."CONG TY CO PHAN CHUNG KHoAN FPT CQNG HOA xA HQI CUU NGHiA VI~T NAM

DQcI~p- T,! do - Hanh phuc

Ha N(Ji, ngay 30 thang 07 ndm 2019

BAo cAo TINH MiNH QUANTRl CONG TY(6 thang d§u nam 2019)

Kinh girl: Dy ban Chung khoan Nha nurrc

S6'Giao djch Chung khoan TP. HAChi Minh

S6' Giao djch Chung khoan Ha NQi- Ten cong ty dai chung: Cong ty C6 phan Chung khoan FPT

- Dia chi tru sa chinh: S6 52 Duong Lac Long Quan, Phuong Buoi, Quan Tay H6, Thanh ph6 Ha NQi

- Dien thoai: 024.3773 7070 Fax: 024.3773 9058 Email: fptsecurities@fpts.com.vn- V6n di~u l~: 1.202.440.510.000 d6ng

- Ma chirng khoan: FTS

I. Hoat dQng cua D~i hQidAng c8 dong

Thong tin v~ cac cuoc h9P velNghi quyet/ Quyet dinh cua Dai hQid6ng c6 dong (bao gom ca cac Nghi quyet cua Dai hQid6ng c6dong duoc thong qua duoi hinh thirc l~yy kien bing van ban )

STT S6 Nghi quyet/ Quyet dinh Ngay NQidung

1 01-2019INQIDH£)CDIFPTS 21103/2019 Nghi quyet Dai hQid6ng c6 dong thirong nien nam 2019

II. HQidAng quan tri ( Bao cao 6 thang diu nam 2019 )1. Thong tin v~ thelnhvien HQid6ng quan tri ( HDQT )

1

STT Thanh vien HDQT Clnrc vu Ngay b~t d~uJ S6 bu6i hop Ty 1~tham Ly do khong thamKhong eon la HDQT dir hop du hop

thanh vien HDQT tham dir

1 Ong Nguyen Di~p Tung Chu tich HDQT 19/7/2007 2/2 100%

2 Ong D6 Son Giang Thanh vien HDQT 19/3/2010 212 100%

3 Ong Nguy~n Kh~e Thanh Thanh vien HDQT 10/3/2011 212 100%

4 Ong Shuzo Shikata Thanh vien HDQT 22/3/2016 212 100%

5 Ong Nguyen Van Dung Thanh vien HDQT 10104/2018 212 100%

La thanh vien6 Ba Nguyen Tht Thai Anh Thanh vien HDQT 21/03/2019 112 50% HDQT k~ til ngay

21/03/2019

2. Hoat dQng giam sat cua HDQT d6i voi Ban Giani d6e (T6ng Giam d6e):

Can cir Di€u 1~cong ty, HDQT thuc hien giam sat T6ng Giam d6e va cac can bQ quan ly khac trong di€u hanh cong viec hangngay cua cong ty. Dinh ky hang quy HDQT yeu e~u Giam d6e l~p bao cao kSt qua SXKD, tiSn dQthuc hien cac nghi quyet cuaHDQT, nhtrng kh6 khan, thuan loi nay sinh trong cong tac di€u hanh, Qua d6 yeu du BKS thfun dtnh bao cao quySt toan, giamsat tinh hinh tai ehinh, tinh hQ"Pphap trong cae ho~t dQng eua cae thanh vien BOD, cae ean bQquan ly eong ty, S\fph6i hqp ho~tdQng v&iHDQT, BKS eong ty, nhfun dam bao th\fe hi~n thea quy dtnh eua phap lu~t, eua Di€u 1~eong ty. Tren eO'sa cae baoeao va tinh hinh n~m dUQ"e,HDQT t6 ehue hop xem xet, danh gia kSt qua di€u hanh, e6 nght quySt kh~e ph\le t6n t~i va tri~n khaieong vi~e m&i thea nght quySt DHDCD d€ ra.

Do th\fe hi~n dling quy trinh, thu t\le ph6i hQ"Pho~t dQng gifra HDQT, BGD va BKS, eong vi~e di€u h<lnhSXKD eua BGD khongbt tra ng~i, vi~e giam sat eua HDQT va eua BKS dUQ"eduy tri thuOng xuyen, ehi).tehe, dam bao ho~t dQng eua eong ty th\fe hi~ndung nght quySt DHDCD va nght quySt HDQT, th\fe hi~n quan tri eong ty thea ehu.1n m\fe hanh vi, d~o due nghS nghi~p euathanh vien HDQT, BGD, BKS vi quy€n lQ"ieua e6 dong eong ty.

3. Ho~t dQng eua cae ti~u ban thuQe HQi d6ng quan tri:

2

STT S6 Nghi quyet/ Quyet dinh Ngay NQi dung

1 01-20 19/QD/HDQT IFPTS 08/0112019 Ban hanh lai h~ thong thang hrong; bang hrong FPTS

1. Thong qua Bao cao kSt qua hoat dong kinh doanh nam 2018 va KShoach kinh doanh nam 2019.

2 01-20 19INQ/HDQT IFPTS 23/0112019 2. Thong qua viec b6 sung 01 thanh vien dQc l~p H8QT nhiem ky2018 - 2023

3. Thong qua NQi dung clnrong trinh Dai hQi d6ng c6 dong thuongnien nam 2019

3 02-20 19/QD/H8QT IFPTS 29/0112019 Ban hanh Chinh sach Quan tri rui ro Cong ty C6 phan Chung khoanFPT nam 2019

Mi@nnhiem ong Nguyen Van Trung thoi gift clnrc vu Giam d6c Chi4 03-2019/QD/HDQT/FPTS 01102/2019 nhanh Da Nfulg - Cong ty C6 phk Chung khoan FPT kS til ngay

01102/2019

5 04-20 19/QD/HDQT IFPTS 01/02/2019 B6 nhiem ong Nguyen Dinh Nghia gift chtrc vu Giam d6c Chi nhanhDa N~ng - Cong ty C6 ph&nChUng khoan FPT kS til ngay 01/02/2019

6 05-20 19/QD/HDQT IFPTS 12/02/2019 QuySt dinh v/v h9P D~i hQi d6ng c6 dong thuemg nien nam 2019

7 06-20 19/QD/HDQT IFPTS 02/04/2019 TriSn khai phuong an phat hanh c6 phiSu tra c6 tilc nam 2018

1. Thong qua Bao cao kSt qua ho~t dQng kinh doanh Quy 1 nam 2019va KS ho~ch kinh doanh Quy 2 nam 2019;

2. Thong qua vi~c mi€n nhi~m va b6 nhi~m Pho T6ng gicimd6c8 02-20 19INQ/HDQT IFPTS 23/04/2019 3. HDQT th6ng nh~t triSn khai thvc hi~n vi~c Tra c6 tuc bing ti@nva

Phat hanh c6 phiSu tni c6 tuc nam 2018 cho c6 dong hi~n hfru theaphuong an da:dUQ"cDHDCD thong qua, d6ng thai uy quy@ncho Chutich HDQT

Cong ty khong thanh l~p tieu ban thuoc HQi d6ng quan tri

4. Cac Nghi quyet/ Quyet dinh cua HQi d6ng quan tri (Bao cao 6 thang d&unam 2019)

3

9 07-2019IQD/HDQT/FPTS 23/04/2019 LVa chon n~ay d~g ky ,cu6i ~ung, d~ thirc hien quyen nhan c6 nrcnam 2018 bang tien va bang co phieu

10 08-20 191QD/HDQTIPPTS 23/04/2019 B6 nhiem ?ng,Nguy~n Van Dfing gift chirc vu Ph6 T6ng giam d6cCong ty Co pharr Chung khoan FPT k~ tir ngay 23/04/2019

11 09-2019IQD/HDQTIPPTS 23/0412019 B6 nhiem ,ong, Doan Trung Kien gift chirc vu Ph6 T6ng giam d6cCong ty Co pharr Chung khoan FPT k~ til ngay 23/04/2019

12 10-2019IQDIHDQT/FPTS 23/0412019 B6 nhiem ~a Nguyen Thi Thu Hirong gift clnrc vu Ph6 T6ng giam d6cCong ty Co phan Chirng khoan FPT k~ til ngay 23/04/2019

13 11-2019IQD/HDQT/FPTS 25/04/2019 ~i~n nhiem OIW Nguyen Van Trung thoi gift chirc vu Ph6 T6ng giamdoc Cong ty Co pharr Chung khoan FPT k~ til ngay 25/04/2019

Uy quyen cho 0I?-gLe Minh Viet - Giam d6c LUll ky va Quan ly c6

14 12-20 191QD/HDQT/FPTS 21105/2019 dong, Cong ty Co phan Chung khoan FPT diroc dai dien cho Chu tichHDQT ky Giay xac nhan sa htru c6 phan cua Cong ty C6 phc1nCh~ngkhocin FPT

qy quy~n cho ba N~uy~p Thu H6ng - Gicim d6c Luu ky va Quim Iy15 13-2019IQDIHDQT/FPTS 21105/2019 co dong, Cong ty Co phan ChUng khoan FPT, Chi nhanh Tp. H6 Chi

Mi?h duQ'cd~i di~n ~ho ~hu tich HDQT ky Gi§.yxac nh?n sa hfru c6 .pharr cua Cong ty Co phan ChUng khoan FPT

11-

III. Ban ki~m soat ( Bao cao 6 thang diu nam 2019 )

1. Thong tin v~ thanh vien Ban Ki~m soat ( BKS )

STT Thanh vien BKS Chuc V\l Ngay b~t dc1u! S6 bu6i h9P T5' I~ tham dv Ly do khongKhong con la BKSthamdv h9P tham dVh9P

thanh vien BKS

1 D6 Thi Huong Truang ban 19/7/2007 010 0%

2 Nguy~n Thi Phuong Thanh vien 19/7/2007 010 0%

4

Eiichiro So Thanh vien 10/04/2018 0/0 0%

=2. Hoat dong giarn sat cua BKS d6i voi HDQT, Ban Giam d6c dieu hanh va c6 dong:

6 thang d~u nam 2019 Ban Ki~m soat khong phat hien tnrong hop b~t thirong nao trong hoat dong cua cac thanh vien HOi d6ng

Quan tri, thanh vien Ban T6ng giam d6c va cac can bOquan ly khac cua Cong ty C6 phan Chirng khoan FPT.

G."

I!J

Ban Ki~m soat cho rang cac can bO quan ly cua Cong ty C6 phan Chung khoan FPT dll th~ hien trach nhiem cao trong viec di~u

hanh, dll chu dong cac phirong an thirc hien vi v~y k~t qua hoat dong kinh doanh, loi nhuan 6 thang d~u nam 2019 kha t6t trong

kh6i cac cong ty clnrng khoan.

=

Ban Lanh dao Cong ty clnrng khoan FPT trong nam qua dll ti~p t\lC chi d~o thlJc hi~n x§y dlJllg va hoim thi~n cac san phfun dich

V\l ti~n ich cho cac nha d~u tu, cung cftp cho khach hang mN h~ th6ng giao dich thu~n ti~n va an toan, nhanh ch6ng va chinh xac,

cong bkg va minh b~ch.

D~u nam 2019 HOi d6ng quan tri cong ty dll thong qua Chinh sach quan tri rui ro nam 2019.

Ban Ki~m soat cho rkg, 6 thang d~u nam 2019 thi trui:mg chUng khoan c6 th~ vin dien bi~n kh6 luang vi v~y HOid6ng Quan tri

ti~p t\lC ck c6 cai nhin th~ trQng, khong chu quan, dn danh gia ky cac tac dOng cua cac chinh sach VI mo d~n thi trui:mg chUng

khoan, lui:mg truac cac rui ro d~ xay dlJllg, hoan thi~n h~ th6ng quan tri rui ro va c6 cac hanh dOng phong ngira phu hqp, kip thai,

tranh cac t6n th~t c6 th~ xay ra trong tuong lai.

3. SIJph6i hqp ho~t dOng giua BKS d6i vai ho~t d9ng cua HDQT, Ban giam d6c di~u hanh va cac bO quan ly khac

6 thang d~u nam 2019, Ban lanh d~o Cong ty C6 ph~n ChUng khoan FPT dll thlJc hi~n nghiem mc cac yeu du v~ vi~c cung cftp

cac thong tin ck thi~t cho Ban KiSm soat. Cac thanh vien Ban Ki~m soat duQ'cmai tham gia d~y du cac cuOc hQPcua HOi d6ng

Quan tri va duQ'c cung cftp d~y du va kip thai cac thong tin ck thi~t.

4. Ho~t dOng khac eua BKS: khong c6

IV. Dao t~o v~ quan tri cong ty

5

v. Danh sach c6 dong n{}ib{}va nguiri co lien quan

1. Danh sach ngiroi nQibQ va ngiroi co lien quan cua ngiroi nQi bQ

Cong ty dll cir can bQtham gia cac hQi thao, t~p hu~n v~ The diem Quan tri cong ty do Uy ban Chung khoan nha mroc va SaGiao dich Chung khoan t6 chirc.

S6CMND Thi'ri

Chirc V\l tai Thi'ri di~m di~mTKCK bit dAu la khOngSTT Ten t6 chirc/ca nhan(n~u co) cong ty s6 Ngay NO'i Dia chi nguot co lien con la Ly do

(n~u co) CMND dp c§p quan nglfi'ri colien_CJuan

1 Nguy~n Di~p Tung 058C402442 Chii tjch HDQT,2007T6ng Glam d6c

1.1 Nguyen Thi Lan M~1.2 Nguyen Quoc Ung Anh1.3 Nguyen H6ng Nhung Chil.4 Nguyen Thj Chung Em

Nguysn Ki~u Nga<

l.5 Eml.6 Nguyen Van Bach 058C635565 Eml.7 Nguyen Thi Thmn Vql.8 Nguyen Twin Anh Conl.9 Nguysn Due Anh Con1.10 Nguyen HUng Anh Con

2 D6 SO'nGiang 058C016846 Thanh vien HDQT 2007

2.1 Truong Thi Quy M~2.2 Pham Tuyet Mai 058C260975 Vq2.3 D6 Nh~t Minh Con2.4 D6 Nguyet Minh Con

3 Nguy~n Khic Thanh 058COO0423 Thanh vien HDQT 2007

3.1 Nguyen Tbi Nhien Chi

6

3.2 Nguyen Thi Tan Chi

3.3 Nguy~n Khic Thu~t Anh3.4 Nguyen Thi Vi~t Nga 058COOO575 Vq3.5 Nguyen Lam Khue Con

4 Shuzo Shikata Thanh vien HDQT 22103/2016

4.1 Erika Shikata Vq

4.2 Shogo Shikata B6

4.3 Kyoko Shikata Mt;:

4.4 Riku Shikata Con

4.5 Masakazu Shikata Anh

4.6 Keiji Shikata Anh

Thanh vien5 Nguy~n Van Dung 058C569569 HDQT, PM TAng 10/04/2018

giam dBc

5.1 Nguy~n Van Ruyen B65.2 Nguyen Van Duyen Anh

5.3 Nguyen Van Kien Anh5.4 Nguyen Van Kiem Anh5.5 Nguysn Van Quyen 058C261976 Anh5.6 Nguysn Thi Chien Chi5.7 1)('10 Phuong Mai 058C210378 Vq

5.8 Nguyen Dire Long Con

5.9 Nguy~n I)uc Anh Con

6 Nguy~n Thj Thai ADh 058COO0643 Th3nh VieDHDQT 21103/2019

6.1 NgUY~DThai Chau B6

7

6.2 Nguyen Thi Minh Mt;:6.3 Nguyen Thi Thuy 058COO4038 Chi gai6.4 Nguyen TMi Dung Em trai6.5 Pham Thanh Hao 058C126969 Chong6.6 Pham Nguyen Ha An Con6.7 Pham Ti€n Thinh Con6.8 Pham Nguyen Ha Linh Con

7 ali Thi Huong 058C283118 Tnr(mg Ban ki~m2007soat

7.1 D6 Viet Hoa B67.2 Nguyen Thi xs Mt;:7.3 D6 Vi€t Hung Anh7.4 D6 Thi Dung Chi7.5 D6 Vi~t Diing 058C170975 Em7.6 86 KimHoa 058COOO227 Em7.7 Nguyen Quoc Tu~n Chong

7.8 Nguyen D6 Hoang Ha Con

7.9 Nguyen D6 H6ng Ha Con

8 Nguy~n Th] Phuong 058C600537 Thimh vien Ban2007Ki~m soat

8.1 Ha Thi Nhe Mt;:

8.2 Trinh Htru Vien Chong

8.3 Trinh Htru Thang 058C757968 Con

8.4 Trinh Thj ThUy Con

9 Eiichiro So Thanh vien Ban10/04/2018.Ki~m soat

9.1 Tadashi So Cha

9.2 Fumiko So My

8

9.3 Mamiko So Em

9A Mami So Vq

9.5 Shunsuke So Con

9.6 Manami So Con

Nguy~n Thj Thu PM Tang giam10 058C006226 d6c, K~ toan 2007HU'O"ng

tmrrng

10.1 Nguy€n Quang Ttr B6

10.2 Nguyen Thi Mai My

10.3 Nguyen Huy Binh Em

lOA Hoang Trung Nghla Chong

10.5 Hoang Thi Thu Ha Con

10.6 Hoang Nhat Minh Con

11 Dolin Trung Kien PM Tang giam23/04/2019d6c

11.1 vo TN Kuu My

11.2 Dolin Dinh Truong Em trai

11.3 Dolin Thi Thanh Huyen Emgai

11.4 Bui Thanh Hien 058C053781 Vq

11.5 Dolin Due Minh Con

11.6 Dolin Minh Quang Con

NgU'OidU'gc uy12 Trjnh Thanh Hing 058C566983 quyen Cong b6 01/04/2018

thOng tin

12.1 Trinh Huu Them B6

9

2. Giao dich giira cong ty v61 ngiroi co lien quan cua cong ty; hoac gifra cong ty voi c6 dong 1611,ngiroi ne>ibe>,ngiroi co lien quan ellanguoi noi be>

12.2 Nguyen Thanh Huyen 058C191168 M~

12.3 Nguyen Vi~t Cuong Chong

12.4 Nguyen Vi~t Bach Con

12.5 Nguyen Kim Cat Tien Con

STT Cac ben lien quan M8i quan h~ Nqi dung giao djch sa ti~n (VND)

1 Cong ty C6 phan FPT C6 dong Ian (20% V6n di~u l~) Dich VI,l nr v~n t6 chirc Dai Mi d6ng e6 dong, Phi hru Icy 35,134,474

3. Giao dich gitra ngiroi ne>ibe>cong ty niem y~t,ngiroi eo lien quan cua ngiroi noi be>voi cong ty con, cong ty do cong ty niem y~tnamquyenki~msoat(Khong co )

4. Giao dich giira cong ty voi cac d6i urong khac

STT Cac ben lien quan MBi quan h~ NQi dung giao djch SB ti~n (VND)

1 Cong ty C6 ph~n Vi6n Thong FPT Ben co lien quan Cuoc dich vu vi6n thong 79,200,000

2 Chi Nhanh Cong Ty C6 Ph~n Vi6n Thong FPT Ben co lien quan Chi phi duong truyen 73,920,000

3 Cong ty TNHH H~ thong thong tin FPT Ben co lien quan ThiSt bi tin h9C 108,680,000

4 Chi nhanh Cong ty TNHH MTV Vi6n thong Quoc tS FPT Ben co lien quan Cuac dich vv viSn thOng 587,875,200

5 Cong ty TNHH MTV ViSn thOng qu6c tS FPT Ben co lien quan Cuae dieh Vl,l viSn thong 33,264,000

VI. Giao dieh eBphiiu ella ngum nQibQva ngU'mlien quan ella ngU'mnQibQ (Bao cao 6 thang dAu nam 2019 )10

Taikhoan S5 S5 c6 phi~u scY Ty I~ scYhfru c6 ChiSTT HI} tenCnCK Chirc vI} tai Cong ty

CMND/BKKD Bja chihfru cu5i ky phieu cu5i ky

chii(%)

1 Nguy~n Bi~p Tung 058C402442 Chil tjch HBQT,9,345,301 7.77T6ng Giam d6c

1.1 Nguyen Thi Lan M~

1.2 Nguyen Quoc Vng Anh

1.3 Nguyen H6ng Nhung Chj

1.4 Nguyen Thi Chung Em

1.5 Nguyen Kieu Nga Em

1.6 Nguysn Van Bach 058C635565 Em

1.7 Nguyen Thi Thom Vq

1.8 Nguyen Tu~n Anh Con

1.9 Nguyen Dire Anh Con

1.10 Nguyen Hung Anh Con

2 B6 SO'n Giang 058C016846 Thanh vien HBQT 301,720 0.25

2.1 Truong Thi Quy M~

2.2 Pham Tuyet Mai 058C260975 Vq

2.3 D6 Nh~tMinh Con

2.4 D6 Nguyet Minh Con

3 Nguy~n Kh~c Thanh 058COO0423 Thanh vien HBQT 174,907 0.15

3.1 Nguyen Thj Nhien Chj

1. Danh sach nguoi noi b9 va ngiroi eo lien quan cua nguoi noi b9

11

3.2 Nguyen Thi Tan Chi

3.3 Nguyen Khftc Thu~t Anh

3.4 Nguyen Thi Vi~tNga 058COOO575 6,118 0.01 VCJ

3.5 Nguyen Lam Khue Con

4 Shuzo Shikata Thanh vien HDQT

4.1 Erika Shikata VCJ

4.2 Shogo Shikata B6

4.3 Kyoko Shikata M~

4.4 Riku Shikata Con

4.5 Masakazu Shikata Anh

4.6 Keiji Shikata Anh

5 Nguy~n Van Dung 058C569569 Thanh vien HDQT, 354,288 0.29Ph6 TAnggiam dac

5.1 Nguyen Van Ruyen B6

5.2 Nguyen Van Duyen Anh

5.3 Nguyen Van Kien Anh

5.4 Nguyen Van Kiem Anh

5.5 Nguyen Van Quyen 058C261976 Anh

5.6 Nguyen Thi Chien Chi

-11-9

Ii!~~]

j

12

5.7 D<'1OPhuong Mai 058C210378 Vq

5.8 Nguyen Due Long Con

5.9 Nguyen Due Anh Con

6 Nguy~n Thj Thlii Anh 058COO0643 Thanh vien HDQT

6.1 Nguyen TMi Chau B6

6.2 Nguyen Thi Minh Mt;

6.3 Nguyen Thi Thuy 058COO4038 3,784,361 3.1S Chi

6.4 Nguyen Thai Dung Em

6.5 Pham Thanh Hao 058C126969 5,940,000 4.94 Ch6ng

6.6 Pham Nguy~n Hit An Con

6.7 Pham Ti~n Thjnh Con

6.8 Pham Nguyen Hit Linh Con

7 D6 Thj Huong 058C283118 Tru·O'ng Ban ki~m18 0.00seat

7.1 D6 Vi~t Hoa B67.2 Nguyen Thi xs My

7.3 D6 Vi~t HUng Anh

7.4 D6 Thi Dung Chi

7.5 D6 Vi~t Dung 058C170975 Em

::

G'tt:»

13

7.6 D6 KimHoa 058COOO227 Em

7.7 Nguyen QU6c Tuan Ch6ng

7.8 Nguyen D6 Hoang Hft Con

7.9 Nguyen D6 H6ng Hft Con

8 Nguy~n Th] Phuong 058C600537 Thanh vien Ban65,590 0.05Ki~m soat

8.1 Hft Thj Nhe M~

8.2 Trinh Hfru Vien Ch6ng

8.3 Trinh HO·uThang 058C757968 12,736 0.01 Con

8.4 Trinh Thi Thuy Con

9 Eiichiro So Thanh vien BanKi~m soat

9.1 Tadashi So Cha

9.2 Fumiko So M~

9.3 Mamiko So Em

9.4 Mami So Vg

9.5 Shunsuke So Con

9.6 Manami So Con

10 Nguy~n Th] Thu HU'O'ng 058C006226 P~6 Tang glam d6c,109,315 0.09Ke toan truong

14

·.,10.1 Nguyen Quang Tir B6

10.2 Nguyen Thj Mai M~

10.3 Nguyen Huy Binh Em

10.4 Hoang Trung Nghla Chong

10.5 Hoang Thj Thu Ha Con

10.6 Hoang Nh~t Minh Con

11 Doan Trung Kien Ph6 Tang giam d6c

1l.l Vi}Thj Kuu M~

11.2 Doan Dinh Truong Em

11.3 Dean Thi Thanh Huyen Em

11.4 Bui Thanh Hi~n 058C053781 Vq

11.5 Dean Duc Minh Con

11.6 Doan Minh Quang Con

Nglfil'i dlfq'C uy12 Trinh Thanh H~ng 058C566983 quy~n Cong b6 9 0.00

thOng tin

12.1 Trinh Hilu Them B6

12.2 Nguyen Thanh Huyen 058C191168 8,580 0.01 M~

12.3 Nguyen Vi~t Cirong Chong

12.4 Nguyen Viet Bach Con

15

2. Giao dich cua nguoi ne>ibe>va ngiroi co lien quan d6i voi e6 phieu cua cong ty niem yet

Ngiroi thuc hien S6 c6 phieu sa huu dAu ky S6 c6 phieu sa htru cuoi ky Ly do tang, giamSTT S6DKSH Chirc danh (mua, ban, chuyen d6i,giao dich S6 c6 phieu Ti l~ (%) S6 c6 phieu . Ti l~ (%) thuong)

1 Nguyen Di~p TUngChUtjchHDQT

3,574,998 3.27 9,345,301 7.77Mua them c6 phieu

kiemTGD Nh~n c6 tire bang c6 phieu

Nguoi co lien quan2 Nguy€n Van Quyen cua Thanh vien 4,920,731 4.50 0 0 Ban e6 phieu

HDQTNgiroi e6 lien quan

Mua them e6 phieu1 Nguyen Thanh Huyen cua Ngiroi duoc UQ 0 0 8,580 0.01.)

Nhan c6 rue bang c6 phieuCBTT

VII. Cae vfln d~ cAn hru y khac: Khong

NGUYEN DltP TUNG

16