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lIssue 93-220 November 16 1993
I ~ENFORCEHENT PROCEEDINGS
1t----------------------------------------------------------------------------------------JADMINISTRATIVE PROCEEDINGS AGAINST DAVID KING AND KING CAPITAL CORPORATION
~ The Commission announced the entry of an Order Instituting Proceedings MakingFindings and Imposing Remedial Sanctions against David A King (King) and King Capital Corporation (KCC) an investment adviser registered with the Commission King the President and sole shareholder of KCC was formerly a registered representative of a broker-dealer registered with the Commission
King and KCC consented to the issuance of the Order without admitting or denying the Commissions findings except that they admitted that the US District Court for the District of Massachusetts had entered a Final Judgment of Permanent Injunction againstthem The September 16 Final Judgment permanently enjoined King and Kee from further violations of the registration and antifraud provisions of the securities laws The complaint alleged that the defendants engaged in the fraudulent offer and sale of unregistered securities (SEC v David A King and King Capital Corporation No 93-l2025H)
The Commissions Order bars King from association with any broker dealer municipalsecurities dealer investment adviser or investment company and revokes Kce s registration as an investment adviser (Rels 34-33167 IA-139l)
COMMISSION SETS ASIDE IN PART AND SUSTAINS IN PART NYSE ACTION AGAINST NEW YORK amp FOREIGN SECURITIES CORPORATION AND PETER TOCZEK
The Commission has set aside in part and sustained in part a disciplinary proceedingbrought by the New York Stock Exchange against New York amp Foreign Securities Corporation of New York City and Peter Toczek its president The Exchange had found that New York amp Foreign through Toczek had committed fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule lOb-5 thereunder and inconsistent with just and equitable principles of trade by inflating damages sought in an arbitration it had brought against another Exchange member
The Cpilliuissionfound that the conduct did not implicate Section 10(b) or Rule lOb-S nor did it constitute conduct inconsistent with just and equitable principles of trade Consequently the Commission set aside the findings of fraud or unethical conduct and reversed the sanctions imposed However the Commission sustained a finding of fictitious trading and a finding of the failure to properly designate an order ticket prior to its transmission to the trading floor but imposed no sanctionin view of the Commissions action against Toczek in another action decided at the same time (Rel 34-33175)
COMMISSION MODIFIES NYSE SANCTIONS IMPOSED AGAINST PETER HARTIN TOCZEK
The Commission has modified the NYSEs findings of violation against Peter Martin Toczek of New York City The NYSE censured Toczek fined him $50000 suspended him for a period of six months and required him to be supervised and to requalify within that period as floor member and general securities principal During four periodsin 1983 Toczek placed purchase orders at the close of NYSE trading on consecutive days which had the effect of raising the closing prices on those days The NYSE found that Toczek not only engaged in conduct that was inconsistent with just and equitable principles of trade but violated Section 10(b) of the Securities ExchangeAct and Rule 10b-5 thereunder The Commission agreed that Toczek engaged in conduct inconsistent with just and equitable principles of trade but concluded that the evidence did not support a finding of scienter necessary to sustain a charge of manipulation under Rule 10bmiddotS It consequently eliminated the suspension which the NYSE Board of Governors had imposed on Toczek distinctly for the manipulation findingThe Commission sustained the remaining sanctions
The NYSE had also found that Toczek in violation of Exchange Rule 390 twice sold listed securities on the over-the-counter market at a time when trading on the Exchange was being conducted The Commission concluded that it was inappropriate to impose any additional sanction on Toczek for this violation wbecause the NYSEs inordinate delay in bringing its charges disabled Toczek from documenting whatever defenses he may have had (Re1 34-33176)
NASD PROCEEDINGS AGAINST US ASSOCIATES ET AL REMANDED
The Commission has remanded to the NASD disciplinary proceedings against US Associates Inc (liSA) of Little Rock Arkansas a former NASD member firm Rondell E Loftin USAs president Douglas Shivers a USA trader Ronald Davis a USA salesmen and Bobby Johnston a USA vice-president The Commission found that the NASDs proceedings against the Applicants were not fair It vacated the NASDs findings and sanctions and remanded the matter for a new hearing before a new1y-constituted hearing panel
The Commission did not reach the NASDs substantive findings that Applicants had fraudulently priced zero-coupon bonds and government securities Instead the Commission found that the NASDs District Committee hearing violated the NASDs own rules entitling Applicants to a reasonable pre-hearing opportunity to review evidence against them and a reasonable opportunity to present their case in person to the hearing panel Here Applicants were surprised when the NASD staff presented over 600 pages of additional evidence to them on the morning of their hearing In addition the five Applicants were given only four hours to present their cases while
2 NEVS DIGEST November 16 1993
the NASD staff was accorded one-and-a-half days Applicants were unable to fullypresent their cases including their credibility and demeanor
While every procedural defect does not harm respondents in disciplinary proceedings
Other Equitable Relief on November 10 in the US District Court for the Northern
the Commission stated that this principle could not procedural problems in this case (Rel 34-33189)
cure the multiple and cumulative
ACTION FILED AGAINST RONALD COHEN dba W amp A TRUST ACCOUNT
The Commission today announced the filing of a Complaint For Civil Injunction and
District of Texas against Ronald A Cohen (Cohen) dba W amp A Trust Account
The complaint alleged that Cohen violated the registrations and antifraud provisionsof the securities laws in connection with the offer purchase and sale of securities According to the complaint since June 1991 Cohen raised at least $75 million from investors The Commission further alleged that Cohen who was not registered as a broker and dealer in securities engaged in securities transactions for the accounts of these investors In addition the complaint alleged that Cohen failed to disclose or misrepresented the true nature of his numerous felony convictions Finally the Commission alleged that in contravention of his representations to investors that he would only engage in cash transactions Cohen engaged in option and margintransactions and incurred substantial losses of investors monies
Also on November 10 the United States District Court for the Northern District of Texas entered Orders permanently enjoining Cohen from continuing to violate the aforementioned provisions of the securities laws ordering disgorgement and civil penalties in amounts to be determined appointing a receiver freezing the assets ofand directing an accounting from Cohen [SEC v Ronald A Cohen dba W amp A TRUST ACCOUNTjUSDCND TXDallas DivNo CA-3-93CV2257P] (LR-13870)
TEMPORARY RESTRAINING ORDER ISSUED AGAINST EUROPEAN KINGS CLUB EUROPEAN KINGS CLUB -CORP EKC RE-INSURANCE (EUROPE) LTD GERMAN KINGS CLUB EV WOLFGANG STORIES DAKARA A BERTGES HARALD K BERTGES AND ROBERT W PALMER JR
On November 15 the Honorable Morton A Brody of the United States District Court for the District of Maine granted the Commissions request for a Temporary RestrainingOrder against European Kings Club European Kings Club - Corp EKC-Re-Insurance (Europe) Ltd German Kings Club EV Wolfgang Sturies of Offenbach Germany Damara A Bertges of Lime sha in Germany Harald K Bertges of Lime sha in Germany and Robert W Palmer Jr of Waterville Maine The Court also issued an order for the freezingof assets an order prohibiting the acceptance of additional investor funds an accounting of assets and an order requiring the repatriation to the United States of assets transferred abroad
The Commissions complaint alleges that the defendants are engaged in a Ponzi scheme in violation of the federal securities laws According to the Commissions complaintthis scheme involved the offer and sale of unregistered securities in the form of letters of investment The complaint alleges that the defendants fraudulently induced
NEWS DIGEST November 16 1993 3
individuals to join EKC at a membership fee of $100 per year and then to purchaseone or more of the W1ettersw at a cost of $1400 per letter The letter guaranteesthe holder a total return of $2400 in twelve monthly installments of $200 which amounts to a per letter return of $1000 or 71 per year [SEC v European KingsClub et a1 CA No 93-0258-B D ME] (LR-1387l)
COMPLAINT FILED AGAINST KENNETH PUCKETT
The Commission announced the filing of a complaint on October 27 1993 in the US District Court for the Northern District of Illinois against Kenneth Puckett (Puckett)for violations of the anti fraud provisions of the federal securities laws The complaint alleges that from May 1986 to November 1992 Puckett raised $2 million from 34 investors for the purchase of securities and then converted the funds to his own use In connection with the purchase of these securities the complaint alleges that Puckett misstated and omitted to state material facts to investors concerning amongother things his failure to invest client funds as represented and his use of such funds to make payments to existing clients and to pay business and personal expensesThe complaint further alleges that from April 1991 to November 1992 in connection with his registration as an investment adviser Puckett failed to disclose his custodyof approximately $1 million in client funds Puckett also violated several of the investment adviser custody and possession rules under the federal securities laws [SEC v Kenneth Puckett NDl11 93 CIV 6566 GWL] (LR-l3872)
SECOND HOT ION FOR CIVIL CONTEMPT FILED AGAINST LYNN OYLER
On November 10 the Commission filed a Second Motion for Civil Contempt Against LynnR Oyler (Oyler) based on Oylers violation of the Order of Preliminary Injunctionentered on March 12 The Hotion states that Oyler violated the provisions of the Preliminary Injunction which prohibit him from transferring his assets by entering into a letter of intent for the sale of his interests in a wireless cable lease agreement on October 1
The Motion requests that the Court find Oyler in contempt of the PreliminaryInjunction and order that he may purge his contempt by proceeding with the sale of his wireless cable lease agreement provided that the proceeds be deposited into the Registry of the Court The Hotion requests that if Oyler does not comply he be incarcerated
The Commissions first motion for civil contempt filed July 20 1993 was based on Oylers entry into a contract for the sale of his residence and was resolved when Oyler stipulated that the sale proceeds would be deposited into the Registry of the Court [SEC v Lynn R Oyler Delta Star Corporation Bowen Bo Wagner Interfirst Equities Corporation and Fortune Plus Management Company Civil Action No 93-NC 033SD Utah] (LR-13874)
HORRIS AND GARDNER CONVICTED
The Commission and Clifford J Proud acting United States Attorney for the Southern District of Illinois announced the convictions of Edward Morris formerly the Chief
4 NEWS DIGEST November 16 1993
Executive Officer of Germania Bank and Steven Gardner of Chesterfield Missouriformerly the President of Germania Morris and Gardner were convicted of mail andwire fraud in connection with the offer and sale of $10 million worth of subordinatedcapital notes (Notes) to customers of Germania
Morris and Gardner were convicted of failing to disclose GermaniaS true financialcondition to investors by failing to disclose an internal analysis which was performedprior to the sale of the Notes which indicated that the Banks existing reserves forlosses on loans and other assets needed to be increased by approximately $9 millionIn addition Horris and Gardner were convicted of selling the Notes using a salescampaign entitled wTop GunW which directed the sale toward Older less sophisticatedinvestors with limited financial resources
The convictions are for essentially the same conduct as is alleged in the Commissionscomplaint against Horris Gardner Joseph Mason and others which was filed on December10 1991 [US v Edward L Horris and Steven H Gardner Criminal No 92-30144-WLB SD Ill] (LR-13873)
INVESTHENT COHPARY ACT RELKASES
PASADENA INVESTMENT TRUST ET AL
A notice has been issued giving interested persons until December 8 1993 to requesta hearing on an application filed by Pasadena Investment Trust et a1 for an orderunder Section 6(c) of the Investment Company Act exempting applicants from sections2(a)(32) 2(a)(35) l8(f) l8(g) l8(i) 22(c) and 22(d) of the Act and Rule 22c-1 thereunder The order would permit applicants to issue multiple classes of sharesrepresenting interests in the same portfolio of securities assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares and waive the CDSC incertain instances (Rel IC-19862 - November 12)
GREAT HALL VALUE TRUST-SERIES 1
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by Great Hall Value Trust-Series 1 on behalf ofitself and certain subsequent series (each a Series) for an order under Section 6(c)of the Investment Company Act to permit each Series to invest up to ten percent ofits total assets in securities of issuers that derived more than fifteen percent oftheir gross revenues in their most recent fiscal year from securities relatedactivities (Re1 IC-19863 - November 12)
THE FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 69
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by The First Trust Special Situations Trust Series69 on behalf of itself and certain subsequent series (each a Series) for an orderunder Section 6(c) of the Investment Company Act to permit each Series to invest upto ten percent of its total assets in securities of issuers that derived more thanfifteen percent of their gross revenues in their most recent fiscal year fromsecurities related activities (Rel IC-19864 - November 12)
NEWS DIGEST November 16 1993 5
SECURITY FIRST LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 26(b) of the Investment Company Act The order approves a proposed substitution of shares of the Money Market Portfolio of the Variable Insurance Products Fund for shares of the Money Market Series of Security First Trust held by Security First Life Separate Account A (Account A) and by Fidelity Standard Life Separate Account (Fidelity Account together with Account A the Accounts) Along with the Accounts the applicants were Security First Life Insurance Company and Fidelity Standard Life Insurance Company (Rel IC-19865 -November 12)
FARM BUREAU LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by Farm Bureau Life Insurance Company Farm Bureau Life Annuity Account (Account) and FBL Marketing Services Inc that grants exemptions from Sections 26(a)(2) and 27(c)(2) of the Investment CompanyAct so that Applicants may assess a mortality and expense risk charge against the
Incorporated (Gruntal) under Section 9(c) of the Investment Company Act of exempting
assets of the Account which funds individual flexible annuity contracts (Rel IC-19866 - November 12)
premium deferred variable
GRUNTAL amp CO INCORPORATED
A conditional order has been issued on an application filed by Gruntal amp Co
Gruntal from Section 9(a) of the Act to the extent necessary to permit Gruntal to employ Robert J DeCanio an individual who is subject to a securities related injunction (Rel IC-19867 - November 15)
AHSOUTH MUTUAL FUNDS ET AL
A notice has been issued giving interested persons until December 10 1993 to requesta hearing on an application filed by AmSouth Mutual Funds et al Applicants seek to amend a prior order that permits the applicant investment companies to offer upto four classes of shares As amended the order would permit the applicantinvestment companies to issue up to five classes of shares assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares of one class and waive the CDSC in certain cases (Rel IC-19868 - November 15)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form NameAddress and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branchand a designation if the statement is a New Issue
6 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
The Cpilliuissionfound that the conduct did not implicate Section 10(b) or Rule lOb-S nor did it constitute conduct inconsistent with just and equitable principles of trade Consequently the Commission set aside the findings of fraud or unethical conduct and reversed the sanctions imposed However the Commission sustained a finding of fictitious trading and a finding of the failure to properly designate an order ticket prior to its transmission to the trading floor but imposed no sanctionin view of the Commissions action against Toczek in another action decided at the same time (Rel 34-33175)
COMMISSION MODIFIES NYSE SANCTIONS IMPOSED AGAINST PETER HARTIN TOCZEK
The Commission has modified the NYSEs findings of violation against Peter Martin Toczek of New York City The NYSE censured Toczek fined him $50000 suspended him for a period of six months and required him to be supervised and to requalify within that period as floor member and general securities principal During four periodsin 1983 Toczek placed purchase orders at the close of NYSE trading on consecutive days which had the effect of raising the closing prices on those days The NYSE found that Toczek not only engaged in conduct that was inconsistent with just and equitable principles of trade but violated Section 10(b) of the Securities ExchangeAct and Rule 10b-5 thereunder The Commission agreed that Toczek engaged in conduct inconsistent with just and equitable principles of trade but concluded that the evidence did not support a finding of scienter necessary to sustain a charge of manipulation under Rule 10bmiddotS It consequently eliminated the suspension which the NYSE Board of Governors had imposed on Toczek distinctly for the manipulation findingThe Commission sustained the remaining sanctions
The NYSE had also found that Toczek in violation of Exchange Rule 390 twice sold listed securities on the over-the-counter market at a time when trading on the Exchange was being conducted The Commission concluded that it was inappropriate to impose any additional sanction on Toczek for this violation wbecause the NYSEs inordinate delay in bringing its charges disabled Toczek from documenting whatever defenses he may have had (Re1 34-33176)
NASD PROCEEDINGS AGAINST US ASSOCIATES ET AL REMANDED
The Commission has remanded to the NASD disciplinary proceedings against US Associates Inc (liSA) of Little Rock Arkansas a former NASD member firm Rondell E Loftin USAs president Douglas Shivers a USA trader Ronald Davis a USA salesmen and Bobby Johnston a USA vice-president The Commission found that the NASDs proceedings against the Applicants were not fair It vacated the NASDs findings and sanctions and remanded the matter for a new hearing before a new1y-constituted hearing panel
The Commission did not reach the NASDs substantive findings that Applicants had fraudulently priced zero-coupon bonds and government securities Instead the Commission found that the NASDs District Committee hearing violated the NASDs own rules entitling Applicants to a reasonable pre-hearing opportunity to review evidence against them and a reasonable opportunity to present their case in person to the hearing panel Here Applicants were surprised when the NASD staff presented over 600 pages of additional evidence to them on the morning of their hearing In addition the five Applicants were given only four hours to present their cases while
2 NEVS DIGEST November 16 1993
the NASD staff was accorded one-and-a-half days Applicants were unable to fullypresent their cases including their credibility and demeanor
While every procedural defect does not harm respondents in disciplinary proceedings
Other Equitable Relief on November 10 in the US District Court for the Northern
the Commission stated that this principle could not procedural problems in this case (Rel 34-33189)
cure the multiple and cumulative
ACTION FILED AGAINST RONALD COHEN dba W amp A TRUST ACCOUNT
The Commission today announced the filing of a Complaint For Civil Injunction and
District of Texas against Ronald A Cohen (Cohen) dba W amp A Trust Account
The complaint alleged that Cohen violated the registrations and antifraud provisionsof the securities laws in connection with the offer purchase and sale of securities According to the complaint since June 1991 Cohen raised at least $75 million from investors The Commission further alleged that Cohen who was not registered as a broker and dealer in securities engaged in securities transactions for the accounts of these investors In addition the complaint alleged that Cohen failed to disclose or misrepresented the true nature of his numerous felony convictions Finally the Commission alleged that in contravention of his representations to investors that he would only engage in cash transactions Cohen engaged in option and margintransactions and incurred substantial losses of investors monies
Also on November 10 the United States District Court for the Northern District of Texas entered Orders permanently enjoining Cohen from continuing to violate the aforementioned provisions of the securities laws ordering disgorgement and civil penalties in amounts to be determined appointing a receiver freezing the assets ofand directing an accounting from Cohen [SEC v Ronald A Cohen dba W amp A TRUST ACCOUNTjUSDCND TXDallas DivNo CA-3-93CV2257P] (LR-13870)
TEMPORARY RESTRAINING ORDER ISSUED AGAINST EUROPEAN KINGS CLUB EUROPEAN KINGS CLUB -CORP EKC RE-INSURANCE (EUROPE) LTD GERMAN KINGS CLUB EV WOLFGANG STORIES DAKARA A BERTGES HARALD K BERTGES AND ROBERT W PALMER JR
On November 15 the Honorable Morton A Brody of the United States District Court for the District of Maine granted the Commissions request for a Temporary RestrainingOrder against European Kings Club European Kings Club - Corp EKC-Re-Insurance (Europe) Ltd German Kings Club EV Wolfgang Sturies of Offenbach Germany Damara A Bertges of Lime sha in Germany Harald K Bertges of Lime sha in Germany and Robert W Palmer Jr of Waterville Maine The Court also issued an order for the freezingof assets an order prohibiting the acceptance of additional investor funds an accounting of assets and an order requiring the repatriation to the United States of assets transferred abroad
The Commissions complaint alleges that the defendants are engaged in a Ponzi scheme in violation of the federal securities laws According to the Commissions complaintthis scheme involved the offer and sale of unregistered securities in the form of letters of investment The complaint alleges that the defendants fraudulently induced
NEWS DIGEST November 16 1993 3
individuals to join EKC at a membership fee of $100 per year and then to purchaseone or more of the W1ettersw at a cost of $1400 per letter The letter guaranteesthe holder a total return of $2400 in twelve monthly installments of $200 which amounts to a per letter return of $1000 or 71 per year [SEC v European KingsClub et a1 CA No 93-0258-B D ME] (LR-1387l)
COMPLAINT FILED AGAINST KENNETH PUCKETT
The Commission announced the filing of a complaint on October 27 1993 in the US District Court for the Northern District of Illinois against Kenneth Puckett (Puckett)for violations of the anti fraud provisions of the federal securities laws The complaint alleges that from May 1986 to November 1992 Puckett raised $2 million from 34 investors for the purchase of securities and then converted the funds to his own use In connection with the purchase of these securities the complaint alleges that Puckett misstated and omitted to state material facts to investors concerning amongother things his failure to invest client funds as represented and his use of such funds to make payments to existing clients and to pay business and personal expensesThe complaint further alleges that from April 1991 to November 1992 in connection with his registration as an investment adviser Puckett failed to disclose his custodyof approximately $1 million in client funds Puckett also violated several of the investment adviser custody and possession rules under the federal securities laws [SEC v Kenneth Puckett NDl11 93 CIV 6566 GWL] (LR-l3872)
SECOND HOT ION FOR CIVIL CONTEMPT FILED AGAINST LYNN OYLER
On November 10 the Commission filed a Second Motion for Civil Contempt Against LynnR Oyler (Oyler) based on Oylers violation of the Order of Preliminary Injunctionentered on March 12 The Hotion states that Oyler violated the provisions of the Preliminary Injunction which prohibit him from transferring his assets by entering into a letter of intent for the sale of his interests in a wireless cable lease agreement on October 1
The Motion requests that the Court find Oyler in contempt of the PreliminaryInjunction and order that he may purge his contempt by proceeding with the sale of his wireless cable lease agreement provided that the proceeds be deposited into the Registry of the Court The Hotion requests that if Oyler does not comply he be incarcerated
The Commissions first motion for civil contempt filed July 20 1993 was based on Oylers entry into a contract for the sale of his residence and was resolved when Oyler stipulated that the sale proceeds would be deposited into the Registry of the Court [SEC v Lynn R Oyler Delta Star Corporation Bowen Bo Wagner Interfirst Equities Corporation and Fortune Plus Management Company Civil Action No 93-NC 033SD Utah] (LR-13874)
HORRIS AND GARDNER CONVICTED
The Commission and Clifford J Proud acting United States Attorney for the Southern District of Illinois announced the convictions of Edward Morris formerly the Chief
4 NEWS DIGEST November 16 1993
Executive Officer of Germania Bank and Steven Gardner of Chesterfield Missouriformerly the President of Germania Morris and Gardner were convicted of mail andwire fraud in connection with the offer and sale of $10 million worth of subordinatedcapital notes (Notes) to customers of Germania
Morris and Gardner were convicted of failing to disclose GermaniaS true financialcondition to investors by failing to disclose an internal analysis which was performedprior to the sale of the Notes which indicated that the Banks existing reserves forlosses on loans and other assets needed to be increased by approximately $9 millionIn addition Horris and Gardner were convicted of selling the Notes using a salescampaign entitled wTop GunW which directed the sale toward Older less sophisticatedinvestors with limited financial resources
The convictions are for essentially the same conduct as is alleged in the Commissionscomplaint against Horris Gardner Joseph Mason and others which was filed on December10 1991 [US v Edward L Horris and Steven H Gardner Criminal No 92-30144-WLB SD Ill] (LR-13873)
INVESTHENT COHPARY ACT RELKASES
PASADENA INVESTMENT TRUST ET AL
A notice has been issued giving interested persons until December 8 1993 to requesta hearing on an application filed by Pasadena Investment Trust et a1 for an orderunder Section 6(c) of the Investment Company Act exempting applicants from sections2(a)(32) 2(a)(35) l8(f) l8(g) l8(i) 22(c) and 22(d) of the Act and Rule 22c-1 thereunder The order would permit applicants to issue multiple classes of sharesrepresenting interests in the same portfolio of securities assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares and waive the CDSC incertain instances (Rel IC-19862 - November 12)
GREAT HALL VALUE TRUST-SERIES 1
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by Great Hall Value Trust-Series 1 on behalf ofitself and certain subsequent series (each a Series) for an order under Section 6(c)of the Investment Company Act to permit each Series to invest up to ten percent ofits total assets in securities of issuers that derived more than fifteen percent oftheir gross revenues in their most recent fiscal year from securities relatedactivities (Re1 IC-19863 - November 12)
THE FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 69
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by The First Trust Special Situations Trust Series69 on behalf of itself and certain subsequent series (each a Series) for an orderunder Section 6(c) of the Investment Company Act to permit each Series to invest upto ten percent of its total assets in securities of issuers that derived more thanfifteen percent of their gross revenues in their most recent fiscal year fromsecurities related activities (Rel IC-19864 - November 12)
NEWS DIGEST November 16 1993 5
SECURITY FIRST LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 26(b) of the Investment Company Act The order approves a proposed substitution of shares of the Money Market Portfolio of the Variable Insurance Products Fund for shares of the Money Market Series of Security First Trust held by Security First Life Separate Account A (Account A) and by Fidelity Standard Life Separate Account (Fidelity Account together with Account A the Accounts) Along with the Accounts the applicants were Security First Life Insurance Company and Fidelity Standard Life Insurance Company (Rel IC-19865 -November 12)
FARM BUREAU LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by Farm Bureau Life Insurance Company Farm Bureau Life Annuity Account (Account) and FBL Marketing Services Inc that grants exemptions from Sections 26(a)(2) and 27(c)(2) of the Investment CompanyAct so that Applicants may assess a mortality and expense risk charge against the
Incorporated (Gruntal) under Section 9(c) of the Investment Company Act of exempting
assets of the Account which funds individual flexible annuity contracts (Rel IC-19866 - November 12)
premium deferred variable
GRUNTAL amp CO INCORPORATED
A conditional order has been issued on an application filed by Gruntal amp Co
Gruntal from Section 9(a) of the Act to the extent necessary to permit Gruntal to employ Robert J DeCanio an individual who is subject to a securities related injunction (Rel IC-19867 - November 15)
AHSOUTH MUTUAL FUNDS ET AL
A notice has been issued giving interested persons until December 10 1993 to requesta hearing on an application filed by AmSouth Mutual Funds et al Applicants seek to amend a prior order that permits the applicant investment companies to offer upto four classes of shares As amended the order would permit the applicantinvestment companies to issue up to five classes of shares assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares of one class and waive the CDSC in certain cases (Rel IC-19868 - November 15)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form NameAddress and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branchand a designation if the statement is a New Issue
6 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
the NASD staff was accorded one-and-a-half days Applicants were unable to fullypresent their cases including their credibility and demeanor
While every procedural defect does not harm respondents in disciplinary proceedings
Other Equitable Relief on November 10 in the US District Court for the Northern
the Commission stated that this principle could not procedural problems in this case (Rel 34-33189)
cure the multiple and cumulative
ACTION FILED AGAINST RONALD COHEN dba W amp A TRUST ACCOUNT
The Commission today announced the filing of a Complaint For Civil Injunction and
District of Texas against Ronald A Cohen (Cohen) dba W amp A Trust Account
The complaint alleged that Cohen violated the registrations and antifraud provisionsof the securities laws in connection with the offer purchase and sale of securities According to the complaint since June 1991 Cohen raised at least $75 million from investors The Commission further alleged that Cohen who was not registered as a broker and dealer in securities engaged in securities transactions for the accounts of these investors In addition the complaint alleged that Cohen failed to disclose or misrepresented the true nature of his numerous felony convictions Finally the Commission alleged that in contravention of his representations to investors that he would only engage in cash transactions Cohen engaged in option and margintransactions and incurred substantial losses of investors monies
Also on November 10 the United States District Court for the Northern District of Texas entered Orders permanently enjoining Cohen from continuing to violate the aforementioned provisions of the securities laws ordering disgorgement and civil penalties in amounts to be determined appointing a receiver freezing the assets ofand directing an accounting from Cohen [SEC v Ronald A Cohen dba W amp A TRUST ACCOUNTjUSDCND TXDallas DivNo CA-3-93CV2257P] (LR-13870)
TEMPORARY RESTRAINING ORDER ISSUED AGAINST EUROPEAN KINGS CLUB EUROPEAN KINGS CLUB -CORP EKC RE-INSURANCE (EUROPE) LTD GERMAN KINGS CLUB EV WOLFGANG STORIES DAKARA A BERTGES HARALD K BERTGES AND ROBERT W PALMER JR
On November 15 the Honorable Morton A Brody of the United States District Court for the District of Maine granted the Commissions request for a Temporary RestrainingOrder against European Kings Club European Kings Club - Corp EKC-Re-Insurance (Europe) Ltd German Kings Club EV Wolfgang Sturies of Offenbach Germany Damara A Bertges of Lime sha in Germany Harald K Bertges of Lime sha in Germany and Robert W Palmer Jr of Waterville Maine The Court also issued an order for the freezingof assets an order prohibiting the acceptance of additional investor funds an accounting of assets and an order requiring the repatriation to the United States of assets transferred abroad
The Commissions complaint alleges that the defendants are engaged in a Ponzi scheme in violation of the federal securities laws According to the Commissions complaintthis scheme involved the offer and sale of unregistered securities in the form of letters of investment The complaint alleges that the defendants fraudulently induced
NEWS DIGEST November 16 1993 3
individuals to join EKC at a membership fee of $100 per year and then to purchaseone or more of the W1ettersw at a cost of $1400 per letter The letter guaranteesthe holder a total return of $2400 in twelve monthly installments of $200 which amounts to a per letter return of $1000 or 71 per year [SEC v European KingsClub et a1 CA No 93-0258-B D ME] (LR-1387l)
COMPLAINT FILED AGAINST KENNETH PUCKETT
The Commission announced the filing of a complaint on October 27 1993 in the US District Court for the Northern District of Illinois against Kenneth Puckett (Puckett)for violations of the anti fraud provisions of the federal securities laws The complaint alleges that from May 1986 to November 1992 Puckett raised $2 million from 34 investors for the purchase of securities and then converted the funds to his own use In connection with the purchase of these securities the complaint alleges that Puckett misstated and omitted to state material facts to investors concerning amongother things his failure to invest client funds as represented and his use of such funds to make payments to existing clients and to pay business and personal expensesThe complaint further alleges that from April 1991 to November 1992 in connection with his registration as an investment adviser Puckett failed to disclose his custodyof approximately $1 million in client funds Puckett also violated several of the investment adviser custody and possession rules under the federal securities laws [SEC v Kenneth Puckett NDl11 93 CIV 6566 GWL] (LR-l3872)
SECOND HOT ION FOR CIVIL CONTEMPT FILED AGAINST LYNN OYLER
On November 10 the Commission filed a Second Motion for Civil Contempt Against LynnR Oyler (Oyler) based on Oylers violation of the Order of Preliminary Injunctionentered on March 12 The Hotion states that Oyler violated the provisions of the Preliminary Injunction which prohibit him from transferring his assets by entering into a letter of intent for the sale of his interests in a wireless cable lease agreement on October 1
The Motion requests that the Court find Oyler in contempt of the PreliminaryInjunction and order that he may purge his contempt by proceeding with the sale of his wireless cable lease agreement provided that the proceeds be deposited into the Registry of the Court The Hotion requests that if Oyler does not comply he be incarcerated
The Commissions first motion for civil contempt filed July 20 1993 was based on Oylers entry into a contract for the sale of his residence and was resolved when Oyler stipulated that the sale proceeds would be deposited into the Registry of the Court [SEC v Lynn R Oyler Delta Star Corporation Bowen Bo Wagner Interfirst Equities Corporation and Fortune Plus Management Company Civil Action No 93-NC 033SD Utah] (LR-13874)
HORRIS AND GARDNER CONVICTED
The Commission and Clifford J Proud acting United States Attorney for the Southern District of Illinois announced the convictions of Edward Morris formerly the Chief
4 NEWS DIGEST November 16 1993
Executive Officer of Germania Bank and Steven Gardner of Chesterfield Missouriformerly the President of Germania Morris and Gardner were convicted of mail andwire fraud in connection with the offer and sale of $10 million worth of subordinatedcapital notes (Notes) to customers of Germania
Morris and Gardner were convicted of failing to disclose GermaniaS true financialcondition to investors by failing to disclose an internal analysis which was performedprior to the sale of the Notes which indicated that the Banks existing reserves forlosses on loans and other assets needed to be increased by approximately $9 millionIn addition Horris and Gardner were convicted of selling the Notes using a salescampaign entitled wTop GunW which directed the sale toward Older less sophisticatedinvestors with limited financial resources
The convictions are for essentially the same conduct as is alleged in the Commissionscomplaint against Horris Gardner Joseph Mason and others which was filed on December10 1991 [US v Edward L Horris and Steven H Gardner Criminal No 92-30144-WLB SD Ill] (LR-13873)
INVESTHENT COHPARY ACT RELKASES
PASADENA INVESTMENT TRUST ET AL
A notice has been issued giving interested persons until December 8 1993 to requesta hearing on an application filed by Pasadena Investment Trust et a1 for an orderunder Section 6(c) of the Investment Company Act exempting applicants from sections2(a)(32) 2(a)(35) l8(f) l8(g) l8(i) 22(c) and 22(d) of the Act and Rule 22c-1 thereunder The order would permit applicants to issue multiple classes of sharesrepresenting interests in the same portfolio of securities assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares and waive the CDSC incertain instances (Rel IC-19862 - November 12)
GREAT HALL VALUE TRUST-SERIES 1
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by Great Hall Value Trust-Series 1 on behalf ofitself and certain subsequent series (each a Series) for an order under Section 6(c)of the Investment Company Act to permit each Series to invest up to ten percent ofits total assets in securities of issuers that derived more than fifteen percent oftheir gross revenues in their most recent fiscal year from securities relatedactivities (Re1 IC-19863 - November 12)
THE FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 69
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by The First Trust Special Situations Trust Series69 on behalf of itself and certain subsequent series (each a Series) for an orderunder Section 6(c) of the Investment Company Act to permit each Series to invest upto ten percent of its total assets in securities of issuers that derived more thanfifteen percent of their gross revenues in their most recent fiscal year fromsecurities related activities (Rel IC-19864 - November 12)
NEWS DIGEST November 16 1993 5
SECURITY FIRST LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 26(b) of the Investment Company Act The order approves a proposed substitution of shares of the Money Market Portfolio of the Variable Insurance Products Fund for shares of the Money Market Series of Security First Trust held by Security First Life Separate Account A (Account A) and by Fidelity Standard Life Separate Account (Fidelity Account together with Account A the Accounts) Along with the Accounts the applicants were Security First Life Insurance Company and Fidelity Standard Life Insurance Company (Rel IC-19865 -November 12)
FARM BUREAU LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by Farm Bureau Life Insurance Company Farm Bureau Life Annuity Account (Account) and FBL Marketing Services Inc that grants exemptions from Sections 26(a)(2) and 27(c)(2) of the Investment CompanyAct so that Applicants may assess a mortality and expense risk charge against the
Incorporated (Gruntal) under Section 9(c) of the Investment Company Act of exempting
assets of the Account which funds individual flexible annuity contracts (Rel IC-19866 - November 12)
premium deferred variable
GRUNTAL amp CO INCORPORATED
A conditional order has been issued on an application filed by Gruntal amp Co
Gruntal from Section 9(a) of the Act to the extent necessary to permit Gruntal to employ Robert J DeCanio an individual who is subject to a securities related injunction (Rel IC-19867 - November 15)
AHSOUTH MUTUAL FUNDS ET AL
A notice has been issued giving interested persons until December 10 1993 to requesta hearing on an application filed by AmSouth Mutual Funds et al Applicants seek to amend a prior order that permits the applicant investment companies to offer upto four classes of shares As amended the order would permit the applicantinvestment companies to issue up to five classes of shares assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares of one class and waive the CDSC in certain cases (Rel IC-19868 - November 15)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form NameAddress and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branchand a designation if the statement is a New Issue
6 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
individuals to join EKC at a membership fee of $100 per year and then to purchaseone or more of the W1ettersw at a cost of $1400 per letter The letter guaranteesthe holder a total return of $2400 in twelve monthly installments of $200 which amounts to a per letter return of $1000 or 71 per year [SEC v European KingsClub et a1 CA No 93-0258-B D ME] (LR-1387l)
COMPLAINT FILED AGAINST KENNETH PUCKETT
The Commission announced the filing of a complaint on October 27 1993 in the US District Court for the Northern District of Illinois against Kenneth Puckett (Puckett)for violations of the anti fraud provisions of the federal securities laws The complaint alleges that from May 1986 to November 1992 Puckett raised $2 million from 34 investors for the purchase of securities and then converted the funds to his own use In connection with the purchase of these securities the complaint alleges that Puckett misstated and omitted to state material facts to investors concerning amongother things his failure to invest client funds as represented and his use of such funds to make payments to existing clients and to pay business and personal expensesThe complaint further alleges that from April 1991 to November 1992 in connection with his registration as an investment adviser Puckett failed to disclose his custodyof approximately $1 million in client funds Puckett also violated several of the investment adviser custody and possession rules under the federal securities laws [SEC v Kenneth Puckett NDl11 93 CIV 6566 GWL] (LR-l3872)
SECOND HOT ION FOR CIVIL CONTEMPT FILED AGAINST LYNN OYLER
On November 10 the Commission filed a Second Motion for Civil Contempt Against LynnR Oyler (Oyler) based on Oylers violation of the Order of Preliminary Injunctionentered on March 12 The Hotion states that Oyler violated the provisions of the Preliminary Injunction which prohibit him from transferring his assets by entering into a letter of intent for the sale of his interests in a wireless cable lease agreement on October 1
The Motion requests that the Court find Oyler in contempt of the PreliminaryInjunction and order that he may purge his contempt by proceeding with the sale of his wireless cable lease agreement provided that the proceeds be deposited into the Registry of the Court The Hotion requests that if Oyler does not comply he be incarcerated
The Commissions first motion for civil contempt filed July 20 1993 was based on Oylers entry into a contract for the sale of his residence and was resolved when Oyler stipulated that the sale proceeds would be deposited into the Registry of the Court [SEC v Lynn R Oyler Delta Star Corporation Bowen Bo Wagner Interfirst Equities Corporation and Fortune Plus Management Company Civil Action No 93-NC 033SD Utah] (LR-13874)
HORRIS AND GARDNER CONVICTED
The Commission and Clifford J Proud acting United States Attorney for the Southern District of Illinois announced the convictions of Edward Morris formerly the Chief
4 NEWS DIGEST November 16 1993
Executive Officer of Germania Bank and Steven Gardner of Chesterfield Missouriformerly the President of Germania Morris and Gardner were convicted of mail andwire fraud in connection with the offer and sale of $10 million worth of subordinatedcapital notes (Notes) to customers of Germania
Morris and Gardner were convicted of failing to disclose GermaniaS true financialcondition to investors by failing to disclose an internal analysis which was performedprior to the sale of the Notes which indicated that the Banks existing reserves forlosses on loans and other assets needed to be increased by approximately $9 millionIn addition Horris and Gardner were convicted of selling the Notes using a salescampaign entitled wTop GunW which directed the sale toward Older less sophisticatedinvestors with limited financial resources
The convictions are for essentially the same conduct as is alleged in the Commissionscomplaint against Horris Gardner Joseph Mason and others which was filed on December10 1991 [US v Edward L Horris and Steven H Gardner Criminal No 92-30144-WLB SD Ill] (LR-13873)
INVESTHENT COHPARY ACT RELKASES
PASADENA INVESTMENT TRUST ET AL
A notice has been issued giving interested persons until December 8 1993 to requesta hearing on an application filed by Pasadena Investment Trust et a1 for an orderunder Section 6(c) of the Investment Company Act exempting applicants from sections2(a)(32) 2(a)(35) l8(f) l8(g) l8(i) 22(c) and 22(d) of the Act and Rule 22c-1 thereunder The order would permit applicants to issue multiple classes of sharesrepresenting interests in the same portfolio of securities assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares and waive the CDSC incertain instances (Rel IC-19862 - November 12)
GREAT HALL VALUE TRUST-SERIES 1
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by Great Hall Value Trust-Series 1 on behalf ofitself and certain subsequent series (each a Series) for an order under Section 6(c)of the Investment Company Act to permit each Series to invest up to ten percent ofits total assets in securities of issuers that derived more than fifteen percent oftheir gross revenues in their most recent fiscal year from securities relatedactivities (Re1 IC-19863 - November 12)
THE FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 69
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by The First Trust Special Situations Trust Series69 on behalf of itself and certain subsequent series (each a Series) for an orderunder Section 6(c) of the Investment Company Act to permit each Series to invest upto ten percent of its total assets in securities of issuers that derived more thanfifteen percent of their gross revenues in their most recent fiscal year fromsecurities related activities (Rel IC-19864 - November 12)
NEWS DIGEST November 16 1993 5
SECURITY FIRST LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 26(b) of the Investment Company Act The order approves a proposed substitution of shares of the Money Market Portfolio of the Variable Insurance Products Fund for shares of the Money Market Series of Security First Trust held by Security First Life Separate Account A (Account A) and by Fidelity Standard Life Separate Account (Fidelity Account together with Account A the Accounts) Along with the Accounts the applicants were Security First Life Insurance Company and Fidelity Standard Life Insurance Company (Rel IC-19865 -November 12)
FARM BUREAU LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by Farm Bureau Life Insurance Company Farm Bureau Life Annuity Account (Account) and FBL Marketing Services Inc that grants exemptions from Sections 26(a)(2) and 27(c)(2) of the Investment CompanyAct so that Applicants may assess a mortality and expense risk charge against the
Incorporated (Gruntal) under Section 9(c) of the Investment Company Act of exempting
assets of the Account which funds individual flexible annuity contracts (Rel IC-19866 - November 12)
premium deferred variable
GRUNTAL amp CO INCORPORATED
A conditional order has been issued on an application filed by Gruntal amp Co
Gruntal from Section 9(a) of the Act to the extent necessary to permit Gruntal to employ Robert J DeCanio an individual who is subject to a securities related injunction (Rel IC-19867 - November 15)
AHSOUTH MUTUAL FUNDS ET AL
A notice has been issued giving interested persons until December 10 1993 to requesta hearing on an application filed by AmSouth Mutual Funds et al Applicants seek to amend a prior order that permits the applicant investment companies to offer upto four classes of shares As amended the order would permit the applicantinvestment companies to issue up to five classes of shares assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares of one class and waive the CDSC in certain cases (Rel IC-19868 - November 15)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form NameAddress and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branchand a designation if the statement is a New Issue
6 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
Executive Officer of Germania Bank and Steven Gardner of Chesterfield Missouriformerly the President of Germania Morris and Gardner were convicted of mail andwire fraud in connection with the offer and sale of $10 million worth of subordinatedcapital notes (Notes) to customers of Germania
Morris and Gardner were convicted of failing to disclose GermaniaS true financialcondition to investors by failing to disclose an internal analysis which was performedprior to the sale of the Notes which indicated that the Banks existing reserves forlosses on loans and other assets needed to be increased by approximately $9 millionIn addition Horris and Gardner were convicted of selling the Notes using a salescampaign entitled wTop GunW which directed the sale toward Older less sophisticatedinvestors with limited financial resources
The convictions are for essentially the same conduct as is alleged in the Commissionscomplaint against Horris Gardner Joseph Mason and others which was filed on December10 1991 [US v Edward L Horris and Steven H Gardner Criminal No 92-30144-WLB SD Ill] (LR-13873)
INVESTHENT COHPARY ACT RELKASES
PASADENA INVESTMENT TRUST ET AL
A notice has been issued giving interested persons until December 8 1993 to requesta hearing on an application filed by Pasadena Investment Trust et a1 for an orderunder Section 6(c) of the Investment Company Act exempting applicants from sections2(a)(32) 2(a)(35) l8(f) l8(g) l8(i) 22(c) and 22(d) of the Act and Rule 22c-1 thereunder The order would permit applicants to issue multiple classes of sharesrepresenting interests in the same portfolio of securities assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares and waive the CDSC incertain instances (Rel IC-19862 - November 12)
GREAT HALL VALUE TRUST-SERIES 1
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by Great Hall Value Trust-Series 1 on behalf ofitself and certain subsequent series (each a Series) for an order under Section 6(c)of the Investment Company Act to permit each Series to invest up to ten percent ofits total assets in securities of issuers that derived more than fifteen percent oftheir gross revenues in their most recent fiscal year from securities relatedactivities (Re1 IC-19863 - November 12)
THE FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 69
A notice has been issued giving interested persons until December 7 1993 to requesta hearing on an application filed by The First Trust Special Situations Trust Series69 on behalf of itself and certain subsequent series (each a Series) for an orderunder Section 6(c) of the Investment Company Act to permit each Series to invest upto ten percent of its total assets in securities of issuers that derived more thanfifteen percent of their gross revenues in their most recent fiscal year fromsecurities related activities (Rel IC-19864 - November 12)
NEWS DIGEST November 16 1993 5
SECURITY FIRST LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 26(b) of the Investment Company Act The order approves a proposed substitution of shares of the Money Market Portfolio of the Variable Insurance Products Fund for shares of the Money Market Series of Security First Trust held by Security First Life Separate Account A (Account A) and by Fidelity Standard Life Separate Account (Fidelity Account together with Account A the Accounts) Along with the Accounts the applicants were Security First Life Insurance Company and Fidelity Standard Life Insurance Company (Rel IC-19865 -November 12)
FARM BUREAU LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by Farm Bureau Life Insurance Company Farm Bureau Life Annuity Account (Account) and FBL Marketing Services Inc that grants exemptions from Sections 26(a)(2) and 27(c)(2) of the Investment CompanyAct so that Applicants may assess a mortality and expense risk charge against the
Incorporated (Gruntal) under Section 9(c) of the Investment Company Act of exempting
assets of the Account which funds individual flexible annuity contracts (Rel IC-19866 - November 12)
premium deferred variable
GRUNTAL amp CO INCORPORATED
A conditional order has been issued on an application filed by Gruntal amp Co
Gruntal from Section 9(a) of the Act to the extent necessary to permit Gruntal to employ Robert J DeCanio an individual who is subject to a securities related injunction (Rel IC-19867 - November 15)
AHSOUTH MUTUAL FUNDS ET AL
A notice has been issued giving interested persons until December 10 1993 to requesta hearing on an application filed by AmSouth Mutual Funds et al Applicants seek to amend a prior order that permits the applicant investment companies to offer upto four classes of shares As amended the order would permit the applicantinvestment companies to issue up to five classes of shares assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares of one class and waive the CDSC in certain cases (Rel IC-19868 - November 15)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form NameAddress and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branchand a designation if the statement is a New Issue
6 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
SECURITY FIRST LIFE INSURANCE COMPANY ET AL
An order has been issued pursuant to Section 26(b) of the Investment Company Act The order approves a proposed substitution of shares of the Money Market Portfolio of the Variable Insurance Products Fund for shares of the Money Market Series of Security First Trust held by Security First Life Separate Account A (Account A) and by Fidelity Standard Life Separate Account (Fidelity Account together with Account A the Accounts) Along with the Accounts the applicants were Security First Life Insurance Company and Fidelity Standard Life Insurance Company (Rel IC-19865 -November 12)
FARM BUREAU LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by Farm Bureau Life Insurance Company Farm Bureau Life Annuity Account (Account) and FBL Marketing Services Inc that grants exemptions from Sections 26(a)(2) and 27(c)(2) of the Investment CompanyAct so that Applicants may assess a mortality and expense risk charge against the
Incorporated (Gruntal) under Section 9(c) of the Investment Company Act of exempting
assets of the Account which funds individual flexible annuity contracts (Rel IC-19866 - November 12)
premium deferred variable
GRUNTAL amp CO INCORPORATED
A conditional order has been issued on an application filed by Gruntal amp Co
Gruntal from Section 9(a) of the Act to the extent necessary to permit Gruntal to employ Robert J DeCanio an individual who is subject to a securities related injunction (Rel IC-19867 - November 15)
AHSOUTH MUTUAL FUNDS ET AL
A notice has been issued giving interested persons until December 10 1993 to requesta hearing on an application filed by AmSouth Mutual Funds et al Applicants seek to amend a prior order that permits the applicant investment companies to offer upto four classes of shares As amended the order would permit the applicantinvestment companies to issue up to five classes of shares assess a contingentdeferred sales charge (CDSC) on certain redemptions of shares of one class and waive the CDSC in certain cases (Rel IC-19868 - November 15)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933 The reported information appears as follows Form NameAddress and Phone Number (if available) of the issuer of the security Title and the number andor face amount of the securities being offered Name of the managingunderwriter or depositor (if applicable) File number and date filed Assigned Branchand a designation if the statement is a New Issue
6 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
REGISTRATIONS
58-2 AIRPCIlT SYSTEMS IITERNATUliAL lit 11300 WEST 89TH ST OVERIAII) PAIIC a66214 (913) 492-0861 - 1685000 (S20400ooo) ~ STUCIC lJI)ERYtiTElFAHlESTOCIcamp co lit (FILE 33-1091O-FW - OCT 28) (Il 3)
58-2 BOOD EIlERGY CORP 1601 _THUEST EXPRESSWAY STE 1400 anAIIIIA CITY CIIC73118 (405) 840-1067 - 287500 ($17250000) PREFERRED STOCK 1662500($15862500) ~ STOCK lJI)ERWRITER PNJLSCII IIVESTJIEIIT CXI lie(FILE 33-70980-FV - OCT 28) (BR 4 - lIEU ISSlE)
1-1A lIlICOLIt NATICIIAL EQUITY IICDIE All) INC 1300 SGlTH CLIIITCII STIEETF(IlT ~YIIE II 46801 - IImEFlIITE SHARES (FILE 33-71158 - lOW 02)(BR 18 - lEV ISSlE)
S-1 MIll GRClJP lit 3100 CAPITAL CRIE TALLAIIASSE FL 3230IS (904) 385-85 - 2530000 (127830000) aJIIDI STOCC lJI)ERWRlTER All) SEDIlITIES CDP LAIDLMI EQUITIES IIC (FILE 33-71268 - IIOV 08) (BR 5)
t5-3 WESTERI IIIVESTMEIiT REAL ESTATE TRUST 3450 CALlf(IlIlA ST SAl FRMCIICID
CA 94118 (415) 929-0211 - 50000000 (SSOOOOOOO) STRAIGHT IDI)$lJI)ERltITER DCIIALDSOII LUFKIN amp JEIRETIE SECURITIES (FILE 33-71270 -IIOV 08) (BR 6)
S-8 aJIWI) SECURITY CORP LEXIIGTCII PARIC LAGRAllGEVILLE IT 12540 (914) 454-3703 - 30000 ($90000) aJIIDI STOCK (fiLE 33-71274 - lOW OIl)(aR 5)
5-8 lIDAIC PllARMCEUTICALS 11077 _TH TCItREY PIlES RD LA IOlLA CA 9ZCB7 (619) 558-0364 - 1296000 ($7614000) aJIIDI STOCK (FILE 35-71276 -lOW 08) (aR 4)
S-3 IIItE CORP 401 QUEEI AIlE AVE II SEATILE ~ 98109 (206) Z98-MOO -1850000 (16475000) COIOI STOCC (FILE 35-71278 - lOW 08) (Il 4)
5-8 MIlle HARVEST IITERNATICIIAL IIC 10 YXIHIRIDGE CEITEI 01 WDIlDIIIDIEIJ 01095 (908) 750-1122 - 1185000 ($9088950) aIMIJI STOCK (FILE35-71280 - lOW 08) (BR 3)
s-a CAMPO ELECTRCIIICS APPLIAllCES amp lXJIIUTERS IIIC _ DlmllllTOlS IIARAJIAI LA 70123 (504) 733-4522 - 215000 (12099510) caII ITOCIC(FILE 35-71282 - lOW 08) (Il 1)
5-3 llVEIMXI) ITERlATlCIIAL CORP 3350 QlllERlAII) CIRCLE STE 14100 ATLMTAGA 30339 (404) 916-1900 - 125000000 ($125000000)CXIIYERTiBLE DEBENTURESAID 1I)1ES (fiLE 33-71322 - lOW 05) (Il a)
S-1 IITERIM SERVICES lie 2050 SPECTRlJII BlVD FT LNI)poundRDALE FL 33309 (305) 938-7600 - 11500000 (5224250000) aIMIJI SToa (FILE 35-71331 -lOW 05) (BR 6 - lIEU ISSlE)
5-1 PREMIERE PAGE lit 8900 STATE LIIE RD SlE 500 LEMIJII) D 66206 (913) 649-6060 - 4919500 ($64733500) ~ STOCK (fiLE 35-71360 -lOW 05) (aR a - lIEU ISSlE)
5-1 aJPELCO LEASE All)11G CORP V 1100 SUCICIE PlAZA JlElWSNIICBI 011110 (609) 665-6400 - 1000000 ($1000000) STRAIGHT ICII)S lJI)EIftaiTElPIllDEIITIAL SECURITIES CORP (FILE 33-71362 - lOW 05) (Il - lEV lISlE)
7NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
5-1 3DO CO 600 GALVESTCIIDRIVE ItEDYXI) CITY CA 94063 (415) 574-6789 -1150000 ($46287500) IXIIUI STOCX lII)ERURlTER IIIlCIII ALEX amp SCIIS IIC STAILEYIIItGAII amp CO (FILE 33-71364 - IIJV 08) (II 11)
5-3 SCHULER IDlES IIC 1001 BISHOPST SYE 1060 IICIIOIII II HI 96813 (808) 521-5661 - 2100000 ($89656815) aJIUI STOCX (FILE 33-71366 -IIJV 08) (IR 10)
5-1 TIIIITY MER ICAS IIC 950 TIIRD AVE 27TI FL lEV YCItK If 10022 (212) 888-5563 - 6527779 (138355562) IXIIUI STOCX (FILE 33-71368 -IIJV 08) (II 14 - lEV ISSIE)
11-2 IAIVEEII _ICIPAL VAllE fWI) IIIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1144000) aJIUI STOCX (FILE 33-71370 -IIJV 08) (II 18)
1-2 IAIVEEII PIBUlI IIICOIE _ICIPAL fWI) IIC m IMCICER DR CHICAGOIL 60606 (312) 917-8200 - 100000 ($1769000) aJIUI STOCX (FILE 33-71372 -IIOV 08) (II 18)
5-3 PKYSICIAIISClIlilCAL LA8lJtAT Y IIIC 3301 C ST STE 100E SAClWlEllTOCA 95816 (916) 444-3500 - 40000000 (140000000) CCIIVERTJILEDElElTUtES All) IOTES (FILE 33-71374 - IIJV 08) (IR 5)
5-8 lHOIE PCIJLEIIC 5 A 25 _I PAll DCUIER 92408 autIIEVOlE CEDEX FRAIICE 10 - 2200000 (156100000) IXIIUI STOCX (FILE 33-71378 - IIJV 08)(II 1)
S-8 WESCOAUTOPARTSccJI IIIY 1105 GARVEYAVEII WESTCOVIIlA CA 91190 (818) 814-1541 - 240000 (f3425OO) aJIUI STOCX (FILE 33-71380 -IIOV 08) (II 1)
5-4 IVERSCIITECIIIIOlOGYccJI 6623A CID D(lUILICIIlID 1IClEAIIIVA 22101 (103) 749-1200 - 1000000 ($10000000) PREFERREDSTOCX 1000000 ($1000000) aJIUI STOCIC (FILE 33-71382 - IIOV 08) (II 9)
5-8 AlTEC CDtP 2850 WESTGOLFlID ICILlIG IEADOWSIL 60008 (70S) 439-4444 - 1925000 ($26970550) IXIIUI STOCX (FILE 33-71384 - IIJV 08) (IR 3)
5-8 AlTEC 1DtP 2850 IlEST GOlF RD ICILlIG MEADCIISIL 60008 (70S) 439-4444 - 75000 ($1912500) IXIIUI STOCX (FILE 33-71386 - IIJV 08) (IR 3)
5-8 AlTEC ccJI 2850 WESTGOlF lID ICILlIIG IIEADCIISIL 60008 (70S) 439-4444 - 300000 ($7650000) aJIUI STOCIC (FILE 33-71388 - IIJV 08) (II 3)
5-8 LAlIlEL 8AIIaItP IIC 8101 SAll)Y SPRIIIG lID STE 301 LAlIlEL ~ 20107 (301) 725-2552 - 166800 (1610200) aJIUI STOCIC (FILE 33-71396 -IIJV 08) (II 2)
F-1 MlMY ASIA PACIFIC LTD 28F CIlICDtP CEIITItE 18 MIllFIELD lID CAUSaMYlAY IICIIIi UIIG IC3(852) 510-0878 - 9OIl5ooo ($163530000) FCIlEIGilIXIIUI STOCIC (FILE 33-71402 - IIOV 08) (II 7 - lEV ISSIE)
5-4 VALlE IlEALTI IIC I CT 22 ~TERYILLE RD AOI CT 06001 (203) 678-3400 - 12475000 ($467812500) IXIIUI STOCX (FILE 33-71404 - IIJV 08) (II 9)
8 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
REGISTRATIONS CONTINUED
11-1A IlATlClNIDE VARIABlE ACalIIT 5 ONE IlATlClNIDE PlAZA m IS CIt 43218 (614) 249-7111 - III)EFIIiITE SHARES (FILE 33-71440 - lOY 08) (IR 20- IIEI ISSUE)
5-8 MIIllESOTA BREWIIIG m 882 WEST SEVEllTH ST ST PAUL 55102 (612) 228-9113 - 250000 (11304610) aJIUI STOIX (FILE 33-71442 -lOY 08) (RR 11)
5-8 SPACELABS MEDiCAl IIIC 15220 lIE 40TH ST REDIIJI) 1M 9lI052 (206) 882-3700 - 900000 (S20250OOCraquo aJIUI STOIX (FILE 33-71444 -IIOV 08) (RR 8)
5-8 IIEVS CORP LTD 2 HOLT ST SYDIIEY IISW AUSTRALIA 2010 C3 (212) amp52-1000 - 5000000 (129111420) FOREIGIl aJIUI STOIX (FILE 33-71446 - IDV 08) (HR 12)
ACQUISITIONS OF SECUlUTIES -
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent Persons eligible to use the short form (Schedule13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1)Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-1
Below is a list of recent filings of Schedules 13D and 14D which includes the followinginformation Column 1 - the company purchased (top) and the name of the purchaserColumn 2 - the type of security purchased Column - 3 - the type of form filed Column 4 - the date the transaction occurred Column 5 - the current number of shares (inOOOs) owned (top) and the current percent owned Column 6 - the CUSIP number (top) and the percent owned and Column 7 - the status of the filing 1e new update or revision
EVEIIT SIItS(OOO) aJSIP FlLlIIGlINE All) CLASS OF STQC(JCUER RIIM DATE lIMED PRIORS STATUS
ALTER SALES lilt CDC lEU 0 02199320PAYE FlIIL GRClP lilt 130 10121193 00 iliA UPDATE
MERICAII FILII TECH lie 12000 026C6S50WETZLER GERALD III 130 10J22193 521 44 UPDATE
CJtS EIiHAllCEMEIiT IIIC CDC IIEW m 12589140MAIlJFACTURERS IlDIIn amp 1115 co 130 10125193 100 00 lEU
CJtS EIiHAIICEMEIIT IIIC CDC lEU 613 12589140PE IZER TERREll 5 ET AL 130 10125193 221 00 lEU
bull 4 NEWS DIGEST November 16 1993 9
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
ACQUISITIONS CONT
lIME AlP ClASS Of FJMf FCIII EVEIIT DATE
SllRS(OOO)1 aJSlPI
IIIIED PRIORS
FlLlIG STATUS
CAIIAL CAPITAl aJIP EDEIJIAII ASIEIt I ET AI
CDI 13D 111 29J
W7 230
131U0310 411 lFDATE
CllECICTECIIIIlOGY aJIP 0KA8EIIA PARTIIEISIIIP Ie
CDI 13D 111 29J
50 09
16278010 36 UPDATE
CHEClCMTE ELECTRS lie IIXItE IJU)LEY L JR
CDlIEU 13D 101 5193
495 109
16281420 00 lIEU
CLEVELAIIP CLIFFS lie TI GEl IIGICTalRP ET AI
CDI 13D 11 29J
T15 65
18589610 91 lFDATE
aJDPER DEY CO IIIrTIDIERY PAIICEI Ii
CDlIEU 13D 11 1193
1089 300
21665520 113 lFDATE
DIRECT CDlECT IIlL lie LIE8EIIIWI CllARLES
CDI 13D 111ZJ92
603 25456010 64 00 lIEU
ELECT_IC IlfCIIIIJ SYS lie GERHARDLAIIG bull ET AI
aM 13D 1020193
2amp5 42
2amp513810 61 lFDATE
FI BREIIOAIIDalRP lEU ROACHJOIII D
CDI 13D 913193
265 31511210 64 00 RVSICII
FiSCHEl amp POtTER CO PA TOLSCII JAY H
CDI 13D 930193
1820 348
33169310 00 lEW
GREASE IIIKEY IILDIi aJIP UTSLEI REX L ET AI
CDI 13D Bm193
2653 591
38990030 1000 lJIDATE
IDli SOFTWARE I LAIOT DISCIUIT MIT
CB II FDS IIGICT 13D 1021193
2106 71
45151010 00 lIEU
ISCO lie OR8IS IIMIn
aM IIGICTLTD ET AI 13D 111 29J
59 02
45590510 96 lJIDATE
LlBERTE 1M ElUE IlCIIERT TED III
$I BEll liT 13D 10229J
813 53015210 69 00 lIEU
LCIIE STAR lIDS lie IELUIAI F WIUtREII
CDI 13D 10125193
1000 60
54229010 00 lIEU
MTLACIC SfS
CllAlDALL
lie
TAYLOR ET AI CDI
13D 10129193 504 57690110 87 69 lFDATE
MERCHAITS CiRCIP ~y ~
lie CO L PETAl
CDI 13D 101ZZ93
252 58853910 80 65 lFDATE
IAT ICIIAl TIMSACT ICII IIE1lDUC CDI lIEU ICE VEITlItE CAPITAl 13D 930193
19120 388
638ZZ130 368 UPDATE
IIOBEL lIS LTD SMITH lAMES C ET AI
aM 13D 10125193
367 65488510 55 00 lIEU
PERSCIIAl DIAGIOSTICS IUCllAEL
lie aM 13D 1021193
2102 397
71533410 396 lFDATE
10 NEWS DIGEST November 16 19
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
ACQUISITIONS CONT
EVElY ss(ooo) aJSIP FlUIl lIME All) aASS Of STOCXJ(IIIEI FCIIJt DATE tIMED PRIClrl STATUS
SHELBY WILLIAMS III)S lie aM 2640 8ZZ13510STEIIFELD MAlFRED 130 10122Jf1l 290 301 UPDA~
SlCYBOIC IITEIIA T UAL lie aM 1803 83091410All SSA SAAD A 130 9JZ0193 224 00 lEV
TRAII5al EIIERGY CO aM 0 89353210CORPORATE ADVISORS ET AL 13D 00 75 UPDATE 3193
ELDOTROII aItP aM ZOO 94939110LYFtItD aItP ET AL 13D 10122Jf1l 95 00 RVSICII
XSCRI BE CORP aM 2000 98391110
ICL lie 130 10125193 122 00 lEV 1
NIXItA aItP COlI lEV 5150 OZ34261OCOlT llElT Al IIAIIIC I A ET At 13D 1021193 210 454 UPDATE
-NERALIA lie SER B COllY PFD STIC 25 02355926
VOGEL JACQUELlIIE MRS 130 10129193 999 00 lEV
NERALIA lie SER A COllY PFD 667 02355999VOGEL JACQUELlIE MRS 13D 10129193 999 999 UPDATE
BEARD CO aM 715 07J99110BEARD U ET Al 130 102693 120 140 UPDATE
BEARD CO aM 566 07399110lEU Y(IIK LI FE IIlSllWlCE ET Al 130 102693 95 00 lEV
BIOTECHIUCA IllL IIC aM 9532 09091510GRClJPE L1MGRAII lOG S A 13D 102693 730 00 lEV
CARIIIVAl CRUISE lIl1E lie CLA 67m 14365810ARID TED ET Al 130 101993 477 497 UPDATE
CDIIIIITY FUlL SYS IIC aM 31 20]99910FIRST MIDWEST FIlL IIC 130 1012593 100 00 lEV
COIIaIIDE lOGS CDlP aM 15243 20651410LIB IIIIUSTEII (BRUCE) 13D 93JJ93 582 482 UPDATE
CORPORATE SOFTWARE lie CD 0 22003710CS ACGUISITICII aItP 14IH 11 593 00 00 UPDATE
CROSSIWIII aJMIUIlTIES IIIC CD 1614 22199910CROSSER RICHARD 13D 102693 275 00 lEV
CROSSIWIII CDIIIII TIES IIIC CD 1893 22199910SCIlEtlWll JOHI B 130 102693 324 00 lEV
DATMAP IIC CD 548 Z3804410KIPHART RICHARD P 130 81592 59 00 lEV
OYaM 111)5 IIC CD 11C1S 26741510STOVER WILLIAM T ET Al 130 101993 127 137 UPDATE
11NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993
ACQUISITIONS CONT
poundVEIIT SllRS(OOO)1 alSlPI FllUIG lAME AJI) cLASS OF ITCIXtCIIIER FCI DATE tMED PRIORS STATUS
EllVIROFll lie eDt 3873 29394320GARnatE lIMIT lTD ET Ai 13D B249l 120 89 UPDATE
EIIVIROfIL lie eDt 3873 2CJ39432O GARnatE lIMIT lTD ET Ai 13D B249l 120 89 RVSICII
EVERGREEI JEDIA aItP aA 1177 30024810EQUITABLE COS 13D 102593 141 152 UPDATE
G F BAllaItP lie eDt 18 36160310HALlS JEFFREY S 13D 10199l 59 00 lIEU
IImRESCD lie eDt 59 45590510atBl S IIIVIIIT IIlIIT LTD ET Ai 13D 1 ZIfJ5 02 96 RVSICII
INSITE VISICII lie eDt 988 45766010GENERAL IITRS I~ IUCT ET Ai 13D 10259l 111 00 lIEU
OTT INDS lie eDt 573 48602610GMCO IIIVESTCIlS 111I ET AI 13D 11 39l 64 64 UPDATE
KOLl REAL ESTATE lie aA 5939 50043410LIBRA llIVEST amp TRADE LTD 13D 493 149 149 UPDATE
LA QUINTA MrR IS lTD DEPOSITARY UT 453 50419610LA QUINTA 111II5 lie 14D-1 11 593 114 106 UPDATE
lAJI)AlJER lit CD 499 51499010GMCO llIVESTCIlS 111I ET AI 13D 393 59 69 UPDATE
MRJC CTlS aItP lEV eDt 435 57099310EUCALYPTUS IIMIITS ET Ai 13D 111 59l 87 92 UPDATE
JEDAtIST INDS 111I eDt Z36 58402010DCJ)SCII JAMES D ET AI 130 102593 61 71 UPDATE
lit OOFFEE 111I CD 527 60646010PACIFIC EQUITY IIlIIT ET At 130 102693 64 72 UPDATE
IA TI OIIAL IiYPSlJII CO eDt 3996 63631710GOLDEN EAGLE I NDS lie 13D 1149l 200 200 UPDATE
IA TlOIIAL GYPSlIt CO CD 63631710 GOlDIWt SACHS amp CO ET At 130 49l NA MIA UPDATE
IATlOIIAL IICXIE RlTY TR SH lEI lIT lIEU 967 63699220FRIEDMAN WILLIAN S ET Ai 130 102893 301 322 UPDATE
PARNIUIT CXIIUIltATiCIIS 111I eDt 23699 69921610YIAaM 111I ET AI 14D-1 111 393 200 200 UPDATE
PROVIDENT BAIIaItP 111I eDt PAR S6 847 74383420LINDlER CARL H 130 102893 55 260 UPDATE
12 NEWS DIGEST November 16 1993