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Pre-Proposal WebinarDepartment of Homeland Security
Announcement #W911SR-14-2-0001, RPP-1913 & 1914
About the Announcement
Representative research questions of interest to USCG (not listed in priority order):
• How can the USCG improve its’ estimation of leeway of search objects?
• What are the most accurate measurement/mathematical techniques/approaches that can be applied for determining actual leeway drift?
• What mathematical models (Commercial off-the-shelf/Government off-the shelf) are available that can best estimate leeway drift for implementation by the USCG Rescue Coordination Centers (RCC)?
• How can the USCG validate older leeway measurements (data over 50 years old)?
• How can the USCG best understand the sensitivity of search success to variances in estimated leeway drift?
• How does uncertainty in leeway rate or divergence angle change the search area?
Scope and Program Goals
July 26, 2019, 5:00pm ESTMSRDC Submission Deadline
July 30, 2019, 5:00pm ESTGovernment Submission Deadline
Important Deadlines
SAROPS is the software used by the USCG for maritime search planning. SAROPS is a Monte Carlo based simulation that uses thousands of simulated particles generated by user inputs. SAROPS has the ability to handle multiple scenarios and search object types and accounts for meteorological and oceanographic conditions (e.g. wind speed, currents, wave height, etc.). Searching for a drifting object in the maritime environment requires the determination of search areas. Search and Rescue (SAR) Units receive a recommended search pattern that accounts for the relative motion between the search unit and the drifting object.
Introduction & Background
W911SR-14-2-0001, RPP-1913www.msrdconsortium.org/uscg2019rrpp
Project Title: Improving Leeway Drift Data for the USCG Search and Rescue Optimal Planning System (SAROPS)
Project Number: W911SR-14-2-0001 RPP-1913
Project Information
About the Announcement
Representative research questions of interest to USCG (not listed in priority order):
• Can price-forecasting models (e.g. Box Jenkins method) be used to anticipate seasonal/situational increases (or decreases) in pest or prohibited item encounters?
• What other techniques can be applied to support CBP resource allocation decisions that will improve current operations, both in terms of increased interceptions while lowering the operating cost to both government and industry?
Scope and Program Goals
July 26, 2019, 5:00pm ESTMSRDC Submission Deadline
July 30, 2019, 5:00pm ESTGovernment Submission Deadline
Important Deadlines
Animal agriculture hazards include, but are not limited to, foot and mouth disease, avian influenza, and classical swine fever. Plant pests include foreign noxious weeds such as hogweed and insects such as long-horned beetles related to the Asian long-horned beetle that has caused millions of dollars in losses in numerous communities in the United States. Fruit flies, such as the Mediterranean fruit fly, if introduced, would cause significant direct damage to U.S. fruit crops and have major impacts on export markets. CBP seeks innovative uses of the data they collect during port-of-entry inspections to better predict and mitigate pest threats approaching our shores.
Introduction & Background
W911SR-14-2-0001, RPP-1914www.msrdconsortium.org/cbp2019rrpp
Project Title: Utilizing Forecasting Models for Pest or Agricultural Quarantine Smuggling Trends
Project Number: W911SR-14-2-0001 RPP-1914
Project Information
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
DHS SCIENCE AND TECHNOLOGY
Webinar: Request for Proposal for Improving Leeway Drift Data for the United States Coast Search and Rescue Optimal Planning System
Gregory Simmons Program ManagerOffice of University ProgramsScience and Technology Directorate
July 22, 2019
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Agenda
§ Overview of the Office of University Programs (OUP)§ Overview of the United States Coast Guard (USCG)§ Request for Proposal
§ OUP expectations of a DHS researcher§ Benefits of being a DHS researcher§ Clarification about funding§ Search and Rescue Optimal Planning System
§ Review Process§ Tips to consider when applying§ Q&A
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Congressional DirectionHomeland Security Act 2002
The Under Secretary for Science and Technology shall have the responsibility for:
§ “[establishing] … a coordinated, university-based system to enhance the Nation’s homeland security”
§ “supporting United States leadership in science and technology”
§ “merit review of research and development projects … and the dissemination of research conducted or sponsored by the Department”
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
S&T Office of University ProgramsBringing Innovation to Operations
§ DHS S&T funds and manages portfolios of critical homeland security-related research in a range of scientific and strategic mission domains. S&T assists DHS operations in understanding emerging science and technology, assesses its potential utility, and applies that knowledge to drive informed decision making.
§ DHS S&T partners with academia and the private sector to study difficult operational and strategic problems, test technical solutions, evaluate program risks, and recommend potential solutions to create a pipeline of innovation, advancement, and education for homeland security.
§ OUP is organized into three primary focus areas:
PROCUREMENT SENSITIVE DO NOT DISTRIBUTE
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
How Are Topics Identified?§ S&T has established a thorough and rigorous process to
examine the topics which are to be designated as research projects. This evaluation framework consists of two phases, throughout which S&T determines how a proposed topic satisfies the following:
Phase 1: Strategic Assessment§ It must be a priority for Congress, the Administration, DHS Leadership,
DHS Components, and/or First Responders.§ The topic must serve a significant DHS mission and continue to be a
DHS priority in the future.§ It must address a real knowledge gap.
Phase 2: Topic Refinement § It must be a uniquely DHS problem with no other agencies’ research
programs sufficiently addressing it.§ A researcher must be able to make a significant contribution with
available resources and academic constraints.
Topic
DHS Mission Areas
Law
DHS Mission Relevance
DHS Need
Market Research
Stakeholder Priority
Ability to Contribute
PROCUREMENT SENSITIVE DO NOT DISTRIBUTE
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Performance Management§ OUP Program Managers use systematic program management
processes to ensure researchers are functioning efficiently. OUP conducts pre-award reviews, provides oversight, conducts quarterly reviews for each project researcher, and provides continuous oversight throughout the duration of the performance.
PROCUREMENT SENSITIVE DO NOT DISTRIBUTE
Topic Designation• DHS, Congress, and the
Administration priority• Is there a real knowledge gap?• Are other agencies’ research
programs sufficiently addressing this knowledge gap?
• Can a researcher make a significant contribution with available resources and academic constraints?
Researcher Selection• Open solicitation• Evaluated on proposal scientific
quality, relevance to DHS mission, and management
• Work plan revision/development meeting with customer(s)
Expectations• Building research team
• Completing approved project work plans
• Standardized Terms and Conditions ensure performer safety, security, and legal compliance
OUP Program Oversight (continuous) • Reviews• Workplan Analysis • Budget Categories Allocation
Approval • Annual Report Approval • No Cost Extension Analysis and
Approval • Cultivated culture of responsibility
documented in safety plans, data and records management, etc.
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Comprehensive Program ManagementEnd-to-End (E2E) Process
E2E Characteristics
§ Significant investment
§ Early and ongoing customer involvement and transition strategy
§ Coordination with university technology transfer offices
§ Baseline metrics, milestone-driven
§ Market research
§ Pilots, test and evaluation
§ Strategic partnerships with commercialization entities, DHS components, or other service providers, e.g., DOE National Labs
PROCUREMENT SENSITIVE DO NOT DISTRIBUTE
Topic SelectionDHS Research Priorities and Solicitation
Proposal Review
Draft Project PlanEnd Use – so what?
• Similar products• Potential applications• Market assessment• Definite customer• Potential customers• Potential transition
partners
Market Assessment(s)Plans:
• Who? • How ?• When?
Extent of market?Who pays? Hand Off Plan
When does university turn it over to someone else?
Funding for TransitionDifferent for feds, state and local, and private sector
Testing and Evaluation PlanHow? Who?Validation process
Documentation, Operations and Maintenance, Updates Plan, institutional arrangements
Case Study & Post-Project EvaluationIssuesLessons learnedWhat to replicateSuccessesWhat to avoid
Intellectual Property, Legal Issues, and Attorney Engagement
Research Performed
Potential Technology Transfer
Startup, 501(c)(3)
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
United States Coast Guard (USCG)
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By law, the Coast Guard has 11 missions:§ Ports, waterways, and coastal security§ Drug interdiction§ Aids to navigation§ Search and rescue§ Living marine resources§ Marine safety§ Defense readiness§ Migrant interdiction§ Marine environmental protection§ Ice operations§ Other law enforcement
Search and rescue: § One of the oldest CG missions§ Highest frequency, highest
consequence mission
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
USCG Research and Development Center (RDC)
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The RDC Mission:Provide innovative technologies, analysis and decision support to enhance the operational performance and reduce acquisition risk across all USCG missions. To accomplish our mission we:§ Leverage our experience to
improve all CG programs & operations.
§ Provide decision making tools for CG decision makers.
§ Develop new CG operational capabilities.
§ Partner with other government agencies scientific and technology communities, and educational institutions.
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
§ Applicants for research projects should expect to:§ Dedicate substantial time and resources to OUP and DHS.§ Perform research management oversight.§ Develop sustained relationships with homeland security
stakeholders.§ Plan in advance for transition of research results to users and
industry partners.
What are OUP’s Expectations for Researchers?
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Being a DHS researcher is a unique opportunity to:§ Work on real homeland security challenges.§ Develop solutions to make the nation safer, more secure, and
resilient against terrorism and other hazards.§ Work closely with a combination of:
§ homeland security operational personnel including local, state, and other federal agencies
§ scientific subject matter experts§ industry and nonprofit organizations
§ Foster and enable high-level, inter-agency and public-private partnerships and collaboration.
Why Should You Apply?
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
§ ~$463,000 is available for the selected research project applications.
Clarification about Funding
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS 13
Search and Rescue Optimal Planning System (SAROPS)
SAROPS is the USCG’s computer-based search planning tool. Monte-Carlo based simulation to develop
probability distributions for the locations of people/objects in the water
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Search and Rescue Optimal Planning System (SAROPS)
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SIMULATOR SUBSYSTEM
Predistress Motion
Modelling
Post-distress Motion
Modeling
Search PlanEvaluation
Search Plan Optimization
USER INTERFACESUBSYSTEM
INFRA-STRUCTURE
REPORTINGSAR TOOLS InterfacesPlanning
Dashboard
SIM Wizard GISCMF-L
Data
Sim LandSearch Object LibrarySim.propertiesProjections & DatumsMagnetic Variation R21 site dataHelp Files
General Tools:
MeasuresIdentifyPan/ZoomCord. SysTimeSliderMapsChartsOverlaysGraticuleQOVLYsDay/Night
Compass Rose
SortiesSRUsPatternSensor:LRCs
AMVERPSDAEDS Hot ButtonSARSATR21 RFFExt PatternsFlare Calc.Rcpt. Calc.SW Calc.Effort Calc.EPIRBDMBLORAN Calc.
POSSAPPattern Exports-KML-CRD-NMEA-Standard
OSServerLoad Bal.Case DBCyberNetwork
ENVIRONMENTAL DATA
SUBSYSTEM(external)
SAROPS
SARSATEDSR21AMVERUCOPMap Services
Search Object:
TypeSizeColorPOBLeeway
SOScenario:
LKPLKP +DRAreaVoyageFlareLOB
HazardPrev. Srch.AOI:
EDS WindUDS Cur
SIM:RiverVenueShore Cond
Close-Out
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Leeway in SAROPS
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Simulator Wizard in SAROPS allows planner to select search object
Specific leeway characteristics (leeway rate and divergence angle) for a specific search object type
DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Overall Review Process Competition Dates:
§ Posting of Funding Opportunity Announcement: June 25, 2019§ Submission of Proposals by Closing Date: July 26, 2019
Two-tiered Review:Scientific Quality Review (External Review): Anticipated August2019§ Focus on the research quality and influence and the appropriateness of the costs.
DHS Relevancy Review (Internal DHS Component Review): Anticipated September 2019§ Focus on the mission relevance of the proposed research and the applicant’s demonstrated
capabilities.
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
§ Read the entire request for proposal. § Understand the mission objectives of the United States Coast Guard.§ Structure projects to be measurable and managed using technical
and programmatic milestones.§ Plan for transitioning research results or technologies§ Create a matrix – did you address everything?
Tips for Applying
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
§ Can I submit a proposal if I am not currently affiliated with the Minority Serving Research Institutions Research and Development Consortium? § No
§ Is there a limit on the number of proposals an institution can submit?§ No
§ Can multiple independent campuses organized under the same Statewide system compete?§ Yes
§ Can research teams include members who are not US citizens?§ Yes (but may require special justification and approval from DHS)
§ Any student researchers involved MUST be U.S. citizens
FAQs
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
Questions§ We will now address any questions the audience may have.
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DIVERSE PERSPECTIVES + SHARED GOALS = POWERFUL SOLUTIONS
The MSRDC Team
Alan A. Arnold, Ph.D.Director of Research [email protected]
Joseph Bonivel Jr., Ph.D.Research Business Development Manager
Alex Thome, Ph.D.Research Business Development Manager
Susan Tsang, Ph.D.Grants and Contracts Development Manager
Kevin JacobsMembership and Marketing Manager
Research Development
Lamont HamesStrategy and Development
Business Development
Michael J. HesterChief Executive Officer
Stacey BrownDirector of Finance and Accounting [email protected]
Administration
Monique DavisProgram Director
Jorge Maciel, Ph.D.Technical Advisor
Jay Valdez, Ph.D.Technical Advisor
Technical Advisors
Latonia JonesBusiness Development
Next Steps for SuccessReach out for an individual consultation with MSRDC.
Phone Virtual
Request an appointment online at
https://www.msrdconsortium.org/meeting/