“RISK MANAGEMENT REGARDING WORKING OF

A BROKING FIRM, AND ITS INVESTORS”

AT

RELIGARE SECURITIES LTD

Submitted in partial fulfillment of the requirement

For the award of the degree of

Bachelor of Business Administration (BBA)

To

Guru Gobind Singh Indraprastha University, Delhi

Guide: Submitted by:

Guide Name: Rahul Dhamija

Enroll No.: 0282051708

BLS INSTITUTE OF TECHNOLOGY MANAGEMENT

Delhi- Rohtak Road, NH- 10, Jakhoda, Bahadurgarh- 124507

Batch (2008-2011)

Certificate

I, Mr. Rahul Dhamija, Roll no. 0282051708 certify that the Summer Training

Report (Paper Code BBA 311) entitled

Risk management regarding working of a broking firm, and its investor is

done by me and it is an authentic work carried out by me at Religare Securities

Ltd., to the best of my knowledge and belief, the material embodied in this

Report has not been submitted earlier for the award of any Degree or Diploma

by any University or Institution.

Signature of the Student

Date:

Certified that the Summer Training Report (Paper Code BBA 311) entitled

“Risk management regarding working of a broking firm, and its investor”

done by Mr. Rahul Dhamija, Roll no. 0282051708, has been completed under

my guidance and supervision.

Date:

Signature of the Guide

Name of the Guide:

Designation:

Countersigned

Director

ACKNOWLDGEMENT

It’s a great privilege that I have done my project in such a well-organized and

diversified organization. I am great full to all those who helped and supported

me in completing the project.

First of all I would sincerely like to thank Mr. Jitender Arya (Branch

Manager, Daryaganj), for his valuable guidance and kind co-operation during

the project. I am highly grateful to Mr. Rajveer Singh Shekawat

(Relationship Manager) for the help provided by them in various forms.

I am also thankful to our director and my project guide Prof. Sunil

Tayagi for helping me in completing the project.

Last but not least, I am also thankful to my parents, all college staff and my

friends for helping me directly or indirectly in my project

RAHUL DHAMIJA