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REACHing Forward A look at SUMI, LCID and ESCOM XML

REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

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Page 1: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

REACHing ForwardA look at SUMI, LCID and ESCOM XML

Page 2: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

© 2016 Sphera 2

Topics Covered

• Safe Use Information

• LCID

• SUMI

• ESCom

Page 3: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

From 12 pages to 100 pages

©2016 Sphera 3

Page 4: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Who is responsible for what?

©2016 Sphera 4

Manufacturer/Importer

•Register Substances

•Create Chemical Safety Report (CSR)

•CSR to Contain Exposure Scenarios (ES)

Formulators

•Must communicate Safe Use Information for the particular uses of their materials.

End User

•Consumer of Safe Use Information

Page 5: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Who is responsible for what?

©2016 Sphera 5

Manufacturer/Importer

•Register Substances

•Create Chemical Safety report (CSR)

•CSR to Contain Exposure Scenarios (ES)

Formulators

•Must communicate Safe Use Information for the particular uses of their materials.

End User

•Consumer of Safe Use Information

Extended Safety

Data Sheet

Safety Data

Sheet + Safe

Use Information

Page 6: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

What to do…

©2016 Sphera 6

Formulators

• Must communicate Safe Use Information for the particular uses of their materials.

End User

• Consumer of Safe Use Information

Safety Data

Sheet + Safe

Use Information

How to communicate Safe Use Information?

Page 7: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Reviewing the tools of the trade

Taking Inventory of the toolbox

• Existing tools:

• REACH compliant SDS

• Hazard label (CLP)

• Extended-SDS (substance) – Exposure Scenario (ES)

• New tools:

• LCID (Lead Component Identification)

• SUMI (Safe Use Mixture Information) – “Exposure Scenario” for mixtures

• ESCOM / SDSCOM XML (electronic exchange of ES / SDS)

Page 8: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Reviewing the tools of the trade

Taking Inventory of the toolbox

• Existing tools:

• REACH compliant SDS

• Hazard label (CLP)

• Extended-SDS (substance) – Exposure Scenario (ES)

• New tools:

• LCID (Lead Chemical Identification)

• SUMI (Safe Use Mixture Information) – “Exposure Scenario” for mixtures

• ESCOM / SDSCOM XML (electronic exchange of ES / SDS)

Page 9: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Different Approaches

Two approaches have been proposed:

• “Top Down” or Lead Component Identification (LCID)

• The “top-down” approach is based on the information from those substances that are contributing to

the exposure for each end-use. As safe use information is being compiled for the most hazardous

substances, it is expected that exposure to substances with lesser hazards will be covered as well.

• “Bottom Up” or Safe Use Mixture Information (SUMI)

• The “bottom-up” approach is focused on understanding the end-use of the mixture for a specific

industry sector. In this approach it is expected that industry sectors develop safe use information

based on both the use and the characteristics of the mixture.

©2016 Sphera 9

Page 10: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Making it understandable

©2016 Sphera 10

REACH

SUMILCID

SWEDSpERC

OC

PROCRMM

DNEL

PNEC

CSA

CSR

Page 11: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The LCID Process

Hazard Type Append to SDS

Health Hazards

Environmental Hazards

Priority Substances

Lead Components

Local effect classifications

Ozone Depletion

Safe use information

Evaluate Components

©2016 Sphera 11

Page 12: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The LCID Process

©2016 Sphera 12

Evaluating Components

• Identify priority substances

• Carcinogen – Category 1A/1B

• Mutagen – Category 1A/1B

• PBT

• vPvB

• Identify lead components

• Substances with health

or environmental hazards

Priority Substances

Lead Components

Local effect classifications

Ozone Depletion

• Additional substances

• Local effect

classifications

• Ozone depletion

Page 13: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The LCID Process

©2016 Sphera 13

Looking at the specific Hazard Types

• Health

• Determine Operating Conditions

(OC)

• Determine the Risk Management

Measures (RMMs)

• Environmental

• Determine Operating Conditions

(OC)

• Determine the Risk Management

Measures (RMMs)

Hazard Type

Health Hazards

Environmental

Hazards

Priority Substances

Lead Component

s

Local effect classifications

Ozone Depletion

Evaluate Components

Page 14: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The LCID Process

©2016 Sphera 14

Adding Safe Use Information to the SDS

• Ensure that the OCs and RMMs for the Lead and Priority substances will also cover

other substances in the composition

• Ensure other hazards which do not result in classification are also covered by the

OCs and RMMs

• Information can be either embedded into the SDS, or

• Appended as a separate document

Hazard Type Append to SDS

Health Hazards

Environmental Hazards

Priority Substances

Lead Components

Local effect classifications

Ozone Depletion

Safe use information

Evaluate Components

Page 15: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

Verification Check Append to SDS

SWEDLead

Component ES

Use Descriptors

Contributing Activity

Additional Information

SUMI

Sector Use Map

©2016 Sphera 15

Page 16: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

What is a Sector Use Map?

• Sector use maps contain the following information:

• Use name

• Use descriptors (Sector of End Use (SU), Process Category (PROC), etc.) Contributing

activities

• Market information

• Other additional information that may be relevant to the assignment of the SWED

©2016 Sphera 16

SWED

Use Descriptors

Contributing Activity

Additional Information

Sector Use Map

Page 17: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

What is a Sector-Specific Worker Exposure Description (SWED)?

• Describes the use conditions for a mixture

• Includes the Operational Conditions (OC) and Risk Management Measures (RMM), as well as other qualitative values such as maximum concentration for relevant substances, minimum tolerable DNELs, etc.

• The SWED is the input information for the Chemical Safety Assessment (CSA) –Worker Exposure.

• The information is dependent on the industry sector.

©2016 Sphera 17

SWED

Use Descriptors

Contributing Activity

Additional Information

CSA

Page 18: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

How do we determine the appropriate SWED?

• Determine the end use of your mixture

• Within the sector use map find:

• Applicable end use

• Contribution activities

• Use descriptors

• Identify the associated SWED (Alpha-Numeric Number)

©2016 Sphera 18

SWED

Use Descriptors

Contributing Activity

Additional Information

Page 19: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

Verification Check

SWEDLead

Component ES

Use Descriptors

Contributing Activity

Additional Information

Sector Use Map

©2016 Sphera 19

Verification Check

• Verify that the Operational Conditions (OC) and Risk Management Measures

(RMM) are consistent with the information in the Lead Component Exposure

Scenario

• Verify that the Lead Component DNELs are greater than the minimal tolerable

DNEL

Page 20: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

How SWED information is connected:

• The registrant includes the SWED on the Exposure Scenario,

• The Formulator validates that the end-use of their mixture is aligned with the

SWED of their substances.

©2016 Sphera 20

SWED

Use Descriptors

Contributing Activity

Additional Information

CSA

ES

Page 21: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

Verification Check Append to SDS

SWEDLead

Component ES

Use Descriptors

Contributing Activity

Additional Information

SUMI

Sector Use Map

©2016 Sphera 21

Choosing the SUMI

• The SWED is assigned to a SUMI

• There is only one SUMI per SWED

• There may be more than one SUMI per SDS depending on uses

Page 22: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

©2016 Sphera 22

Page 23: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

The SUMI Process

©2016 Sphera 23

Page 24: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

Reviewing the tools of the trade

Taking Inventory of the toolbox

• Existing tools:

• REACH compliant SDS

• Hazard label (CLP)

• Extended-SDS (substance) – Exposure Scenario (ES)

• New tools:

• SUMI (Safe Use Mixture Information) – “Exposure Scenario” for mixtures

• LCID (Lead Chemical Identification)

• ESCOM / SDSCOM XML (electronic exchange of ES / SDS)

Page 25: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

26

CSR/ES Roadmap (ECHA-Industry)

Supply chain communication

ESCom

Page 26: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

What is the ESCom Package?

27

• ESCom XML standard:

▪ An IT communication standard to

harmonize ES data exchange

between computer systems in the

supply chain

▪ Developed by IT providers in

consultation with industry

• ESCom Phrase Catalogue:

▪ A catalogue with standard phrases for

ESs for communication

▪ Developed by industry sectors,

associations and companies

ESCom = Exposure Scenario for Communication

Page 27: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

ESCom Phrases Catalogue

• Portion of the EuPhraC voluntary standard (http://www.euphrac.eu)

• Consists of Standard phrases for Exposure Scenarios

• Phrases <codified> with a unique identifier to facilitate data exchange

• Available in English and German

• Living standard

• Version 1.1 (May 2011)

• Now on version 2.3

• Free to use

• Maintained by Cefic and DUCC

• Extensive Guidance on creation, submission and usage of EuPhraC and

ESCom phrases (http://www.cefic.org/Documents/IndustrySupport/REACH-

Implementation/ESCom-Project/Euphrac-ESCom-phrase%20guidance-on-

creation-submission-usage-of%20EuPhraC-ESCom-Phrases-2.2.pdf)

Page 28: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

31

ESCom Package – current status

How many ESCom XMLs have been sent and received between companies so far?

Adoption

• ESCOM Phrases available in many IT systems

• ECHAs’ Chesar 3.1, released in November 2016, supports the creation of

Exposure Scenarios aligned with the ESComXML format

• ESComXML implemented in some IT Systems

Page 29: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

• The IT perspective

• Tools available (ESCom XML, ESCom phrases)

• Implemented in internal systems

• Benefit recognized, however

• Explicit customer demand required

• The industry perspective

• Benefit recognized, however

• Currently no partner to exchange XMLs with

• Illustrative business case (including financial advantages) missing

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Why?

Page 30: REACHing ForwardThe SUMI Process Verification Check Append to SDS SWED Lead Component ES Use Descriptors Contributing Activity Additional Information SUMI Sector Use Map ©2016 Sphera

© 2016 Sphera 33

Questions?