Reducing Urban Heat Islands: Urban Heat Island Basics

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    Reducing Urban Heat IslandsCompendium of Strategies

    Urban Heat Island Basics

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    Acknowledgements

    Reducing Urban Heat Islands: Compendium of Strategiesdescribes the

    causes and impacts o summertime urban heat islands and promotes

    strategies or lowering temperatures in U.S. communities. This compendium

    was developed by the Climate Protection Partnership Division in the U.S.

    Environmental Protection Agencys Oce o Atmospheric Programs. Eva

    Wong managed its overall development. Kathleen Hogan, Julie Rosenberg,

    and Andrea Denny provided editorial support. Numerous EPA sta in

    oces throughout the Agency contributed content and provided reviews.

    Subject area experts rom other organizations around the United States and

    Canada also committed their time to provide technical eedback.

    Under contracts 68-W-02-029 and EP-C-06-003, Perrin Quarles Associates,

    Inc. provided technical and administrative support or the entire

    compendium, and Eastern Research Group, Inc. provided graphics and

    production services.

    PositvEnergy provided support in preparing the Trees and Vegetation, Cool

    Roos, and UHI Activities chapters under contract PO #2W-0361-SATX.

    Experts who helped shape this chapter include:

    Hashem Akbari, Ryan Bell, Tony Brazel, David Cole, Maury Estes, Gordon

    Heisler, David Hitchcock, Brenda Johnson, Megan Lewis, Greg McPherson,

    Tim Oke, Danny Parker, Alan Perrin, Joyce Rosenthal, David Sailor, Jason

    Samenow, Haider Taha, James Voogt, Darrell Winner, Kathy Wol, and Barry

    Zalph.

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    Contents

    Urban Heat Island Basics 1

    1. What Are Urban Heat Islands? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1

    1.1 Surace Urban Heat Islands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2

    1.2 Atmospheric Urban Heat Islands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3

    2. How Do Urban Heat Islands Form? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7

    2.1 R educed Vegetation in Urban Areas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7

    2.2 Properties o Urban Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8

    2.3 Urban Geometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10

    2.4 Anthropogenic Heat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12

    2.5 Additional Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12

    3. Why Do We Care about Urban Heat Islands? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .13

    3.1 Energy Consumption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .13

    3.2 Air Quality and Greenhouse Gases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14

    3.3 Human Health and Comort . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14

    3.4 Water Quality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .15

    4. Strategies to Reduce Urban Heat Islands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16

    5. Additional Resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16

    Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .18

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    URBAN HeAt IslANd BAsIcs dRAFt 1

    As urban areas develop, changes occur in the landscape. Buildings, roads, and other

    inrastructure replace open land and vegetation. Suraces that were once perme-

    able and moist generally become impermeable and dry.* This development leads to

    the ormation o urban heat islandsthe phenomenon whereby urban regions experience

    warmer temperatures than their rural surroundings.

    This chapter provides an overview o dierent types o urban heat islands, methods or

    identiying them, and actors that contribute to their development. It introduces key con-

    cepts that are important to understanding and mitigating this phenomenon, as well as ad-

    ditional sources o inormation. It discusses:

    General eatures o urban heat islands

    Surace versus atmospheric heat islands

    Causes o urban heat island ormation

    Urban heat island impacts on energy consumption, environmental quality, and human health

    Resources or urther inormation.

    1 What Are Urban Heat Islands?

    Many urban and suburban areas experience elevated temperatures compared to their out-lying rural surroundings; this dierence in temperature is what constitutes an urban heat

    island. The annual mean air temperature o a city with one million or more people can

    be 1.8 to 5.4F (1 to 3C) warmer than its surroundings,1 and on a clear, calm night, this

    temperature dierence can be as much as 22F (12C).2 Even smaller cities and towns will

    produce heat islands, though the eect oten decreases as city size decreases.3

    This chapter ocuses onsurfaceand atmosphericurban heat islands. These two heat island

    types dier in the ways they are ormed, the techniques used to identiy and measure

    them, their impacts, and to some degree, the methods available to mitigate them. Table 1

    summarizes the basic characteristics o each type o heat island. These eatures are de-

    scribed in more detail in the ollowing sections o this chapter.

    Urban Heat Island Basics

    * This change in landscape may dier in regions such as deserts, where moisture may increase in urban areas i development introduces grass lawns and

    other irrigated vegetation.

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    2 RedUcING URBAN HeAt IslANds dRAFt

    1.1 Surace Urban Heat Islands

    On a hot, sunny summer day, the sun can

    heat dry, exposed urban suraces, like roos

    and pavement, to temperatures 50 to 90F

    (27 to 50C) hotter than the air,5 while

    shaded or moist suracesoten in more

    rural surroundingsremain close to air

    temperatures. Surace urban heat islands

    are typically present day and night, but

    tend to be strongest during the day when

    the sun is shining.

    On average, the dierence in daytime sur-

    ace temperatures between developed and

    rural areas is 18 to 27F (10 to 15C); the

    dierence in nighttime surace tempera-

    tures is typically smaller, at 9 to 18F (5 to

    10C).6

    The magnitude o surace urban heat is-

    lands varies with seasons, due to changes

    in the suns intensity as well as groundcover and weather. As a result o such

    variation, surace urban heat islands are

    typically largest in the summer.7

    To identiy urban heat islands, scientists

    use direct and indirect methods, numerical

    modeling, and estimates based on empiri-

    cal models. Researchers oten use remote

    sensing, an indirect measurement tech-

    nique, to estimate surace temperatures.

    They use the data collected to produce

    thermal images, such as that shown in

    Figure 1.

    Feature Surace UHI Atmospheric UHI

    Temporal Development Present at all times o the day and

    night

    Most intense during the day and in

    the summer

    May be small or non-existent during

    the day

    Most intense at night or predawn and

    in the winter

    Peak Intensity

    (Most intense UHI

    conditions)

    More spatial and temporal variation:

    n Day: 18 to 27F (10 to 15C)

    n Night: 9 to 18F (5 to 10C)

    Less variation:

    n Day: -1.8 to 5.4F (-1 to 3C)

    n Night: 12.6 to 21.6F (7 to 12C)

    Typical Identifcation

    Method

    Indirect measurement:

    n Remote sensing

    Direct measurement:

    n Fixed weather stations

    n Mobile traverses

    Typical Depiction Thermal image Isotherm map

    Temperature graph

    Table 1: Basic Characteristics o Surace and Atmospheric Urban Heat Islands (UHIs)4

    How Weather Inuences

    Urban Heat Islands

    Summertime urban heat islands are

    most intense when the sky is clear

    and winds are calm. Heavy cloud

    cover blocks solar radiation, reducing

    daytime warming in cities. Strong

    winds increase atmospheric mixing,lowering the urban-rural temperature

    dierence. This document,Reducing

    Urban Heat Islands: Compendium

    of Strategies, ocuses on mitigating

    summertime heat islands through

    strategies that have maximum impact

    under clear, calm conditions.

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    URBAN HeAt IslANd BAsIcs dRAFt 3

    1.2 Atmospheric Urban Heat

    Islands

    Warmer air in urban areas compared to

    cooler air in nearby rural surroundings

    denes atmospheric urban heat islands.

    Experts oten divide these heat islands into

    two dierent types:

    Canopy layer urban heat islands exist

    in the layer o air where people live,rom the ground to below the tops o

    trees and roos.

    Boundary layer urban heat islands

    start rom the rootop and treetop

    level and extend up to the point where

    urban landscapes no longer infuence

    the atmosphere. This region typically

    extends no more than one mile (1.5

    km) rom the surace.8

    Canopy layer urban heat islands are the

    most commonly observed o the two

    types and are oten the ones reerred to in

    discussions o urban heat islands. For this

    reason, this chapter and compendium use

    the more general term atmospheric urban

    heat islandsto reer to canopy layer urban

    heat islands.

    Atmospheric urban heat islands are oten

    weak during the late morning and through-

    out the day and become more pronounced

    ater sunset due to the slow release o heat

    rom urban inrastructure. The timing o

    this peak, however, depends on the proper-

    ties o urban and rural suraces, the season,

    and prevailing weather conditions.

    Figure 1: Thermal Image Depicting a

    Surace Urban Heat Island

    This image, taken rom an aircrat, depicts a

    midday surace urban heat island in Salt Lake

    City, Utah, on July 13, 1998. White areas are

    around 160F (70C), while dark blue areas are

    near 85F (30C). Note the warmer urban surace

    temperatures (let side o image) and cooler

    suraces in the neighboring oothills (on the right).

    NASA/MarshallSpaceFlightCenter

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    4 RedUcING URBAN HeAt IslANds dRAFt

    Surace and Air Temperatures: How Are They Related?

    Surace temperatures have an indirect, but signicant, infuence on air temperatures,

    especially in the canopy layer, which is closest to the surace. For example, parksand vegetated areas, which typically have cooler surace temperatures, contribute to

    cooler air temperatures. Dense, built-up areas, on the other hand, typically lead to

    warmer air temperatures. Because air mixes within the atmosphere, though, the rela-

    tionship between surace and air temperatures is not constant, and air temperatures

    typically vary less than surace temperatures across an area (see Figure 2).

    Surface Temperature (Day)Air Temperature (Day)

    Surface Temperature (Night)Air Temperature (Night)

    Urban

    Residential

    Suburban

    Temperature

    DAY

    NIGHT

    Warehouse

    or Industrial

    Urban

    Residential

    Downtown Park RuralPondRural Suburban

    Surace and atmospheric temperatures vary over dierent land use areas. Surace

    temperatures vary more than air temperatures during the day, but they both are airly similar

    at night. The dip and spike in surace temperatures over the pond show how water maintains

    a airly constant temperature day and night, due to its high heat capacity.

    * Note: The temperatures displayed above do not represent absolute temperature values or

    any one particular measured heat island. Temperatures will uctuate based on actors such as

    seasons, weather conditions, sun intensity, and ground cover.

    Figure 2: Variations o Surace and Atmospheric Temperatures

    ModifedromVoogt,2000

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    URBAN HeAt IslANd BAsIcs dRAFt 5

    Atmospheric heat islands vary much less in

    intensity than surace heat islands. On an

    annual mean basis, air temperatures in large

    cities might be 1.8 to 5.4F (1 to 3C) warm-

    er than those o their rural surroundings.9

    Researchers typically measure air tem-

    peratures through a dense network o

    sampling points rom xed stations or

    mobile traverses, which are both direct

    measurement methods. Figure 3 illustrates

    a conceptual isotherm map that depicts an

    atmospheric urban heat island. The center

    o the gure, which is the hottest area, is

    the urban core. A simple graph o tempera-

    ture dierences, as shown in Figure 4, is

    another way to show the results.

    +1+3

    +2

    +4+3

    +2

    +5

    +1

    +2

    +2

    Park

    +4+1+5

    +6

    +2

    +3

    +3

    +1

    +3

    +1+3

    +2

    +4+3

    +2

    +5

    +1

    +2

    +2

    Wind

    Park+4+1

    +5

    +6

    +2

    +3

    +3

    +1

    +3

    Figure 3: Isotherm Map Depicting an Atmospheric

    Nighttime Urban Heat Island

    This conceptual map with overlaid isotherms (lines o equal air temperature)

    exhibits a ully developed nighttime atmospheric urban heat island. Thedotted red line indicates a traverse along which measurements are taken.

    ModifedromVoogt,2000

    Sunset

    (a)

    2C

    (b)

    Sunrise

    AirTemperature

    HeatIslandIntensity

    Time

    T = CLUHIUR

    12 18 24 06 12

    Urban

    Rural

    Figure 4: Conceptual Drawing o the Diurnal Evolution o the Urban Heat

    Island during Calm and Clear Conditions

    Atmospheric urban heat islands

    primarily result rom dierent cooling

    rates between urban areas and their

    surrounding rural or non-urban

    surroundings (section (a) o Figure

    5). The dierential cooling rates are

    most pronounced on clear and calm

    nights and days when rural areas cancool more quickly than urban areas.

    The heat island intensity (section

    (b)) typically grows rom mid- to late

    aternoon to a maximum a ew hours

    ater sunset. In some cases, a heat

    island might not reach peak intensity

    until ater sunrise.

    ModifedromOke,1

    982,andRunnalls

    andOke,2

    000

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    6 RedUcING URBAN HeAt IslANds dRAFt

    Urban heat islands reer to the elevated tempera-

    tures in developed areas compared to more rural

    surroundings. Urban heat islands are caused bydevelopment and the changes in radiative and

    thermal properties o urban inrastructure as well

    as the impacts buildings can have on the local

    micro-climateor example tall buildings can

    slow the rate at which cities cool o at night.

    Heat islands are infuenced by a citys geographic

    location and by local weather patterns, and their

    intensity changes on a daily and seasonal basis.

    The warming that results rom urban heat islands

    over small areas such as cities is an exampleo local climate change. Local climate changes

    resulting rom urban heat islands undamentally

    dier rom global climate changes in that their

    eects are limited to the local scale and decrease

    with distance rom their source. Global climate

    changes, such as those caused by increases in

    the suns intensity or greenhouse gas concentra-

    tions, are not locally or regionally conned.

    Climate change, broadly speaking, reers to

    any signicant change in measures o climate(such as temperature, precipitation, or wind)

    lasting or an extended period (decades or

    longer). Climate change may result rom:

    Natural actors, such as changes in the

    suns intensity or slow changes in the

    Earths orbit around the sun

    Natural processes within the climate sys-

    tem (e.g. changes in ocean circulation)

    Human activities that change the atmo-

    spheres composition (e.g. burning ossil

    uels) and the land surace (e.g. deoresta-

    tion, reorestation, or urbanization).

    The term climate change is oten used inter-

    changeably with the term global warming, but

    according to the National Academy o Sci-

    ences, the phrase climate change is growing

    in preerred use to global warming because

    it helps convey that there are [other] changes

    in addition to rising temperatures.

    Global warming is an average increase in

    the temperature o the atmosphere near the

    Earths surace and in the lowest layer o the

    atmosphere, which can contribute to changes

    in global climate patterns. Global warming

    can occur rom a variety o causes, both natu-

    ral and human induced. In common usage,

    global warming oten reers to the warming

    that can occur as a result o increased emis-

    sions o greenhouse gases rom human activi-ties. Global warming can be considered part

    o global climate change along with changes

    in precipitation, sea level, etc.

    The impacts rom urban heat islands and

    global climate change (or global warm-

    ing) are oten similar. For example, some

    communities may experience longer grow-

    ing seasons due to either or both phenom-

    ena. Urban heat islands and global climate

    change can both also increase energy de-mand, particularly summertime air condition-

    ing demand, and associated air pollution and

    greenhouse gas emissions, depending on the

    electric system power uel mix.

    Strategies to reduce urban heat islandsthe

    ocus o this document,Reducing Urban

    Heat Islands: Compendium of Strategies

    produce multiple benets including lower-

    ing surace and air temperatures, energy

    demand, air pollution and greenhouse gasemissions. Thus, advancing measures to

    mitigate urban heat islands also helps to ad-

    dress global climate change.

    For more inormation on global warming see

    EPAs Climate Change website, .

    Urban Heat Islands, Climate Change, and Global Warming

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    URBAN HeAt IslANd BAsIcs dRAFt 7

    2 How Do Urban Heat Islands

    Form?

    While many actors contribute to urban

    heat island ormation (see Table 2), this

    chapter ocuses on vegetative cover and

    surace properties because communities

    can directly address these actors with

    available technologies. See the Trees and

    Vegetation, Green Roos, Cool Roos,

    and Cool Pavement chapters or detailed

    inormation on these strategies.

    2.1 Reduced Vegetation in Urban Areas

    In rural areas, vegetation and open land

    typically dominate the landscape. Trees

    and vegetation provide shade, which helpslower surace temperatures. They also help

    reduce air temperatures through a process

    called evapotranspiration, in which plants

    release water to the surrounding air, dis-

    sipating ambient heat. In contrast, urban

    areas are characterized by dry, impervious

    suraces, such as conventional roos, side-

    walks, roads, and parking lots. As cities

    develop, more vegetation is lost, and more

    suraces are paved or covered with build-

    ings. The change in ground cover results

    in less shade and moisture to keep urban

    areas cool. Built up areas evaporate less

    water (see Figure 5), which contributes to

    elevated surace and air temperatures.

    40% evapotranspiration30% evapotranspiration

    10% runoff

    25% shallow

    infiltration 25% deep

    infiltration

    10% shallow

    infiltration5% deep

    infiltration

    55% runoff

    Figure 5: Impervious Suraces and Reduced Evapotranspiration

    Highly developed urban areas (right), which are characterized by 75%-100% impervious suraces, have less surace

    moisture available or evapotranspiration than natural ground cover, which has less than 10% impervious cover (let).

    This characteristic contributes to higher surace and air temperatures in urban areas.

    ModifedromtheFederalInteragencyStreamRestorationWorkingGroup(FISRWG)

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    8 RedUcING URBAN HeAt IslANds dRAFt

    2.2 Properties o Urban Materials

    Properties o urban materials, in particular

    solar refectance, thermal emissivity, and

    heat capacity, also infuence urban heat

    island development, as they determine how

    the suns energy is refected, emitted, andabsorbed.

    Figure 6 shows the typical solar energy that

    reaches the Earths surace on a clear sum-

    mer day. Solar energy is composed o ultra-

    violet (UV) rays, visible light, and inrared

    energy, each reaching the Earth in dierent

    percentages: ve percent o solar energy is

    in the UV spectrum, including the type o

    rays responsible or sunburn; 43 percent o

    solar energy is visible light, in colors rang-ing rom violet to red; and the remaining

    52 percent o solar energy is inrared, elt

    as heat. Energy in all o these wavelengths

    contributes to urban heat island ormation.

    Solar refectance, or albedo, is the percent-

    age o solar energy refected by a surace.

    Much o the suns energy is ound in the

    visible wavelengths (see Figure 6); thus,

    solar refectance is correlated with a mate-

    rials color. Darker suraces tend to have

    lower solar refectance values than lighter

    suraces. Researchers are studying and

    developing cool colored materials, though,

    that use specially engineered pigments that

    refect well in the inrared wavelengths.

    These products can be dark in color but

    have a solar refectance close to that o a

    white or light-colored material. (See the

    Cool Roos chapter or urther discussion

    o cool colored roo products.)

    0.00

    0.10

    0.20

    0.30

    0.40

    0.50

    0.60

    0.70

    0.80

    0.90

    1.00

    0 200 400 600 800 1000 1200 1400 1600 1800 2000 2200 2400 2600

    NormalizedSolarIntensity

    ultraviolet visible infrared

    Figure 6: Solar Energy versus Wavelength Reaching Earths Surace

    Solar energy intensity varies over wavelengths rom about 250 to 2500 nanometers.

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    URBAN HeAt IslANd BAsIcs dRAFt 9

    Urban areas typically have surace materi-

    als, such as roong and paving, which have

    a lower albedo than those in rural settings.

    As a result, built up communities gener-

    ally refect less and absorb more o the

    suns energy. This absorbed heat increases

    surace temperatures and contributes to

    the ormation o surace and atmospheric

    urban heat islands.

    Although solar refectance is the main

    determinant o a materials surace tem-

    perature, thermal emittance, or emissivity,

    also plays a role. Thermal emittance is a

    measure o a suraces ability to shed heat,

    or emit long-wave (inrared) radiation. All

    things equal, suraces with high emittance

    values will stay cooler, because they will

    release heat more readily. Most construc-

    tion materials, with the exception o metal,

    have high thermal emittance values. Thus,

    this property is mainly o interest to those

    installing cool roos, which can be metallic.

    See the Cool Roos chapter o the com-

    pendium or more inormation.

    Another important property that infuences

    heat island development is a materials heat

    capacity, which reers to its ability to store

    heat. Many building materials, such as steel

    and stone, have higher heat capacities than

    rural materials, such as dry soil and sand.

    As a result, cities are typically more e-

    ective at storing the suns energy as heat

    within their inrastructure. Downtown met-

    ropolitan areas can absorb and store twice

    the amount o heat compared to their rural

    surroundings during the daytime.10

    Radiative and Thermal

    PropertiesCool Roosand Cool Pavements

    Albedo and emissivity are considered

    radiative properties. Heat capacity,

    on the other hand, is one o several

    thermal properties a material can

    possess. For thin materials like roo-

    ing, which is typically placed over

    insulation, refectance and emittance

    are the main properties to consider,

    as the heat capacity o a well insu-

    lated roo is low. For pavements,

    which are thicker than roongproducts and are placed on top o

    the ground, which has its own set o

    thermal characteristics, designers and

    researchers need to consider a more

    complex set o actors that include

    radiative and thermal properties

    such as heat capacity, thermal con-

    ductivity, and density.

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    10 RedUcING URBAN HeAt IslANds dRAFt

    2.3 Urban Geometry

    An additional actor that infuences urban

    heat island development, particularly at

    night, is urban geometry, which reers to

    the dimensions and spacing o buildings

    within a city. Urban geometry infuenceswind fow, energy absorption, and a given

    suraces ability to emit long-wave radiation

    back to space. In developed areas, suraces

    and structures are oten at least partially

    obstructed by objects, such as neighbor-

    ing buildings, and become large thermal

    masses that cannot release their heat very

    readily because o these obstructions. Espe-

    cially at night, the air above urban centers

    is typically warmer than air over rural ar-

    eas. Nighttime atmospheric heat islands canhave serious health implications or urban

    residents during heat waves (see textbox

    in Section 3.3, Factors in Heat-Related Ill-

    nesses and Death.)

    Researchers oten ocus on an aspect o

    urban geometry called urban canyons,

    which can be illustrated by a relatively nar-

    row street lined by tall buildings. During

    the day, urban canyons can have compet-

    ing eects. On the one hand, tall buildings

    can create shade, reducing surace and air

    temperatures. On the other, when sunlight

    reaches suraces in the canyon, the suns

    energy is refected and absorbed by build-

    ing walls, which urther lowers the citys

    overall albedothe net refectance rom

    surace albedo plus urban geometry

    and can increase temperatures.11 At night,

    urban canyons generally impede cooling,

    as buildings and structures can obstruct

    the heat that is being released rom urbaninrastructure.

    Table 2: Factors that Create Urban Heat Islands

    Factors Communities are Focusing On

    Reduced vegetation in urban regions: Reduces the natural cooling eect rom shade and evapotranspiration.

    Properties o urban materials: Contribute to absorption o solar energy, causing suraces, and the air above

    them, to be warmer in urban areas than those in rural surroundings.

    Future Factors to Consider

    Urban geometry: The height and spacing o buildings aects the amount o radiation received and emitted by

    urban inrastructure.

    Anthropogenic heat emissions: Contribute additional warmth to the air.*

    Additional Factors

    Weather: Certain conditions, such as clear skies and calm winds, can oster urban heat island ormation.

    Geographic location: Proximity to large water bodies and mountainous terrain can inuence local wind patterns

    and urban heat island ormation.

    * Although communities currently can lower anthropogenic heat emissions through energy efciency technologies

    in the building and vehicle sectors, this compendium ocuses on modiying vegetative cover and surace properties

    o urban materials, as they have long been regarded as urban heat island reduction strategies. An emerging body

    o literature on the role waste heat plays in urban heat island ormation, though, may lead communities to ocus on

    anthropogenic heat in the near uture.

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    URBAN HeAt IslANd BAsIcs dRAFt 11

    The Urban Surace Energy Budget

    An energy budget provides an equation that quanties the balance o incoming

    and outgoing energy fows, or fuxes (see Figure 7). The surace energy budgets ourban areas and their more rural surroundings will dier because o dierences in

    land cover, surace characteristics, and level o human activity. Such dierences can

    aect the generation and transer o heat, which can lead to dierent surace and air

    temperatures in urban versus rural areas. Various elements o the budget include:

    Short-wave radiation is ultraviolet, visible light, and near-inrared radiation rom

    the sun that reaches the Earth (see Figure 6). This energy is a key driver o urban

    heat islands. Urban suraces, compared to vegetation and other natural ground

    cover, refect less radiation back to the atmosphere. They instead absorb and store

    more o it, which raises the areas temperature.

    Thermal storage

    increases in cities in part due to the lower solar refectance ourban suraces, but it is also infuenced by the thermal properties o construction

    materials and urban geometry. Urban geometry can cause some short-wave radia-

    tionparticularly within an urban canyonto be refected on nearby suraces, such

    as building walls, where it is absorbed rather than escaping into the atmosphere.

    Short-wave radiation

    Latent heat

    Long-wave radiationAnthropogenic heat

    Sensible heat

    Thermal storage

    Figure 7: Urban Surace Energy Budget

    Adaptedro

    mDavidSailor

    Continued on next page

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    12 RedUcING URBAN HeAt IslANds dRAFt

    The eects o urban geometry on urban heat

    islands are oten described through the sky

    view actor (SVF), which is the visible area

    o the sky rom a given point on a surace.

    For example, an open parking lot or eld that

    has ew obstructions would have a large SVF

    value (closer to 1). Conversely, an urban can-

    yon in a downtown area that is surrounded

    by closely spaced, tall buildings, would have a

    low SVF value (closer to zero), as there wouldonly be a small visible area o the sky.

    2.4 Anthropogenic Heat

    Anthropogenic heat contributes to atmo-

    spheric heat islands and reers to heat

    produced by human activities. It can come

    rom a variety o sources and is estimated

    by totaling all the energy used or heating

    and cooling, running appliances, transpor-

    tation, and industrial processes. Anthro-

    pogenic heat varies by urban activity and

    inrastructure, with more energy-intensive

    buildings and transportation producing

    more heat.12 Anthropogenic heat typically

    is not a concern in rural areas and during

    the summer. In the winter, though, and

    year round in dense, urban areas, anthro-pogenic heat can signicantly contribute to

    heat island ormation.

    2.5 Additional Factors

    Weather and location strongly infuence

    urban heat island ormation. While commu-

    nities have little control over these actors,

    The Urban Surace Energy Budget (continued)

    Similarly, urban geometry can impede the release o long-wave, or infrared,

    radiation into the atmosphere. When buildings or other objects absorb incom-ing short-wave radiation, they can re-radiate that energy as long-wave energy, or

    heat. However, at night, due to the dense inrastructure in some developed areas

    that have low sky view actors (see section 2.3), urban areas cannot easily release

    long-wave radiation to the cooler, open sky, and this trapped heat contributes to

    the urban heat island.

    Evapotranspiration describes the transer o latent heat, what we eel as humid-

    ity, rom the Earths surace to the air via evaporating water. Urban areas tend to

    have less evapotranspiration relative to natural landscapes, because cities retain

    little moisture. This reduced moisture in built up areas leads to dry, impervious

    urban inrastructure reaching very high surace temperatures, which contribute to

    higher air temperatures.*Convection describes the transer o sensible heat,what we eel as temperature,

    between the surace and air when there is a dierence in temperature between

    them. High urban surace temperatures warm the air above, which then circulates

    upwards via convection.

    Anthropogenic heat reers to the heat generated by cars, air conditioners, indus-

    trial acilities, and a variety o other manmade sources, which contributes to the

    urban energy budget, particularly in the winter.

    * This change in landscape may dier in regions such as deserts, where moisture may increase in

    urban areas i development introduces grass lawns and other irrigated vegetation.

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    URBAN HeAt IslANd BAsIcs dRAFt 13

    residents can benet rom understanding

    the role they play.

    Weather. Two primary weather char-

    acteristics aect urban heat island

    development: wind and cloud cover. In

    general, urban heat islands orm during

    periods o calm winds and clear skies,

    because these conditions maximize the

    amount o solar energy reaching urban

    suraces and minimize the amount o

    heat that can be convected away. Con-

    versely, strong winds and cloud cover

    suppress urban heat islands.

    Geographic location. Climate and

    topography, which are in part deter-

    mined by a citys geographic location,infuence urban heat island ormation.

    For example, large bodies o water

    moderate temperatures and can gener-

    ate winds that convect heat away rom

    cities. Nearby mountain ranges can ei-

    ther block wind rom reaching a city, or

    create wind patterns that pass through

    a city. Local terrain has a greater signi-

    cance or heat island ormation when

    larger-scale eects, such as prevailing

    wind patterns, are relatively weak.

    3 Why Do We Care about Urban

    Heat Islands?

    Elevated temperatures rom urban heat

    islands, particularly during the summer,

    can aect a communitys environment

    and quality o lie. While some heat island

    impacts seem positive, such as lengthening

    the plant-growing season, most impacts are

    negative and include:

    Increased energy consumption

    Elevated emissions o air pollutants and

    greenhouse gases

    Compromised human health and comort

    Impaired water quality.

    3.1 Energy Consumption

    Elevated summertime temperatures in cities

    increase energy demand or cooling and

    add pressure to the electricity grid during

    peak periods o demand, which generally

    occur on hot, summer weekday aternoons,

    when oces and homes are running cool-

    ing systems, lights, and appliances (see

    Figure 8). This peak urban electric demandincreases 1.5 to 2 percent or every 1F

    (0.6C) increase in summertime tempera-

    ture. Steadily increasing downtown temper-

    atures over the last several decades mean

    that 5 to 10 percent o community-wide de-

    mand or electricity is used to compensate

    or the heat island eect.13 During extreme

    heat events, which are exacerbated by ur-

    ban heat islands, the resulting demand or

    cooling can overload systems and require a

    utility to institute controlled, rolling brown-outs or blackouts to avoid power outages.

    Wintertime Benefts o

    Urban Heat Islands

    Communities may benet rom thewintertime warming eect o urban

    heat islands. Warmer temperatures

    can reduce heating energy needs and

    help to melt snow and ice on roads.

    Fortunately, urban heat island mitiga-

    tion strategiesor example, trees and

    vegetation and green roosgenerally

    provide year-round benets, or their

    winter penalty, such as that rom cool

    roos, is much smaller than their sum-

    mertime benets.

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    14 RedUcING URBAN HeAt IslANds dRAFt

    3.2 Air Quality and Greenhouse Gases

    As discussed in Section 3.1, higher tempera-

    tures can increases energy demand, which

    generally causes higher levels o air pollu-

    tion and greenhouse gas emissions. Cur-

    rently, most electricity in the United States is

    produced rom combusting ossil uel. Thus,

    pollutants rom most power plants include

    sulur dioxide (SO2), nitrogen oxides (NOx),

    particulate matter (PM), carbon monoxide

    (CO), and mercury (Hg). These pollutants

    are harmul to human health and contrib-

    ute to complex air quality problems such as

    acid rain. Further, ossil-uel-powered plants

    emit greenhouse gases, particularly carbon

    dioxide (CO2), which contribute to globalclimate change.

    In addition to increases in air emissions,

    elevated air temperatures increase the rate

    o ground-level ozone ormation, which

    is produced when NOx and volatile or-

    ganic compounds (VOCs) react in the

    presence o sunlight. I all other variables

    are equalsuch as the level o precursor

    emissions or wind speed and direction

    ground-level ozone emissions will be

    higher in sunnier and hotter weather.

    3.3 Human Health and Comort

    Increased daytime surace temperatures,

    reduced nighttime cooling, and higher

    air pollution levels associated with urban

    heat islands can aect human health by

    contributing to general discomort, respira-

    tory diculties, heat cramps and exhaus-

    tion, non-atal heat stroke, and heat-related

    mortality.

    Urban heat islands can also exacerbate the

    impact o heat waves, which are periods o

    abnormally hot, and oten humid, weather.

    Sensitive populations, such as children,

    older adults, and those with existing health

    conditions, are at particular risk rom these

    events. For example, in 1995, a mid-July

    heat wave in the Midwest caused more

    than 1,000 deaths.15 While it is rare or a

    0

    200

    400

    600

    800

    1000

    1200

    0

    (-18)

    20

    (-7)

    40

    (4)

    60

    (16)

    80

    (27)

    100

    (38)

    120

    (49)

    Maximum Daily Temp F (C)

    AverageElectricLoad

    (MWh)

    Figure 8: Increasing Power Loads with Temperature Increases14

    As shown in this example rom New Orleans, electrical load can increase steadily once

    temperatures begin to exceed about 68 to 77F (20 to 25C). Other areas o the country show

    similar demand curves as temperature increases.

    Sailor,2006,withdatacourtesyoEntergy

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    URBAN HeAt IslANd BAsIcs dRAFt 15

    heat wave to be so destructive, heat-related

    mortality is not uncommon. The Centers or

    Disease Control estimates that rom 1979 to

    1999, excessive heat exposure contributed

    to more than 8,000 premature deaths in

    the United States.18 This gure exceeds the

    number o mortalities resulting rom hur-

    ricanes, lightning, tornadoes, foods, and

    earthquakes combined.

    3.4 Water Quality

    Surace urban heat islands degrade waterquality, mainly by thermal pollution. Pave-

    ment and rootop suraces that reach tem-

    peratures 50 to 90F (27 to 50C) higher

    than air temperatures transer this excess

    heat to stormwater. Field measurements

    rom one study showed that runo rom

    urban areas was about 20-30F (11-17C)

    hotter than runo rom a nearby rural

    area on summer days when pavement

    temperatures at midday were 20-35F

    (11-19C) above air temperature. When

    the rain came beore the pavement had

    a chance to heat up, runo temperatures

    rom the rural and urban areas diered by

    less than 4F (2C).19 This heated storm-

    water generally drains into storm sewers

    (see Figure 5) and raises water tempera-

    tures as it is released into streams, rivers,

    ponds, and lakes. A study in Arlington,Virginia, recorded temperature increases

    in surace waters as high as 8F (4C) in

    40 minutes ater heavy summer rains.20

    Water temperature aects all aspects o

    aquatic lie, especially the metabolism

    and reproduction o many aquatic spe-

    cies. Rapid temperature changes in aquatic

    Factors in Heat-Related Illnesses and Death

    Low income elderly people who live in row homes are at a particular risk or heat-

    related health incidents. Living on the upper foor o a typical row home, with a darkroo, brick construction, and windows on only two sides, could contribute to the risk

    o heat-related illness or death during heat waves, as temperatures in these homes

    can be extreme.16 These homes oten lack air conditioning, especially in areas un-

    accustomed to high temperatures. Further, even when air conditioning is available,

    residents may not use it or ear o high utility bills.

    Social isolation and physical health also contribute to ones vulnerability. Elderly

    people, especially, may not have amily or riends nearby, may not report to work

    regularly, and may lack neighbors who can check on them, leaving them stranded

    during extreme heat events. The elderly may also ail to hear news or other warnings

    o impending heat waves and recommendations on how to cope. Finally, their bod-ies may be less able to handle heat stress.

    The lack o nighttime relie in air temperatures is strongly correlated with increased

    mortality during heat waves. Some studies suggest that these oppressive nighttime

    temperatures may be more signicant than high maximum daytime temperatures.17

    For more inormation on heat-related health incidents and ways to respond, see the EPA

    Excessive Heat Events Guidebook

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    16 RedUcING URBAN HeAt IslANds dRAFt

    ecosystems resulting rom warm storm-

    water runo can be particularly stress-

    ul. Brook trout, or example, experience

    thermal stress and shock when the water

    temperature changes more than 2 to 4F (1-

    2C) in 24 hours.21

    4 Strategies to Reduce Urban

    Heat Islands

    Although urban climatologists have been

    studying urban heat islands or decades,

    community interest and concern regarding

    them has been more recent. This increased

    attention to heat-related environment and

    health issues has helped to advance the

    development o heat island reduction strat-

    egies, mainly trees and vegetation, green

    roos, and cool roos. Interest in cool pave-

    ments has been growing, and an emerg-

    ing body o research and pilot projects are

    helping scientists, engineers, and practitio-

    ners to better understand the interactions

    between pavements and the urban climate.

    This compendiumReducing Urban Heat

    Islands: Compendium of Strategiespro-

    vides details about how these strategies

    work, their benets and costs, actors

    to consider when selecting them, and

    additional resources or communities to

    urther explore. It presents the multiple

    benetsbeyond temperature reduction

    that a community can accrue rom advanc-

    ing heat island reduction strategies. It also

    gives examples o how communities have

    implemented these strategies through

    voluntary and policy eorts in the Heat

    Island Reduction Activities chapter. Com-

    munities can use this compendium as a

    oundation and starting point or under-

    standing the nuts and bolts o existing

    urban heat island reduction strategies that

    communities are currently advancing.

    Future policy eorts may ocus on en-

    couraging strategies to modiy urban

    geometry and anthropogenic heat in

    communities to reduce urban heat is-

    lands. Research in this area is on-going,

    and there is a growing awareness o the

    importance o these actors.

    5 Additional Resources

    The table on the next page provides ad-

    ditional resources on urban heat island

    ormation, measurement, and impacts.

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    URBAN HeAt IslANd BAsIcs dRAFt 17

    Name Description Web Link

    General Inormation

    EPAs Heat Island Website Through this website, EPA provides background in-

    ormation, publications, reports, access to nationalwebcasts, a database o urban heat island activities,

    and links to other resources to help communities

    reduce urban heat islands.

    International Association

    or Urban Climate (IAUC)

    This international website is the main orum in which

    urban climatologists communicate. Urban climate

    resources, including a bimonthly newsletter, and in-

    ormation on upcoming meetings can be ound here.

    Lawrence Berkeley

    National Laboratory

    (LBNL) Heat Island Group

    LBNL provides background inormation on urban

    heat islands and their impacts through this website.

    It also presents some o the impacts heat island re-

    duction strategies can have on temperature, energyconsumption, and air quality.

    National Center o

    Excellence - SMART

    Innovations or Urban

    Climate and Energy

    Arizona State Universitys National Center o Excellence

    collaborates with industry and government to research

    and develop technologies to reduce urban heat islands,

    especially in desert climates. Its website provides back-

    ground inormation on urban heat islands.

    Urban Heat Islands:

    Hotter Cities

    This article explains urban heat islands and presents

    solutions to mitigate them.

    Measuring Heat Islands and Their Impacts

    National Aeronautics andSpace Administration

    (NASA) and the U.S.

    Geological Survey Landsat

    Program

    The Landsat program is a series o Earth-observingsatellites used to acquire images o the Earths land

    surace and surrounding coastal regions. These

    images provide inormation rom which research-

    ers can derive surace temperatures and evaluate

    urban heat islands.

    National Weather Service The National Weather Service is a source or air

    temperature measurements, climate and weather

    models, and past and uture climate predictions.

    The site also has links to excessive heat outlooks,

    atality statistics, historic data on major heat waves,

    drought inormation, and advice on how to mini-mize the health risks o heat waves.

    EPAs Excessive Heat

    Events Guidebook

    This document is designed to help community ofcials,

    emergency managers, meteorologists, and others plan

    or and respond to excessive heat events by highlight-

    ing best practices that have been employed to save

    lives during excessive heat events in dierent urban

    areas. It provides a menu o options that ofcials can

    use to respond to these events in their communities.

    Table 3: Urban Heat Island Resources

    http://www.asusmart.com/urbanclimate.phphttp://www.asusmart.com/urbanclimate.phphttp://www.actionbioscience.org/environment/voogt.htmlhttp://www.actionbioscience.org/environment/voogt.htmlhttp://www.epa.gov/hiri/about/heatguidebook.htmlhttp://www.epa.gov/hiri/about/heatguidebook.htmlhttp://www.epa.gov/hiri/about/heatguidebook.htmlhttp://www.actionbioscience.org/environment/voogt.htmlhttp://www.asusmart.com/urbanclimate.php
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    18 RedUcING URBAN HeAt IslANds dRAFt

    Endnotes

    1 Oke, T.R. 1997. Urban Climates and Global Environmental Change. In: Thompson, R.D. and

    A. Perry (eds.) Applied Climatology: Principles & Practices. New York, NY: Routledge. pp.

    273-287.

    2 Oke. T.R. 1987. Boundary Layer Climates. New York, Routledge.

    3 Oke, T.R. 1982. The Energetic Basis o the Urban Heat Island. Quarterly Journal o the Royal

    Meteorological Society. 108:1-24. The threshold city population or heat islands o the size

    2-5F may be closer to 100,000 inhabitants in some cases. See also Aniello, C., K. Morgan, A.

    Busbey, and L. Newland. 1995. Mapping Micro-Urban Heat Islands Using Landsat TM and a

    GIS. Computers and Geosciences 21(8):965-69.

    4 From: 1) Oke, T.R. 1997. Urban Climates and Global Environmental Change. In: Thompson,

    R.D. and A. Perry (eds.) Applied Climatology: Principles & Practices. New York, NY: Rout-

    ledge. pp. 273-287. 2) Oke. T.R. 1987. Boundary Layer Climates. New York, Routledge. 3)

    Voogt, J.A. and T.R. Oke. 2003. Thermal Remote Sensing o Urban Areas. Remote Sensing o

    Environment. 86. (Special issue on Urban Areas): 370-384. 4) Roth, M., T. R. Oke, and W. J.

    Emery. 1989. Satellite-derived Urban Heat Islands rom Three Coastal Cities and the Utilization

    o Such Data in Urban Climatology. Int. J. Remote Sensing. 10:1699-1720.

    5 Berdahl P. and S. Bretz. 1997. Preliminary Survey o the Solar Refectance o Cool Roong Ma-

    terials. Energy and Buildings 25:149-158.

    6 Numbers rom Voogt, J.A. and T.R. Oke. 2003. Thermal Remote Sensing o Urban Areas. Remote

    Sensing o Environment. 86. (Special issue on Urban Areas): 370-384. Roth, M., T. R. Oke, and

    W. J. Emery. 1989. Satellite-derived Urban Heat Islands rom Three Coastal Cities and the Utili-

    zation o Such Data in Urban Climatology. Int. J. Remote Sensing. 10:1699-1720.

    7 Oke, T.R. 1982. The Energetic Basis o the Urban Heat Island. Quarterly Journal o the Royal

    Meteorological Society. 108:1-24.

    8 Oke, T.R. 1982. The Energetic Basis o the Urban Heat Island. Quarterly Journal o the Royal

    Meteorological Society. 108:1-24.9 Oke, T.R. 1997. Urban Climates and Global Environmental Change. In: Thompson, R.D. and

    A. Perry (eds.) Applied Climatology: Principles & Practices. New York, NY: Routledge. pp.

    273-287.

    10 Christen, A. and R. Vogt. 2004. Energy and Radiation Balance o a Central European City. Inter-

    national Journal o Climatology. 24(11):1395-1421.

    11 Sailor, D.J., and H. Fan. 2002. Modeling the Diurnal Variability o Eective Albedo or Cities.

    Atmospheric Environment. 36(4): 713-725.

    12 Voogt, J. 2002. Urban Heat Island. In Munn, T. (ed.) Encyclopedia o Global Environmental

    Change, Vol. 3. Chichester: John Wiley and Sons.

    13

    Akbari, H. 2005. Energy Saving Potentials and Air Quality Benets o Urban Heat Island Miti-gation. Retrieved 2 Jul. 2008 rom .

    14 Sailor, D. J. 2002. Urban Heat Islands, Opportunities and Challenges or Mitigation and Adap-

    tation. Sample Electric Load Data or New Orleans, LA (NOPSI, 1995). North American Urban

    Heat Island Summit. Toronto, Canada. 1-4 May 2002. Data courtesy Entergy Corporation.

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    15 Taha, H. and L.S. Kalkstein, S.C. Sheridan, and E. Wong. 2004. The Potential o Urban Environ-

    mental Controls in Alleviating Heat-wave Health Eects in Five US Regions. Presented at the

    American Meteorological Society Fith Conerence on Urban Environment. 25 August. See also

    NOAA. 1995. Natural Disaster Survey Report: July 1995 Heat Wave. Retrieved 20 June 2008

    rom .

    16 Kalkstein, L.S. and S.C. Sheridan. 2003. The Impact o Heat Island Reduction Strategies on

    Health-Debilitating Oppressive Air Masses in Urban Areas. Prepared or U.S. EPA Heat Island

    Reduction Initiative.

    17 Kalkstein, L.S. 1991. A New Approach to Evaluate the Impact o Climate upon Human Mortality.

    Environmental Health Perspectives 96: 145-50.

    18 CDC. 2004. Extreme Heat: A Prevention Guide to Promote Your Personal Health and Saety.

    Retrieved 27 July 2007 rom .

    19 Roa-Espinosa, A., T.B. Wilson, J.M. Norman, and Kenneth Johnson. 2003. Predicting the Im-

    pact o Urban Development on Stream Temperature Using a Thermal Urban Runo Model

    (TURM). National Conerence on Urban Stormwater: Enhancing Programs at the Local

    Level. February 17-20. Chicago, IL. Retrieved 17 Jul. 2008 rom .20 EPA. 2003. Beating the Heat: Mitigating Thermal Impacts. Nonpoint Source News-Notes. 72:23-26.

    21 EPA. 2003. Beating the Heat: Mitigating Thermal Impacts. Nonpoint Source News-Notes. 72:23-26.