Upload
others
View
0
Download
0
Embed Size (px)
Citation preview
,-.
CQNG HOA xA HQI can NGHiA VI~T NAMDQc I~p - TV do - Hanh phuc
THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness
Ngiry.!.? thdng 11nam 2018
BAo cAo KET QuA GIAO DICH CO PmEU/ClIUNG cHi QuY CUA NGUm NQIBQ CUA CONG TY D~ canso, NGUm NQI BQ CUA QuY D~ cauxc vA
NGUm co LIEN QUAN CUA NGUm NQI BQREPORT ON RESULTS OF TRANSACTION IN SHARESIFUND CERTIFICATES OF
Il\TTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON
Klnh gui: - Uy ban Chung khoan Nha nuoc- Sa Giao dich chirng khoan- Cong ty C6 phan Vang p~cda quy Phu Nhuan
To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company
1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization:
- HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: LAM THI HVONG
- Quoc tich/ Nationality: Vi~t Nam
- S6 CMND, HQ chieu, The can cuoc (d6i voi ca nhan) hoac S6 Giay chirng nhan dang ky doanhn~hi~p, Gifty phep.hoat dQng hoac gifty to' phap ly nrong dirong (d6i voi t6 chirc), ngay cftp, noicap/ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 hQ chi€uI.Passport number:Ngay dp/ Date of issue: . Noi cftp/ Place of issue: NgM An
- Dia chi lien h~/£)ia chi tru sa chinh/ Address:
- Dien thoai/ Telephone:
- Chirc vu hien nay tai cong ty d~i chung, cong ty quan ly quy (neu co) hoac m6i quan h~ voicong ty dai chung, cong ty quan ly quy [Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Ngiroi co lien quan cua Truong BKS
- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay dang Icy giao dich (n€u co)/Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong con la ngiroi nQi bQ hoac nguoi co lien quan cua nguoi nQi bQcua cong ty dai chung, cong ty quan ly quy: , (neu ra ly do) */ and date onwhich is no longer internal person or related person of internal person of the public company,thefundmanagement company: .
*: Muc nay chi danh cho truong h9P chua hit thai han dang kj giao dich, a6i tuang dang kjkhong con la nguoi nt5i b9 hade nguoi co lien quan cua nguoi nt}i bt5cua cong ty dai chung,cong ty quem If quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.
2. Thong tin v€ ngiroi nQi bQ cua cong ty d~i chung/quy dai chung hi nguoi co lien quan cua canhanlt6 chirc thuc hien giao dich (a6i WYitruong h9P nguoi thuc hien giao dich la nguoi co lien
quan cua nguai noi b9 cua cong ty dai chung/quy dai chung)! Information about internal personof the public company/public fund is related person of trading individuallorganization (in casetrader is related person of internal person of the public company/public fund):- HQ va ten nguoi nQi bQ/ Name of internal person:
- Quoc tich/ Nationality:
- sa CMND, HQ chieu, The can cuac/ID card/Passport No.:
- Dia chi thuong tru/ Permanent address:
- f)i~n thoai lien h~/ Address: Fax: -" Email:
- Chirc V\1 tai cong ty d~i chung, cong ty quan Iy quy tai ngay ca nbanlt6 chirc neu tai muc 1 dangky giao dich/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to inparagraph 1to register the transaction:
- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy/ Currently posittion in the publiccompany, the fund management company:
- M6i quan h~ gitra ca nhan/t6 chirc thuc hien giao dich voi ngiroi nQi bQ/ Relationship ofinaividual/organization executing transaction with inte~l person:- sa IUQl1g, tY I~ c6 phieu/chimg chi quy ma ngiroi nQi bQ dang fl~m giu (n€u co)/ Number,ownership proportion of shares held by the internal (ifany):
3. Ma chimg khoan giao dich/ Securities code: PNJ
4. Cac tai khoan giao dich co ~6 phieu/chirng chi quy neu tai muc 3/ Trading account numberwith shareslJund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company:
5, sa IUQl1g, tY I~ c6 phieu/clnrng chi quy n~m giu tnroc khi thirc hien giao dich/ Number,ownership proportion of shareslJund certificates held before transaction: 0 c6 phan
6. sa IUQl1g c6 phieu/chirng chi quy dang ky mua/ban/cho/diroc cho/tang/diroc ~nglthlrak€/chuy~n nhuong/nhan chuyen nhirong/ Number of-shares/fund certificates registered topurchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred: 10,500 c6 phan
7. sa IUQl1gc6 phieu/clurng chi quy da giao dich (mua/ban/cho/duoc cho/tang/duoc ~nglthlrak€/chuy~n nhirong/nhan chuyen nhirong/hoan d6i) **/ Number of shares/fund certificates traded(purchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred/swap): 10,500c6 phan
8, sa IUQl1g, tY I~ c6 phieu/chimg chi 'iuy nam gitr sau khi thirc hien giao dich/ Number,ownership proportion of shareslJund certificates held after executing transaction: 10,500 c6ph~n
9, Phuong thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP,
10 Thoi h hie . di h/ 'T'. • • d A011 /~8, • 0'1 glan t gc lyn glao IC Transactton perlO : , , , , , .
** (Trong twang hop khong thuc hien hats6 hrong dang ky, nguoi nQi bQ/ nguoi c6lien quan phai giai trlnh nguyen nhan.j/"(In case of failing to execute fullregistered number, the internal person!related person of internal person shallneed to explain the reasons.)
NGUOI BAo cAoNAME OF REPORTING PERSON
LAM TH! HUONG