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NMR and Isotopic Fingerprinting for Food Characterisation 2007 EUR 22724 EN EUROPEAN COMMISSION Joint Research Centre DIRECTORATE-GENERAL Institute for Health and Consumer Protection Authors R. M. Alonso-Salces, J. M. Moreno-Rojas, V. M. Holland, F. Reniero, C. Guillou, F. Serra, N. Segebarth

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Page 1: Report NMR Isotopic Fingerprinting foodfinal2publications.jrc.ec.europa.eu/repository/bitstream... · In contrast the Nuclear Magnetic Resonance (NMR) fingerprinting aims at establishing

NMR and Isotopic Fingerprinting

for Food Characterisation

2007 EUR 22724 EN

EUROPEAN COMMISSION

Joint Research CentreDIRECTORATE-GENERAL

Institute for Health and Consumer Protection

Authors

R. M. Alonso-Salces, J. M. Moreno-Rojas, V. M. Holland, F. Reniero, C. Guillou, F. Serra, N. Segebarth

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European CommissionJoint Research Centre (DG JRC)Institute for Health and Consumer Protection (IHCP)Physical and Chemical Exposure Unit (PCE) / BEVABSVia Enrico Fermi, Bld. 28f, TP 281I-21020 Ispra (VA), Italy

Tel.: +0039 0332 78 6568Fax: +0039 0332 78 9453

Email: [email protected]: http://ihcp.jrc.cec.eu.int/

Authors: R. M. Alonso-Salces, J. M. Moreno-Rojas, V. M. Holland, F. Reniero, C. Guillou, F. Serra, N. SegebarthCover: José-Joaquín Blasco

Legal NoticeNeither the European Commission nor any person acting on behalf of the Commission is responsible for the use that might be made of the information contained in this production.

EUR 22724 EN

ISSN 1018-5593

ISBN 978-92-79-05309-2

© European Communities, 2007

Printed in Italy

OUR MISSION

The mission of the Joint Research Centre is to provide customer-driven scientific and technical support for the conception, development, implementation and monitoring of European Union policies. As a service of the European Commission, the Joint Re-search Centre functions as a reference centre of science and technology for the Union. Close to the policy-making process, it serves the common interest of the Member States, while being independent of special interests, whether private or national.

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NMR AND ISOTOPIC FINGERPRINTING FOR FOOD CHARACTERISATION

R.M. Alonso-Salces, J.M. Moreno-Rojas, V.M. Holland,

F. Reniero, C. Guillou, F. Serra, N. Segebarth

1. NMR and Isotopic fingerprinting

2. Applications in the food sector

2.1. Food authenticity and traceability

- Wild or farmed origin of salmon

- Wild or farmed origin of Gilthead Sea Bream (Sparus aurata)

- Polyunsaturated Fatty Acids in fish oils: Specie and farming origin

- Natural or synthetic origin of tartaric acid

2.2. Food process quality control

3. A case study: Characterization of PDO olive oils by NMR and IRMS 10

- Influence of the year of production on the PDO olive oils

- PDO olive oils classification by country

- Italian PDO olive oils classification by region

- Binary classification of olive oils related to the membership to a

certain PDO: “Rivera Ligure”

- 1H-NMR of the unsaponifiable fraction of olive oils for the

determination of geographical origin

Conclusions

Bibliography

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1. NMR and Isotopic fingerprinting

Numerous analytical methods have been developed during the past decades

and have proven to be extremely efficient, for instance, in the case of single, high

purity compounds for the measurements of concentration and/or structure elucidation.

However, real-world applications often require the characterization of complex

mixtures containing tens to thousands of compounds, such as biofluids, food matrices,

industrial products, etc. The complete characterisation of such mixtures would be

tedious, not to say impossible in the case of mixtures containing hundreds of

compounds, and certainly unfeasible for monitoring purposes. In fact, one can

concentrate on one or a few molecules which entail the non-negligible issue of the

choice of the molecules of interest, and therefore require an a priori knowledge.

Nevertheless this approach usually requires molecular separation and purification,

which is time, money and human resource consuming.

In contrast the Nuclear Magnetic Resonance (NMR) fingerprinting aims at

establishing a holistic approach: the mixture is submitted to the NMR experiment as a

whole. A simple quantification of the major compounds, which are characterised by

one or several signals in the NMR spectrum, can be performed. This type of analysis

is particularly attractive for several reasons: it is non-destructive, non selective and

cost effective; requires little or no sample pre-treatment; uses small amounts of

organic solvents or reagents; and typically takes only a few minutes per sample.

The spectra of complex mixtures show hundreds of signals, coming from

numerous molecules. This and the overlap of signal make it difficult to extract

information, either “visually” or by simple processing of the data. The most effective

way to analyse these “holistic profiles” is by using chemometric tools which enable

the visualisation of the data in a reduced dimension and the classification of the

samples into established classes based on inherent patterns in a set of spectral

measurements. Moreover, these techniques also allow to trace the NMR spectral

variables responsible of this classification, and thus, identify molecular markers of

interest.

Isotopic measurements such as Isotopic Ratio Mass Spectroscopy (IRMS) or

Site-specific Natural Isotopic Fractionation (SNIF-NMR) provide few variables, but

these contain unique information on geographical origin and metabolic or production

pathways. Thus, isotopic measurements provide complementary data to NMR

fingerprinting.

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2. Applications in the food sector

The food sector deals with several complex issues, such as process quality

control, food authenticity and traceability, identification of GMO (genetically

modified organisms). Therefore, NMR technique or isotopic fingerprinting methods,

together with multivariate data analysis, are becoming increasingly important in these

sectors, mainly due to their advantages in terms of cost and efficiency.

2.1. Food authenticity and traceability

Food authenticity and food traceability is of great concern to the consumer,

food processor, retailer and regulatory bodies. For instance, one authenticity issue of

emerging importance is geographic origin, with some selected products permitted to

be marketed using a Protected Designation of Origin (PDO), Protected Geographical

Indication (PGI) or Traditional Specialty Guaranteed (TSG) label on the basis of their

area of production. However, given the financial benefits associated with such labels,

it is very likely that economic frauds occur (e.g. labeling a non-PDO product as a

PDO one).

Isotopic and NMR methods are used for supporting EU policies concerning

the origin of agricultural products. These methods can be used to provide objective

analytical parameters in order to develop a European system for protecting foodstuffs

produced according to certain quality standards such as those of a PDO, PGI or TSG.

In this context, NMR can be used to generate reference fingerprints for these

products. Hence, profiles of suspected counterfeit products can be compared with

these reference data, and fraud be identified.

This system will strengthen the protection of geographical indications and

designations of origin of agricultural products and foodstuffs [Regulation (EEC) No

2081/92], as well as the rules on certificates of specific character for agricultural

products and foodstuffs [Regulation (EEC) No 2082/92]). Furthermore, these methods

will be adapted for control and traceability of organic production methods.

In the EU there is a continuous effort being made for the protection of

products from specific geographical origin, whether applied to wine, cheese or other

goods. Besides food safety and compliance with labeling, the European consumers are

also putting more attention on genuineness and traceability of the food products. This

is especially true for products labeled as “Organic” and “Designated Origin” that

usually sold at higher prices. Therefore, new analytical methods need to be developed

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to prove the authenticity of a range of high added value food and beverage products.

Typically, these methods aim to verify the geographic, botanic or varietal origin, the

production process, or the “organic” or “bio” origin of foodstuffs. NMR

fingerprinting methods seem particularly promising in this context, and examples of

applications to coffee,1 tea,2 oils,3-5 fruit juices6 and ciders7 or fish8 can be found in

recent literature. It is worth noting the growing interest of these techniques in the field

of genetically modified organisms (GMO), in the attempt to discriminate between

wild and transgenic plants9,10; or to determine whether the introduction of a gene

induces biochemical changes, or the so called “unintended effects”.11

Many of the previous concerns have been addressed the Food and Quality

Priority of the EU Framework VI research programme. In particular, the TRACE

project was born; (http://www.trace.eu.org), due to the necessity to provide a

‘traceability infrastructure’, that can trace and confirm the origin of a particular

foodstuff. TRACE intends to create a cost-effective system that can identify where

and how foodstuffs are produced, focusing mainly on products labeled “as of

designated origin or organic” for which a combination of the latest methods in

geochemistry, analytical chemistry, statistics, etc. have been applied to identify where

and how foodstuffs were produced. In this context, TRACE will study the relationship

between markers and profiles (isotopic elements, for instance) of a particular food,

and those found in the local environment, i.e., plant and animal tissues. The aim is to

build models based on statistics to develop food maps, indicating the specific

characteristics expected for a given food product coming from a specific area. In this

project, BEVABS in the Joint Research Centre is developing and assessing the NMR

and isotopic fingerprinting tools for instance on olive oils.

In this projects BEVABS has also carried out similar fingerprinting

approaches to the characterization of fish and certain food additives as illustrated

bellow.

Wild or farmed origin of salmon

The salmon market has an important, fast growing role in the economy of the

European Union. According to the Commission Regulation (no. 2065/2001), fish on

sale within the European market should comply with specific labeling regarding the

production method (wild or farmed) and the geographical origin whether farmed or

caught wild. This is also required for all fish products on the market. In this context, a

RTD project (COFAWS: http://www.eurofins.com/research-

development/cofaws/index.asp) was funded by the European Union in order to

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develop analytical methods for establishing the geographical origin and the type of

production of salmons.

The application of fingerprinting methods, 13C-IRMS, 15N-IRMS, 1H-NMR

and 13C-NMR, on fish oil and fish muscle samples, together with multivariate

statistical techniques allow the discrimination between wild and farmed salmon

(Figure 1) and the identification of their geographical origin.

Figure 1. LDA-plot obtained with 13C-IRMS, 15N-IRMS, 1H-NMR and 13C-NMR

data of salmon oil and muscle.

Wild or farmed origin of Gilthead Sea Bream (Sparus aurata)

Continuous flow isotope ratio mass spectrometry (CF-IRMS) has been used to

analyze samples of gilthead sea bream (Sparus aurata) of known geographical origin

from wild and farmed sources. δ13C and δ15N values have been measured on muscle

samples as these are the most informative parameters regarding the diet of the fish.

Both of these stable isotopes were indicators of the origin of the fish (Figure 2). The

proposed methodology offers a cost- and time-effective alternative to other analytical

techniques in identifying wild and farmed fish.

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Figure 2. Stable isotopes values of δ13C and δ15N in wild and farmed Gilthead Sea

Bream. (Moreno et al., Rapid Comm. Mass Spectrom., 21, 207-211, 2007)

Polyunsaturated Fatty Acids in fish oils: Specie and farming origin

1H-NMR spectroscopy was used to study the polyunsaturated fatty acids

(PUFA) in fish oil from cod and salmon, and how diet as well as the environment in

which the fish was raised affects them. Thus, higher levels of all kinds of unsaturated

fatty acids (UFA) were found in cod oils than in salmon oils (Figure 3A). Moreover,

oils from wild cod tended to present higher levels of DHA, ω-3 and PUFA than those

from farmed cod, but lower levels of UFA, which implies lower levels of

monounsaturated FA.

Regarding wild and farmed salmon, their oils presented completely different

UFA, PUFA, ω-3 and DHA contents (Figure 3B). In general farmed salmon oils

seemed to present lower concentrations of PUFAs than wild (Figure 3C).

The effect of diet on the PUFAs profile of farmed salmon was also studied,

observing that certain diets yielded higher levels of PUFAs in farmed than in wild

samples: F4 and F6 in (Figure 3C). It can also be seen that the ratio DHA to ω-3

PUFAs was affected by the diet (country 4) (Figure 3D).

Regarding the geographical origin of salmons, two distinct PUFA profiles

were observed in farmed salmon (Figure 3E), whereas wild salmon oils did not

present significantly different FA profiles according to their country of origin. In

addition, no seasonal effect was noted on the levels of any kind of UFA in wild or

farmed salmon oils.

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Hence, 1H-NMR has proven to be a powerful and versatile tool in this study.

Its potential as an analytical tool for the identification of the fish species, the influence

of diet and farming practices on fish oil, as well as its geographical origin is evident.

So, further exploration into these aspects could prove very interesting both from a

nutritional and an aquaculture perspective.

Country 6Country 1

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Salmon Cod

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DHA(A)

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Figure 3. Polyunsaturated Fatty Acids in salmon and cod oils.

Natural or synthetic origin of tartaric acid

Due to the ever-increasing amount of attention being paid to the ‘naturalness’

of ingredients in food and beverages by both consumers and controlling authorities,

the search for suitable methods for the characterisation of origin is of primary

importance.

Within the European Community the wine production industry is often faced

with the problem of origin control of tartaric acid. This has led to the decision that

only L-tartaric acid extracted from grapes (therefore natural) should be used. In order

to implement these regulations, a screening of different techniques has been carried

out to assess the methodology that best identifies the origin of tartaric acid. It has

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already been indicated in scientific literature that isotope ratio mass spectrometry is an

ideal technique for this type of identification. In this study, 13C and 18O stable isotope

ratios are used to discriminate between L-tartaric acids from different sources. The bi-

plot of these isotopes ratios shows a clear discrimination between natural and

synthetic samples (Figure 4).

-33

-31

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-19

-170.00 5.00 10.00 15.00 20.00 25.00 30.00 35.00

Synthetic Tartaric AcidNatural Tartaric Acid

δ18O

δ13C

Figure 4. Stable isotopes values of δ13C and δ18O in synthetic and natural tartaric acid.

2.2. Food process quality control

The idea of food control is at the base of the Communication COM(93)360

establishing the European Office for Wine, Alcohol and Spirit Drinks (BEVABS) to

fight major fraud in the wine, alcohol and spirit drinks area. Isotopic analysis (IRMS

and SNIF-NMR) is performed on reference wines and the resulting data are entered

into a European Wine Databank to be used for quality control, data validation and

arbitration of disputes.

In the sector of alcoholic beverages, MAST (DG-JRC, IHCP) has also recently

been asked by DG TAXUD to initiate a NMR fingerprinting study on the analysis and

characterization of alcoholic products (ACAP), with a special attention on “designer

drinks” and on the origin of their ethanol content (fermented, distilled or obtained by

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inverse osmosis), for the resolution of the issue of divergent classifications of

alcoholic beverages for excise duties.

Figure 5. Examples of 1H NMR fingerprints of alcoholic beverages.

Examples of the (potential) application of these analytical techniques to

quality control in food processing include the production of beers,12-15 coffee,1

ginseng preparations16 or fruit juices.17,18 In the case of beers, it has been shown that

multivariate analysis of 1H NMR spectra could be used to discriminate beers made

from barley or wheat malt13, ales and lagers (reflecting the fermentation type),14,15 and

between production sites.12,13 Furthermore, beers with quality defects (spoiled beers)

can be identified.13 These techniques have also been tested to study the effects of

cultivar, climate, soil and cultural practises (“terroir”) on the grapes used for

winemaking.19

Austrian white wine

1.52.02.53.03.54.04.55.05.56.06.57.07.58.08.5 ppm

Glycerol

Tuborg beer

Bacardi Breezer orange

Glycerol

Glycerol

EtOH EtOH

EtOH

EtOHEtOH

EtOHHDO

HDO

HDO

Lactate

AlanineAcetate

Sucrose Sucroseβ-Glucose Sugars

Citrate

Maltose

MaltoseMaltose

Maltose + Dextrins Polyphenols

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3. A case study: Characterization of PDO olive oils by NMR and IRMS

Olive oil is of significant importance as a high added value agricultural

product for the European Union, in both commercial and nutritional terms. Spain,

Italy and Greece, account for 79% of the world production and 71% of the world

consumption. PDO olive oils are sometimes subject to adulteration with olive oils that

do not fulfill the PDO requirements. For this reason validated methods which allow us

to guarantee the authenticity and traceability of PDO olive oils are essential. The

authentication of olive oils with respect to their geographical, botanical and varietal

origin has been studied using various analytical approaches: NMR (1H, 13C, 31P), NIR

spectroscopy, IRMS, LC-MS, GC-MS3, 20-22. However, most of these studies

considered a limited number of samples and geographical areas.

As a TRACE partner and contributing to its goal, BEVABS is carrying out

further research on extra virgin olive oils. The aim of this study is to enable the

geographical characterization of olive oils by NMR and IRMS. For this purpose,

BEVABS in collaboration with other partners (TRACE project and scientific

contacts) has collected a statistically significant number of authentic PDO extra-virgin

olive oils from EU and non EU countries (716 samples) during two seasons, 2005 and

2006. In 2005, we collected olive oils from Italy (226 (63 from Liguria), Spain (72),

Greece (43), Turkey (14) and France (9); whereas in 2006 samples were from Italy

(252 (79 from Liguria), Spain (38), Greece (46), France (10) and Cyprus (6). The

Italian samples were representative of the olive oil producing areas, which are

markedly influenced by the different climatic and environmental factors from the

North to the South of the country.

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[ppm]6 5 4 3 2 1 [ppm]6 5 4 3 2 1 7 [ppm]6 5 4 3 2 1 [ppm]6 5 4 3 2 1 7 [ppm]6 5 4 3 2 1 [ppm]6 5 4 3 2 1 7

[ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4

[ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4

[ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5

[ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2

[ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7

[ppm]6 5 4 3 2 1 [ppm]6 5 4 3 2 1 7 [ppm]6 5 4 3 2 1 [ppm]6 5 4 3 2 1 7 [ppm]6 5 4 3 2 1 [ppm]6 5 4 3 2 1 7

[ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4

[ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4

[ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5

[ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2

[ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30 [ppm]5.45 5.40 5.35 5.30

[ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]4.4 4.3 4.2 4.1 4.0 3.9 3.8 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4 [ppm]2.9 2.8 2.7 2.6 2.5 2.4

[ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4 [ppm]1.2 1.0 0.8 0.6 0.4

[ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5 [ppm]5.0 4.9 4.8 4.7 4.6 4.5

[ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2 [ppm]1.5 1.4 1.3 1.2

[ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7 [ppm]2.2 2.1 2.0 1.9 1.8 1.7

Chemical shifts Compound Chemical shifts (ppm)Carbon

2.74 – 2.90=CH-CH2-CH=Linoleic and linolenic acid 2.74 – 2.90=CH-CH2-CH=GlycerylGlycerylGlyceryl

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

GlycerylGlycerylGlycerylAll unsaturated FA

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2--(CH2)n-CH=CH-CH2-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2-COOR-(CH2)n-CH=CH-CH2-COOR

All acyl chains, except linolenic

All unsaturated FA

Linolenic acidAll acyl chainsAll acyl chains

All acyl chains

Chemical shifts Compound Chemical shifts (ppm)Carbon

2.74 – 2.90=CH-CH2-CH=Linoleic and linolenic acid 2.74 – 2.90=CH-CH2-CH=GlycerylGlycerylGlyceryl

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

GlycerylGlycerylGlycerylAll unsaturated FA

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2--(CH2)n-CH=CH-CH2-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2-COOR-(CH2)n-CH=CH-CH2-COOR

All acyl chains, except linolenic

All unsaturated FA

Linolenic acidAll acyl chainsAll acyl chains

All acyl chains2.74 – 2.90=CH-CH2-CH=Linoleic and linolenic acid 2.74 – 2.90=CH-CH2-CH= 2.74 – 2.90=CH-CH2-CH=Linoleic and linolenic acid 2.74 – 2.90=CH-CH2-CH=

GlycerylGlycerylGlyceryl

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

GlycerylGlycerylGlycerylAll unsaturated FA

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

GlycerylGlycerylGlyceryl

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

GlycerylGlycerylGlycerylAll unsaturated FA

4.10 – 4.194.26 – 4.335.24 – 5.285.30 – 5.44

C1,3 protonsC1,3 protonsC2 proton-CH=CH-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2--(CH2)n-CH=CH-CH2-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2-COOR-(CH2)n-CH=CH-CH2-COOR

All acyl chains, except linolenic

All unsaturated FA

Linolenic acidAll acyl chainsAll acyl chains

All acyl chains

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2--(CH2)n-CH=CH-CH2-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2-COOR-(CH2)n-CH=CH-CH2-COOR

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2--(CH2)n-CH=CH-CH2-

0.85 - 0.910.95 – 1.001.20 – 1.401.611.97 – 2.122.28 – 2.34

-CH3

-CH3

-(CH2)n--(CH2)n-CH2-COOR-(CH2)n-CH=CH-CH2-COOR

All acyl chains, except linolenic

All unsaturated FA

Linolenic acidAll acyl chainsAll acyl chains

All acyl chains

All acyl chains, except linolenic

All unsaturated FA

Linolenic acidAll acyl chainsAll acyl chains

All acyl chains

Figure 6. 1H-NMR spectrum of an olive oil and the chemical shifts of the main

signals.

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The 1H-NMR and 1H and 13C-IRMS fingerprints of these PDO olive oils were

analysed by exploratory data analysis techniques, such as Principal Component

Analysis (PCA); and supervised pattern recognition techniques, such as Linear

Discriminant Analysis (LDA) and Partial Least Squares Discriminant Analysis (PLS-

DA), in order to identify the geographical origin of PDO olive oils at different levels

such as the country and the region levels, as well as to obtain binary classifications

regarding the olive oils as belonging or not belonging to a certain PDO or region (the

goal of the TRACE project).

NMR spectra of olive oils were recorded, processed (Fourier transform, phase

and baseline corrections, calibration) and integrated (buckets of 0.02 ppm), resulting

in a data sets with 342 variables (buckets). In Figure 6, the NMR spectrum of an olive

oil is shown and the main signal listed in the table below.

The models obtained by the pattern recognition techniques were validated by

cross-validation, and evaluated by their recognition (the percentage of the samples in

the training set correctly classified) and prediction (the percentage of the samples in

the test set correctly classified) abilities. For LDA, a variable selection procedure,

consisting of modified best subset selection and forward stepwise selection, was

performed previous to the modeling step. Whereas, PLS-DA processing was applied

on the whole NMR spectra.

Influence of the year of production on the PDO olive oils

Taking the 1H-NMR data, a seasonal influence of the year of production of

olive oils is observed in the bidimensional plot obtained by PCA (Figure 7), the two

groups of olive oils, being partially overlapped. This is probably due to

environmental, agricultural (olive trees production alternates: one year it is high, the

next it is low) and climatic factors affecting the olive cultivars, which certainly can

vary between seasons.

Regarding the origin of the olive oil, 70% of the samples were Italian, and the

other 30% from countries in the same Mediterranean region. It would therefore seem

that seasonal aspects affected all samples in the same way regardless of the country of

origin. In the same way, Ligurian and non-Ligurian olive oils from both seasons

overlapped. Hence, the effect of seasonal variability is also included in the data.

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-3 -2 -1 0 1 2 3

PC 1 (31.8% of total variance)

-3

-2

-1

0

1

2

3

PC 3

(13.

2% o

f tot

al v

aria

nce)

Year 2005Year 2006

-3 -2 -1 0 1 2 3

PC 1 (31.8% of total variance)

-3

-2

-1

0

1

2

3

PC 3

(13.

2% o

f tot

al v

aria

nce)

-3 -2 -1 0 1 2 3

PC 1 (31.8% of total variance)

-3

-2

-1

0

1

2

3

PC 3

(13.

2% o

f tot

al v

aria

nce)

Year 2005Year 2006Year 2005Year 2006Year 2005Year 2006Year 2005Year 2006

Figure 7. PCA applied to 1H-NMR data of olive oils collected in two years, 2005 and

2006.

PDO olive oils classification by country

Olive oils (671 samples) coming from the main producing countries, i.e., Italy

(473), Spain (110) and Greece (88), and collected in both years, were analysed by 1H-

NMR. Their 1H-NMR spectra (342 variables) were submitted to LDA and PLS-DA,

obtaining the classification results presented in tables 1 and 2 and Figure 8.

.

LDA (19 var) Recognition ability (%) Prediction ability (%)

Italy 96.7 95.3

Spain 76.4 70.9

Greece 86.9 85.2

Table 1. Recognition and prediction abilities for the classification of olive oils

according to the country of origin, obtained by LDA

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PLS-DA Recognition ability (%) Prediction ability (%)

Italy 97.9 95.1

Spain 78.6 70.9

Greece 87.5 76.1

Table 2. Recognition and prediction abilities for the classification of olive oils

according to the country of origin, obtained by PLS-DA.

Italy Spain Greece-4 -2 0 2 4 6 8

Root 1

-8

-6

-4

-2

0

2

4

6

Roo

t 2

Italy Spain Greece

Italy Spain Greece-4 -2 0 2 4 6 8-4 -2 0 2 4 6 8

Root 1

-8

-6

-4

-2

0

2

4

6

Roo

t 2

Figure 8. LDA applied to 1H-NMR data of Italian, Spanish and Greek olive oils.

The results obtained by both multivariate techniques are similar, this fact

implies that the results are reliable. More than 95% of Italian olive oils are classified

correctly. However, these results are biased to a certain extent, due to the unbalanced

number of samples in each class; there were four times more Italian samples than the

other countries. Despite of this drawback, the classifications for Greek and Spanish

olive oils are promising, once the classes are equilibrated.

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Furthermore, the olive oils from 2005 were analyzed for isotopic D/H and 13C/12C ratios by IRMS. The information provided by these technique was added to

that provided by 1H-NMR.

LDA (14 NMR var) PLS-DA Recognition ability (%) NMR NMR+IRMS (13C) NMR NMR+IRMS (2H + 13C)

Italy 96.4 96.9 99.3 99.3

Spain 83.3 85.4 91.5 91.5

Greece 87.2 90.7 100.0 100.0

Prediction ability (%)

Italy 94.7 94.7 96.0 95.1

Spain 78.3 84.1 83.1 87.3

Greece 81.4 88.4 74.4 95.3

Table 3. Recognition and prediction abilities for the classification of olive oils

according to the country of origin, obtained by LDA and PLS-DA.

In LDA, the isotopic ratio D/H was not significant for the classification of the

olive oils according to their country of origin, whereas the 14 NMR buckets together

with the isotopic ratio 13C/12C achieved better results than NMR data alone (Table 3).

However, the best classifications were obtained by PLS-DA, which uses the whole 1H-NMR spectrum and both isotopic measurements. With this technique, Greek olive

oils are perfectly recognized by the classification model; and over 99% of Italian

samples, also the prediction abilities for both countries are higher than 95%. The PLS-

DA model for Spanish olive oils obtained considerably better classifications (91% and

87% of recognition and prediction abilities, respectively) than the LDA model.

Italian PDO olive oils classification by region

Italian PDO olive oils (225 samples) from 2005 were analyzed by 1H-NMR and

IRMS, and LDA was used for the multivariate analysis of the data. The best results

were achieved when both isotopic ratios, D/H and 13C/12C, were used in combination

with the selected NMR variables (Table 4). Due to the unbalanced number of samples

in each class, the classification abilities of the model for the regions with a lower

number of samples, i.e. Molise & Abruzzo, Campagna and Calabria were around 50%

or less. In contrast, Liguria and Lazio & Umbria presented recognition and prediction

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abilities higher than 90%. Regarding the regions of Lago di Garda, Puglia and Sicilia,

encouraging results were achieved (more than 70% of correct classifications), taking

into account the unbalanced number of samples in these classes.

Recognition ability (%) Prediction ability (%) Italian regions n NMR (7 var) NMR + IRMS NMR (6 var) NMR + IRMS

Lago di Garda 18 52.8 80.6 33.3 72.2

Liguria 62 98.4 98.4 98.4 96.8

Molise & Abruzzo 19 23.7 52.6 15.8 31.6

Lazio & Umbria 47 86.2 92.6 80.9 93.6

Campagna 7 71.4 100.0 71.4 57.1

Puglia 28 73.2 83.9 71.4 78.6

Calabria 13 50.0 57.7 38.5 53.8

Sicilia 31 71.0 75.8 71.0 74.2

Table 4. Recognition and prediction abilities for the classification of Italian olive oils

according to the region of origin, obtained by LDA and PLS-DA.

Binary classification of olive oils related to the membership to a certain PDO:

“Rivera Ligure”

1H-NMR spectra and the isotopic D/H and 13C/12C ratios of the PDO olive oils

from 2005 were analyzed by LDA and PLS-DA in order to differentiate olive oils

from a certain PDO, e.g. the Italian PDO “Rivera Ligure”, from other olive oils not

belonging to this PDO.

LDA (5 NMR var) Recognition ability (%) Prediction ability (%) n NMR NMR + IRMS NMR NMR + IRMS

Ligurian 61 71.3 75.4 67.1 73.8

Non-Ligurian 252 96.0 98.4 95.5 98.0

Table 5. Recognition and prediction abilities for the classification of oils as Ligurian

or non-Ligurian by LDA.

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PLS-DA Recognition ability (%) Prediction ability (%) n NMR NMR + IRMS NMR NMR + IRMS

Ligurian 61 90.2 93.4 88.5 90.2

Non-Ligurian 252 99.8 100.0 98.8 99.2

Table 6. Recognition and prediction abilities for the classification of oils

as Ligurian or non-Ligurian by PLS-DA.

LigurianNon-Ligurian

x scores 1

x sc

ores

2

x sc

ores

3

LigurianNon-LigurianLigurianNon-LigurianLigurianNon-LigurianLigurianNon-Ligurian

x scores 1

x sc

ores

2

x sc

ores

3

Figure 9. PLS-DA applied to 1H-NMR data and isotopic D/H and 13C/12C ratios of

Ligurian and non-Ligurian olive oils.

Despite the unbalanced number of samples in each class, satisfactory

classification results were achieved, in particular by PLS-DA, which identified 99%

of the olive oils which did not belong to the Ligurian PDO as non-Ligurian, whereas

only 10% of the Ligurian PDO olive oils were misclassified as not belonging to the

PDO (Tables 5 and 6, Figure 9).

1H-NMR of the unsaponifiable fraction of olive oils for the determination of

geographical origin

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Different approaches are being studied in our laboratory for the determination

of the geographical origin of PDO extra-virgin olive oils. This is a new approach

based on 1H-NMR analysis of the unsaponifiable fraction of olive oils is presented.

The unsaponifiable fraction is obtained by a standard procedure, dissolved in

deuterated chloroform and analysed by 1H-NMR. Multivariate data analysis of

preliminary results shows that the present approach demonstrates potential for the

geographical characterization of olive oils (Figure 10 and Table 7). Olive oils from

Turkey and Tunisia are all correctly classified by the model. For the Italian class, the

model also presents satisfactory recognition and prediction abilities, 98% and 91%

respectively. The large differences between the recognition and prediction abilities

indicate that the results depend on the samples in the training and test set, and

therefore, the results present a certain instability for these two classes. This may be

overcome by increasing and equilibrating the number of samples in each class.

LDA (11 NMR var) ability (%) Country n Recognition Prediction

Italy 21 97.6 90.5

Spain 15 86.7 66.7

Greece 15 90.0 80.0

Turkey 7 100.0 100.0

Tunisia 19 100.0 100.0

Table 7. Recognition and prediction abilities for the classification of the

unsaponifiable fraction of olive oils according to the country of origin,

obtained by LDA.

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Italy Spain Greece Turkey Tunisia

Italy Spain Greece Turkey Tunisia

Italy Spain Greece Turkey Tunisia

Italy Spain Greece Turkey Tunisia

Figure 10. LDA applied to 1H-NMR of the unsaponifiable fractions of olive oils from

Italy, Spain, Greece, Turkey and Tunisia.

Conclusions

1H-NMR spectra of olive oils contain useful information for the classification

of olive oils according to their geographical origin. However, the addition of the

information provided by the IRMS isotopic measurements, i.e. D/H and 13C/12C

ratios, to the 1H-NMR data considerably improves the classification results of olive

oils.

Better classification results are expected by improving data processing,

increasing the number of samples with also more balanced cases for each class or

origin and collecting data over several seasons.

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(2) Le Gall, G.; Colquhoun, I. J.; Defernez, M. Journal of Agricultural and Food Chemistry

2004, 52, 692.

(3) Rezzi, S.; Axelson, D. E.; Herberger, K.; Reniero, F.; Mariani, C.; Guillou, C. Analytica

Chimica Acta 2005, 552, 13.

(4) Vigli, G.; Philippidis, A.; Spyros, A.; Dais, P. Journal of Agricultural and Food Chemistry

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European Commission

EUR 22724 EN– DG Joint Research Centre, Institute for Health and Consumer Protection

NMR And Isotopic Fingerprinting For Food Characterisation

Authors: MORENO ROJAS JOSE', ALONSO SALCES ROSA, HOLLAND MARGARET, RENIERO FABIANO, GUILLOU

CLAUDE, SERRA FRANCESCA, SEGEBARTH NICOLAS

Luxembourg: Office for Official Publications of the European Communities 2007 – 23 – 21 x 29.7 cm EUR - Scientific and Technical Research series; ISSN 1018-5593 ISBN 978-92-79-05309-2 Abstract Numerous analytical methods have been developed during the past decades and have proven to be extremely efficient, for instance, in the case of single, high purity compounds for the measurements of concentration and/or structure elucidation. However, real-world applications often require the characterization of complex mixtures containing tens to thousands of compounds, such as biofluids, food matrices, industrial products, etc. The complete characterisation of such mixtures would be tedious, not to say impossible in the case of mixtures containing hundreds of compounds, and certainly unfeasible for monitoring purposes. In fact, one can concentrate on one or a few molecules which entail the non-negligible issue of the choice of the molecules of interest, and therefore require an a priori knowledge. Nevertheless this approach usually requires molecular separation and purification, which is time, money and human resource consuming. In contrast the Nuclear Magnetic Resonance (NMR) fingerprinting aims at establishing a holistic approach: the mixture issubmitted to the NMR experiment as a whole. A simple quantification of the major compounds, which are characterised byone or several signals in the NMR spectrum, can be performed. This type of analysis is particularly attractive for several reasons: it is non-destructive, non selective and cost effective; requires little or no sample pre-treatment; uses small amounts of organic solvents or reagents; and typically takes only a few minutes per sample.The spectra of complex mixtures show hundreds of signals, coming from numerous molecules. This and the overlap of signal make it difficult to extract information, either visually or by simple processing of the data. The most effective way to analyse these holistic profiles is by using chemometric tools which enable the visualisation of the data in a reduced dimension and the classification of the samples into established classes based on inherent patterns in a set of spectral measurements.Moreover, these techniques also allow to trace the NMR spectral variables responsible of this classification, and thus, identify molecular markers of interest. Isotopic measurements such as Isotopic Ratio Mass Spectroscopy (IRMS) or Site-specific Natural Isotopic Fractionation (SNIF-NMR) provide few variables, but these contain unique information on geographical origin and metabolic or production pathways. Thus, isotopic measurements provide complementary data to NMR fingerprinting.