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MAINESUPREMEJUDICIALCOURT ReporterofDecisionsDecision: 2018ME123Docket: Pen-16-543Argued: December13,2017Decided: August21,2018Panel: SAUFLEY,C.J.,andALEXANDER,MEAD,GORMAN,JABAR,HJELM,andHUMPHREY,JJ.
RANDYN.OLIVER,IIetal.v.
EASTERNMAINEMEDICALCENTERHJELM,J.
[¶1]Inthisactionforprofessionalnegligence,RandyN.Oliver,II(Oliver)
andNicoleJernigan,individuallyandaspersonalrepresentativesoftheEstate
of RandyN. Oliver, appeal, and EasternMaineMedical Center cross-appeals
fromajudgmentoftheSuperiorCourt(PenobscotCounty,A.Murray,J.). See
infran.4. Oliverand Jerniganchallenge thepartof the judgmentconcluding
thatEMMCwasnotnegligentwhenitdischargedtheirfather,RandyN.Oliver
(Randy),becausethedischargewascontrarytotheinstructionstheygaveto
thehospital in their capacity ashis court-appointedguardians. Because the
courtdidnoterrinitsconclusionsthat,atthetimehewasdischarged,Randy
hadregainedcapacitytomakehisownhealth-caredecisionsandthatEMMC’s
dischargeplanmetthestandardofcare,weaffirmthejudgmentontheliability
2
claim. EMMC appeals the court’s denial of its request for costs for expert
witness fees and expenses incurred during the prelitigation screening panel
process.Wealsoaffirmthatdetermination.
I.FACTUALBACKGROUND
[¶2]Thefollowingfactsaredrawnfromthecourt’sfindings,whichare
supportedbycompetentrecordevidence,andfromtheproceduralrecord.See
InreEvelynA.,2017ME182,¶4,169A.3d914.
[¶3]OnMarch21,2013,Randy’sdaughter,NicoleJernigan,andhisex-
wife,PatriciaOliver,foundRandyseverelyintoxicatedinhishomeandtookhim
toEasternMaineMedicalCenterinBangor.JerniganandPatriciatoldEMMC
staff that Randy lived alone in his home, which had no running water and
presentedsignificantsanitationissues.Theyalsoinformedhospitalstaffthat
Randyhadbeendefraudedofmoneybyscammers.
[¶4]RandywasadmittedtoEMMCwithdiagnosesthatincludedhepatic
encephalopathy (liver-related brain damage), possible alcohol withdrawal,
deterioration of functional status, and a neglected state. At the time of the
admission, Randy had burns on his hands. During Randy’s resulting
hospitalization, Jernigan and Patricia provided staff with photographs of
3
Randy’shome,whichshowedfirehazardsinside. Jerniganalsotoldthestaff
thatitemsinthehomehadcaughtfiremorethanonce.
[¶5]Randyremainedhospitalizedfornearlytwomonthsonamedical
admission. Throughout that time, he asked to be discharged. Because of
Randy’s expressed and ongoing desire to leave, the hospital assigned him a
one-on-oneaidetopreventhimfromleaving.
[¶6] On March 22, the day after Randy’s admission, a psychiatrist
conductedanemergencypsychiatricevaluationofRandy,duringwhichRandy
expressed a lack of understanding about why he was in the hospital. The
psychiatristconcludedthatRandy’salcoholaddictionwas“potentiallylethal,”
thatRandylikelysufferedfrom“significantcognitiveimpairmentthatwouldbe
slowtoresolve,”andthataguardianmighteventuallyneedtobeappointed.
[¶7] Nearly aweek later, onMarch 28, a neuropsychologist,Anthony
Podraza,examinedRandy.Dr.PodrazafoundthatRandywasa“fairlyaccurate
historian,”althoughRandyreportedthathisbiggestproblemwasafaultywater
heaterathishouse. Dr.Podrazawasunabletocompletethetestingprocess
because of Randy’s poor motivation and lack of effort, but he was able to
conclude that Randy did not have “capacity to manage simple or complex
financesindependently”or“tomakeinformeddecisionsregardinghishealth.”
4
[¶8]OnApril5,OliverandJerniganfiledapetitionintheWaldoCounty
ProbateCourttobeappointedRandy’sco-guardians.Insupportofthepetition,
theysubmittedareportofaphysicianwhohadexaminedRandyonApril1and
concluded that Randy’s prognosis was “probably poor for recovery of
appropriate insight necessary for self care.” The court scheduled a
guardianship hearing for May 7. In the interim, a visitor appointed by the
ProbateCourt,see18-AM.R.S.§5-303(b),(c)(2017),interviewedRandyand
wroteareportrecommendingthataguardianbeappointedandthatRandybe
placedinasecureddementiafacility.
[¶9] OnMay 7, the Probate Court (Longley, J.) held a hearing on the
guardianship petition and,basedon thephysician’s report generatedby the
April 1 evaluation, appointed Oliver and Jernigan as Randy’s co-guardians.
Importantlyforthisaction,theorderstatedthattheguardianswereauthorized
to“actonlyasnecessitatedby[Randy’s]actualmentalandadaptivelimitations
orotherconditionswarrantingthisprocedure.”
[¶10]WiththetreatmentprovidedatEMMC,Randy’sconditionbeganto
improve.1Onthesamedayastheguardianshiphearing,anEMMChospitalist
1OliverandJernigandonotallegethatEMMCfailedtoprovideRandywithpropermedicalcare
duringhishospitalization.
5
who was involved in Randy’s care ordered another neuropsychological
examination after observing Randy and questioning the need for ongoing
inpatient care. Dr. Podraza, who had examined Randymore than a month
earlier, conducted the examination that day. As the court described it,
Dr.Podraza’sfindingsinhissecondevaluationwere“strikinglydifferent”from
those of the March 28 assessment. Dr. Podraza described Randy as “alert,
friendly,pleasant,andverycooperative.”RandyinformedDr.Podrazathathe
was anxious to return to his home and planned to quit drinking although
without therapy or group support. After conducting the examination,
Dr.PodrazaconcludedthatRandyhadcapacityto“managesimpleorcomplex
finances independently” and “make better informed decisions regarding his
health.”Dr.Podrazarequestedthatacommunitycasemanagerbereferredto
RandyasaconditionofhisreleasefromEMMC.
[¶11]AfterDr.Podraza’ssecondneuropsychologicalevaluation,EMMC
concludedthatRandynolongerneededacutemedicalcareandthatthehospital
waspossiblyholdinghimthereagainsthiswill.OliverandJernigan,however,
disputedDr.Podraza’sconclusionthatRandyhadregainedcapacity,opposed
hisdischargefromthehospitaltoanysettingotherthanalockedfacility,and
wanteda secondopinionbutwereunable to findanevaluatornot affiliated
6
withEMMC. AlthoughEMMCoffered tohaveRandyevaluatedbyan EMMC
practitioner,OliverandJerniganultimatelyinformedEMMCthattheydidnot
wantanotherevaluation.
[¶12] EMMC’s vice president and in-house legal counsel initially
concluded that EMMC could not discharge Randy without his guardians’
consent.TheattorneythenreconsideredtheissueafterreviewingtheProbate
Court’sguardianshiporderand,basedontheprovisionoftheorderthatlimited
theguardian’sauthoritytomakedecisionsforRandyonlywhenRandyhimself
wasnotcapableofdoingso,recommendedthatEMMCcouldreleaseRandyif
andwhenheregainedcapacity.
[¶13]Duringthistime,Randy’sassignedsocialworkeratEMMCassisted
Randywithfillingoutapetitiontoterminatetheguardianshipandamotionfor
appointmentofcounsel,whichincludedanindigencyaffidavit.AlthoughRandy
independentlyobtained informationneeded for thepaperwork, itwasnever
filedwiththeProbateCourt.
[¶14] On May 16, a certified nurse practitioner at EMMC who was
providing direct care to Randy assessed whether he should be discharged.
Based on his own assessment and his review of Randy’s medical record,
includingDr.Podraza’sopinionfollowinghisMay7assessment,thecertified
7
nursepractitionerconcludedthatRandyhadsufficientcapacitytomanagehis
own affairs and decided to discharge him. The discharge plan included
referralstoRandy’sprimarycareprovider,apainclinic,andcommunitycase
management, and a recommendation to participate in substance abuse
treatment.
[¶15] Thatday,Randy’sEMMC-basedsocialworkerleftamessagefor
OliverinforminghimofEMMC’sdecisiontodischargeRandyandallowhimto
go home that day. The social worker also called and spoke directly with
Jernigan, who, again, told him that neither she nor Oliver had authorized
Randy’sdischarge.ThesocialworkerofferedtoarrangeforataxitotakeRandy
toherresidence,butJernigandeclinedthatoffer.
[¶16]EMMCwentforwardwithitsplantodischargeRandy,andheleft
thehospitalthatdaywithafriend.JerniganandPatriciavisitedRandyathis
home twice that night. When they left Randy for the final time at around
9:00p.m.,hewasintoxicated.Randydiedlaterthatnightastheresultofafire
thatdestroyedhisentirehome.
II.PROCEDURALBACKGROUND
[¶17]OliverandJernigan,individuallyandasrepresentativesofRandy’s
Estate,filedacomplaint,lateramended,againstEMMCintheSuperiorCourtin
8
late 2014. Although in its final form the complaint contained a number of
counts,eachofthemwaspredicatedonaclaimofnegligenceexceptforacount
allegingintentionalinflictionofemotionaldistress.2Thecourt(A.Murray,J.)
heldafive-daybenchtrialinJuneof2016.InajudgmententeredonAugust8,
2016,inwhichthecourtsetoutextensivefindingsoffactandathoroughlegal
analysis,thecourtconcludedthatEMMCwasnotnegligentwhenitdischarged
Randyovertheobjectionofhisguardiansandthatthedischargeplanmetthe
standardofcare.Onallcountsoftheamendedcomplaint,thecourttherefore
enteredjudgmentforEMMC.
[¶18]OnAugust15,EMMCfiledabillofcosts,see14M.R.S.§§1501to
1502-C (2017), which included expert witness fees and expenses from the
prelitigation screening panel hearing, see 24 M.R.S. § 2854 (2017). On
August22, Oliver and Jernigan filed a consolidated motion for amended or
additionalfindings,formodificationofthejudgment,andforanewtrial. See
M.R.Civ.P.52,59.OnSeptember20,thecourtdeniedtheirmotion.Afterthe
partiesfiledadditionalargumentoncosts,onNovember18thecourtentered
2 The liability claims comprised a survival action based on EMMC’s alleged negligence, see
18-AM.R.S.§3-817(2017);negligence-basedwrongfuldeathclaimsfordamagestothebeneficiariesofRandy’sestateandforRandy’sconsciouspainandsuffering,see18-AM.R.S.§2-804(2017);andclaimsfornegligentandintentionalinflictionofemotionaldistress.
9
an order awarding some costs to EMMC but not those associated with the
screeningpanelprocess.
[¶19] EMMC filed a notice of appeal on December 2, 2016. SeeM.R.
App.P. 2(b)(3) (Tower 2016).3 On December 8, Oliver and Jernigan filed a
cross-appealand,inthealternative,amotiontoenlargethetimeinwhichtofile
thenoticeofappeal,claimingtheyhadnotreceivednoticeoftheorderdenying
their August 22 motion because the clerk had not sent the order to their
attorney. Without determining whether Oliver and Jernigan’s appeal was
timely,thecourtdeniedthemotiontoenlarge,andOliverandJerniganfileda
separatenoticeofappealfromthatorder.4
III.DISCUSSION
[¶20]TheprincipalissuesonappealareOliverandJernigan’schallenge
tothecourt’sconclusionthatEMMCwasnotnegligentandEMMC’schallenge
tothecourt’sdenialofsomeofitscosts.Beforeconsideringthosecontentions,
weaddressthequestionofwhetherthenoticesofappealwerefiledinatimely
way.
3ThisappealwasfiledbeforeSeptember1,2017;therefore,therestyledMaineRulesofAppellate
Proceduredonotapply.SeeM.R.App.P.1(restyledRules).
4Becausethreenoticesofappealwerefiled,weissuedanorderconsolidatingtheappealsanddesignatingtheEstateofRandyN.Oliver(i.e.,OliverandJernigan)astheappellant.
10
A. TimelinessofAppeal
[¶21]BecauseEMMCandJerniganandOliverfiledtheirnoticesofappeal
more than twenty-one days after the entry of judgment, wemust consider
whetherthenoticesweretimely.
[¶22]Tobetimely,anoticeofappealmustbefiledwithintwenty-one
daysafterthejudgmentisenteredinthedocket,absentexceptionsthatarenot
presenthere.SeeM.R.App.P.2(b)(3)(Tower2016).Here,thejudgmenton
themeritsofthecomplaintwasenteredonAugust8,2016.EMMCthenfileda
timelybillofcostsonAugust15,andthecourtenteredanorderallowingsome
costs and denying others onNovember 18. On December 2—adatewithin
twenty-onedaysaftertheentryofthecourt’sorderoncosts—EMMCfiledits
noticeofappeal.
[¶23] Inacasewherethereareseveraltrialcourt judgmentsorother
dispositiveorders,wewill“revieweachtodetermineatwhatpointthecourt
fullydecidedanddisposedofthewholematterleavingnothingfurtherforthe
consideration and judgment of the trial court.” Coastal Ventures v. Alsham
Plaza,LLC,2010ME63,¶18,1A.3d416(alterationsomitted)(quotationmarks
omitted);seealsoE.PerryIron&MetalCo.v.CityofPortland,2006ME52,¶5,
896A.2d956. Here,at leastastoEMMC,thejudgmentdidnotbecomefinal
11
untilNovember18,whenthecourtresolvedtherequestforanawardofcosts.
Until the court issued that order, therewas nothing onwhich EMMC could
present the challenge it pursues here, namely, its contention that the court
erred by denying an award of some of the costs it sought to recover from
Jernigan andOliver. EMMC’s notice of appeal, filedwithin twenty-one days
afterthecourt’sorderoncosts,wasthereforetimely.
[¶24]JerniganandOliverthenfiledacross-appealonDecember8—six
daysafterEMMCfileditsnoticeofappeal.Ifonepartyfilesatimelynoticeof
appeal,anyotherpartyisentitledtofileanoticeofappealwithinfourteendays
afterthefirstnoticeofappealisfiled.M.R.App.P.2(b)(3)(Tower2016).The
noticeofappealfiledbyJerniganandOliverthereforewastimelybecausethe
deadlinefortheirappealismeasuredbythedateofEMMC’sappealandnotthe
datewhenthejudgmentwasentered.5
[¶25] EMMC argues that any issues on appeal are limited to the
November 18 order on costs because the time to appeal as calculated from
August 8—the date when the judgment was entered—had long passed by
December8.TheMaineRulesofAppellateProcedurestate,however,that“[a]n
5BecauseOliverandJernigan’scross-appealwastimely,weneednotaddresstheirrelateddue
processargumentortheirassertionthatthecourtabuseditsdiscretionbydenyingtheirmotiontoenlargethetimetofileanappeal.
12
appeal from a judgment,whenever taken, preserves for reviewany claim of
error in the record.” M.R. App. P. 2(b)(4) (Tower 2016) (emphasis added).
JerniganandOliver are thereforepermitted topursue their challenge to the
judgmentonitsmerits.
B. OliverandJernigan’sClaimsagainstEMMC
[¶26] Oliver and Jernigan assert that, by rejecting their claim against
EMMC, the court erred in several respects: by concluding that the Probate
Court’s guardianshiporderdidnotprecludeEMMC fromdischargingRandy,
given the contrary instructions they had given in their capacity as Randy’s
court-appointedguardians;byconcludingthatRandyhadregainedcapacityto
makethedecisiontobedischarged;andbyconcludingthatEMMC’sdischarge
planwasreasonable. We first reviewthestatutory frameworkapplicable to
guardianshipsinthesecircumstancesandthenconsiderthestrandsofOliver
andJernigan’sargumentinturn.
1. GuardianshipStatutes
[¶27]“Wereviewissuesoflawdenovo.”Levesquev.Cent.Me.Med.Ctr.,
2012 ME 109, ¶ 16, 52 A.3d 933. Specifically, when considering issues of
statutoryinterpretation,wewill“examinetheentiretyofthestatute,givingdue
weight to design, structure, and purpose as well as to aggregate language.”
13
Dickauv.Vt.Mut.Ins.Co.,2014ME158,¶22,107A.3d621(quotationmarks
omitted).
[¶28]TheProbateCodeauthorizesthecourttoappointaguardianfor
an incapacitated person.6 See 18-A M.R.S. §§ 5-303, 5-304 (2017). The
appointmentofaguardianaffectstheincapacitatedperson’spersonalliberties.
SeeGuardianshipofCollier,653A.2d898,900(Me.1995).Consequently,when
enteringaguardianshiporder,thecourtisrequiredtoexerciseitsappointment
authority in a way that “encourage[s] the development of maximum self
relianceandindependenceoftheincapacitatedpersonandmake[s]appointive
andotherordersonlytotheextentnecessitatedbytheincapacitatedperson’s
actual mental and adaptive limitations or other conditions warranting the
procedure.” 18-A M.R.S. § 5-304(a). To implement this objective, in
appropriate circumstances a court may—as the Probate Court did here—
appoint a limited guardian,which is a category of guardians “established to
assure flexibility indealingwith special circumstances.” In re James JohnL.,
6TheProbateCodedefines“incapacitatedperson”as“anypersonwhoisimpairedbyreasonof
mental illness, mental deficiency, physical illness or disability, chronic use of drugs, chronicintoxication,orothercauseexceptminoritytotheextentthathelackssufficientunderstandingorcapacity to make or communicate responsible decisions concerning his person.” 18-A M.R.S.§5-101(1)(2017)(emphasisadded).
14
601A.2d 630, 631 (Me. 1992) (quotation marks omitted); see 18-A M.R.S.
§5-105(2017).Section5-105provides:
In any case in which a guardian can be appointed by thecourt,thejudgemayappointalimitedguardianwithfewerthanallof the legalpowersanddutiesofaguardian. Thespecificdutiesandpowersofalimitedguardianshallbeenumeratedinthedecreeor courtorder. Aperson forwhoma limitedguardianhasbeenappointedretainsalllegalandcivilrightsexceptthosewhichhavebeensuspendedbythedecreeororder.7
[¶29]PursuanttotheProbateCode,whenaguardian’sauthorityextends
to health-care decisions, the guardian may “give or withhold consents or
approvals related to medical or other professional care . . . for the ward.”
18-AM.R.S. §5-312(a)(3) (2017). In doing so, however, the guardianmust
“make a health-care decision in accordance with the ward’s individual
7 The Probate Court’s order imposed limitations on the guardian’s authority and cited to
18-AM.R.S. § 5-105 (2017), which is the statutory authority for a court to create a limitedguardianship. From this, it is apparent that the Probate Court intended the guardianship to belimited.Asnotedinthetext,section5-105requiresthecourt,whencreatingalimitedguardianship,to“enumerate[]”the“specificdutiesandpowers”ofthelimitedguardian.Theorderheredidnotdoso.Ratherthanaffirmativelyandspecificallydelineatingtheguardians’dutiesandpowerscreatedbytheorder,itstatedinanon-specificwaythattheguardianswouldhave“custody”ofRandyand“allotherdutiesofaGuardianunderlaw.”Thisstandsincontrasttotheprovisionsof18-AM.R.S.§5-312(2017),which lists, in specific terms, thepowers andduties that a courtmaygrant to aguardian. The order here then purports only to set two limitations on the non-specific grant ofauthoritytotheguardians,namely,thattheguardianswereentitledto“actonlyasnecessitatedby[Randy’s]actualmentalandadaptivelimitationsorotherconditionswarrantingthisprocedure”andthattheguardiansweretoassurethatRandy’srighttovotewas“honor[ed].”
Oliver and Jernigan and EMMC have not challenged the validity of the guardianship order asmeasuredbytherequirementsofsection5-105—somethingthatisunderstandablegiventhatmuchoftheirargumenttothecourtandonthisappealispredicatedonthatorder.Wethereforeassume,without deciding, that the structure of the Probate Court’s guardianship order meets therequirementsofsection5-105.
15
instructions,ifany,andotherwishesexpressedwhilethewardhadcapacity.”
Id.
[¶30]TheProbateCodecontainstheUniformHealth-CareDecisionsAct
(UHDA)asadoptedinMaine,see18-AM.R.S.§§5-801to5-818(2017),which
outlines the obligations of a health-care providerwith regard to a patient’s
health-caredecisions,includingwhereaguardianhasbeenappointedforthe
patient. See id. § 5-807. A person is presumed to have “capacity” tomake
health-caredecisions.Id.§5-811(b).“Capacity”isdefinedstatutorilyas“the
ability to have a basic understanding of the diagnosed condition and to
understand the significant benefits, risks and alternatives to the proposed
health care and the consequences of foregoing the proposed treatment, the
ability to make and communicate a health care decision and the ability to
understand the consequences of designating an agent or surrogate tomake
health-caredecisions.”Id.§5-801(c).Thestatutorypresumptionofcapacity
“mayberebuttedbyadeterminationbytheindividual’sprimaryphysicianor
byacourtofcompetentjurisdiction.”Id.§5-811(b).Aprimaryphysician8who
8 “’Primaryphysician’means aphysiciandesignatedby an individualwith capacityorby the
individual’sagent,guardianorsurrogate,tohaveprimaryresponsibilityfortheindividual’shealthcareor,intheabsenceofadesignationorifthedesignatedphysicianisnotreasonablyavailable,aphysicianwhoundertakestheresponsibility.”18-AM.R.S.§5-801(m)(2017).
16
makesor is informedofadeterminationthatapatienthasregainedcapacity
must “promptlyrecord thedetermination in thepatient’shealth-carerecord
and communicate the determination to the patient, if possible, and to any
person then authorized to make health-care decisions for the patient.” Id.
§5-807(c).Whenapersonisauthorizedtomakehealth-caredecisionsforthe
patient, the provider is required to comply with the decision made by the
surrogate“tothesameextentasifthedecisionhadbeenmadebythepatient
whilehavingcapacity.”Id.§5-807(d)(2).
2. EffectoftheGuardianshipOrder
[¶31] The letters of guardianship appointing Oliver and Jernigan as
guardians for Randy stated, “Unless limitations appear above, [Jernigan and
Oliver]shallhavecustodyof[Randy]andallotherdutiesofaGuardianunder
lawuntil furtherorderofthisCourtoruntil[Randy’s]needforaguardianis
otherwiseterminated.”Thisgrantofauthority,however,wasmadesubjectto
a condition that Oliver and Jernigan “act only as necessitated by [Randy’s]
actual mental and adaptive limitations or other conditions warranting this
procedure.”OliverandJerniganassertthatthislanguageintheorderdidnot
limittheirauthoritytomakehealth-caredecisionswhiletheorderremainedin
17
effectandthattheorderbarredEMMCfromactingonRandy’sowndecisionto
leavethehospital.Wedisagree.
[¶32] The limiting language contained in the guardianship order is
derivedfromsection5-304(a).Thatstatuteisdirectedtothecourt’sexercise
of authority in setting the termsof the guardianship in away thatdoes not
interfere excessively with the ward’s autonomy. Here, however, the court
chose to use that limiting language to define the scope of the guardians’
authority to act on Randy’s behalf. Although Oliver and Jernigan seek to
diminishthesignificanceofthatlimitationbycharacterizingitasaboilerplate
provisionoftheorder,thewordschosenbythecourthaveeffectandmustbe
giventheirplainmeaning,seeBurnellv.Burnell,2012ME24,¶15,40A.3d390.
And as the clear terms of that provision establish, Oliver and Jernigan—as
guardians—wereauthorizedtomakehealth-caredecisionsforRandy“onlyto
the extentnecessitatedby [Randy’s] actualmental andadaptive limitations.”
(Emphases added.) This language is more than precatory. Rather, set in
concreteterms,theordercircumscribedthescopeoftheguardians’authority
andthecircumstancesinwhichtheyhadauthoritytomakedecisionsforRandy.
[¶33]Therefore,thecourtdidnoterrbydeterminingthattheProbate
Court’sguardianshiporderdidnot,asamatterof law,precludeEMMCfrom
18
actingonRandy’swishtobedischargedfromin-patienthospitalization.The
nextquestioniswhether,asamatteroffact,Randyhadregainedcapacitythat
wouldactivatethelimitationintheguardianshiporder,therebystrippingthe
guardiansoftheirauthority—whileRandyhadcapacity—tomakehealth-care
decisions for him and correspondingly allowing him to make his own
decisions.9
3. DischargeDecision
[¶34] We “conduct a deferential review [of findings of fact] for clear
error.” Zablotnyv.StateBd.ofNursing,2017ME29,¶18,156A.3d126. “A
finding of fact is clearly erroneous if there is no competent evidence in the
recordtosupportit;ifthefact-finderclearlymisapprehendsthemeaningofthe
evidence;orifthefindingissocontrarytothecredibleevidencethatitdoesnot
representthetruthandrightofthecase.”Youngv.Lagasse,2016ME96,¶8,
143A.3d131(quotationmarksomitted).
[¶35]Here,thecourtfoundthatRandyhadregainedcapacitybyMay16.
Althoughtheevidenceonthatissuewasdisputed,therecordfullysupportsthe
9 Oliver and Jernigan mistakenly equate the effect of Randy’s recovery of capacity with a
terminationoftheguardianshiporderaltogether,whichwouldbecontrolledby18-AM.R.S.§§5-306and5-307(2017).TheguardianshiporderremainedineffecteventhoughRandyregainedcapacity;the guardians’ authority was merely suspended to the extent that their intervention was not“necessitatedby[Randy’s]actualmentalandadaptivelimitations.”
19
court’s ultimate and closely analyzed determination. See Gordon v. Cheskin,
2013ME113,¶12,82A.3d1221(“Wedefertothetrialcourt’sdetermination
ofwitnesses’credibilityanditsresolutionofconflictsintestimony.”).Anumber
of EMMC providers who interacted with Randy during his hospitalization
reached that conclusion and testified to the reasons they determined that
Randyhadcapacity.Forexample,basedontheevaluationconductedonMay7,
Dr.Podraza—whohadthebenefitofhavingassessedRandymorethanamonth
earlierandinfactwasassignedtoconducttheMay7evaluationforthatreason,
andwhoseevaluation,accordingtoexpertwitnessescalledbyEMMC,metthe
standardofcare—concludedthatRandyhadregainedcapacity.Thecourtalso
credited the testimony and conclusion reached by the certified nurse
practitioner,whowasprovidingdirectcareforRandyduringthelastfewdays
ofRandy’s admissionanddetermined thatRandyhad “sufficient insight and
judgmenttomanagehisperson.”
[¶36]Asthecourtalsonoted,Randy’shospitalrecordsshowedthathis
behaviorandengagementwithothersinthehospitalsettingshowedsignificant
improvement—he had become fully oriented, his physical condition had
improved, he was eating and sleeping well, he was engaged in an exercise
program,andhewasattendingtohishygiene.Randy’splanningandbehavior
20
leadinguptoandimmediatelyfollowingthedischarge—forexample,arranging
for a ride from a friend rather than from family members who might be
expected to interfere with his discharge, and going to a store to purchase
specific items he needed—are indicative of capacity. Further, two expert
witnesses—apsychiatristandaneuropsychologist—explainedthatRandyhad
capacity tobedischarged. Thecourt’s finding thatRandyhadcapacityasof
May16iswellsupportedbytheevidenceandnotclearlyerroneous.
[¶37]OliverandJerniganassertthattheProbateCourt’sdetermination,
whichwas a predicate to the guardianship order, that Randy had “capacity
conditionswhichwarrantanappointmentofaguardian”barredbothEMMC
and,later,thecourtfromconcludingdifferently.Thiscontentionisundermined
by the very terms of the guardianship order, which framed the guardians’
authorityasafunctionofRandy’s“actualmentalandadaptivelimitationsor
other conditionswarranting thisprocedure.” (Emphasis added.) Theorder
signalsanexpectation,notofstasis,butofadynamicsituationwherechanges
inRandy’scondition—his“actual”levelofcapacity—woulddefinethenature
and extent of the guardians’ authority. This would necessarily call for an
ongoing assessment of Randy’s capacity,which iswhat both EMMC and the
courtproperlydid.
21
[¶38]Forthesereasons,thecourtdidnoterrbyconcludingthatEMMC
properly complied with the directive made by Randy—a patient with
capacity—thathebedischarged.10
4. AdequacyofDischargePlan
[¶39] Finally, the parties do not dispute that EMMCwas required to
provideRandywithasafeandreasonabledischargeplan.Thecourtthoroughly
analyzedtheevidenceonthisissue,includingexperttestimonyandevidenceof
theeventsleadinguptoRandy’sdischarge.Onthatbasis,notonlydidthecourt
conclude thatOliverand Jernigandidnotprove that thedischargeplanwas
deficient, but the court found affirmatively that the discharge plan was
reasonable.
[¶40]Thedischargeplanincludedanappointment,madebyEMMC,ata
painclinic;11anappointment,alsomadebyEMMC,forRandytoseehisprimary
care physician four days after discharge; and contact information given to
Randyforcasemanagementservices.Thedischargeplanalsoincludedastrong
10OnceRandy’sprimaryphysicianmadeorlearnedofadeterminationthatRandyhadcapacity,
theproviderwasrequiredtorecordthatdeterminationinRandy’shealth-carerecordandnotifyanypersonwhowasauthorizedtomakehealth-caredecisions forRandy. See18-AM.R.S.§5-807(c)(2017).Thecourtdidnotmakespecificfindingsonthisissue,buttherecordcontainsevidencethatEMMCcompliedwiththisstatutoryrequirement,andOliverandJernigandonotraiseachallengebasedonthisprovision.
11TherecordcontainsevidencethatRandyhadsufferedabackinjurythatcausedhimpain.
22
recommendation toRandy thathestopdrinkingandattendgroupmeetings,
andEMMCofferedsubstanceabusecounseling.Bythetimehewasdischarged,
Randyhadcometoadmitthathewasanalcoholicandstatedthathewouldtry
tostopdrinkingalthoughwithoutsubstanceabusecounselingorattendanceat
groupmeetings.Thecourtfoundthatthisacknowledgementshowedinsight
andsignificantprogressandthat,becauseRandywasmedicallystableandhad
capacitywhenhewasdischarged,EMMCwasobligatedtocomplywithhiswish
to leave, notwithstanding the prospect that he would resume drinking—a
decisionRandywasentitledtomake.
[¶41]Beforehewasdischarged,Randy’snursereviewedthedischarge
planwithhim,andheindicatedthatheunderstood.Finally,thesocialworker
workingwithRandyatthetimeofthedischargenotifiedJerniganthatRandy
wasabouttobereleased.Thecourtconsideredtherelativelyshortamountof
notice provided to Jernigan but concluded, without error, that EMMC was
requiredtoactonRandy’sinsistencetoleavethehospital.
[¶42] Thecourtdidnotcommitclear errorbyconcluding thatEMMC
providedRandywithasafeandreasonabledischargeandwasnotnegligentin
discharginghim.
23
C. EMMC’sBillofCosts
[¶43] We turn finally to EMMC’s assertion that the court erred by
denyingitsbillofcostsforexpertwitnessfeesandexpensesincurredduring
the mandatory prelitigation panel proceedings held pursuant to 24 M.R.S.
§§2851-2859(2017).“Wereviewissuesoflawdenovo,”Levesque,2012ME
109,¶16,52A.3d933,butreview“thedecisionofthecourttoawardcostsfor
anabuseofdiscretion,”Polandv.Webb,1998ME104,¶12,711A.2d1278.
[¶44]MaineRuleofCivilProcedure54(d)providesthat“[c]ostsshallbe
allowedasofcoursetotheprevailingparty,asprovidedbystatuteandbythese
rules, unless the court otherwise specifically directs.” Courts have the
discretion toawardreasonableexpertwitness feesandexpensesasallowed
pursuanttotitle16,section251. See14M.R.S.§1502-C(1). Section251, in
turn, gives the court discretion to “allow at the trial of any cause, civil or
criminal,intheSupremeJudicialCourt,theSuperiorCourtortheDistrictCourt,
areasonablesumforeachday’sattendanceofanyexpertwitnessorwitnesses
atthetrial.”16M.R.S.§251(2017)(emphasisadded);seeWebb,1998ME104,
¶ 14, 711 A.2d 1278 (“Those statutory provisions [14 M.R.S. §1502-C and
16M.R.S.§251]authorizeonlyfeesthataredirectlyrelatedtoattendanceat
trial.”). The question here is whether a prelitigation screening panel
24
proceedingheldpursuantto24M.R.S.§§2851to2859isa“trial”withinthe
meaningofsection251.
[¶45]Afterapartyfilesanoticeofclaimofmedicalmalpractice,pursuant
totheMaineHealthSecurityAct,24M.R.S.§2853,“aprelitigationscreening
panelmusthearcasesofallegedmedicalmalpracticebeforeacomplaintisfiled
in court.” Hill v. Kwan, 2009 ME 4, ¶ 2, 962 A.2d 963; see 24 M.R.S.
§§2851-2859, 2903 (2017). That proceeding is not the trial, however, but
rather is a device intended to “encourage early resolution of [meritorious]
claimspriortocommencementofalawsuit.”24M.R.S.§2851(1)(A)(emphasis
added);seealsoGafnerv.DownE.Cmty.Hosp.,1999ME130,¶22,735A.2d969
(“Thepanelscreeningprocessisintendedtobe...anindependentmechanism
for the initial screening of claims of professional negligence.” (emphasis
added)).“Althoughthescreeningpanelisanagencyofthecourts,itcannotbe
consideredaninferiorcourtorquasi-judicialtribunal....”Sherburnev.Med.
MalpracticePrelitigation ScreeningPanel, 672A.2d596,598 (Me.1996); see
also Hill, 2009 ME 4, ¶ 12, 962 A.2d 963 (“The screening panel has no
independent judicial authority—it cannot enter a final judgment, and its
decisionshavenoprecedentialvalue.”).
25
[¶46] For that reason, although a prelitigation screening panel
proceedingisadversarialandprovidesaforumforthepartiestopresentthe
meritsoftheircases,thepanelprocessisnota“trial,”whichistheeventthat
triggers the court’s authority to award expert witness fees and expenses
pursuanttosection251.ThecourtthereforedidnoterrbydenyingEMMC’s
request for an award of expertwitness costs generated by the prelitigation
panelproceeding.
IV.CONCLUSION
[¶47] In summary, the courtdid not errbydetermining thatEMMC’s
decisiontodischargeRandyfrominpatienttreatmentwassupportedbythelaw
andthefacts.Further,thecourtproperlydeniedEMMC’srequestforanaward
of costs for expertwitness fees and expenses incurred during the statutory
panelproceeding.
Theentryis:
Judgmentaffirmed.
26
PeterClifford,Esq.(orally),andAndrewP.Cotter,Esq.,Clifford&Clifford,LLC,Kennebunk,forappellantsRandyN.Oliver,IIandNicoleJerniganEdwardW.Gould,Esq.(orally),SandraL.Rothera,Esq.,andMariannZ.Malay,Esq.,Gross,Minsky&Mogul,P.A.,Bangor,forappelleeEasternMaineMedicalCenterPenobscotCountySuperiorCourtdocketnumberCV-2013-126FORCLERKREFERENCEONLY