Scenario Cases Template

8/8/2019 Scenario Cases Template

http://slidepdf.com/reader/full/scenario-cases-template 1/65

# of Scenarios 58

# of Cases 529

# of Scripts (optional)



Offering DDA with limit type

The user offers different DD

FS_ATO_145_1.1FS_ATO_145_2.2.1FS_ATO_145_3.1.1

Account opening of DDA withLimit Type ML through OCI

Check for opening of DDA Aexisting customer who does

FS_ATO_145_1.1FS_ATO_145_2.2.1

Switching of DDA with Limittype other than ML to DDAwith Limit Type ML throughOCI

Check for DDA Account switto DDA with Limit Type = ML

FS_ATO_Multichannel_7.4.2FS_ATO_Multichannel_7.4.2.1FS_ATO_Multichannel_7.4.2.2FS_ATO_Multichannel_7.4.2.3FS_ATO_Multichannel_7.4.2.6

Liquidity Management for acustomer who wish to availonly DDA account with LimitType ML


Validation of customer demomanagement screen after Bof background processing

FS_ATO_Multichannel_7.4.2FS_ATO_Multichannel_7.4.2.1FS_ATO_Multichannel_7.4.2.2

FS_ATO_Multichannel_7.4.2.3FS_ATO_Multichannel_7.4.2.6

Modification of Credit Limit ADDA with Marginal Lending.


Balance consolidation for customer accounts

Balance consolidation of cusLimit type ML


BLAZE call of customer acconot possible



Liquidity Management for acustomer wishes for anadditional DDA account

Validation of additional DDARecommendation section in “Additional DDA account”,



Offering a DDA Account withcustomer of Sole Owner



Offering a DDA Account withexisting customer


Offering a DDA Account withcustomer of Joint OR relatio


Offering a DDA Account withcustomer (Joint OR)



FS ATO Multichannel 7 4 2 Offering a DDA Account with






Changing the DDA Line Type Customer rejects the newly


Offering a DDA Account withcustomer of Joint relation


Offering a DDA Account withof Joint relation


Offering a DDA Account withcustomer (Joint Owner)














Offering a DDA Account withcustomer of Joint Relation



Offering a DDA Account withcustomer of Joint Relation



Changing the Limit Type of aLending to Standard Limit Ty


Changing the Limit Type of aLending to No Limit Type







Changing the Limit Type of aBased Limit to ML Type


Changing the Limit Type of aBased to Standard Limit Typ


Changing the Limit Type of aBased to No Limit Type


Changing the Limit Type of ato Income Based Limit Type


Changing the Limit Type of ato No Limit Type



Changing the Limit Type of ato Income-based limit type


Changing the Limit Type of ato Standard limit type


Changing the Limit Type of aLending to Standard Limit Ty

FS_ATO_145_2.2.5FS_ATO_145_2.2.6FS_ATO_145_3.1.1

Automatic Transfer Limit TypeML to Limit Type NL throughOCI

Check for the Automatic Limthrough OCI when the collat


Check the ML Indicator of thaccount

FS_ATO_20_3.2.1FS_ATO_20_3.2.1.1FS_ATO_20_3.2.1.2

Parameter set up andMaintenance for GeneralParameters screen.

User enters the valid input inGeneral Parameters Update- Sector Concentration Limit- ISIN Concentration Limit(%- Product Minimum amount(€- Product Maximum amount(- Customer Minimum amoun- Customer Maximum amou

- Product Minimum amount(€- Product Maximum amount - Customer Minimum amoun- Customer Maximum amou






FS_ATO_20_3.2.3.2

FS_ATO_20_3.2.1.2FS_ATO_20_3.2.1.3

Modify the values for the actParameter screen- Product Minimum amount(€- Product Maximum amount(- Customer Minimum amoun- Customer Maximum amou- Product Minimum amount(€- Product Maximum amount - Customer Minimum amoun- Customer Maximum amou- High Utilization Rate field

FS_ATO_20_3.2.1.2FS_ATO_20_3.2.1.3

Authorize the modified valueGeneral Parameters screen.

FS_ATO_20_3.2.1.2FS_ATO_20_3.2.1.3

Reject the modified values oGeneral Parameters screen.

FS_ATO_20_3.2.3.7FS_ATO_20_3.2.1.4FS_ATO_20_3.2.1.2FS_ATO_20_3.2.2.4FS_ATO_20_3.2.2.7FS_ATO_20_3.2.3.10FS_ATO_20_3.2.4.7FS_ATO_20_3.2.4.13FS_ATO_20_3.2.4.16FS_ATO_20_3.2.4.18FS_ATO_20_3.3.3.3FS_ATO_20_3.3.3.6FS_ATO_20_3.3.3.9FS_ATO_20_3.3.5.5

Check if the message “Succwhen user clicks on the 'DonModification/Authorization/R


Parameter set up andMaintenance for ReportParameters screen.

User enters the valid input inML > Maintenance > Report 1. Increase/Decrease in Sec2. Increase/Decrease in Sec3. LTV (%) field4. Increase/Decrease in Sec5. Increase/Decrease in Sec6. LTV (%) and Validate all tMaintenance Screen

FS_ATO_20_3.2.2.2FS_ATO_20_3.2.2.3

User enters the modified valReport Parameters screen1. Increase/Decrease in Sec2. Increase/Decrease in Sec3. LTV (%) field4. Increase/Decrease in Sec

5. Increase/Decrease in Sec6. LTV (%)

FS_ATO_20_3.2.2.2FS_ATO_20_3.2.2.3

Authorize the values of the mParameters screen by clickinMaintenance > Report Param

FS_ATO_20_3.2.2.2FS_ATO_20_3.2.2.3

Reject the values of the modParameters screen by clickinMaintenance > Report Param


Parameter set up andMaintenance for Coded valuedetails screen.

Validate the fields displayedML > Maintenance > Coded

Check if the Coded value dethe code index hyperlink fromML > Maintenance > Coded






FS_ATO_20_3.2.4.5

FS_ATO_20_3.2.3.5FS_ATO_20_3.2.3.6

Delete the parameter from thdetails screen.

FS_ATO_20_3.2.3.9FS_ATO_20_3.2.3.6

Cancel all the modificationsclicking the Clear button

FS_ATO_20_3.2.4FS_ATO_20_3.2.4.1FS_ATO_20_3.2.4.2FS_ATO_20_3.2.4.3

Parameter set up andMaintenance for LTV screens.

User enters the valid inputs Maintenance main screen.


User enters the valid inputs Maintenance main screen.


User enters the valid inputs LTV Maintenance main scre


Search with any one of the f-Issuer -Citichoice-Index-ISIN-Status


Search with any one of the f- Segment- Key- Description- Status

FS_ATO_20_3.2.4

FS_ATO_20_3.2.4.1FS_ATO_20_3.2.4.2

Search with any one of the f

- LTV (%) Range From- LTV (%) Range To- Checker Date From- Checker Date To- Reason Code- Description- Key- Status


Verifying the clearance of en'Clear' button in ML > Maintescreen

FS_ATO_20_3.2.4.5FS_ATO_20_3.2.4.6 Adding a new Security (ISIN

by selecting the ISIN Code

FS_ATO_20_3.2.4.5FS_ATO_20_3.2.4.7FS_ATO_20_3.2.4.9FS_ATO_20_3.15.2FS_ATO_20_3.15.5

User enters the valid inputs LTV value in the ML > MaintScreen.- Segment- Code- Description- LTV (%)- Date/Timestamp- Maker ID

FS_ATO_20_3.2.4.5FS_ATO_20_3.2.4.7FS_ATO_20_3.15.2FS_ATO_20_3.15.5

Validate the fields by enterinMaintenance > Loan To Valubutton.

Validate the clearance fieldsMaintenance > Loan To Valu






FS_ATO_20_3.2.4.9

FS_ATO_20_3.2.4.9

FS_ATO_20_3.2.4.11

FS_ATO_20_3.2.4.18

FS_ATO_20_3.2.4.13

FS_ATO_20_3.2.4.13

FS_ATO_20_3.14

New ML Line

FS_ATO_20_3.2.4.8FS_ATO_20_3.2.4.9FS_ATO_20_3.15.4

Cancel the Rejection of a neDisplay screen by clicking th


Validate the deletion of the sbutton in the ML > Maintena


Validate the authorization ofclicking the Authorize buttonValues Screen

Validate the rejection of deleclicking the Rejection buttonValues Screen

Validate the change of statuitems when they are rejected

Validate all the fields in the - View Screen by entering th

FS_ATO_20_3.2.4.11FS_ATO_20_3.2.4.12FS_ATO_20_3.2.4.14FS_ATO_20_3.2.4.15

Modify the LTV % of the ISINMLT > Maintenance >Loan T


Authorize the modified LTV vAuthorize button in the MLT View Screen

FS_ATO_20_3.2.4.12FS_ATO_20_3.2.4.11

FS_ATO_20_3.2.4.15

Authorize the modified LTV vAuthorize button in the MLT

View ScreenFS_ATO_20_3.2.4.12FS_ATO_20_3.2.4.15

Rejection of the modified LTReject button in the MLT > Screen

FS_ATO_20_3.2.4.12FS_ATO_20_3.2.4.15

Cancelling the rejection of thclicking the Clear button in thValue - View Screen

FS_ATO_20_3.2.4.11FS_ATO_20_3.2.4.17FS_ATO_20_3.2.4.18

Validate the deletion of the LDelete button in the MLT > MScreen

Validate the deletion of the nDelete button

Modify/Delete/Authorize/Rejalready deleted/authorized/r

Modify/Delete/Authorize the checker authorization for Mo

Validate the fields in the LTVappropriate values in the MLSearch Screen

FS_ATO_20_2.2.1

FS_ATO_20_2.2.2FS_ATO_20_2.2.3FS_ATO_20_2.2.3.1FS ATO 20 2 2 17

ML Line for an existing custo

- Collateral is TD.- Requested ML Line < Calc- Requested ML Line is with - Requested ML Line is with






FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is > Ma

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is = Mi

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is = Ma

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is < Mi- CCD rejects the request

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is < Mi- CCD approves the request

ML Line for an existing custo- Requested ML Line < Calc- Requested ML Line is = Mi

ML Line for an existing custo- Requested ML Line < Calc- Requested ML Line is = M

ML Line for an existing custo- Requested ML Line < Calc- Requested ML Line is > Ma- CCD rejects the request.

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is > Ma- CCD approves the request

ML Line for an existing custo- Collateral is TD- Requested ML Line < Calc- Requested ML Line is NOT- Requested ML Line is NOT

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

New ML Line for an existing - Collateral is TD

- Requested ML Line < Calc

ML Line for the customer(Sin- DDA with standard limit- DDA with salary limit- DDA with Dummy Limit.

Existing customer(Single) re pledged for ML) as collateral- Requested ML Line < Calc

FS_ATO_20_2.2.2FS_ATO_20_2.2.17FS_ATO_20_2.2.3.2.2FS_ATO_20_3.3.1

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is with - Requested ML Line is with

FS_ATO_20_2.2.1FS_ATO_20_2.2.3FS_ATO_20_2.2.3.2FS ATO 20 2 2 3 2 1

Existing customer(Single) reSecurity (in different securitycollateral

R t d ML Li C l






FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.17

FS_ATO_20_2.2.3.2.2

ML Simulation

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is > Ma

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is = Ma

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is < Mi- CCD rejects the request

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is < Mi- CCD approves the request

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is = Mi

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is > Ma- CCD rejects the request

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is > Ma- CCD approves the request

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is = Ma

ML Line for an existing custo- Collateral is Security- Requested ML Line < Calc- Requested ML Line is NOT- Requested ML Line is NOT

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

New ML Line for an existing - Collateral is Security- Requested ML Line < Calc

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

Existing customer(Single) re(already earmarked for ML) - Requested ML Line < Calc

ML Line for an existing custo- Security (Undiversified port

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

Existing customer(Single) reas collateral

FS_ATO_20_3.3.1.1FS_ATO_20_3.17.1.4

Validating the customer portaccount information retrieve






FS_ATO_20_3.3.2.4

FS_ATO_20_3.3.3.2

FS_ATO_20_3.3.2.6

FS_ATO_20_3.3.2.7

FS_ATO_20_3.3.2.7

FS_ATO_20_3.3.2.7

FS_ATO_20_3.3.2.7

FS_ATO_20_3.3.2.7

FS_ATO_20_3.3.2.10.1

FS_ATO_20_3.3.2.10.1

FS_ATO_20_3.3.2.10.1

FS_ATO_20_3.3.2.10.1

FS_ATO_20_3.3.1.1FS_ATO_20_6.1

Check if the following conditconsidered for LTV calculatio

· assignment code = 00· assignment code not = 00, current date· block code = 00· account is marked for closu

FS_ATO_20_3.3.2.4FS_ATO_20_3.3.2.5

Field validation for fields thatScreen

Select Security / TD and clicfrom the ML Summary Screeof the selected account.

Verify the fields displayed in - Status of the accounts sho

Validating the error messageCalculator in ML Summary S

Security/TD

Check if the display of ML TSecurities is displayed whenclicked.

FS_ATO_20_3.3.2.7FS_ATO_20_3.3.2.9

Field validations for ML TotaSecurities

FS_ATO_20_3.3.1.1FS_ATO_20_6.1FS_ATO_20_6.11FS_ATO_20_6.16

Check if the following detailsfrom SB.· DDA a/c· Security acct· ISIN code· ISIN description· ISIN Currency code· Holding units· Holding Amount· FX rate (ETB-SB SB-MLT)· Price· Value in Euro· Value in FCY·

Check the display of ML TotaTD is displayed when 'TD Ac

Field validations for ML TotaTD

Check if ML Total Customer displayed when 'Security acc

Field validations for ML TotaSecurity

FS_ATO_20_3.3.2.10

FS_ATO_20_3.3.2.10.1

Check if the ML Calculator A

displayed when user selectsline Calculator' button

FS_ATO_20_3.3.2.10.1FS_ATO_20_3.3.2.10.2

Field validations for ML Cal(TD )

Check if the ML Calculator Ascreen is displayed when usclicks on 'ML line Calculator'

Field validations for ML Cal(Securities )

Validate the Maximum Line ain the ML > Loan SimulationScreen

Validate the Maximum Line ain the ML > Loan Simulation- View Screen






FS_ATO_20_3.3.2.10.6

FS_ATO_20_3.3.2.10.6

FS_ATO_20_3.3.2.10.6

DDA Validations.

Display of an error messageamount in Requested Line Aany amount and clicks the D

FS_ATO_20_3.3.2.10.6FS_ATO_20_3.3.2.3

Display of a message “Requminimum/maximum customeif requested line amount excCCD override is needed.

Display of a message “Requminimum/maximum customeif requested line amount excCCD override is needed. (FoFor CCD, the message to be

For CCD, the message to beexceeds the minimum/maximoverride?”

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Jo- Security-1 owned by Custo- Customer 1 has DDA acco

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Jo-Security owned by Custome-Customer 1 has DDA accou

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Jo-Customer 1 has DDA accou-Customer 1+2 have securit

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4 ML Line for Customer-2 in Jo- Security-2 owned by Custo- Customer 2 has DDA acco

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Jo-Security owned by Custome-Customer 2 has DDA accou

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a- Security owned by Custom

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a- Security owned by Custom

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a- Security account (1+2) own

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a

Security account (2+1) own






TD pledging (RC+) for ML

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Jo- TD-2 owned by Customer-2- Customer 2 has DDA acco

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Jo-TD owned by Customer-1 is-Customer 2 has DDA accou

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Jo-Customer 1 has DDA accou-Customer 1+2 have TD (1+

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Jo-Customer 1 has DDA accou-Customer 1+2 have TD (2+

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a

- TD owned by Customer 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a- TD owned by Customer 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a- TD (1+2) owned by Custom

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in- Customer 1+2 have DDA a- TD (2+1) owned by Custom

New ML Line for an existing - Collateral is TD- Requested ML Line < Calc

FS_ATO_20_5.1.2FS_ATO_20_5.1.3FS_ATO_20_5.1.4FS_ATO_20_5.1.6FS_ATO_20_3.3.6.3.3

Pledging the TD in EUR for NPledge Amount = TD amoun-Rollover option is 'rollover p

FS_ATO_20_5.1.2FS_ATO_20_5.1.3FS_ATO_20_5.1.4FS_ATO_20_5.1.6FS_ATO_20_3.17.1.2

Pledging the TD in EUR for NPledge Amount < TD amoun-Rollover option is 'rollover p






FS_ATO_20_5.1.4

FS_ATO_20_5.1.4

FS_ATO_20_5.1.5 Redemption of TD before un

FS_ATO_20_5.1.5 Early break of TD before unp

FS_ATO_20_5.1.5 Supersede of TD before unp

Unpledging the TD manually

Unpledging the TD in RC+.

FS_ATO_20_5.2.5 Partial unpledge of TDFS_ATO_20_5.2.6

FS_ATO_20_5.2.7

FS_ATO_20_3.17.2.2 Validation of RC+ hand off f

FS_ATO_20_3.3.1.4 Pre credit approval

FS_ATO_20_3.3.1.4 Check if the ML portfolio is cCredit approval

Check if the customer numb

Field validations for Approva

Field validations for Approva

Changing the roll over option principal, dispose interest' tointerest'

Changing the roll over option principal and interest' to otheinterest'

FS_ATO_20_5.2.4Check if the following detailsa. TD account no. (20-charab. Amount (MLT will send in c. CCYd. Facility account no. (this wa/c)e. Remarks

FS_ATO_20_5.2.5FS_ATO_20_2.2.4FS_ATO_20_2.2.4.2


FS_ATO_20_5.2.5.1.1FS_ATO_20_5.2.5.1.2FS_ATO_20_5.2.5.1.3

Check if the following detailsunpledging the TD1.1 TD account no.1.2 Corresponding Pledge n1.3 Amount to be unpledged

Check if the user cannot cha pledged TD

Check if the user cannot chaa pledged TD

Check if the newly created Mexisting customer.

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if the Approval Queueclicks on the menu TransactQueue

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if only pending for apby customer number in asce

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if the record for the pauser enter the customer numin Approval Queue screen.

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if the customer portfouser clicks on 'customer num

screen.FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.1






Authorize ML Line.

Reject ML Line.

Modify the ML Line.

Authorize new ML account.

Reject new ML account.

Modify the new ML account

Cancel the new ML account

ML Line Fulfillment. Validation for contract printin

Validation for contract signin

Check if the loan account is

FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.4FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3FS_ATO_20_3.3.5FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.4FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5.3FS_ATO_20_3.2.2.2

FS_ATO_20_3.3.5.4FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3FS_ATO_20_3.3.5

Check if the Done button is eclicked

FS_ATO_20_3.3.5FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.4FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5.5FS_ATO_20_3.3.5.1

The user has to select a cusselection of action button. If message “Please select cus

FS_ATO_20_3.3.5.5FS_ATO_20_3.3.5.1

The user has to select a statbutton. If no selection was m“Please select status.”

FS_ATO_20_3.15FS_ATO_20_3.15.3FS_ATO_20_3.3.5.1

Check if 'Authorize' & 'RejecChecker profile.

FS_ATO_20_3.4.1FS_ATO_20_3.3.5.1

Check if a new ML account iwith limit type for ML is to be

FS_ATO_20_3.4.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2

FS_ATO_20_3.4.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2FS_ATO_20_3.5.2FS_ATO_20_3.3.6.1FS_ATO_20_3.3.6.2FS_ATO_20_3.3.3.4FS_ATO_20_2.2.18FS_ATO_20_3.3.3.8

FS_ATO_20_3.4.2FS_ATO_20_3.5.2

FS_ATO_20_3.3.3.8FS_ATO_20_3.3.6.3.1FS_ATO_20_3.3.6.3

FS ATO 20 3 3 6 3 2 MLT ill lid t th l t






FS_ATO_20_8.3

FS_ATO_20_8.3

Reject the Voluntary Increas

Validate the transaction cod

Validate the transaction cod

FS_ATO_20_2.2.4.1FS_ATO_20_2.2.4.1.2

Unearmarking a security fromresult in to OCL

recalculated Current ML Line

FS_ATO_20_2.2.4.1FS_ATO_20_2.2.4.1.2

Unearmarking a security fromresult in to OCL


FS_ATO_20_2.2.4.1FS_ATO_20_2.2.4.1.2

Unearmarking a security fromin to OCL


Check if the interest is compamount utilized.

Int rate for with in credit limit

Check if Interest for line utilizbasis.

Int rate for with in credit limit

FS_ATO_20_3.5.2FS_ATO_20_8.2.1FS_ATO_20_2.2.5FS_ATO_20_3.5.1FS_ATO_20_3.3.3.8FS_ATO_20_7.1.4

Voluntary Increase / Decreaseof Contractual ML Line

Validation for Increase of cocustomer.


Validation for Increase a deccustomer.

FS_ATO_20_3.5.2FS_ATO_20_3.5.1

FS_ATO_20_3.3.3.8

Authorize the Voluntary IncreLine


FS_ATO_20_8.1.3FS_ATO_20_3.5.1

FS_ATO_20_8.1.3FS_ATO_20_3.5.1

FS_ATO_20_8.1.3FS_ATO_20_3.5.1

Check if the MLT calls the ACurrent ML line when an add

New ML Line for an existing - Security is TD- <Validating the Online impactincreases the contractual ML

Making the debit transaction

Validating the Online impactdecreases the contractual MMaking the debit transaction

FS_ATO_20_8.1.4.1FS_ATO_20_3.5.1

Check if MLT calls ALS routwhen the customer requests

FS_ATO_20_8.1.4.1FS_ATO_20_3.5.1

Check if MLT calls ALS routwhen the customer requests

FS_ATO_20_8.1.4.1FS_ATO_20_3.17.4FS_ATO_20_3.17.5FS_ATO_20_3.5.1

Check if the handoff file contML Line in ALS format and t


FS_ATO_Multichannel_7.4.2.3

Increase/Decrease the Lineamount of an existing DDAaccount with Limit type ML

BLAZE call to increase of Linaccount with Limit Type ML wline amount.






FS_ATO_Multichannel_7.4.2FS_ATO_Multichannel_7.4.2.1FS_ATO_Multichannel_7.4.2.2FS_ATO_Multichannel_7.4.2.3

User changes the credit limitaccount with Limit Type No L

User Edited credit limit amou


User changes the credit limitaccount with Limit Type No L



BLAZE call for Increase of Laccount with Limit Type Stan

FS_ATO_Multichannel_7.4.2

FS_ATO_Multichannel_7.4.2.1FS_ATO_Multichannel_7.4.2.2FS_ATO_Multichannel_7.4.2.3

User changes the credit limit

account with Limit Type Stan



User changes the credit limitaccount with Limit Type Stan



BLAZE call for Increase of Laccount with Limit Type inco


User changes the credit limitaccount with Limit Type inco



User changes the credit limitaccount with Limit Type inco



Liquidity Management BackgLine Amount of a DDA AccoML


Liquidity Management BackgLine Amount of a DDA Accolimits/margin lending, No lim


BLAZE call for Increase of Lexisting DDA Account with L























Reverse Traceability Martix - TestCase ID to FS Tags

Test Case ID Test Case FS Tag #

FS_ATO_20_TC001

FS_ATO_20_TC002

FS_ATO_20_TC003

FS_ATO_20_TC004

FS_ATO_20_TC005

FS_ATO_20_TC006

FS_ATO_20_TC007

FS_ATO_20_TC008

FS_ATO_20_TC009

Check for opening of DDA Account withLimit Type ML for an existing customer whodoes not have DDA account.


Check for DDA Account switching fromLimit Type other than ML to DDA with LimitType = ML

FS_ATO_145_1.1FS_ATO_145_2.2.1

Offering DDA with limit type ML to thecustomer


Validation of customer demographics &profiling details in liquidity management

screen after BLAZE's decision after thecompletion of background processing


Modification of Credit Limit Amount recommended by BLAZE for DDA withMarginal Lending.


Balance consolidation of customer'sexisting debts for a DDA with Limit type ML


FS_ATO_Multichannel_7.4.2.6

BLAZE call of customer accounts wherebalance consolidation is not possible


Validation of additional DDA accountdetails in Citibank Recommendationsection in OSCAR when a customer’s wishas “Additional DDA account”,


The user offers different DDA account witha different limit type FS_ATO_Multichannel_7.4.2FS_ATO_Multichannel_7.4.2.1




FS_ATO_20_TC010

FS_ATO_20_TC011

FS_ATO_20_TC012

FS_ATO_20_TC013

FS_ATO_20_TC014

FS_ATO_20_TC015

FS_ATO_20_TC016

FS_ATO_20_TC017

FS_ATO_20_TC018

FS_ATO_20_TC019

Offering a DDA Account with Limit TypeIncome Based for a new customer of SoleOwner


Offering a DDA Account with Limit Type

Income Based for an existing customer


FS_ATO_Multichannel_7.4.2.1FS_ATO_Multichannel_7.4.2.2FS_ATO_Multichannel_7.4.2.3FS_ATO_Multichannel_7.4.2.6

Offering a DDA Account with Limit TypeIncome Based for customer of Joint ORrelation


Offering a DDA Account with Limit TypeIncome Based for a customer (Joint OR)



Offering a DDA Account with Limit TypeStandard for a new customer of SoleOwner


Offering a DDA Account with Limit Type MLfor a new customer of Sole Owner


Offering a DDA Account with Limit TypeStandard for an existing customer (SoleOwner)


Offering a DDA Account with Limit TypeStandard for an existing customer (SoleOwner)


Offering a DDA Account with Limit TypeStandard for a new customer of Joint

relation

FS_ATO_Multichannel_7.4.2FS_ATO_Multichannel_7.4.2.1


Offering a DDA Account with Limit Type MLfor a new customer of Joint relation




FS_ATO_20_TC020

FS_ATO_20_TC021

FS_ATO_20_TC022

FS_ATO_20_TC023

FS_ATO_20_TC024

FS_ATO_20_TC025

FS_ATO_20_TC026

FS_ATO_20_TC027

FS_ATO_20_TC028

FS_ATO_20_TC029

Offering a DDA Account with Limit TypeStandard for an existing customer (JointOwner)


Offering a DDA Account with Limit Type ML

for an existing customer (Joint Owner)



Offering a DDA Account with Limit Type MLfor an existing customer (Joint Owner)


Offering a DDA Account with Limit TypeStandard for an existing customer (JointOwner)



Offering a DDA Account with Limit Type NoLimit for a new customer of Sole Owner


Offering a DDA Account with Limit Type NoLimit for an existing customer of SoleOwner


Offering a DDA Account with Limit Type NoLimit for a new customer of Joint Relation


Offering a DDA Account with Limit Type NoLimit for an existing customer of JointRelation


Customer rejects the newly changed DDAlimit type



Changing the Limit Type of an existingDDA Account of Marginal Lending toStandard Limit Type




FS_ATO_20_TC030

FS_ATO_20_TC031

FS_ATO_20_TC032

FS_ATO_20_TC033

FS_ATO_20_TC034

FS_ATO_20_TC035

FS_ATO_20_TC036

FS_ATO_20_TC037

FS_ATO_20_TC038

FS_ATO_20_TC039

Changing the Limit Type of an existingDDA Account of Marginal Lending to NoLimit Type


Changing the Limit Type of an existing

DDA Account of Marginal Lending toIncome Based Type



Changing the Limit Type of an existingDDA Account of No Limit to ML Type


Changing the Limit Type of an existingDDA Account of Income Based Limit to MLType



Changing the Limit Type of an existingDDA Account of Income - Based toStandard Limit Type


Changing the Limit Type of an existingDDA Account of Income - Based to NoLimit Type


Changing the Limit Type of an existingDDA Account of Standard to Income BasedLimit Type


Changing the Limit Type of an existingDDA Account of Standard to No Limit Type


Changing the Limit Type of an existingDDA Account of No Limit to Income-based

limit type



Changing the Limit Type of an existingDDA Account of No Limit to Standard limittype




FS_ATO_20_TC040

FS_ATO_20_TC041

FS_ATO_20_TC042

FS_ATO_20_TC043

FS_ATO_20_TC044

FS_ATO_20_TC045

FS_ATO_20_TC046

FS_ATO_20_TC047

Changing the Limit Type of an existingDDA Account of Marginal Lending toStandard Limit Type


Check for the Automatic Limit Type

Transfer from ML to NL through OCI whenthe collaterals are delinked from DDAaccount.

FS_ATO_145_2.2.5

FS_ATO_145_2.2.6FS_ATO_145_3.1.1

Check the ML Indicator of the DDAAccount not linked with any account


User enters the valid input in all the fieldsof ML > Maintenance > GeneralParameters Update - Update Screen.- Sector Concentration Limit(%) field- ISIN Concentration Limit(%) field- Product Minimum amount(€) field- Product Maximum amount(€) field- Customer Minimum amount(€) field

- Customer Maximum amount(€) field- Product Minimum amount(€) field- Product Maximum amount (€) field- Customer Minimum amount(€) field- Customer Maximum amount(€) field- High Utilization Rate field


User enters the invalid input in the ML >Maintenance > General ParametersUpdate - Update Screen-Enters 200 % in the Sector ConcentrationLimit(%) field

FS_ATO_20_3.2.1.4FS_ATO_20_3.2.2.4

Modify the values for the active parameter in the General Parameter screen

- Product Minimum amount(€) field- Product Maximum amount(€) field- Customer Minimum amount(€) field- Customer Maximum amount(€) field- Product Minimum amount(€) field- Product Maximum amount (€) field- Customer Minimum amount(€) field- Customer Maximum amount(€) field- High Utilization Rate field

FS_ATO_20_3.2.1.2FS_ATO_20_3.2.1.3

Authorize the modified values of the activeparameters in the General Parametersscreen.

FS_ATO_20_3.2.1.2FS_ATO_20_3.2.1.3

Reject the modified values of the active

parameters in the General Parametersscreen.

FS_ATO_20_3.2.1.2

FS_ATO_20_3.2.1.3



FS_ATO_20_TC048

FS_ATO_20_TC049

FS_ATO_20_TC050

FS_ATO_20_TC051

FS_ATO_20_TC052

FS_ATO_20_TC053

FS_ATO_20_TC054 FS_ATO_20_3.2.3.2

FS_ATO_20_TC055

Check if the message “SuccessfullyProcessed” is displayed when user clickson the 'Done' button after makingModification/Authorization/Rejection

FS_ATO_20_3.2.3.7FS_ATO_20_3.2.1.4FS_ATO_20_3.2.1.2FS_ATO_20_3.2.2.4FS_ATO_20_3.2.2.7FS_ATO_20_3.2.3.10FS_ATO_20_3.2.4.7

FS_ATO_20_3.2.4.13FS_ATO_20_3.2.4.16FS_ATO_20_3.2.4.18FS_ATO_20_3.3.3.3FS_ATO_20_3.3.3.6FS_ATO_20_3.3.3.9FS_ATO_20_3.3.5.5

User enters the valid input in all the fieldsof ML > Maintenance > Report Parameters -Update Screen

1. Increase/Decrease in SecuritiesBetween Period (€) field2. Increase/Decrease in SecuritiesBetween Period (%) field3. LTV (%) field4. Increase/Decrease in SecuritiesBetween Period (€) field


User enters the modified values for theactive parameters in the ReportParameters screen1. Increase/Decrease in SecuritiesBetween Period (€) field2. Increase/Decrease in SecuritiesBetween Period (%) field3. LTV (%) field

4. Increase/Decrease in SecuritiesBetween Period (€) field5. Increase/Decrease in Securities

FS_ATO_20_3.2.2.2FS_ATO_20_3.2.2.3

Authorize the values of the modifiedparameter in Report Parameters screen byclicking the 'Authorize' button in the ML >Maintenance > Report ParametersMaintenance - View Screen

FS_ATO_20_3.2.2.2FS_ATO_20_3.2.2.3

Reject the values of the modifiedparameter in Report Parameters screen byclicking the 'Authorize' button in the ML >Maintenance > Report ParametersMaintenance - View Screen

FS_ATO_20_3.2.2.2FS_ATO_20_3.2.2.3

Validate the fields displayed for the Coded

Values from theML > Maintenance > Coded Value - List

FS_ATO_20_3.2.3FS_ATO_20_3.2.3.1

FS_ATO_20_3.2.3.2Check if the Coded value detail screen isdisplayed after clicking the code indexhyperlink from the listed Parameters fromtheML > Maintenance > Coded Value - List

Validate the fields displayed for the CodedValues from theML > Maintenance > Coded Value - ListScreen by clicking the Search button

FS_ATO_20_3.2.3.3FS_ATO_20_3.2.3.4



FS_ATO_20_TC056

FS_ATO_20_TC057

FS_ATO_20_TC058

FS_ATO_20_TC059

FS_ATO_20_TC060

FS_ATO_20_TC061

FS_ATO_20_TC062

FS_ATO_20_TC063

FS_ATO_20_TC064

FS_ATO_20_TC065

Modify the values for the active parametersin the Coded value Modify screen.


Authorize the values of the modifiedparameter in Coded value details screen.

FS_ATO_20_3.2.3.5FS_ATO_20_3.2.3.6

FS_ATO_20_3.2.3.9Reject the modified parameter in Codedvalue details screen.


Delete the parameter from the listedparameters in Coded value details screen.

FS_ATO_20_3.2.3.5FS_ATO_20_3.2.3.6

Cancel all the modifications done on theCoded values by clicking the Clear button

FS_ATO_20_3.2.3.9FS_ATO_20_3.2.3.6

User enters the valid inputs in the fields inSecurity' tab of LTV Maintenance mainscreen.


FS_ATO_20_3.2.4.3FS_ATO_20_3.2.4.3

User enters the valid inputs in the fields inTD tab of LTV Maintenance main screen.


User enters the valid inputs in the fields inUndiversified tab of LTV Maintenance mainscreen.


Search with any one of the followingselection criteria (Criteria 1)-Issuer -Citichoice-Index-ISIN-Status


Search with any one of the followingselection criteria (Criteria 2)- Segment- Key- Description- Status




FS_ATO_20_TC066

FS_ATO_20_TC067

FS_ATO_20_TC068

FS_ATO_20_TC069

FS_ATO_20_TC070

FS_ATO_20_TC071 FS_ATO_20_3.2.4.5

FS_ATO_20_TC072 FS_ATO_20_3.2.4.8

FS_ATO_20_TC073 FS_ATO_20_3.2.4.8

FS_ATO_20_TC074

FS_ATO_20_TC075

FS_ATO_20_TC076

FS_ATO_20_TC077

Search with any one of the followingselection criteria (Criteria 3)- LTV (%) Range From- LTV (%) Range To- Checker Date From- Checker Date To- Reason Code

- Description- Key- Status


Verifying the clearance of entered inputwhen user clicks on the 'Clear' button in ML> Maintenance > Loan To Value - Searchscreen


Adding a new Security (ISIN) with LTVvalue in LTV Add Screen by selecting theISIN Code

FS_ATO_20_3.2.4.5FS_ATO_20_3.2.4.6

User enters the valid inputs for adding anew Security (ISIN) with LTV value in theML > Maintenance > Loan To Value - AddScreen.- Segment- Code- Description- LTV (%)- Date/Timestamp- Maker ID

FS_ATO_20_3.2.4.5


Validate the fields by entering the invalidinput in the ML > Maintenance > Loan To

Value - Add Screen by clicking the Donebutton.


FS_ATO_20_3.15.5

Validate the clearance fields by enteringthe input in the ML > Maintenance > LoanTo Value - Add Screen by clicking theClear button.

Validate the fields of the ML > Maintenance> Loan To Value - Search by entering thevalid inputs.

Validate the ISIN Hyperlink in ML >Maintenance > LTV Values Screen byclicking the ISIN hyperlinkAuthorize a newly added item in ML >

Maintenance > LTV Values Screen byclicking the Authorize button

FS_ATO_20_3.2.4.8

FS_ATO_20_3.2.4.9FS_ATO_20_3.15.1

Cancel the authorization of a newly addeditem in LTV Search Display screen byclicking the Cancel button

FS_ATO_20_3.2.4.8FS_ATO_20_3.2.4.9

Cancel the authorization of a newly addeditem in LTV Search Display screen byclicking the Reject button

FS_ATO_20_3.2.4.9FS_ATO_20_3.15.4

Cancel the Rejection of a newly added itemin LTV Search Display screen by clickingthe Cancel button




FS_ATO_20_TC078

FS_ATO_20_TC079

FS_ATO_20_TC080 FS_ATO_20_3.2.4.9

FS_ATO_20_TC081 FS_ATO_20_3.2.4.9

FS_ATO_20_TC082 FS_ATO_20_3.2.4.11

FS_ATO_20_TC083

FS_ATO_20_TC084

FS_ATO_20_TC085

FS_ATO_20_TC086

FS_ATO_20_TC087

FS_ATO_20_TC088

FS_ATO_20_TC089 FS_ATO_20_3.2.4.18

FS_ATO_20_TC090 FS_ATO_20_3.2.4.13

FS_ATO_20_TC091 FS_ATO_20_3.2.4.13

FS_ATO_20_TC092 FS_ATO_20_3.14

Validate the deletion of the selected valuesby clicking the Delete button in the ML >Maintenance > LTV Values Screen


Validate the authorization of deletion of theselected values by clicking the Authorize

button in the ML > Maintenance > LTVValues Screen


Validate the rejection of deletion of theselected values by clicking the Rejectionbutton in the ML > Maintenance > LTVValues ScreenValidate the change of status from PAD toREJ of all the rejected items when they arerejectedValidate all the fields in the MLT >Maintenance >Loan To Value - ViewScreen by entering the valid input.

Modify the LTV % of the ISIN by clicking

the Modify button in the MLT >Maintenance >Loan To Value - View


FS_ATO_20_3.2.4.15Authorize the modified LTV value of theISIN by clicking the Authorize button in theMLT > Maintenance >Loan To Value - ViewScreen


Authorize the modified LTV value of theISIN by clicking the Authorize button in theMLT > Maintenance >Loan To Value - ViewScreen


Rejection of the modified LTV value of theISIN by clicking the Reject button in theMLT > Maintenance >Loan To Value - ViewScreen

FS_ATO_20_3.2.4.12FS_ATO_20_3.2.4.15

Cancelling the rejection of the modified

LTV Value of the ISIN by clicking the Clear button in the MLT > Maintenance >LoanTo Value - View Screen

FS_ATO_20_3.2.4.12

FS_ATO_20_3.2.4.15

Validate the deletion of the LTV value of the ISIN by clicking the Delete button in theMLT > Maintenance >Loan To Value - ViewScreen


Validate the deletion of the non activerecords by clicking the Delete button

Modify/Delete/Authorize/Reject the codedvalue which was alreadydeleted/authorized/rejectedModify/Delete/Authorize the record which isalready pending for checker authorization

for Modify/Delete/Authorize/Reject.Validate the fields in the LTV Inquiryscreen by selecting the appropriate valuesin the ML > Transaction > Loan To Value -Search Screen



FS_ATO_20_TC093

FS_ATO_20_TC094 FS_ATO_20_2.2.17

FS_ATO_20_TC095 FS_ATO_20_2.2.17

FS_ATO_20_TC096 FS_ATO_20_2.2.17

FS_ATO_20_TC097 FS_ATO_20_2.2.17

FS_ATO_20_TC098 FS_ATO_20_2.2.17

FS_ATO_20_TC099 FS_ATO_20_2.2.17

FS_ATO_20_TC100 FS_ATO_20_2.2.17

FS_ATO_20_TC101 FS_ATO_20_2.2.17

FS_ATO_20_TC102 FS_ATO_20_2.2.17

FS_ATO_20_TC103 FS_ATO_20_2.2.17

ML Line for an existing customer(Single)- Collateral is TD.- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is with in the Productcap- Requested ML Line is with in the

Customer cap.

FS_ATO_20_2.2.1FS_ATO_20_2.2.2FS_ATO_20_2.2.3FS_ATO_20_2.2.3.1FS_ATO_20_2.2.17FS_ATO_20_3.3.1.3FS_ATO_20_7.1.1


ML Line for an existing customer(Single)- Collateral is TDRequested ML Line = Calculated TD Max

Line Limit.ML Line for an existing customer(Single)- Collateral is TD- Requested ML Line > Calculated TD MaxLine LimitML Line for an existing customer(Single)- Collateral is TD

- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is < Minimum of ML Line for an existing customer(Single)- Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is > Maximum of ML Line for an existing customer(Single)- Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is = Minimum ProductML Line for an existing customer(Single)- Collateral is TD

- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is = Maximum of ML Line for an existing customer(Single)- Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is < Minimum of Customer cap.ML Line for an existing customer(Single)- Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is < Minimum of Customer cap.ML Line for an existing customer(Single) -Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.ML Line for an existing customer(Single) -Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.



FS_ATO_20_TC104 FS_ATO_20_2.2.17

FS_ATO_20_TC105 FS_ATO_20_2.2.17

FS_ATO_20_TC106 FS_ATO_20_2.2.17

FS_ATO_20_TC107

FS_ATO_20_TC108

FS_ATO_20_TC109 FS_ATO_20_2.2.17

FS_ATO_20_TC110

FS_ATO_20_TC111

FS_ATO_20_TC112 FS_ATO_20_2.2.17

FS_ATO_20_TC113 FS_ATO_20_2.2.17

FS_ATO_20_TC114 FS_ATO_20_2.2.17

FS_ATO_20_TC115 FS_ATO_20_2.2.17

ML Line for an existing customer(Single) -Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is > Maximum of ML Line for an existing customer(Single)- Collateral is TD

- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is > Maximum of Customer cap.ML Line for an existing customer(Single)- Collateral is TD- Requested ML Line < Calculated TD MaxLine Limit.- Requested ML Line is NOT with in theProduct cap.New ML Line for an existing MLcustomer(Single)- Collateral is TD- Requested ML Line < Calculated TD Max

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

ML Line for the customer(Single) who has

- DDA with standard limit- DDA with salary limit- DDA with Dummy Limit.

Existing customer(Single) requests ML Linewith TD (already pledged for ML) ascollateral - Requested ML Line < Calculated TD Max ML Line for an existing customer (Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit- Requested ML Line is with in the Productcap.

FS_ATO_20_2.2.2FS_ATO_20_2.2.17FS_ATO_20_2.2.3.2.2FS_ATO_20_3.3.1

Existing customer(Single) requests ML Line

with more than one Security (in differentsecurity account in a diversified portfolio)as collateral- Requested ML Line = Calculated SecurityMax Line Limit

FS_ATO_20_2.2.1

FS_ATO_20_2.2.3FS_ATO_20_2.2.3.2FS_ATO_20_2.2.3.2.1FS_ATO_20_2.2.17FS_ATO_20_3.17.3FS_ATO_20_2.2.3.3

ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line > Calculated SecurityMax Line Limit .ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated Security

Max Line Limit .- Requested ML Line is < Minimum of ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is = Minimum of ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is > Maximum of



FS_ATO_20_TC116 FS_ATO_20_2.2.17

FS_ATO_20_TC117 FS_ATO_20_2.2.17

FS_ATO_20_TC118 FS_ATO_20_2.2.17

FS_ATO_20_TC119 FS_ATO_20_2.2.17

FS_ATO_20_TC120 FS_ATO_20_2.2.17

FS_ATO_20_TC121 FS_ATO_20_2.2.17

FS_ATO_20_TC122 FS_ATO_20_2.2.17

FS_ATO_20_TC123 FS_ATO_20_2.2.17

FS_ATO_20_TC124

FS_ATO_20_TC125

FS_ATO_20_TC126 FS_ATO_20_2.2.3.2.2

FS_ATO_20_TC127

FS_ATO_20_TC128

FS_ATO_20_TC129 FS_ATO_20_3.3.1.1

ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is = Maximum of ML Line for an existing customer(Single)- Collateral is Security

- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is < MinimumCustomer cap.ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is < MinimumCustomer cap.ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .

- Requested ML Line is = MinimumML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is > MaximumCustomer cap.ML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is > MaximumCustomer cap.ML Line for an existing customer(Single)- Collateral is Security

- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is = MaximumML Line for an existing customer(Single)- Collateral is Security- Requested ML Line < Calculated SecurityMax Line Limit .- Requested ML Line is NOT with in theProduct cap.New ML Line for an existing MLcustomer(Single)- Collateral is Security- Requested ML Line < Calculated Security

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

Existing customer(Single) requests ML Linewith Security (already earmarked for ML)

as collateral - Requested ML Line < Calculated Security

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

ML Line for an existing customer(Single)- Security (Undiversified portfolio) iscollateralExisting customer(Single) requests ML Linewith Security & TD as collateral

FS_ATO_20_2.2.1FS_ATO_20_2.2.17

Validating the customer portfolio detailsbased on the DDA account informationretrieved from RM

FS_ATO_20_3.3.1.1FS_ATO_20_3.17.1.4

Check if the DDA account details for onlyrequested customer is displayed in MLscreen.



FS_ATO_20_TC130 FS_ATO_20_3.3.1.1

FS_ATO_20_TC131

FS_ATO_20_TC132 FS_ATO_20_3.3.1.1

FS_ATO_20_TC133 FS_ATO_20_3.3.1.1

FS_ATO_20_TC134 FS_ATO_20_3.3.1.1

FS_ATO_20_TC135

FS_ATO_20_TC136

FS_ATO_20_TC137 FS_ATO_20_3.3.2.4

FS_ATO_20_TC138 FS_ATO_20_3.3.3.2

FS_ATO_20_TC139 FS_ATO_20_3.3.2.6

FS_ATO_20_TC140 FS_ATO_20_3.3.2.7

FS_ATO_20_TC141

FS_ATO_20_TC142

FS_ATO_20_TC143 FS_ATO_20_3.3.2.7

FS_ATO_20_TC144 FS_ATO_20_3.3.2.7

Check if only the direct relationships onlyare considered for ML.

Check if all TD accounts (with Rollover instruction set) in EUR, which are eligiblefor pledging are retrieved from RC+

FS_ATO_20_3.3.1.1FS_ATO_20_5.2.2

ML Line for an existing customer(Single)- Collateral is Assigned security

ML Line for an existing customer(Single)- Collateral is Blocked security

ML Line for an existing customer(Single)- Collateral is Citibank issued security

Check if the following conditions todetermine if the security is considered for LTV calculation.

· assignment code = 00· assignment code not = 00, butassignment date is less than current date· block code = 00· account is marked for closure

FS_ATO_20_3.3.1.1FS_ATO_20_6.1

Field validation for fields that are displayedin the ML Summary Screen

FS_ATO_20_3.3.2.4FS_ATO_20_3.3.2.5

Select Security / TD and click on 'MarginLine Calculator' button from the MLSummary Screen for calculating theCollateral Value of the selected account.Verify the fields displayed in the MLSummary Screen- Status of the accounts should not getValidating the error message when user clicks on Margin Line Calculator in MLSummary Screen without selecting anySecurity/TDCheck if the display of ML Total Customer Experience screen for Securities is

displayed when 'Security Accounts'hyperlink is clicked.Field validations for ML Total Customer Experience screen for Securities

FS_ATO_20_3.3.2.7FS_ATO_20_3.3.2.9

Check if the following details of eligiblesecurities are retrieved from SB.· DDA a/c· Security acct· ISIN code· ISIN description· ISIN Currency code· Holding units· Holding Amount· FX rate (ETB-SB SB-MLT)

· Price· Value in Euro· Value in FCY·

FS_ATO_20_3.3.1.1FS_ATO_20_6.1FS_ATO_20_6.11FS_ATO_20_6.16

Check the display of ML Total Customer Experience screen for TD is displayedwhen 'TD Accounts' hyperlink is clicked.Field validations for ML Total Customer Experience screen for TD



FS_ATO_20_TC145 FS_ATO_20_3.3.2.7

FS_ATO_20_TC146 FS_ATO_20_3.3.2.7

FS_ATO_20_TC147

FS_ATO_20_TC148

FS_ATO_20_TC149 FS_ATO_20_3.3.2.10.1

FS_ATO_20_TC150 FS_ATO_20_3.3.2.10.1

FS_ATO_20_TC151 FS_ATO_20_3.3.2.10.1

FS_ATO_20_TC152 FS_ATO_20_3.3.2.10.1

FS_ATO_20_TC153 FS_ATO_20_3.3.2.10.3

FS_ATO_20_TC154 FS_ATO_20_3.3.2.10.4

FS_ATO_20_TC155 FS_ATO_20_3.3.2.10.4

FS_ATO_20_TC156 FS_ATO_20_3.3.2.10.4

FS_ATO_20_TC157 FS_ATO_20_3.3.2.10.4

FS_ATO_20_TC158 FS_ATO_20_3.3.2.10.4

FS_ATO_20_TC159 FS_ATO_20_3.3.2.10.6

FS_ATO_20_TC160 FS_ATO_20_3.3.2.10.6

FS_ATO_20_TC161

FS_ATO_20_TC162 FS_ATO_20_3.3.2.10.6

Check if ML Total Customer Experiencescreen for Security is displayed when'Security account hyperlink is clicked.Field validations for ML Total Customer Experience screen for Security

Check if the ML Calculator AccountSelection Tab TD screen is displayed when

user selects the TD account and clicks on'ML line Calculator' button

FS_ATO_20_3.3.2.10FS_ATO_20_3.3.2.10.1

Field validations for ML Calculator AccountSelection tab screen (TD )

FS_ATO_20_3.3.2.10.1FS_ATO_20_3.3.2.10.2

Check if the ML Calculator AccountSelection Tab Securities screen isdisplayed when user selects the securityaccount and clicks on 'ML line Calculator'Field validations for ML Calculator AccountSelection tab screen (Securities )

Validate the Maximum Line amountcalculation for a TD account in the ML >Loan Simulation > Margin Line Calculator >TD - View Screen

Validate the Maximum Line amountcalculation for a TD account in the ML >Loan Simulation > Margin Line Calculator >Securities - View Screen

User does not choose any accounts andclicks the Done or Calculate button,

Field validations for ML Calculator AccountLine Amount Details Tab screen for Securities (Line amount details tab)Check if the LTV calculation for theselected security account is displayedwhen user clicks on the Max Line limitCheck if the details of Contractually SettledHoldings and Holdings with Sell in

Progress are displayed when user clicks ontotal collateral value limit hyperlink.Field validations for ML Calculator AccountLine Amount Details Tab screen for Securities (Line amount details tab)Check if the LTV calculation for theselected TD account is displayed whenuser clicks on the Max Line limit hyperlink.User enters a invalid input (Requested LineAmount > TD Max Line Limit) the in the ML> Loan Simulation > Margin Line Calculator > TD - ViewDisplay of an error message will bedisplayed. “Please indicate amount inRequested Line Amount.” · if the user doesnot input any amount and clicks the DoneDisplay of a message “Requested line

amount exceeds the minimum/maximumcustomer cap CCD override is needed.”if requested line amount exceeds themin/max customer cap, a CCD override is

FS_ATO_20_3.3.2.10.6

FS_ATO_20_3.3.2.3

Display of a message “Requested lineamount exceeds the minimum/maximumcustomer cap CCD override is needed.”if requested line amount exceeds themin/max customer cap, a CCD override isneeded. (For user)



FS_ATO_20_TC163 FS_ATO_20_3.3.2.10.6

FS_ATO_20_TC164

FS_ATO_20_TC165

FS_ATO_20_TC166

FS_ATO_20_TC167

FS_ATO_20_TC168

FS_ATO_20_TC169

FS_ATO_20_TC170

FS_ATO_20_TC171

FS_ATO_20_TC172

FS_ATO_20_TC173

FS_ATO_20_TC174

FS_ATO_20_TC175

FS_ATO_20_TC176

FS_ATO_20_TC177

FS_ATO_20_TC178

FS_ATO_20_TC179

For CCD, the message to be displayed“Requested line amount exceeds theminimum/maximum customer cap. Do youwant to override?”ML Line for Customer-1 in Joint OR reln- Security-1 owned by Customer-1 iscollateral

- Customer 1 has DDA account 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Joint OR reln-Security owned by Customer-2 is collateral-Customer 1 has DDA account 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Joint OR reln-Customer 1 has DDA account 1-Customer 1+2 have security account(1+2)

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Joint OR reln- Security-2 owned by Customer-2 iscollateral

- Customer 2 has DDA account 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Joint OR reln-Security owned by Customer-1 is collateral-Customer 2 has DDA account 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- Security owned by Customer 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- Security owned by Customer 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- Security account (1+2) owned byCustomer 1+2 as collateral

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- Security account (2+1) owned byCustomer 1+2 as collateral

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Joint OR reln- TD-1owned by Customer-1 is collateral- Customer 1 has DDA account 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Joint OR reln-TD-1 owned by Customer-2 is collateral-Customer 1 has DDA account 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-1 in Joint OR reln-Customer 1 has DDA account 1-Customer 1+2 have TD (1+2)

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4



FS_ATO_20_TC180

FS_ATO_20_TC181

FS_ATO_20_TC182

FS_ATO_20_TC183

FS_ATO_20_TC184

FS_ATO_20_TC185

FS_ATO_20_TC186

FS_ATO_20_TC187

FS_ATO_20_TC188

FS_ATO_20_TC189

FS_ATO_20_TC190

FS_ATO_20_TC191 Pledging the TD in USD for New ML Line. FS_ATO_20_5.1.2

FS_ATO_20_TC192 Pledging the TD in GBP for New ML Line. FS_ATO_20_5.1.2

FS_ATO_20_TC193 Pledging the TD in TRY for New ML Line. FS_ATO_20_5.1.2

FS_ATO_20_TC194 FS_ATO_20_5.1.4

FS_ATO_20_TC195 FS_ATO_20_5.1.4

FS_ATO_20_TC196 FS_ATO_20_5.1.4

FS_ATO_20_TC197 FS_ATO_20_5.1.4

FS_ATO_20_TC198 Redemption of TD before unpledging. FS_ATO_20_5.1.5

ML Line for Customer-2 in Joint OR reln- TD-2 owned by Customer-2 is collateral- Customer 2 has DDA account 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer-2 in Joint OR reln-TD owned by Customer-1 is collateral-Customer 2 has DDA account 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4


FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- TD owned by Customer 1

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- TD owned by Customer 2

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- TD (1+2) owned by Customer 1+2 ascollateral

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

ML Line for Customer 1+2 in Joint OR reln- Customer 1+2 have DDA account 1+2- TD (2+1) owned by Customer 1+2 ascollateral

FS_ATO_20_3.3.1.2.1.1FS_ATO_20_6.4

New ML Line for an existing ML customer 1(Joint OR)- Collateral is TD- Requested ML Line < Calculated TD MaxPledging the TD in EUR for New ML Line.Pledge Amount = TD amount-Rollover option is 'rollover principal and

interest'


FS_ATO_20_5.1.6FS_ATO_20_3.3.6.3.3

Pledging the TD in EUR for New ML Line.Pledge Amount < TD amount-Rollover option is 'rollover principal,dispose interest'

FS_ATO_20_5.1.2FS_ATO_20_5.1.3FS_ATO_20_5.1.4FS_ATO_20_5.1.6FS_ATO_20_3.17.1.2

Changing the roll over option of a pledgedTD from 'rollover principal and interest' to

'rollover principal, dispose interest'Changing the roll over option of a pledgedTD from 'rollover principal, dispose interest'to 'rollover principal and interest'Changing the roll over option of a pledged TD from 'rollover principal, dispose interest' to other than 'rollover principal and interest'

Changing the roll over option of a pledged TD from 'rollover principal and interest' toother than 'rollover principal, disposeinterest'



FS_ATO_20_TC199 Early break of TD before unpledging. FS_ATO_20_5.1.5

FS_ATO_20_TC200 Supersede of TD before unpledging. FS_ATO_20_5.1.5

FS_ATO_20_TC201

FS_ATO_20_TC202

FS_ATO_20_TC203 Unpledging the TD in RC+.

FS_ATO_20_TC204

FS_ATO_20_TC205 Partial unpledge of TD FS_ATO_20_5.2.5

FS_ATO_20_TC206 FS_ATO_20_5.2.6

FS_ATO_20_TC207 FS_ATO_20_5.2.7

FS_ATO_20_TC208 Validation of RC+ hand off file from MLT FS_ATO_20_3.17.2.2

FS_ATO_20_TC209 FS_ATO_20_3.3.1.4

FS_ATO_20_TC210 FS_ATO_20_3.3.1.4FS_ATO_20_TC211

FS_ATO_20_TC212

FS_ATO_20_TC213

FS_ATO_20_TC214

FS_ATO_20_TC215

FS_ATO_20_TC216

FS_ATO_20_TC217

Check if the following details are sent toRC+ for TD's pledging.a. TD account no. (20-character)b. Amount (MLT will send in amount

equivalent to TD principal)c. CCYd. Facility account no. (this will be set asthe TD Interest Disposal a/c)e. Remarks

FS_ATO_20_5.2.4

Unpledging the TD manually in MLTapplication. FS_ATO_20_5.2.5

FS_ATO_20_2.2.4FS_ATO_20_2.2.4.2


Check if the following details of TD are sent

to RC+ after unpledging the TD1.1 TD account no.1.2 Corresponding Pledge no.1.3 Amount to be unpledged

FS_ATO_20_5.2.5.1.1

FS_ATO_20_5.2.5.1.2FS_ATO_20_5.2.5.1.3

Check if the user cannot change thematurity instruction of a pledged TD

Check if the user cannot change theInterest disposal account of a pledged TD

Check if the newly created ML is added tothe ML portfolio for existing customer.

Check if the ML portfolio is created for thenew ML customer.Check if the Approval Queue screen isdisplayed when user clicks on the menuTransaction->Line Management ApprovalQueue

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if only pending for approval recordsare sorted & displayed by customer number in ascending order

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if the customer numbers aredisplayed as hyperlinks.

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Field validations for Approval Queuescreen

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if the record for the particular customer is displayed when user enter the

customer number and clicks on the'Search' button in Approval Queue screen.

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Check if the customer portfolio Detailsscreen is displayed when user clicks on'customer number hyperlink in the ApprovalQueue screen.

FS_ATO_20_3.3.5.2FS_ATO_20_3.3.5.1

Field validations for Approval QueuePortfolio Details Screen

FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.1



FS_ATO_20_TC218

FS_ATO_20_TC219

FS_ATO_20_TC220

FS_ATO_20_TC221 Authorize ML Line.

FS_ATO_20_TC222 Reject ML Line.

FS_ATO_20_TC223

FS_ATO_20_TC224 Modify the ML Line.

FS_ATO_20_TC225

FS_ATO_20_TC226

Check if maker can Modify the 'RequestedLine Amount value' in Queue PortfolioDetails.


Check if CCD can Modify the 'Requested Line Amount value' in Queue PortfolioDetails.

FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.1

Check if the Requested Line amount isdecreased when 'Decrease Contractual MLLine' is in Queue Portfolio Details chosen.

FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.4FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3FS_ATO_20_3.3.5

FS_ATO_20_3.3.5.1


Check if the Done button is enabled onlywhen Modify button is clicked


FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3FS_ATO_20_3.3.5FS_ATO_20_3.3.5.1

FS_ATO_20_3.3.5FS_ATO_20_3.3.5.3FS_ATO_20_3.3.5.4FS_ATO_20_3.3.2.8FS_ATO_20_3.3.2.10.5FS_ATO_20_3.3.3.2FS_ATO_20_3.13.3

FS_ATO_20_3.3.5.1

The user has to select a customer number first prior to any selection of action button.If no selection was made, an error message “Please select customer number.”

FS_ATO_20_3.3.5.5FS_ATO_20_3.3.5.1

The user has to select a status first prior toclicking the Search button. If no selectionwas made, an error message is displayed.“Please select status.”

FS_ATO_20_3.3.5.5FS_ATO_20_3.3.5.1



FS_ATO_20_TC227

FS_ATO_20_TC228

FS_ATO_20_TC229 Authorize new ML account.

FS_ATO_20_TC230 Reject new ML account.

FS_ATO_20_TC231 Modify the new ML account

FS_ATO_20_TC232 Cancel the new ML account

FS_ATO_20_TC233 Validation for contract printing

FS_ATO_20_TC234 Validation for contract signing

FS_ATO_20_TC235

FS_ATO_20_TC236

FS_ATO_20_TC237 FS_ATO_20_3.3.6.4

FS_ATO_20_TC238

FS_ATO_20_TC239 FS_ATO_20_3.3.1.2.1.2

FS_ATO_20_TC240 FS_ATO_145_2.2.7

FS_ATO_20_TC241 FS_ATO_145_2.2.7

FS_ATO_20_TC242

FS_ATO_20_TC243

FS_ATO_20_TC244

Check if 'Authorize' & 'Reject' buttons areavailable only for Checker profile.

FS_ATO_20_3.15FS_ATO_20_3.15.3FS_ATO_20_3.3.5.1

Check if a new ML account is opened whena new DDA account with limit type for ML isto be used for ML

FS_ATO_20_3.4.1FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2

FS_ATO_20_3.3.5.1FS_ATO_20_3.4.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2FS_ATO_20_3.3.5.1

FS_ATO_20_3.4.2FS_ATO_20_3.5.2FS_ATO_20_3.3.6.1FS_ATO_20_3.3.6.2FS_ATO_20_3.3.3.4FS_ATO_20_2.2.18FS_ATO_20_3.3.3.8


Check if the loan account is retrieved for fulfillment

FS_ATO_20_3.3.6.3.1FS_ATO_20_3.3.6.3

MLT will validate the selected DDA accountif this is valid DDA account with Limit Typefor ML and approval date should be lessthan 14 days from current date.

FS_ATO_20_3.3.6.3.2FS_ATO_20_6.3

Check if the status is changed from PRI toACT after the contract is signed.

Creation of DDA with standard type for theML customer(Single) who has- DDA with salary limit- DDA with Dummy Limit.

Check to collateralize both TD and security for the same ML Line.

Validate the fields printed in the Contract of Time DepositValidation for the fields printed in theContract.Existing ML customer(Single) Utilize the MLline- Utilized ML Line < Current ML line.

FS_ATO_20_2.2.4.1FS_ATO_20_2.2.3.4

Unearmarking a security from the activeML line which will NOT result in to OCL

recalculated Current ML Line > Utilized MLLine + x%.

FS_ATO_20_2.2.4.1FS_ATO_20_2.2.4.1.2

Unearmarking a security from the activeML line which will NOT result in to OCL

recalculated Current ML Line = Utilized MLLine + x%.

FS_ATO_20_2.2.4.1FS_ATO_20_2.2.4.1.2



FS_ATO_20_TC245



FS_ATO_20_TC248

FS_ATO_20_TC249

FS_ATO_20_TC250

FS_ATO_20_TC251

FS_ATO_20_TC252

FS_ATO_20_TC253

FS_ATO_20_TC254

FS_ATO_20_TC255

FS_ATO_20_TC256

FS_ATO_20_TC257

FS_ATO_20_TC258

FS_ATO_20_TC259

FS_ATO_20_TC260

Unearmarking a security from the activeML line which will result in to OCL

recalculated Current ML Line < Utilized MLLine + x%.

FS_ATO_20_2.2.4.1FS_ATO_20_2.2.4.1.2

Check if the interest is computed accruedbased on the daily amount utilized.

Int rate for with in credit limit and OCL aresame.Check if Interest for line utilization ischarged on a quarterly basis.

Int rate for with in credit limit and OCL aresame.Validation for Increase of contractual MLLine for an existing customer.

FS_ATO_20_3.5.2FS_ATO_20_8.2.1FS_ATO_20_2.2.5FS_ATO_20_3.5.1FS_ATO_20_3.3.3.8FS_ATO_20_7.1.4

Validation for Increase a decrease of MLLine for an existing customer.


Authorize the Voluntary Increase /Decrease of Contractual ML Line


Reject the Voluntary Increase / Decreaseof Contractual ML Line


Validate the transaction code 8302 for Current line increase

FS_ATO_20_8.1.3FS_ATO_20_3.5.1

Validate the transaction code 8322 for

Current line decrease

FS_ATO_20_8.1.3

FS_ATO_20_3.5.1Check if the MLT calls the ALS onlineroutine to update the Current ML line whenan additional collateral is added.

FS_ATO_20_8.1.3FS_ATO_20_3.5.1

New ML Line for an existing ML customer 1(Joint OR)- Security is TD- Requested ML Line < Calculated TD MaxValidating the Online impact on the currentML line when user increases thecontractual ML Line.Making the debit transaction through self Validating the Online impact on the currentML line when user decreases thecontractual ML Line.

Making the debit transaction through self Check if MLT calls ALS routine to reducethe contractual ML line when the customer requests for reducing the same.

FS_ATO_20_8.1.4.1FS_ATO_20_3.5.1

Check if MLT calls ALS routine to reducethe current ML line when the customer requests for reducing the same.

FS_ATO_20_8.1.4.1FS_ATO_20_3.5.1

Check if the handoff file contains therecalculated value of current ML Line inALS format and the same is updated inALS.

FS_ATO_20_8.1.4.1FS_ATO_20_3.17.4FS_ATO_20_3.17.5FS_ATO_20_3.5.1



FS_ATO_20_TC261

FS_ATO_20_TC262

FS_ATO_20_TC263

FS_ATO_20_TC264

FS_ATO_20_TC265

FS_ATO_20_TC266

FS_ATO_20_TC267

FS_ATO_20_TC268

FS_ATO_20_TC269

FS_ATO_20_TC270

FS_ATO_20_TC271

FS_ATO_20_TC272

BLAZE call to increase of Line amount of an existing DDA account with Limit TypeML when customer wish is Increase in lineamount.


BLAZE call for Increase of Line amount of an existing DDA account with Limit Type

No Limit



User changes the credit limit amountdecided by BLAZE on DDA account withLimit Type No Limit.

User Edited credit limit amount <= BLAZE


User changes the credit limit amountdecided by BLAZE on DDA account withLimit Type No Limit.

User Edited credit limit amount > BLAZE



Standard Limit



User changes the credit limit amountdecided by BLAZE on DDA account withLimit Type Standard Limit



User changes the credit limit amountdecided by BLAZE on DDA account withLimit Type Standard Limit




income based Limit



User changes the credit limit amountdecided by BLAZE on DDA account withLimit Type income based Limit



User changes the credit limit amountdecided by BLAZE on DDA account withLimit Type income based Limit



Liquidity Management BackgroundProcessing for increase in Line Amount of

a DDA Account for Limit, standard limit ,nolimit or ML



Liquidity Management BackgroundProcessing for a Increase in Line Amountof a DDA Account with any of the standardlimits/margin lending, No limit types




FS_ATO_20_TC273

FS_ATO_20_TC274

FS_ATO_20_TC275

FS_ATO_20_TC276

FS_ATO_20_TC277 FS_ATO_145_3.3.3

FS_ATO_20_TC278 FS_ATO_145_3.3.3

FS_ATO_20_TC279 FS_ATO_145_3.3.3

FS_ATO_20_TC280 FS_ATO_145_3.3.3

FS_ATO_20_TC281 FS_ATO_145_3.4.1

FS_ATO_20_TC282 FS_ATO_145_3.4.1

FS_ATO_20_TC283 FS_ATO_145_3.4.1

FS_ATO_20_TC284 FS_ATO_145_3.4.1

FS_ATO_20_TC285 FS_ATO_145_3.4.1

FS_ATO_20_TC286

FS_ATO_20_TC287

FS_ATO_20_TC288

FS_ATO_20_TC289

FS_ATO_20_TC290

BLAZE call for Increase of Line amount of a ML Line of an existing DDA Account withLimit Type ML


Check for the approval of VoluntaryContractual Line Increase through OCI.

FS_ATO_145_2.2.2FS_ATO_145_3.3.2

FS_ATO_145_3.3.2.1FS_ATO_145_3.3.2.2FS_ATO_145_2.1

Check for the approval of VoluntaryContractual Line Decrease through OCI.

FS_ATO_145_2.2.3FS_ATO_145_2.1FS_ATO_145_3.1.1FS_ATO_145_3.1.3FS_ATO_145_3.2FS_ATO_145_3.3.1FS_ATO_145_13.2

Check for the Online Contractual Line

Decrease

FS_ATO_145_3.3.3

FS_ATO_145_3.1.1FS_ATO_145_3.2FS_ATO_145_3.3.1

Check for the Daily Limit calculation duringbatchCheck for the cancelled Accounts duringBatch processCheck for the Write-off Accounts duringBatch processCheck for the Charged Off Accounts duringBatch processValidate the BOD batch Process for MLLine Recalculation after BOD batch run for a active customer Check for the recalculation of the CurrentML Line for Cancelled Accounts.

Check for the recalculation of the Current

ML Line for Write Off Accounts.Check for the recalculation of the CurrentML Line for Charged Off Accounts.

Validate the BOD batch Process for MLLine Recalculation after BOD batch run for a of ML Line for a inactive customer Decrease of Contractual ML Lineinvoluntarily.

FS_ATO_20_3.12.2FS_ATO_20_8.1.4.2FS_ATO_20_2.2.5FS_ATO_20_3.12.1FS_ATO_20_3.3.3FS_ATO_20_7.1.4

Check if MLT calls ALS routine to set both

contractual line and ML line to 0. For bothactive customer.

FS_ATO_20_8.1.4.2

FS_ATO_20_3.12.1Check if MLT calls ALS routine to set bothcontractual line and ML line to 0. For bothinactive customer.

FS_ATO_20_8.1.4.2FS_ATO_20_3.12.1

Authorize the Involuntary Decrease of Contractual ML Line

FS_ATO_20_3.12.2FS_ATO_20_3.12.1

Reject the Involuntary Decrease of Contractual ML Line

FS_ATO_20_3.12.2FS_ATO_20_3.12.1



FS_ATO_20_TC291

FS_ATO_20_TC292

FS_ATO_20_TC293 FS_ATO_20_2.2.12.3

FS_ATO_20_TC294 FS_ATO_20_2.2.12.3

FS_ATO_20_TC295 FS_ATO_20_2.2.12.3

FS_ATO_20_TC296

FS_ATO_20_TC297

FS_ATO_20_TC298

FS_ATO_20_TC299

FS_ATO_20_TC300

Margin Call when a customer is indelinquent


Forced sell when a customer is indelinquent

FS_ATO_20_2.2.12.1FS_ATO_20_2.2.12.2

Adding new security to the security account

(earmarked for ML) to bring back thecustomer from Delinquency bucket.

Adding new TD to the collateral to bringback the customer from Delinquencybucket.

Repayment to bring back the customer from delinquencyValidation for Delinquent Accounts (DailyExtract of Hand-off of Active AccountInformation)

FS_ATO_20_9.5.1.1.2FS_ATO_20_9.5.1.2.1

Customer type: Existing customer (Single)

Contractual Line = Current LineUtilized Line = 0

Available line to utilize > 0DPD = 0OCL = NISIN concentration = NSector concentration = NPortfolio type - Diversified



Contractual Line = Current LineUtilized Line = 0Available line to utilize > 0DPD = 0OCL = N

ISIN concentration = NSector concentration = NPortfolio type - Undiversified


Customer type: Existing customer (Single)Contractual Line = Current Line = UtilizedLineAvailable line to utilize = 0DPD = 1OCL = YISIN concentration = NSector concentration = YPortfolio type - Undiversified


Customer type: Existing customer (Single)Contractual Line = Current Line = UtilizedLineAvailable line to utilize = 0DPD = 1OCL = YISIN concentration = YSector concentration = YPortfolio type - Undiversified




FS_ATO_20_TC301

FS_ATO_20_TC302

FS_ATO_20_TC303

FS_ATO_20_TC304

Customer type: Existing customer (Single)Contractual Line = Current LineUtilized Line > 0Available line to utilize > 0DPD = 0OCL = NISIN concentration = N

Sector concentration = NPortfolio type - Diversified


Customer type: Existing customer (Single)Contractual Line > Current LineUtilized Line = 0Available line to utilize = 0DPD = 1OCL = YISIN concentration = NSector concentration = NPortfolio type - Diversified

Security buy (not yet settled) not ser



Contractual Line > Current LineUtilized Line = Current LineAvailable line to utilize = 0

0 > DPD < 30OCL = YISIN concentration = NSector concentration = NPortfolio type - Diversified




DPD = 30OCL = YISIN concentration = NSector concentration = NDiversified




FS_ATO_20_TC305

FS_ATO_20_TC306

FS_ATO_20_TC307

FS_ATO_20_TC308



30 > DPD < 60

OCL = YISIN concentration = NSector concentration = NPortfolio type - Diversified




DPD = 60OCL = Y

ISIN concentration = NSector concentration = NPortfolio type - Diversified




DPD = 1OCL = YISIN concentration = N

Sector concentration = NPortfolio type - Diversified (Fluctuatingprices)



Contractual Line > Current LineUtilized Line = Current Line or > 0Available line to utilize = 0 or > 0

DPD = 0OCL = NISIN concentration = NSector concentration = N

Portfolio type - Diversified (New collater




FS_ATO_20_TC309

FS_ATO_20_TC310

FS_ATO_20_TC311 FS_ATO_20_9.2.1

FS_ATO_20_TC312 Paying off the TD collateral.

FS_ATO_20_TC313 Modifying the Payoff

FS_ATO_20_TC314 Authorizing a payoff

FS_ATO_20_TC315 Add collateral

FS_ATO_20_TC316 Delete collateral



DPD = 1

OCL = YISIN concentration = NSector concentration = NPortfolio type - DiversifiedSecurity transfer out



Contractual Line > Current LineUtilized Line > 0Available line to utilize > 0

DPD = 0

OCL = NISIN concentration = NSector concentration = NPortfolio type - DiversifiedSecurity Buy



Contractual Line > Current LineUtilized Line > 0Available line to utilize > 0

DPD = 0

OCL = NISIN concentration = NSector concentration = NPortfolio type - DiversifiedForced Sell


FS_ATO_20_3.9.2FS_ATO_20_3.9.1

FS_ATO_20_3.9.2

FS_ATO_20_3.9.2FS_ATO_20_3.6.2FS_ATO_20_8.1.4.2FS_ATO_20_2.2.5FS_ATO_20_3.6.1FS_ATO_20_3.3.3

FS_ATO_20_3.6.2FS_ATO_20_3.6.1



FS_ATO_20_TC317

FS_ATO_20_TC318

FS_ATO_20_TC319

FS_ATO_20_TC320

FS_ATO_20_TC321 FS_ATO_20_3.3.3.10

FS_ATO_20_TC322 FS_ATO_20_3.3.3.10

FS_ATO_20_TC323 FS_ATO_20_3.3.3.10

FS_ATO_20_TC324 FS_ATO_20_3.3.3.10

FS_ATO_20_TC325 FS_ATO_20_3.3.3.10

FS_ATO_20_TC326 FS_ATO_20_3.3.3.10

FS_ATO_20_TC327 FS_ATO_20_3.3.3.10

FS_ATO_20_TC328 FS_ATO_20_3.3.4.1

FS_ATO_20_TC329 FS_ATO_20_3.3.4.1

FS_ATO_20_TC330 FS_ATO_20_3.3.4.1

FS_ATO_20_TC331 FS_ATO_20_3.3.4.1

FS_ATO_20_TC332

FS_ATO_20_TC333

FS_ATO_20_TC334

FS_ATO_20_TC335

FS_ATO_20_TC336

FS_ATO_20_TC337

Authorize the Increase / Decrease of Collaterals

FS_ATO_20_3.6.2FS_ATO_20_3.6.1

Reject the Increase / Decrease of Collaterals

FS_ATO_20_3.6.2FS_ATO_20_3.6.1

Selling the security which is attached ascollateral for ML lineClosing an active ML Line voluntarily for an

existing customer

FS_ATO_20_3.7.2

FS_ATO_20_2.2.8FS_ATO_20_2.2.5FS_ATO_20_3.3.3FS_ATO_20_3.7.1

Field validation for ML Line ManagementBank Action Search Screen

Check the display of security portfoliodetails if the Account type 'Security' isselected for 'Search.Check the display of TD portfolio details if the Account type 'TD' is selected for 'Search'.Check the display of all portfolio details if the Account type 'All' is selected for

'Search'.Close of Active ML Line when user clickson 'Close Active ML Line' button.

Close of Inactive ML Line when user clickson 'Close Inactive ML Line' button.

Decrease of contractual line when user clicks on Decrease Contractual ML Line

Field validations for LTV Calculation screen(Securities)Field validations for LTV Calculation screen(TD)Field validations for LTV CalculationHoldings with Sell in Progress Screen

Check if the LTV Calculation screen isclosed when 'Close' button is clicked.

Verify whether status is not applicable for 3.3.4.2 LTV Calculation Screen.

FS_ATO_20_3.3.4.2FS_ATO_20_3.3.4.3

Closing ML Line due to not maintaining anysecurity in the security account after the MLcontract is made.

FS_ATO_20_2.2.6.2FS_ATO_20_3.11.2FS_ATO_20_2.2.5FS_ATO_20_3.3.3FS_ATO_20_3.11.1

Authorize the Involuntary Line Closure of Inactive Customer

FS_ATO_20_3.3.3.11FS_ATO_20_3.11.2FS_ATO_20_3.11.1

Reject the Involuntary Line Closure of Inactive Customer

FS_ATO_20_3.11.2FS_ATO_20_3.11.1

Closing a ML line when Customer is inMargin call condition

FS_ATO_20_2.2.6.1FS_ATO_20_2.2.5FS_ATO_20_3.3.3FS_ATO_20_3.10.1FS_ATO_20_3.10.2

Closing a ML line when Customer is inForced to sell condition




FS_ATO_20_TC338

FS_ATO_20_TC339

FS_ATO_20_TC340 Validate the ML application cancellation

FS_ATO_20_TC341

FS_ATO_20_TC342

FS_ATO_20_TC343

FS_ATO_20_TC344

FS_ATO_20_TC345 FS_ATO_145_3.3.2.1

FS_ATO_20_TC346 FS_ATO_145_3.3.2.1

FS_ATO_20_TC347 FS_ATO_145_3.3.2.1

FS_ATO_20_TC348

FS_ATO_20_TC349 FS_ATO_20_3.3.3.1

FS_ATO_20_TC350 FS_ATO_20_3.3.3.1

FS_ATO_20_TC351 FS_ATO_20_3.3.3.1

FS_ATO_20_TC352 FS_ATO_20_3.3.3.1

FS_ATO_20_TC353 FS_ATO_20_3.3.3.1

FS_ATO_20_TC354 FS_ATO_20_3.3.3.1

FS_ATO_20_TC355 FS_ATO_20_3.3.3.1

FS_ATO_20_TC356 FS_ATO_20_3.3.3.1

Closing a ML line when there is a legaldispute on customer.


Closing a ML line of an existing customer when write-off


FS_ATO_20_3.8FS_ATO_20_2.2.5FS_ATO_20_2.2.10FS_ATO_20_3.8.1FS_ATO_20_3.8.2FS_ATO_20_3.3.3

Check if MLT calls the ALS routine to setboth contractual and current ML line to 0.

FS_ATO_20_8.1.4.1FS_ATO_20_3.8.1

Check for the Involuntary closure of ActiveCustomer for Cancellation.


Check for the Involuntary closure of Active

Customer for Write-Off's

FS_ATO_145_2.2.4

FS_ATO_145_2.1FS_ATO_145_3.1.1

Check for the Involuntary closure of ActiveCustomer for Charge Off's


Check for involuntary closure of an accountof active customer when it is written-off

Check for involuntary closure of an accountof active customer when it is Cancelled

Check for involuntary closure of an accountof active customer when it is Charged off.

Check if the ML Line Management Manage

Collateral Tab screen for Security isdisplayed when user selects the Securityaccount and clicks on 'Margin lineManagement' button in ML Summary

FS_ATO_20_3.3.3

FS_ATO_20_3.3.3.1

Field validations for ML Line ManagementManage Collateral Tab screen (for SecurityAccount)Check if the LTV calculation screen for Security is displayed when collateral valueLimit hyperlink is clicked.Check if the Add Collateral screen isdisplayed when user clicks on 'AddCollateral' button in ML Line ManagementManage Collateral Tab Screen.Check if the Delete Collateral screen for Security is displayed when user clicks on

'Delete Collateral' button in ML LineManagement Manage Collateral TabCheck if the ML Line Management ManageCollateral Tab screen for TD is displayedwhen user selects the TD account andclicks on 'Margin line Management' buttonin ML Summary screen.Authorize the record in ML LineManagement collateral tabReject the record in ML Line Managementcollateral tabField validations for ML Line ManagementManage Collateral Tab Screen (For TDAccount)



FS_ATO_20_TC357 FS_ATO_20_3.3.3.1

FS_ATO_20_TC358 FS_ATO_20_3.3.3.1

FS_ATO_20_TC359 FS_ATO_20_3.3.3.1

FS_ATO_20_TC360 FS_ATO_20_3.3.3.3

FS_ATO_20_TC361 FS_ATO_20_3.3.3.3

FS_ATO_20_TC362 FS_ATO_20_3.3.3.3

FS_ATO_20_TC363

FS_ATO_20_TC364 FS_ATO_20_3.3.3.3.3

FS_ATO_20_TC365

FS_ATO_20_TC366 FS_ATO_20_3.3.3.3.6

FS_ATO_20_TC367 FS_ATO_20_3.3.3.4

FS_ATO_20_TC368 FS_ATO_20_3.3.3.4

FS_ATO_20_TC369 Click on Print Contract button.

FS_ATO_20_TC370

FS_ATO_20_TC371 FS_ATO_20_3.3.3.7

FS_ATO_20_TC372 FS_ATO_20_3.3.3.7

FS_ATO_20_TC373 FS_ATO_20_3.3.3.7

FS_ATO_20_TC374 FS_ATO_20_3.3.3.7

FS_ATO_20_TC375 FS_ATO_20_3.3.3.7

Check if the LTV calculation screen isdisplayed when collateral value Limithyperlink is clicked.Check if the Add Collateral screen for TD isdisplayed when user clicks on 'AddCollateral' button in ML Line ManagementManage Collateral Tab Screen.Check if the Delete Collateral screen for TD

is displayed when user clicks on 'DeleteCollateral' button in ML Line ManagementManage Collateral Tab Screen.User enters input in the 'Requested LineAmount' field before calculating the MaxLine amount.Display of an error message will bedisplayed. “Please select account toadd/delete.” if no accounts were chosenand the buttons were clickedDisplay of the message “Contractual MLline is <xxx>. Do you wish to update thecontractual ML line?” if the user needs toreconfirm the contractual ML line, whichwas not updated when choosing the AddField validations for all fields that are

displayed in Add Collateral screen.

FS_ATO_20_3.3.3.3.1

FS_ATO_20_3.3.3.3.2Customer does not select any collateraland clicks on the OK button in ML >Margin Line Management > TD >AddCollateral screen.Field validations for all fields that aredisplayed in Delete Collateral screen.

FS_ATO_20_3.3.3.3.4FS_ATO_20_3.3.3.3.5

Customer does not select any collateraland clicks on the OK button in ML >Margin Line Management > TD >DeleteCollateral screen.Field validations for ML Line ManagementContract Fulfillment Tab Screen(Securities)Field validations for ML Line Management

Contract Fulfillment Tab Screen (TD)FS_ATO_20_3.3.3.6FS_ATO_20_3.3.6

Display of confirmation message “Has thecontract been signed?” if Contract Signedbutton is chosen.After which, user will be prompted with theconfirm message “Do you want to proceed

FS_ATO_20_3.3.3.6FS_ATO_20_3.3.6

Field validations for ML Line ManagementOther ML Transactions Tab Screen(Securities)Check if the ML Account is closed whenuser selects the ML line and click on 'CloseML' button in ML Line Management Other

ML Transactions Tab Screen (Securities)Check if the customer's ML application iscancelled if 'Cancel Application' button inML Line Management Other MLTransactions Tab Screen (Securities)Field validations for ML Line ManagementOther ML Transactions Tab Screen (TD)

Check if the ML Account is closed whenuser selects the ML line and click on 'CloseML' button in ML Line Management Other ML Transactions Tab Screen (TD) screen.



FS_ATO_20_TC376 FS_ATO_20_3.3.3.7

FS_ATO_20_TC377 Click on Close ML button. FS_ATO_20_3.3.3.9

FS_ATO_20_TC378 FS_ATO_20_3.3.3.9

FS_ATO_20_TC379

FS_ATO_20_TC380 FS_ATO_20_3.3.3.9


FS_ATO_20_TC382 FS_ATO_20_2.2.4.1.1

FS_ATO_20_TC383 FS_ATO_20_2.2.4.1.1

FS_ATO_20_TC384

FS_ATO_20_TC385

FS_ATO_20_TC386

FS_ATO_20_TC387

FS_ATO_20_TC388 FS_ATO_20_2.2.9

FS_ATO_20_TC389 Closing the TD before unpledging FS_ATO_20_2.2.7

FS_ATO_20_TC390 Closing the TD after it is unpledged. FS_ATO_20_2.2.7

FS_ATO_20_TC391 FS_ATO_20_2.2.7

FS_ATO_20_TC392

FS_ATO_20_TC393

FS_ATO_20_TC394 FS_ATO_20_2.2.6

FS_ATO_20_TC395 FS_ATO_20_2.2.6

FS_ATO_20_TC396 FS_ATO_20_2.2.6

FS_ATO_20_TC397 Validation for letter printing FS_ATO_20_2.2.16

Check if the customer's ML application iscancelled if 'Cancel Application' button inML Line Management Other MLTransactions Tab Screen (TD) screen is

Display of confirm message “Are you sureyou want to cancel application” · if Cancel

Application button is clicked.If request line amount exceeds themin/max customer cap, a CCD override isneeded. The override message will bedisplayed to the user “Requested lineamount exceeds the minimum/maximumcustomer cap. CCD override is needed.”

FS_ATO_20_3.3.3.9FS_ATO_20_2.2.17

If Payoff button is clicked, a confirmationmessage “Are you sure you want to payoff the ML?” will be displayed. If the user clickson the OK button, another confirmationmessage will be displayed, “Contractual of has not been changed. Do you want to chaCheck for the Data Retention of the recordsin Investment System

Transfer of contractually settled holdings tosecurity account which is earmarked as acollateral for ML line.Buy order for the security is made but thesettlement is yet to happen.

Field validations for all fields that aredisplayed in Portfolio enquiry screen. FS_ATO_20_3.13.1

FS_ATO_20_3.13.2FS_ATO_20_3.13.4

Validation for Audit history of customer'sML portfolio.

FS_ATO_20_3.13.2FS_ATO_20_3.13.1

Field validations for all fields that aredisplayed in Portfolio Enquiry Audit screen.

FS_ATO_20_3.13.5FS_ATO_20_3.13.6

FS_ATO_20_3.13.7FS_ATO_20_3.13.1

Closing a DDA account which is not linkedto ML

FS_ATO_20_2.2.9FS_ATO_20_3.16

Closing a DDA account which is linked toML

Closing the Security account beforeunearmarking Closing the Security account after it isunearmarked

FS_ATO_20_2.2.7FS_ATO_20_2.2.4

Closing a ML line when Utilized line = 0Collateral is Security

FS_ATO_20_2.2.6FS_ATO_20_2.2.5

Closing a ML line when Utilized line = 0Collateral is TD

Closing a ML line when Utilized line > 0 -Collateral is Security

Closing a ML line when Utilized line > 0 -Collateral is TD



FS_ATO_20_TC398 FS_ATO_20_8.1.5

FS_ATO_20_TC399 FS_ATO_145_3.4.3

FS_ATO_20_TC400 FS_ATO_145_3.4.3

FS_ATO_20_TC401

FS_ATO_20_TC402

FS_ATO_20_TC403

FS_ATO_20_TC404

FS_ATO_20_TC405

FS_ATO_20_TC406

FS_ATO_20_TC407

FS_ATO_20_TC408

FS_ATO_20_TC409

FS_ATO_20_TC410

FS_ATO_20_TC411

FS_ATO_20_TC412 Validation of Exposure By DPD report

FS_ATO_20_TC413 Validation of Exposure By Area report

FS_ATO_20_TC414

FS_ATO_20_TC415

FS_ATO_20_TC416

FS_ATO_20_TC417

FS_ATO_20_TC418 Validation of Trading Status by Area report

FS_ATO_20_TC419

FS_ATO_20_TC420

FS_ATO_20_TC421

FS_ATO_20_TC422

Check if the MLT calls ALS online routineto remove the indicator for ML and set thecontractual and current ML line to zero,when the utilized zero.Check for the report generation for LineIncrease in ALS without OCI Approval

Check for the report generation for OCI

approved but not Booked in MLValidation of Margin Lending Status ByCustomer report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status ByLTV of Securities report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status ByLTV of Deposits

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status ByDPD report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status ByArea report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status By

Asset Category report

FS_ATO_20_3.18.1

FS_ATO_20_3.18.2Validation of Margin Lending Status BySector report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status BySub-Asset Category report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status ByConcentration of Securities report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending Status by 23AB Securities

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Exposure By CurrentOutstanding report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

FS_ATO_20_3.18.1


Validation of Trading Status by Customer report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Trading Status by LineUtilization Rate report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Trading Status by Validationof Trading Status By Shift In Securities (€ )report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Trading Status by Validationof Trading Status By Shift In Securities (% )report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

FS_ATO_20_3.18.1

FS_ATO_20_3.18.2Validation of Change in LTV Report ByAsset Category report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Change in LTV Report BySub Asset Category

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending AcquisitionsBy Customer report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending AcquisitionsBy DPD report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2



FS_ATO_20_TC423

FS_ATO_20_TC424

FS_ATO_20_TC425

FS_ATO_20_TC426

FS_ATO_20_TC427

FS_ATO_20_TC428

FS_ATO_20_TC429 Validation of Through the Door Report

FS_ATO_20_TC430

FS_ATO_20_TC431

FS_ATO_20_TC432

FS_ATO_20_TC433

FS_ATO_20_TC434

FS_ATO_20_TC435

FS_ATO_20_TC436 Validation of ML Inactive report

FS_ATO_20_TC437


FS_ATO_20_TC439




Validation of Margin Lending AcquisitionsBy Area report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Margin Lending AccountsMaintenance By Customer report


Validation of Margin Lending Accounts

Maintenance By DPD report

FS_ATO_20_3.18.1

FS_ATO_20_3.18.2FS_ATO_20_7.2.2

Validation of Margin Lending AccountsMaintenance By Area report


Validation of Current Customers: HighUtilization Rate by Customer report


Validation of Current Customers: HighUtilization Rate By Area report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of TD Unpledged by ML andClosed at DD-MM-CCYY report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of Line Increase in ALS withoutOCI Approval

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of OCI approved but not Bookedin ML report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of 'Change of Account Holder'report


Validation of Force Sell Report ByCustomer No. report

FS_ATO_20_3.18.1FS_ATO_20_3.18.2

Validation of ISIN that are not used in

Margin Lending report

FS_ATO_20_3.18.1

FS_ATO_20_3.18.2FS_ATO_20_3.18.1FS_ATO_20_3.18.2FS_ATO_20_2.2.11

Validating the following details in CIRreportCHARGED-OFF ACCOUNTS. This willdisplay the number of account that arewritten-off.GROSS CR. LOSS. This will display thetotal amount that went to write-off. This is

FS_ATO_20_3.18.1FS_ATO_20_3.18.2FS_ATO_20_10

Validation for change in DDA for Securitiesaccount not to be allowed for those

accounts which have a MLT line ActiveValidation of MLT indicator of the securityaccount which is earmarked for ML in A/Cmaintenance Screen in MLT

FS_ATO_20_6.6FS_ATO_20_3.3.6.3.3

Validation of MLT indicator of the securityaccount which is earmarked for ML in BFEScreen(s).Validation of Change in Security master for Issuer definition and identification of Citigroup issued securityValidation of Change in security master for Industry identification



FS_ATO_20_TC443

FS_ATO_20_TC444

FS_ATO_20_TC445

FS_ATO_20_TC446

FS_ATO_20_TC447 FS_ATO_20_7.1.2

FS_ATO_20_TC448 FS_ATO_20_7.1.5

FS_ATO_20_TC449 FS_ATO_20_7.1.6

FS_ATO_20_TC450

FS_ATO_20_TC451

FS_ATO_20_TC452

FS_ATO_20_TC453

FS_ATO_20_TC454

Validation for Batch file received from MLTfor account info Synchronization· Security account· DDA Account· Active/Close Indicator

FS_ATO_20_6.14FS_ATO_20_3.17.1.1

Check if hand off file which consists of the

following details is and sent to SB· Security account· DDA Account· Active/Close Indicator

FS_ATO_20_6.15

Check for synchronization of securitymaster file FS_ATO_20_3.17.2.1

Validation of DDA with Limit type other thanfor ML can be used for ML line.

FS_ATO_20_7.1.1FS_ATO_145_3.1.2

Check if the utilized line is retrieved fromIMPACS by passing the respective DDAaccount.Validation of historical data of lineincrease/decrease for more than 90 days in

IM activity transaction OSCAR screenunder non-monetary transactionsCheck if MLT provides an online routine for IMPACS to check whether the DDA a/c istagged for ML during DDA account closure.

IMPACS will pass MLT the following:· DDA account number

MLT return IMPACS the following:Customer number · Relationship number

Check if the limit type for ML is retrievedfrom ALS by passing the DDA account

number.Note : Only limit type = “M” is for ML.

FS_ATO_20_8.1.1FS_ATO_20_9.3.1

FS_ATO_20_3.3.6.3.4FS_ATO_145_3.1.2FS_ATO_145_3.4.2

Check if following details are sent to ALSfor the loan account number · Indicator (This indicator is to determinethe loan account is tagged for ML)· Contractual ML line· Current ML line

FS_ATO_20_8.1.2FS_ATO_20_9.3.1

Check if the MLT calls the ALS onlineroutine to update the Contractual line andCurrent ML line when ML line is created

newly

FS_ATO_20_8.1.3FS_ATO_20_9.3.1

Check if the MLT calls the ALS onlineroutine to update the Contractual line andCurrent ML line when ML line is utilize themaximum limit

FS_ATO_20_8.1.3FS_ATO_20_9.3.1

Verify the daily ALS provided handoff file(DWH file) which consists of all the LOANaccounts for ML with utilized line for MLT.




FS_ATO_20_TC455

FS_ATO_20_TC456

FS_ATO_20_TC457


FS_ATO_20_TC459

FS_ATO_20_TC460

FS_ATO_20_TC461

FS_ATO_20_TC462

FS_ATO_20_TC463

FS_ATO_20_TC464

FS_ATO_20_TC465

FS_ATO_20_TC466

FS_ATO_20_TC467 FS_ATO_20_9.5.1.1.1

FS_ATO_20_TC468 FS_ATO_20_9.5.1.1.1

FS_ATO_20_TC469 FS_ATO_20_9.5.1.1.1

FS_ATO_20_TC470 FS_ATO_20_9.5.1.1.1

FS_ATO_20_TC471 FS_ATO_20_9.5.1.1.1

FS_ATO_20_TC472 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC473 FS_ATO_20_9.5.1.1.3

Verify the x % line usage on ML accountsin the BNKEXT file during batch.

FS_ATO_20_8.4FS_ATO_20_9.3.1FS_ATO_20_2.2.4.2FS_ATO_20_3.17.2.3

Validate if MLT specific fields are extractedby ALS from MLT files and the same is

populated to BNKEXT before send toCACS.

For non-delinquent ML accounts (which ishaving the same relationship withdelinquent account), ALS will refer MLT

FS_ATO_20_8.4FS_ATO_20_9.3.1

FS_ATO_20_9.4

Validation for High Utilization AccountsHand-off file sent to ALS from MLT

FS_ATO_20_3.17.4FS_ATO_20_3.17.5

Verify that MLT will stop handing over MLaccount to ALS once the line usage of theaccount is dropped to less than x % lineusage.Check if the ML account is sent to CACSwhen DPD > 0 and balance

FS_ATO_20_9.2.1FS_ATO_20_9.3.2

FS_ATO_145_3.1.2Check if the ML account is sent to CACSwhen the it is in OCL.

FS_ATO_20_9.2.1FS_ATO_20_9.3.2

Check if the ML account is sent to CACSwhen the account code is S

FS_ATO_20_9.2.1FS_ATO_20_9.3.2

Check if the ML account is sent to CACSwhen the account code is P

FS_ATO_20_9.2.1FS_ATO_20_9.3.2

Check if the ML account is sent to CACSwhen it is cancelled manually due to fraud.

FS_ATO_20_9.2.1FS_ATO_20_9.3.2

Check if the ML account is sent to CACSwhen there is negative reporting (fromSchuffa) on customer

FS_ATO_20_9.2.1FS_ATO_20_9.3.2

Check if the ML account is sent to CACS

when there is negative reporting (fromSchuffa) on customer

FS_ATO_20_9.2.1

FS_ATO_20_9.3.2Check if the ML account is sent to CACSwhen Line utilization: All accounts with >= x% utilization of the ML line

FS_ATO_20_9.2.2FS_ATO_20_9.3.2

Check if the demographic details (accountholder, employer, telephone numbers) arereceived from ALS thru BNKEXT file.Verify that Group 1 accounts (Products notin scope for CACS (that are not cards,loans, accounts)) are not entered intoCACSVerify that Group 2 account (Products inscope for CACS that are delinquent / over-limit ) can be sent to CACSVerify that Group 3 account (Products inscope for CACS that meet the additional

entry criteria, i.e. high Balance) can be sentto CACSVerify that Group 4 account (Products inscope for CACS that meet no entry criteria)can enter CACS but not workable, the datato be displayed on a view screen only toValidation of processing date and cycle cuttransaction (100) in BNKTXN file sent byALS.Validation of new account transaction (200)in BNKTXN file sent by ALS.



FS_ATO_20_TC474 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC475 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC476 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC477 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC478 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC479 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC480 FS_ATO_20_9.5.1.1.3

FS_ATO_20_TC481 FS_ATO_20_9.5.1.1.4

FS_ATO_20_TC482 FS_ATO_20_9.5.2

FS_ATO_20_TC483 FS_ATO_20_9.5.3

FS_ATO_20_TC484 FS_ATO_20_9.5.3

FS_ATO_20_TC485 FS_ATO_20_9.5.3


FS_ATO_20_TC487 FS_ATO_20_9.5.3


FS_ATO_20_TC489 Validations for ML specific CACS screens FS_ATO_20_9.8

FS_ATO_20_TC490 Validations for Reconciliation reports FS_ATO_20_9.9

FS_ATO_20_TC491 FS_ATO_20_12





FS_ATO_20_TC496 Validation of Daily file back-ups. FS_ATO_20_13

FS_ATO_20_TC497

Validation of debit / credit transaction (300)in BNKTXN file sent by ALS.

Validation of credit limit increasetransaction (500) in BNKTXN file sent byALS.Validation of customer ID changetransaction (600) in BNKTXN file sent by

ALS.Validation of No good / return checktransaction (700) in BNKTXN file sent byALS.Validation of No good / check detailtransaction (710) in BNKTXN file sent byALS.Validation of Write off transaction (900) inBNKTXN file sent by ALS.

Validation of Change of payment plan with /without fees in BNKTXN file sent by ALS.

Validation of Data (EC-card readoutnumber, DDA balance amount andcustomer name.) for ML connected to ECCheck if non delinquent loans and creditlines of a delinquent customer is also

passed to CACSCheck if RM provides a customer number which is common for both banking andbankcard products in order to define therelationship of accounts and the is mappedto CUSTOMER-INFO-NUMBER fieldCheck if the non delinquent bank accountdetails of delinquent card customer ispassed to CACS by ALS.Check if the non delinquent card details of delinquent bank account customer(primary)is retrieved to CACSValidation of the following CCI indicatorssent to ALS.CCI = 1 – Account active in CACSCCI = 2 – Account inactive in CACS.CCI = 0 – Account has never been inVerify that ALS passed old account detailsto CACS and them is stored in CACS.

Verify that the Inactive account details arenot passed to CACS

Validation of reminder fees in the statement

Check if the records are archived andretained in Investment System.

Check if the reports are archived andretained upto 5 days in Investment System.

Check if the reports are auto archived and

retained in COLD after 5 days.Check if the deletion of a ML record on theapplication day due to fulfillment notcompleted.

Check if the total customer experienceinformation is retrieved from MLT for TDand Securities.

FS_ATO_20_14FS_ATO_145_3.1.2






FS_ATO_20_TC501


FS_ATO_20_TC503 FS_ATO_20_3.2.4.10

FS_ATO_20_TC504 FS_ATO_20_3.2.4.10

FS_ATO_20_TC505 FS_ATO_20_3.2.4.10

FS_ATO_20_TC506

FS_ATO_20_TC507

FS_ATO_20_TC508

FS_ATO_20_TC509 FS_Ato_Aixigo_3.4

FS_ATO_20_TC510

Check if the following fulfillment details aresent to CFP.Customer Number Relationship Number Contractual ML LineSecurity/TD accounts linked to MLDDA account (with limit type for ML)

Check if CFP opens the ML Calculator Screen and passes the following fieldsCustomer Number Relationship Number Account Type

Check if MLT opens CFP landing screen tocontinue consultation after fulfillment toMLT and passes the following fieldsRequested Line AmountSecurity/TD account linked to ML

Check if MLT related information that areneeded by CFP during batch is provided by

ALS

FS_ATO_20_14FS_ATO_20_3.3.6.3.5

Check if the current ML line limit iscalculated on daily basis based on therecent value of the collaterals via mark tomarket times LTV. It is the either themaximum line limit or contractual ML linewhichever is lower. This is determined byCheck if the error message “Not all recordsare active. Only active records can bedeleted.” is displayed if some of the itemsdo not have a status of ACT in LTV searchresult screen.Check if the error message "Not all recordsare pending approval. Only pendingapproval records can be approved or

rejected.” is displayed If some of the itemsdo not have these statuses of Check if the error message “Are you sureyou want to proceed?”. is displayed groupdelete/authorize/reject (phase 1) and for group modify in LTV search result screen.Check for the extraction of Total Customer Experience information from MLT by CFPfor Existing Customer

FS_Ato_Aixigo_2.1FS_Ato_Aixigo_2.2FS_ATO_145_3.1.2

Check for the extraction of Total Customer Experience information from MLT by CFPfor New Customer

FS_Ato_Aixigo_2.1FS_Ato_Aixigo_2.2

Check for the Maximum possible ML loanamount calculation based on the currentAssets by MLT

FS_Ato_Aixigo_3.4FS_Ato_Aixigo_2.2

Check whether the ML line data for new ML

customers can be delivered by Batch.Validating the Limit Type of the MarginalLending Product Offer




FS_ATO_20_TC511 validation of SCHUFA Check suppression

FS_ATO_20_TC512

FS_ATO_20_TC513

FS_ATO_20_TC514

FS_ATO_20_TC515 Validating the Limit Type standard limits

FS_ATO_20_TC516 Validating the Limit Type no limit

FS_ATO_20_TC517

FS_ATO_20_TC518

FS_ATO_20_TC519

FS_ATO_20_TC520 Validating the Limit Type standard limits


Validate the outputs from OCI-Blaze

interface



Validating the Limit Type of the MarginalLending Product Offer


Validating the Limit Type for income-basedlimit





Validate the Increase/Decrease in LineAmount


Validating the Limit Type of the MarginalLending Product Offer









FS_ATO_20_TC522

FS_ATO_20_TC523

FS_ATO_20_TC524

FS_ATO_20_TC525 Validating the Limit Type Citi Gold limits

FS_ATO_20_TC526

FS_ATO_20_TC527

FS_ATO_20_TC528


Legend

Negative case


Validate the Margin Lending Product Offer

OCI - DWH interface





Validating the Limit Type Citi standardlimits




Validating the Limit Type bank @ Worklimits


Validating the Limit Type Student Standardlimits


Validating the Limit Type Marginal Lendinglimits






New cases based on Credit reviewcomments (As discussed with Martin Chaon May 11th)

Documents

Scenario Cases Template