Results Processing: SIMS Users

April 2014

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PlanSection 1

Entering and calculating marks

Section 2

Running exam board reports

Break

Section 3

Unfair practice, discounting, secondary rules, any other business

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Enter marks Enter all component marks Throughout year

Calculate marks

Calculate overall module mark

(includes capping/extenuating

circumstances information

Before running Examining Board reports (deadline

agreed with Student Records)

Award and Progression

RulesStudent records will

calculate PROVISIONAL year

result

Ideally a couple of days before

Examining Boards

Section 1

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Print Examining

Board reportsBusiness Objects (SIMS Exam Board

Reporting / Assessment

Matters)

Export to Excel or as PDF

Identify cases that require

actionAny Extenuating CircumstancesMissing marks

Ensure amendments are annotated on results schedule

Post Exam Board

Send annotated schedule and paperwork to

Student Records

Day after Exam Board

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Via SIMS Online All marks must be calculated before

Examining Board reports can be generated for the Board

Final date for inputting to be agreed but we suggest 3 days before Board meets so you have chance to check report (some schools like longer, some like less. If you are running on the day of board, ring us to run rules)

Entry of Marks

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ASSESSMENT GRADES              

MODULE GRADES P Pass PM Pass Module

F Fail PX* Pass Module but this module could be eligible for discounting in the final award classification

XW* Student has withdrawn PC* Pass module following condonement

X No submission or absent PD* This grade will show on any modules ‘condoned’ before 2013/4 session

AStudent has had extenuating circumstances accepted and no remedy has been possible before the Exam Board

FR/AR Resit assessments in the resit period before the start of the next academic session

B* Student has had extenuating circumstances accepted relating to a protected characteristic FE/AE Resit assessments in the following academic

session

UP* An allegation of unfair practice is being investigated. FI/AI Retake module as an internal student in the

following academic session

UA*Following investigation into an allegation of unfair practice, the mark for this assessment has been set to zero

FW/AW

Student is required to withdraw from module (either because they have had the maximum number of attempts or the module will no longer be available

UM*Following investigation into an allegation of unfair practice, the mark for this module has been set to zero

QR*Module failed due to failing an assessment with a qualifying mark. Resit assessments in the resit period before the start of the next academic session.

    QE*Module failed due to failing an assessment with a qualifying mark. Resit assessments in the following academic session.

I* Student is on interruption of study or module needs to be closed down QI*

Module failed due to failing an assessment with a qualifying mark. Retake module as an internal student in the following academic session.

   

QW*Module failed due to failing an assessment with a qualifying mark. Student is required to withdraw from module.

II* Student is on interruption of study or module needs to be closed down

* NEW FOR SESSION 2013/4

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YEAR RESULT CODES

NB: PGT codes will be prefixed by PG- and UG codes will be prefixed by UG-PP Pass ProgressPC Progress and carry Module(s) PA Pass AwardPS Pass Subsidiary AwardPT Pass TransferCN Continue studying (used for part time)CC Course CompleteNN Resit in current yearNR Resit in Following YearNW Required to WithdrawRN Resubmit Dissertation (non-submission)RR Resubmit DissertationAB On Interruption of Study (not prefixed with PG- or UG-)WD Withdrawn (not prefixed with PG- or UG-)UP Unfair Practice – Awaiting outcome of investigation into allegation of unfair practice

IC* Institutional credit – used on block 1 only (subsequent blocks where the student failed to achieve the necessary credit would exit with a year result of PS)

Other codes you may see

NP* Obtained enough credits to progress, but has outstanding modules that need to be resat

NH* Decision required by exam board, eg a module has a *W code but is not a required module or a final attempt

RV* Review required, eg modules not calculated* NEW FOR SESSION 2013/4

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Student Records will run the Progression and Award rules against your Programmes on the day agreed.

You will receive an email when this has been done confirming you can now run your reports.

Using the Exam Board code to generate your Business Objects report will let you group similar courses together

Preparing reports – What will happen?

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Checking which modules you’ve calculated and finding your exam board code via SIMS Online

Go into ‘Assessment Management’ tab in SIMS Online

Reports are found here

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Module Results – Calculated and Not calculated

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You will not be able to run your exam board report withouth an exam board

Exam Board Profile by Programme

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The progression set and award classification method have been added to existing tasks in SIMS Online

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Checking your progression set and award classification method

Go to ‘Reports for Staff’

Progression and classification information have been added to these tasks

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Checking your progression set and award classification methodOn ‘Programme Information’ tasks:

On ‘List of Programmes in a School’ task:

Two main types of reports (one for Modules and one for Programmes) for use in Board but supporting reports available to help prepare for and support Board

Several formats – choose the one that suits your Board (or different versions for different roles)

Save as PDF or Excel Go to https://borep.cf.ac.uk

Why not consider Booking on a Business Objects training course to see whether

you are using all the current functionality? Normally one course run each month

http://www.cardiff.ac.uk/insrv/businessobjectsonline/training.html

The wonderful world of Business Objects

Section 2

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Preferences: Under ‘General’, set ‘Document Viewing’ to “In multiple

fullscreen browser windows, one window for each document”

Under ‘Web Intelligence’, set ‘When viewing a document’ to “Use my preferred viewing locale to format the data”

Setting up Business Objects

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Reports that will be available

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Report name When used How usedReport 1 – Module Results by Module (UG and PG).

Module boards

Used for Module Boards

Report 2A – Summary Report

Main board Recommended that ‘Detailed’ tab is returned to Student Records post-board

Report 2B – Full Report Main board Can return this report to Student Records post-board

Report 3- Extenuating Circumstances, Final Year Fails and Discounting

Pre-board To help you prepare pre-board

Report 4 – Quality and Standards

Main board statistical information

Report 5 – Transitional Students

Pre-board to provide you with module information for those students who you will need to consider against the old rules

Reports will be found under ‘Assessment Matters – University Exam Board Reports’

Report 2A ‘Detailed’ tab or Report 2A is the preferred report for returning confirmed results to Student Records

Finding the reports

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No longer used

Use this folder

Report 1: Module Results by Module (UG and PG)Key points:

All prompt fields must be entered in uppercase letters The ‘wildcard’ (%) can be used in all prompts, except the

‘optional’ prompts which can be left blank; The ‘Enter Assessment Date From’ will bring back all modules

calculated after the date entered; Choosing ‘View’ – ‘Draft Mode’ will show all results on one page Choosing ‘Save to my computer as’ saves all tabs on the report; Choosing ‘Save report to my computer as’ just saves the current

tab ‘Statistics’ tab gives data at module level for the past 5 years on:

• Mean• Median• Highest• Lowest• Standard deviation• No of students (excludings students with mark of zero)• No of students with zero mark

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Results sorted from highest to lowest

Components with a qualifying mark indicated with Q

Ext circs at component level shown

Zero module marks excluded from stats

Resits shown in section below – after the summer this component will be populated

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Student names hidden

Report 2A: Exam Board Summary ReportKey points:

Exam Board Code MUST be entered; The ‘Academic Year’ shows the student’s information at that

point; The ‘Enter Assessment Date From’ will bring back all modules

calculated after the date entered (NB this is important because the credit count will be dependent on how many modules are retrieved);

‘Spreadsheet list by Student’ brings back all students on that exam board code, and does not display module selection status. This report would be useful where students across programmes are evaluated together;

Year result is not shown for final years, only award mark. The statistics tab displays classification information for the

programme(s) for the past 5 years; The ‘code reference’ tab gives a description of the assessment,

module and year result codes

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Report 2A: Spreadsheet List by ProgrammeExam board code will be displayed

Progression rule will be displayed Selection status will

be displayed on Spreadsheet List by Programme tab (not by Student tab)

Year average (excluding exempt credits) will be displayed

Indication of ext circs

Indication of discounting

Withdrawn student – no year average created

Student with credit exemptions – no average calculated 21

Student names hidden

Report 2A: Detailed (this is the report you will return to Registry)

Year module was taken

Semester and module selection status

Any module grade other than PM will show after the mark.Attempt number greater than 1 will show in brackets after the mark

Academic Year: 2013/4

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Name hidden

Report 2B: Full Report (you can return this report to Registry)

Key points:

The Full report allows you to look at modules from past academic years; The ‘+ Assessment’ tab allows you to see all the assessments the

student has done on that module; The assessment information indicates any qualifying marks, and

indicates where ext circs have applied; The first sits are in the top grid, and the subsequent sits are in the

‘Reassessments’ grid below; The Full report provides tutor information

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UG-PP

Report 2B: Full Report – Modules and Assessments

Progression and award information

Indication of ext circs and any qualifying marks

First sit assessments shown in top grid

Resit assessments shown in bottom grid

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Report 3: Extenuating Circumstances, Final Year Fails and Discounting

This report is designed to help you prepare for the exam board. It reports:

• Modules with extenuating circumstances where the student has a choice to resit or the exam board has to take action

• Failed modules where the student is in their final year (to help decide whether the student should resit or not)

• Final year module information where the student has either had discounting applied, or where no discounting has been applied but there are modules affected by extenuating circumstances. This report will help you decide if the best degree outcome has been given.

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Where a student has failed a module and has approved extenuating circumstances on at least one component, a mark of AR (or AE or AW) will have been calculated (unless a component with a qualifying mark has been failed, when the grade will be QR/QE/QW).

Where a student has passed a module, the result will show as PX.

Use Report 3 to identify these students.

Students with approved Extenuating Circumstances

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Module Grade

Assessment grade

Outcome

PX At least one B Student has choice to resit assessment(s) affected by Extenuating Circumstances relating to protected characteristics. A report will identify these.

PX At least one A where the assessment has been passed

Student has to accept pass, but Module potentially eligible for discounting at classification stage

PX At least one A where the assessment has been failed

Student has choice to resit failed assessment(s) affected by Extenuating Circumstances

Identifying where the student has a choice to resit a passed module affected by extenuating circumstances

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Report 3: Extenuating Circumstances tab

Student has choice to resit as ‘B’ code

Student has choice to resit as component with ext circs was failed

Ext circs on component with Q mark – student to resit as 1st attempt

component with Q mark was failed with NO ext circs – student to resit as 2nd attempt

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Only applicable for Schools with modules which have qualifying marks

Report 3: Final Year fails tab

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The below grid can help the board to decide whether it is worth the student retaking failed modules

40:60 weighting Year contributes 40% Year contributes 60%

Module credits For each 10 marks Final mark changes by: Final mark changes by:

10 10 marks 0.333 0.500

20 10 marks 0.667 1.000

30 10 marks 1.000 1.500

40 10 marks 1.333 2.000

30:70 weighting Year contributes 30% Year contributes 70%

Module credits For each 10 marks Final mark changes by: Final mark changes by:

10 10 marks 0.250 0.583

20 10 marks 0.500 1.167

30 10 marks 0.750 1.750

40 10 marks 1.000 2.333

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Extenuating Circumstances (discounting) SIMS will calculate both:

◦ A student’s final mark with no discounting; and◦ A student’s final mark with the lowest module marks (up

to 1/6 of the contributing credit) discounted;i.e. with the marks of modules impacted by extenuating circumstances removed from the calculation.

SIMS will choose the best out of the two marks and will use this to give the provisional classification of the student’s award.

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Manual discounting Boards may wish to consider checking whether

SIMS has calculated the best possible outcome for the student where:◦ students have modules impacted by extenuating

circumstances in different years (given these will have different weightings);

◦ where the results of the eligible modules for discounting include some results above the student’s final mark.

Use the flow chart in Appendix A to help make manual discounting decisions

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Report 3: Discounting tabReport will show details for final years where award has been discounted, and where discounting has not been applied but degree affected by extenuating circumstances

Modules affected by ext circs

Discounting applied

30%

70%

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Report 4: Quality and StandardsThere will be a report providing statistical information for your programme for the past 5 academic years

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Report 5 – Transitional Students• Transitional students are those students who studied assessments

contributing to their award in 2011/2 or earlier• You have been asked to confirm your transitional students to us• You can use wildcards (%) on all prompts apart from exam board

code, which is required information• The report will bring back the following information for all the

students you’ve identified to us as transitional, so you can calculate results by your previous rules and compare outcomes

* Criteria used: exam board code = UFPSYCH35

Students where SIMS has been unable to calculate a result – look for blanks in the year result.

This will usually be because there are missing marks, either because you haven’t calculated the module mark or they haven’t been given to you for inputting yet.

If it is for a small number and it is a Progression rather than an Award Board, annotate at Board.

Large numbers or it is for an Award, update asap and phone Student Records to have rules re-run.

If we can’t change marks, why do we need to look at individual students?

Section 3

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An students with an outstanding allegation of Unfair Practice will have a module grade of UP, and a year result of UG-UP

Outcomes need to be known before result can be issued to student.

Once you know the result, enter the final mark and grade and calculate the module result.

Contact Student Records to have the year result calculated for the student.

Once Exam Board has confirmed result, send the schedule for that student to Student Records

Outstanding Allegations of Unfair Practice

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The Chair of the Exam Board or nominee must complete the Pro-Forma Change of Examination Results and return to Student Records.

All Change of Exam Results have to be approved by executive action of the Chair of the Academic Standards & Quality Committee.

However, please note that changes which arise from extenuating circumstances must be administered under the Verification and Appeals procedure.

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Changes post issue of Interim Transcript

Calculated when the progression and award rules are run; Modules condoned this session onwards will have module

grade of PC (modules which were ‘condoned’ in previous sessions will be identified via a grade of PD, and won’t count towards the condonement limits as stated in the Senate Regulations);

Automatic condonement will only be applied where it would enable a student to progress;

It will not therefore be applied to any student who has grades of AR or AE in the period of study that is being considered for condonement.

For full condonement criteria, please see Senate Regulations for Taught Modular Programmes – undergraduate and postgraduate

Automatic condonement

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Exam Boards cannot… change marks, apart from in exceptional

circumstances:• When defects or irregularities in the conduct of

the examinations (e.g. error on a question paper) are identified;

• When the External Examiners determine that the marking is out-of-line with expected standards;

• In disciplines where ‘scaling’ is used as part of the agreed assessment strategy.

discuss the details of unfair practice cases - only the chair should be aware of allegations or penalties;

use discretion, even if applying the ‘old’ rules

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You will be able to see if the final mark used to classify the degree has been upgraded as there will be a ‘Y’ in the ‘secondary rule applied’ box in report 2A detail, report 2B and report 3

Example: upgrade to a First Class Honours on a 3 year degree: final mark of 68% or 69%; Module mark of 70% or more in modules at level 5 and 6 to

the value of at least 120 credits; At least 60 of these credits achieved at level 6

Secondary Rule

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“For the purposes of classification, ALL Modules pursued at Level 5 and Level 6 and, where appropriate, Level 7 will be combined according to the weighting adopted … to provide a Final Mark.”

(i.e. it is not the best 120 credits, it is all credits taken at a contributing level – so if a student replaced a failed level 4 module with a level 5 module, that mark will contribute to classification.)

Don’t forget

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Once the Exam Board has met, Schools have to submit the following to Student Records: Hard copy of the Results Schedule (Report

2A Detail OR Report 2B) with handwritten annotations showing Exam Board

amendments and signed by Chair Awards and Progress Committee Pro-Forma Examining Board Checklist.

Post-Exam Board

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School number 79555

Back-up 79204

Alternative numbers will be given in email confirming the Award and Progression rules have been run

Contact Student Records

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Appendix A

Are all the module marks awarded in the impacted modules greater than or equal to the student’s ‘Final Mark’?

3.3 Discounting: process map (i.e. where a student has modules impacted by Extenuating Circumstances that can be removed from the calculation used to classify an award)

Where a student is eligible for an award, but has passed a module(s) that has been affected by Extenuating Circumstances, the Board may remove affected (up to one sixth of the contributing) credits from the calculation that determines the classification of that award (discounting); provided that a sufficient remedy has not been applied previously. A Board may also discount failed credit that has been affected by Extenuating Circumstances, provided the student has achieved sufficient credit to be eligible for that award. The Board shall discount module(s) from this calculation, only where it benefits the student.

Confirm the mark and award using the mark recorded in SIMS.

The ‘Final Mark’ recorded in SIMS MAY NOT give the student the best possible outcome

The ‘Final Mark’ recorded in SIMS will give the student the best outcomeYES

NOIdentify the modules that, if discounted, would have the most beneficial impact on the student’s final mark, and re-calculate the final award (i.e. taking account of the weightings that apply to different years), by removing these modules from the award calculation. Annotate the revised ‘Final Mark’ on the Exam Board Report prior to the meeting, noting the modules that should be discounted.

Is the revised ‘Final Mark’ now within 2% of the higher classification band?

Where applicable, (i.e. in Undergraduate programmes) apply the ‘Secondary Rule’ to identify if the student’s classification will be raised to the higher band.

Confirm the revised ‘Final Mark’ and classification to be given to the student’s award on the report at the Exam Board meeting.

YES NO

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Appendix B

Checklist

Pre-board – please ensure that you have:

• Calculated all your module results• Run the business objects reports• Ensured that any students with extenuating circumstances

where the exam board has to intervene have been identified• Ensured any discounting scenarios needing checking have

been done

Post-board – please ensure that you have:

• Returned a handwritten annotated copy of the report, signed by the Chair of Exam Board

• Returned the awards and progress committee pro-forma• Returned the examining board checklist

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