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Political Science- III (Public Administration)
BALLB IIIrd Sem
IPEM Law Academy
Ghaziabad
Political Definitions of Public Administration
Public administration is what government does.As a profession, public administration has developed values and ethical standards, but as an activity it merely reflects the cultural norms, beliefs, and power realities of its society.
Public administration is the totality of the working day activities of all the world’s bureaucrats – whether they are legal or illegal, competent or incompetent, decent or despicable.
Political Definitions of Public Administration
Public administration is both direct and indirect.
Direct – provision of services like mortgage insurance, mail delivery, and electricity.
Indirect – when the government pays private contractors to provide goods and services to citizens (space shuttle, dams).
Political Definitions of Public Administration
Public administration is a phase in the policy-making cycle.
Decisions and nondecisions are public policy.
Administration does not end with implementation because someone will always think it can be done better.
Political Definitions of Public Administration
Public administration is implementing the public interest.
The public interest is the universal label in which political actors wrap the policies and programs that they advocate.
The public interest is a commonly accepted good.
The rise of administrative discretion in the face of legislative vagueness means that the job of the anonymous administrator is to define the public interest.
Political Definitions of Public Administration
Public administration is doing collectively that which cannot be done so well individually.
The legitimate object of government [is] to do for a community of people, whatever they need to have done, but cannot do, at all, or cannot, so well do, for themselves – in their separate, and individual capacities – Abraham Lincoln.
Twentieth century communications has given rise to “a revolution of rising expectations.”
Legal Definitions of Public Administration
Because public administration is what a state does, it is both created and bound by an instrument of the law.Public administration is the law in action.
Public administration is inherently the execution of a public law.Every application of a general law is necessarily an act of administration.In the United States, the Constitution of 1787 is the law of the land. All legislation must conform.
Legal Definitions of Public Administration
Public administration is regulation.It is government telling citizens and businesses what they may or may not do.Regulation is one of the oldest functions of government. Code of Hammurabi – “The mason who builds a house which falls down and kills the inmate shall be put to death.” Driving to McDonald’s – regulation.
Legal Definitions of Public Administration
Public administration is theft.The primary culprit is redistribution.
Ayn Rand – the only proper function of the government of a free country is to act as an agency which protects the individual’s rights.
John Kenneth Galbraith – It is a simple matter of arithmetic that change may be costly to the man who has something; it cannot be so to the man who has nothing.
The Public’s Interaction with Public Administration
Every person in the United States is affected by some public administrative actions all of the time. Six main overlapping categories:
Clients and customers – over half of the population has had one direct contact with the government on employment, job training, worker’s compensation, unemployment compensation, public assistance, hospital/ medical care, or retirement benefits.
Characteristics of Public Administration
Public Administration differs from political science in its emphasis on bureaucratic
structure and behavior.
Monopoly: Monopoly conditions are usual in the government sphere.
Anonymity: Anonymity must be preserved by the Official in carrying out the Public Business. This is an agent authority.
Characteristics of Public Administration
Public Responsibility: Public Responsibility must be ensured by special means like the Officer have to show the right path to the public.
Public Information: Public Information from the Administration must be readily available to enable citizen to exercise their rights under Right to Information.
Scope of Public Administration
Public Administration is almost cover all area and activity governed by Public Policy. In now days, it has been increased.
According to Macqueen: the scope of Public Administration much more simply and briefly as consisting of the study of three factors, namely men, material and methods.
Scope of Public Administration
Broadly, there are following major views regarding the scope of the study.
Integral view
Managerial view
Broader and Narrow view
POSDCORB view
The Subject – matter view.
Public and Private Administration
There are many difference between Public Administration and Private Administration: -
Prestige
Political direction
Profit motive
Uniformity of Treatment
Monopolistic
Politics and Public Administration
According to Qunincy Wright “the art of influencing manipulating or controlling major group so as to advance the purpose of some against the opposition of others”.
According to Peter Self referred the interaction between Politian and Administers as “Administrative politics”.
Politics and Public Administration is co-relate.
BUREAUCRARY
Meaning: It is derived from the Franch word “Bureau” which means “Department”. This is identified governmental department.
Definition-Encyclopedia Britannica -“Literally, then Bureaucracy would mean bureau rule as much as autocrat means the rule by the despot and democracy the rule of the people.”
Characteristics of Bureaucracy
Division of Work.
Hierarchy
Qualification or Competence
Explicit hierarchy of authority.
Promotion based on technical basis
Specialised Division of Labour
Theories of Bureaucracy
Marxist theory of Bureaucracy
Max weber theory of Bureaucracy
Plurist theory of Bureaucracy
Technocratic view.
Democracy versus BureaucracyEquality.
Rotation in office.
Freedom.
Pluralism.
Citizen participation.
Openness.
Community.
Legitimacy based on election.
Hierarchy.Seniority.Command.Unity.Participation based on enterprise.Secrecy.Impersonality.Legitimacy based on expertise.
LOCAL GOVERNMENT
MEANING
The jurisdiction of a local government is limited to a specific area a village or a city and its function relate to the provision of the civic amenities to the population living within that area.
Characteristics of Local Government
Local area
Statutory Status
Autonomous status
Local participation
Local accountability
Local finance
Civil services for the local people
Importance and Advantages of Local Government
Grass root Democracy
Serves as a training school.
Encourage participation of the people in public affairs
Local government is economical
More competent to solve local problem
Serves as a channel of communication
Problem before the Local Government
Limited to local community
Less of modern technology
It cannot provide service of uniform standard
Corruption and malfeasance
Lack of speedy communication
URBAN LOCAL GOVERNMENT
Urban local government have classified into three categories: -
1.Nagar Panchayat: Nagar Panchayat is established for a transitional area – that is to say an area in transitional from a rural area to an urban area.
2.Municipal Councils: A Municipal Council is establish for a smaller urban area.
URBAN LOCAL GOVERNMENT
3. Municipal Corporation: Municipal Corporation are set up in big cities which are describe as larger urban area in 74th Amendment of Constitution of India.
Work of Municipal Corporation: 1.Compulsory Work, 2. Discretionary work
Panchayati Raj Institution
Village Level: Village is the basic unit of Panchayati Raj Institution. It includes these points or factors: -
Gram Sabha
Gram Panchayat
Nayaya Panchayat
Constitutional Seventy –third Amendment Act,1992
The Amendment inserts anew part after part VIII, called part IX and a new scheduleXI,in the constitution. It consists of Articles 243 to 243-O
a)Gram Sabha
b)Constitution of Panchayats
c)Composition of Panchayat
d)Reservation of seatss
Constitutional Seventy –third Amendment Act,1992
e) Duration of Panchayat
f) Disqualification for Membership
g) Power, Authority and Responsibility of Panchayat
h) Election of the Panchayat
i) Application to union terrtories
j) Part not to apply the certain areas
k) Implementation
The Constitution (Seventy- Fourth Amendment) Act,1992
This amendment introduce a new part (part IX-A) in the constitution relating to Muncipalities. Its contains provisions from Art. 243-P to 247-ZG
a)Constitution of Muncipalities
b)Composition of muncipalites
c)Reservation of Seats
d)Duration of muncipalities
e)Disqualification for membership
Constitutional Seventy –third Amendment Act,1992
f) Audit and Account of municipalities
g) Elections to the municipalities
h) Application to the union territories
i) Part not applicable to certain area
District Administration
District Administration has a vital role in the history of Indian Administration
The “DISTRICT” is the principal unit of territorial administration in India.
Head of the District is called District Megistrate. It is also called “DISTRICT COLLECTOR” and “DISTRICT DEVELOPMENT OFFICER.”
Four factor of Collector Personality
As a Development Officer
As a Collector
As a District Magistrate
As a District Development Officer
Function of District Magistrate
1. To collect Reveenue
2. Land Reforms
3. Maintenance of Law And Order
4. Welfare Activities
5. Eradication of Calamities
6. Working of the Elections
7. Tour in the Districts
Financial Administration
Finance is the Fuel for the engine of public administration. Financial adminitration consist of those operations the object of which is to make funds available for the govermental activities,and to ensure the lawful and efficient use of these Funds.
BUDGET
MEANING
The term “Budget” has been derived from a French word “BOUGETTE” which means a leather bag or wallet. The term was used in its present sense for the first time in 1733, in a satire entitled “opening the Budget”, directed against Walpole’s financial plan for that year.
Definition of Budget
Acc.to Rene Stourm- defines budget as “a document containing a preliminary approved plan of public revenues and expenditures”.
Acc.to G. Jeze – describes Budget as “a forcast and an estimate of all the public reciept and expences and receipts, an authorisation to incure & to collect them.
Types of Budget
Legislative type Budget
Executive type Budget
Board or Commission type Budget
Different stages of the Budget Process
Preparation of Budget
Parliamentary Approval
Execution of the Budget
Accounting
Auditing
Important principles related to Budget
Complete budget plan
Periodicity
Publicity
Clarity
Complete Budget plan
Broad & Accurate Budget information
Effective control of execution over Budget
The Politics of the Budgetary Process
A process that concentrates on the increment is preferable to one that attempts to review the whole budget because it moderates conflict, reduces search costs, stabilizes budgetary roles and expectations, reduces the amount of time that busy officials must spend on budgeting, and increases the likelihood that important political values will be taken into account.
Allen Schick.
The Politics of the Budgetary Process
Table S–1. U.S. Budget Totals
(Dollar amounts in billions) 2005 2006 2007 2008 2009 2010 2011
Budget Totals:
Receipts 2,154 2,285 2,416 2,590 2,714 2,878 3,035
Outlays 2,472 2,709 2,770 2,814 2,922 3,061 3,240
Deficit −318 −423 −354 −223 −208 −183 −205
Gross Domestic Product (GDP) 12,290 13,030 13,761 14,521 15,296 16,102 16,955
Budget Totals as a Percent of GDP:
Receipts 17.5% 17.5% 17.6% 17.8% 17.7% 17.9% 17.9%
Outlays 20.1% 20.8% 20.1% 19.4% 19.1% 19.0% 19.1%
Deficit −2.6% −3.2% −2.6% −1.5% −1.4% −1.1% −1.2%
The Politics of the Budgetary Process (California)
Figure-SUM-022007-08 Revenue Sources(Dollars in Millions)
General Special Change
Fund Funds From
2006-07
Personal Income Tax $55,236 $1,589 $56,825 $3,160
Sales Tax 28,820 5,757 34,577 1,572
Corporation Tax 11,055 - 11,055 338
Highway Users Taxes - 3,546 3,546 60
Motor Vehicle Fees 26 5,506 5,532 278
Insurance Tax 2,181 - 2,181 15
Liquor Tax 324 - 324 3
Tobacco Taxes 120 981 1,101 11
Other 3,477 9,437 12,914 2,052
Total $101,239 $26,816 $128,055 $7,489
Note: Numbers may not add due to rounding.
Total
Figure-SUM-032007-08 Total Expenditures by Agency(Dollars in Millions)
General Special Bond
Fund Funds Funds
Legislative, Judicial, Executive $3,792 $2,045 $427 $6,264
State and Consumer Services 577 806 24 1,407
Business, Transportation & Housing 1,567 8,640 3,078 13,285
Resources 1,674 2,060 1,790 5,524
Environmental Protection 90 1,046 696 1,832
Health and Human Services 29,719 8,130 158 38,007
Corrections and Rehabilitation 9,836 22 - 9,858
K-12 Education 41,341 93 3,990 45,424
Higher Education 11,980 42 2,957 14,979
Labor and Workforce Development 103 321 - 424
General Government 1,579 6,008 952 8,539
Total $102,258 $29,213 $14,072 $145,543
Note: Numbers may not add due to rounding.
Totals
The Politics of the Budgetary Process
The danger in elevating horse trading to an art and a science is the loss of direction.Three conditions are essential for incremental policy-making to be adequate:
The results of present policies must in the mean be adequate.There must be a high degree of continuity in the nature of problems.There must be a high degree of continuity in the available means for dealing with problems.
The Politics of the Budgetary Process
Developing countries cannot pursue incremental policies, nor should the U.S. when changes in values make formerly acceptable policies untenable.
Washington gridlock is certainly one outcome.
The Politics of the Budgetary Process
Budget process resembles riverboat poker game.Administrative agencies at one table pursuing zero-sum game.Congress people at another table watching the other table and their backs.Lobbyists linger in background signing up members of Congress for persuasion and deals.Press corps at the bar.Think tanks outside on the deck.Academic theorists in steerage.
Budget Maximizing BureaucratBluff and overstatement are key tactical tools of departments and spending advocates during budget processes.Aware that their bids will be subject to some degree of cutback, bidders build in a protect buffer to allow for it.There are rules in budget preparation including allowable inflation indices, appropriate cost estimates, and appropriate program documentation.
Budget Maximizing BureaucratNo limits on the ambitions of bureaucrats who wish to maximize their agency’s budgets and their program’s importance.
“Mine is bigger than yours.”
The misrepresentation of budget estimates is a tool used by both program advocates and program opponents. That is why Congress prepares its own version of the budget.
Budget Maximizing Bureaucrat
The budget game consists of two fields of play:
Defending your clientele against revenue hikes such as tax increases.Seeking to attract government spending programs that will benefit your clientele.
Game so skillful that sometimes difficult to categorize action as revenue or expenditure.
Control of Parliamentary Committees
Meaning
Parliament is called upon to vote large sums of taxpayer’s money from time to time. It authorizes the Government through the Appropriation Act to draw money from the Consolidated Fund and spend them as per the budgetary allocation.
The Estimates Committee
Evolution: The Estimates Committee of Lok Sabha was first Constituted in April 1950.
Composition: The Estimates Committee consists of non more than 30 members who are elected by Lok Sabha.
The Estimates Committee
Functions: The Functions of the Committee have been laid down in the rules of procedure and directions by the Speaker issued from time to time. In general the functions of the committee are:
Economies, Improvements in Organisation.
Suggest alternative Policies
Laid out within the limits of the policy implied in the Estimates and
Suggest the form estimates shall be presented to Parliament.
Public Accounts Committee
Public Account Committee popularly known as PAC, is the oldest financial Committee.
Evolution: The PAC was set up under the Montagu-Chelmsford Reforms 1919 in the years 1923.
Composition: It Consists of 22 Member whereby 15 from Lok Sabha and 7 from Rajya Sabha.
What is Policy
Meaning- Policy means a decision as to what shall be done and how, when & where.
Definition- Acc. To Dimocks, policies are “The consciously acknowledged rules of conduct that guide administrative decisions”
Policy making Process
Discerning Problem
Appraisal
Formulation of alternative courses of action
(a) Forecasting consequences
(b) Policy Chioce
(c) Review
Who makes Policy
Legislative
The Executive
Administrative agencies
Judiciary
Political Parties
Pressure Group
Individual Citizens
Factors Influencing Policy Formulation
External Environment
Ideology
Political Leadership & Personality of Leaders
Political Parties & Pressure Group
Bureaucracy
Administrative policies
Policy Making in india
The Cabinet
The Cabinet Secretariat
The Prime Minister & his Office
The Central Secretariat
The Planning Commission
National Development Councils
Types Of Policy Evaluation
Administrative Evaluation
Judicial Evaluation
Political Evaluation
Types of Planning
Physical Planning
Social and Economic planning
Administrative Planning
Planning in India- The Planning Commissions
The Planning Commission- The planning commission was set up in 1950. The Planning commission consistof the Prime Minister who is also the Chairman,Minister of planning, minister of finance, defence minister, and 3 to 7 other members.one of whom is an experienced public man and parliamentarian, another an educationalist, and Third a person of administrative experience usally a retired civil serviceman
National Development Council
The National Development Council was set in 1952. it consists of the Prime Minister as Chairman, all Cabinet Ministers of the Union Government, Members of the Planning Commission, all the Chief Ministers of the States and representatives of Union Territories.
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