23
Research Prioritization and the Potential Pitfall of Path Dependencies in Coral Reef Science Mark William Neff Published online: 26 March 2014 Ó Springer Science+Business Media Dordrecht 2014 Abstract Studies of how scientists select research problems suggest the process involves weighing a number of factors, including funding availability, likelihood of success versus failure, and perceived publishability of likely results, among others. In some fields, a strong personal interest in conducting science to bring about particular social and environmental outcomes plays an important role. Conservation biologists are frequently motivated by a desire that their research will contribute to improved conservation outcomes, which introduces a pair of challenging questions for managers of science and scholars of policies governing science: 1) How do scientists integrate that goal into their processes of research priority evaluation, and 2) How can managers and funders of science utilize that knowledge in designing and administering funding programs? I use Q method to uncover four distinct schools of thought amongst researchers and knowledge-users about the merits of possible research priorities for coral reefs; one of the axes along which these schools of thought differ is in their interpretation of how science can and should interact with policy. The results reveal that perceived severity of reef stressors plays a role for some participants. Disciplinary training does not appear to be a major influence on research priority evaluation, but individual participants indicated professional expediency does prevent some researchers from pursuing or advocating that others pursue topics outside of that disciplinary specialty. Influences on and processes in research prioritization uncovered in this study have the potential to lead to counter- productive disciplinary path dependencies. From these results and building on outside literature, I conclude that better coordination and communication about research priorities across disciplines and with broader stakeholders – including Electronic supplementary material The online version of this article (doi:10.1007/s11024-014-9250-5) contains supplementary material, which is available to authorized users. M. W. Neff (&) Department of Environmental Science, Allegheny College, 520 N Main St, Box E, Meadville, PA 16335, USA e-mail: [email protected] 123 Minerva (2014) 52:213–235 DOI 10.1007/s11024-014-9250-5

Research Prioritization and the Potential Pitfall of Path Dependencies in Coral Reef Science

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Research Prioritization and the Potential Pitfall of PathDependencies in Coral Reef Science

Mark William Neff

Published online: 26 March 2014

� Springer Science+Business Media Dordrecht 2014

Abstract Studies of how scientists select research problems suggest the process

involves weighing a number of factors, including funding availability, likelihood of

success versus failure, and perceived publishability of likely results, among others.

In some fields, a strong personal interest in conducting science to bring about

particular social and environmental outcomes plays an important role. Conservation

biologists are frequently motivated by a desire that their research will contribute to

improved conservation outcomes, which introduces a pair of challenging questions

for managers of science and scholars of policies governing science: 1) How do

scientists integrate that goal into their processes of research priority evaluation, and

2) How can managers and funders of science utilize that knowledge in designing

and administering funding programs? I use Q method to uncover four distinct

schools of thought amongst researchers and knowledge-users about the merits of

possible research priorities for coral reefs; one of the axes along which these schools

of thought differ is in their interpretation of how science can and should interact

with policy. The results reveal that perceived severity of reef stressors plays a role

for some participants. Disciplinary training does not appear to be a major influence

on research priority evaluation, but individual participants indicated professional

expediency does prevent some researchers from pursuing or advocating that others

pursue topics outside of that disciplinary specialty. Influences on and processes in

research prioritization uncovered in this study have the potential to lead to counter-

productive disciplinary path dependencies. From these results and building on

outside literature, I conclude that better coordination and communication about

research priorities across disciplines and with broader stakeholders – including

Electronic supplementary material The online version of this article (doi:10.1007/s11024-014-9250-5)

contains supplementary material, which is available to authorized users.

M. W. Neff (&)

Department of Environmental Science, Allegheny College, 520 N Main St, Box E, Meadville,

PA 16335, USA

e-mail: [email protected]

123

Minerva (2014) 52:213–235

DOI 10.1007/s11024-014-9250-5

knowledge users – could improve the research enterprise’s ability to contribute to

meaningful societal and conservation goals. These findings are relevant to

researchers and research administrators across disciplines that seek to conduct or

fund science that is useful in addressing specific goals.

Keywords Research priorities � Problem choice � Research policy �Coral reefs � Conservation biology � Q method

Introduction

The question of how scientists select research problems, known as ‘problem choice’ in

the sociology of science literature, receives relatively little contemporary attention.

This is unfortunate, since problem choice within science is an under-recognized yet

critical step in environmental management and policy, as the research that is ultimately

conducted shapes the problems managers and politicians are aware of and affects the

policy and management interventions that those constituencies consider (cf. Hacking

1999; Neff and Corley 2009; Neff 2011). Once a scientist achieves initial success in a

novel area, subsequent researchers may be drawn into that research area (Zuckerman

1978; Ziman 1987; Kuhn 1996). Building additional inertia, once a given research

agenda is established it may feed into the concerns of and motivate a particular set of

stakeholders. These stakeholders then may influence science research agendas directly

by advocating further research or indirectly by lobbying for particular policies, thereby

creating new knowledge needs and shaping the world to which scientists respond (cf.

Kingdon 1984; Campbell 2003). Feedbacks between scientists, the knowledge they

produce, and stakeholders inspired or affected by that knowledge, can thus make

research agendas self-reinforcing and establish path dependencies.1 Other agendas –

and the public policies they might motivate or to which they might contribute – could

inspire different groups to seek to influence management, policy, and even subsequent

scientific research. The initial selection of research questions in a given problem area is

thus an important decision point with potentially lasting consequences.

Going back to early work by Robert Merton (1938), the limited research on problem

choice that has been done typically divides the influences on scientists’ decisions

between those internal to and those external to science, with the acknowledgment that

the two realms interact in complex ways (Zuckerman 1989). The few researchers

interested in problem choice have implemented a range of methods to enumerate these

various internal and external influences, including large-scale surveys (e.g., Busch et al.

1983; Debackere and Rappa 1994) and economic modeling (e.g., Carayol and Dalle

2007). Commonly cited amongst internal criteria are solubility of a potential problem

within an appropriate (often institutionally-defined) timeframe and congruency with

current theory; external influences include economic and other socially-defined needs

(e.g., Gieryn 1978; Zuckerman 1978; Ziman 1981; Zuckerman 1989). There has been a

relative lack of empirical attention, however, on how scientists integrate and weigh

1 ‘‘Path dependence’’ refers to a phenomenon wherein circumstances and decisions at one point constrain

choices available in the future and encourage further decisions in that same direction (North 1990).

214 M. W. Neff

123

these internal and external influences as they evaluate potential research problems. An

exception (albeit in a different context) is Brown (1998), who utilized Q method to

experimentally examine how students’ personal histories relate to problem choice, in

this case selection of topics for research papers in a graduate seminar.

Scientists for the most part can only research topics that someone is willing to

pay them to study, which seems to put research managers in the driver’s seat. Public

policy and political science scholars conceive of the relationship between funders of

science and scientists as a problem of delegation – wherein science funders have

ideas of what science they want to support, but must rely on scientists to conduct

that research – and use principal agent theory to understand and describe this and

other delegation relationships within science policy (e.g., Braun 1993; Guston 1996;

Braun and Guston 2003; Shove 2003). By controlling the purse strings, funding

agency program managers (the principals) assert some degree of control over the

research portfolios of individual investigators (the agents). These connections,

however, are far from straightforward. Shove (2003), for example, suggests that the

traditional theoretical designation of program managers as principals is in fact

overly simplistic because individual scientists assemble their research funding by

choosing amongst a variety of programs from any number of research sponsors, a

strategy which in effect inverts the relationship to make the investigators principals

and the program managers agents.

Beyond being able to solicit research funding from multiple sponsors, scientists,

in fact, collectively constitute many of the institutions that establish and administer

the research policies and incentives under which they operate. They do so, for

example, through peer review, instructing and advising students, serving on hiring

and tenure committees, and serving on journal editorial boards (Gieryn 1978; Ziman

1981; cf. Giddens 1984; Ziman 1987; Neff 2011).

Because the relationship between research manager and researcher is not a

simple delegation problem, the question of how individual scientists and the

scientific community more broadly evaluate the merits of potential research topics

becomes central to the task of linking knowledge production to knowledge needs. It

is critical for individual scientists, academic institutions and research sponsors with

outcome-oriented goals for their science to understand and be reflexive about the

processes by which research agendas emerge so that their efforts can most

effectively contribute to those goals (Miller and Neff 2013).

Coral reef conservation biology represents an ideal case through which to explore

how applied interests affect emergent research portfolios because there is a

consensus that reefs are in a state of crisis and many – if not most – researchers in

the field are motivated by a desire to ameliorate the threats facing reefs. As reported

by numerous recent reviews, diverse anthropogenic stressors threaten coral reefs

worldwide (Aronson et al. 2003; Hughes et al. 2003; Pandolfi et al. 2003;

Buddemeier et al. 2004; Burke and Maidens 2004; Wilkinson 2004; Kleypas and

Eakin 2007; Halpern et al. 2008). In general, the major stressors are reported to be:

pollution, sediment, and sewage discharge from coastal and upland developments;

overfishing and destructive fishing practices; coastal operations, including dredging,

mining of sand and coral, and landfilling; and the effects of climate change on the

marine environment, including changes in salinity, temperature, pH, and sea level;

Research Prioritization 215

123

and coral disease, exacerbated and compounded by all of the above. These reviews

suggest that there is considerable variability in the severity of these threats around

the world, and even within regions. They all agree, however, that the world’s reefs

face significant and unprecedented threats.

The perceived dire situation for the world’s coral reefs presents an interesting

challenge to researchers and research sponsors interested in contributing to coral reef

conservation: Given the reports that the world’s reefs face grave threats – and taking

into account the diversity and complexity of those stressors, the communities that

depend on reefs, and regulatory and management practices – how should research

effort be allocated? In this paper, I use Q method to explore how researchers and

knowledge users evaluate the merits of potential research projects relating to coral

reefs. Utilizing a participant set that includes coral reef conservation scientists,

managers, and activists, I catalogue and describe four different interpretations of

research priorities and how they should be set. I then interpret the implications of the

findings for outcome-oriented research across a variety of disciplines.

Methods

Q method is a social science research tool that combines the capabilities of

quantitative techniques with those of qualitative research to inductively identify

attitudes toward a topic present within a relevant community (Brown 1980; Brown

1996; Webler et al. 2009; McKeown and Thomas 2013). To accomplish this, the

investigator presents participants with statements about an issue and asks them to

rank the statements according to how well they agree or disagree with each. Ideally,

the statements come from the participant community itself with minimal editing so

that through the process of ranking the statements, each participant is able to

articulate and situate her/his opinions amongst the ideas of his or her broader

community. The researcher then typically interviews participants after the ranking

step to better understand their thought processes and collects relevant demographic

and other background data using a survey.

An underlying premise of the method is that within a community, there are fewer

ways of thinking of a given topic than there are people. By applying multivariate

data reduction techniques to the statement ranking results (using persons as

variables), the investigator can identify shared ideas present within the community,

colloquially known to Q method researchers as ‘‘factors.’’ These factors are perhaps

best thought of as ideal types, not representing individuals but rather capturing or

describing areas of broad overlapping thinking within the participant community.

Although factors are not people, authors colloquially refer to a factor’s ‘‘way of

thinking’’ to highlight the shared logic captured by that factor.

In analyzing the results, the investigator qualitatively examines the factors’

rankings of the statements, alongside interview and survey data collected at the time

of the ranking, to better understand the underlying logic and reasoning associated

with that factor (Brown 1980; Brown 1996; Robbins and Krueger 2000; Webler

et al. 2009; McKeown and Thomas 2013). Amongst other topics, the technique has

been applied to explore attitudes toward conservation, ecosystem management, and

216 M. W. Neff

123

environmental issues (e.g., Addams and Proops 2000; Niemeyer et al. 2005; Davies

and Hodge 2007; Hall 2008; Woolley and McCginnis 2008). Most directly related to

this study, Bischoff (2010) used Q method to understand conservation professionals’

attitudes of the coral reef ‘‘crisis,’’ and Sandbrook et al. (2011) used the approach to

explore conservation professionals’ underlying values. Brown (1989) introduced the

idea of using the method to analyze how participants evaluate research priority

statements, and Neff (2011) used Q to investigate the considerations of ecological

scientists as they evaluate the merits of potential research topics.

Data Collection

In keeping with the goal of using statements drawn from the participants’ vernacular,

I identified statements of research priorities from scientific, funding agency, and

management literatures on coral reef science and management as follows: First, I

read 26 research prioritization documents issued by various governmental agencies

in multiple nations, non-governmental organizations, individual scientists and their

societies, and multilateral collaboratives (see Supplementary Table 1 for a list of

source documents). I identified therein 582 statements of coral reef research priorities

and knowledge needs. In the next step, I isolated a subset of those statements that is

of a size (n=59) manageable for participants to sort. It is important that this subset of

statements (known as the Q sample) covers the diversity of ideas present in the

statement concourse so as to not leave out elements that are critical to participants’

ways of thinking of the issue. To accomplish that, I categorized the 582 statements

into groups based upon theme, and used a structured sampling strategy based upon

those categories (McKeown and Thomas 2013) to identify a subset that covered the

breadth of statements present in the initial list. I edited these statements minimally to

ensure understandability and consistent syntax while preserving content.

I chose to utilize statements enumerating specific research priorities rather than

broad norms about research priorities (which might read something along the lines of

‘‘research should focus on applied management needs’’). That choice allowed

participants to draw upon their own intuitions about what makes for important

research, rather than simply responding to abstracted norms about ‘‘good’’ or

‘‘important’’ research. In pilot work on this topic, abstract statements about broad

norms invited my test-participants to invoke received wisdoms rather than deep

reflection on the purposes and promises of various research topics. The study, as

administered, allowed participants to invoke their own justifications in follow-up

interviews and led to nuanced explanations of their prioritization processes.

With the help of three research assistants, I conducted the statement sorting, survey,

and interview portions of this research in a booth in the exhibit hall at the 11th

International Coral Reef Symposium, held in Ft. Lauderdale, Florida in July 2008.

Using conference registration as a pre-filter for my participant sample, I recruited 48

participants via convenience sampling of the attendants. Because people are the

variables in Q method and the purpose of the method is to uncover the discourses active

in the community, rather than to assess the prevalence or identify demographic

predictors of those discourses, there is no need to randomly sample participants from

Research Prioritization 217

123

the population of interest (Brown 1980). Participants, however, must be from the same

community that served as the source of the statements and must be appropriate to the

goals of the study. These participants met both requirements in that they represented

coral reef scientific, social scientific, and management/conservation communities that

a) potentially use coral reef knowledge, and b) wrote the documents that served as the

source for the statements. The survey of professional background filled out by each

participant verified that participants were members of the aforementioned groups; two

who were not were excluded from the analysis presented here.

My research assistants and I followed standard protocols in leading participants

through the process of ranking the importance of the 59 Q sample statements (Brown

1980). First, we asked participants to read through the statements, printed on index

cards, and to create three piles: the statements they saw as important for coral reef

researchers to pursue, those they felt were unimportant, and those that they either did

not understand or that did not elicit a strong response either way. We then instructed

participants to refine their initial rankings into a Gaussian distribution with eleven

categories, ranging from most unimportant (-5) to most important (?5). The number

of statements allowed in each category was as follows: 3,4,4,7,7,9,7,7,4,4,3. To

assign statements to these categories, we asked participants to pick up their

‘important’ piles, find the three statements that were most important to them and

place them on to the far right on the table in front of them. We then asked them to

pick up the ‘unimportant’ pile, identify the three that they found to be most

unimportant, and place them to the far left. Participants alternated between their

‘important’ and ‘unimportant’ piles and drew from the middle pile when necessary to

add the appropriate number of statements to each category from -5 (most disagree) to

?5 (most agree) to complete the ranking. We instructed participants to leave any

statements that they did not understand or were not relevant to their way of thinking

in the middle category. Participants were free to refine their rankings at any time.

As participants completed the sorting task, my team interviewed them to better

understand the thoughts and considerations that drove their choices. We asked all

participants what it was that was important about the items placed in the ?4 and ?5

categories, why they felt the statements in the -4 and -5 categories were

unimportant, and if they used any other criteria to help them to assess statement

importance. We used a series of probes to get beyond initial answers. When, for

example, participants cited a desire that research bring about better outcomes, we

inquired about what types of outcomes they hoped for, why those were the most

appropriate goals, and how that participant’s highly rated statements would better

contribute to those outcomes than would other possible research trajectories. As

mentioned previously, participants filled out a short survey of their demographic and

professional backgrounds upon completing the sorting and interview tasks.

Data Analysis

I used PQMethod (v.2.11) and SPSS (v16) for statistical analyses. I used principal

component analysis (persons as variables) to identify shared attitudes (best thought

of as generalizations of attitudes present in the broader community, and henceforth

218 M. W. Neff

123

referred to as ‘‘factors’’) based upon participants who had similar rankings of

priorities. Based upon the scree plot of eigenvalues, I initially retained and rotated

(varimax) four factors.

As described in the results, below, two participants were negatively associated

with Factor 3, indicating that their beliefs were best represented in this initial

analysis as being the opposite of those associated with that factor. In order to isolate

the differences between those positively and negatively associated with this factor, I

duplicated factor three, inverted one copy, and repeated the analysis.2 The resulting

factors are labeled 3A and 3B in the description below, and the final analysis thus

yielded a total of five factors.

The ultimate goal of Q method analyses is to understand and describe shared ways

of thinking about a topic. I accomplished this by analyzing the qualitative interview

data alongside the quantitative statement rankings using an approach called grounded

theory, a common social science technique to analyze data ill-suited to quantifica-

tion. Grounded theory is an iterative and inductive process by which investigators

test nascent explanations against all available data, and dismiss or refine those

explanations until they are robust, consistent with all data, and parsimonious (Glaser

and Strauss 1967). Each of the factor descriptions that emerged from my analysis

(see section Results) is consistent with the logic of the participants (ascertained

through post-sorting interviews) who were statistically associated with that factor. In

describing each factor’s reasoning, I attempt to highlight consensus justifications, as

well as identify the shared priorities for which there are mixed justifications.

Results

Participants uniformly felt that coral reefs face daunting and unprecedented threats,

and all indicated that their primary consideration in evaluating the statements was

that research should serve efforts to mitigate, alleviate, or otherwise address those

threats. This study identified four distinct interpretations of coral reef research

priorities among the participants despite their shared conviction that research should

serve conservation. The statements and each factor’s evaluation of them are found

in Table 1.

Factor 1: Understand and Interact with Local Communities to Save the Reefs

The logic associated with this factor was that to help address the threats facing coral

reefs, researchers must engage with and better understand communities adjacent to

the reefs. Participants statistically associated with this factor – who come from a

variety of disciplinary and professional backgrounds, including many in the natural

sciences – valued primarily social science research topics that they felt would yield

social and political information about the communities that use and depend on reefs

2 Steven Brown describes this analytical approach in an email to the Q method listserv (https://listserv.

kent.edu/cgi-bin/wa.exe?A0=Q-METHOD ) on September 9, 2008.

Research Prioritization 219

123

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ease

s,m

itig

ate

thei

rim

pac

ts,

and

trea

taf

fect

ed

cora

ls

-2

-1

30

4

15

Res

earc

her

ssh

ould

surv

eyre

efs

and

sho

als

toas

sess

the

per

form

ance

of

mar

ine

pro

tect

edar

eas

10

04

3

16

We

nee

dad

dit

ion

alu

nd

erst

and

ing

of

the

role

of

mic

rob

esin

the

fun

ctio

nin

go

fh

ealt

hy

and

stre

ssed

reef

s-

23

2-

40

17

Res

earc

his

nee

ded

on

the

bas

icb

iolo

gy

and

ph

ysi

olo

gy

of

cora

lsto

serv

eas

ab

asel

ine

for

cora

lh

ealt

han

d

dis

ease

inves

tigat

ions

and

tobet

ter

dis

tinguis

hbet

wee

ndis

ease

and

nat

ura

lch

anges

(e.g

.,gro

wth

and

repro

du

ctio

n)

-1

3-

1-

13

18

We

nee

dto

kn

ow

wh

ich

dis

ease

syn

dro

mes

are

infe

ctio

us

-2

-2

3-

54

19

We

nee

dto

kn

ow

more

abo

ut

the

imp

act

of

chan

gin

gh

um

and

emo

gra

phic

so

nco

ral

reef

eco

syst

ems

2-

31

03

20

Res

earc

her

ssh

ould

det

erm

ine

the

lev

elo

ffi

shin

gp

ress

ure

and

the

dis

trib

uti

on

of

effo

rtfo

rsu

bsi

sten

ce,

recr

eati

onal

,an

dco

mm

erci

alfi

sher

ies,

and

the

impac

tof

thes

eac

tivit

ies

on

fish

erie

sre

sourc

esan

dco

ral

reef

hab

itat

s

4-

1-

13

2

21

We

nee

dsc

ienti

fic

crit

eria

todet

erm

ine

the

carr

yin

gca

pac

ity

of

the

reef

ecosy

stem

,an

ddet

erm

ine

the

level

of

recr

eati

on

alu

se(e

.g.,

div

ing,

sno

rkel

ing

,an

db

oat

ing

)th

atsp

ecifi

car

eas

can

sup

po

rt

2-

20

-1

3

22

We

nee

dad

dit

ional

info

rmat

ion

on

the

ecolo

gic

alef

fect

so

fover

fish

ing

and

des

truct

ive

fish

ing

pra

ctic

es,

incl

ud

ing

the

effe

cts

on

no

n-t

arg

eted

spec

ies

and

on

ben

thic

cora

lre

efh

abit

ats

2-

1-

11

2

23

Res

earc

her

ssh

ould

stud

ylo

cal

atti

tud

esan

dp

erce

pti

on

sre

gar

din

gh

abit

atco

nse

rvat

ion

effo

rts

bec

ause

they

cou

ldb

eim

po

rtan

tto

the

long

-ter

msu

cces

so

fre

sto

rati

on

and

con

serv

atio

nef

fort

s

5-

1-

21

0

24

We

nee

dto

kn

ow

more

abo

ut

the

eco

no

mic

dri

ver

sth

atco

ntr

ibu

teto

lan

d-b

ased

sou

rces

of

mar

ine

po

llu

tio

n3

-4

2-

10

25

We

nee

dm

ore

cert

ain

kn

ow

led

ge

abo

ut

the

po

ten

tial

for

and

the

lim

its

on

rapid

adap

tati

on

of

reef

cora

lsto

risi

ng

sea

tem

per

atu

res

-1

4-

55

5

Research Prioritization 221

123

Ta

ble

1co

nti

nu

ed

Sta

tem

ent

Fac

tor

#

12

3A

3B

4

26

Res

earc

her

ssh

ou

ldd

evel

op

mo

del

sto

fore

cast

long

-ter

mef

fect

so

fd

isea

seo

np

op

ula

tio

nd

yn

amic

s,co

mm

un

ity

stru

ctu

re,

and

ecosy

stem

fun

ctio

nin

corp

ora

tin

gin

form

atio

no

nb

ioti

cag

ents

,en

vir

on

men

tal

fact

ors

,an

d

anth

rop

ogen

icst

ress

ors

kn

ow

no

rp

red

icte

dto

affe

ctd

isea

sep

rev

alen

cean

din

cid

ence

.

02

21

-2

27

We

nee

dto

know

how

anth

ropogen

icor

nat

ura

lch

anges

hav

efa

cili

tate

dth

ees

tabli

shm

ent

of

invas

ive

po

pula

tio

ns,

and

wh

ether

man

agem

ent

acti

on

sm

itig

atin

gth

ese

chan

ges

can

redu

ceth

ein

tro

du

ctio

nan

d

spre

ado

fin

vas

ive

spec

ies

1-

20

22

28

We

nee

dk

no

wle

dge

on

the

bas

icli

feh

isto

ries

of

cora

ls,

spo

ng

es,

and

oth

erb

enth

icin

ver

teb

rate

s0

5-

4-

3-

3

29

Res

earc

her

ssh

ould

det

erm

ine

whet

her

spec

ies

intr

oduct

ions

hav

em

ajor

conse

quen

ces

for

mar

ine

ecosy

stem

fun

ctio

n

00

00

2

30

Res

earc

her

ssh

ould

det

erm

ine

ho

wg

enet

ic,

spec

ies,

and

eco

syst

emd

iver

sity

var

yin

spac

ean

dti

me

atd

iffe

ren

t

regio

nal

scal

es,

and

wit

hin

hab

itat

sw

ith

inth

ese

regio

ns

-1

41

-4

-2

31

We

nee

dto

kn

ow

ifth

ead

dit

ion

of

hu

man

imp

acts

and

the

frag

men

tati

on

of

cora

lre

efh

abit

ats

(aff

ecti

ng

gen

e

flow

)under

min

esco

ral

reef

ecosy

stem

resi

lien

cyan

dm

akes

them

more

susc

epti

ble

toco

ral

ble

achin

g

01

-2

11

32

Res

earc

hn

eed

sto

focu

so

nin

stit

uti

on

alar

ran

gem

ents

and

ho

wla

ws,

po

lici

es,

and

org

aniz

atio

nal

rela

tio

nsh

ips

infl

uen

ceth

eu

se,

man

agem

ent,

and

pro

tect

ion

of

reef

eco

syst

ems

5-

30

4-

2

33

Res

earc

her

ssh

ould

esta

bli

shst

andar

dte

rmin

olo

gy

,m

eth

odo

log

yan

dp

roto

cols

rela

tin

gto

cora

ld

isea

se-

3-

22

11

34

We

nee

dto

kn

ow

more

abo

ut

ho

wv

aria

tio

ns

inca

lcifi

cati

on

rate

saf

fect

asso

ciat

edo

rgan

ism

s,fo

od

web

dy

nam

ics,

carb

on

and

nu

trie

nt

cycl

ing

,an

dec

osy

stem

serv

ices

-1

32

-2

-3

35

We

nee

dm

ore

info

rmat

ion

on

the

cell

ula

ran

dm

ole

cula

rm

echan

ism

sof

cora

lble

achin

g-

42

2-

2-

2

36

Res

earc

her

ssh

ould

des

ign

and

con

duct

dem

on

stra

tio

np

roje

cts

toev

alu

ate

scie

nce

-bas

edm

anag

emen

to

pti

on

s

for

imp

rovin

gsh

ore

lin

est

abil

ity

,w

hil

em

ain

tain

ing

cora

lre

efec

osy

stem

fun

ctio

ns

0-

43

-2

0

37

Res

earc

his

nee

ded

tou

nd

erst

and

and

pre

dic

tch

ang

esre

sult

ing

fro

mex

trem

eev

ents

ver

sus

nat

ura

lv

aria

bil

ity

-1

4-

52

1

38

Res

earc

her

ssh

ould

exp

lore

,d

isco

ver

,m

ap,an

dch

arac

teri

zesh

allo

wd

eep

cora

lre

efs

and

oth

erse

nsi

tiv

eb

enth

ic

com

mu

nit

ies

01

0-

2-

2

222 M. W. Neff

123

Ta

ble

1co

nti

nu

ed

Sta

tem

ent

Fac

tor

#

12

3A

3B

4

39

Res

earc

her

ssh

ould

use

long

-ter

mre

cord

so

flo

cal

sea

surf

ace

tem

per

atu

res

from

cora

lco

res

and

oth

er

pal

eocl

imat

icso

urc

esto

pla

cem

ore

rece

nt

reco

rds

of

ble

achin

gev

ents

and

chan

ges

inco

ral

com

munit

ies

wit

hin

alo

nger

tem

pora

lper

spec

tive

-5

12

20

40

Res

earc

her

ssh

ould

det

erm

ine

whet

her

rece

nt

dec

lines

inco

ral

hea

lth

are

unpre

ceden

ted,

or

whet

her

sim

ilar

dec

lin

eso

ccu

rred

inth

ep

ast

inth

eab

sen

ceo

fan

thro

po

gen

icst

ress

ors

-4

0-

53

4

41

We

nee

dso

cial

scie

nce

rela

ted

toh

abit

atre

sto

rati

on

and

pro

tect

ion

toin

ves

tig

ate

the

fact

ors

dri

vin

gsu

ppo

rtfo

r

or

op

posi

tio

nto

such

effo

rts.

Th

isco

uld

incl

ud

ean

exam

inat

ion

of

dif

fere

nt

inst

itu

tio

nal

fact

ors

dri

vin

gb

oth

the

use

and

pro

tect

ion

of

cora

lre

efec

osy

stem

s

2-

30

5-

1

42

Co

ral

reef

rese

arch

ers

sho

uld

coll

abo

rate

wit

hcl

imat

em

od

eler

sto

bu

ild

nes

ted

mo

del

sfo

rd

ow

nsc

alin

gcl

imat

e

chan

ge

scen

ario

sto

regio

nal

-sca

leco

ral

ble

achin

gth

reat

-2

4-

43

-1

43

Res

earc

her

ssh

ould

quan

tify

the

soci

oec

onom

icim

pac

tso

fco

ral

ble

achin

gev

ents

on

use

rgro

ups

and

the

econom

yan

din

ves

tigat

euse

rgro

up

per

cepti

ons

of

cora

lble

achin

gev

ents

2-

2-

30

-1

44

Res

earc

her

ssh

ould

det

erm

ine

wh

ether

incr

ease

sin

env

iro

nm

enta

lh

eter

og

enei

tyin

spac

ean

dti

me,

incl

ud

ing

dis

turb

ance

,in

crea

seb

iod

iver

sity

,es

pec

iall

yin

the

coas

tal

zon

es

01

02

-4

45

Met

ho

ds

nee

dto

be

dev

elo

ped

toas

sess

the

val

ue

of

thes

en

on

-eco

no

mic

‘env

iro

nm

enta

lse

rvic

es’

and

inco

rpora

teth

emin

todec

isio

ns

about

the

pro

tect

ion

of

thes

eim

port

ant

reso

urc

es

3-

2-

20

-3

46

Res

earc

her

ssh

ould

dev

elo

pto

ols

tod

etec

tan

dd

escr

ibe

dec

adal

chan

ges

inre

lati

on

ton

atu

ral

and

anth

rop

ogen

ic

dis

turb

ance

s

-1

2-

10

-5

47

We

nee

dto

know

tow

hat

deg

ree

rest

ora

tion

inte

rven

tions

signifi

cantl

yen

han

cere

cover

yof

cora

lre

ef

com

munit

ies

inco

mpar

ison

tow

hat

would

be

achie

ved

by

nat

ura

lre

cover

ypro

cess

esover

a5–10

yea

rti

me

scal

e

1-

3-

44

0

48

Res

earc

her

ssh

ould

inves

tigat

ew

hat

wil

lbe

the

net

effe

ctof

chan

ges

inse

a-le

vel

on

sedim

ent

pro

duct

ion,

resu

spen

sio

n,

and

tran

spo

rto

fp

oll

uta

nts

,n

utr

ien

ts,

and

larv

ae

-3

-1

-2

00

49

Res

earc

her

ssh

ould

dev

elo

psp

atia

lm

od

els

of

bio

div

ersi

tyw

ith

par

ticu

lar

emph

asis

on

spec

ies

turn

ov

eran

d

env

iro

nm

enta

ld

riv

ers

-2

20

-4

-3

Research Prioritization 223

123

Ta

ble

1co

nti

nu

ed

Sta

tem

ent

Fac

tor

#

12

3A

3B

4

50

Res

earc

her

ssh

ould

dev

elo

pre

mo

tely

op

erat

edo

bse

rvat

ori

esan

dsu

pp

ort

ing

tech

no

log

ies

(e.g

.,in

situ

sen

sors

,

sate

llit

eim

ager

y)

toal

low

for

ob

serv

atio

ns

of

rem

ote

cora

lre

efs,

incl

ud

ing

mon

ito

rin

gre

mo

teco

ral

reef

sfo

r

un

auth

ori

zed

fish

ing

0-

2-

2-

1-

1

51

The

idea

that

cora

lsca

n‘s

wap

out’

sym

bio

nts

should

be

addre

ssed

inth

eco

nte

xt

of

cora

lble

achin

g.

-4

2-

11

-4

52

Res

earc

her

ssh

ou

ldh

elp

dev

elo

pm

od

els

toad

dre

ssw

ays

top

red

ict,

con

tain

,p

rev

ent,

and

mit

igat

eth

ep

ote

nti

al

imp

acts

on

the

gen

etic

div

ersi

tyo

fw

ild

sto

cks

and

the

rele

ase

of

op

port

un

isti

cp

ath

og

ens

on

nat

ive

po

pula

tio

ns

fro

maq

uac

ult

ure

acti

vit

ies

01

-3

-2

-1

53

Lo

ng

-ter

mst

ud

ies

on

mar

ine

bio

tash

ou

ldn

ot

focu

sex

clusi

vel

yo

nth

eir

use

asin

dic

ato

rso

fg

lob

alcl

imat

e

chan

ge

-3

0-

1-

2-

5

54

Res

earc

her

ssh

ould

dev

elop

algori

thm

sto

des

ign

connec

ted

syst

ems

of

man

agem

ent

zones

(e.g

.,m

arin

e

rese

rves

)bas

edon

the

loca

lth

erm

alre

gim

e,ble

achin

g-s

tres

s,an

dla

rval

connec

tivit

y

-2

0-

31

-4

55

Res

earc

her

ssh

ould

iden

tify

the

com

po

nen

t(s)

inai

rsa

mp

les

from

du

stso

urc

es(e

.g.,

Afr

ica

and

Go

bi

Des

ert)

and

do

wn

win

dsi

tes

that

are

tox

icto

cora

lre

efo

rgan

ism

s

-5

-4

-1

-3

1

56

Res

earc

her

ssh

ould

esta

bli

shap

pro

pri

ate

model

syst

em(s

)fo

rst

andar

diz

edco

ral

studie

sin

the

labora

tory

-4

-5

-2

-5

0

57

Res

earc

her

ssh

ould

dev

elo

pan

du

tili

zea

com

bin

atio

no

fre

mo

tely

sen

sed

ob

serv

atio

ns

of

win

ds,

tem

per

atu

re,

sea

surf

ace

hei

ght,

and

oce

anco

lor

todefi

ne

regio

ns

of

oce

anic

conver

gen

cean

dth

eli

kel

yac

cum

ula

tion

of

mar

ine

deb

ris,

and

then

dev

elo

pm

eth

od

sto

trac

kan

din

terd

ict

mar

ine

deb

ris

atse

ab

efo

reit

dam

ages

cora

l

reef

ecosy

stem

s

-2

-4

-3

0-

1

58

Res

earc

her

ssh

ould

dev

elo

pin

tera

ctiv

eco

mp

ute

rg

ames

tom

od

elth

ed

yn

amic

so

fth

eec

osy

stem

itse

lfin

such

a

way

that

isac

cess

ible

toth

eg

ener

alp

ub

lic,

allo

win

gth

eu

ser

toin

pu

td

iffe

ren

tv

aria

ble

san

dse

eth

eir

resu

ltin

gim

pac

to

nth

eec

olo

gy

-3

-5

-2

0-

5

59

Res

earc

her

ssh

ou

ldcr

eate

ap

rop

riet

ary

bio

info

rmat

ics

syst

emth

atw

ill

per

mit

des

kto

pb

iod

isco

ver

yta

ilo

red

for

clie

nts

or

med

ical

ther

apie

s

-5

-5

-4

-5

-4

224 M. W. Neff

123

(Statement 39 & 50), clarify why they use them as they do (Statement 47), and

identify what might lead those communities to change their behavior when

researchers saw their behaviors as detrimental. A better understanding of the human

dimensions of reef systems, they felt, would lead to immediate and significant

changes to reef condition. Engaging locals by enlisting their help in monitoring

reefs (Statement 5) – a top-ranking priority for this factor – would foster community

stewardship and a sense of ownership to bring about those changes. In addition to

ranking highly the statements that referred to local communities, participants

frequently mentioned the importance of engaging with those communities in their

justifications of those priorities.

Some participants associated with this factor found it important to study the local

communities based upon a belief that locals are the ones best able to make changes

that will immediately affect reef conditions, either by altering their own behavior or

through policing that of others. As one participant said, ‘‘the only way to make

changes in the environment is to deal with people; people – and money – make

decisions.’’ Another stated that ‘‘educating local communities is important because

they are the ones using and impacting the resource daily’’ and that we ‘‘need to have

them help protect the resource.’’ In other follow-up interviews, however, participants

portrayed the local people as villains who need more oversight. One participant

quipped that we need to know more about how local communities interact with reefs

‘‘so people aren’t dynamiting the coral at night or breaking it.’’ Another participant

who was statistically associated with this factor said that she thought it was important

to interact with communities adjacent to reefs because there are ‘‘too many people –

dumb people.’’ That participant completed her thought with a comment that vividly

summarizes her opinion of communities adjacent to coral reefs: ‘‘A good pandemic

would fix a lot.’’3

Priority statements that focused on natural science are comparatively or

completely unimportant to this factor, even though many of the associated

participants are active university or government-sponsored natural scientists. This

factor has a particular distaste for statements referring to research on large spatial

and temporal scales (e.g., Statements 45, 38), which some see as ‘‘nice to have in the

long run,’’ or ‘‘important to an extent, but not a priority because [the information

does not] deal directly with management.’’ Others find that type of information as

less useful because ‘‘there’s a need to concentrate on what’s happening now; not in

the future or over time’’ and that there are ‘‘better uses for funding because we can’t

do anything about [phenomena on these scales].’’ The priority statements relating to

climate change are unimportant to this factor because, no matter how much we

know about phenomena on global scales, ‘‘this is the category we can do least

about.’’ Knowledge, for this factor, is most important when it contributed directly to

changes on the ground. Most who were statistically associated with this factor felt

confident that enough is known about the biology, geomorphology, and history of

coral reefs to manage them well.

3 Statements such as these were not common, but are included here to demonstrate the diversity of

motivations and justifications behind shared understandings of ‘‘important’’ research.

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Factor 2: Basic Reef Science First

Participants associated with this factor thought that reefs could not be adequately

protected and managed without additional biological understanding. The best way

researchers can contribute to improving reef condition was, according to this factor,

by addressing basic natural science questions. Key goals for this factor included

describing the life histories of vertebrates and invertebrates (Statement 2), expanding

knowledge inquiry beyond dominant corals and bony fishes (Statement 22), and

improving theories about the causes of biodiversity and its link to ecosystem function

(Statement 53). Building upon this knowledge, which this factor saw as fundamental

and prerequisite for investigating other topics, this factor valued understanding the

potential impacts of climate change on reef communities (Statement 16) and

integrating knowledge about reefs into climate models (Statement 15).

Participants associated with Factor 2 shared a single logic for valuing what they see

as basic science questions: Good policy requires, first and foremost, well-established

scientific understanding. For example, one participant said ‘‘We need basic/baseline

knowledge/understanding of the system to make other information relevant. We need

to understand the system before we can understand impacts, especially socio-economic

[impacts].’’ Another stated: ‘‘if we know more about the limits of adaptation [of coral

reef organisms], we can understand more about what climate change is acceptable,

which is important for many reasons, especially for policy changes’’ and ‘‘regional

models can predict bleaching of reefs, which would prioritize reefs which are most at

risk, then we can spend money to help those reefs that are least at risk.’’ Focusing on

high-risk reefs, this participant felt, would be an ineffective use of resources as

compared to protecting relatively pristine areas. Another stated that ‘‘biodiversity is

useful knowledge for anything – you need to understand it to address problems.’’ For

this factor, knowledge of the basic biology of reefs and reef organisms was a

prerequisite for management interventions that might improve their condition.

Factor 3A: Humans are Responsible! Let’s Do Research That Will Leadto Change

Factor 3A’s priorities were defined by two underlying beliefs: humans are the main

driver of damage to coral reef ecosystems, and research should be prioritized based

upon the potential for additional information to improve behavior or policy. They

felt there was benefit, for example, in documenting the impacts of anthropogenic

eutrophication (Statement 59) because, as associated participants explained in the

interviews, local drivers of damage are more easily managed than global-scale ones.

Climate change research was unpopular for this ideal type. The least popular

statement for this factor was one that claimed a need for more knowledge about the

‘‘potential for and limits on rapid adaptation of coral reefs to rising sea temperatures’’

(Statement 16). Also unpopular was a statement that declares that coral reef

researchers should work with climate modelers to downscale global models to provide

information relevant to local reef bleaching (Statement 15). Some who were

associated with this factor opposed these statements because they felt this knowledge

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123

to be already secured: ‘‘Corals do not adapt rapidly’’; others because they were

concerned that studying these questions ‘‘markets false hope’’ by suggesting to the

public feel that global climate change may not pose a threat to corals and coral reefs.

Similarly unpopular were statements declaring a need for better understanding of

long-term records of coral health to provide context for recent events (Statement 12).

These respondents were confident that corals are less healthy now than at any prior

point, and that anthropogenic eutrophication is largely to blame. They favored

research statements they believed would lead to action to mitigate those stressors.

People associated with this factor believed many topics represented in the Q

sample to be over-studied and unrelated to solution-driven knowledge needs. Some

participants associated with this factor were in fact quite cynical about scientists’

motivations. For example, one expressed concern that ‘‘It’s hard to know if these

scientists [claiming the need for more research] just want more money.’’ Another

explained his critique of long-term and theoretical research by saying that people

can ‘‘study these topics to death’’ without any benefit to coral reefs.

Factor 3B: Ecosystems Are Dynamic; Policy Affects People, and People AffectReefs

In the initial four-factor solution, this ideal type was best described as having

opinions opposite those of Factor 3A. By analyzing it separately as its own factor,

however, it is possible to more accurately characterize this set of attitudes. This

subsequent analysis reveals that Factor 3B differs from 3A in part by assigning the

various stressors on reefs different levels of importance, which makes sense given

the spatial heterogeneity of threats to a global ecosystem type. Compared to 3A, this

factor treated eutrophication as a lower priority for future research (Statements 36,

59, 18, and 33 all received comparatively lower scores).

This factor valued instead research along two lines. The first includes topics that

would lead to better understanding of local human communities that rely on and affect

reef health (Statements 40, 50, 47), an interest shared with Factor 1. This ideal type

recognizes that conservation policies impact the human communities that depend on

reefs, and that for those policies to work well the local communities must accept them.

As one participant stated, ‘‘Good science doesn’t matter if policy doesn’t work out.’’

The second main area of research priority for this factor includes topics related to

understanding anthropogenic stressors against the background of ecosystem

dynamism, especially in light of climate change. This factor saw it as important

to understand the limits of coral adaptation to rising sea temperatures (Statement

16), and assessing whether recent changes in coral health are unprecedented, or if

similar changes might occasionally occur absent anthropogenic stressors (Statement

31). Overall, this factor sees human behavior and natural systems as being dynamic

and intertwined. This factor’s favored research topics focused on these intercon-

nections between the natural and the social.

Both of the participants associated with this ideal type worked primarily in the

Philippines, and their priorities were driven by what one described as an ‘‘urgency

to solve climate change problems.’’ These participants felt that placing current

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events in a longer-term context will help solve problems by giving a clear message

to the public, and ‘‘getting a clear message out to the public is important.’’ One

stated that ‘‘more research in global warming [will generate] more knowledge

[which will lead to] more convincing evidence to convince the public of global

warming.’’ Whereas those associated with Factor 3A felt that there was little

marginal benefit to additional knowledge on climate change impacts because of the

intractability of the policy issue, Factor 3B felt that contributing to a consistent

message of that stressor’s importance was imperative for coral reef researchers.

Factor 4: Develop and Refine Management Tools

This factor was confident that land use changes are the primary driver of reef

degradation; reef conditions would improve once the public, managers, policy-

makers, regulators and others understood that connection (Statement 11). Whereas

Factor 1 believed that the knowledge base was sufficiently settled for managers to

go ahead and take the steps to improve reef condition, this factor saw a critical role

for researchers in building additional scientific understanding of reef systems and

evaluating management practices (Statements 42, 25). Science, this factor felt,

should, generate restoration and management tools, establish baseline measure-

ments of coral reef condition, and improve biological knowledge to inform long-

term reef conservation and management. Although natural science questions

dominated this factor’s priorities, they were also interested in understanding how

people interact with marine protected areas because that interaction, they felt,

determines the effectiveness of marine protected areas as a conservation tool. They

shared this mode of thinking with Factor 3B.

Though participants who were statistically associated with this factor largely shared

research priority rankings, some believed that nearly all were worth pursuing, while

others believed many to not merit any research attention whatsoever. A graduate

student in chemical ecology strongly associated with this factor had a hard time

identifying statements that were even comparatively unimportant. Another participant

who was a coral management specialist for a United States federal agency and who

herself conducted mixed socio-ecological research, however, had a hard time

identifying any important statements, stating that ‘‘there are some things we shouldn’t

do at all … I could put half [of the entire] stack in -5,’’ indicating the ‘most unimportant’

category during the final step of the sorting process. These two, however, rated the

relative importance of the statements similarly, and thus are together in Factor 4. In

selecting research to conduct or fund, scientists and their funders nearly always operate

under resource constraints, and thus the use of a forced distribution in this study is

roughly representative of the choices that those involved with research have to make.

Overall Results

The interviews revealed that participants in this study unanimously felt that coral

reefs face unprecedented challenges to their long-term health and survival. Though

228 M. W. Neff

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the goals differ, this study replicates findings from related Q method studies seeking

to understand conservation controversies in that it identified narratives about the

environment asserting that conservation is a technical issue to be implemented by

experts (Factor 2), as well as others that view conservation to be a complex process

involving social and ecological components (e.g., Mattson et al. 2006; Mattson et al.

2011).

When queried about their approach to the sorting task, all participants said that

they evaluated the priority statements based on their own experiences or instincts

about what kinds of information might be useful in conserving reefs. Despite this

shared motivation, there were no consensus statements, meaning that at least one

pair of factors had a significantly differing interpretation of the importance all of the

included research priority statements. The variability in the assessment of

importance of stressors on reef health, a consideration that represented a large

part of the division between Factors 3A and 3B, is to be expected given the diversity

of reef systems with which the participants are familiar and the uneven distribution

of those stressors.

Differing ideas of the role of science in bringing about societal change, however,

also influenced how people responded to statements about various stressors. Some

individuals saw climate change as the most important stressor on coral reefs and

used that as a justification for additional research on the topic; others were similarly

confident that climate change was an important (or the most important) stressor, but

rated it as a relatively unimportant research topic because of its perceived political

intractability. Yet others eschew climate change research based upon a concern that

supporting additional such research might telegraph to the public that current

scientific understanding is inadequate to justify action.

Although some participants indicated that they ranked highly the types of work

that they personally do because that is what they know the most about, others did the

exact opposite, explaining that they felt their own disciplinary expertise to be

relatively unimportant or ineffectual in bringing about better outcomes. When

pressed further, several of these latter participants indicated that they entered their

fields because of a belief that their disciplines would help improve environmental

conditions, but said that in the course of their work on coral reefs they had come to

believe that other types of research were comparatively more important because

they were more likely to lead to effective reef conservation. This sentiment was

most common amongst practicing natural scientists. One US-trained scientist

working in Fiji offered a common sentiment when he said ‘‘I’ve been a scientist for

a long time. Science is not going to change the world; people are.’’ Another

explained that in her experience young people get into science because they want to

help solve problems but that as they age they realize they have misplaced their

efforts and that change was more likely to come about from outreach, social science,

and policy work.

These natural scientists who favored researching and interacting with human

communities frequently felt that their personal research trajectories were determined

early in their careers – frequently in their undergraduate programs – and that

because of the need to advance their careers they had little opportunity to change

their personal foci as their careers progressed. Not only did they feel unable to shift

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their personal research foci, but several also expressed that they could not even

advocate for a shifting allocation of resources to address topics other than that upon

which they personally focused without damaging their own ability to bring in grant

money. Tellingly, the most common refrain from all participants in this study was

some variant of ‘‘Don’t tell my colleagues I said this was the most important

research topic.’’ One participant, noting that this tension goes beyond individuals to

include institutions, said that the Coral Reef Targeted Research group at the Global

Environment Facility recommended a greater focus on social science research, but

that it was limited in how vocally it could advocate that focus because its funding is

tied to ‘‘hard science.’’

Discussion

Three aspects of these findings suggest that forums for deliberating research

priorities could help to ensure that research is optimally effective in contributing

to better outcomes. First, the different understandings of research priorities derive

not just from differential understandings of the threats to reefs4, but also from

variety in participants’ understandings of how research does and should contribute

to change on the ground. Some participants felt that effort should be dedicated

primarily to stressors they felt were locally manageable because that is where

research can have the strongest impact; others, however, wanted to use coral reefs

as a case study to develop evidence to justify action on global stressors such as

climate change, hoping that a more evidence of the impacts of climate change

might compel action on that hotly contested set of policy issues. Some participants

felt future research should focus on aspects of the system about which we already

know something; others thought the opposite: that research should focus on areas

where there is currently little information. What made a stressor appealing as a

study-subject to one person was occasionally the same attribute that made it

unappealing to another.

Many of the above considerations, used by scientists and non-scientists alike to

determine which stressors are worth studying, are based on policy preferences,

understandings of managers’ knowledge needs, and ideas of how behavioral,

institutional, and legal change come about. Scientists do not necessarily have

training or direct experience that would yield expertise on these considerations.

Others, however, do. Formalized and ongoing conversations with management

practitioners, bureaucrats, elected officials and representatives from stakeholder

groups could improve scientists’ ability to identify and respond to knowledge needs.

Similarly, experts from other academic fields, such as political science and

behavioral psychology, could lend additional insights as to which issues or

controversies may be influenced by what types of additional knowledge. Including

such perspectives would ensure that these varied considerations are informed by

democratic accountability and expertise rather than by anecdote and speculation.

4 The severity of stressors in a given region is a question that is plausibly amenable to technical

adjudication, but that would also likely benefit from non-technical forms of expertise (cf., Wynne 1989).

230 M. W. Neff

123

Secondly, the comment from one participant attributing coral reef damage to the

existence of ‘‘too many people – dumb people,’’ and her later conclusion that ‘‘A good

pandemic would fix a lot’’ should serve as a reminder that neither individual scientists

nor the scientific enterprise as a whole inherently represent the values of the citizens

who fund their work (See also Neff and Larson 2014). Some research topics may be

better than others in contributing to the goals of the societies that fund science (Bozeman

and Sarewitz 2011). To ensure that science best contributes to democratically-

determined goals, an increasing number of philosophers and science policy scholars

have called for strengthened ties between science and democracy (Kitcher 2001;

Kitcher 2003; Guston 2004; Latour 2004; see also Lasswell and McDougal 1992).

The third element in these results to suggest that conservation science could

benefit from more open conversations about research priorities is that participants

reported that disciplinary norms and pressures created mismatches between what

some scientists do professionally and what they feel is likely to lead to better

outcomes. While these disciplinary norms are in many ways critical to the

advancement of academic disciplines (Zuckerman 1978; Kuhn 1996), they also pose

a challenge to researchers who are motivated by a desire to address real-world

problems. Participants revealed that many scientists feel that they learn through

experience what might be effective in bringing about better outcomes, however

defined. Those participants commonly suggested that the incentive structures and

institutions under and within which they operate preclude them from addressing

those topics and encouraging others to do so.

This pattern may create lasting legacies of path dependence that discourage

future researchers from studying those preferred topics. This is because whether or

not they believe their particular research project to be the most important,

researchers must make that argument to funding entities, journal editors, hiring and

tenure committees, and other institutions of science in order to advance their

careers. To the extent that each researcher is successful in making that claim, those

arguments create additional incentive for subsequent researchers to address that and

related topics (Zuckerman 1978; Callon et al. 1986; Ziman 1987; see also Neff and

Corley 2009). The net result is that conservation researchers’ collective efforts may

be systematically steered away from the topics researchers feel to be most effective

in bringing about better outcomes. For a field like coral reef conservation biology

that seeks solutions to pressing real-world problems, disciplinary path dependencies

may artificially constrain the contributions that research can make.

Priority setting processes open to genuine discussion with broader communities

could help to ameliorate the path dependence problem by creating forums to discuss

and share lessons learned through not only formal research, but also through

experience that researchers and other practitioners gain through lifetimes of hands-

on experience. In addition to minimizing unintended path dependencies, such

forums could create an opportunity for the scientific community to be more directly

informed by democratic processes and other forms of relevant expertise, and ensure

that science is effective in contributing to better outcomes.

Some coral reef research funding bodies undertake priority-setting exercises with

the intent of integrating insights from a variety of stakeholders, and to the extent that

these processes involve a range of stakeholders and nuanced discussion and debate

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about what science should be prioritized and why, they may serve the above

purposes. The Australian Institute for Marine Science, for example, generated a list

of coral-related research priorities through iterative interactions with stakeholders

alongside a series of peer review exercises (Australian Institute of Marine Science

2007). Users of research were involved throughout the process, and the result is a

fairly cohesive set of research priorities that are, at least potentially, better informed

by insights from a range of stakeholders and scholars. The recent literature in

sustainability science and related fields suggests that the knowledge that results

from interactions such as these is likely to contribute to better outcomes, especially

the collaborative work with knowledge users continues as the scientists do their

work (Cash et al. 2003; Cash et al. 2006; Clark et al. 2006; SPARC 2010).

In what superficially appears to be a similar process, the National Oceanic and

Atmospheric Administration (NOAA) in the United States solicited ideas from a

range of stakeholders and from technical documents in order to compile an

analogous research priority document (National Oceanic and Atmospheric Admin-

istration 2007a, b). The parties contributing suggestions of national research

priorities, however, never met to discuss their suggestions, and thus the resulting

document reads as if it is a comprehensive list of all possible research questions that

some scientist somewhere might want to address. The document provides scant help

to researchers hoping to identify priority questions, and the process likely did little

to stem the path dependence problems I identify in this paper.

Formatted properly, these forums can improve research priority setting, but

without additional work they do not ensure that researchers – who, as described in

the Introduction, have a fair degree of autonomy – will direct their attention to those

priorities. A further complication for a globalized science such as coral reef

conservation biology is that some research priorities may be relevant over large

geographic scales whereas others might be incredibly important, but for only a

localized region. Both of the above suggest that discipline-wide or nation-wide

prioritization exercises, while necessary, are insufficient. For coral reef conservation

science to contribute most meaningfully to better outcomes, the interactions I

advocate in this paper must also occur on smaller scales as well, through on-going

collaborations between scientists, knowledge users, and other relevant parties.

There is an effective model for organizing these ongoing collaborations: Boundary

organizations (Guston 2001; McNie 2007), institutions that occupy the void between

science and policy-making. The formats of these boundary organizations are variable,

but a key characteristic is that successful ones are accountable both to scientists and to

the users of scientific knowledge, and thus have incentive to bridge these worlds with

lasting genuine interchange of ideas. Guston (2001) describes a number of boundary

organizations, and a thriving literature on their application to environmental science

and policy has since emerged (Miller 2001; Cash et al. 2003; e.g., Cash et al. 2006; van

Kerkhoff and Lebel 2006). Scholars have documented the characteristics that make

these organizations successful at linking science to decision making, and at least one

recent paper has begun to identify changes within science funding and research

incentive structures that can facilitate such exchanges (Matso et al. 2008).

As the findings of the current study suggest, experimentation with boundary

organizations and other approaches to rethinking processes of research effort

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123

prioritization may enhance the ability of science to contribute to improved outcomes.

Solving problems is, after all, the motivation of the participants in this study and many

of the sponsors of research.

Acknowledgments With thanks to D. Sarewitz, D. Guston, E. Corley, C. Miller, A. Smith, and A. Kinzig

for critical feedback on this research, and L. Hidinger and K. Darby for assistance with data collection. I

am also indebted to Editors Weingart and Taubert, as well as multiple reviewers for their insightful

suggestions. This material is based on work supported by the National Science Foundation (NSF) under

grants #0345604 and #0504248. Any opinions, findings, conclusions, and/or recommendations expressed

in this material are those of the author and do not necessarily reflect the views of the NSF.

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