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NALAS Regional Decentralisation Observatory Index for South-East Europe Eastern Partnership Coordination Seminar: Ukraine “A new political framework for Ukrainian local and regional governments” 5-6 September, Kyiv (Ukraine) Kyiv City Hall

PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

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Page 1: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

NALAS Regional Decentralisation Observatory Index for South-East Europe

Eastern Partnership Coordination Seminar: Ukraine

“A new political framework for Ukrainian local and regional governments”

5-6 September, Kyiv (Ukraine)

Kyiv City Hall

Page 2: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

• Monitoring tool - comprehensive measuring and comparing the degree of decentralization and the quality of local governance among the NALAS participating countries, necessary for bench-learning rather than for benchmarkig among the countries and local governments of SEE.

• Development of evidence based policies at national and regional level

Developed and implemented by NALAS member associations of local authorities, across 12 countries of SEE region

Regional Decentralisation Observatory

Page 3: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

D1 Autonomy of Local Governments

(w. 34,27)

D11 Legal Setup

D12 Policy and Administrative

Autonomy of Local Governments

D13 Fiscal and Financial Autonomy

of Local Governments

D2 Quality of Local Services

(w. 28,48)

D21 Communal Services

D22 Local Economic Development

D23 Social Affairs (Education, Culture,

Health, Social Welfare)

D24 Resilience

D25 Smart Cities

D3 Citizen Participation and LG Responsiveness

(w. 19,49)

D31 Participation

D32 Responsiveness

D33 Transparency

D34 Accountability

D4 LGAs Involvement in the Policy Dialogue

(w. 17,75)

D41 LGA positioning for dialogue

D42 LGA consultation with

members

D43 Inter-governmental Consultation

Practices

D44 Impact of LGAs proposals

D45 LGA involvement in

policy dialogue at international level

• 4 dimensions• 17 indices • 9 sub-indices• 97 indicators:

32 quantitative65 qualitative

Structure of the RDO Index

21 indicators

45 indicators

13 indicators

20 indicators

Page 4: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

0

2

4

6

8

10D1 AUTONOMY OF LOCAL GOVERNMENTS

D11 Legal Setup

D12 Policy and Administrative Autonomy of LocalGovernments

D13 Fiscal and Financial Autonomy of LocalGovernments

D2 QUALITY OF LOCAL SERVICES

D21 Communal Services

D22 Local Economic Development

D23 Social Affairs (education, culture, health, socialwelfare)

D24 Resilience

D25 Smart Cities

D3 PARTICIPATION AND RESPONSIVENESSD31 Participation

D32 Responsiveness

D33 Transparency

D34 Accountability

D4 LOCAL GOVERNMENT ASSOCIATIONS’ INVOLVEMENT IN POLICY DIALOGUE

D41 LGA positioning for dialogue

D42 LGA consultation with members

D43 Inter-governmental Consultation Practices

D44 Impact of LGA proposals

D45 LGA involvement in policy dialogue atinternational level

Chart Title

0

2

4

6

8

10D1 AUTONOMY OF LOCAL GOVERNMENTS

D11 Legal Setup

D12 Policy and Administrative Autonomy of LocalGovernments

D13 Fiscal and Financial Autonomy of LocalGovernments

D2 QUALITY OF LOCAL SERVICES

D21 Communal Services

D22 Local Economic Development

D23 Social Affairs (education, culture, health, socialwelfare)

D24 Resilience

D25 Smart Cities

D3 PARTICIPATION AND RESPONSIVENESSD31 Participation

D32 Responsiveness

D33 Transparency

D34 Accountability

D4 LOCAL GOVERNMENT ASSOCIATIONS’ INVOLVEMENT IN POLICY DIALOGUE

D41 LGA positioning for dialogue

D42 LGA consultation with members

D43 Inter-governmental Consultation Practices

D44 Impact of LGA proposals

D45 LGA involvement in policy dialogue atinternational level

Chart Title

7,49 8,55

8,13

6,43

5,49

5,26

6,32

5,63

5,87

4,825,595,446,25

6,20

4,47

7,40

8,27

7,83

7,83

6,48

6,65

D1 AUTONOMY OF LOCAL GOVERNMENTS

D11 Legal Setup

D12 Policy and Administrative Autonomy of LocalGovernments

D13 Fiscal and Financial Autonomy of LocalGovernments

D2 QUALITY OF LOCAL SERVICES

D21 Communal Services

D22 Local Economic Development

D23 Social Affairs (education, culture, health,social welfare)

D24 Resilience

D25 Smart Cities

D3 PARTICIPATION AND RESPONSIVENESSD31 Participation

D32 Responsiveness

D33 Transparency

D34 Accountability

D4 LOCAL GOVERNMENT ASSOCIATIONS’ INVOLVEMENT IN POLICY DIALOGUE

D41 LGA positioning for dialogue

D42 LGA consultation with members

D43 Inter-governmental Consultation Practices

D44 Impact of LGA proposals

D45 LGA involvement in policy dialogue atinternational level

6,53

The Overall RDO Index* across RDO Dimensions and Indices

* Preliminary findings from the testing of the RDO Methodology

Page 5: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

D1 AUTONOMY OFLOCAL GOVERNMENTS

D2 QUALITY OF LOCALSERVICES

D3 PARTICIPATION ANDRESPONSIVENESS

D4 LGAs' INVOLVEMENTIN POLICY DIALOGUE

The Overall RDO Index* across Dimensions

7,49

5,44

5,59

7,4 1

10

* Preliminary findings from the testing of the RDO Methodology

6,53

Page 6: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

* Preliminary findings from the testing of the RDO Methodology

5,49

Page 7: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

* Preliminary findings from the testing of the RDO Methodology

Page 8: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

• Mostly applied in capital cities and towns

• introduced and accepted on a very elementary level.

• civil servants are appointed to manage the portfolio, but there is no real commitment to the subject.

• insufficient financial resources are allocated to support the transition towards a smart city

* Preliminary findings from the testing of the RDO Methodology

Page 9: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

* Preliminary findings from the testing of the RDO Methodology

Page 10: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

EE• around 30% of the LGs in

SEE develop SEAP

• Less than 10% of LGs are signatories of Covenant of Mayors

* Preliminary findings from the testing of the RDO Methodology

Page 11: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

SWM• waste collection service

coverage is around 80%

• poor performance in recycling and reuse of the materials from the household waste, (< 20%, except Slovenia ~ 50%)

• 70 – 80% of the household waste is mainly disposed on noncompliant landfills

* Preliminary findings from the testing of the RDO Methodology

Page 12: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Public transportation and local roads• Moderate quality of local

public transportation services and maintenance of the existing road network.

* Preliminary findings from the testing of the RDO Methodology

Page 13: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

WSS• ~ 90% of population is

covered with water supply services

• lack of asset management practices

• non-revenue water rate and water loses in average are around 50%.

• 70% of the population in the region is covered with sewerage services

• 40% of the population in the region is connected to a wastewater treatment plant

* Preliminary findings from the testing of the RDO Methodology

Page 14: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Regionalization of services Need for capital infrastructure investments (WSS, SWM and EE)

* Preliminary findings from the testing of the RDO Methodology

Page 15: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

* Preliminary findings from the testing of the RDO Methodology

5,7

Page 16: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Lack of mechanisms for the citizens to monitor and evaluate the work/performance of the LG -Community based Monitoring and Evaluation

Right or mandate of citizens to monitor is acknowledged and recognized by the legal framework, but not adequately promoted and applied

Accountability

Participation

The involvement of local community in bringing local policies into practice is at the level of CONSULTATION(not at dialog and partnership)

Participatory budgeting is applied to some extent –not in a systematic manner and with involvement of SH in the later stage of the process with not adequate inclusion of marginalized groups.

5,7

Page 17: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

* Preliminary findings from the testing of the RDO Methodology

Page 18: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

• Good conditions, insufficient fiscal resources?

* Preliminary findings from the testing of the RDO Methodology

Page 19: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Fiscal Decentralization Indicators (baseline 2006)

2012 2013 2014 2015 2016 2017 2018

NALAS Fiscal Decentralization Indicators for SEE

Page 20: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Fiscal decentralization indicator – Local Government Revenues

Findings from the NALAS Report on Fiscal Decentralization Indicators in SEE 2018 -http://nalas.eu/Publications/Books/FDReport_18

Page 21: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Composition of Local Revenue in SEE 2006 & 2017

Fiscal decentralization indicator – Local Government Revenues

Local governments in SEE in practice can freely decide on half their budgets, while the other half is preconditioned by the central levelvia the conditionality of the transfers.

Findings from the NALAS Report on Fiscal Decentralization Indicators in SEE 2018 -http://nalas.eu/Publications/Books/FDReport_18

Local governments powers to set and collect taxes, fees and charges are reduced

Page 22: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Composition of Local Expenditure in SEE in 2006 & 2017

Fiscal decentralization indicator – Local Government Expenditures

Findings from the NALAS Report on Fiscal Decentralization Indicators in SEE 2018 -http://nalas.eu/Publications/Books/FDReport_18

Page 23: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Fiscal decentralization indicator – Local Government Investments

3,9 % 4,3 %

Findings from the NALAS Report on Fiscal Decentralization Indicators in SEE 2018 -http://nalas.eu/Publications/Books/FDReport_18

Page 24: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Fiscal decentralization indicator – Local Government Investments

SEE in general is heavily centralized in terms of public investment spending

In SEE countries the state is the ultimate investor in infrastructure

Findings from the NALAS Report on Fiscal Decentralization Indicators in SEE 2018 -http://nalas.eu/Publications/Books/FDReport_18

Page 25: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Fiscal decentralization indicator – Local Government Borrowing

1,8 %

Findings from the NALAS Report on Fiscal Decentralization Indicators in SEE 2018 -http://nalas.eu/Publications/Books/FDReport_18

Page 26: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Tendency of decreasing the level of the fiscal autonomy of local governments:• Decreased local revenues • Decreased expenditures for local investments and services• Increasing dependence on CG grants• Lack of enabling environment for using borrowing as instrument for capital infrastructure investments

Page 27: PowerPoint Presentation · Title: PowerPoint Presentation Author: Boran Created Date: 9/5/2019 4:44:41 PM

Thank you for your attention!

Boran Ivanoski

NALAS Programme Officer

[email protected]

www.nalas.eu