Re-reading Bazin’s Ontological Argument – Offscreen

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    Re-reading Bazin’s

    Ontological Argumentby Prakash Younger   Volume 7, Issue 7 / July 2003  14 minutes (3251

    words)

    Introduction

    I would like to begin by outlining a problem that I hope will resonate with your own

    experiences of reading Bazin. This problem emerges as soon as one abandons the

    conventional distinction between Bazin the Theorist and Bazin the Critic, that is, the

    tacit hierarchy that divides his work into a “theoretical core” based in the first three

    essays of What is Ci nema?  and a little-explored “periphery” containing the great

    bulk of his writings. Even if one confines one’s exploration to the portion of this

    periphery readily available in English translation, one soon discovers a figure

    whose historically-sensitive contributions to the field cannot be reconciled with the

    abstract theoretical doctrines that are generally-attributed to him.

    There is the Bazin of “The Evolution of the Western” and “On the politique des

    auteurs”, whose consideration of the genre film and “the genius of the [classical

    Hollywood studio] system” stands at the origin of the examination of that system in

    ! "

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    the work of Bordwell, Thompson and Staiger, Schatz, Maltby and others. There is

    the Bazin of “The Death of Humphrey Bogart” and “Entomology of the Pin-Up

    Girl”, whose analyses of star images, eroticism and other modes of myth and

    Attraction preceded Roland Barthes’s Mythologies by more than a decade, and

    Richard Dyer’s Stars by more than three decades. Finally there is the Bazin of

    “Adaptation, or the Cinema as Digest” and “The Cinema and Popular Art”, who

    critiqued notions of the work and authorship and affirmed the political potentials of

    the cinema, its Benjaminian implications, long before these topics became commoncurrency. There are of course many other aspects of Bazin’s work, but these three

    have perhaps suffered most from the neglect imposed by the core-periphery

    schema. Against the backdrop of contradiction internal to this schema, I aim to

    offer a reading of “The Ontology of the Photographic Image” capable of

    reconciling its argument with the totality of Bazin’s work.

    The central task of my reading is to recover the crucial but generally-neglected

    distinction outlined in the following quote:

    The quarrel over realism in art stems from a misunderstanding, from a

    confusion between the aesthetic and the psychological; between true

    realism, the need that is to give significant expression to the world both

    concretely and in its essence and the pseudorealism of a deception aimed

    at fooling the eye (or for that matter the mind); a pseudorealism content in

    other words with illusory appearances (WCI, 12).

    Bazin here identifies “two essentially different phenomena that any objective critic

    must view separately in order to understand the evolution of the pictorial” (WCI,

    11). This distinction between the aesthetic and the psychological is crucial to

    understanding Bazin’s use of the term reality which is here explicitly connected to

    art and the aesthetic. Though the full sense of this connection has yet to be

    unpacked, as stated it allows me to preview the basic point at which my account

    will diverge from the standard views of the ontological argument. Despite theirdifferences, all of Bazin’s most prominent interpreters – from his biographer Dudley

    Andrew to his would-be nemesis Noël Carroll – read his argument as claiming that

    the photograph has, as such and without regard to its aesthetic qualities, a

    privileged relation to pro-filmic reality that film-makers are prescribed to maintain.

    As Andrew puts it:

    For Bazin the situation was clear: either a filmmaker utilizes empirical reality

    for his personal ends or else he explores empirical reality for its own sake.

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    In the former case the filmmaker is making of empirical reality a series of

    signs which point to or create an aesthetic or rhetorical truth, perhaps lofty

    and noble, perhaps prosaic and debased. In the latter case, however, the

    filmmaker brings us closer to the events filmed by seeking the significance of

    a scene somewhere within the unadorned tracings it left on the celluloid

    (MFT, 145).

    In a moment we will reconsider some of the textual evidence often produced insupport of this position. My immediate concern is simply to observe that nowhere

    does Bazin argue for the exceptional status of photographic art vis-à-vis the

    aesthetic/psychological distinction and that, in fact, he deliberately structures the

    entire Ontology essay around this distinction. Though this feature is not reproduced

    in Hugh Gray’s translation, Bazin organized the essay into six distinct sections

    separated by asterixes. Consideration of this structure reveals that he establishes

    the distinction in the first section of the essay, explores the psychological genealogy

    of photography in the second, third and fourth sections, examines the aestheticpotentials of photography in the fifth section, and concludes with the famous

    reversal of the sixth and last section: “On the other hand, the cinema is a

    language” (my translation) (“D’autre part le cinéma est un langage”). In a loose

    accord with this structure my own comments will deal first with psychology, next

    with aesthetics, and will conclude with an examination of the reversal and its

    implications.

    I. Psychology

    As you all know, the first section of the essay traces the psychological function of

    art from ancient Egypt up to the present, and closes with the following conclusion:

    If the history of the plastic arts is not only a matter of their aesthetic but in

    the first place a matter of their psychology, it is essentially the story of

    resemblance, or if you will, of realism (my translation) (QCI, 12).

    For our purposes it is essential to note that Bazin reaches this conclusion after

    acknowledging that “the evolution, side by side, of art and civilization, has

    relieved the plastic arts of their magic role” (WCI, 10). Without denying the

    processes of desacralization, rationalization and historical understanding that have

    characterized the development of modern culture, he nonetheless affirms the

    inescapable role of resemblance in any culture, bluntly asserting that the power of

    suggestibility we associate with the “primitive” ideologies of the past remains at

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    work in the midst of contemporary illusions of radical human autonomy:

    Civilization, cannot, however, entirely cast out the bogy of time. It can only

    sublimate our concern with it to the level of rational thinking. No one

    believes any longer in the ontological identity of model and image, but all

    are agreed that the image helps us to remember the subject and to

    preserve him from a second spiritual death. Today the making of images no

    longer shares an anthropocentric, utilitarian purpose. It is no longer aquestion of survival after death, but of a larger concept, the creation of an

    ideal world in the likeness of the real, with its own temporal destiny. “How

    vain a thing is painting” if underneath our absurd admiration for all its

    works we do not discern man’s primitive need to have the last word in the

    argument with death by means of the form that endures (WCI, 10) (the

    quoted portion of this last sentence is from one of Pascal’s pensées).

    In order to take a full measure of its rhetorical force and intent, I will restate whatBazin is affirming here in a series of polemical propositions:

    1. Whether they acknowledge it or not, human beings are attached to mortal

    things by an erotic or ethical relation.

    2. The development of human rationality notwithstanding, this attachment always

    takes the form of an irrational attraction to the appearances of those things.

    3. Its stated motives and historical justifications notwithstanding, all art derives its

    motive force from this irrational attachment to appearances.

    It is essential to emphasize the skeptical aspect of Bazin’s affirmations about

    psychology, his manifest awareness of human vulnerability to illusion and

    ideology. For Bazin, our receptivity to the world in which we live is inevitably

    conditioned by the desire we carry with us and the ideologies that have shapedthat desire. This vulnerability is presented as an inescapable constant relevant to

    the consideration of all art including photography and the cinema. Though Bazin’s

    interpreters are correct in recognizing his affirmation of the photograph’s relation

    with Appearance, they mistake his emphasis on the power of Appearance over

    human credulousness for some form of naive faith. Instead, this emphasis should be

    seen to reflect a skepticism far more radical than that of any of his critics, for to

    Bazin the photograph is in the first instance a powerful and ambiguous illusion that

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    defies the critical power of the modern rationality that created it:

    … the essential factor in the transition from the baroque to photography is

    not the perfecting of a physical process […]; rather does it lie in a

    psychological fact , to wit, in completely satisfying our appetite for illusion

    by a mechanical reproduction in the making of which man plays no part.

    […] This production by automatic means has radically affected our 

    psychology of the image. The objective nature of photography confers on ita quality of credibility absent from all other picture-making. In spite of any 

    objections our critical spirit may offer , we are forced to accept as real the

    existence of the object reproduced, actually re-presented, set before us,

    that is to say, in time and space. […] A very faithful drawing may actually

    tell us more about the model, but despite the promptings of our critical 

    intelligence it will never have the irrational  power of the photograph to

    bear away our faith (my italics)(WCI, 12-14).

    In these quotes and many others we might consider, Bazin’s point is to recapitulate

    with regard to the photograph the general argument about the psychological basis

    of art that he made in the essay’s first section, i.e. the discussion of the photograph

    elaborates his general point that the irrational power of resemblance persists within

    the domain of our enlightened and modern civilization. Far from disclosing a

    pseudo-scientific or mystical “axiom of objectivity”, Bazin’s argument in the first

    four sections of the essay works from the assumption that theory alone is as

    powerless to discriminate between truth and illusion in the photograph as it is in

    everyday life.

    II. Aesthetics

    Thus though it may satisfy our appetite for illusion the photograph does not, in itself,

    satisfy our appetite for reality. In Bazin’s theory only art can do this, though, as we

    have already noted, the reality of art paradoxically depends on the more primarypsychological fact of illusion. To understand this paradox we need to retrace its

    articulation in the essay’s first section. The section closes with the adaptation of a

    quote from Pascal, the original of which reads: “How vain is painting, which

    attracts admiration by the resemblance of things, the originals of which we do not

    admire!” (PP, 38). This polemical reference serves to return us to the point earlier in

    the section where Bazin defines the paradoxical function of art as “sauver l’être

    par l’apparence” or “to save Being by means of Appearances” (QCI, 12). If the

    task of art is to fundamentally satisfy our erotic or ethical attachment to the mortal

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    beings that inhabit our world, the quote from Pascal underlines the ambiguous

    value of resemblance in allowing us to accomplish this task. For Pascal this

    ambiguity is an inescapable fact of the human imagination and like Bazin he

    recognizes the extent to which it defies rationality. As he puts it in another pensée:

    It is that deceitful part in man, that mistress of error and falsity, the more

    deceptive that she is not always so; for she would be an infallible rule of

    truth, if she were and infallible rule of falsehood. But being most generallyfalse, she gives no sign of her nature, impressing the same character on the

    true and the false. I do not speak of fools, I speak of the wisest men; it is

    among them that the imagination has the greatest gift of persuasion.

    Reason protests in vain; it cannot set a true value on things (PP, 24).

    Recasting this ambiguity in terms of the aesthetic/psychological distinction, we

    might say that the psychological power of resemblance leads us equivocally to

    imaginative relations with both truth and illusion, and that the aesthetic is thatfaculty which allows us to discriminate between these relations. But when viewed in

    the context of their common root in desire and the inability of reason to discriminate

    between them, Bazin’s repeated distinction between the aesthetic and the

    psychological forces us to track it into another dimension: we are led to posit a

    qualitative difference in the heart of desire that distinguishes aesthetic achievement

    from illusion.

    This difference is only articulated later in the essay, in the quote with which we

    began. Unpacking the full sense of this quote, we find that it distinguishes between

    a basic psychological desire that is “content with illusory appearances” and a

    higher or stronger form of desire that is only satisfied with true realism, defined here

    as a union of “the Concrete” and “the Essential”. Seen as the process of

    discriminating between true and illusionary relations, Bazin’s model of aesthetic

    activity presupposes a simultaneous double-mimesis that puts the sensual power of

    Appearances to work in the service of an invisible reality that only a higher qualityof desire allows access to. It is this process of double-mimesis that is expressed in

    the phrase “the form that endures” (la pérennité de la forme) which refers at the

    same time to the persistence of resemblance itself, the formal qualities of art, and

    the Platonic notion of forms. The form of the work of art thus fuses together two

    realms, a realm of sensuous immediacy grounded in the power of resemblance,

    and a realm of Necessity grounded in Being or Truth. With this general model in

    mind, Bazin’s affirmations concerning the aesthetic potentials of photography lose

    their hyperbolic character, for one is able to recognize in them the theoretically-

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    indistinguishable coincidence of the irrational power of conviction inherent to the

    photographic medium with the process of ethical orientation and ideological

    discrimination proper to any art. Thus:

    Only the impassive lens, stripping its object of all those ways of seeing it,

    those piled-up pre-conceptions, that spiritual dust and grime with which my

    eyes have covered it, is able to present it in all its virginal purity to my

    attention and consequently to my love. By the power of photography, thenatural image of a world that we neither know nor can see, nature at last

    does more than imitate art: she imitates the artist (my italics) (WCI, 15).

    At the root of Bazin’s ontological argument one can discern the assumption of an

    inescapable ethical dimension to human life and culture, one which simultaneously

    secures the illuminations of art and the skeptical awareness of ideology. This

    assumption and process of discrimination can be discerned at work throughout

    Bazin’s writings, as in the following passage from “An Aesthetic of Reality” whichserves to illustrate all the main points we have considered so far:

    Reality is not to be taken quantitatively. The same event, the same object,

    can be represented in various ways. Each representation discards or retains

    various of the qualities that permit us to recognize the object on the screen.

    Each introduces, for didactic or aesthetic reasons, abstractions that operate

    more or less corrosively and thus do not permit the original to subsist in itsentirety. At the conclusion of this inevitable and necessary “chemical”

    action, for the initial reality there has been substituted an illusion of reality

    composed of a complex of abstraction (black and white, plane surface), of

    conventions (the rules of montage, for example), and of authentic reality. It

    is a necessary illusion but it quickly induces a loss of awareness of the

    reality itself, which becomes identified in the mind of the spectator with its

    cinematographic reproduction. As for the film maker, the moment he has

    secured this unwitting complicity of the public, he is increasingly tempted toignore reality. From habit and laziness he reaches the point when he himself

    is no longer able to tell where lies begin or end. There could never be any

    question of calling him a liar because his art consists in lying. He is just no

    longer in control of his art. He is its dupe, and hence he is held back from

    any further conquest of reality.

    III. Language

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    “On the other hand, cinema is a language.” This famous Janus-faced sentence

    functions as a crucial mediator between the ontological argument and the

    remainder of the essays in the four volumes of Qu’est-ce que le Cinema?. It serves

    to remind the reader that the process of spiritual struggle I have just sketched out

    takes place not in some ideal realm but in the historically-conditioned languages

    and cultures from which the art of the cinema emerges. In a prospective sense it

    indicates that in the essays that follow the aesthetic achievements of the cinema will

    only be registered by attending to the historical changes they effect in cinematiclanguage. In a retrospective sense, its blunt qualification of what preceded it

    reminds us of the dangerous potential for misunderstanding such poetic

    affirmations, which are in fact nothing more than a set of inferences about

    cinematic potential drawn from the realized facts of cinematic art. In this context the

    debates between Bazin’s supporters and detractors about the nature of the reality

    he is referring to misses the point, for the reality revealed by art is the source of all

    definition or difference and cannot itself be defined; though they have undoubtedly

    been the cause of much confusion, words such as “realism” and “reality” are ineffect only the vanishing points at which Bazin’s critical discourse loses the ability

    to distinguish truth and illusion in any given instance of cinematic art.

    Considered against this retrospective note of caution, my own elaboration of the

    ethical vocation of art was itself reckless insofar as it reduced Bazin’s criticism to a

    Platonic or Levinasian reading of it; it is important to emphasize that one could also

    characterize the process of double-mimesis in terms of Benjamin’s dialectical

    history, or in the language of Bordwell’s Historical Poetics, Barthesian semiotics orDeleuzian philosophy. What is unique about Bazin’s approach is that the rigor of

    his skepticism prevents him from subordinating the experience of art to any one of

    these theoretical frameworks. If specific conjunctures of language, circumstance

    and illusion form the only discursive crucible in which aesthetic achievement

    dialectically distinguishes itself from a historical baseline of ideology, if art is the

    only form of discourse that actually makes a historical difference, then the prime

    responsibility of the critic is to use analysis and inference to reconstruct the contexts

    of film history that makes these interventions possible, not to arrogate to itself the

    theoretical ability to distinguish art from ideology. On its own terms, Bazin’s

    rigorous subordination of theory to the nomadic itinerary of aesthetic experience

    can claim to have made a stronger intervention in cultural history than the modes of

    ideological critique that succeeded it; from his perspective, contemporary

    approaches that deploy theoretical models of ideological operations are

    themselves entangled in an unwitting complicity that neutralizes real difference

    while manufacturing its ersatz. Thus among other things a re-appraisal of Bazin’s

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    ontological argument may provide us with motives to re-consider our discipline’s

    history and self-understanding.

    BIBLIOGRAPHY

    Andrew, Dudley. The Major Film Theories (New York: Oxford UP, 1976)

    Bazin, André. What is Cinema? Vol.II, 26

    Bazin, André. What is Cinema? Vol. I, ed. Hugh Gray (Berkeley, CA: UC Press,

    1967).

    Bazin, André Bazin. What is Cinema? Vol.II, ed. Hugh Gray (Berkeley, CA: UC

    Press, 1971)

    1

    Though Prakash Younger’s interests range widely across the

    humanities (including English and world literature, political

    philosophy, geopolitical history, and art history), his work

    as a teacher and scholar is grounded by a long-standing

    engagement with the cinephilic traditions that have shaped

    Film Studies as a discipline. Though his work is rooted in close attention to

    aesthetics and the details of cinematic form, Younger’s ultimate goal as both

    a teacher and scholar is to show how films give us an enhanced purchase on

    the real world beyond them. By taking advantage of the access films provide

    to the experience of other times, places, cultures and sensibilities we enhance

    our ability to connect with the world we live in today; unlikely as it may seem,

    a French film from the 1930’s or a Bollywood film from the 1970’s may turnout to be the “message in a bottle” we have been waiting for, the magic lens

    that brings certain facts and possibilities of the present into sharp focus.

    Studying film is a detour that is justified by the fact that, in the end, it always

    gets us to the right place, faster.

    More by Prakash  Email Prakash  Visit Website

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