Richard L Nygaard Financial Disclosure Report for 2010

8/3/2019 Richard L Nygaard Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting ( last name, f irst , middle initia l)N y g a a r d , R i c h a r d L .

4. Ti t le (Art ic le 111 judges indica te act ive or senior sta tus;magis t rate judges indicate fu l l - or par t - t ime)Senior U.S. Ci rcui t Judge

7 . Ch a mb e rs o r Of f ice A ddre s s1 7 S o u th P a r k R o wSui te B-230Er ie , PA 1650 !

2. Court or OrganizationThi rd Ci rcui t Cour t o f Appeal s

5a . Report Type (check appropria te type)

] Nomination, Dat e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t he ba s i s o f t he i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymo dif ica t ions perta in ing there to , i t is , in my opin ion , in compliancewith appl ic ab le l aws and r egu la t ions .

R e v ie wing Off ice r D a t e

3. Date of Report05/11/2011

6 . R e por t ing Pe r iod01/01 /2010to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NO N E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R c , o n l . g individual only; seepp. 9-13 of filing instructions.)~] N O N E ( N o reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ( R e p o n i . g i n d i v id u u l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gNygaard, Richard L.

Date of Report05/11/2011

I l l . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 offiling instructions.)A. Filers Non-Investm ent Incom e

D (N o reportable non-investment income. )ONED A T E _ SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

1.2010 P e n n s y l va n i a S t a t e Re t i r e me n t S y s t e m $ 16 ,5 422.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during an yportion of the reportingyear, com plete this section.(Dollar am ount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en t e r ta lnmenL(Includes those to spouse and dependent children; see pp. 25-2 7 offiling instructions.)

~] NONE (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDE


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Name of Person ReportingFINANCIALDISCLOSUREREPORT [ Nygaard, Richard L.Page 3 of 7

V . G I F T S . a n e l u d e s t h o s e t o ~ p o u s e ~ n d d e p e n d e n t e h i ~ d r e n ; ~ e e ~ . : 8 - 3 ~ o S , ~ i n ~ instructions.)N O N E (No reporta ble gif ts.)

SOURCE DESCRIPTION1 .2.

3.4.5.

Date of Report0J/I 1/2011

VALUE

V I . L I A B I L I T I E S . a n c t u g e s t h o s e o y s p o u s e ~ n d dependent ch ildr en; se e pp. 3 2 - 3 3 of fillng instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUE CODE


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Name of Person Reporting.Nygaard, Richard L.


V I I . I N V E S T M E N T S a n d T R U S T S - i.eome, votue, , .....ctions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[-~ N O N E (No reportable income, assets, or transactions.)

2.3.4.

5.6.7.

8.9.1 0 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

D e sc ri p t io n o f A s se ts In co m e d u r in g(including trust assets) r e p o r t i n g p e r i o d

(1 ) (2 )Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure C o d e 1 div., rent,( A - H ) o r int . )

Gross value at endo f r e p o r t i n g p e r i o d

(l) (2)Value Value

C o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

Transact ions during report ing p e r i o d

( 1 ) (2) (3) (4) ( 5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fb u y , s e l l, m m / d d / y y Code 2 [ Code I b u y e r / s e l l e r

r e d e m p t i o n ) (J-P) (A-H) ( i f p r i v a t et r a n s a c t i o n )

Erie Federal Credit UnionSavings Account at Los Angeles F& ACredit UnionChecking/Saving Account at PNC, NorthEast, PAReal Estate, Mina Twnshp , ChautauquaCounty, NY (S) $153,700Safety Klecn - StockJ e t r o n i c I n d u s t r ie s - S t o c k

MU

CSIQ~ "~" PCX

, : ,~,~>,~


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Name of Person ReportingNygaard, Richard L.

Date of Report05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , tr a n s a c t io n s (Includes those of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of fillng instructions.)[~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n co m e d u r i n g( in c lu d in g t ru s t a ss e ts ) r e p o r t in g p e r io d(1 ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,

( A - H ) o r i n t . )

G ro s s v a lu e a t e n d T r a n s a c tio n s d u r in g re p o r t in g p e r io do f r e p o r t i n g p e r i o d(1) (2) (l) (2) (3) (4) (5 )

Value V a l u e Type (e.g., D a t e V a l u e G a i n Identity ofC o d e 2 M e tho d b u y , s e l l , mm/dd/yy C o d e 2 C o d e 1 buyer/seller(J-P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) (if private

( Q - W ) t r a n sa c t i o n )

None B uy 12/07/10 JNone B uy 12/22/10 JNone Sold 01/10/10 J B

21 .

I. I ncom e G ai n Codes :(See Col um ns B I and D4)

2.V al ue Codes( S e e C o l u m n s C I a n d D 3 )

3.V al ue M et h od Codes( Se e C olumn

A =$1,000 or lessF =$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 -$25,000,001 - $50,000,000Q = Appra i sa lU = B ook V al ue

B =$1,001 - $2,500G =$1 00,001 - $I,000,000K-$15 ,001 -$50,000O ~ $ 5 0 0 , 0 0 1 - $ 1 ,000,000R = Cost (Rea l Es t a t e Onl y )V = O t h e r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L -$50,001 - $100,000P 1 =$1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s e s s m e n tW = Est i m at ed

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100,001 - $250,000P2 = $5,000,001 - $25,000,000T = C a s h M a r k e t

E =$15,001- $50 ,000


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N a m e o f P e r s o n R e p o r t in gNygaard, Richard L.


VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. Ondlca,e part of report.)


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N a m e o f P e r so n Re p o r t i n gNygaard, Richard L.

D a t e o f Re p o r t05/I 1/2011

IX. CERTIFICATION.I ce r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u re .I fu r t h e r ce r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce ~ v i t h t h e p ro v i s i o n s o f 5 U . S .C . a p p . 50 1 e t . s e q ., 5 U . S . C . 7 3 53 , a n d J u d i c i a l C o n fe re n ce r e g u l a t i o n s .

Signature: S/Richard L. Nygaard

N O T E : A N Y I N D IV I D U A L W H O K N O W IN G L Y A N D W 1 L F U L L Y F A L S IF I E S O R F A IL S T O F IL E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D CRI MI N A L S A N CTI O N S ( 5 U . S . C. a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Richard L Nygaard Financial Disclosure Report for 2010