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    Biodegradable polymer/graphene oxide

    composite films

    Ashutosh Kumar

    Department of Mechanical Engineering

    Indian Institute of Technology, PatnaIndia

    Supervised by

    Prof. Debes Bhattacharyya

    Dr.Dongyan Liu

    Centre of Advanced Composite Materials(CACM)

    University of Auckland, New Zealand

    2012

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    Abstract

    In the current age of growing environmental awareness and energy crisis

    situation, biodegradable composites have gained wide acceptance in various

    facets of engineering. Poly(lactic acid) (PLA) has several applications in various

    areas such as in woven and non-woven fabrics, paper coatings, food and

    medicine packaging, and biomedicine (sutures, scaffolds and implants).

    This aliphatic polyester is prepared from lactic acid (therefore derived from

    100% renewable sources, e.g. corn or sugarcane), and is biodegradable and

    biocompatible.In order to make this material more attractive for someapplications, as a strong alternative to petrochemical plastics, some properties

    should be improved, namely mechanical properties and gas barrier properties.

    Graphene due its remarkable properties is centre of attraction for most of the

    researchers these days. Our objective is to use graphene in composite as

    reinforcement,a single atomic layer of carbon whose existence had beenknown for a long time but which was produced and identified only as recently

    as 2004.Andre K. Geim and Konstantin S. Novoselov of the University ofManchester, UK, were awarded the 2010 Nobel Prize in Physics for their ability

    to isolate this single sheet of carbon atoms.

    The present work is to manufacture biodegradable polymer (PLA)/Grapheneoxide(GO) composites by twin extrusion and compression moulding methods

    and characterize their mechanical and gas barrier properties. Five types of

    PLA/GO films of different compositions were prepared and used in this study.

    Theoretical modelling of gas barrier properties is done to compare the

    experimental results with the prediction by various models proposed by

    scientists. Effects of introducing the GO flakes into the matrix have been tried

    to understand.

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    Acknowledgement

    I sincerely thank The Faculty of Engineering and CACM, The University of

    Auckland, for providing me with this wonderful opportunity to work on aproject that was exciting and enthralling. I thank Prof. Anil K. Bhowmik, my

    reverend Director, for giving me this opportunity to visit New Zealand and

    work on a wonderful project.

    This project has only been possible because of special contribution and great

    assistance of many people.

    Prof. Debes Bhattacharyya, your dedication, guidance and feedback, not to

    forget your extensive manufacturing and composites knowledge, have beeninvaluable in assisting me throughout my project under your supervision.Its a

    pleasure to thank Dr. Dongyan Liu for her constant inspirationand valuableinputs in manufacturing and experiments which helped to develop my

    knowledge base in experimental research and made it possible to complete my

    work well within time. Without her this never would have been possible.

    I am grateful to all the technicians for their kind attention and help. Jos, forpatiently explaining the safety measures vital for working in the lab and

    helping me out in doing the tensile test of films . Steve for providing essential

    equipments required at all the stages of manufacturing. Jimmy, Shane and

    Callum, for their practical inputs and assistance in various stages of

    manufacturing and processing.

    My sincere appreciations to my colleagues Kalyan and Vijay for all their

    support to make this project possible.

    Last but not the least, I thank my parents and my little sister for their love andsupport, and for standing by me at all times.

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    Contents

    Abstract.2

    Chapter 1

    Introduction.5

    1.1 Composites.....5

    1.2 Film Composites and its applications....5

    1.3 Manufacturing techniques and instruments used6

    1.3.1 Twin Extruder6

    1.3.2 Compression moulding....71.3.3Scanning Electron Microscope..71.3.4 Differential Scanning Calorimetry..8

    1.3.5 Optical Microscope91.4 Permeability10

    1.4.1 Factors affecting permeability.13

    1.4.2 Applications of permeability to industry..14

    1.4.3 Theoretical Modelling of Gas Barrier Properties.14

    Chapter 2

    Materials19

    2.1 PLA............19

    2.2 Graphene Oxide..20

    Chapter 3

    Manufacturing Procedures and its Description...21

    3.1 Preparation of Graphene Oxide Film..21

    3.2 Preparation of Composite Films.24

    Chapter 4

    Testing Methods...28

    4.1 SEM of Fracture Surface of Films..28

    4.2 Films under Optical Microscope....31

    4.3 Tensile test...32

    4.4 DSC of the films....35

    4.5 Permeability test and Theoretical Model....36

    Chapter 5

    5.1 Results and Discussions45

    References..48

    Appendices.......50

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    Chapter 1: Introduction1.1 CompositesA composite is a material which is a mixture of two or more distinct materialswhere each material has different physical and chemical properties. Moreover,

    a composite usually possesses properties superior to its constituents. It

    consists of a matrix(dispersion phase) and a reinforcement(dispersed

    phase).Matrix and reinforcement offer different properties.

    Matrix

    Transfers load to the reinforcement Holds the dispersed phase Provides chemical and temperature resistance

    Reinforcement

    Provides strength and stiffness Impact resistance Enhances gas barrier properties

    1.2 Film Composites and its applicationsA thin film is a layer of material ranging from fractions of a nanometer(monolayer) to several micrometers in thickness. Films have been used in

    industry for manifold purposes be it packaging industry,microelectronic

    integrated circuits, magnetic information storage systems, optical coatings or

    wear resistant coatings. However, the mechanical performance of these

    materials tends to depend on fabrication and post-processing parameters.

    With the purpose of improving the mechanical and gas barrier properties of

    films a relatively novel idea of mixing GO in PLA matrix is used in this research

    project.

    PLA/GO composites can be prepared by melt-blending, solvent-casting or in

    situ polymerization. In this work twin-extrusion and compression moulding are

    used to obtain thin films and characterise them.

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    1.3 Manufacturing techniques and instruments used1.3.1 Twin ExtruderIn the twin extruder, raw material in the form of small beads is gravity fed from

    a top mounted hopper into the barrel of the extruder [11].The material enters

    through the feed throat and comes into contact with the screw. The rotating

    screw pushes the beads forward into the barrel which is heated to the desired

    melting temperature of the polymer fed. A heating profile is set for the barrel

    in which three or more independent PID controlled heater zones gradually

    increase the temperature of the barrel from the rear.Extra heat is contributed

    by the intense pressure and friction taking place inside the barrel.

    At the front of the barrel, the molten plastic leaves the screw and travels

    through a screen pack to remove any contaminants in the melt.The screens

    are reinforced by a breaker plate (a thick metal puck with many holes drilledthrough it).After passing through the breaker plate molten plastic enters the

    die. The die is what gives the final product its profile and must be designed so

    that the molten plastic evenly flows from a cylindrical profile, to the product's

    profile shape. Long continuous strands of polymer are obtained from the

    extruder that was used.

    Twin screw extruders are usually run starve fed. There is an independent

    control of both the feed rate and the screw speed.

    Fig.1.1- Twin extruder, CACM, University of Auckland.

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    1.3.2 Compression mouldingIt is a manufacturing technique in which the desired object moulds are

    compressed under high pressure and temperature. The moulds are inserted

    between the two metallic plates which are connected to hydraulic pumps to

    apply pressure. The advantage of compression moulding is its ability to mould

    large, fairly intricate parts. Also, it is one of the lowest cost moulding methods

    compared to other methods such as transfer moulding and injection moulding;

    moreover it wastes relatively less material, giving it an advantage when

    working with expensive compounds. However, compression moulding often

    provides poor product consistency and difficulty in controlling flashing, and it is

    not suitable for some types of parts. Fig.1.3 shows hydraulic press for

    compression moulding.

    Fig.1.2- Hydraulic Press (for compression moulding), CACM , University of Auckland

    1.3.3 Scanning Electron MicroscopeSEM is a type of microscope which enables us to observe morphology of

    materials at micro and nano-level. In this microscope an electron beam is

    emitted over the desired region and the sample response is sensed that

    reflects its topography. The response is due the conductivity of the sample

    being observed. The signals produced by SEM contain data about its

    composition, topography and other properties. Wide range of magnification is

    possible i.e. from 10 to 500,000. Its magnification doesnt depend on the

    power of the objective lenses.

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    Glass Transitions Melting and Boiling Points Crystallization time and temperature Percent Crystallinity Heats of Fusion and Reactions Specific Heat Oxidative/Thermal Stability Rate and Degree of Cure Reaction Kinetics Purity

    Fig.1.5- Differential scanning Calorimetry setup, courtesy: CACM University of

    Auckland

    1.3.5 Optical Microscope

    Optical microscope is an instrument that uses visible light and a system of

    lenses to magnify images of small samples.All modern optical microscopes

    designed for viewing samples by transmitted light share the same basic

    components of the light path, listed here in the order the light travels through

    them:

    In addition the vast majority of microscopes have the same 'structural'

    components:

    Ocular lens (eyepiece) Objective turret or Revolver or Revolving nose piece (to hold multiple

    objective lenses)

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    Objective Focus wheel to move the stage ( coarse adjustment, fine adjustment) Frame Light source Diaphragm and condenser lens Stage (to hold the sample)

    Fig.1.6- Optical Microscope , Plastic Centre, University of Auckland

    1.4 Perm eabi l i t y

    To quantify and characterize the barrier properties of a polymer film or

    membrane, the most frequently measured and reported quantity is the

    permeability P.

    Permeability P is a measure of the amount of gas that passes through a film of

    thickness l and area A within a finite amount of time t.

    = ()()()()() (1-1)

    Permeability or transmission rate is dependent upon two factors: the solubility

    of a gas or vapour and the rate of diffusion through the barrier. In order for

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    permeation to occur, these two mechanisms one thermodynamic (solubility)

    and the other kinetic (diffusion) must both occur.

    = (1-2)where, D and S represent the diffusion and solubility coefficient respectively

    and P is the permeability.

    Diffusion through a polymer occurs by small molecules passing through voids

    and other gaps between the polymer molecules (free volume) [48].If the

    speed at which a molecule diffuses through a polymer obeys Ficks first and

    second laws, as is the case for oxygen permeating through an MFC under

    standard conditions, it is termed Fickian diffusion[7,8,9]:

    Ficks first law:

    = (1-3)

    whereJ is the steady-state flux per unit area, D is the diffusion coefficient and

    Cthe gas concentration.

    It is well known that Ficks first law is also analogous to Darcys law, which can

    be used to predict the permeability of a homogeneous system to gases or

    liquids.

    = (1-4)

    Solubility is determined by the enthalpy change on dissolution of the molecule

    in the polymer matrix and the volume available for occupation. The solubility is

    in particular influenced by the state of the polymer; if it is in the rubbery state

    then most common gases in polymers follow Henrys law behaviour.

    However in glassy polymers, Henrys law is observed for the more non-

    condensable gases (O2, helium, H2, N2, argon) while condensable gases such as

    CO2 more accurately follow the dual-sorption model [7].

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    Four stages are involved in the permeation of a gas through a film or polymer

    matrix ,and they are [50]:

    1. Absorption into the surface of the polymer

    2. Solution of the gas or vapour into the polymer matrix

    3. Diffusion through the wall along a concentration gradient

    4. Desorption from the other surface

    There are no universally accepted units for gas transmission through polymer

    films or sheets; however a few common terminologies are defined in the ASTM

    Standard D3985-05 [51] to report permeability.

    Oxygen transmission rate (OTR) is the quantity of oxygen gas passing through

    a unit area of the parallel surfaces of a plastic film per unit time under the

    conditions of test. The SI unit for OTR is mol/m2 s, however it is usually

    recorded as cm3. (STP)/m2 day[12, 15].

    Oxygen permeance (PO2) takes into account the pressure difference between

    the two sides of the film as shown in Equation (2-4) . The SI units of Permeance

    are mol/(m2.s.Pa).

    PO2 = (1-5)

    Permeance does not take into account the thickness of the material and hence

    is only useful when comparing specimens of similar thickness.

    Oxygen permeability coefficient(P) is the product of permeance andthickness.

    P = PO2x t (1-6)

    While the SI unit is mol/m2s Pa, authors in literature usually report

    permeability as cm3 (STP).mm/m2 day.atm which is the same as saying a cubic

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    centimeters of gas that passes through a square meter of film in a day when

    the gas pressure differential on one side of the film, at a specified temperate,

    is one atmosphere greater than that on the other side[13,14].

    1.4.1Factors influencing permeability

    There are a number of factors which influence diffusion and solubility and

    hence permeability. These include:

    1. Crystallinity

    2. Filler particle3. Molecular orientation

    4. Temperature

    5. Pressure

    6. Humidity

    Crystallinity affects permeability as the chains are highly ordered in crystalline

    regions compared to amorphous regions and hence there should be very little

    free volume and the path should be extremely tortuous. The amount of freevolume depends on density and polymer characteristics. In crystalline regions

    this provides less free volume while amorphous regions will depend upon the

    direction of the penetrant [20].

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    Filler material also affects the diffusion behaviour because if the particle is

    impenetrable as it creates a more tortuous path for the diffusing molecule.

    The reason for this is for every 5C increase in temperature, a 30 to 50% rise in

    permeability occurs. From the mass transport equation, the flow of a gas andpartial pressure difference is affected by temperature changes. At the

    molecular level, increasing temperature leads to a rise in the mobility of the

    molecular chains and thermal expansion leads to a reduction in density. This

    results in more free volume and thus higher solubility since free volume is

    directly proportional to free volume [19].

    1.4.2Applications of permeability to industry

    Gas barrier properties are most important to the packaging industries. One of

    the requirements of the packaging material is to prevent passage of gases like

    oxygen to prevent degradation of stored material. There is also water and

    other gases such as carbon dioxide and nitrogen which are important factors to

    consider in packaging materials.

    Preventing oxygen from entering a package is an important requirement for

    most food products. If oxygen is allowed in the package, this will break down

    organic materials initiating or accelerating the decay process which is themechanism for staleness and loss of nutritive value. On the other hand, to

    maintain the bright red colour in meat, a high rate of oxygen transmission is

    required while a low water transmission rate is required to prevent

    drying the meat .Oxygen permeability plays an important role in maintaining

    the quality of milk. High oxygen permeability of package will accelerate the

    oxidation reaction of inside milk and in turn causes quality deterioration.

    1.4.3 Theoretical modelling of Gas Barrier Properties

    Factors under consideration during modelling would include the dispersed

    phases aspect ratio, orientation, dispersion, shape and volume fraction, as

    well as the density and crystallinity of the matrix and the affinity between the

    constituent polymers and diffusing species [16, 17, 18] .

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    The majority of models found in literature only take into account a couple of

    the variables mentioned above.

    Nielsens model for filled polymer systems

    Nielsens model is based on the tortuosity factor where the filler particles are

    impenetrable to a diffusing gas or liquid molecule,resulting in the diffusing

    molecules following a tortuous path through the polymer. The relation is as

    follows:

    =

    (1-7)

    where, Pand Pm are the permeability of the composite and pure polymer,is the volume fraction of the matrix polymer and is the tortuosity factorwhich is the ratio of the distance a molecule must travel to get through the

    film to the shortest route. If the filler particles are circular or rectangular the

    tortuosity factor is represented by the following:

    = 1 + ( 2) (1-8)

    where, L the length of the filler, Wis the filler thickness and is the volumefraction of the filler or reinforcement. This model represents the ideal casewhere the particles are completely exfoliated and uniformly dispersed along

    the preferred orientation in the polymer matrix.

    Series and parallel model

    The series and parallel models represent the upper and lower bounds for

    permeability modelling. The upper bound is represented by the parallel model

    where the reinforcing phase is orientated parallel to the direction of

    permeation.The series model is the lower bound case where the reinforcing

    phase is orientated across the direction of permeation [25].

    Parallel model: = + (1-9)

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    Series model:

    = + (1-10)where, Pis the permeability, is the volume fraction and the subscripts mand f denote the matrix and reinforcing polymers.Geometric Mean Model

    If one assumes a random distribution of phases, the film permeability can be

    estimated using the weighted geometric mean of the polymer permeabilities

    via a model known as the Geometric Mean Model[26]:

    = + (1-11)

    Generalised Maxwell-Rayleigh relationship

    There also exists the Rayleigh relation for cylinders. This differs from Maxwells

    equation[26] (also known as Maxwells relation for spheres) only by the value

    of the shape factor defined in the following generalised equation as f, which is

    equal to 1 for Rayleighs relation and 2 for Maxwells relation.

    = 1 + (1+)( 1)( +) ( 1) (1-12)where,fis the shape factor in this equation. Whenfapproaches infinity

    Equation (1-11) reduces down to the parallel model (1-9). Forf = 0 the

    equation becomes the Series model (1-10). Whenf = 2, the equation

    represents Maxwells equation for spheres. Lastly iff = 1, we get Rayleighs

    relation [66] for long transverse cylinders.

    Lewis and Nielsen equation for two-phase systems

    A theoretical model developed by Nielsen [24, 26] to predict the elastic

    modulus of two phase systems has also been applied by others to the

    prediction of electrical and thermal conductivity. Likewise, permeability can be

    predicted from component values using this model:

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    = 1+1 (1-13)where

    A = ke - 1, where ke is the Einstein coefficient and is equal to 1.5 for

    fibres and 2.5 for spheres.

    Also:

    = 1

    +(1-14)

    = 1 + 1 (1-15)where represents the maximum fibre packing fraction. This value is 0.785for square packing, 0.82 for random packing and 0.907 for hexagonal packing.

    Bttcher formula

    Bttcher gave a formula that was originally applicable for random dispersion of

    spherical particles which was later modified to a more general form that could

    be applied to ellipsoidal shaped particles. This equation is [21]:

    ()+() +

    ()+() = 0 (1-16)

    whereA is related to the shape of the reinforcement,A=1/3 for spheres and

    A=0.5 for rods.

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    Bruggeman formula

    The differential effective medium (DEM) theory was introduced by Bruggeman

    to estimate the effective thermal conductivity of composites at high volume

    fractions [27]. Bruggeman formula for spherical particles is given by:

    1 3

    = (1 ) 1 (1-17)The permeability for random-oriented laminated flat particles is:

    +2+2 = 1 (1-18)

    Higuchi Model

    Higuchi demonstrated when particle-particle interactions were neglected, the

    model led to the well known Rayleigh-Clausius-Mosotti equation (labelled

    Maxwell equation in this report). In another paper by Higuchi et al. [23] the

    same principles from an earlier paper were used to derive a model to predict

    the permeability of two-phase mixtures. His model is represented by:

    = 1 + 3[1(1)] (1-19)The quantity Kinvolves the distribution function for random spheres and is a

    function of the volume fraction of the reinforced polymer. Higuchi found

    K = 0.78 provided a good fit between the experimental data and the

    predicted model. When K = 0, this model reduces down to the Maxwell

    equation for random spheres. is a measure of the permeability differencebetween the two phases and is given by:

    = +2 (1-20)

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    Chapt er 2 : Mater ia ls

    2.1 PLA(Poly-lac t ic Ac id)

    PLA [22] stands for poly-lactic acid and is a thermoplastic aliphatic polyester

    derived from renewable resources, such as corn starch, tapioca products

    (roots, chips or starch) or sugarcanes. It can biodegraded under certain

    conditions, such as the presence of oxygen, and is difficult to recycle.Bacterial

    fermentation is used to produce lactic acid from corn starch or cane sugr.

    PLA polymer 2002D[28] , that we are using , is a clear sheet grade and

    processeseasily on conventional extrusion and thermoforming equipment.Its

    specific gravity is 1.24.Its glass transition temperature is in between 60-65 C

    .Its melting temperature is 210 C. Its tensile yield strength at 60MPa.PLA is

    PLA is used to make clear compostable containers and PLA lining is used in

    cups and containers as an impermeable liner. PLA is biodegradable, and fully

    compostable. It uses 65 percent less energy to produce than conventional oil-

    based plastics and generates 68 percent fewer greenhouse gasses and contains

    no toxins.

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    Fig. 2.1- PLA Pellets, CACM, University of Auckland

    2.2 Grap hene Oxi de (GO)

    Graphene oxide is oxidised form of Graphene , the two dimensional sheet of

    sp2

    hybridised carbon atoms which has evolved as a material with remarkable

    mechanical, electrical and thermal properties. Heaps of research has been

    carried out and still being carried out to derive various applications of

    graphene and its derivatives in the field of nano electronic devices, composite

    materials and gas sensors,biomedical applications and energy storage devices.

    Graphene oxide sheets have been used to prepare a strong paper-like material.

    Graphene oxide is prepared by oxidation with strong oxidizers. It typically

    preserves the layer structure of the parent graphite, but the layers are buckled

    and the interlayer spacing is about two times larger (~0.7 nm) than that of

    graphite. Besides oxygen, epoxide groups (bridging oxygen atoms), other

    functional groups experimentally found are: carbonyl (=CO), hydroxyl (-OH),

    phenol groups [2,3,4] attached to both sides.

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    Fig.2.2 Graphene Oxide structure

    Highly oxidized Graphene oxide is insulating where as graphene is

    exceptionally conducting this is mainly due to the extensive presence sp3

    carbon atoms of oxygen (highly electronegative) containing functional groups

    which do not allow free movement of electrons.[29]It is almost asemiconductor, with differential conductivity between 1 and 510

    -2S/cm at a

    bias voltage of 10 V.[31]Its conductivity can be varied by varying the level of

    oxidation, temperature and other environmental factors.[30]

    Graphene oxide sheets have tensile modulus of 32 GPa [32] whereas of

    graphene its 130GPa.[33]Its spring constant is also very high. Such chemically

    and structurally tuned graphene sheets hold significant promise for novel

    sensors, membrane based NEMS devices, transparent conductors for

    optoelectronic applications, smart composite materials, and others.

    Chapter 3 : Manufac t ur ing Procedures and i t s

    Descr ip t ion

    3.1 Preparation of Graphene Oxide film

    Modified Hummers Method

    Procedure:

    1. First of all, 2g. of powdered Graphite and 1.5g. of sodiumnitrate are taken and poured into a flask containing

    H2SO4(concentrated 66%).

    2. Then, the mixture is stirred for 30min.at 600 rpm usingmagnetic stirrer.

    3. Then the flask is transferred to an icebath which had beencooled down to 0o C.

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    4. 6 g. of KMnO4 is slowly added to the flask at room temparatue.5. Then, the flask is transferred to a water bath to maintain a

    temperature of 35 3o

    C for 60 min.

    6. Then the suspension is diluted with 100 ml. of water veryslowly causing violent effervescence and increase in

    temperature.

    7. The temperature is maintained at 80oC in hot waterbath for 15min.

    8. The solution is again diluted to 300ml. with warm water9. Followed by, addition of 10 ml. of H2O2(30%) which results in

    the colour change of the suspension to yellow.

    10.Then, 200 ml. of HCl (20%) is added to the suspension.11.The suspension is left overnight.

    Fig.3.1-GO suspension, Chemistry Lab. , CACM, University of Auckland.

    12.Filtration and of the suspension is done till the pH of thesuspension turns neutral.

    Fig.3.2 Filtration by suction

    13.After filtration centrifugation of the GO is done.

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    Fig.3.3-Centrifugation at Chemistry Lab., University of Auckland, Tamaki

    Campus.

    14.Then, ultrasonification of GO particles is done to break theminto finer particles.

    Fig.3.4 Ultrasonification at Chemisty Lab. ,University of Auckland, Tamaki Campus.

    Fig.3.5 Ultrasonifier

    15.The Graphitic oxide is heated in the oven for drying.

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    Fig. 3.6 Oven Dryer @ Chemistry Lab.,University of Auckland, Tamaki Campus.

    16.The film that we get is as shown below.

    Fig.3.7 GO film

    3.2Preparation of Composite Films

    Five different types of films have been prepared.

    1. Pure PLA2. PLA + 0.5 % GO (Master Batch)3. PLA + 1% GO (Master Batch)4. PLA + 0.5 % GO (Non-master Batch)5. PLA + 1% GO (Non-master Batch)

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    Preparation of Master Batch

    Master Batch is prepared by mixing 0.5 g. and 1 g. of GO and 19.5 g. and 19 g.

    of PLA respectively in solvents DMF+THF in the ratio 1:1 . GO and PLA are

    dispersed in the solvent and they are dried in an oven under vacuumconditions. We get solid stuff as show in the figure.

    Fig.3.8 Master Batch

    Procedure :

    1. First PLA pellets are ground into smaller granules (

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    Fig.3.10-Grinder

    3. GO is mixed with PLA in 1 and 0.5 weight percent for the non masterbatch.

    4. For master batch we mix 80 gm of PLA granules to each concentration(0.5 and 1 wt. per cent).

    5. The mixtures are again grinded in a grinder for proper mixing.6. Pure PLA and the four mixtures are first extruded into long strands using

    twin extruder (see figure).

    Fig.3.11- Long strands of PLA/GO being enrolled.

    7. Then, the strands are cut into smaller size pieces using palletizer.

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    Fig.3.13- Palletized PLA, PLA+GO(0.5%)& PLA+GO(1%)

    8. After pelletisation keep the pelletised pieces are kept in vaccum oven for3 hours .

    Fig.3.14-Vacuum Drier, CACM, University of Auckland.

    9. 2.5 gm of each concentration (including pure PLA pallets) are weighedand hot compression moulded into thin sheets using the hydraulic press.

    Fig.3.15 -Films after compression moulding.

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    Chapter 4: Testing Methods

    4.1 SEM of Fractured surface of Films

    SEM samples were prepared by cutting films into thin strips. These strips weredipped into Liquid nitrogen and were fractured inside the liquid nitrogen.

    These fractured surfaces were observed under Scanning Electron

    Microscope(SEM) and following images were obtained. GO samples were also

    observed under SEM.

    PurePLA

    PLA + 0.5 %

    GO(MB)

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    PLA + 1 %

    GO(MB)

    PLA + 0.5 %

    GO(NMB)

    PLA + 1 %

    GO(NMB)

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    GO film

    GO

    suspension

    Reduced

    GO

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    4.2Films under Optical Microscope

    Films were reviewed under optical microscope, since after SEM test the two

    phases (matrix and reinforcement) we not separately visible. So, under 100x

    and 400x magnification films were observed and picture of the morphology

    were capture which as shown below.

    PLA + 1 %

    GO

    PLA + 0.5 %

    GO

    Pure PLA

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    4.3Tensile Test

    The films were cut into thin strips of 13mm width using the click press

    machine(fig.4.1) , which were then again cut into dumbbell shaped strips using

    the dumbbell shaped blades and a press machine.These strips are then tested

    in the INSTRON 5660 where the gauge length fixed is 25 mm , full scale load is

    1000N.

    Fig.4.1Click press

    Fig.4.2 Stress v/s Strain Graph

    obtained for PLA

    Fig.4.3 Stress v/s Strain Graph

    obtained for PLA/GO(0.5%)

    Fig.4.4 Stress v/s Strain Graph

    obtained for PLA/GO(1%)

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    To summarize the results obtained in the tensile test, we got the best set of

    properties for PLA+0.5%GO .The mechanical properties are almost identical for

    both master batch and non master batch films. Not much improvement is

    observed by introducing GO in the matrix by twin extrusion and hot

    compression moulding method, this is owed to the fact that above 150o

    C

    there is some change in the properties of GO .The table shows the results

    obtained from the test.

    Table4.1 Tensile Test Results

    Material Modulus(GPa)

    YieldStrength

    (MPa)

    UltimateTensile

    Strength

    (MPa)

    MaximumLoad

    (N)

    Pure PLA 3.16 52.92 53.03 30.60

    PLA+0.5%GO

    (MB)

    3.83 57.83 57.83 32.43

    PLA+ 1%GO

    (MB)

    3.50 53.30 53.30 31.96

    PLA + 0.5%

    GO (NMB)

    3.52 56.70 56.70 32.10

    PLA + 1% GO

    (NMB)

    3.39 54.04 54.07 31.95

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    4.4 DSC Test for the Films

    Differential scanning calorimetry (DSC) was done on the twin-extruder and

    compression moulded films of PLA and GO in order to determine the thermal

    behaviour of the films.52 mg. of each of the three films(PLA,PLA+0.5% GO

    MB,PLa+1% GO MB ) was cut and sealed to be tested and loaded in the

    machine. The results are presented in Figure below.

    Fig.4.7.DSC Test graphs obtained after analysis

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    Table4.2 DSC Test Results Summary

    S. No. Material

    Glass

    Transition

    Temperature

    Onset of

    Crystallization

    Temperature

    Degree of

    Crystallinity

    (%)

    1. Pure PLA 56.40oC 108.32oC 0.27

    2. PLA+0.5%GO 56.77oC 105.74o C 0.86

    3. PLA + 1% GO 55.48o C 97.80o C 4.12

    DSC tests reveal that the glass transition temperature of all the films remain

    very close to 56oC with not much variation. From this result it is inferred that

    there is not much of a strong interaction or bonding between the interface of

    the materials. Though the increase in concentration of GO in the matrix has led

    to a decrease in the onset of crystallisation temperature i.e. presence of GO

    induces nucleation in the matrix. Also, crystallinity of the films has increased

    with increase in the concentration of GO in the films.

    4.3 Permeability Modelling and oxygen gas barrier results:

    Permeability testing was successfully done using the MOCON OX-TRAN 2/10

    machine.The films were cut from the edges to fit in the fixture for testing and

    the process took around 10 hours for completion. The films under exposure to

    the oxygen were 50 cm2

    and thickness varied with each film. Ambienttemperature fixed was 23

    oC and the standard procedure of testing was

    followed which involved 10 cycles of 30 minutes each and a conditioning

    period of 3 hours. The results obtained are shown in Table

    In section 1.4.3 a brief description of the various models found in literature

    was provided. Most of the models are conductivity or elasticity models for two

    phase materials modified because of their close analogy to permeability. To

    check the applicability of the models, the models were plotted againstexperimental data found in table 4.3. All these models use the permeability of

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    matrix. The reinforcement is highly impermeable as found in literature so the

    permeability value for GO is taken to be zero.

    Table4.3 Permeability Test Results

    Sample Transmission rate

    cc/[m2-day]

    Permeability

    cc-mm/[m2-day]

    Permeability

    cc-mil/[m2-day]

    Pure PLA 74.95 35.41 548.96

    PLA+0.5%GO 69.14 13.27 522.64

    PLA+1 % GO 70.10 12.75 502.30

    These models provide a good starting point for predicting the permeability in

    MFC. Each of them follows the same downward trend seen in the experimental

    data and with some modification to the gradient; these models should provide

    a more accurate representation of the data.

    As earlier mentioned in section 4.1.3 the parallel and series model give the

    upper and lower bound of the gas permeability value of composites. Fig.4.8

    shows the plot of oxygen permeability v/s GO volume fraction. It can be seen

    from the figure that the experimental data falls well within the upper and

    lower bounds predicted by the models.

    Fig.4.8 Permeability v/s GO volume fraction

    -100

    0

    100

    200

    300

    400

    500

    600

    -0.002 0 0.002 0.004 0.006 0.008 0.01

    OxygenPermea

    bility(cc-mil/[m2-day)

    Reinforcement(GO) concentartion(vol%)

    Experimental

    Parallel

    Series

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    Fig.4.9 shows the comparison of experimental and predicted oxygen gas

    permeability values by the Maxwell-Rayleigh model and geometric mean

    model for the composite. Though all the models overestimate the permeabilityvalues for the composite, the geometric mean model is the closest of the

    existing models.

    Fig.4.9 Permeability v/s GO volume fraction

    Four other models were used for prediction of oxygen gas permeability of thecomposite films (Lewis-Nielson, Bottcher, Bruggeman and Higuchi) shown in

    fig. 4.10. All these models over predict the permeability for low contents of

    PET. The permeability values predicted by these models are within the same

    vicinity of each other. The predicted values of oxygen gas permeability by

    Bottcher and Bruggeman are almost coinciding and the hence the graphs of

    the two models are overlapping.

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    OxygenPermeability(cc-mil/[m2-da

    y])

    Reinforcement(GO) concentration (vol %)

    Experimental

    Geometric mean

    Maxwell

    Rayleigh

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    Fig.4.10Permeability v/s GO volume fraction

    Modification of models

    In this section each of the models listed in section 4.1.3 have been modified to

    make them more applicable to the composite film. This is done by fitting the

    models to the experimental results by changing the various factors present in

    the models. The equations or formula listed in table 4.4 have been modified to

    fit the experimental results.

    Table 4.4

    S.No. Model Name Equation /Formula Involved

    1. Maxwell-Rayleigh

    equation = 1 + (1 +)( 1)

    ( +) ( 1)

    2. Lewis and Nielsenequation for two-phase

    systems

    = 1 +1

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    OxygenPermeability(ccmil/[m2-day])

    Reinforcement(GO) concentration (vol %)

    Experimental

    Lewis-Nielsen

    Bottcher

    Bruggeman

    Higuchi

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    3. Bottcher formula ( ) + ( ) +( ) + ( ) = 0

    4. Bruggeman Formula

    1 3= (1 ) 1

    5. Higuchi model = 1 + 3[1 (1 )2]

    Maxwell-Rayleigh equation

    The generalised Maxwell-Rayleigh equation takes into account the models

    derived by Maxwell and Rayleigh for spheres and long transverse cylinders

    respectively, through a shape factor that also incorporates the parallel and

    series models. A recap of which model corresponds to the relevant shapefactor is given in Table 4-4.

    Table 4.4

    Model Shape factor (f)

    Maxwell 2Rayleigh 1

    Parallel Series 0

    Using the shape factors predicted by Maxwell and Rayleigh the value of

    permeability found out exceeds that of the experimental results.

    The shape factor is determined to fit the experimental results and is found out

    to be f = 0.094.

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    Fig.4.11 Permeability v/s GO volume fraction

    Lewis and Nielsen equation for two-phase systems

    The Lewis and Nielsen equation is based on the model derived by Halpin and

    Tsai. They extended the Halpin-Tsai equation to include maximum packing

    fraction of the filler which is considered to be important for viscosity of

    suspensions and they pointed out the relation between the shape factor

    constant (A) and the generalised Einstein coefficient.

    The shape factor constant A = Ke1 and the value of Ke is found out to be1.095 that best fits with the experimental data.

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    OxygenPermeability(ccmil/[m2-day])

    Reinforcement(GO) concentration (vol %)

    Experimental

    f = 0.0944

    Maxwell(f = 2)

    Rayleigh( f = 1)

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    Fig.4.12 Permeability v/s GO volume fraction

    Bottcher formula

    Bttcher derived a formula to correlate the dielectric behaviour of powder

    with bulk based on the earlier derivation from Bruggeman. Figure 4.13 shows

    the plot of permeability v/s GO volume fraction in which the shape factor A

    assumed was 1/3 and which is modified to 0.905 to match the experimental

    results so that the best fit is obtained.

    Table 4.5

    Shape of dispersedphase

    Shape factorA

    Sphere 1/3

    Rods 1/2

    Experimental

    fitting 0.905

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    O

    xygenPermeability(cc-mil/[m2-day])

    Reinforcement(GO) concentration (vol %)

    Experimental

    Lewis-Nielson

    Modified Lewis-Nielson

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    Fig.4.13 Permeability v/s GO volume fraction

    Bruggeman Formula

    Bruggemans formula was originally developed to predict the conductivity in

    spherical particles. The formula proposed is shown below.

    = (1 ) 1 Fig. shows that the above formula over predicts the value of oxygen gas

    permeability. Modification made in the above formula so that it can be

    applicable for flaky GO particles in the PLA matrix is that the index of = 13is changed to 0.54 to match with the experimental results obtained.

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    OxygenPermeability(cc-mil/[m2-da

    y])

    Reinforcement(GO) concentration (vol %)

    Experimental

    Bottcher

    Modified Bottcher

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    Fig.4.14 Permeability v/s GO volume fraction

    Higuchi model

    Higuchi derived his model from the theory used to develop his new

    relationship for dielectric properties of two-phase mixtures. The quantity K is

    considered to be the shape factor in this model and the value used in 0.78 wasbased on dielectric constant data for powders and suspensions. Using the

    results from experiment, the constant K was modified to fit the experimental

    data and was found to be 3.49.

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    Ox

    ygenPermeability(cc-mil/[m2-

    day]

    )

    Reinforcement(GO) concentration (vol%)

    Experimental

    Bruggeman

    Modified Bruggeman

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    Fig.4.14 Permeability v/s GO volume fraction

    5.1 Results and Discussion:

    Films of PLA(Poly-Lactic Acid) and Graphene oxide were successfully

    manufactured and their mechanical, thermal and oxygen gas barrier properties

    were characterised. The results can be summarised as follows:

    1. Tensile Test results show that the modulus of elasticity , yield strengthand ultimate tensile strength improved with the addition of 0.5(wt%)

    GO in the PLA matrix. Though the improvement was not significant in

    the light of the fact that the tensile strength of Graphene is

    remarkable ~1GPa, nevertheless, the properties did not deteriorate

    on addition of GO.

    It was also observed that the increase in the concentration of GO in

    the PLA matrix led to a decline in the mechanical strength. 1% GO inPLA showed lower values of modulus of elasticity, yield strength,

    490

    500

    510

    520

    530

    540

    550

    560

    0 0.002 0.004 0.006 0.008 0.01

    Oxyge

    nPermeabilty(cc-mil/[m2-day])

    Reinforcement(GO) concentration (vol%)

    Experimental

    Higuchi

    Modifiied Higuchi

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    ultimate tensile strength and maximum load. This behaviour of the

    PLA/GO film is owed to the fact that the increase in GO content led to

    non-uniform dispersion, agglomeration and formation of lumps

    increasing the non-homogeneity of the samples.

    2. To gain more insight of the trends in mechanical strength of thesamples, the SEM test for the fractured surface of the films was done.

    The pure PLA fracture surface showed a more regular pattern of scaly

    surface. The roughness of surface increases with increase in GO

    content. This, in a way, testifies for the formation of lumps and non-

    homogeneity in the films with the increase in GO content. But, the

    main objective of this test was to observe the GO particles inside the

    PLA matrix, which could not be done as the two phases (matrix andreinforcement) were not distinguishable, may be due to less

    resolution. Difference in the surfaces of Master Batch and non-

    master batch is due to the process of manufacture, one being more

    dispersed due to use of solvent and the other being directly

    incorporated.

    3. Due to our inability to observe the GO particles dispersed in PLAdistinctly, we took resort to optical microscope to explore more.

    The two phases of films were, now, clearly distinguishable and the GO

    matter dispersed in the PLA matrix could be easily viewed. The GO

    was randomly distributed in the PLA matrix and looked like dark

    patchy flat paper or flaky structured. The large GO particles were

    easily visible while there were many smaller particles dispersed but

    could not be seen properly.

    4. After the morphology of the films became clear, the thermalproperties of the films were tested by DSC technique. The resultsobtained were quite satisfactory and in congruence with the trends

    observed in the mechanical strength of the films. The glass transition

    temperature of all the three films was around 56oC, which shows that

    the interaction at the interface of the two materials is not strong

    enough to bring about much improvement in mechanical properties.

    Another interesting feature observed was the decrease in the onset

    of crystallisation temperature of the films with the increase in the GO

    content in the matrix. This shows that the presence of GO induces the

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    nucleation process to occur faster. The %crystallisation of films was

    calculated using the data obtained in the test and it was found that

    with increase in GO concentration it increased.

    5. The oxygen gas barrier properties testing was the last test conductedon the films, as the material under consideration was perceived to be

    a potential material to be used in packaging industry. The

    permeability of pure PLA film was found to be 548.96 cc-mil/[m2-day]

    which is quite high very close to the value in the other reference

    texts. The addition of 0.5% GO (MB) showed around 10% decrease in

    permeability which as a matter of fact is astounding looking the

    amount of GO used. The value of permeability found was 489.08 cc-

    mil/[m2-day]. But, further increase in GO content led to a decrease in

    barrier properties and hence, rise in the permeability value for 1% GO(MB) in PLA matrix. The actual value that was observed for 1% GO film

    was 500.3271 cc-mil/[m2-day]. This was not expected in light of the

    permeability theories given by researchers (Lewis-Neilson, Maxwell-

    Rayleigh, Higuchi). The oxygen gas barrier test for the non- master

    batch samples was also done. The permeability value for GO(0.5%) in

    PLA was found out to be 522.64 cc-mil/[m2-day] and that of GO(1%) in

    PLA was found to be 502.30 cc-mil/[m2-day], which was in accordance

    of the theoretical gas barrier models which predict that with increase

    in the reinforcement percent the gas barrier properties increases.6. In Section 6.2, some of the models found in literature were used to

    predict the oxygen gas permeability value of the composite films and

    was matched with the experimental data of non-master batch

    PLA/GO films. Each of the models were modified to make them more

    applicable to the experimental data for PLA/GO(NMB) composite

    films. None of the modified shape factors provided an ideal fit to the

    data in particular for models like Lewis-Nielsen, Maxwell-Rayleigh,

    Bottcher and Bruggeman. Shape factors or indices were changed to fit

    the formulae to match with the experimental data.

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    References

    [1]Wikipedia.

    [2]Lipatov YS. Interfacial effects in polymer blends. Review. Polymer ScienceUSSR (English Translation of Vysokomolekulyarnye Soyedineniya Series A)1978;20(1):1-18.

    [3]Jeong H-K, Lee YP, Lahaye RJWE, Park M-H, An KH, Kim IJ, et al.Evidence of graphitic AB stacking order of graphite oxides. J Am Chem Soc2008;130:13626.

    [4]Szab T, Berkesi O, Forg P, Josepovits K, Sanakis Y, Petridis D, et al.

    Evolution of surface func-tional groups in a series of progressively oxidizedgraphite oxides. Chem Mater 2006;18:27409.

    [5] Lerf A, He H, Forster M, Klinowski J. Structure of graphite oxide revisited.J Phys Chem B 1998;102:447782.[6]Massey, L K, "Permeability Properties of Plastics and Elastomers", 2003,Andrew Publishing.[7]W.F. Smith, Foundations of Materials Science and Engineering 3rd ed.,McGraw-Hill (2004)[8]H.C. Berg,Random Walks in Biology, Princeton (1977)

    [9] R.B. Bird, W.E. Stewart, E.N. Lightfoot, Transport Phenomena, JohnWiley & sons, (1976)[10] Skoog, Douglas A., F. James Holler and Timothy Nieman (1998).Principles of Instrumental Analysis (5 ed.). New York. pp. 805808.[11]Rauwendaal, Chris (2001), Polymer Extrusion, 4th ed, Hanser.[12]Hanne Larsen, Achim Kohlr and Ellen Merethe Magnus, "Ambient oxygeningress rate method", John Wilew & Sons, Packaging Technology and Science,Volume 13 Issue 6, Pages 233 241.

    [13]F2622 Standard Test Method for Oxygen Gas Transmission Rate ThroughPlastic Film and Sheeting Using Various Sensors.[14]ASTM. Standard Test Method for Oxygen Gas Transmission RateThrough Plastic Film and Sheeting Using a Coulometric Sensor. D3985-02. p.458-463.[15]Yam, K. L., "Encyclopedia of Packaging Technology", John Wiley & Sons,2009.[16]Shields,R.J, Bhattacharyya, D., Fakirov, S., Oxygen permeabilityanalysis of micro-fibril reinforced composites from PE/PET blends, Composites

    Part A: Applied Science and Manufacturing, Accepted, 2008;39:940-949.[17]Gas barrier properties of PP/EPDM blend nanocomposites

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    Masoud Frounchi, Susan Dadbin , Zahra Salehpour , Mohsen Noferesti.[18]Gas transport properties of polyacrylate/clay nanocomposites preparedvia emulsion polymerization Jose M. Herrera-Alonso, Zdenka Sedlakova, EvaMaranda.

    [19]Gas Permeability and Free Volume of Highly Branched SubstitutedAcetylene Polymers byYu. P. Yampolskii, A. P. Korikov, V. P. Shantarovich,K. Nagai, B. D. Freeman, T. Masuda, M. Teraguchi and G. Kwak.[20]Moisture Permeability of Polymers. I. Role ofCrystallinity and Orientation by S. W. LASOSKI, JR., and W. H. COBBS, JR.,

    E.I.duPont de Nemours and Company, Film Department,Buffalo, New York.[21]Effective Medium Theories for Artificial MaterialsComposed of MultipleSizes of Spherical Inclusions in a Host Continuum William M. Merrill, Student

    Member, IEEE, Rodolfo E. Diaz, Michael M. LoRe, Mark C. Squires, andNicolaos G. Alexopoulos, Fellow, IEEE[22]Sdergrd, Anders; Mikael Stolt (February 2002). "Properties of lactic acidbased polymers and their correlation with composition". Progress in PolymerScience27[23]Physical models of diffusion for polymer solutions, gels and solids byL. Masaro, X.X. Zhu.[24]Models for the Permeability of Filled Polymer Systems by Lawrence E.Nielsen at CENTRAL RESEARCH DEPARTMENT, MONSANTOCOMPANY ST., LOUIS, MISSOURI.[25] Polymer blends, Lloyd M. Robinson , Hanser.

    [26]Characterisation of the Mechanical and Oxygen Barrier Properties ofMicrofibril Reinforced Composites by Ryan John Shields.[27]Generalized Bruggeman Formula for the Effective Thermal Conductivityof Particulate Composites with an Interface Layer by J. Ordez-Miranda J. J.Alvarado-Gil , R. Medina-Ezquivel.[28]Techical Data shee_2002D, by NatureWorks.[29] Boukhvalov, D. W.; Katsnelson, M. I. J. Am. Chem. Soc. 2008, 130,10697.[30] Tunable Electrical Conductivity of Individual Graphene Oxide Sheets

    Reduced at Low Temperatures Inhwa Jung, Dmitriy A. Dikin,, Richard D.Piner, and Rodney S. Ruoff.[31] C. Gomez-Navarro et al. (2007). Nano Letters, volume 7, issue 11, page3499 doi: 10.1021/ nl072090c[32] "Graphene Oxide Paper". Northwestern University. Retrieved 2011-02-28.[33] Lee, C. et al. (2008). "Measurement of the Elastic Properties and IntrinsicStrength of Monolayer Graphene".Science 321 (5887): 385. Bibcode2008Sci...321..385L

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    Appendix

    Calculation of volume fraction:

    Volume fraction of GO in the matrix is calculated from mass fraction of GO

    used and density of PLA and GO.

    = + (1 )Where, = volume fraction of GO

    w = mass fraction of GO

    = density of PLA matrix = 1.24 g/cc = density of GO = 1.48 g/cc.

    Calculation of percent crystallinity:

    = 100Where, = per cent crystallinity

    = enthalpy of melting

    =enthalpy of cold crystallization

    = enthalpy of 100% crystalline sample of the polymer = 93 J/g. = mass fraction of polymer in the matrix.