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SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28 th April 2016. Reducing Unwarranted Clinical Variation in Stroke Conjoint Associate Professor John Worthington| Liverpool Health Service and Ingham Institute UNSW The ACI Stroke Network and ACI have taken BHI’s UCV data to the bed-side in search of local solutions to unwarranted clinical variation

SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

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Page 1: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP: Stroke Clinical Audit ProcessAssessing and addressing unwarranted clinical variation

Thursday 28th April 2016. Reducing Unwarranted Clinical Variation in Stroke

Conjoint Associate Professor John Worthington| Liverpool Health Service and Ingham Institute UNSW

The ACI Stroke Network and ACI have taken BHI’s UCV

data to the bed-side in search of local solutions to

unwarranted clinical variation

Page 2: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

*The Insights Series: 30-day mortality following hospitalisation, five clinical

conditions, NSW, July 2009 – 2012. Analysis methods are on the BHI web-

site in the ‘Spotlight’ document.

After the ACI pilot audits the BHI analysis was modified to measure

outcomes by hospital of first presentation for this hospital identified

analysis. Variation is measured against an arithmetic mean. Smaller

hospitals were excluded due to small numbers and wide confidence limits

The identified BHI 30 day mortality data on 5 conditions was

released 6-8 months earlier than expected and before planned

meetings with hospital managers and clinicians.

Why? The BHI publication of 30 day ischaemic stroke mortality 2009-2012,

with identification of hospitals. Published December 2013.*

Page 3: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

NSW hospitals look after 11,000 strokes of all types per year

A minority of hospitals provide organised stroke care.

23 Acute Thrombolysis Centres (ATCs) are now nested in 36 acute stroke units across

NSW. Nine other hospitals have stroke services. New stroke units, a further stroke

service and three new ATCs are coming on line as result of local efforts and SCAP.

There are 186 sites in NSW with some ED role delineation, 79 with level 3-6 role

delineation. Forty nine hospitals see more than 50 strokes of all types a year, 33

hospitals see more than 100 strokes a year and 7 see more than 400 pa.

The 30 and 365 day ischaemic stroke mortality in NSW is 17 and 27%, respectively

(Gattellari et al, Cerebrovascular Diseases, 2011).

Where stroke units are implemented in NSW there has been a 30% improvement in

mortality and in discharge destination (Gattellari et al, Stroke 2009.)

NSW outcomes for stroke compare favourably with OECD countries and other states

(BHI 2012 and 2013), however, they report unwarranted clinical variation between sites.

3

Ischaemic stroke care in NSW

Page 4: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

4

Causes of death after stroke

A hectic three weeks

Management in the first 2-3

weeks has a major impact

on mortality, long-term

function and discharge

destination

Determinants of poor outcomes

•Aspiration, sepsis and fever

•Venous thrombosis

•Hypoxia

•Dehydration

•Tachycardia eg: poor AF rate control

Stroke requires close attention from an experienced multidisciplinary team

in a stroke unit of co-localised beds over days and weeks

Page 5: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

5

48

20

46

5

19

0

10

20

30

40

50

%

*Retrospective medical record audit of 5,413 stroke patients in acute NSW public hospitals throughout 2000-2014. Median age 78 years (Q1: 68, Q3: 84), 51% male and 93% with ischaemic stroke.

Eight percent experienced a severe complication while in acute hospital care.Purvis T, Longworth M, Kilkenny M, Worthington J, Pollack M, Levi C, Cadilhac D

Common severe complications in hospital shown as a percentage of all documented complications

* Includes aspiration pneumonia and other chest infection

Stroke progression results from raised

intracranial pressure, dehydration, other

metabolic disturbance and sepsis and is

relatively low in well organised stroke

care. It can reflect quality of care

ACI Audit: Proportion of stroke complications in NSW 2000-14*

Page 6: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

6 pilot sites: Comparison of processes

expected to influence stroke patient outcomes

Unwarranted clinical variation in stroke is explicable variation. At present stroke patients do not

always receive evidenced-based care. This may be the result of being admitted to a smaller

hospital with no organised stroke care and little prospect of providing it, admission to a

hospital where stroke unit care could reasonably be provided but no unit has been established,

because patients fail to reach stroke unit beds in a hospital with a stroke unit or because of

variations in the quality of care delivered in existing stroke units.

Pilot results (and

methods) provided a

proof of concept for

the SCAP project

Page 7: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

There is substantial evidence around what constitutes good ischaemic

stroke care.

Major elements of good stroke care include:

Stroke units. With co-localised stroke beds served by a

multidisciplinary stroke team that uses evidenced-based pathways

improve stroke outcomes by approximately 30%, at all ages, in

NSW.1 All are eligible for Stroke Unit care. New NWAU adjuster.

Clot-busting. IV rt-PA within three hours, reduces death and disability

by 44% (Cochrane), with more modest benefits at 3-4.5 hours

(favourable Odds Ratio 1.34).2,3 There is an all-hours cost-of-

readiness and no DRG. Eligibility around 16% of all strokes in high

performance settings. New IV Thrombolysis code in July.1Gattellari et al Stroke 2009; 40: 10-7.

2 Wardlaw et al, Cochrane Database of Systematic Reviews. 2003 (3).3.Emberson et al. Stroke Thrombolysis Trialists’ Collaborative Group. Lancet 2014, Published online.

Evidence based practice in ischaemic stroke

Page 8: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

DISCHARGE DESTINATION Home Nursing home Death Other*

10 NON-PRINCIPAL REFERRAL HOSPITALS (METRO) Age > 85 years

Before ASU 20.3% 12.9% 26.8% 40.0%

After ASU 28.7% 10.3% 19.7% 41.4%

10 NON-PRINCIPAL REFERRAL HOSPITALS (METRO) All adults

Before ASU 38.7% 6.3% 13.8% 41.2%

After ASU 44.5% 4.9% 10.5% 40.2%

*transfer to other hospitals/change in type

Outcomes for ischaemic stroke before and after introduction of

stroke units in 10 Non-Principal Referral NSW hospitals

p<0.001 (significant main effect and interaction type*time). Controlling for: age, co-morbidity (modified Charlson Index), sex, marital status, country of birth, hours on mechanical ventilation, insurance status, and clustering of outcomes by hospital in GEE multivariate model. Gattellari et al Stroke, 2008.

Page 9: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

968975

56

Pre-programme Post-programme

Stroke units improve the quality of stroke care

• Clinical care plan is defined as evidence of a written plan by health professionals to avoid complications.

• **Stroke clinical pathway is defined as a structured tool detailing the activities of stroke care during hospital admission.

Site enhancement led to

improvements in clinical care

processes

• Within 24 hrs of admission

– 7% more patients

received brain imaging

– 19% more patients

were swallow-tested

• Clinical care plans were

written for an additional

27% of patients

• Stroke clinical pathways

were recorded for an

additional 49% of patients

Patient undergoes clinical processes

within 24 hours of admission13

% of patients

72

45

65

16

Post-programmePre-programme

Clinical care plan and stroke clinical pathway

developed during admission13

% of patients Clinical care plan*

Stroke clinical pathway**

Swallow-tested

Brain imaging

(CT & MRI)

Modified after Cadilhac DA et al. Qual Saf Health Care. 2008.

Page 10: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Enhancement and clinical process adherence

10

Adherence to nominated clinical process of care indicators for the six hospitals that

participated in the Rural Stroke Project and Stroke Clinical Audit Process

Not every improvement was

maintained or reached

acceptable levels

Page 11: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Stroke care and complications in NSW*

11

0.1 1 10

Age

Independent prior

Imparied speech*

Unable to walk*

Arm deficit*

Incontinent at 72 hours

Haemorraghic stroke

Team meeting

Care plan

No severe complication Severe complication

Factors associated with

severe complications**

Stroke Pathway

Severe complicationN = 448

No severe complication

N = 4,965p value

Patient Characteristics

Male 209 (47%) 2,503 (51%) 0.1

Age median (Q1, Q3) 81 (74, 86) 77 (67, 84) <0.001

Independent prior^ 256 (61%) 3,438 (72%) <0.001

Stroke type/severity at presentation

Haemorrhagic stroke 372 (85%) 4,466 (94%) <0.001

Impaired speech 338 (82%) 3,074 (65%) <0.001

Arm deficit 370 (86%) 3,368 (70%) <0.001

Unable to walk 321 (80%) 2,536 (58%) <0.001

Incontinence at 72 hours

341 (79%) 1,835 (40%) <0.001

Hospital factors

Rural location 259 (58%) 2,884 (58%) 0.9

Neurologist 101 (23%) 1,296 (26%) 0.1

Bedside factors

Stroke unit care 136 (30%) 1,770 (36%) 0.03

Brain scan within 24 hrs

384 (86%) 4,288 (88%) 0.5

Physiotherapy within 24 hrs

92 (21%) 1,271 (26%) 0.02

Regular neurological observations

303 (69%) 3,185 (65%) 0.1

Team meeting 97 (22%) 833 (17%) <0.01

Stroke pathway 115 (26%) 1,694 (35%) <0.001

Aspirin within 24hrs# 150 (42%) 2,627 (60%) <0.001

**Results of bivariable analyses

*Retrospective medical record audit of 5,413 stroke patients in acute NSW public hospitals throughout 2000-

2014. Median age 78 years (Q1: 68, Q3: 84), 51% male and 93% with ischaemic stroke. Eight percent experienced a

severe complication while in acute hospital care.Purvis T, Longworth M, Kilkenny M, Worthington J, Pollack

M, Levi C, Cadilhac D

ACI stroke audits were

carried out pre- and

post-stroke unit

implementation and in a

wide range of

metropolitan and rural

hospitals over almost 15

years.

Page 12: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

12

Improving ischaemic stroke outcomes in NSW

The potential years of life lost due to all stroke types has fallen by 16% over 10

years in NSW which is midrange among other OECD countries

In 2011 the age standardised 30 day

mortality of ischaemic and haemorrhage

stroke in those over age 45 years was

11.5 and 29.6%, having fallen by 19 and

13%, respectively, over the 10 years

(2003-2013).

Page 13: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

ACI has funded the Stroke Clinical Variation Statewide Strategy (SCVSS) & Stroke Clinical

Audit Program (SCAP) July 2014-December 2015

Stroke Clinical Audit Process (SCAP). Unwarranted Clinical Variation Taskforce approved

extension to the successful Pilot. Completion of thirty supervised audits over two years.

SCAP. Detailed auditing and feedback of thirty hospitals. Measuring adherence with processes

expected to impact on stroke patient outcomes, benchmarked against earlier and other site

audits with analyses by Florey/NSRI and the SCAP team

Validation of routinely collected data used in Bureau of Health Information analyses through a

data linkage with SCAP audit data. In scope with BHI.

Reducing the burden of audit and prospective data entry with development of a Stroke bundles

of care for Electronic Medical Record (Build C) with requests to provide data extraction tools.

Home to Outcome Study (H2O). The OHMR funded and ACI partnered Ingham Home to

Outcome (H20) study. A pioneering data-linkage to better describe and measure the whole

stroke journey across NSW hospitals. Uses 10 data bases containing ambulance, NSW ED

and hospital admission, rehabilitation, death and readmission data.

13

ACI actions: Examining clinical variation to improve stroke care.

The NSW Stroke Network and ACI are providing local clinicians and

managers with the data and analyses needed to improve stroke care

Page 14: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP audits: Unwarranted clinical variation

Example of hospital feedback•Median age 74 yrs. 7% intracranial haemorrhages, no IV

‘lysis, 1 palliative care and 2 deaths.

•AF identified 21%, diabetes 25%, high cholesterol 31%, a

previous stroke or TIA in 23 and 10%.

•Risk factors on medication at admission AF 75%, Diabetes

84%, high cholesterol 58%, IHD 64% and HT 77%. Only

56% with previous stroke or TIA were on antithrombotics.

•2 transfers in. None with a t/f protocol. Average time 1.5

hours; 100% presented at transferring hospital by

ambulance. No in-patient strokes.

•Direct to Stroke Unit/ICU/HDU/CCU 85%. 67% SU.

•Neuro obs 24hrs 68%, 96% brain imaging <24 hrs, 3%

Clinical Care plan, 99% a d/c strategy, 13% Stroke Pathway

and none had an MDT Family meeting.

•Echo and Duplex (36 and 76%). MRI 61%. 88% ‘unable to

walk’ had heparin/LMW heparin; 100% (4) NBM at 48 hours

received IV/NG fluids.

•64% received aspirin < 24 hours and 72% with IS were on

an antithrombotic at discharge. New statin 44%.

•Speech pathologist in 24 hours 67% (86% if speech

impaired). 31% documented swallow<4 hrs.

14

Ix Hospital 9 2003, 2005, 2007 and 2015

Ix ‘Hospital 6’ 2006, 2009 and 2014

Page 15: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Example: Hospital 6 Pilot Audit Results 2013

•Rural SU and ATC. Similar results to 2008/9

•55% transferred in (one for rehab). Hub and spoke!

•Average age 71 years

•35% had AF

•15% a previous stroke

•All were admitted to the stroke unit!

•75% were on a stroke clinical pathway during the

admission.*

•65% had a CT within 2 hours and 100% in 24

hours.

•Stroke investigation rates shown in figure

•100% received neurological observations in the

first 24 hours

•72% received aspirin in the first 24 hours.

•Documented swallow assessment in 4 hours of

40% (45% in speech impaired)*

15

No hospital unit performed

consistently well across all clinical

care processes that are likely to

influence patient outcomes. Where

outcomes appeared worse the gaps in

evidence-based care were generally

greater

*There was local surprise at rates of pathway use and swallow assessment with an immediate QI response

Assume Nothing!

Page 16: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Clinical variation: Measuring and improving care.

SCAP and pilot audit, analysis and feedback

Adherence with bed-side processes known to improve

patient outcomes and experience

Access to desired investigations

Use of a stroke clinical pathway

Access to stroke unit beds

Access to a multidisciplinary team

Evidence-based prescribing

Prevention and timely treatment of stroke

complications

16

Page 17: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP audits: Unwarranted clinical variation

No hospital unit performed uniformly well across all processes.

Brain imaging in the first 24 hours varied between 46% and 100%.

Cardiac echocardiography 0 to over 90%. Carotid duplex 0-86%.

Stroke pathway use varied between 0 to over 90%. Two major

teaching hospitals do not use a pathway which has been shown to

reduce complications

Two major hospitals with higher than expected BHI 30 day mortality

estimates admitted only 50 and 60% of their ischaemic stroke

patients to stroke unit beds.

Highest rate of VTE prophylaxis in patients with difficulty walking

was 88%, only fourteen sites exceeded 50%. Five sites, including

two stroke units had rates lower than 15%.

17

Page 18: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP audits: Unwarranted clinical variation

Some hospitals identified as Acute Thrombolysis Centres to which

ambulances were being directed only provided ‘clot-busting’

treatment to 1-2% and others exceeded 20% in the audit samples.

Enhancement from state-wide programmes or local initiatives are

seen to improve overall adherence with desirable processes.

Adherence did not always reach appropriate levels even where

services were enhanced eg VTE prophylaxis.

Discharge on antithrombotic in IS varied widely from 46 to 93%

Nursing and allied health determined processes and timely access

to allied health usually improved or were maintained over time

Several processes dependent on medical decisions eg: prescribing

were not maintained or did not reach acceptable levels.

18

Page 19: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

19

Unwarranted clinical variation and clinical process adherence

Unenhanced and enhanced sitesTargeted efforts to enhance sites results in better

adherence with processes which are expected to

improve outcomes

There is a relationship between

adherence with processes expected

to improve outcomes and BHI

estimates of 30 d mortality

Hospitals are ranked from left to right by increasing mortality estimate

Page 20: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP audits: Average rates of investigation across

Unenhanced and Rural and Metro Enhanced sites

20

Hospital 1: Investigations over 4 audits

The rates of investigation were lower at

unenhanced hospitals some of which had

no onsite CT scanning, with an average

of 74% receiving brain imaging within 24

hours. CT rates at two Unenhanced sites

were 36 and 43%. Documented carotid

imaging and echocardiography rates

were zero at some sites

Page 21: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

21

SCAP: Process measures at 8 Unenhanced Rural sites N=495

0

20

40

60

80

100

120

Hospital 16 Hospital 19 Hospital 21 Hospital 22 Hospital 25 Hospital 27* Hospital 28* Hospital 29*

Process measures: SCAP audits of 8 unenhanced rural sites SU/HDU/ICU

24hr NeuroObs

Stroke Clinical Pathway

Swallow<24

DC Antithrombotics

Asprin<24hrs

DC on Statin

VTE Proph.

Linear (24hr NeuroObs)

Linear (Swallow<24)

Linear (Asprin<24hrs)

Linear (VTE Proph.)

Hospitals ranked from left to right with increasing mortality estimates

Hospital 16 has an 18% 30 day IS mortality and risk-standardised mortality ratio of 1.27

Page 22: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

22

SCAP: Process measures at 9 Enhanced rural sites N=510

0

20

40

60

80

100

120

Hospital 2 Hospital 3 Hospital 6 Hospital10

Hospital17

Hospital18

Hospital20

Hospital23

Hospital26

%

Hospitals ranked from right to left by increasing estimated mortality

Process measures: 9 Enhanced Rural sitesBrain Imaging*

Physio*

Speech*

OT*

Documented Swallow*

Documented Swallow**

MDT Family Meeting

Any SU/HDU

Stroke pathway

Clinical care plan

Linear (Any SU/HDU)

Linear (Stroke pathway)

Page 23: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

23

SCAP: Process measures at 12 Metropolitan hospital sites

N=784

0

20

40

60

80

100

120

%

Process measures: SCAP audits of 12 metropolitan hospitals SU/HDU/CCU

24hr Neuro Obs

Stroke pathway

Swallow Test<4hrs

%Discharged on Antithrombotics

Aspirin<24hrs

DC on new Statin

%VTE P'laxis if immobile

Linear (SU/HDU/CCU)

Linear (Stroke pathway)Hospitals ranked from left to right by increasing estimated mortality

Page 24: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

24

Hospital,Audit No,

(Mean age),No. strokes pa 2013-14,

ACI audit periods.

BHI 30d Ischaemic Mortality and

RSMR* 2009-12. (Crude SCAP audit

mortality all strokes)

SU/HDU/ICU

Bed(%)

24 hr

Neuro Ob's (%)

Stroke

ClinicalP’way (%)

Swallow test< 4 hrs

(%)

%D’chargedon

A’thrombotic

Aspirin at 24 hours

(% IS)

Pall’

Care(N)

% D/C on

Statin

%VTE

P’laxis

(Not mobile)

1. NPR SU N=68

N=159

12/11-2/2013

Awaiting re-audit data

9% and 0.57(0%)

91 96 97 45 78 63 0 75 50

4.PR N=20

N=240

8/11-11/11

11% and 0.78 100 95 45 70 84 58 3 63 0

5.PR N=80

N=503

3/12-7/12

12% and 0.84 89 94 0 10 93 56 3 53 58

7.NPR N=40

(76yrs)

N=81

2005 and 3/13-3/14/15

10% and 0.89(10%)

85 3 65 55 75 59 2 44 35

8. NPR N=80

(70yrs)

N=296

2003, 05, 07 and ‘15

12% and 098

(1.5%)

77 91 79 20 74 70 0 42 25

9. PR N=79

(75 yrs)

N=457

2001,2007+1/14-4/2015

13% and 0.99(13%)

86 89 63 20 77 70 3 75 37

10. PR N=79

(71 yrs)

N=477

2003, 05, 07+9/13-4/14

13% and 1.06 90 95 70 37 78 58 1 51 71

11.NPR N=79

(74 yrs)

N=266

2003, 2005,2007, Jan 13-

Dec14

14% and 1.1(3%)

85 68 13 31 74 64 1 44 88

Less RED numbers and more GREEN squares are better

Page 25: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

25

Tabulation of process measures expected to influence

outcomes at 29 SCAP audit sites

Ranked by BHI 30 day mortality risk

(or crude audited rate if not available)

*Risk Standardised Mortality Ratio. BHI Insight

series.

**Note: a calculated audit sample mortality of 0%

reflects a lack of access to the files of deceased

patients at time of audit.

NA= Not available

Red numbers indicates low measures. Blue indicates

higher measures.

Tile shades of Green, Yellow and White indicate the

ranking of measured processes within columns.

Palliative care in Grey is not ranked.

More GREEN squares and

less RED numbers are better

Hospital,Audit No,

(Mean age),

No. strokes pa 2013-14,ACI audit periods.

BHI 30d Ischaemic Mortality

and RSMR* 2009-12. (Crude

SCAP audit mortality all

strokes)

SU/HDU/ICU

Bed

(%)

24 hr

Neuro

Ob's (%)

Stroke

Clinical

P’way (%)

Swallow test< 4 hrs (%) %D’charged

on A’thrombotic

Aspirin at 24

hours (% IS)

Pall’

Care

(N)

% D/C on Statin

Hospital 1. NPR SU N=68

N=159

12/11-2/2013

Awaiting re-audit data

91 96 97 45 78 63 0 75 50

Hospital 2. N=40

(78 yrs)

N=79

2011+4/13-8/14

77 80 85 87 72 68 1 68 79

Hospital 3. 14 N=70

(79 yrs)

N=180

2006,2009+2/13-1/14

96 100 100 44 79 52 0 52 61

Hospital 4. N=20

N=240

8/11-11/11

100 95 45 70 84 58 3 63 0

Hospital 5. N=80

N=503

3/12-7/12

89 94 0 10 93 56 3 53 58

Hospital 6. N=70

(78 yrs)

N=93

2007,2009+1/13-4/14

86 93 68 70 64 69 0 58 72

Hospital 7. N=40

(76yrs)

N=81

2005 and 3/13-3/14/15

85 3 65 55 75 59 2 44 35

Hospital 8. N=80

(70yrs)

N=296

2003, 05, 07 and 6/13-4/14

77 91 79 20 74 70 0 42 25

Hospital 9. N=79

(75 yrs)

N=457

2001,2007+1/14-4/2015

86 89 63 20 77 70 3 75 37

Hospital 10. N=70

(74 yrs)

N=141

2007,2009+5/13-3/14

95 83 81 51 70 87 3 81 50

Hospital 11. NPR N=80

(74 yrs)

N=267

2002,05,08 + 1/13-3/14

16% and 1.02

(0%)

85 78 81 29 77 60 0 54 73

Hospital 12. N=79

(71 yrs)

N=477

2003, 05, 07+9/13-4/14

90 95 70 37 78 58 1 51 71

Hospital 13. N=79

(74 yrs)

N==266

2003, 2005,2007, Jan 13-Dec14

85 68 13 31 74 64 1 44 88

Hospital 14. N=20

N=276

7/11-8/2011

100

(Actual est. 62%)

62 0 25 78 44 0 28 14

Hospital 15. N=80

(74 yrs)

N=442

2002,03,05, Apr 13-Mar 14

15% and 1.24

4%

82 94 0 26 72 46 1 46 42

Hospital 16. N=94

(77 yrs)

N=64

12/09-4/13

19 100 NA - NA- 68 22 35 55

Hospital 17. N=70

(80)

N=196

‘07,’09, 7/13-3/14

90 88 94 27 68 58 2 54 59

Hospital 18. N=50

(77yrs

N=194

2006, 2009, 2/13-5/14

98 98 96 86 77 72 0 56 23

Hospital 19. N=100

(75 yrs)

N=187

1/10-8/12

2 24 NA 47 at 24hrs NA- 51 11 42 45

Hospital 20. N=31

(79yrs)

N=68

’06,’07, 2/13-2/14

95 77 61 50 80 56 4 32 54

Hospital 21. N=99

(80 yrs)

N=67

2/12-10/14

37 53 0 14 75 56 7 58 33

Hospital 22. N=57

(86 yrs)

N=106

1/09-6/14

0 35 11 12 77 30 14 43 17

Hospital 23. N=70

(79 yrs) N=199

2005,2011+5/13-6/14

75 69 86 56 73 22 1 54 14

Hospital 24. N=79

(74yrs)

N=315

2002, 04, 05, Jun 13-Mar 15

16% and 1.40

10%

80 89 6 29 66 38 4 45 56

Hospital 25. N=20

(74yrs)

N=178

4/12-6/2012

0 55 80 10 71 47 0 43 46

Hospital 26. N=40

(76 yrs)

N=140

2006,2010+1/13-4/14

7 65 62 65 80 60 0 58 31

Hospital 27. N=100

(80 yrs)

N=23

2004-2014

0 47 13 NA 65 39 12 39 2

Hospital 28. N=100

(77)

N=47

7/11-5/2012

0 9 0 0 80 20 3 20 33

Hospital 29. N=14

(78 yrs)

N=19

2008+3/12-3/14

7 29 7 7 46 14 3 42 0

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SCAP Audit: Average process adherence by type

0

10

20

30

40

50

60

70

80

90

100

MetropolitanEnhanced

Rural Enhanced Rural Non-enhanced

Perc

en

tage

Average adherence SU/HDU/ICU

Brain Imaging within 24 hours

Neuro Obs 24 hours

Aspirin<24 hours

Physio<24 hours

Speech Path<24 hours

OT<24 hours

Use of Stroke Clinical Pathway

VTE Prophylaxis

MDT Family Meeting

Discharge on antithrombotic

Discharge on New Statin

26

Page 27: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP audit: Process measures across 29 sites N=1788

27

The solid red line

represents access to a

SU/HDU/CCU/ICU bed

and the broken blue

line the use of a stroke

pathway

Page 28: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP project site improvement

284 19.1 0 55 80 10 71 47 0 43

Hospital BHI

30 day

Mortality

(%)

SU/HDU

Bed

(%)

24 hr

Neuro

Ob's (%)

Clinical

P’way (%)

Swallow

test< 4

hrs (%)

%Discharged

on

A’thrombotics

Aspirin at

24 hours

(%)

Pall’

Care

(N)

% D/C

on

Statin

From a Pilot audit with poor

adherence, and a high BHI

mortality estimate, to a new

Stroke unit and now an

Acute Thrombolysis Centre.

The 2013-14 audit bridges

the inception of the new

Stroke unit but shows

substantial improvement in

process adherence

More recent audit shows

95% access to SU/HDU

and 100% antithrombotic

prescribing on discharge

Page 29: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

• Establishing a new stroke unit.

• Patient flow review to ensure 90% of all

presenting patients are admitted to a

stroke unit

• Develop a stroke/neurology pathway

Ongoing program of ED staff education

to implement the Acute Screening of

Swallow in Stroke/TIA Training Tool

(ASSIST) for all stroke patients at

presentation.

• The development, implementation and

evaluation of a 24/7 blanket referral to

Allied Health, commencing in ED and

confirmed when the patient is admitted to

a ward bed.

• Pharmacy review of all stroke patients with

a particular emphasis on the prescribing of

anti-thrombotics and statins

• Use of local HDU beds or ambulance

bypass and hub and spoke transfer

• Specific QI for individual processes

29

Common local Quality Improvement activities

resulting from the SCVSS & SCAP

Feedback sessions engaged local clinicians and managers together, as well as

members of ASNSW and often members of the LHD executive. Local QI responses

were facilitated by a local clinician leader and Mr Mark Longworth from ACI/SCAP. Local

responses were comprehensive and new strategies shared with other sites

Results and locally agreed strategies were fed back to

LHD CE’s by the ACI Chief Executive in writing

Page 30: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

A minority of hospitals provide organised/specialised stroke care.

At the beginning of the pilot and SCAP process there were no stroke units in

two of participating LHDs and in eastern NSW and there was no organised

stroke thrombolysis south of Campbelltown in Eastern NSW.

Since the pilot process there are four new stroke units and a new stroke service

coming on line in those areas of focus.

Three new Acute Thrombolysis Centres have come on line.

In SCAP all unenhanced sites seeing >100 strokes per year are being

enhanced or are in the process of establishing hub and spoke flows.

30

SCAP: Improving stroke unit access

Page 31: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Two major hospitals with higher than expected BHI 30 day mortality estimates

admitted only 50 and 60% of there ischaemic stroke patients to stroke unit beds and

access to stroke unit beds at other hospitals was lower than expected.

Audited sites with stroke units have undertaken to improve Stroke Unit/HDU/ICU

access for stroke patients to 90% or more through improved patient-flows.

A stroke pathway in a HDU has been effective at Hospital 2 where a stroke unit may

not be feasible. This approach is being considered by Hospital 21 (67 strokes pa

and 189 ks from its nearest ‘hub’), and may be widely applicable.

All participating unenhanced sites have committed to either on-site upgrades or the

use of a hub and spoke model of downstream and return flows. (Upgrades:

Hospitals 16, 19, 21, 25, and 28 and hub and spoke Hospitals 22, 27 and 29).

Ambulance bypass and facilitated transfer is being used or considered for Hospitals

21-3, 22-9, and 29-10, and Spoke A-Hospital 6, Spoke B-Hospital 1 and Spoke C-

Hospital 2, and across two participating LHDs as new units are being established.

31

SCAP: Improving stroke unit access

Page 32: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP: Conclusions and achievements

We know that many patients do not reach a stroke unit hospital or a stroke unit bed

in a stroke unit hospital (SCAP, NSF and ACI audit data). Patients do not always

receive evidence based processes of care within stroke units (SCAP audits).

SCAP has Identified explanations for unwarranted clinical variation seen in BHI data.

ACI has taken data to the bedside. Engaging with hundreds of clinicians and

managers across NSW, providing information, expertise and support to identify and

locally address unwarranted clinical variation.

Face-to face feedback has resulted in locally developed responses to UCV.

Thirty participating sites are addressing access to desired investigations, and access

to stroke unit beds, better prescribing and the use of stroke care pathways to

improve adherence with other processes known to improve patient outcomes and

experience.

32

Page 33: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

UCV and stroke: What is next?

Two more SCAP feedback site feedback sessions remain.

The EMR Build C including stroke bundles of care is going into testing and there is

hope that data extraction tools will be put in place to monitor site adherence with

important clinical processes.

The BHI is expected to work with ACI’s SCAP team to complete a data-linkage and

analysis between there 30 day mortality data and the audit data to validate and

improve the collection and analyses of the routinely collected data used by BHI.

The new NWAU weighting for accessing a stroke bed in NSW and the new code for

thrombolysis are expected to strongly impact on patient access.

BHI will expect to repeat the analysis of the 30 day mortality analysis which will

assess the early impact of the SCAP programme.

This ACI sponsored Stroke Forum: Reducing Unwarranted Clinical Variation for

clinician and managers involved in the stroke journey to discuss the SCAP results,

hear presentations from participating hospital sites and consider next steps in

improving stroke patient care and outcomes.33

Page 34: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Via plane, train, cars and ambulance (car)….

Page 35: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

Level 4, Sage Building

67 Albert Avenue, Chatswood NSW 2067

PO Box 699

Chatswood NSW 2057

T + 61 2 9464 4666

F + 61 2 9464 4728

[email protected]

www.aci.health.nsw.gov.au

Daniel ComerfordDirector, Acute Care

94644602

[email protected]

Special Thanks

Special thanks to Mark Longworth ACI, Dominique Cadilhac and Tara Purvis (Florey

Institute), Bruce Paddock (ASNSW), Kim Sutherland and Doug Lincoln (BHI), Joseph

Descallar and Melina Gattellari (Ingham Institute), the NSW Stroke Network and the

Clinicians, Managers, Auditors and Clinical Information staff of the thirty hospitals

participating Stroke Clinical Audit Process (SCAP).

Page 36: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

0

20

40

60

80

100

120

Hospital 2 Hospital 3 Hospital 6 Hospital 10 Hospital 17 Hospital 18 Hospital 20 Hospital 23 Hospital 26

%

Hospitals ranked from right to left by increasing estimated mortality

Process measures: A comparison of Rural Unenhanced and Metropolitan and Rural Enahcned Sites Brain Imaging*

Physio*

Speech*

OT*

Documented Swallow*

Documented Swallow**

MDT Family Meeting

Any SU/HDU

Stroke pathway

Clinical care plan

Linear (Any SU/HDU)

Linear (Stroke pathway)

Page 37: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP: Process measures at 8 Unenhanced Rural sites N=495

37

0

20

40

60

80

100

120

Hospital 16 Hospital 19 Hospital 21 Hospital 22 Hospital 25 Hospital 27* Hospital 28* Hospital 29*

Process measures: SCAP audits of 8 unenhanced rural sites SU/HDU/ICU

24hr NeuroObs

Stroke Clinical Pathway

Swallow<24

DC Antithrombotics

Asprin<24hrs

DC on Statin

VTE Proph.

Linear (24hr NeuroObs)

Linear (Swallow<24)

Linear (Asprin<24hrs)

Linear (VTE Proph.)

Hospitals ranked from left to right by increasing estimated mortality

0

20

40

60

80

100

120

Hospital 16 Hospital 19 Hospital 21 Hospital 22 Hospital 25 Hospital 27* Hospital 28* Hospital 29*

Process measures: SCAP audits of 8 unenhanced rural sites SU/HDU/ICU

24hr NeuroObs

Stroke Clinical Pathway

Swallow<24

DC Antithrombotics

Asprin<24hrs

DC on Statin

VTE Proph.

Linear (24hr NeuroObs)

Linear (Swallow<24)

Linear (Asprin<24hrs)

Linear (VTE Proph.)

Page 38: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

SCAP: Process measures at 9 Enhanced rural sites N=510

38

0

20

40

60

80

100

120

Hospital 2 Hospital 3 Hospital 6 Hospital10

Hospital17

Hospital18

Hospital20

Hospital23

Hospital26

%

Hospitals ranked from right to left by increasing estimated mortality

Process measures: 9 Enhanced Rural sitesBrain Imaging*

Physio*

Speech*

OT*

Documented Swallow*

Documented Swallow**

MDT Family Meeting

Any SU/HDU

Stroke pathway

Clinical care plan

Linear (Any SU/HDU)

Linear (Stroke pathway)

Page 39: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

39

Unwarranted clinical variation and unwanted outcomes

Metropolitan hospital sites to November 2015

Ranked by increasing BHI 30 d mortality

Page 40: SCAP: Stroke Clinical Audit Process · 2016. 7. 12. · SCAP: Stroke Clinical Audit Process Assessing and addressing unwarranted clinical variation Thursday 28th April 2016. Reducing

40

Unwarranted clinical variation and unwanted outcomes

Metropolitan hospital excerpt

More GREEN squares and less RED numbers are better