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Private & Confidential - PDS Group & Confidential *Note: For securities under Section 10 (Exempt Transactions), for each transfer of these securities, Broker needs to certify that

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Page 1: Private & Confidential - PDS Group & Confidential *Note: For securities under Section 10 (Exempt Transactions), for each transfer of these securities, Broker needs to certify that

Private & Confidential

*Note: For securities under Section 10 (Exempt Transactions), for each transfer of these securities, Broker needs to certify that all recipients are Qualified Institutional Buyers (QIBs), as defined by the Securities Regulation Code (SRC), as of the execution of the transfer. This certification shall be included in the transfer forms.