27/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/18/00

12/27/00

12/19/00

09/28/00

DEDE

DE

NY

NY

NY

NY

NY

NY

DE

DE

DE

MO

CO

VACO

DE

FL

UT

NV

DE

DE

NV

CO

DE

DE

CT

NV

NC

NC

NC

NC

NC

NC

DE

DE

NJ

17 NEWS DIGEST December 29 2000

INC

GMPC COIVU4ERCIAL MORTGAGE SECURITIES DE

INC

GOLDFIELD CORP

GRAND CENTRAL FINANCIAL CORP

GREENSTONE ROBERTS ADVERTISING INC

HAWK CORP

HEALTH PAK INC

HOME LOAN TRUST 2000

THROUGH CERT SER

HOME LOAN TRUST 2000

THROUGH CERT SER

HOUSEHOLD AUTOMOBILE

TIHOUSEHOLD AUTOMOTIVE TRUST III SERI DE

ES 19991HOUSEHOLD AUTOMOTIVE TRUST IV SERIE

20001HOUSEHOLD AUTOMOTIVE TRUST SERIES

2000

HOUSEHOLD AUTOMOTIVE TRUST VI SERIE

2000

HOUSEHOLD CREDIT CARD MASTER NOTE

RUST

HOUSEHOLD FINANCE CORP HOUSEHOLD AF

CRE CAR MAS TR

HYPERCOM CORP

TECHNOLOGY INC

IBIS TECHNOLOGY CORP

lEA INCOME FUND VI

lEA INCOME FUND VII

ILLINOIS SUPERCONDUCTOR CORPORATION

IMPERIAL CREDIT INDUSTRIES INC

IN HOME HEALTH INC /MN/

INDIANA GAS CO INC

INDYMAC ABS INC

INTACTA TECHNOLOGIES INC

INTEGRATED COMMUNICATION NETWORKS

NC

INTEGRATED COMMUNICATION NETWORKS

NC

INTEREP NATIONAL RADIO SALES INC

STATE 8K ITEM NOCODE DATE COMMENT

12/18/00

12/19/00

12/27/00

12/21/00

12/15/00

12/15/00

11/16/00 AMEND

12/15/00

12/15/00

12/13/00

12/26/00

11/15/00

11/15/00

12/18/00

12/28/00

12/18/00

DE 12/18/00

NV 12/18/00

DE 12/15/00

DE 12/15/00

12/28/00

11/27/00

12/28/00

12/20/00

12/20/00

12/26/00

12/26/00

12/28/00

12/21/00

11/01/00 AMEND

12/18/00

12/31/ 00

12/31/00

12/12/00

NAME OF ISSUEI

GENZYME CORP MA 12/18/00

GFSI HOLDINGS INC DE 12/20/00

GFSI INC DE 12/20/00

GLOBAL TUTOR INC DE 12/12/00

GMAC COMMERCIAL MORTGAGE SECURITIES DE 12/14/00

GREENWICH CAP ACC

TR 2000 MOR

GREENWICH CAP ACC

TR 2000 MOR

GREENWICH CAPITAL

GREENWICH CAPITAL

GREENWICH CAPITAL

INC HARBRVW MOR

LN PS THR

INC HARBRVW MOR

LN PS THR

ACCEPTANCE INC

ACCEPTANCE INC

ACCEPTANCE INC

DE

DE

NY

NY

NY

DE

DE

DE

DE

DE

NC

NC

DE

MORTGAGE PAS

2000

MORTGAGE PAS

2000

REVOLVING TRUS

DE

DE

DE

MACA

CA

DE

CA

IN

DE

NVNV

NV

NY

18 NEWS DIGEST December 29 2000

STATE 8K ITEM NO

NAME OF ISSUER CODE DATE COMMENT

DE 12/21/00

DE 12/15/00

CO 07/06/00 AMEND

DE 12/27/00

LTD PARTNE MP 12/20/00

J2 GLOBAL COMMUNICATIONS INC

KEK CAPITAL CORP

LAHAINA ACQUISITIONS INC

LEVI STRAUSS CO

LIBERTY HOUSING PARTNERS

RSHIP

LODGIAN INC

LUCENT TECHNOLOGIES INC

WEST INC

WAVE INC

MANOR CARE INC

MASCOTECH INC

MDU RESOURCES GROUP INC

MEASUREMENT SPECIALTIES INC

MECHANICAL DYNAMICS INC \MI\

MELLON AUTO GRANTOR TRUST 2000-2

MELLON RESIDENTIAL FUNDING CORP MOR

PAS THR SER 2000 TEC

MELLON RESIDENTIAL FUNDING CORP MOR

PAS THR SER 2000 TBC

MELLON RESIDENTIAL FUNDING CORP MOR

PAS THR TR SE 2000 TBC2

MELLON RESIDENTIAL FUNDING CORP MOR

PAS THR TR SE 2000 TBC2

MERRILL LYNCH DEPOSITOR INC

MERRILL LYNCH MOR INV FRST FRAN MOR

LN AS BK CER SR 2000-FF1

MIRADOR DIVERSIFIED SERVICES INC

ML ASSET BACKED CORP

MONARCH SERVICES INC

MORGAN COMMERCIAL MORTGAGE FINA

NCE CORP

MORGAN STANLEY DEAN WITTER CAP IN

MORT PASS TH CER 2000-1

MORGAN STANLEY DEAN WITTER CAP IN

MORT PASS TH CER 2000-1

MORGAN STANLEY DEAN WITTER CAPITAL

INC SERIES 2000 LIFE1

MYG CORP

NATIONAL BANKSHARES INC

NATIONAL STEEL CORP

NEOTHEBAPEUTICS INC

NET PERCEPTIONS INC

NETCREATIONS INC

NEW FOCUS INC

NEW FRONTIER MEDIA INC /CO/

NEW YORK REGIONAL RAIL CORP

NEWMIL BANCORP INC

NOVASTAR MORTGAGE

NOVASTAR MORTGAGE

NOVASTAR MORTGAGE

NOVASTAR MORTGAGE

NOVASTAR MORTGAGE

NOVASTAR MORTGAGE

DE 12/27/00

DE 12/28/00

CO 12/27/00

DE 12/27/00

DE 12/28/00

DE 12/15/00 AMEND

DE 12/26/00

NJ 08/07/00 AMEND

MI 12/18/00

12/20/00

DE 12/15/00

DE 12/15/00

DE 12/15/00

DE 12/15/00

DE 12/15/00

DE 08/21/00

NV 12/19/00 AMEND

DE 12/15/00

MD 11/30/00

DE 12/15/00

NY 12/15/00

NY 12/15/00

DE 12/15/00

12/20/00

VA 11/09/00 AMEND

DE 12/28/00

DE 12/18/00

DE 12/28/00

NY 12/22/00

CA 12/21/00

CO 12/22/00

DE 06/08/00

DE 12/28/00

DE 06/25/98

DE 07/27/98

DE 08/25/98

DE 09/25/98

DE 09/25/98

DE 10/26/98

FUNDING

FUNDING

FUNDING

FUNDING

FUNDING

FUNDING

CORP

CORP

CORP

CORP

CORP

CORP

19 NEWS DIGEST December 29 2000

OF ISSUER

NOVASTAR MORTGAGE FUNDING CORP

NOVASTAR MORTGAGE FUNDING CORP

NOVASTAR MORTGAGE FUNDING CORP

NOVASTAR MORTGAGE FUNDING CORP

NOVASTAR MORTGAGE FUNDING CORP

NRG ENERGY INC

CHARLEYS INC

OMEGA ENVIRONMENTAL INC

OMI TRUST 2000-C

ONYX ACCEPTANCE OWNER TRUST

ONYX ACCEPTANCE OWNER TRUST

ONYX ACCEPTANCE OWNER TRUST

ONYX ACCEPTANCE OWNER TRUST

OUTBOARD MARINE CORP

OXFORD HEALTH PLANS INC

PENNACO ENERGY INC

PERVASIVE SOFTWARE INC

PETROQUEST ENERGY INC

PLM INTERNATIONAL INC

PNC MORTGAGE SECURITIES CORP MORT

ASS THRO CERT SER 2000-9

POPMAIL COM INC

PREDICTIVE SYSTEMS INC

PRIME RECEIVABLES CORP

PRO TECH COMMUNICATIONS INC

PROVIDIAN MASTER TRUST

PROVIDIAN NATIONAL BANK INEWI

PUBLIC SERVICE CO OF NEW MEXICO

PULASKI FINANCIAL CORP

RESIDENTIAL ASSET FUNDING CORP

RESIDENTIAL ASSET MORTGAGE PRODUCTS

INC

SALOMON BROTHERS MORT SEC VII INC

ORT PAS TH CE SER 2000-1

SANDY SPRING BANCORP INC

SCHULER HOMES INC

SELECT THERAPEUTICS INC

SEMELE GROUP INC

SEMELE GROUP INC

SIX FLAGS INC

SNYDER COMMUNICATIONS INC

SOUTH ALABAMA BANCORPORATION INC ID

El

SOUTHWEST GAS CORP

STANDARD AUTOMOTIVE CORP

STEMCELL GLOBAL RESEARCH INC

STEREOSCAPE COM INC

STRUCTURED ASSET MORTGAGE INVESTMEM

TS INC

SYSTEMAX INC

SYSTEMONE TECHNOLOGIES INC

TW FINANCIAL CORP

TELESERVICES INTERNET GROUP INC

TELOCITY DELAWARE INC

STATE 8K ITEM NOCODE DATE COMMENT

10/26198

11/25/98

11/25/98

12128198

12/28/98

12/27/00

12/08/00

12/20/00

12/15/00

12/15/00

12/15/00

12/15/00

12/15/00

12/22/00

12/22/00

12/22/00

12/28/00

12/27/00

12/22/00

12/27/00

12/07/00

12/14/00

12/15/00

12/31/00

12/15/00

12/15/00

12/21/00 AMEND

12/20/00

12/13/00

12/28/00

DE 12/26/00

12/21/00

12/20/00

12/14/00 AMEND

12/22/00

12/22/00

12/18/00

12/27/00

12/20/00

12/15/00

12/20/00

12/28/00 AMEND

12/26/00

12/27/00

12/20/00

12/26/00

12/21/00

12/05/00

12/21/00

2000

2000A2000C2000D

DE

DE

DE

DE

DE

DE

TN

DE

NC

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

Ivfl

DE

DE

FL

NM

DE

NC

DE

MD

DE

DE

DE

DE

DE

DE

AL

CA

DE

NV

NV

DE

DE

FL

WAFL

DE

xx

20 NEWS DIGEST December 29 2000

NAME OF ISSUER

TOWER TECH INC

TREGA BIOSCIENCES INC

TRIMFAST GROUP INC

TROY FINANCIAL CORP

UNION PACIFIC CORP

UNION PACIFIC RAILROAD CO/DE

UNITED BANKSHARES INC/WV

UNITED PARK CITY MINES CO

UNIVERSE2U INC

URSUS TELECOM CORP

USG CORP

USX CORP

USX CORP

VECTREN CORP

VERSO TECHNOLOGIES INC

VIRTUALFUND COM INC

VIVA GAMING RESORTS INC

VORNADO REALTY LP

VORNADO REALTY TRUST

WATERFORD GAMING FINANCE CORP

WATERFORD GAMING LLC

WAVERIDER COMMUNICATIONS INC

WELLS FARGO ASSET SEC CORP MORT PAS

THR CERT SER 2000-13

WELLS FARGO ASSET SEC CORP MORT PAS

THR CERT SER 2000-13

WELLS FARGO ASSET SECURITIES CORP

ORT BK SEC 2000-9 TRUST

WELLS FARGO MORTGAGE BACK SEC MORT

PASS THR CERT SER 2000 12

WELLS FARGO MORTGAGE BACK SEC MORT

PASS THR CERT SER 2000 12

WISCONSIN ENERGY CORP

WORLD WRESTLING FEDERATION ENTERTAI

NMENT INC

YARC SYSTEMS CORPORATION INC

STATE 8K ITEM NOCODE DATE COMMENT

12/19/00

12/27/00

12/22/00

12/28/00

12/27/ 00

12/27/ 00

12/27/00

12/22/00

12/21/00

12/19/00

12/27/00

12/28/00

12/28/00

12/27/00

12/19/00

12/19/00

12/13/00

12/08/00

12/08/00

09/30/00

09/30/00

10/01/00 AMEND

12/26/00

DE 12/26/00

DE 10/30/00

DE 12/26/00

DE 12/26/00

12/21/00

12/26/00

CA 01/31/01

OK

DE

NV

DE

UT

DE

WV

DE

NV

FL

DE

DE

DE

IN

MN

MN

DE

MD

DE

DE

NV

DE

WI

DE

21 NEWS DIGEST December 29 2000