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IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Essential Self-adjointness & the L2-HardyInequality
A.D Ward - NZ Institute of Advanced Study
Presentation at University of Bath - 12 March 2015
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definitions
Definition: A Hilbert space H is a complex vector space that isendowed with an inner product
⟨·, ·⟩
: H×H → C and which is
complete in the induced norm || x || =⟨x , x
⟩ 12 .
Definition: An operator A is a linear mapping A : D(A)→ Hwhere D(A), the domain of A, is a subspace of H. If D(A) isdense in H, then the operator A is said to be densely defined.
The operator B is said to be an extension of A, A ⊆ B, ifD(A) ⊆ D(B) and Ax = Bx for all x ∈ D(A).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definitions
Definition: A Hilbert space H is a complex vector space that isendowed with an inner product
⟨·, ·⟩
: H×H → C and which is
complete in the induced norm || x || =⟨x , x
⟩ 12 .
Definition: An operator A is a linear mapping A : D(A)→ Hwhere D(A), the domain of A, is a subspace of H. If D(A) isdense in H, then the operator A is said to be densely defined.
The operator B is said to be an extension of A, A ⊆ B, ifD(A) ⊆ D(B) and Ax = Bx for all x ∈ D(A).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definitions
Definition: A Hilbert space H is a complex vector space that isendowed with an inner product
⟨·, ·⟩
: H×H → C and which is
complete in the induced norm || x || =⟨x , x
⟩ 12 .
Definition: An operator A is a linear mapping A : D(A)→ Hwhere D(A), the domain of A, is a subspace of H. If D(A) isdense in H, then the operator A is said to be densely defined.
The operator B is said to be an extension of A, A ⊆ B, ifD(A) ⊆ D(B) and Ax = Bx for all x ∈ D(A).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definitions
Definition: A Hilbert space H is a complex vector space that isendowed with an inner product
⟨·, ·⟩
: H×H → C and which is
complete in the induced norm || x || =⟨x , x
⟩ 12 .
Definition: An operator A is a linear mapping A : D(A)→ Hwhere D(A), the domain of A, is a subspace of H. If D(A) isdense in H, then the operator A is said to be densely defined.
The operator B is said to be an extension of A, A ⊆ B, ifD(A) ⊆ D(B) and Ax = Bx for all x ∈ D(A).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: If A is a closeable operator, we define its closure A by
D(A) =f ∈ H
∣∣ ∃ fn∞n=1 ⊆ D(A), fn → f , Afn∞n=1 converges
Af = limn→∞
Afn.
Definition: If A is densely defined we define it’s adjoint A∗ by
D(A∗) =g ∈ H
∣∣ ∃ g∗ ∈ H s.t⟨Ax , g
⟩=⟨x , g∗
⟩∀ x ∈ D(A)
A∗g = g∗ for all g ∈ D(A∗).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: If A is a closeable operator, we define its closure A by
D(A) =f ∈ H
∣∣ ∃ fn∞n=1 ⊆ D(A), fn → f , Afn∞n=1 converges
Af = limn→∞
Afn.
Definition: If A is densely defined we define it’s adjoint A∗ by
D(A∗) =g ∈ H
∣∣ ∃ g∗ ∈ H s.t⟨Ax , g
⟩=⟨x , g∗
⟩∀ x ∈ D(A)
A∗g = g∗ for all g ∈ D(A∗).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: A is symmetric if A ⊆ A∗ so that D(A) ⊆ D(A∗) andAx = A∗x for all x ∈ D(A), or equivalently, if
⟨Ax , y
⟩=⟨x ,Ay
⟩for all x , y ∈ D(A).
Definition: A is self-adjoint if A = A∗ so that D(A) = D(A∗) andAx = A∗x for all x ∈ D(A).
Definition: A is essentially self-adjoint (ESA) if it’s closure isself-adjoint, i.e. A = A
∗ ≡ A∗.
Demonstrating that A is ESA amounts to showing thatD(A∗) = D(A ).
Theorem (von Neumann - [1] Section 7.7)
If A is a densely defined symmetric operator, then
D(A∗) = D(A ) ⊕ ker(A∗ − i) ⊕ ker(A∗ + i)
s.t. A is ESA if and only if ker(A∗ ± i) = 0H.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: A is symmetric if A ⊆ A∗ so that D(A) ⊆ D(A∗) andAx = A∗x for all x ∈ D(A), or equivalently, if
⟨Ax , y
⟩=⟨x ,Ay
⟩for all x , y ∈ D(A).
Definition: A is self-adjoint if A = A∗ so that D(A) = D(A∗) andAx = A∗x for all x ∈ D(A).
Definition: A is essentially self-adjoint (ESA) if it’s closure isself-adjoint, i.e. A = A
∗ ≡ A∗.
Demonstrating that A is ESA amounts to showing thatD(A∗) = D(A ).
Theorem (von Neumann - [1] Section 7.7)
If A is a densely defined symmetric operator, then
D(A∗) = D(A ) ⊕ ker(A∗ − i) ⊕ ker(A∗ + i)
s.t. A is ESA if and only if ker(A∗ ± i) = 0H.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: A is symmetric if A ⊆ A∗ so that D(A) ⊆ D(A∗) andAx = A∗x for all x ∈ D(A), or equivalently, if
⟨Ax , y
⟩=⟨x ,Ay
⟩for all x , y ∈ D(A).
Definition: A is self-adjoint if A = A∗ so that D(A) = D(A∗) andAx = A∗x for all x ∈ D(A).
Definition: A is essentially self-adjoint (ESA) if it’s closure isself-adjoint, i.e. A = A
∗ ≡ A∗.
Demonstrating that A is ESA amounts to showing thatD(A∗) = D(A ).
Theorem (von Neumann - [1] Section 7.7)
If A is a densely defined symmetric operator, then
D(A∗) = D(A ) ⊕ ker(A∗ − i) ⊕ ker(A∗ + i)
s.t. A is ESA if and only if ker(A∗ ± i) = 0H.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: A is symmetric if A ⊆ A∗ so that D(A) ⊆ D(A∗) andAx = A∗x for all x ∈ D(A), or equivalently, if
⟨Ax , y
⟩=⟨x ,Ay
⟩for all x , y ∈ D(A).
Definition: A is self-adjoint if A = A∗ so that D(A) = D(A∗) andAx = A∗x for all x ∈ D(A).
Definition: A is essentially self-adjoint (ESA) if it’s closure isself-adjoint, i.e. A = A
∗ ≡ A∗.
Demonstrating that A is ESA amounts to showing thatD(A∗) = D(A ).
Theorem (von Neumann - [1] Section 7.7)
If A is a densely defined symmetric operator, then
D(A∗) = D(A ) ⊕ ker(A∗ − i) ⊕ ker(A∗ + i)
s.t. A is ESA if and only if ker(A∗ ± i) = 0H.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Definition: A is symmetric if A ⊆ A∗ so that D(A) ⊆ D(A∗) andAx = A∗x for all x ∈ D(A), or equivalently, if
⟨Ax , y
⟩=⟨x ,Ay
⟩for all x , y ∈ D(A).
Definition: A is self-adjoint if A = A∗ so that D(A) = D(A∗) andAx = A∗x for all x ∈ D(A).
Definition: A is essentially self-adjoint (ESA) if it’s closure isself-adjoint, i.e. A = A
∗ ≡ A∗.
Demonstrating that A is ESA amounts to showing thatD(A∗) = D(A ).
Theorem (von Neumann - [1] Section 7.7)
If A is a densely defined symmetric operator, then
D(A∗) = D(A ) ⊕ ker(A∗ − i) ⊕ ker(A∗ + i)
s.t. A is ESA if and only if ker(A∗ ± i) = 0H.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...
A ⊆ A∗ ⇒ A ⊆ A∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗
⇒ A ⊆ A∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗
⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space
⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗)
⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗)
⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAness
A cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).
Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Technicalities - God is in the Details
Take a densely defined, symmetric linear operator A. We have...A ⊆ A∗ ⇒ A ⊆ A
∗ ≡ A∗ ⇒ D(A) ⊆ D(A∗).
Bounded Operators: Symmetry ⇔ ESAnessA defined on the whole space ⇒ D(A) = H ⊇ D(A∗) ⇒D(A) = D(A∗) ⇒ A is ESA.
Theorem ( Hellinger-Toeplitz - [2] Theorem III.12 )
An everywhere defined, linear, symmetric operator is closed if andonly if it is bounded.
Unounded Operators: Symmetry ; ESAnessA cannot be defined on whole space. Possible that D(A) ( D(A∗).Symmetric without being ESA.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
So the obvious question is...
Why would anyone be interested in the ESAness of linearoperators?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Axioms of Quantum Mechanics
QM is the study of (essentially) self-adjoint operators!
AXIOM I For each quantum system there is a correspondingHilbert space L2(Ω).
AXIOM II States of the system are unit vectors in L2(Ω).
AXIOM III Observable ↔ self-adjoint operator. Measurementsof observables take values in the spectrum ofcorresponding SA operator.
AXIOM IV Dynamics of system governed by strongly continuousone parameter groups of unitary operators U(t).These are generated by SA operators (Stone).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Axioms of Quantum Mechanics
QM is the study of (essentially) self-adjoint operators!
AXIOM I For each quantum system there is a correspondingHilbert space L2(Ω).
AXIOM II States of the system are unit vectors in L2(Ω).
AXIOM III Observable ↔ self-adjoint operator. Measurementsof observables take values in the spectrum ofcorresponding SA operator.
AXIOM IV Dynamics of system governed by strongly continuousone parameter groups of unitary operators U(t).These are generated by SA operators (Stone).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Axioms of Quantum Mechanics
QM is the study of (essentially) self-adjoint operators!
AXIOM I For each quantum system there is a correspondingHilbert space L2(Ω).
AXIOM II States of the system are unit vectors in L2(Ω).
AXIOM III Observable ↔ self-adjoint operator. Measurementsof observables take values in the spectrum ofcorresponding SA operator.
AXIOM IV Dynamics of system governed by strongly continuousone parameter groups of unitary operators U(t).These are generated by SA operators (Stone).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Axioms of Quantum Mechanics
QM is the study of (essentially) self-adjoint operators!
AXIOM I For each quantum system there is a correspondingHilbert space L2(Ω).
AXIOM II States of the system are unit vectors in L2(Ω).
AXIOM III Observable ↔ self-adjoint operator. Measurementsof observables take values in the spectrum ofcorresponding SA operator.
AXIOM IV Dynamics of system governed by strongly continuousone parameter groups of unitary operators U(t).These are generated by SA operators (Stone).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Axioms of Quantum Mechanics
QM is the study of (essentially) self-adjoint operators!
AXIOM I For each quantum system there is a correspondingHilbert space L2(Ω).
AXIOM II States of the system are unit vectors in L2(Ω).
AXIOM III Observable ↔ self-adjoint operator. Measurementsof observables take values in the spectrum ofcorresponding SA operator.
AXIOM IV Dynamics of system governed by strongly continuousone parameter groups of unitary operators U(t).These are generated by SA operators (Stone).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
As Reed & Simon [2] put it...
In typical applications, physical reasoning gives a formalexpression for an operator. We use the word formalbecause domains are not specified. It is usually easy tofind a domain on which this operator is dense &symmetric. The first problem is to prove essentialself-adjointness [so that the operator defines a uniqueself-adjoint extension], or if the operator is not essentiallyself-adjoint to investigate the various self-adjointextensions.
Reed & Simon, Mathematical Physics, page 303.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined. H is clearly linear. Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined. H is clearly linear. Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined. H is clearly linear. Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined.
H is clearly linear. Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined. H is clearly linear.
Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined. H is clearly linear. Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsMotivationSchrodinger Operators
Schrodinger Operators
Classically, the energy of the system is the sum of its kinetic andpotential energy, E = T + V. For a one particle system
E = x2(t) + V(x(t)
). (1)
In QM the energy levels of a system are given by spectrum of theSchrodinger operator
H = −∆ + V(x). (2)
Define H on C∞0 (Ω). Since C∞0 (Ω) is dense in L2(Ω), H is denselydefined. H is clearly linear. Integration by parts twice gives⟨(−∆ + V ) u, ρ
⟩=⟨u, (−∆ + V ) ρ
⟩, so H is also symmetric.
Question - Is H essentially self-adjoint?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Main Result for Ω = Rm
Theorem ( Berezin & Schubin [3] )
Let H = −∆ + V be a Schrodinger operator define on C∞0 (Rm)where V (x) is a real valued, measurable, locally bounded functionon Rm. Then, for any b > 0,
i) If V (x) ≥ − |x |2 − b, then H is ESA.
ii) If V (x) ≤ − |x |2+ε − b, then H is not ESA
There is a very nice physical interpretation that can be attached tothis result...
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Main Result for Ω = Rm
Theorem ( Berezin & Schubin [3] )
Let H = −∆ + V be a Schrodinger operator define on C∞0 (Rm)where V (x) is a real valued, measurable, locally bounded functionon Rm. Then, for any b > 0,
i) If V (x) ≥ − |x |2 − b, then H is ESA.
ii) If V (x) ≤ − |x |2+ε − b, then H is not ESA
There is a very nice physical interpretation that can be attached tothis result...
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dxdt
)2+ V (x).
dt
dx=(E − V (x)
)− 12
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dxdt
)2+ V (x).
dt
dx=(E − V (x)
)− 12
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dxdt
)2+ V (x).∫ ∞
0
dt
dxdx =
∫ ∞0
(E − V (x)
)− 12 dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dx(t)
dt
)2+ V (x).
t(∞) − t(0) =
∫ ∞0
(E − V (x)
)− 12 dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dxdt
)2+ V (x).
t(∞) − t(0) =
∫ ∞0
(E − V (x)
)− 12 dx
Represents time taken by a particle under the influence of V (x) toreach infinity.
If V (x) ≥ − |x |2 − b
t(∞) − t(0) ≥∫ ∞
0
(E + x2 + b
)− 12 dx = ∞
Time taken to reach infinity is infinite.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dxdt
)2+ V (x).
t(∞) − t(0) =
∫ ∞0
(E − V (x)
)− 12 dx
Represents time taken by a particle under the influence of V (x) toreach infinity.If V (x) ≥ − |x |2 − b
t(∞) − t(0) ≥∫ ∞
0
(E + x2 + b
)− 12 dx = ∞
Time taken to reach infinity is infinite.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Physical Interpretation
Classical energy of the system is given by E =(dxdt
)2+ V (x).
t(∞) − t(0) =
∫ ∞0
(E − V (x)
)− 12 dx
Represents time taken by a particle under the influence of V (x) toreach infinity.If V (x) ≤ −|x |2+ε − b
t(∞) − t(0) ≤∫ ∞
0
(E + x2+ε + b
)− 12 dx < ∞
Time taken to reach infinity is finite.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Theorem ( Eastham, Evans & Mcleod [4] )
Let H = −∆ + V be a Schrodinger operator defined on C∞0 (Rm).If there is a sequence of ‘sufficiently thick’ annuli that occur‘sufficiently regularly’, and if on these annuli the potential is‘sufficiently large’ then H is ESA. But, if one inserts a tube of lowpotential that extends to infinity then H is not ESA irrespective ofthe potential elsewhere.
A Schrodinger operator is ESA if a particle under theinfluence of the associated potential is unable to come into
contact with the boundary of the domain!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Theorem ( Eastham, Evans & Mcleod [4] )
Let H = −∆ + V be a Schrodinger operator defined on C∞0 (Rm).If there is a sequence of ‘sufficiently thick’ annuli that occur‘sufficiently regularly’, and if on these annuli the potential is‘sufficiently large’ then H is ESA. But, if one inserts a tube of lowpotential that extends to infinity then H is not ESA irrespective ofthe potential elsewhere.
A Schrodinger operator is ESA if a particle under theinfluence of the associated potential is unable to come into
contact with the boundary of the domain!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Schrodinger Operators on Ω ( Rm
Now we consider the ESAness of Schrodinger operators ondomains with non-empty boundary. This situation is a lot morecomplicated.
Consider classical problem of confining a particle to the interval(−1, 1). If the potential V (x)→∞ as x → ±1 then the particlewill not be able to reach the boundary.
However, in QM must take into account two opposing effects...
Quantum Tunneling - potential must inflate at a sufficientrate as x → ∂Ω.
Uncertainty Principle - cannot say with certainty that aparticle is located at the boundary.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Schrodinger Operators on Ω ( Rm
Now we consider the ESAness of Schrodinger operators ondomains with non-empty boundary. This situation is a lot morecomplicated.
Consider classical problem of confining a particle to the interval(−1, 1).
If the potential V (x)→∞ as x → ±1 then the particlewill not be able to reach the boundary.
However, in QM must take into account two opposing effects...
Quantum Tunneling - potential must inflate at a sufficientrate as x → ∂Ω.
Uncertainty Principle - cannot say with certainty that aparticle is located at the boundary.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Schrodinger Operators on Ω ( Rm
Now we consider the ESAness of Schrodinger operators ondomains with non-empty boundary. This situation is a lot morecomplicated.
Consider classical problem of confining a particle to the interval(−1, 1). If the potential V (x)→∞ as x → ±1 then the particlewill not be able to reach the boundary.
However, in QM must take into account two opposing effects...
Quantum Tunneling - potential must inflate at a sufficientrate as x → ∂Ω.
Uncertainty Principle - cannot say with certainty that aparticle is located at the boundary.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Schrodinger Operators on Ω ( Rm
Now we consider the ESAness of Schrodinger operators ondomains with non-empty boundary. This situation is a lot morecomplicated.
Consider classical problem of confining a particle to the interval(−1, 1). If the potential V (x)→∞ as x → ±1 then the particlewill not be able to reach the boundary.
However, in QM must take into account two opposing effects...
Quantum Tunneling - potential must inflate at a sufficientrate as x → ∂Ω.
Uncertainty Principle - cannot say with certainty that aparticle is located at the boundary.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Schrodinger Operators on Ω ( Rm
Now we consider the ESAness of Schrodinger operators ondomains with non-empty boundary. This situation is a lot morecomplicated.
Consider classical problem of confining a particle to the interval(−1, 1). If the potential V (x)→∞ as x → ±1 then the particlewill not be able to reach the boundary.
However, in QM must take into account two opposing effects...
Quantum Tunneling - potential must inflate at a sufficientrate as x → ∂Ω.
Uncertainty Principle - cannot say with certainty that aparticle is located at the boundary.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
Schrodinger Operators on Rm
Physical InterpretationSchrodinger Operators on Ω ( Rm
Schrodinger Operators on Ω ( Rm
Now we consider the ESAness of Schrodinger operators ondomains with non-empty boundary. This situation is a lot morecomplicated.
Consider classical problem of confining a particle to the interval(−1, 1). If the potential V (x)→∞ as x → ±1 then the particlewill not be able to reach the boundary.
However, in QM must take into account two opposing effects...
Quantum Tunneling - potential must inflate at a sufficientrate as x → ∂Ω.
Uncertainty Principle - cannot say with certainty that aparticle is located at the boundary.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Immortality is a silly word, but a mathematician has thebest chance of whatever it may mean - G.H.Hardy
A good mathematical joke is better than a dozenmediocre papers - J.E. Littlewood
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Definitions
Definition: Ω admits an L2-Hardy inequality if ∃ C > 0 s.t∫Ω
|ω(x) |2
d(x)2dx ≤ C
∫Ω| ∇ω(x) |2 dx (3)
for all ω(x) ∈W 12,0(Ω).
Definition: Define the variational constant
µ2(Ω) = infω ∈W 1
2,0(Ω)
∫Ω | ∇ω(x) |2 dx∫
Ω|ω(x) |2d(x)2 dx
(4)
µ2(Ω) > 0 if and only if Ω admits an L2-Hardy inequality.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Definitions
Definition: Ω admits an L2-Hardy inequality if ∃ C > 0 s.t∫Ω
|ω(x) |2
d(x)2dx ≤ C
∫Ω| ∇ω(x) |2 dx (3)
for all ω(x) ∈W 12,0(Ω).
Definition: Define the variational constant
µ2(Ω) = infω ∈W 1
2,0(Ω)
∫Ω | ∇ω(x) |2 dx∫
Ω|ω(x) |2d(x)2 dx
(4)
µ2(Ω) > 0 if and only if Ω admits an L2-Hardy inequality.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Definitions
Definition: Ω admits an L2-Hardy inequality if ∃ C > 0 s.t∫Ω
|ω(x) |2
d(x)2dx ≤ C
∫Ω| ∇ω(x) |2 dx (3)
for all ω(x) ∈W 12,0(Ω).
Definition: Define the variational constant
µ2(Ω) = infω ∈W 1
2,0(Ω)
∫Ω | ∇ω(x) |2 dx∫
Ω|ω(x) |2d(x)2 dx
(4)
µ2(Ω) > 0 if and only if Ω admits an L2-Hardy inequality.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Theorem - Extending Nenciu & Nenciu [5]
Theorem
Let Ω be a domain with non-empty boundary. Let H = −∆ + Vbe a Schrodinger operator defined on the domain D(H) = C∞0 (Ω)and where V ∈ L∞,loc(Ω) is a real potential of the form
V (x) ≥ 1−µ2(Ω)d(x)2 .
Then H is essentially self-adjoint.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Theorem - Extending Nenciu & Nenciu [5]
Theorem
Let Ω be a domain with non-empty boundary. Let H = −∆ + Vbe a Schrodinger operator defined on the domain D(H) = C∞0 (Ω)and where V ∈ L∞,loc(Ω) is a real potential of the form
V (x) ≥ 1
d(x)2
[1− µ2(Ω)− 1
ln(1/d)− 1
ln(1/d) ln ln(1/d)−
. . .− 1
ln(1/d) ln ln(1/d) . . . ln ln . . . ln︸ ︷︷ ︸M times
(1/d)
]
Then H is essentially self-adjoint.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Theorem - Extending Nenciu & Nenciu [5]
Theorem
Let Ω be a domain with non-empty boundary. Let H = −∆ + Vbe a Schrodinger operator defined on the domain D(H) = C∞0 (Ω)and where V ∈ L∞,loc(Ω) is a real potential of the form
V (x) ≥ 1−µ2(Ω)d(x)2 .
Then H is essentially self-adjoint.
The idea of the proof is to show that ker(H∗ ± i) = 0H usingthe following crucial estimate.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Theorem - Extending Nenciu & Nenciu [5]
Theorem
Let Ω be a domain with non-empty boundary. Let H = −∆ + Vbe a Schrodinger operator defined on the domain D(H) = C∞0 (Ω)and where V ∈ L∞,loc(Ω) is a real potential of the form
V (x) ≥ 1−µ2(Ω)d(x)2 .
Then H is essentially self-adjoint.
The idea of the proof is to show that ker(H∗ ± i) = 0H usingthe following crucial estimate.
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R
⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx
+ E || u ||2L2− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Main Estimate Choose E ∈ R⟨(H + E ) u , u
⟩−∫
Ω
1
d(x)2| u(x) |2 dx
= −∫
Ω∆u(x) u(x) dx +
∫ΩV (x) | u(x) |2 dx + E || u ||2L2
−∫
Ω
1
d(x)2| u(x) |2 dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
− µ2(Ω)
∫Ω
| u(x) |2
d(x)2dx
≥∫
Ω| ∇ u(x) |2 dx + E || u ||2L2
−∫
Ω| ∇ u(x) |2 dx
= E || u ||2L2
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 = ||ω || 2L2(Ω) =
∫Ω
d(x) ω(x)ω(x)
d(x)dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness.
Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 = ||ω || 2L2(Ω) =
∫Ω
d(x) ω(x)ω(x)
d(x)dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 = ||ω || 2L2(Ω) =
∫Ω
d(x) ω(x)ω(x)
d(x)dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary!
µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 = ||ω || 2L2(Ω) =
∫Ω
d(x) ω(x)ω(x)
d(x)dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 = ||ω || 2L2(Ω) =
∫Ω
d(x) ω(x)ω(x)
d(x)dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 = ||ω || 2L2(Ω) =
∫Ω
d(x) ω(x)ω(x)
d(x)dx
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 ≤( ∫
Ωd(x)2 |ω(x) |2 dx
) 12
·( ∫
Ω
|ω(x) |2
d(x)2dx
) 12
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
1 ≤ 1
µ2(Ω)12
( ∫Ωd(x)2 |ω(x) |2 dx
) 12
·( ∫
Ω| ∇ω(x) |2 dx
) 12
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
µ2(Ω) ≤( ∫
Ωd(x)2 |ω(x) |2 dx
)·( ∫
Ω| ∇ω(x) |2 dx
)
Cannot confine a particle to an arbitrarily small nbhood of theboundary without increasing it’s total momentum indefinitely!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Quantum Tunneling & The Uncertainty Principle
H is ESA if V (x) ≥[
1− µ2(Ω)]d(x , ∂Ω)−2.
If µ2(Ω) > 0 (i.e. Ω admits L2-Hardy inequality) this relaxesconditions for ESAness. Why?
Recall physical interpretation of ESAness - particle cannot comeinto contact with boundary! µ2(Ω) puts limits on the certaintywith which we can say a particle is located at the boundary.
µ2(Ω) ≤( ∫
Ωd(x)2 |ω(x) |2 dx
)·( ∫
Ω| ∇ω(x) |2 dx
)
Cannot confine a particle to an arbitrarily small nbhood of theboundary without increasing it’s total momentum indefinitely!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0 (6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?A: No - Produces square integrable solutions to (6) which would
mean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0 (6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?A: No - Produces square integrable solutions to (6) which would
mean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0 (6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?A: No - Produces square integrable solutions to (6) which would
mean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0 (6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?A: No - Produces square integrable solutions to (6) which would
mean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0
(6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?A: No - Produces square integrable solutions to (6) which would
mean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0 (6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?
A: No - Produces square integrable solutions to (6) which wouldmean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Optimality of Conditions for ESAness
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA (5)
but D(H∗) = D(H ) ⊕ ker(H∗ − i) ⊕ ker(H∗ + i)
⇒ ker(H∗ ± i) = 0H
What is ker(H∗ ± i) ?
⇒ No weak, square integrable solutions of the equation
−∆Ψ(x) + V (x) Ψ(x) ± i Ψ(x) = 0 (6)
Q: Can we replace 1− µ2(Ω) in (5) with a smaller constant?A: No - Produces square integrable solutions to (6) which would
mean that H is not ESA!
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Question Related to Metamaterials
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA
What is the value of µ2(Ω)?
Depends on dimension of boundary -What if boundary is fractal?
Quantum principle dependant on scalessmaller than wavelength of an electron!
Metamaterials: Fractal-like structure
Coherent reflections?
Uncertainty principle?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Question Related to Metamaterials
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA
What is the value of µ2(Ω)?
Depends on dimension of boundary -What if boundary is fractal?
Quantum principle dependant on scalessmaller than wavelength of an electron!
Metamaterials: Fractal-like structure
Coherent reflections?
Uncertainty principle?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
Question Related to Metamaterials
If V (x) ≥[
1− µ2(Ω)]d(x)−2 then H is ESA
What is the value of µ2(Ω)?
Depends on dimension of boundary -What if boundary is fractal?
Quantum principle dependant on scalessmaller than wavelength of an electron!
Metamaterials: Fractal-like structure
Coherent reflections?
Uncertainty principle?
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality
IntroductionESA of Schrodinger OperatorsL2-Hardy Inequalities and ESA
DefinitionsESA of Schrodinger Operators on Ω ( Rm
Quantum Tunneling & The Uncertainty Principle
L.A. Ljusternik & V.J. Sobolev - Elements of Functional Analysis, Hindustan Publishing Corporation, (1961).
M.C. Reed & B. Simon - Methods of Modern Mathematical Physics: Vol. 1, Academic press, (1972).
F. A. Berezin & M. A. Schubin - The Schrodinger equation, Kluwer, Dordrecht, (1991).
M.S.P. Eastham, W.D. Evans & J.B. Mcleod - The Essential Self-adjointness of Schrodinger Type
Operators, Archive for Rational Mechanics and Analysis, 60, 2, (1976).
G. Nenciu & I. Nenciu - On Confining Potentials and Essential Self-Adjointness for Schrodinger Operators
on Bounded Domains in Rn , Annales Henri Poincare, Volume 10, 377 - 394, (2009).
A.D. Ward - NZ Institute of Advanced Study Essential Self-adjointness & the L2-Hardy Inequality