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    Penelope Brown and Stephen C.

    Levinson

    POLITENESS: SOME UNIVERSALS IN LANGUAGE

    USAGE

    Assumptions: properties of interactants

    We make the following assumptions: that all competent adult members of a society have (and knoweach other to have):

    1 'Face', the public sellimage that every member wants to claim for

    himself, consisting in two related aspects:

    (a) negative face: the basic claim to territories, personal preserves,

    rights to nondistraction i !e! , to freedom of action and freedom

    from imposition

    (b) positive face: the positive consistent selfimage or 'personality'

    (crucially including the desire that this sellimage be appreciated

    and approved of) claimed by interactants!

    " #ertain rational capacities, in particular consistent modes of reasoning

    from ends to the means that will achieve those ends!

    Face

    $ur notion of 'lace' is derived from that of %offman (1& (see #hapter 1*+) and from the nglish folk

    term, which ties lace up with notions of being embarrassed or humiliated, or 'losing face'! -hus lace is

    something that is emotionally invested, and that can be lost, maintained, or enhanced, and must be

    constantly attended to in interaction! .n general, people cooperate (and assume each other's cooperation)

    in maintaining face in interaction, such cooperation being based on the mutual vulnerability of face! -hat is,

    normally everyone's face depends on everyone else's being maintained, and since1 O

    people can be e/pected to defend their faces if threatened, and in defending their own to threaten others'

    faces, it is in general in every participant's best interest to maintain each other's face, that is to act in waysthat assure the other participants that the agent is heedful of the assumptions concerning face given

    under ( 1 ) above! 0! ! !+

    Furthermore, while the content of face will differ in different cultures (what the e/act limits are to

    personal territories, and what the publicly relevant content of personality consists in), we are assuming

    that the mutual knowledge of members' public selfimage or face, and the social necessity to orient

    oneself to it in interaction, are universal!

    Face as wants

    0! ! !+ We treat the aspects of face as basic wants, which every member knows every other member desires,

    and which in general it is in the interests of every member to partially satisfy! .n other words, we take in

    Weberian terms the more strongly rational weckrational model of individual action, because the

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    wertrational model (which would treat face respect as an un2uestionable value or norm) fails to account for

    the fact that face respect is not an une2uivocal right! .n particular, a mere bow to face acts like a diplomatic

    declaration of good intentions it is not in general re2uired that an actor fully satisfy another's face

    wants! 3econd, lace can be, and routinely is, ignored, not 4ust in cases of social breakdown (affronterv)

    but also in cases of urgent cooperation, or in the interests of efficiency!

    -herefore, the components of face given above may be restated as follows! We define:

    negative face: the want of everv 5competent adult member' that his actions be unimpeded

    by others

    positive face: the want of every member that his wants be desirable to at least some others!

    6egative face, with its derivative politeness of nonimposition, is familiar as the formal politeness that

    the notion 'politeness' immediately con4ures up! 7ut positive face, and its derivative forms of positive

    politeness, are less obvious! -he reduction of a person's public self image or personality to a want that

    one's wants be desirable to at least some others can be 4ustified in this way! -he most salient aspect

    of a person's personality in interaction is what that personality re2uires of other interactants in

    particular, it includes the desire to be ratified, understood, approved of, liked or admired! -he ne/t step

    is to represent this desire as the want to have one's goals thought of as desirable! .n the special sense

    of 'wanting' that we develop, we can then arrive at positive face as here defined! -o give this some

    intuitive flesh, consider an e/ample! 8rs 7 is a fervent gardener! 8uch of her time and effort are

    e/pended on her roses! 3he is proud of her roses, and she likes others to admire them! 3he is gratified

    when visitors say 'What lovely roses . wish ours looked like that9 ow do you do i t ; ' , implying that they

    want 4ust what she has wanted and achieved!

    Rationality

    We here define 'rationality' as the application of a specific mode of reasoning 0! ! !+ which guarantees

    inferences from ends or goals to means that will satisfy those ends!

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    (c) remindings (3 indicates that should remember to do some >)

    (d) threats, warnings, dares (3 indicates that he or someone, or some

    thing ? will instigate sanctions against unless he does >)

    " -hose acts that predicate some positive future act of 3 toward , and in

    so doing put some pressure on to accept or re4ect them, and possibly

    to incur a debt:

    (a) offers (3 indicates that he wants to commit himself to whetheror not he wants 3 to do some act for , with thereby incurring

    a possible debt)

    (b) promises (3 commits himself to a future act for 's benefit)

    @ -hose acts that predicate some desire of 3 toward or 's goods,

    giving reason to think that he may have to take action to protect the

    ob4ect of 3's desire, or give it to 3:

    (a) compliments, e/pressions of envy or admiration (3 indicates that

    he likes or would like something of 's)

    (b) e/pression of strong (negative) emotions toward e!g!, hatred,

    anger, lust (3 indicates possible motivation for harming or 's

    goods)

    -hose acts that threaten the positiveface want, by indicating (potentially) that the speaker does not

    care about the addressee's feelings, wants, etc! that in some important respect he doesn't want 's

    wants include:

    1 -hose that show that 3 has a negative evaluation of some aspect of 's positive face:

    (a) e/pressions of disapproval, criticism, contempt or ridicule,

    complaints and reprimands, accusations, insults (3 indicates that he

    doesn't like=want one or more of 's wants, acts, personal char

    acteristics, goods, beliefs or values)

    (b) contradictions or disagreements, challenges (3 indicates that he

    thinks is wrong or misguided or unreasonable about some issue,

    such wrongness being associated with disapproval)

    " -hose that show that 3 doesn't care about (or is indifferent to) 's positive face:

    (a) e/pressions of violent (outofcontrol) emotions (3 gives possible

    reason to fear him or be embarrassed by him)

    (b) irreverence, mention of taboo topics, including those that are inap

    propriate in the conte/t (3 indicates that he doesn't value 's values

    and doesn't fear 's fears)

    (c) bringing of bad news about , or good news (boasting) about 3 (3

    indicates that he is willing to cause distress to , and=or doesn't

    care about 's feelings)

    (d) raising of dangerously emotional or divisive topics, e !g ! , politics,

    race, religion, women's liberation (3 raises the possibility or likelihood of facethreatening acts (such as the above) occurring i!e!,

    3 creates a dangeroustoface atmosphere)

    (c) blatant noncooperation in an activity e!g!, disruptively interrupting 's talk, making non

    se2uiturs or showing nonattention (3 indicates that he doesn't care about 's negative or

    positiveface wants)

    (f) use of address terms and other statusmarked identifications in initial encounters (3 may

    misidentify in an offensive or embarrassing way, intentionally or accidentally)

    6ote that there is an overlap in this classification of F->s, because some F- >s intrinsically threaten

    both negative and positive face (e!g!, complaints, interruptions, threats, strong e/pressions of emotion,

    re2uests for personal information)!

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    Second distinction: threats to H's face versus threats to S's

    3econd, we may distinguish between acts that primarily threaten H's face (as in the above list) and those

    that threaten primarily S's face! -o the e/tent that 3 and are cooperating to maintain face, the latter

    F->s also potentially threaten 's face! F->s that are threatening to 3 include:

    1 -hose that offend 3's negative face:(a) e/pressing thanks (3 accepts a debt, humbles his own face)

    (b) acceptance of 's thanks or 's apology (3 may feel constrained

    to minimie 's debt or transgression, as in ' .t was nothing, don't

    mention it!')

    e/cuses (3 indicates that he thinks he had good reason to do, orfail to do, an act which has 4ust criticied this may constitute in turn a criticism of , or atleast cause a confrontation between 's view of things and 3's view)

    (d) acceptance of offers (3 is constrained to accept a debt, and to

    encroach upon 's negative face)

    (e) responses to 'sfaux pax ( i f 3 visibly notices a priorfaux pas, he

    may cause embarrassment to if he pretends not to, he may be

    discomfited himself)

    (f) unwilling promises and offers (3 commits himself to some future

    action although he doesn't want to therefore, if his unwillingness

    shows, he may also offend 's positive face)

    " -hose that directly damage 3's positive face:

    (a) apologies (3 indicates that he regrets doing a prior F->, thereby

    damaging his own face to some degree especially if the apology

    is at the same time a confession with learning about the trans

    gression through it, and the F-> thus conveys bad news)

    (b) acceptance of a compliment (3 may feel constrained to denigrate

    the ob4ect of 's prior compliment, thus damaging his own face

    or he may feel constrained to compliment in turn)

    (c) breakdown of physical control over body, bodily leakage, stum

    bling or falling clown, etc!

    (d) selfhumiliation, shuffling or cowering, acting stupid, selfcontra

    dicting

    (e) confessions, admissions of guilt or responsibility e!g!, for having

    done or not done an act, or for ignorance of something that 3 is

    e/pected to know

    ( t ) emotion leakage, noncontrol of laughter or tears

    -hese two ways of classifying F->s (by whether 3's face or 's face is mainly threatened, or by whether it is

    mainly positive face or negative face that is at stake) give rise to a fourway grid which offers the

    possibility of crossclassifying at least some of the above F->s! owever, such a crossclassification has a

    comple/ relation to the ways in which F->s are handled!

    Strategies for doing FTAs

    .n the conte/t of the mutual vulnerability of face, any rational agent will seek to avoid these face

    threatening acts, or will employ certain strategies to minimie the threat! .n other words, he will take

    into consideration the relative weightings of (at least) three wants: (a) the want to communicate the

    content of the F->, (b) the want to be efficient or urgent, and (c) the want to maintain 's face to any

    degree! Anless (b) is greater than (c), 3 will want to minimie the threat of his F->!

    -he possible sets of strategies may be schematied e/haustively as in Figure 1&! in this schema,

    we have in mind the following definitions!

    >n actor goes on record in doing an act > if it is clear to participants what communicative intentionled the actor to do > (i!e!, there is 4ust one unambiguously attributable intention with which witnesses

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    would concur)! For instance, if 1 say '. (hereby) promise to come tomorrow' and if participants would

    concur that, in saying that, . did unambiguously e/press the intention of committing myself to that

    future act, then in our terminology . went 'on record' as promising to do so!

    .n contrast, if an actor goes off record in doing >, then there is more than one unambiguously

    attributable intention so that the actor cannot be held to have committed himself to one particular

    intent! 3o, for instance, it . say 'Bamn, . 'm out of cash, . forgot to go to the bank today', . may be

    intending to get you to lend me some cash, but . cannot be held to have committed myself to that intent(as you would discover were you to challenge me with '-his is the seventeenth time you've asked me

    to lend you money')! Cinguistic realiations of offrecord strategies include metaphor and irony,

    rhetorical 2uestions, understatement, tautologies, all kinds of hints as to what a speaker wants or means

    to communicate, without doing so directly, so that the meaning is to some degree negotiable!

    Boing an act aldly! without redress! invokes doing it in the most direct, clear, unambiguous

    and concise way possible (for e/ample, for a re2uest, saying 'Bo D9 ') ! -his we shall identify roughly

    with following the specifications of %rice's ma/ims of cooperation 0#hapter @+, 6ormally, an F->

    will be done in this wav only if the speaker does not fear retribution from the addressee, for e/ample

    in circumstances where (a) 3 and both

    1. without redressive actio! "a#d#$

    o record %. &ositive &o#iteess

    'o the (TA with redressive actio

    ). o** record

    +. e,ative &o#iteess

    -. 'ot do the (TA

    Figure Possi"#e strate,ies *or doi, (TA

    tacitly agree that the relevance of face demands may be suspended in the interests of urgency or

    efficiency (b) where the danger to 's face is very small, as in offers, re2uests, suggestions that are

    clearly in 's interest and do not re2uire great sacrifices of 3 (e!g!, '#ome in' or 'Bo sit down') and

    (c) where 3 is vastly superior in power , or can enlist audience support to destroy 's face without losing

    his own!

    "y redressive action we mean action that 'gives face' to the addressee, that is, that attempts to

    counteract the potential face damage of the F-> by doing it in such a way, or with such modifications or

    additions, that indicate clearly that no such face threat is intended or desired, and that 3 in general

    recognies 's face wants and himself wants them to be achieved! 3uch redressive action takes one of two

    forms, depending on which aspect of face (negative or positive) is being stressed!

    #ositive politeness is orientated toward the positive face of , the positive selfimage that he

    claims for himself! Eositive politeness is approachbased it 'anoints' the face of the addressee by indicating

    that in some respects, 3 wants 's wants ( e !g ! , by treating him as a member of an ingroup, a friend, a

    person whose wants and personality traits are known and liked)! -he potential face threat of an act is

    minimied in this case by the assurance that in general 3 wants at least some of 's wants for

    e/ample, that 3 considers to be in important respects, 'the same' as he, with ingroup rights and

    duties and e/pectations of reciprocity, or by the implication that 3 likes so that the F-> doesn't

    mean a negative evaluation in general of 's face!

    $egative politeness! on the other hand, is orientated mainly toward partially satisfying (redressing)

    's negative face, his basic want to maintain claims of territory and selfdetermination! 6egative

    politeness, thus, is essentially avoidance based, and realiations of negative politeness strategies consist in

    assurances that the speaker recognies and respects the addressee's negative face wants and will not (or

    will only minimally) interfere with the addressee's freedom of action! ence negative politeness is

    characteried by selfeffacement, formality and restraint, with attention to very restricted aspects of 's

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    selfimage, centring on his want to be unimpeded! Facethreatening acts are redressed with apologies for

    interfering or transgressing, with linguistic and nonlinguistic deference, with hedges on the illocutionarv

    force of the act, with impersonaliing mechanisms (such as passives) that distance 3 and from the act,

    and with other softening mechanisms that give the addressee an 'out', a facesaving line of escape,

    permitting him to feel that his response is not coerced!

    -here is a natural tension in negative politeness, however, between (a)$ 1 '

    the desire to go on record as a prere2uisite to being seen to pay face, and (b) the desire to go off

    record to avoid imposing! > compromise is reached in conventionali%ed indirectness! for whatever

    the indirect mechanism used to do an F->, once fully conventionalied as a way of doing that F-> itis no longer off record! -hus many indirect re2uests, for e/ample, are fully conventionalied in

    nglish so that they are on record (e!g!, '#an you pass the salt;' would be read as a re2uest by allparticipants there is no longer a viable al ternative interpretat ion of the utterance e/cept in very

    special circumstances)! >nd between any two (or more) individuals, any utterance may becomeconventionalied and therefore on record, as is the case with passwords and codes!

    > purely conventional 'out' works as redressive action in negative politeness because it pays a token

    bow to the negativeface wants of the addressee! -hat is, the fact that the speaker bothers to phrase his F-> in

    a conventionally indirect way shows that he is aware of and honours the negativeface wants of !

    Factors influencing the choice of strategies

    0! ! !+ .n this section we argue that any rational agent will tend to choose the same genus of strategy under

    the same conditions that is, make the same moves as any other would make under the circumstances!

    -his is by virtue of the fact that the particular strategies intrinsically afford certain payoffs or advantages,

    and the relevant circumstances are those in which one of these payoffs would be more advantageous than

    any other!

    We consider these in turn ? first the intrinsic payoffs and then the relevant circumstances and

    then relate the two!

    The payoffs: a priori considerations

    ere we present a fairly complete list of the payoffs associated with each of the strategies, derived on a

    priori grounds!

    7y going on record, a speaker can potentially get any of the following advantages: he can enlist public

    pressure against the addressee or in support of himself he can get credit for honesty, for indicat ing that

    he trusts the addressee he can get credit for outspokenness, avoiding the danger of being seen to be a

    manipulator he can avoid the danger of being misunderstood and he can have the opportunity to pay back

    in face whatever he potentially takes away by the F->!

    7y going off record, on the other hand, a speaker can profit in the following ways: he can get credit for

    being tactful, noncoercive he can run less risk of his act entering the 'gossip biography' that others

    keep of him and he can avoid responsibilitv for the potentially facedamaging interpretation!

    Furthermore, he can give (nonovertlv) the addressee an opportunity to be seen to care for 3 (and thushe can test 's feelings towards him)! .n this latter case, if chooses to pick up and respond to the

    potentially threatening interpretation of the act, he can give a 'gift' to the original speaker! -hus, if .

    say '.t's hot in here' and you say '$h, . ' l l open the window then9', you may get credit for being generous

    and cooperative, and . avoid the potential threat of ordering you around!

    For going on record withpositive politeness, a speaker can minimie the facethreatening aspects of an

    act by assuring the addressee that 3 considers himself to be 'of the same kind', that he likes him and wants

    his wants! -hus a criticism, with the assertion of mutual friendship, may lose much of its sting

    indeed, in the assumption of a friendly conte/t it often becomes a game and possibly even a

    compliment (as between oppositese/ed teenagers)! >nother possible payoff is that 3 can avoid or

    minimie the debt implications of F->s such as re2uests and offers, either by referring (indirectly) to the

    reciprocity and ongoing relationship between the addressee and himself (as in the reference to a

    pseudo prior agreement with then in 'ow about a cookie, then') or by including the addressee and himselfe2ually as participants in or as benefitors from the re2uest or offer (for e/ample, with an inclusive

    'we', as in 'Cet's get on with dinner' from the husband glued to the -)!

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    For going on record with negative politeness, a speaker can benefit in the following ways: he can pay

    respect, deference, to the addressee in return for the F->, and can thereby avoid incurring (or can

    thereby lessen) a future debt he can maintain social distance, and avoid the threat (or the potential

    face loss) of advancing familiarity towards the addressee he can give a real 'out' to the addressee

    (for e/ample, with a re2uest or an offer, by making it clear that he doesn't reallv e/pect to

    say 'Ges' unless he wants to, thereby minimiing the mutual face loss incurred if has to say

    '6o') and he can give conventional 'outs' to the addressee as opposed to real 'outs', that is, pretendto offer an escape route without really doing so, thereby indicating that he has the other person's

    face wants in mind!

    Finally, the payoff for the fifth strategic choice, 'Bon't do the F->', is simply that 3 avoids

    offending at all with this particular F->! $f course 3 also fails to achieve his desired communication,

    and as there are naturally no interesting linguistic refle/es of this lastditch strategy, we will ignore it in

    our discussion henceforth!

    For our purpose, these payoffs may be simplified to the following summary

    $nrecord payoffs:

    (a) clarity, perspicuousness

    (b) demonstrable nonmanipulativeness

    7aldonrecord (nonredressed) payoff:

    efficiency (3 can claim that other things are more important than face, or that the act is not an

    F-> at all)

    Elusredress payoff: 3 has the opportunity to give face

    (a) positive politeness to satisfy 's positive face, in some respect

    (b) negative politeness to satisfy 's negative face, to some degree

    $ffrecord payoffs:

    (a) 3 can satisfy negative face to a degree greater than that afforded by the

    negativepoliteness strategy

    (b) 3 can avoid the inescapable accountability, the responsibility for his

    action, that onrecord strategies entail!

    The circumstances: sociological variales

    .n this section we argue that the assessment of the seriousness of an F-> (that is, the calculations that

    members actually seem to make) involves the following factors in many and perhaps all cultures:

    1 -he 'social distance' (B) of 3 and (a symmetric relation)!

    " -he relative 'power' (F) of 3 and (an asymmetric relation)!

    @ -he absolute ranking (H) of impositions in the particular culture!

    >n immediate clarification is in order! We are interested in B, E, and H only to the e/tent that the

    actors think it is mutual knowledge between them that these variables have some particular values! -hus

    these are not intended associologists' ratings of actualpower, distance, etc!, but only as actors' assumptions of

    such ratings, assumed to be mutually assumed, at least within certain limits! $ur argument here has an

    empirical basis, and we make the argument in as strong a form as our ethnographic data will allow!

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    Computing the weightiness of an FTA

    For each F->, the seriousness or weightiness of a particular F-> x is compounded of both risk to 3's

    face and risk to 's lace, in a proportion relative to the nature of the F->! -hus apologies and

    confessions are essen tially threats to 3's face (as we have seen), and advice and orders are basically threa ts to

    's face, while re2uests and offers are likely to thr eaten the face of both participants! owever, the way

    in which the seriousness of a particular F - > is weighed seems to be neutral as to whether it is 3's or

    's face that is threatened, or in what proportion! 3o let us say that the weightiness of an F-> is

    calculated thus:

    WvI B(3,) J E(,3) J Hv

    where WG is the numerical value that measures the weightiness of the F-> >, B(3,) is the value that

    measures the social distance between 3 and , E(,3) is a measure of the power that has over 3, and Hv

    is a value that measures the degree to which the F-> > is rated an imposition in that culture! We assume

    that each of these values can be measured on a scale of 1 to n, where n is some small number! $ur

    formula assumes that the function that assigns a value to W von the basis of the three social parameters

    does so on a simple summative basis! 3uch an assumption seems to work surprisingly well, but we

    allow that in fact some more comple/ composition of values may be involved! .n any case, the

    function must capture the fact that all three dimensions F, B, and H contribute to the seriousness of anF->, and thus to a determination of the level of politeness with which, other things being e2ual, an

    F-> will be communicated!

    First, we must clarify our intent! 7y B and E we intend very general pancultural social dimensions

    which nevertheless probably have 'emic' correlates! We are not here interested in what factors are

    compounded to estimate these comple/ parameters such factors are certainly culturespecific! For

    instance, E(,3) rnay be assessed as being great because is elo2uent and influential, or is a prince, a

    witch, a thug, or a priest B(3,) as great because speaks another dialect or language, or lives in the ne/t

    valley, or is not a kinsman! 8ore specifically, we can describe these factors as follows!

    B is a symmetric social dimension of similarity=difference within which 3 and stand for the

    purposes of this act ! .n many cases (but not all ), it is based on an assessment of the fre2uency of

    interaction and the k inds of material or nonmaterial goods (including face) e/changed between 3 and

    (or parties representing 3 or , or for whom 3 and are representatives)! >n important part of theassessment of B will usually be measures of social distance based on stable social attributes! -he refle/ of

    social closeness is, generally, the reciprocal giving and receiving of positive face!

    E is an asymmetric social dimension of relative power, roughly in Weber's sense! -hat is, E(,3) is the

    degree to which can impose his own plans and his own selfevaluation (face) at the e/pense of 3's plans

    and selfevaluation! .n general there are two sources of E, either of which may be authoried or unauthoried

    ? material control (over economic distribution and physical force) and metaphysical control (over the

    actions of others, by virtue of metaphysical forces subscribed to by those others)! .n most cases an

    individual's power is drawn from both these sources, or is thought to overlap them! -he refle/ of a great E

    differential is perhaps archetypally 'deference', as discussed below!

    H is a culturally and situationally defined ranking of impositions by the degree to which they are

    considered to interfere with an agent's wants of selfdetermination or of approval (his negative and

    positiveface wants)! .n general there are probably two such scales or ranks that are emically iden tifiablefor negativeface F->s: a ranking of impositions in proportion to the e/penditure (a) of services (including

    the provision of time) and (b) of goods (including nonmaterial goods like information, as well as the

    e/pression of regard and other face payments)! -hese intraculturally defined costings of impositions on an

    individual's preserve are in general constant only in their rank order from one situation to another!

    owever, even the rank order is sub4ect to a set of operations that shuffles the impositions according to

    whether actors have specific rights or obligations to perform the act, whether they have specific reasons

    (ritual or physical) for not performing them, and whether actors are known to actually enjoy being

    imposed upon in some way!

    3o an outline of the rankings of negativeface impositions for a particular domain of F->s in a

    particular culture invokes a comple/ description like the following:

    1 (a) rank order of impositions re2uiring services

    (b) rank order of impositions re2uiring goods

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    " Functions on (1):

    (a) the lessening of certain impositions on a given actor determined

    by the obligation (legally, morally, by virtue of employment, etc!)

    to do the act > and also by the en4oyment that the actor gets out

    of performing the re2uired act

    (b) the increasing of certain impositions determined by reasons why

    the actorshouldn't do them, and reasons why the actor couldn't(easily) do them

    For F->s against positive face, the ranking involves an assessment of the amount of 'pain' given to 's

    face, based on the discrepancy between 's own desired selfimage and that presented (blatantly or

    tacitly) in the F->! -here will be cultural rankings of aspects of positive face (for e/ample, 'success',

    'niceness', 'beauty', 'generosity') , which can be reranked in particular circumstances, 4ust as can negative

    face rankings! >nd there are personal (idiosyncratic) functions on these rankings some people ob4ect to

    certain kinds of F->s more than others! > person who is skilled at assessing such rankings, and the

    circumstances in which they vary, is considered to be graced with 'tact ', 'charm', or 'poise' !

    We associate with each of these variables B, F, and H, a value from 1 to n assigned by an actor in

    particular circumstances! 6o special substantial claim is intended the valuation simply represents theway in which (for instance) as 3's power over increases, the weightiness of the F-> diminishes! $ne

    interesting side effect of this numerical representation is that it can describe these intuitive facts: the

    threshold value of risk which triggers the choice of another strategy is a constant, independent of the way

    in which the value is composed and assessed! -hus one goes off record where an imposition is small but

    relative 3 distance and 's power are great, and also where is an intimate e2ual of 3's but the

    imposition is very great!

    &ditors' appendi: list of politeness strategies Eositive politeness

    strategies:

    6otice, attend to F. (his=her interests , wants, needs, goods)

    /aggerate (interest, approval, svmpathy with )

    .ntensify interest to

    Ase ingroup identity markers

    3eek agreement

    >void disagreement

    Eresuppose=raise=assert common ground

    ssert or presuppose 3's knowledge of and concern for 's wants

    $ffer, promise

    7e optimistic.nclude both 3 and in the activity

    %ive (or ask for) reasons

    >ssume or assert reciprocity

    %ive gifts to Fl (goods, svmpathy, understanding, cooperation)

    $egative politeness strategies:

    7e direct=conventionally indirect

    Kuestion, hedge

    7e pessimistic

    8inimise the sie of imposition on ..

    %ive deference

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    >pologise

    .mpersonalise 3 and A: avoid pronouns - and 'you'

    3tate the F 1 > as a general rule

    6ominalise

    %o on record as incurring) a debt, or as not indebting

    (ff)record strategies:

    -hose violating %rice's (conversational ma/ims, see #hapter @!

    iolate maxim of !elevance %ive hints=clues %ive

    association clues Eresuppose

    iolate maxim of "uality

    Anderstate

    $verstate

    Ase tautologies

    Ase contradictions

    7e ironic

    Ase metaphors

    Ase rhetorical 2uestions

    iolate maxim of #anner

    7e ambiguous

    7e vague

    $vergeneralise

    Bisplace

    7e incomplete, use ellipsis

    Reference

    %offman, ! (1&) $n teraction !itual , 6ew Gork: >nchor 7ook s!