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8/13/2019 Habitable Planets Lecture http://slidepdf.com/reader/full/habitable-planets-lecture 1/53 Habitable Planets

portfolio SOLUTIONS Funds are generally volatile and are not suitable for all investors. ... INDIX ALPS | Kotak India Growth Fund Core Commodity 1.866.759.5679

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SOLUTIONS portfolio

YOURCore Strategies

OUR

MLPs

PrivateEquity

Commodities

EmergingMarkets

Sectors

AlternativeIncome

1ETFs are considered to have continuous liquidity because they allow for an individual to trade throughout the day. 2ETFs are transparent because holdings are disclosed daily.

About ALPS Portfolio Solutions ALPS specializes in satellite and alternative asset classes

that are designed to help advisors and institutional investors

build more diversified portfolios.

Our exposure to alternatives is achieved primarily through

ETFs and open-end funds so that we can provide access that

is registered, liquid 1 and fully transparent. 2

www.alpsfunds.comALPS Advisor Solutions | 866.759.5679

MASTER LIMITEDPARTNERSHIPS

ALPS Advisor Solutions | 866.759.5679 | www.alpsfunds.comSOLUTIONS portfolio

Commodity Funds are generally volatile and are not suitable for all investors.The Greenhaven Continuous Commodity Index Fund and the United States Commodity Funds are not a mutual fund or any other type of Investment Company within the meaning of the Investment Company Act of 1940, as amended, and are not subject to regulation there under. Material must be preceded or accompanied by a Prospectus.For additional information or to receive a copy of the prospectus for the United States Oil Fund click here, for the United States Diesel-Heating Oil Fund click here, for the United States 12 Month Oil Fund click here, for the United States Short Oil Fund click here, for the United States Gasoline Fund click here, for the United States 12 Month Natural Gas Fund click here, for the United States Natural Gas Fund click here, for the United States Commodity Index Fund click here, for the United States Copper Index Fund click here, for the United States Agriculture Index Fund click here, for the United States Metals Index Fund click here or for the United States Brent Oil Fund click here. To receive a copy of the GreenHaven Continuous Commodity Index Fund Prospectus click here or contact: ALPS Distributors, Inc. 1290 Broadway, Suite 1100, Denver, Colorado 80203.* New fund with limited operating history.

^ Options are generally subject to volatile swings in price based on changes in value of the underlying instrument and the options written by the fund may be particularly subject to this risk because of the underlying stocks are selected by the index provider to have high volatility.

Shares of Exchange Traded Funds (ETFs) are not individually redeemable and owners of the shares may acquire those shares from the ETF and tender those shares for redemption to the ETF in Creation Units only, see the ETF prospectus for additional information regarding Creation Units. Investors may purchase or sell ETF shares throughout the day through any brokerage account, which will result in typical brokerage commissions.There are risks associated with investing including possible loss of principal. Asset allocation does not assure a profit or protect against down markets. The stocks of smaller companies are subject to above-average market price fluctuations. There are specific risks associated with international investing, such as currency fluctuations, foreign taxation, differences in financial reporting practices and rapid changes in political and economic conditions. Real estate investments are subject to specific risks, such as risks related to general and local economic conditions and risks related to individual properties. Fixed income securities are subject to interest rate risk, prepayment risk and market risk. Commodity trading is highly speculative

and involves a high degree of risk. Funds focusing on a single sector generally experience greater price volatility. For more information on the above listed funds, visit www.alpsfunds.com. Please read the prospectus care fully before investing. The prospectus and, if available, the summary prospectus contains this and other information about the investment companies. The investor should consider investment objectives, risks, charges and expenses carefully before investing. The Greenhaven Continuous Commodity Index Fund and the United States Commodity Funds, and the Stock Split Index Fund are distributed by ALPS Distributors, Inc. ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Select Sector SPDR ETFs, the ALPS ETF Trust and ALPS advised mutual funds under the Financial Investors Trust.The MAXIS® Nikkei™ 225 Index ETF is distributed by Foreside Funds Services, LLC. Certain marketing services may be provided for the MAXIS® Nikkei™ 225 ETF by ALPS Portfolio Solutions Distributor, Inc. or its affliate, ALPS Distributors, Inc. ALPS Portfolio Solutions Distributor, Inc. and ALPS Distributors, Inc. are not affliated with Foreside Funds Services, LLC. or Precidian Funds. ALPS Portfolio Solutions Distributor, Inc., distributor. APS000265 7/31/15

Mutual Funds

Commodities Private Equity 1.866.759.5679

Listed Private Equity

LPEIX ALPS | Red Rocks Listed Private Equity Fund

SectorsSelect Sector SPDRs 1.866.SECTOR.ETF 1.866.732.8673XLY Consumer Discretionary SPDR XLP Consumer Staples SPDR XLE Energy SPDR XLF Financial SPDR XLV Healthcare SPDR XLI Industrial SPDR XLB Material SPDR XLK Technology SPDR XLU Utilities SPDREqual Weighted Sector EQL Equal Sector Weight ETF 1.866.675.2639

Private EquityEmerging Markets 1.866.759.5679

CHNIX Clough China FundINDIX ALPS | Kotak India Growth Fund

Core Commodity 1.866.759.5679JCRIX ALPS | CoreCommodity Management Complete Commodities® Strategy Fund Broad Based | EquitiesCRBQ Global Commodity Equity ETF 1.866.759.5679Broad Based | FuturesGCC Greenhaven Continuous 1.866.501.7704 Commodity Index Fund USCI United States Commodity 1.800.920.0259 Index FundSingle Commodity | FuturesCPER United States Copper Index Fund 1.800.920.0259USO United States Oil Fund UNG United States Natural Gas Fund UGA United States Gasoline Fund UHN United States Diesel-Heating Oil Fund USL United States 12 Month Oil FundDNO United States Short Oil Fund UNL United States 12 Month Natural Gas FundBNO United States Brent Oil FundAgriculture Based | FuturesUSAG United States Agriculture Index Fund Metals Based | FuturesUSMI United States Metals Index Fund

MLPsMaster Limited PartnershipsAMLP Alerian MLP ETF 1.877.398.8461ALERX ALPS | Alerian MLP 1.866.759.5679 Infrastructure Index FundENFR Alerian Energy Infrastructure ETF* 1.877.398.8461

Alternative IncomeHigh Dividend StocksSDOG ALPS Sector Dividend Dogs ETF 1.866.675.2639IDOG ALPS International Sector Dividend Dogs ETF*EDOG ALPS Emerging Sector Dividend Dogs ETF* Global Real Estate GRI Cohen & Steers Global 1.866.513.5856 Realty Majors ETFPut Options HVPW U.S. Equity High Volatility 1.855.325.8020 Put Write Index Fund^ HedgedINCAX ALPS | Westport Resources 1.866.759.5679 Hedged High Income Fund*Real AssetsREALX ALPS Real Asset Income Fund* 1.866.759.5679Strategic IncomeRIGS RiverFront Strategic Income Fund* 1.866.759.5679

Core Strategies 1.866.759.5679Asset Allocation RLFIX RiverFront Global Growth FundRLIIX RiverFront Dynamic Equity Income Fund RMGIX RiverFront Global Allocation FundRMIIX RiverFront Moderate Growth & Income FundRCIBX RiverFront Conservative Income Builder FundETRIX ALPS | Sterling ETF Tactical Rotation Fund*ValueAMWIX ALPS | WMC Disciplined Value (fund sub-advised by Wellington Management)

SpecialtyEQLT Workplace Equality Portfolio* 1.844.375.8383SGDM Sprott Gold Miners ETF 1.855.215.1425SGDJ Sprott Junior Gold Miners ETF* 1.855.215.1425TOFR Stock Split Index Fund 1.800.920.0259SBIO ALPS Medical Breakthrough ETF 1.844.234.5852

Developed Markets NKY MAXIS® Nikkei™ 225 Index Fund 1.866.759.5679 STXX ALPS | STOXX Europe 600 ETF 1.855.299.4056