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Request for Proposals (RFP) STUDY TO ASSESS POTENTIAL OF NOFN FOR RURAL CONNECTIVITY IN INDIA 03 August 2015 12 Balcombe Place, Colombo 8, Sri Lanka v: + 94 (11) 267 1160; f: + 94 (11) 267 5212 www.lirneasia.net

Request’for’Proposals’(RFP)’’ …lirneasia.net/wp-content/uploads/2014/11/RFP_NOFN-Survey.pdfSTUDY’TO’ASSESSPOTENTIAL’OF’NOFNFOR’RURAL’CONNECTIVITY’IN’INDIA!

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Request  for  Proposals  (RFP)     STUDY  TO  ASSESS  POTENTIAL  OF  NOFN  FOR  RURAL  CONNECTIVITY  IN  INDIA      03  August  2015                                                                  

       12  Balcombe  Place,  Colombo  8,  Sri  Lanka  v:  +  94  (11)  267  1160;    f:  +  94  (11)  267  5212  www.lirneasia.net

LIRNEasia  RFP  for  Study  to  assess  potential  of  NOFN  for  rural  connectivity  in  India   Page  2  of  37  

STUDY  TO  ASSESS  POTENTIAL  OF  NOFN  FOR  RURAL  CONNECTIVITY  IN  INDIA  LIRNEasia   is   a   regional,   non-­‐profit   ICT   [information   and   communication   technology]   policy   and   regulation   think  tank.    Its  mission  is  “to  improve  the  lives  of  the  people  of  the  emerging  Asia-­‐Pacific  by  facilitating  their  use  of  ICTs  and  related  infrastructures;  by  catalyzing  the  reform  of  laws,  policies  and  regulations  to  enable  those  uses  through  the  conduct  of  policy-­‐relevant  research,  training  and  advocacy  with  emphasis  on  building  in-­‐situ  expertise.”        LIRNEasia   is   undertaking   a   study   to   assess   the   potential   of   the   National   Fiber   Optic   Network   (NOFN)   for   rural  connectivity   in   India.  This  study  will  be  conducted  among  two  groups  of  respondents.  The  first  group  consists  of  institutional  users  of  NOFN  in  Gram  Panchayats.  A  quantitative  survey  to  assess  the  absorptive  capacity  for  NOFN  of   Institutional   Users   shall   be   conducted   among   this   group.   The   second   group   is   the   top-­‐level   stakeholders   of  NOFN  in  India.  A  qualitative  survey  through  key  informant  interviews  to  study  the  non-­‐uptake  of  NOFN  by  private  players  in  India  shall  be  done  among  this  group.      This  Request  for  Proposal  (RFP)  invites  technical  and  financial  proposals  from  research  organizations  to  undertake  the  work   described   herein.   A   detailed   description   of   the   project   is   provided   in   the   RFP   to   assist   the   Bidders   in  obtaining  an  understanding  of  the  objectives  of  the  project  and  to  facilitate  responsive  proposals.    Proposals  for  the  project  must  be  received  by  LIRNEasia  by  0800  hrs  (GMT+5.30)  Sri  Lanka  time  on  Friday  21st  of  August   2015.   Proposals   (including   technical   and   financial   proposals)   must   be   emailed   to  [email protected]   in   PDF   [portable   document   format]   and   an   edit-­‐enabled   (e.g.   in   Microsoft   Word)  version.      Short-­‐listed  bidders  will  be  notified  by  4th  September  2015.    Proposals   received   by   LIRNEasia   after   the   deadline   shall   be   rejected.   LIRNEasia   reserves   the   right   to   accept   or  reject  any  or  all  proposals  without  assigning  any  reason  whatsoever.    LIRNEasia  will  evaluate  the  proposals,  and  this  evaluation  shall  be  final  and  will  not  be  subject  to  any  form  of  appeal.        This  RFP  contains  the  following  sections  and  annexes:      

Section  1   Instructions  to  Bidders  Section  2   Project  Description  Section  3   Scope  of  Work  Annex  1   Technical  Proposal  Template    Annex  2   Financial  Proposal  Template    Annex  3   Contract  Template  

   

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1.0  INSTRUCTIONS  TO  BIDDERS    1.1 INTRODUCTION  1.1.1   Definition  of  Terms    Unless  otherwise  specified,  the  following  terms  used  in  this  document  have  the  following  meanings:    

§ Authorized  Entity  or  Consultant  means  the  firm  or  an  individual  that  is  signatory  to  the  contract  in  case  of  successfully  winning  the  evaluation  process.  LIRNEasia  will  entertain  invoices  from  and  make  payments  to  the  Authorized  Entity/Consultant.  In  case  of  multiple  organizations  joining  together  to  bid  for  the  RFP,  one  firm  should  be  clearly  designated  as  the  Authorized  Entity/Consultant.    

§ Bidder  means  the  Entity  that  files  an  application  in  response  to  this  RFP;  this  Entity  will  be  the  single  point  of  contact  with  LIRNEasia  for  the  RFP  process  and  handle  subsequent  negotiations  leading  to  contracting  should  the  bid  be  successful.  In  the  case  of  multiple  organizations  combining  to  submit  an  application  in  response   to   this   RFP,   the   single   point   of   contact   with   LIRNEasia   for   the   RFP   process,   and   to   handle  subsequent   negotiating   leading   to   contracting   should   the   bid   be   successful,   will   be   the   Authorized  Entity/Consultant.  

§ Collaborating  Entity  means  the  collaborating  entities  that  the  Bidder  enters  into  a  partnership  with  for  the  purpose  of  conducting  the  study.  

§ Client  means  LIRNEasia  or  other  party  contracted  by  LIRNEasia  to  manage  the  Study.  § Proposal  means  a  set  of  a  technical  proposal  and  associated  financial  proposal  submitted  in  response  to  

this  RFP.  § RFP  means  Request  for  Proposals.  § Study  means  survey  to  assess  absorptive  capacity  of  last  mile  connectors  of  NOFN  in  India.  

 1.1.2   Scope  of  Work  

§ The  Client  has  issued  this  RFP  to  invite  Proposals  to  conduct  a  study  to  assess  potential  of  NOFN  for  rural  connectivity  in  India.  

§ This  is  fully  described  in  Section  3.0  of  this  RFP.        1.1.3   Cost  of  Preparation  of  Bids  and  Liability  The  Bidder  shall  bear  all  costs  associated  with  preparation  and  submission  of  the  bid  as  specified  in  this  RFP.    The  Client  will,  in  no  case,  be  responsible  or  liable  for  such  costs,  or  have  any  other  liability  to  any  Bidder,  regardless  of  the  conduct  or  outcome  of  the  proposal  evaluation.    The  Client  shall  have  no  obligation  to  any  Bidder  to  reimburse  any  costs   incurred   in  preparing   the  proposals,  whatever   the   result.  Submission  of  a  proposal   in   response   to   this  RFP  by  a  bidder  will  be  interpreted  by  the  Client  as  the  Bidder’s  acceptance  of  this  condition.        1.1.4   Clarifications  Requests  for  clarifications  of  specific   items  of  this  RFP  shall  be  directed  by  e-­‐mail  to  [email protected].      The  Client  will  respond  to  all  such  requests  by  e-­‐mail.  Both  the  clarification/questions  and  responses  will  be  sent  by  e-­‐mail  to  all  bidders,  and  kept  for  records.    At   any   time  prior   to   the   deadline   for   the   submission   of   the   application,   the   Client  may   amend   the  RFP   for   any  reason.  All  Bidders  will  be  notified  in  writing  (i.e.,  via  e-­‐mail)  of  the  amendments  and  all  Bidders  will  be  bound  by  the  amendments.  Bidders  are  required  to  acknowledge  receipt  of  any  amendment  within  one  business  day  of  such  receipt  by  e-­‐mail.  The  Client  will  assume  that  the  information  contained  in  any  amendment  is  taken  into  account  in  the  Bidder  Proposal.      

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1.2   PREPARATION  OF  THE  PROPOSAL  1.2.1   General  Bidders   are   advised   to   examine   all   terms   and   instructions   included   in   the   RFP  while   preparing   their   Proposals.    Failure  to  provide  all  requested  information  will  be  at  the  Bidder’s  own  risk  and  may  result  in  the  rejection  of  its  Proposal.  Each   proposal   shall   consist   of   3   components:   1)   the   Technical   proposal;   2)   the   Financial   Proposal;   and   3)   the  (optional)  specific  suggested  changes  to  the  contract.    1.2.2    Technical  Proposal  The   Bidder’s   Technical   Proposal   shall   be   submitted   in   the   Technical   Proposal   Template   provided   with   this   RFP  (Annex  1).    Page  limits  indicated  in  the  template  must  be  strictly  adhered  to,  as  the  evaluation  committee  will  be  instructed  to  stop  reading  below  the  indicated  page  or  paragraph  limit.        As  part  of  the  Technical  Proposal  Template,  the  Bidder  must  submit  a  scanned  copy  of  the  Business  Registration  Certificate  of  the  Authorized  Entity  as  well  as  that  of  the  Collaborating  Entity/entities  (as  applicable).      A  template  of  the  Contract  that  the  Client  will  issue  to  the  winning  Bidder  is  provided  in  Annex  3.  Bidders  should  carefully  review  it  and  clearly  mark  any  sections  which  it  does  not  agree  with  and/or  suggested  changes  (i.e.  exact  language).  All  these  should  be  provided  as  tracked  changes  in  MS  Word  Format  version  of  the  Contract,  and  sent  as  an  Annex  to  the  Technical  Proposal.    Any  assumptions  made  by  the  Bidder  in  the  formulation  of  its  Technical  Proposal  should  be  clearly  stated.    1.2.3  Financial  Proposal  The  Financial  Proposal  shall  consist  of  the  following  documents:  

1. A  covering  letter  signed  by  the  Bidder,  clearly  indicating  the  validity  of  the  Proposal  for  a  minimum  of  30  days  from  submission;  and  

2. Costs  for  the  Study  provided  in  modular  form,  as  per  the  Financial  Proposal  Template  provided  in  Annex  2.  All   costs   should  be  provided   in  United   States  Dollars   (USD)   and   shall   include   all   taxes,   duties,   fees   and  other   impositions   as  may   be   levied   under   the   prevalent   laws   of   the   respective   country/ies   where   the  Authorized  Entity  is  registered.    Payments  shall  be  made  in  USD  and  the  Client  shall  not  be  responsible  for  any  currency  fluctuations  in  the  Consultant’s  foreign  currency  denominated  costs  during  the  study.      

 Any  assumptions  made  by  the  Bidder  in  the  formulation  of  its  Financial  Proposal  should  be  clearly  stated.    The  Client  will  strictly  not  entertain  any  price  revisions  during  evaluation.        1.2.4   Format  and  Submission  of  Proposal  Bidders   should   electronically   submit   the   proposal   including   both   the   Technical   and   Financial   Proposals   in   PDF  [portable  document  format]  and  an  edit-­‐enabled  version  (e.g.  in  Microsoft  Word).    In  the  event  of  any  discrepancy  between   the  PDFs   and   the   editable   version,   the  PDFs   shall   govern.   Proposed   changes   to   the   template  Contract  shall  be  submitted  as   tracked  changes   in  MS  Word  Format  version  of   the  Contract,  and  sent  as  an  Annex  to  the  Technical  Proposal.    1.2.5     Validity  of  Proposal  The   Proposal   (both   Technical   and   Financial)   must   be   valid   for   a   minimum   period   of   30   days   from   the   date   of  submission  of  the  proposal.    The  Client  will  make  its  best  effort  to  complete  negotiations  within  this  period.    1.2.6          Confidentiality  of  Proposal  If  a  Bidder  believes  that  any  portion  of  the  Proposal  is  to  be  treated  in  confidence,  it  shall  identify  such  information  clearly   in   the   Proposal.   The   Client   will   make   every   effort   to   treat   such   documents   in   confidence   to   the   extent  possible  and  necessary,  consistent  with  an  open  and  transparent  evaluation  process.    

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1.3   EVALUATION  OF  PROPOSALS  Evaluation  of  proposals  and  selection  of  the  winning  proposal  will  be  based  on  the  Client’s  assessment  of  both  the  Technical   and   Financial   Proposals.   Towards   this   end,   the   Client   shall   consider   the   content   of   the   submitted  Technical  Proposal  and  the  submitted  Financial  Proposal.          The  following  factors  (among  others)  will  be  taken  into  account  in  evaluating  the  Bidder’s  technical  proposal  (listed  in  order  of  importance,  1  being  most  important):    

1. Demonstrated  understanding  of   the  proposed   sampling  methodology  and   the  pros  and  cons   thereof,  including   trade-­‐offs   involved   in   data   quality,   representativeness,   cost,   time   and   other   applicable  dimensions.    

2. Experience  of  the  Bidder  and  Collaborating  Entity  (if  applicable)  in  previously  having  carried  out  survey  work  that  targeted  the  same  population  (Institutional  users  and  stakeholders  of  NOFN).  

3. Demonstrated  ability  of  proposed  team  to  carry  out  the  work,  with  special  weighting  towards  the  Team  Leader’s  competencies,  followed  by  the  Field  Manager’s  experience  and  competencies.  

4. Field  strength  of  the  Bidder  (or  the  Collaborating  Entity   if   the   latter   is   to  undertake  the  fieldwork),  as  indicated  by  the  number  of  field  staff  employed  (full  or  part  time)  by  the  Bidder  or  Collaborating  Entity  (if   applicable),   and   the   minimum   criteria   for   recruiting   field   staff;   Bidders   should   also   indicate   the  number  of  temporary  field  staff  that  will  be  utilized  for  the  Study  if  at  all.    

5. Consideration  of  women  and  other  under-­‐represented  groups  in  the  sampling  strategy.  6. Experience  of  the  Bidder  and  Collaborating  Entity  (if  applicable)  in  previously  having  carried  out  similar  

studies  that  targeted  the  same  or  comparable  population.      7. Quality   control  measures   that  will   be  employed  by   the  Consultant   to  ensure  highest  quality  data  are  

obtained.      The  evaluation  of  the  technical  proposal  will  then  be  combined  with  the  cost-­‐effectiveness  of  the  Bidder’s  financial  proposal  to  make  the  final  determination.              The  Client’s  decision  will  not  be  subject  to  appeal.      1.4   NEGOTIATIONS  Prior  to  the  expiration  period  of  Proposal  validity,  the  Client  will   invite  the  selected  Bidder  for  final  negotiations.    The  aim  of  the  negotiation  shall  be  to  reach  agreement  on  all  points,  and  initialize  a  draft  contract  to  be  finalized  by   the   conclusion   of   negotiations.   Changes   agreed   upon   will   then   be   reflected   in   the   financial   proposal,   using  proposed  unit  rates.  If  a  successful  negotiation  is  not  possible  with  the  selected  Bidder,  the  next  evaluated  Bidder  will  be  invited  for  negotiation,  and  so  on.        1.5   AWARD  OF  CONTRACT  On   the  basis  of   the  Financial   Proposal   and   subsequent  negotiations,   the   final   contract  will   be  agreed  upon  as  a  lump  sum  contract  with  intermediate  payments  tied  to  the  Client’s  acceptance  of  specific  deliverables.    As  already  stated,  the  Contract  template  that  the  Client  will  issue  to  the  Consultant  is  provided  in  Annex  3.  Bidders  should   carefully   review   it   and  clearly  mark  any   section(s)   that   they  do  not  agree  with   suggested  changes   (exact  language)  provided  as  tracked  changes  in  MS  Word  Format  as  an  Annex  to  the  Technical  Proposal.      The   selected   Bidder   is   expected   to   commence   the   Study   within   a   week   of   signing   the   Contract.   Therefore  providing  input  on  the  Contract  at  this  stage  is  essential.    

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2.0  PROJECT  DESCRIPTION    2.1  BACKGROUND  The  Client   is   a   regional,   non-­‐profit   information   and   communication   technology   (ICT)   policy   and   regulation   think  tank.   Over   the   past   three   years   it   has   conducted   research   to   facilitate   policy   discourse   in   India   to   increase  broadband   access   by   the   poor.   The   objective   of   this   research   was   to   inform   and   engage   decision  makers   and  stakeholders  in  Asia  about  good  practices  on  licensing  policy,  spectrum  management,  as  well  as  other  regulatory  aspects  affecting  broadband  access  by  the  poor.      Continuing  with  these  objectives,  the  Client  plans  to  engage  in  research  to  assess  the  potential  of  NOFN  for  rural  connectivity  in  India.      In  2011  Government  of  India  (GoI)  approved  the  setting  up  a  NOFN  to  provide  broadband  connectivity  to  250,000  GPs.  A  pilot  phase  of  the  project  was  set  up,  where  59  GPs  received  connectivity  in  May  2014.    After  completion  of  the   pilot   phase,   other   GPs   have   started   receiving   connectivity   via   the   NOFN.   By  March   2015,   20,000   GPs   had  connectivity  in  India.  The  pilot  project  was  conducted  in  three  blocks  in  three  different  states  in  India.  These  blocks  are  Arian  in  Ajmer  district  (Rajasthan),  Parvada  in  Visakhapatnam  (Andhra  Pradesh)  and  Panisagar  in  North  Tripura  district  (Tripura).    

2.3 OBJECTIVES  OF  THE  STUDY      The  broad  objectives  of  the  Study  are  to  assess  the  potential  of  NOFN  for  rural  connectivity  in  India.  To  this  end,  the   Client   intends   to   conduct   two   surveys  with   specific   objectives   which   relate   to   understanding   challenges   to  greater  uptake  of  and  participation  in  NOFN  in  India.    The  first  survey  will  be  conducted  among  both  potential  and  existing  institutional  users  (IUs)  of  NOFN  in  GPs  where  NOFN   connectivity   has   been   received   through   the   NOFN   pilot   phase.   IUs   will   include   both   those   who   provide  connectivity  to  rural  users  (last  mile  connectors)  as  well  as  those  that  use  connectivity  to  provide  other  types  of  services  to  rural  households.  This  will  be  a  quantitative  survey  conducted  with  the  specific  objective  of  identifying  whether   or   not   potential   IUs   own   an   possess   adequate   capacity   to   use   and   access   the   Internet   and   to   deliver  services  to  the  rural  households.    The  second  survey  will  be  conducted  among  top-­‐level  stakeholders  of  NOFN  in  India.  This  will  include  companies,  policymakers  and  other  key   informants  at  regional  or  national  headquarters  as  appropriate.  Key   informant  semi-­‐structured  interviews  will  be  used  with  the  specific  objective  of  identifying  the  reasons  for  the  non-­‐uptake  of  NOFN  that  has  been  seen  among  private  players  in  India.      2.3.1  Survey  1:  Survey  to  assess  absorptive  capacity  of  institutional  users    of  NOFN  in  India.      Absorptive   capacity   generally   refers   to   the   ability   of   an   organization   to   recognize   the   value   of   new,   external  information;  to  assimilate  that  information;  and  then  to  apply  it  to  the  organization’s  benefit.  This  ability  is  critical  to   an   organization’s   innovative   capabilities,   as   new   technologies   are   assimilated   by   organizations   to   create,  improve,   and   transform   business   processes,   products,   and   services   (Cohen   and   Levinthal   1990)   1.   According   to  Kelly  and  Rossotto  (2012)2,  four  components  determine  the  degree  to  which  a  country’s  economy  is  able  to  absorb  broadband   and   translate   it   into   economic   and   social   development.   These   components   are   macroeconomic  environment,  business  environment,  quality  of  human  capital  and  governance.      

                                                                                                                         1  Wesley  M.,  Cohen,  and  Levinthal  Daniel  A.  "Absorptive  Capacity:  A  New  Perspective  on  Learning  and        Innovation."  Administrative  Science  Quarterly  35.1  (1990):  128-­‐52.  Print.  2  Kelly,  T.  and  Rossotto,  C.  M.  (Eds).  (2012).  Broadband  strategies  handbook.  Washington:  The  World  Bank  

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 Absorptive   capacity  of   the   stakeholders   is   important   to   fully   realize   the  benefits  of   the   Infrastructure.  Once   the  optical  fiber  is  laid,  the  absorptive  capacity  of  the  institutional  users  will  determine  the  level  of  reach  of  broadband  to   the   rural   community.   Though   the   optical   fiber   is   laid   by   the   government   and   led   by   the   government  organizations  in  service  delivery,  scaling  is  made  possible  only  by  the  multiple  sets  of  “last-­‐mile”  users.          The  survey  on  the  absorptive  capacity  of  the  institutional  users  is  proposed  to  ask  the  following  broad  questions:  

1. What  is  the  level  of  ownership  and  usage  of  Internet?    2. Are  they  aware  of  the  NOFN,  its  potential  and  the  projected  benefits?    3. In  what  ways,  can  Internet  change  the  way  they  conduct  their  businesses  /  activities?  4. What  are  the  future  plans  of  use  of  Internet  in  their  conduct  of  businesses  /  activities?  5. What  are  the  potential  challenges  they  foresee?      

The  data  shall  be  collected  through  a  questionnaire  survey  from  the  institutional  users  in  selected  GPs.    2.3.2  Survey  2:    Survey  to  examine  the  non-­‐  uptake  of  NOFN  by  private  players  in  India    Up  to  date,  private  players   in   India  have  had   low  participation   in  the  NOFN.  Participation   is   important  to  ensure  the   benefits   of   broadband   are   fully   realized   across   rural   India.   This   survey  will   examine   the   non-­‐uptake   of   the  private   players   in  NOFN,   through   a   series   of   key   informant   interviews.   The   target   group   of   this   survey   shall   be  various  stakeholders  of  the  NOFN  ecosystem  in  India.  Following  are  the  components  of  the  questionnaire:  

1. Background  of  the  Respondent      2. Background  of  the  organization  3. Are  they  part  of  the  NOFN?  4. Why  are  they  not  participating  in  NOFN?  5. What  are  the  suggestions  for  improving  private  participation?  6. What  are  the  possible  models  of  private  participation?    

   

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 3.0  SCOPE  OF  WORK    This   section  details   the   scope  of  work   to  be   conducted  by   the  Consultant,   including   the  proposed  methodology  that  the  Bidder  should  consider  in  its  Proposal.    3.1 TARGET  POPULATION  3.1.1  Survey  1:  Survey  to  assess  absorptive  capacity  of  institutional  users  of  NOFN  in  India  The  target  population  of  this  survey  are  institutional  users  (IUs)  located  in  the  GPs  where  the  NOFN  pilot  project  is  already  implemented.    IUs  broadly  include  organizations  that  use  the  NOFN  to  provide  connectivity  to  end  users    at  GP   level   (or   last  mile  connectors)  and  those  that  use  NOFN  connectivity  as  an   input  to  provide  other  services  to  end  users  also  at  the  GP  level.    Largely,  the  last  mile  layer  closest  to  the  end-­‐user  is  created  and  served  by  Access  licensees  and  Internet  Service  Providers   in   the   telecom   sector   or  Multi-­‐System  Operators   (MSOs)   and   Local   Cable   Operators   (LCOs)   providing  broadband   and  entertainment   services   over  wireless  media   such   as   3G/4G/Wi-­‐Fi   and  wired  networks   like   cable  broadband.      These   IUs   include   both   public   and   private   players,   and   will   include   the   following   types   of   players:   cable   TV  operators,   banks,   hospitals   /   primary   health   centers,   post   offices,   schools,   movie   theatres,   businesses   –   SMEs,  agents  of  telecom  operators,  talk  time  sellers,  telephone  exchanges,  public  distribution  system  shops,  panchayat  offices,   Internet   service   providers,   electricity   distribution   exchanges   /   offices,   public   employment   program  implementers,   Gram   Sabha   leaders,   former   and   present   Panchayat   chiefs,   political   activists,   libraries,   courier  agencies,  agriculture  extension  offices,  and  common  service  centers.  The  decision  maker  of   these   institutions  or  organizations  shall  be  the  respondent.        The   data   is   collected   primarily   from   the   perspective   of   the   institutions   or   organizations   for   this   survey.   For  instance,  the  head  doctor  in  a  primary  health  center  shall  provide  details  on  behalf  of  the  center.  The  personal  use  of  ICTs,  for  instance,  shall  also  be  collected  to  understand  the  perspective  of  the  decision  maker.        3.1.2.  Survey  2:    Survey  to  examine  the  non-­‐uptake  of  NOFN  by  private  players  in  India  For  the  second  survey,  the  target  population  is  various  top-­‐level  stakeholders  in  the  NOFN  eco-­‐system.        

(A) Private   Institutions   /  organizations   that  can  possibly  deliver   services  by  utilizing   the  NOFN.  The  services  can  be  exclusively  providing  Internet  or  others:    

Financial   institutions,   microfinance   institutions,   players   in   various   supply   chains,   satellite   TV  operators,   direct   to   home   TV   service   providers,   internet   service   providers,   private   tutorial  centers  /  skill  development  organizations,  technology  infrastructure,  eCommerce  firms  who  work  in  rural  space  and  consultancy  firms  –  KPMG  

(B) Government  organizations  that  are  working  closely  with  the  NOFN  project:  BBNL,   Bharat   Sanchar   Nigam   Limited,   Centre   for   Development   Telematics,   Department   of  Telecommunications,   National   Informatics   Centre,   Power   Grid   Corporation   of   India   Limited,  Railtel   Corporation   of   India   Ltd,   Telecom   sector   skill   council,   Telecommunications   Consultants  India  LTD  and  Tenders  India  

(C) Trade  associations,  NGOs  that  are  working  in  the  Internet  space,  Academics  &  other  opinion  leaders:  NASSCOM,   Internet   and  Mobile   Association   of   India,   Internet   service   providers   association   of  India,   e-­‐commerce   association   of   India,   Digital   Empowerment   Foundation,   Cellular   Operators  Association   of   India,   Indian   Cellular   Association,   Federation   of   Indian   Chambers   of   Commerce  and   Industry,   Confederation   of   Indian   Industries,   Indian   Institute   of   Management   (IIMA)   And  Management  Development  Institute  (MDI)  

 The  person  who  is  familiar  with  NOFN  shall  be  interviewed  in  this  survey.  These  institutions  are  not  necessarily  to  be  located  within  the  Gram  Panchayats.      

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3.2 SAMPLING  METHOD  3.2.1  Survey  1:  Survey  to  assess  absorptive  capacity  of  institutional  users    of  NOFN  in  India  The  NOFN  pilot   is   currently  working   in  30  GPs   in  Arain  Block   (Rajasthan),  15   in  Parvada  Block   (Andra)  and  14   in  Panisagar  (Tripura).  Roughly  50%  of  GPs  are  to  be  selected  -­‐  a  total  of  22  GPs,  15  from  Rajasthan  and  7  from  Andra  Pradesh   (no   surveys  will   be   conducted   in   Tripura).   For   each  of   the  GPs,   a  minimum  of   60   respondents   shall   be  contacted  for  the  questionnaire  survey.    Thus  the  minimum  sample  size  shall  be  1320.          In  each  of  the  GPs,   it   is  proposed  assess  the  absorptive  capacity  of  the  IUs.    The  study  defines  service  providers,  both  public  and  private,  as  IUs.      It   is   proposed   that   a   mix   of   judgmental   and   snow-­‐ball   sampling   techniques   be   used   to   select   the   list   of  respondents.  At  least  60  questionnaires  per  GP  has  to  be  conducted.    In  each  GP,  quotas  of  different  respondents  (service   providers   -­‐   public   &   private,   political   opinion   leaders,   and   civil   society   organizations,   etc),   are   to   be  interviewed.          Bidders  are  encouraged  to  suggest  alternate  methodologies  which  may  enable  representative  data  to  be  collected  which  can  lead  to  generalizable  findings  at  some  appropriate  level  (e.g.,  at  the  regional   level,  or  among  different  kinds  of  IUs,  etc).    The  study  will  use  cluster  analysis  to  find  different  categories  of  IUs  in  relation  to  absorptive  capacity,  by  inductive  reasoning.  For  instance,  an  attempt  shall  be  made  to  classify  people  on  the  basis  of  ICT  ownership,  level  of  Internet  use  in  service  delivery,  awareness  of  NOFN,  future  plans  of  use.  Those  who  are  having  higher  absorptive  capacity  can   be   identified   through   this   process   and   can   be   compared  with   others.   This   will   help   in   identifying   people   /  institutions  that  are  innovators  /  early  adopters  whose  ways  can  be  replicated  for  faster  diffusion  of  NOFN  by  the  policy  makers.      3.2.2  Survey  2:    Survey  to  examine  the  non-­‐uptake  of  NOFN  by  private  players  in  India    The   proposed   sampling   method   to   assess   the   non-­‐uptake   of   NOFN   by   private   players   in   India   is   judgmental  sampling.  As  the  respondents  need  to  be  associated  /  familiar  with  the  NOFN,  a  total  of  100  interviews  need  to  be  conducted.  There  will  be  distribution  of  across  different  categories,  private,  public  and  others.        3.3 TASKS  3.3.1 Study  and  Sample  Design  a) Based   on   its   expertise   and   experience,   particularly   on   sampling   and   other   methodological   concerns,   the  

Consultant  shall  work  closely  with  the  Client  to  further  develop,  define  and  refine  the  sampling  methodology  that  has  been  selected  and  outlined  in  Section  3.2  

 b) Based   on   Client   requirements   specified   in   this   RFP,   the   Consultant   shall   use   all   available   data   sources   to  

determine  the  exact  sample  size  which  will  achieve  the  Study  objectives  and,  developing  a  detailed  sampling  plan  for  approval  by  the  Client   (“Sampling  Plan”).  An   indicative  number  of  GPs  and  stakeholders   for  the  key  informant   interviews   are   to   be   included   in   the   sample   as   provided   in   Section   3.2,   however   Bidders   should  present  their  calculation  for  the  exact  sample  size  that  they  propose.  

 c) The  Consultant  shall  find,  document  and  provide  to  the  Client  all  supporting  documents  necessary  and  used  in  

designing  the  Sampling  Plan  –  such  as  population,  NOFN  connectivity  and  other  data  (up  to  Gram  Panchayats)  as  applicable.    

 3.3.2 Research  Instrument  Finalization  a) The   Consultant   shall   work   with   the   Client   to   improve   and   finalize   and   format   the   “Research   Instruments”  

(survey  questionnaire/s,  screener,  etc.)  using  its  expertise  and  experience.      

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b) The  Consultant  will  complete  the  final  scripting  of   the  Research   Instruments  where  necessary  and  put  them  into  field-­‐ready  format.  The  Consultant  shall  translate  the  Research  Instruments  once  the  English  version  has  been  determined.  Once  finalized,  the  Consultant  shall  translate  the  Research  Instruments  into  local  languages  and   dialects   where   appropriate;   the   Consultant   shall   ensure   that   the   translated   versions   are   checked   for  consistency  and  to  ensure  that  the  meanings  have  been  correctly  translated;  to  the  best  of  its  capabilities,  the  Client  will  have  local  language  translations  checked  in  parallel  for  consistency.  

 c) The  translated  Research  Instrument  for  the  survey  to  assess  absorptive  capacity  of  institutional  users  of  NOFN  

in  India  shall  be  pilot-­‐tested  by  the  Consultant  among  30  respondents  (15  each  from  Andra  and  Rajasthan)  of  similar  profiles  to  the  survey  target  group  before  fieldwork  commences.    

 d) For  the  survey  to  examine  the  non-­‐  uptake  of  NOFN  by  private  players   in  India,  five  pilot   interviews  shall  be  

conducted  by  the  Consultant      e) Based  on  the  pilot  tests,  the  Consultant  will  prepare  a  short  report  on  how  each  of  the  Research  Instruments  

are  working  and  indicate  what  changes  are  required  (“Report  of  Pilot  Tests”).   If  relevant,  the  Consultant  will  propose   changes   in   the   Research   Instruments   and  will   facilitate   the   raw   pilot   data   to   the   Client,  who  may  reserve   the   right   to   include   any   change   in   the   questionnaire.   The   Consultant   will   forward   the   finalized,  formatted  English  language  versions  of  the  Research  Instruments,  as  well  as  the  local  language  versions  to  the  Client  and  obtain  approval  prior  to  engaging  in  fieldwork.    

 3.3.3  Collection,  Entry  and  Cleaning  of  Data    a) Prior   to   the   commencement   of   an   interview,   the   respondent   shall   be   informed   of   the   items   listed   under  

Condition  6  in  the  General  Contract    (See  Annex  3  for  template  contract),  with  written  consent  obtained  from  the  respondent   to   (1)  proceed  with  the   interview;   (2)  be  photographed  [if  applicable];  and   (3)  be  contacted  again   for   further   research.   This   informed   consent   on   all   three   aspects   will   be   entered   as   three   separate  variables  in  the  dataset  resulting  from  the  surveys.  

 b) After   obtaining   consent   to   re-­‐contact   has   been   obtained   as   specified   in   3.3.3.(a),   Respondents’   primary  

contact  information  will  be  recorded,  along  with  sufficient  alternative  which  may  be  used  in  the  event  that  the  respondent   cannot   be   reached   through   the   primary   contact   information.   Contact   information   shall   be  provided  in  a  separate  database/spreadsheet  along  with  the  respective  respondent  ID  numbers  (“Respondent  Contact  Information  Database”).  

 c) The  capture  of  data  may  be  done  either  by  manual  or  electronic  means.  Bidders  should  include  a  discussion  of  

the  pros  and  cons  of  electronic  means,  if  available  in  their  Technical  Proposals.  Where  the  Bidder  proposes  to  use   electronic  means,   it   should   clearly   indicate   previous   experience  with   the   same,   if   any,   and   how   it   will  overcome  electricity  unavailability  in  very  rural  areas.    

 d) The  Consultant  will  ensure  a  response  rate  according  to  the  parameters  set  out  in  Section  3.3.6.      e) The  Consultant  will  recruit  qualified  respondents  and  administer  the  Research  Instruments  in  local  languages  

and  dialects,  where  appropriate,  in  the  country.    f) The  Consultant  will   capture   a   sample   of   the   fieldwork   process   via   photographs   (at   least   5   respondents   per  

group)   which   can   be   used   to   support   the   survey   findings   in   later   presentations   by   the   Client   (“Field  Photographs”).  The  Field  Photographs  must  be  clearly  labeled  to  enable  identification  of  the  cluster.  Written  consent  to  take  photographs  must  be  obtained  from  respondents  before  they  are  photographed.  

 g) During  all  stages  of  data  collection,  the  Consultant  shall  keep  the  Client  informed  about  progress,  preferably  

every  alternative  day  and  discuss  any  problems   that  are  being  encountered.  No  deviations   from  the  agreed  sampling   methodologies   or   other   elements   of   the   research   design   will   be   accepted   unless   the   Client   has  

<LIRNEasia>, 2015 Page 11 of 37

authorized.   Such   deviations   must   be   documented   (with   justifications)   in   the   final   Methodology   Note   (See  Section  3.3.8).  

 h) The  Client  may  accompany   the  Consultant’s   fieldwork   team/s   in   the  country  at  any  given  moment,  with  no  

more  than  1  days’  notice,  in  order  to  check  the  reliability  of  data.    The  Consultant  must  furnish  the  Client  with  letters  of  invitation  in  to  India  well  in  advance,  for  the  purpose  of  obtaining  (multiple  entry)  visas.  In  the  event  that  the  successful  bidder  does  not  have  a  physical  presence  in  India,  the  local  fieldwork  partner  in  India,  along  with  a  copy  of  their  business  registration,  should  furnish  these  letters.      

 i) For  the  survey  to  assess  absorptive  capacity  of  institutional  users  of  NOFN  (Survey  1)  data  collection  should  be  

undertaken   through   face-­‐to-­‐face   interviews  with  head  or   senior   representatives  of   the   institutional  users   in  selected   GPs   in   the   respective   local   language/s   and   dialects   in   each   geographical   area   as   appropriate.   The  interview  shall  last  up  to  30  minutes.    

j) The  survey  to  understand  the  non-­‐uptake  of  private  players  in  NOFN  (Survey  2)  should  be  undertaken  through  face-­‐to-­‐face  or  phone   interviews  with  suitable  representatives  of  stakeholders  organizations.  Bidders  should  provide  costing  for  both  methods  in  their  proposals  as  well  as  any  concerns  with  either  of  the  two  methods.  The  list  of  respondents  shall  be  approved  by  the  Client  prior  to  fieldwork.    The  interviews  shall   last  up  to  30  minutes.  

 k) The  Consultant  will  enter  and  clean  the  data  collected  from  each  survey  and  provide  the  Client  with  two  (2)  

finalized  cleaned  datasets  (“the  Datasets”)  in  excel  and  in  SPSS  format.  If  a  paper-­‐based  survey  method  is  used  for  data  collection,  the  paper  surveys  should  be  digitized  twice  to  ensure  the  quality  of  data.  Two  independent  data   entry   operators   should   do   this.   Then,   discrepancies   between   the   two   entries   should   be   checked   and  corrected   by   a   third   operator   using   the   paper-­‐surveys.     The   vendor   will   submit   hardcopies   of   the  questionnaires  of  ten  respondents  randomly  selected  by  the  Client.   If  the  data  were  collected  electronically,  the  raw  data  in  original  formats  shall  be  submitted.        

l) After  the  Consultant  hands  over  the  Dataset,  the  Consultant  will  assist  the  Client  with  queries  on  the  data  and  methodological  details;  any  problems  that  subsequently  arise  with  regard  to  the  datasets  shall  be  remedied  by  the  Consultant  as  soon  as  possible.      

 3.3.4 Analysis  and  Reporting  

a) The  Consultant  will  provide  a  PowerPoint  slide  set  of  tables  and  charts,  created  out  of  the  Datasets.  The  client  should  be  able  to  make  modifications  from  the  charts  and  tables,  if  needed.  The  raw  outputs  from  where  charts  and  tables  are  generated,  should  be  submitted  as  well.    

b) The  consultant  will  provide  a  excel  workbook  of  frequency  distributions  of  the  data.  The  template  shall  be  provided  by  the  client.    

c) The   Consultant   will   make   a   presentation   of   the   findings   to   the   Client   before   final   submission   of   the  Datasets  and  the  PowerPoint  slide  set.  

d)  The  format  and  styling  of  the  PPT  slides  shall  be  discussed  with  the  client.      a) The   Consultant   should   utilize   appropriate   analysis   techniques   to   provide   an   analysis   of   the   data.     The  

Consultant  is  expected  to  use  the  most  novel  and  useful  techniques.        b) The  Consultant  will  present  the  above  findings  to  the  Client  in  the  form  of  a  comprehensive  report  (“the  

Report”)   covering   topics   decided   upon   discussions   with   the   Client.       A   finalized   version   of   the   Report  should   be   provided   no   later   than   23  November   2015.   It   is   expected   that   the   Consultant  will   assist   the  Client  with  queries  and  clarifications  on  the  Report  as  well  as  the  methodology  after  the  handing  over  of  the  final  version  of  the  Report.    

c) The  final  Report  should  contain  a  section  describing  the  methodology  undertaken  (including  any  problems  in  implementation  and  what  remedial  actions  were  taken),  sample  sizes  and  composition,  as  well  as  a  list  of   areas   (towns/districts)  where   respondents  were   interviewed,  with   some   indication   on   a  map   of   the  same.  

<LIRNEasia>, 2015 Page 12 of 37

d) Client  will  of  course  be  open  to  co-­‐authorship  of  articles  based  on  the  survey  with  Consultant  staff  if  they  are  interested  in  publishing  in  the  academic  sphere;  this  can  be  discussed  at  a  later  point.  

e) The   Consultant   will   provide   English   language   transcripts   of   all   100   interviews   conducted   with   the  stakeholders  in  Survey  2;  the  costs  of  this  shall  be  explicitly  provided  in  Bidders’  Financial  Proposals.  

   

 3.3.5 Coordination  

a) In   the   case  where   data   collection   is   to   be   carried   out   by   the   Collaborating   Entity,   the   Consultant   shall  coordinate   the   data   collection   and   entry  with   the   Collaborating   Entity,   and   liaise  with   them   to   ensure  consistency   in   all   aspects   of   the   study   and   adherence   to   all   applicable   quality   control   measures   at   all  times.  The  Consultant  will  be  the  single  point  of  contact  for  the  Client.    

b) The  Consultant  will  work  with  the  Collaborating  Entity  to  quickly  resolve  any  problems  that  arise.    

c) The   Consultant   should   keep   the   Client   informed   of   the   general   progress   on   survey   implementation  through  regular  updates.    

 3.3.6 Quality  &  Penalty  Clause  

a) The   Consultant   will   ensure   consistency   in   implementation   and   quality   control   across   the   country,  including   where   fieldwork   is   to   be   conducted   by   contracted   (third   party)   staff.   The   Consultant   will   be  expected   to   deploy   its   own   quality   control   mechanisms   beyond   those   stipulated   by   the   Client;   such  mechanisms  should  be  elaborated  in  the  Bidder’s  Technical  Proposal.  Penalties  for  inadequate  quality  will  be  applied  as  per  Table  2.    

b) Unless  specific  allowance  from  the  Client,  the  Consultancy  will  not  be  considered  to  be  completed  if  the  percentage  of  surveyed  selected  IUs  over  total  selected  IUs  to  be  interviewed  is  below  95%.  Penalties  for  survey  response  rates  below  95%  as  per  Table  3.    The  Consultant  is  expected  to  share  the  raw  data  used  for  calculating  the  response  rate  in  the  Methodology  Note  (See  Section  3.3.8).  

 c) The   response   rate   for   the   Survey   2   (Survey   to   examine   the   non-­‐uptake   of   NOFN   by   private   players   in  

India)  should  be  95%  (See  Section  3.3.8).    

d) If  a  paper-­‐based  survey  method  is  used  for  data  collection,  the  paper  surveys  should  be  digitized  twice  to  ensure   the   quality   of   data.   This   should   be   done   by   two   independent   data   entry   operators.   Then,  discrepancies   between   the   two   entries   should   be   checked   and   corrected   by   a   third   operator   using   the  paper-­‐surveys.   The   discrepancy   analysis   shall   be   presented   to   the   Consultant   upon   completion   of   data  entry  (“Discrepancy  Analysis”).          

e) Interviews  will  be  discarded  in  case  there  are  fatal  errors  in  the  fieldwork.  These  fatal  errors  are  primarily  about   not   following   the   instructions   in   the   questionnaire   and   screener.   The   Consultant   is   expected   to  provide   replacement   interview/s   as   directed   by   the   Client,   for   the   discarded   ones.   The   number   of  discarded   and   replacement   interviews   shall   be   provided   to   the   Client   in   the   Methodology   Note   (See  Section  3.3.8).  

 f) While   it   is  expected  that   the  Consultant  performs  a  sufficient  number  of  back-­‐checks  of   interviews,   the  

Client  will  also  perform  a  number  of  random  back-­‐checks  of  its  own,  as  such  the  Consultant  is  required  to  comply   with   this   and   provide   the   necessary   information   for   this   as   specified   in   (including   a   full   list   of  respondents  with  contact  information).  The  Consultant  is  therefore  expected  to  provide  the  Client  access  to  a  list  of  all  respondents  interviewed  along  with  detailed  and  comprehensive  contact  and  identification  information   from  which   the   Client   can  make   random   selections   from   for   this   purpose.   The   Consultant  shall  ensure  relevant  consent  for  data  collection  and  use  is  obtained  from  respondents  upon  interview,  as  

<LIRNEasia>, 2015 Page 13 of 37

specified   in   Section   3.3.3.(a).   Access   to   the   selected   respondent’s   data   shall   be  made   available   to   the  Client   for   verification.   The   modalities   of   this   can   be   finalized   in   consultation   with   the   Client   before  fieldwork  commences.    

 g) There  will   be   penalties   attached   to   the   contract   between   the   Consultant   and   the   Client,  which  will   be  

applied  in  the  event  of  any  of  the  occurrences  given  in  Table  1.    

Table  1:  Penalties  for  lapses  in  quality        Trigger  

Penalty  (%   of  Contract  value)  

Delayed  delivery  of  any  percentage  of  total  Datasets   10  Any  unjustified  non-­‐compliance  of  data  quality  protocol  is  discovered  (e.g.  failure  to  conduct  double  data  entry,  lack  of  rigorous  behavior  of  the  enumerators  in  the  data  collection  process,  etc)  

30  

Falsification  of  data   30  Response  rate*  (number  of  completed  interviews  for  survey  1)  between  93-­‐95%   5  Response  rate*  (number  of  completed  interviews  for  survey  1)  between  90-­‐92%   10  Response   rate*   (number   of   completed   key   informant   interviews   for   Survey   2)  between  93-­‐95%  

10  

h) The   Consultant   shall   provide   a   section   reporting   the   quality  metrics   aforementioned,   including   but   not  limited   to   the   following:   Survey   response   rates   (with   raw   data),   missing   values   rates,   number   of  replacement  interviews  due  to  fatal  errors,  number  of  replacement  interviews  due  to  non-­‐contactability  of  respondent,    number  of  back-­‐checked  interviews,  Discrepancy  Analysis.    

3.3.7 Initial  Data  Analysis  and  Top-­‐line  Presentation    

a) The   Consultant   shall   perform   an   initial   data   analysis   constituting   descriptive   statistics   and   cross  tabulations.  The  main  objective  of  this  analysis  will  be  to  ensure  the  quality  of  the  data  collected  and  to  identify  the  main  trends  in  the  data.    

 The  Consultant  will  be  expected  to  make  a  top-­‐line  presentation  (“Top-­‐line  Presentation”)  based  on  this  initial  data  analysis  to  the  Client  within  14  days  of  the  data  entry  completion.    The  Top-­‐line  Presentation  need  not  be  comprehensive.  The  contents  of  the  Top-­‐line  Presentation  will  be  worked  out  in  advance,  in  consultation  with  the  Client.        

b) The   location  of   the  presentation  shall  be   finalized  closer   to   the  date.  Should   international   travel  and/or  overnight   accommodation   be   required   for   the   Consultant   for   this   presentation,   the   Client   will   provide  accommodation   for  a  maximum  of  one   (1)  Consultant   staff  as  appropriate.   International  economy  class  travel  costs  for  a  maximum  of  one  (1)  Consultant  staff  will  be  reimbursed  upon  the  provision  of  invoices,  as  long  as  the  Consultant  follows  the  travel  guidelines  specified  by  the  Client.    As  such,  such  costs  should  not  be  included  in  the  Financial  Proposal  at  this  time.    

 c) Once   the   Datasets   have   been   handed   over   to   the   Client,   and   the   Top-­‐line   Presentation   has   been  

completed  and  related  slide  set  (in  editable  format)  has  been  handed  over  to  the  Client,  the  Consultant’s  role  in  the  rest  of  the  analysis  will  be  limited  to  responding  to  queries  that  the  Client  has  on  the  data,  as  well  as  methodology.  

   

 

<LIRNEasia>, 2015 Page 14 of 37

3.3.8 Methodology  Note  a) After   the   completion   of   field-­‐work,   a   detailed   write-­‐up   of   the   research   methodology   that   was  

implemented   shall   be   provided   by   the   Consultant   (“Methodology   Note”).   This  may   be   included   in   the  Report  as  a  methodology  section  or  annex  to  the  Report  as  needed.    

b) The  Methodology  Note  shall  describe  any  problems  encountered  in  the  implementation  of  the  study  and  what   remedial   actions   were   taken.   The   Methodology   Note   shall   describe   any   deviations   in   the  methodology  that  was  undertaken,  the  justifications  for  the  same  and  implications  on  the  data.      

c) The  methodology  Note  shall  contain  details  on  the  quality  metrics  as  described  in  Section  3.3.6  (Table  3).      

d) The  Methodology  Note  will  also  provide  a  detailed  list  of  locations  where  respondents  were  surveyed  as  well   as   the   number   of   respondents   sampled   in   that   particular   location.  Where   possible,   the   locations  should  be  indicated  on  a  map.    In  addition,  the  Client  may  require  GPS  coordinates  of  respondents.    This  can   be   done   using   commonly   available   GPS-­‐capable   phones   or   other   technologies   chosen   by   the  Consultant.   Additional   costs   (if   any)   of   obtaining   such   coordinates   should   be   indicated   separately   and  clearly  in  the  financial  proposal.      

   

3.4 DELIVERABLES  The  following  deliverables  shall  be  made  as  part  of  the  contract:    

1. Finalized  study  design  and  Sampling  Plan  with  supporting  documents  2. Report  of  Pilot  Tests    3. Finalized,  translated,  field-­‐ready  Research  Instruments  (English  and  local  language  versions)  4. Data  collection  (IUs  in  Gram  Panchayats  adhering  to  response  rate  >  95  %  and  stakeholders  in  NOFN  India  

adhering  to  response  rate  >  95  %)  entry  and  cleaning.  5. Respondent  Contact  Information  Database    6. Top-­‐line  Presentation  and  Power  Point  slide  set  for  same  7. Finalized,  cleaned  Dataset  (including  consent  variables  (see  Section  3.3.3(a))  8. Methodology  note  (including  section  on  quality  metrics  (see  Section  3.3.8))  9. Field  Photographs  (5  per  cluster)  10. Assistance  with  queries  on  data  and  methodology  

3.4.1 General  Management  and  Coordination  d) The   Consultant   shall   coordinate   the   data   collection   and   entry   with   its   respective   regional   offices   or  

delegated  fieldwork  partners,  and  liaise  with  them  to  ensure  consistency  in  all  aspects  of  the  study  so  as  to   ensure   full   comparability   of   data   between   countries,   and   to   ensure   quality   control   at   all   times.   The  Consultant  will  be  the  single  point  of  contact  for  the  Client.  

e) The  Consultant  will  work  with   the   respective  designated   fieldwork  partners   to   immediately   resolve  any  problems  that  arise.  

f) The  Consultant  will  keep  the  Client  informed  of  the  general  progress  on  research  implementation.      3.5 TIMELINE  &  PAYMENT  SCHEDULE  It  is  expected  that  the  selected  bidder  will  be  notified  by  4th  September  2015;  thereafter  a  contract  can  be  signed,  and  the  work  should  commence  immediately.  The  Consultant  is  free  to  set  its  own  timeline  as  necessary,  keeping  in  mind  (a)  the  fieldwork  should  be  timed  in  such  a  way  to  enable  Client  researchers  to  make  field  visits;  and  (b)  the  study  completion  date  of  23rd  November  2015.      The   following   is   the   payment   schedule.   The   actual   completion   dates   may   change   based   on   the   sampling  methodology  selected  and  Consultant’s  proposed  timelines.    Such  changes  will  be  reflected  in  the  final  contract:    

<LIRNEasia>, 2015 Page 15 of 37

Table  2:  Payment  schedule    Phase   Deliverables/milestone   Estimated  

completion  date  based  on  current  knowledge  

Payment  amount  (%  of  contract  value)  

  Signing  of  contract    09  October  2015   40%  Phase  1:   1. Finalized   study   design   and   Sampling   Plan   with  

supporting  documents  2. Report  of  Pilot  Tests    3. Finalized,   translated,   field-­‐ready   Research  

Instruments  (English  and  local  language  versions)  4. Data  collection  (IUs  and  stakeholders)  as  detailed  in  

previous  sections,  adhering  to  response  rate  in  table  02),  entry  and  cleaning.  

5. Respondent  Contact  Information  Database    6. Top-­‐line  Presentation    

 09  November  2015   30%  

Phase  2:     7. Finalized,   cleaned   Dataset   (including   consent  variables  (see  Section  3.3.3(a))  

8. Finalized,  cleaned  Cluster  Dataset    9. Methodology   note   (including   section   on   quality  

metrics  (see  Section  3.3.8))  10. Field  Photographs  (5  per  cluster)  

23  November  2015   30%  

Phase  3:   11. Assistance  with  queries  on  data  and  methodology   Although   all   final   payments   will   have  been   made   to   the   Consultant   by   this  point,   it   is   expected   that   the   Consultant  continues   to   work   with   the   Client   by  responding  to  queries  if  any  thereafter.    

   All  payments  are  subject  to  the  deliverables  being  approved  for  quality  and  content,  and  maybe  thus  altered,  or  withheld  accordingly.    

The  Client  shall  make  payments  no  later  than  14  days  of  receiving  invoice  from  Client.    The  Client  shall  raise  invoice  only  upon  the  Client  approving  a  given  deliverable(s).    

 

 

 

 

 

 

 

 

 

 

 

<LIRNEasia>, 2015 Page 16 of 37

ANNEX  1:  TECHNICAL  PROPOSAL  TEMPLATE      STUDY   TO   ASSESS   POTENTIAL   OF   NOFN   FOR   RURAL   CONNECTIVITY   IN   INDIA:   TECHNICAL   PROPOSAL   MADE   BY   <FIRM   NAME   AND  AUTHORIZED  ENTITY>,  TOGETHER  WITH  <FIRM  NAME/COLLABORATING  ENTITY>  AND  <FIRM  NAME/COLLABORATING  ENTITY>    

1)  The  Consultant’s  Organization  Brief   profile   about   firm   leading   the   bid   (Authorized   Entity),   indicating   clearly   the   presence   of   legally  incorporated   offices   under   the   prevailing   laws   in   India,   if   applicable.   No   more   than   1   page.   Please   attach  scanned  copies  of  Bidder  and/or  Collaborating  Entity’s  India  business  registration.                                                                                

<LIRNEasia>, 2015 Page 17 of 37

Brief  profile  of   the   first  Collaborating  Entity  and  any  prior  collaboration  with  Authorized  Entity   (if  applicable).    No  more  than  ½  a  page.                                

 Brief  profile  of  the  second  Collaborating  Entity  and  any  prior  collaboration  with  Authorized  Entity  (if  applicable).    No  more  than  ½  a  page.                                    

<LIRNEasia>, 2015 Page 18 of 37

Field  strength  of  firm  which  will  undertake  the  fieldwork    Firm  undertaking  fieldwork    Number  of  full-­‐time  fieldwork  staff    Number  of  part-­‐time  fieldwork  staff    

Number   of   temporary   fieldwork   staff   to   be  recruited  

 

Minimum  qualifications  and  experience  for  recruiting  fieldwork  staff  (permanent/temporary):              Details   of   field   strategy   for   the   Study   (e.g.,   number   of   field   staff   to   be   deployed   [specify   part/full   time  employees  vs.  temporary],  number  of  supervisors  to  be  deployed  per  state  (or  other  appropriate  geographical  division),  plan  for  training  of  enumerators  etc.)  

 

Access  to  data  for  sampling  purposes  :  Does  the  Bidder  or  Collaborating  Entity  have  access  to  any  comprehensive   list  of     institutional  users  of  GPs  of  India?  Yes  /  No  If  ‘yes’,  please  specify  details  of  the  list,  including  from  what  year  this  data  is:                      2)  Bidder’s  Experience  Please  provide  details  of  previous  experience  in  carrying  out  survey  work  that:    a) Target  population,  across  all  states  and  demographics  in  India  b) Demonstrates  experience  in  the  design  and  conduct  of  research  c) Demonstrates  experience  in  conducting  research  relating  to  broadband,  rural  infrastructure  and  other  related  

fields  d) Demonstrates   experience   in   carrying   out   surveys   using   CAPI   (Computer   Assisted   Personnel   Interviewing)  

methods    In  the  case  of  a  consortia  bid,  work  carried  out  by  the  Authorized  Entity  (i.e.  lead  partner  in  consortia)  as  well  as  Collaborating  Entities  may  be  listed  to  demonstrate  required  experience.    

<LIRNEasia>, 2015 Page 19 of 37

Duplicate  the  table  below  as  necessary,  using  1  table  per  example/assignment.    Please  provide  no  more  than  10  examples.    No  more  than  1  page  per  example/assignment.      Assignment  name:      

Start  date  (month/year):    Completion  date  (month/year):    

Country:    Location(s)  within  country  survey  work  was  done:    

Target  group/population:  

Name  of  Client  (organization  or  individual):        

 Address  of  Client:    

Total  No.  of  staff-­‐months  of  the  assignment:     Approx.  value  of  the  services  provided  by  your  firm  under  the  contract  (in  USD  currency  equivalent):  

If   work   was   carried   out   as   part   of   a   consortium  (involving  other   firms),   specify   associated  Consultants,  if  any,  and  specify  who  the  leading  firm  was:        

Name   of   senior   professional   staff   of   your   firm  involved   and   functions   performed   (indicate   most  significant   profiles   such   as   Project  Director/Coordinator,  Team  Leader).    Underline   the  staff   who  will   be   part   of   this   (Client)   Study   if   your  proposal  is  successful:              

Narrative  description  of  Project  including  sample  size  and  a  clear  description  of  sampling  methodology:              Description  of  actual  services  provided  by  your  staff  within  the  assignment  (e.g.  specify  if  questionnaire  design,  translations  into  local  languages,  sample  design,  training  of  enumerators,  enumeration/field  work,  data  entry,  data  analysis,  quality  control,  and  other  work  was  carried  out  by  your  firm  or  others):              

                       

<LIRNEasia>, 2015 Page 20 of 37

3)  Key  Personnel  /  Team  3.1  Team  Structure:  Provide  the  names  of  persons  that  will  fill  the  roles  that  are  mandatory  (one  person  may  take  up  more  than  one  role).   Add   other   roles   and   describe   responsibilities   as   desired.  Note   that   proposed   Team   Leader   shall   be   the  Client’s  primary  contact  person   for   the   full  duration  of   the  Study,   shall  be  a  permanent  employee  of   the   firm  leading   the  bid  and  handling   contracting   (i.e.   of   the  Authorized  Entity)   and   shall   not  be   replaced  or   removed  from   this   role   for   the  entire  duration  of   the  Study  without  explicit   authorization  of   the  Client.  Also  note   that  Team  Leader  should  be  the  person  directly  involved  in  supervising  the  day-­‐to-­‐day  activities  with  respect  to  the  Study.   Other   senior   staff   that   will   provide   broad   guidance   and   advice   should   be   listed   separately.      ROLE   Name   of   proposed   Team   Member  

and   proposed   physical   location  during  the  Study  

Tasks  Assigned  

1. Team  Leader   -­‐  -­‐  

-­‐ Team  leader  and  Client’s  primary  contact  person  for  duration  of  assignment  

-­‐ Etc.  2. Field  Manager   -­‐  

-­‐    

3. Etc.   (add   as  appropriate)  

-­‐    

4. ….    

-­‐    

   

<LIRNEasia>, 2015 Page 21 of 37

3.2  Key  personnel/team  member  qualifications  For  each  team  member   listed  above,  provide  details  of  qualifications  and  previous  experience   that  demonstrate  competency  in  carrying  out  specified/assigned  tasks.    Team  Leader  (No  more  than  1  page):                                                                                                      

<LIRNEasia>, 2015 Page 22 of 37

 

 

Field  Manager  (no  more  than  1  page)  :                                                                                                      

<LIRNEasia>, 2015 Page 23 of 37

Other  role  1  (no  more  than  ½  page)  :                                                    (duplicate  as  necessary;  no  more  than  ½  page  for  each  person/role)                                                          

<LIRNEasia>, 2015 Page 24 of 37

4)  Consultant’s  approach,  methodology  and  quality  assurance  The  Client   is   currently   considering   the   sampling  methodology/ies,   as  described   in   Section  3.2  of   this  RFP   (Client  Methodology).  Complete  the  form  below,  indicating  clearly  the  following:      Methodology  A,  as  proposed  by  the  Client:    

a) A  detailed  commentary  on  the  methodology  proposed  by  the  Client,  including  anticipated  problems.  The  bidder  may  present  ways  to  improve  this  methodology  (for  no  change  in  the  proposed  budget)  so  that  robustness  and  the  overall  quality  of  the  insights  gained  from  the  Study  may  be  improved.    

b) An   indicative   sample   size   is   provided   in   Section   3.2;   the   Consultant   should   use   this   as   a   guide   to  develop  a  more  detailed  sample  plan.    

c) Recommended  quality  control  mechanisms  that  will  be  carried  out  at  each  stage  of  the  Study  in  the  proposed  methodology,  with  explanations  

d) Any  other  comments,  concerns  of  suggestions  on  the  method  and/or  approach  to  the  overall  Study.            

Methodology  B  -­‐  Alternative  Methodology:  Bidders   are   encouraged   to   propose   an   alternate   methodology   which   can   achieve   the   study   objectives,   while  ensuring   precision   of   results   and   cost-­‐effectiveness,   this  method   should   be   detailed   in   the   box   provided   giving  justification  while  addressing  the  above  points  (a-­‐c).    No  more  than  2  pages  of  comments  and  discussions  on  each  proposed  methodology  will  be  read.  Methodology  A  -­‐  Discussion  and  comments  on  proposed  Client  Methodology                                                                  

<LIRNEasia>, 2015 Page 25 of 37

                                           Recommended  quality  control  mechanisms  for  Client  Methodology  (Methodology  A),  with  explanations                                                  

<LIRNEasia>, 2015 Page 26 of 37

Methodology  B  -­‐  Alternate  methodology  proposed  by  Bidder,  if  at  all  ,  with  justification                                                                                                          

<LIRNEasia>, 2015 Page 27 of 37

Recommended  quality   control  mechanisms   for  alternate  methodology   (Methodology  B)  proposed  by  bidder,   if  different  from  those  recommended  for  Methodology  A.                                    

<LIRNEasia>, 2015 Page 28 of 37

5)  Proposed  schedule  illustrated  in  a  Gantt  chart  The   time   required   for   finalizing   and   formatting   the   questionnaire,   translating   questionnaire   into   relevant   local  languages,  piloting  (field  testing)  of  questionnaires  and  making  subsequent  changes,  training  of  field  staff,  carrying  out  survey  implementation,  data  entry  and  clean  up,  data  analysis  and  top-­‐line  presentation  to  Client  are  minimum  activities  that  must  be  included  in  the  time  line.  Please  provide  separate  Gantt  charts  for  each  methodology    a)  Schedule  for  Client  Methodology  (Methodology  A)                                    b)  Schedule  for  Alternate  Methodology  Proposed  by  Bidder(Methodology  B)                                    

<LIRNEasia>, 2015 Page 29 of 37

6)  Responsibilities  of  the  Client  Please  indicate  any  responsibilities  of  the  Client  which  the  Bidder  foresees.    Responsibilities  of  the  Client                              

<LIRNEasia>, 2015 Page 30 of 37

ANNEX  2:  FINANCIAL  PROPOSAL  TEMPLATE      Methodology  A  -­‐  Proposed  cost  for  Client  Methodology        Total  Sample  Size     Total   Cost   in  

USD  Indicative  incremental  cost  of   each   additional   survey,  beyond   proposed   sample  size,   in   USD   (see   Note   1  below)  

     

         

Any  assumptions  used  in  arriving  at  above  costs  (including  assumptions  about  areas  where  the  survey  cannot  be  carried  out  due  to  security  reasons):    

Note  1:    This   information  will  only  be  used  by  the  Client  to  determine  the   feasibility  of   increasing  the  sample  size  beyond  what  is  proposed  by  the  Consultant.          Methodology  B  -­‐  Proposed  cost  for  Alternate  Methodology  Proposed  by  Bidder  Total  Sample  Size     Total  Cost  in  USD   Indicative   incremental   cost   of  

each   additional   survey,  beyond  proposed   sample   size,  in  USD  (see  Note  1)  

       

           

Total      

N/A          

Any  assumptions  used  in  arriving  at  above  costs:    

Note  1:    This   information  will  only  be  used  by  the  Client  to  determine  the  feasibility  of   increasing  the  sample  size  beyond  what  is  proposed  by  the  Consultant.      

<LIRNEasia>, 2015 Page 31 of 37

ANNEX  4:  DRAFT  REQUEST  FOR  PROPOSALS  

CONTRACT

BETWEEN <<<Full name of Consultant>>>

<<<Registered Address>>>

<<<Registered Address>>>

AND

LIRNEasia, 12 Balcombe Place, Colombo 0800 Sri Lanka

for the conduct of

STUDY TO ASSESS POTENTIAL OF NOFN FOR RURAL CONNECTIVITY IN INDIA

<<Date>>

<LIRNEasia>, 2015 Page 32 of 37

CONTRACT

THIS CONTRACT (hereinafter called the “Contract”) is entered into this <<date>>by and between LIRNEasia, having its principal place of business at 12 Balcombe Place, Colombo 0800, Sri Lanka (hereinafter called the “Client”) and <<<Name of the Consultant>>>, having its principal office located at <<<Address of Consultant>>> (hereinafter called the “Consultant”),

WHEREAS,

a) The Client has requested the Consultant to provide certain consulting services as defined in this Contract (hereinafter called the “Services”); and

b) The Consultant, having represented to the Client that it has the required professional skills, and personnel and technical resources, has agreed to provide the Services on the terms and conditions set forth in this Contract.

NOW THEREFORE THE PARTIES hereby agree as follows:

1. The following documents attached hereto shall be deemed to form an integral part of this Contract: (a) General Conditions of Contract;

(b) Appendix A: Description of Services

(c) Appendix B: Schedule of Payment  

2. The mutual rights and obligations of the Client and the Consultant shall be as set forth in the Contract, in particular: (a) The Consultant shall carry out the Services in accordance with the provisions of the

Contract; and

(b) The Client shall make payments to the Consultant in accordance with the provisions of the Contract.

For and on behalf of:

LIRNEas ia

Helani Galpaya, CEO (LIRNEasia) Date

For and on behalf of :

<<<Consultant>>>

<<<Name of signatory>>> Date

<<<Designation of signatory>>>

<LIRNEasia>, 2015 Page 33 of 37

GENERAL CONDITIONS OF CONTRACT

1. Services The Consultant shall perform the services specified in Appendix A, “Description of Services,” which is made an integral part of this Contract (“the Services”).

2. Term The Consultant shall perform the Services according to the timeline set out in Appendix A, “Description of Services,” of the Contract, or any other period as may be subsequently agreed by the parties in writing.

3. Payment

3.1. Ceiling For Services rendered pursuant to Appendix A, “Description of Services,” the Client shall pay the Consultant an amount not to exceed <<<Total value of contract in words>>> United States Dollars (USD<<amount in numbers>>). This amount has been established based on the understanding that it includes all of the Consultant’s costs including all relevant taxes.

3.2. Schedule of payments

For services rendered pursuant to the conduct of STUDY TO ASSESS POTENTIAL OF NOFN FOR RURAL CONNECTIVITY IN INDIA, the client shall pay the consultant as per Appendix B, “Schedule of Payments.”

3.3. Payment conditions

Payment shall be made in United States Dollars (USD) in accordance with Appendix B. The Client shall not be responsible for any currency fluctuation in the Consultant’s foreign currency denominated costs during the course of the Contract.

4. Performance Standards

The Consultant undertakes to perform the Services with the highest standards of professional and ethical competence and integrity.

5. Copyright and Use

5.1. Copyright and ownership of Material

Any data, study reports or other material, graphic, software or otherwise (“the Material”), collected or prepared by the Consultant specifically for the Client under the Contract shall belong to and remain the property of the Client. Client grants to Consultant a license to retain all survey or project results in its databases used by Consultant for benchmarking and validation of Consultant’s analyses, provided that such materials are available solely on the basis that no respondent is personally identifiable in any manner in the Consultant’s databases.

5.2. Use and Publication of Material

(a) Subject to Clause 5.2(b), the Client may use and publish the Material in any way that it wishes.

(b) The Materials may not be used in legal proceedings. Client will not use or publish the Material in a misleading manner. Any conclusions drawn from the data will be the sole responsibility of the Client.

(c) The Client may enter into contracts with third parties (“Third Parties”) which will result in the insertion of specific questions in the questionnaire. The Client reserves the right to vest ownership of the data resulting from those questions with the Third Parties. This data is to be treated as highly confidential, and, except as provided in Clause 5.1, may not be used in any manner by the Consultant, without prior written permission of the Client. The Client will

<LIRNEasia>, 2015 Page 34 of 37

indicate in writing to the Consultant which questions are to be treated in this manner if any. Any Third Party use of such data shall be subject to the terms of this Contract.

6. Ethical standards Before an individual becomes a participant in the research detailed in Appendix A, “Description of Services,” (a “Subject of Research”), he/she shall be notified of:

a) The aims, methods, anticipated and potential hazards of the research, if any;

b) His/her right to abstain from participation in the research and his/her right to terminate at any time his/her participation; and

c) The confidential nature of his/her replies

No individual shall become a Subject of Research unless he/she is given the notice referred to in the preceding paragraph and provides a freely given consent that he/she agrees to participate. No pressure or inducement of any kind shall be applied to encourage the individual to become a Subject of Research.

Proof of notification of the above (6a-6c) will be obtained by way of obtaining the subject’s signature or for illiterate subjects some other suitable way determined in consultation with the Client

The identity of individuals from whom information is obtained in the course of the research shall be kept strictly confidential. At the conclusion of the term of the Contract, any information that reveals the identity of individuals who were Subjects of Research shall be destroyed unless the individual concerned has consented otherwise in writing. No information revealing the identity of any individual shall be included in the final report or in any other communication prepared in the course, or as a result of the research, unless the individual concerned has consented in writing to its inclusion beforehand.

Where subjects are to be photographed, prior consent from the subjects will be obtained and documented.

Where contact information is to be obtained and recorded from the subjects, prior consent from the subjects to record this information on behalf of the Client will be obtained and documented.

When children are involved in the research, in addition to the requirements set out in the preceding paragraphs being complied with, children shall not be allowed to participate unless:

i. Their parents or legal guardians have been counseled with respect to the children’s participation in accordance with paragraphs 6(a), 6(b) and 6(c); and

ii. Their parents or legal guardians have given their free, explicit, and informed consent to the participation of the children in the research.

Parents or legal guardians shall have the right to withdraw their children from the research at any time.

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7. Extension of contract

This contract may be extended, subject to written agreement between the Consultant and the Client.

8. Assignment The Consultant shall not assign this Contract or sub-contract any portion of it without the Client's prior written consent. In the event that the Consultant sub-contracts any portion of the Contract to third parties (Sub-contracted Parties), the Client should be informed in writing of such Sub-contracted Parties before the Sub-contracted Parties are contracted by Consultant; credentials of the Sub-contracted Parties along with details of any prior working experience with Consultant should be provided to the Client; any objections by the Client shall be raised within five (5) working days. The Consultant shall ensure that all terms and conditions on this Contract are enforced upon such Sub-contracted Parties.

9. Law Governing Contract and Language

The Contract shall be governed by the laws of <<Sri Lanka OR the Republic of Singapore>>, and the language of the Contract shall be English.

10. Termination By the Client

The Client may terminate this Contract in case of the occurrence of any of the events specified in paragraphs (a) through (f) of this Clause. In such an occurrence the Client shall give not less than thirty (30) days’ written notice of termination to the Consultant, and forty (40) days’ in the case of the event referred to in (e).

(a) If the Consultant does not remedy a failure in the performance of their obligations under the Contract or does not ensure quality of service expected under this contract, within thirty (15) days after being notified or within any further period as the Client may have subsequently approved in writing.

(b) If the Consultant becomes insolvent or bankrupt.

(c) If the Consultant, in the judgment of the Client has engaged in corrupt or fraudulent practices in competing for or in executing the Contract.

(d) If, as the result of Force Majeure, the Consultant is unable to perform a material portion of the Services for a period of not less than sixty (60) days.

(e) If the Consultant fails to comply with any final decision reached as a result of any dispute resolution proceedings.

11. Termination By the Consultant

Notwithstanding anything to the contrary contained in these terms and conditions or any other agreements between the Parties hereto, the Consultant may without prejudice to any legal right or remedy which may be available to it for any breach or nonobservance by the Client of these terms and conditions, terminate this Contact by giving not less than thirty (30) days’ written notice of termination to the Client, on any one or more of the following grounds:

(a) If the Client is in breach of the Client's obligations hereto.

12. Limitation of Liability

Consultant shall refund any fees paid for project deliverables that it fails to deliver. Consultant shall use reasonable efforts to correct errors Client identifies in information Consultant has delivered. If Client returns all copies of

<LIRNEasia>, 2015 Page 36 of 37

uncorrectable erroneous information delivered by Consultant, Consultant shall reimburse Client for its proven actual damages from such errors, up to an aggregate maximum not to exceed Consultant’s charges for the erroneous information. Except for the liabilities specifically assumed in the foregoing sentences, the indemnification provisions of this Agreement and for breaches of confidentiality, neither party shall otherwise be liable, in contract, tort (including negligence) or otherwise, for any loss, expense or damage of any kind including, without limitation, direct, special, incidental or consequential damages, due to any failure to furnish or delay in furnishing any services, any errors in any services, project deliverables or data, or their use by Client or others. These remedies are exclusive.

<LIRNEasia>, 2015 Page 37 of 37

LIST OF APPENDICES

Appendix A: Description of Services <<as specified in the RFP, with adjustments according to the final agreed upon study parameters>>

Appendix B: Schedule of Payments <<as specified in the RFP, with adjustments according to the final agreed upon study parameters>>