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Proficiency testing (PT) scheme
for Shellfish
ISO 17043 what does compliance as a PT provider mean?
Nita Patel – Food and Environmental Proficiency Testing Unit10 November 2016
Contents• Public Health England’s mission for National Infection Service
• About Shellfish testing
• About proficiency testing
• Why laboratories do PT
• ISO 17043 and compliance
• Summary of the benefits
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Mission – National Infection Service (NIS)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
The mission and core purpose of PHE for NIS is to protect the population of
England from infectious disease. It does this by:
a) Detecting outbreaks and monitoring communicable disease;
b) Analysing data collected on communicable diseases and their causes,
providing outbreak detection tracking and national surveillance;
c) Researching and effecting interventions, both immediately (emergency
response to outbreaks and incidents as a Category 1 responder, defined
under the 2004 Civil Contingencies Act) and through longer-term prevention;
d) Providing expert scientific advice and guidance to the public, government
and international agencies
IntroductionThe consumption of sewage polluted bivalve molluscan shellfish (BMS) may
cause illness in the consumer through ingestion of faecally borne pathogens
(such as Salmonella, norovirus and hepatitis A virus)
The risks of exposure to these infectious agents are compounded by the
traditional consumption of raw, or only lightly cooked BMS. Enteric bacteria, such
as Escherichia coli are used as indicator organisms to assess the sanitary
quality of shellfish and their growing waters and to predict the risk of exposure to
enteric pathogenic microorganisms
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Public Health concernsShellfish areas often impacted by sewage
Bivalves can filter 10-24 litres per hour
Pathogens from sewage are concentrated (~100x)
Shellfish are eaten raw or lightly cooked
Outbreaks of disease can occur on large scale
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
European Union Regulation 854/2004
In the European Union (EU), the criteria
for laying down the microbiological
standards for BMS are set out in
Regulation (EC) 854/2004 and Regulation
(EC) 2073/2005. This stipulates the
conditions for the production and placing
on the market of live BMS
Across the EU E. coli in shellfish flesh is
used as an indicator of faecal
contamination of BMS
The EU reference method for the
determination of E. coli in BMS is ISO
16649‐3*
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
*ISO 16649‐3. ‘Microbiology of food and animal feeding stuffs ‐ Horizontal method for the enumeration of β‐glucuronidase positive
Escherichia coli Part 3: Most probable number technique using 5‐bromo‐4‐chloro‐3‐indolyl‐β‐D glucuronide’
Roles and Responsibilities – England and
Wales
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Food Standards Agency
• ‘Competent Authority’
•Makes final classification decisions
• Issues classification list
•Determines policy
Facts and Figures - UKScale of programme:
• 75 production areas
• 375 beds classified: oysters, mussels, cockles and various clams
• Approximately 90,000 results
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Facts and Figures - UKScale of programme:
• 75 production areas
• 375 beds classified: oysters, mussels, cockles and various clams
• Approximately 90,000 results
There is a need for examination of samples using
approved method/s and accurate reporting of results
to ensure that public health occurrences
can be effectively managed
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Food and Environmental Proficiency
Testing Unit (FEPTU)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
External quality assessment (EQA) /
Proficiency Testing (PT) explained
• Samples of known but undisclosed content are introduced into a
laboratory’s routine testing procedure
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Freeze-dried LENTICULE® discs
Proficiency Testing
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
PARTICIPANTSORGANISING LABORATORY
Prepare samples Examine samples
Analyse results Report results
Prepare report Evaluate
Overview - Why laboratories do PT• To demonstrate competence as part of your accreditation requirement –
ISO/IEC 17025:2005 - General requirements for the competence of testing
and calibration laboratories
• Helps to provide assurance of the results obtained provided they are treated
and processed the same as other samples
• Helps improve laboratory processes and understanding of
regulation/legislation
• To remain up to date with new and emerging organisms - educational
• To challenge processes/media/training with difficult or atypical organisms
• Inter-laboratory comparison of performance
• To support work tendered for as an accredited laboratory
• Because you enjoy the challenge that participating in PT brings!
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Impact of incorrect results – food microbiology
14 Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
E. coli levels too high or false positive
Salmonella result:
Incorrect classification
Unnecessary disruption
Restriction or ban on the export of the
product
Loss of confidence in harvesting area
Financial cost
E.coli levels too low or false negative
Salmonella result:
Unsafe product released for sale
People become ill/die
Negative publicity
Loss of reputation
Financial cost
Laboratory mistakesIncorrect results may arise from:
• Sample handling errors (mixed up, incorrectly labelled etc.)
• Calculation errors and misreading the most probable numbers (MPN) tables
• Cross-contamination
• Inadequate staff training
• Equipment and culture media failures
• Reporting errors
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Shellfish SchemeThis scheme provides external quality assessment samples for laboratories that
examine raw bivalve molluscs from harvesting sites in accordance with Regulation
(EC) No. 854/2004 and from the production chain between harvest and
consumption, in accordance with Regulation (EC) 2073/2005 as amended.
The Scheme is organised in collaboration with the Centre for Environment,
Fisheries and Aquaculture Science (Cefas), Weymouth, United Kingdom (UK).
The scheme focuses on raising awareness:
• of interpreting tube combination results and the associated MPN value per 100g
for Escherichia coli for classification of harvest beds
• of problems with Salmonella detection (included in the scheme for
end-product testing, not for classification purposes)
• of updates in the ISO method
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Shellfish Scheme•Three distributions a year with two samples in each (2 labs in Peru)
•A total of 63 participants in 30 different countries
•Mandatory participation for the National Reference Laboratories (NRL) in each
member state reporting to the European Union Reference Laboratory (EURL -
Cefas)
•Permission from the NRLs is obtained to release performance date to the
EURL
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Most Probable Numbers (MPN)The method used to determine the MPN has greater inherent variability than
colony count methods
However, it is sometimes required for the detection and estimation of levels
when low levels of micro-organisms are expected, especially when the micro-
organisms may be stressed (e.g. as a result of processing, freezing etc.)
The MPN method is stipulated in European Union criteria for the
microbiological examination of certain products such as dairy products and live
bivalve molluscs and other shellfish
Most results are reported as the number of positive tubes out of 5 at 3/4
dilutions and the corresponding most probable number (MPN)
http://standards.iso.org/iso/7218/ (electronic calculator)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
How do you measure performance?
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Statistics used • Participating in PT is the only way a laboratory can obtain an ongoing
independent assessment of its performance
• To get the maximum benefit from participating in PT it is helpful to know
how the statistics that are used are applied
• FEPTU uses statistics to determine whether a participants results are within
an expected range
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Statistics used • The expected range comes from the distribution (average and variability) of
all the participants’ results – the median value
• ISO 13528:2005 - Statistical methods for use in proficiency testing by inter-
laboratory comparisons is followed
• Certain criteria must be followed when analysing participants’ results
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Setting the criteria• The statistical design for PT schemes for microbiology are influenced by:
Homogeneity level in a sample (distribution of organisms)
Whether the test is for the detection or the enumeration of a target organism
• Number of participants in a scheme
• Target level of organism
• Method of analysis
For example, results for an examination using colony count methods will be
analysed in a different way to those where determination of the most probable
number (MPN) is required
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Scheme Reports• Summary of all participants’ results
• Assessment of every result using a scoring system
• Assessment of each participant’s performance over time
• Scatter graphs to help participants compare performance with other
laboratories
• Advice and guidance
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Summary of all participants’ results
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Scheme Reports• Summary of all participants’ results
• Assessment of every result using a scoring system
• Assessment of each participant’s performance over time
• Scatter graphs to help participants compare performance with other
laboratories
• Advice and guidance
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
PHE scores appliedE. coli MPN result is determined from the median result reported by
participants’± 2.68 standard deviations (SD). The SD values used to
determine the expected range take into account the expected inherent
variability of the three by five tube MPN method, which on a log10 scale has a
value of 0.26
Results are defined as follows:
A) Expected range = median ± 2.68 SD
B) Outlying result 1 = median ± >2.68 ± ≤4 SD
C) Outlying result 2 = median ± >4 SD
Marks are deducted if tube combination is inconsistent with MPN reported
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Scheme Reports• Summary of all participants’ results
• Assessment of every result using a scoring system
• Scatter graphs to help participants compare performance with other
laboratories
• Assessment of each participant’s performance over time
• Advice and guidance
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Scatter graph of results
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Scatter graph of results
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Scheme Reports• Summary of all participants’ results
• Assessment of every result using a scoring system
• Scatter graphs to help participants compare performance with other
laboratories
• Assessment of each participant’s performance over time
• Advice and guidance
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
On going performance over time
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
• Is designed to alert participants with on-going problems
• Is only useful if a laboratory takes more than one distribution a year in a
scheme
• Allows laboratories to identify errors in the system
• Is an effective tool for on-going monitoring of quality control processes
• Outlying results are allocated a low score
• On single occasion reporting an outlying result participants must not be
alarmed but they should access the reasons why
• Laboratories that achieve less than 70% of the maximum possible score are
likely to be experiencing significant problems
On-going performance data - table
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
On-going performance data - graph
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Trend analysisTrend analysis tools are available on our web-site, these help participants to plot their own
results to identify performance trends against the participants’ median. See example
below:
Trend analysis tools are available under each scheme heading:
https://www.gov.uk/government/collections/external-quality-assessment-eqa-and-proficiency-testing-pt-
for-food-water-and-environmental-microbiology
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 compliance
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 versus
ISO 17025
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 versus
ISO 17025
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 versus
ISO 17025
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 introduction
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – some issues• It is a very generic document written mainly by chemists
• The language used does not always make sense for microbiological criteria
• For microbiology we need to take into account stability, variability and
homogeneity, behaviour of the organisms etc.
• To address specific requirements for microbiology ISO/TS 22117:2010 was
published (Microbiology of food and animal feeding stuffs - Specific
requirements and guidance for proficiency testing by interlaboratory
comparison)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – critical aspects
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Planning (4.4.1)‘The proficiency testing provider shall not subcontract the planning of the
proficiency testing scheme’
‘The proficiency testing provider shall document a plan before commencement
of the proficiency testing scheme’
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Homogeneity and stability (4.4.3)
‘Criteria for suitable homogeneity and stability shall be established and shall be
based on the effect that inhomogeneity and instability will have on the evaluation of
the participants' performance’.
Homogeneity – organisms are distributed in a sample
Stability – the levels of the organisms are similar over a defined period of time
For the Shellfish Scheme difficult to prove homogeneity due the inherent variability of
the MPN method. Method for assessing participants’ results assumes that the
sample is well-mixed prior to testing and therefore allows for this variability (wider
standard deviation used)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Homogeneity and stability (4.4.3)
FEPTU Quality Control: To demonstrate stability of the sample, a minimum of ten
LENTICULE® discs, selected randomly from a batch, are examined throughout
the distribution period for E. coli enumeration and for Salmonella detection
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Statistical design (4.4.4)
‘Statistical designs shall be developed to meet the objectives of the scheme,
based on the nature of the data (quantitative or qualitative, including ordinal
and categorical), statistical assumptions, the nature of errors, and the expected
number of results’
‘The proficiency testing provider shall document the statistical design and
data analysis methods to be used to identify the assigned value and
evaluate participant results, and shall provide a description of the reasons for
their selection and assumptions upon which they are based’
‘In designing a statistical analysis, the proficiency testing provider shall give
careful consideration to the following: accuracy, number of participants, identify
and how to handle outliers, scoring criteria etc.’
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Statistical design (4.4.4)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
PHE statistician is consulted on all unusual results reported by participants
ISO 17043 – Packaging, labelling and
distribution of PT items (4.6.3)‘The proficiency testing provider shall control packaging and labelling
processes to the extent necessary to ensure conformity with relevant national,
regional, or international safety and transport requirements’
‘The proficiency testing provider shall specify relevant environmental
conditions for the transport of proficiency test items. Where relevant, the
proficiency testing provider shall monitor the pertinent environmental
conditions of the proficiency test item during transport and assess the impact
of environmental influences on the proficiency test item’
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Packaging, labelling and
distribution of PT items (4.6.3)This ensures that everybody receives samples that are the same across the
world
We therefore examine samples as part of our QC process that have gone
through the shipment process to identify impact on the sample contents and
levels
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Evaluation of performance (4.7.2)
‘The proficiency testing provider shall use valid methods of evaluation which
meet the purpose of the proficiency testing scheme. The methods shall be
documented and include a description of the basis for the evaluation. The
evaluation of performance shall not be subcontracted’
‘Where appropriate for the purpose of the proficiency testing scheme, the
proficiency testing provider shall provide expert commentary on the
performance of participants’
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Evaluation of performance (4.7.2)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)‘Proficiency test reports shall be clear and comprehensive and include data
covering the results of all participants, together with an indication of the
performance of individual participants. The authorization of the final report shall
not be subcontracted’
‘Reports shall be made available to participants within planned timescales - this
allows for early investigation of possible error’
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Reports (4.8.1)
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
ISO 17043 – Confidentiality (4.10)‘The identity of participants in a proficiency testing scheme shall be confidential
and known only to persons involved in the operation of the proficiency testing
scheme, unless the participant waives confidentiality’
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Why participate? PHE PT samples are designed to challenge your testing procedures therefore
will include challenging organisms – so beware
We extensively test the samples using ISO methods – so your results should
align with our results including confirmatory test results
Process PT samples the same as other routine samples. Otherwise nothing will
be learnt about your quality system
We are not here to trick you but to:
• raise awareness of the limitation/s of your procedure or method
• provide an insight into staffs’ knowledge and experience
• endorse the requirement to carry out confirmatory tests
• encourage the use of approved methods
• give you an opportunity to examine samples containing organisms less frequently
encountered that are of public health concern
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Summary of the benefits to you
Raises awareness of new and emerging organisms of public health concern
Provides an opportunity to improve staffs’ knowledge and experience with organisms
not frequently encountered
Better understanding of your performance in relation to the method/s you use
Greater understanding of the limitation/s of your method especially with
atypical/emerging organisms
Highlights impact on results when approved methods are not followed
Highlights impact on results with unusual, atypical strains or less commonly
encountered organisms
Gives you an independent assessment of your laboratory’s overall performance
Allows you to identify gaps in your process where quality improvements are required
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Other schemes available are
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
Water PT
• Legionella Isolation Scheme
Including one specific for molecular
• Drinking Water Scheme
• Recreational and Surface Water Scheme
Bathing beach (marine)
Swimming pool
River, lakes and streams
• Bottle and Mineral Water Scheme
• Endoscope Rinse Water Scheme
• Dialysis Water Scheme
• Hospital Tap Water Scheme
Food PT
• Standard Scheme
• European Food Microbiology Legislation Scheme
• Non-Pathogen Scheme
• Shellfish Scheme
• Pathogenic Vibrio Scheme
• Staphylococcus aureusEnterotoxin Scheme
• Environmental Swab Scheme
Hygiene indicator
Pathogen detection
• Shiga toxin E. coli molecular
Acknowledgements
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?
• PHE Steering Group members
• eQAD clinical team
• Andy Younger (Cefas)
• Louise Stockley and Cefas team
• Angela Appea
• Richard Borrill
• Kermin Daruwalla
• Joanna Donn
• Carmen Gomes
• Thomas Harper
• Salah Himedan
• Zak Prior
• Manchari Rajkumar
• Aneta Stranc
• Lili Tsegaye
• Vanessa Waite
Thank you for listening
Proficiency testing scheme for Shellfish: ISO 17043 what does compliance as a PT provider mean?