PMP Exam 1

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    2Chuck Millhollan, MBA, MPM, PMP, PgMP

    © 2014, Innovative Management Solutions, LLC

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

    Integration

    Scope

    Time

    Cost

    Quality

    HR

    Communications

    Risk

    Procurement

    Stakeholder Student Copy – Not for Reproduction orDistribution

    Copyrights

    • PMP®: “PMP” and the PMP logo arecertification marks of the Project ManagementInstitute which are registered in the UnitedStates and other nations

    • PMBOK®: “PMBOK” is a trademark of theProject Management Institute, Inc. which isregistered in the United States and othernations

    • Note: The PMBOK is the primary source forthis slide deck. When other sources arereferences, citations are provided.

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    3Chuck Millhollan, MBA, MPM, PMP, PgMP

    © 2014, Innovative Management Solutions, LLC

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    Introductions &Course Expectations

    • Personal Background

     – Name

     – Organization, Title

     – Formal Education

    • Project Management Experience

    • Expectations for this course

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    © 2014, Innovative Management Solutions, LLCStudent Copy – Not for Reproduction or Distribution

    Course Syllabus

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    Workshop Approach

    • Instructor presentation & guided discussion

    • Student presentation (based on the RitaMulcahy PMP® Exam Prep Textbook chapter

    tests)• Presentations should include: – The questions with the correct answers highlighted

     – A justification for the correct answers

     – An explanation for why the distracters were not theappropriate choice

     – Sources for each question

    • In-class exam review and discussion – Random selection  

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    © 2014, Innovative Management Solutions, LLC

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    Student Presentations

    • Let’s go the syllabus (last page…)

    • Student presentations are based on learningfrom the following: – The PMBOK® required reading for the knowledge

    area – Rita Mulcahy PMP® Exam Prep textbook required

    reading & practice exams

     – Hot Topics flashcards

     – Additional research as appropriate

    • Candidates are encouraged to provide copiesof their presentations to all members of theclass after their presentations (either hardcopy or electronic copy is acceptable)

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    Student Presentations: Assignments

    • Integration Management – Instructor assigned

    • Chapter 4

    • Scope Management – Instructor assigned

    • Chapter 5

    • Time Management – Instructor assigned

    • Chapter 6

    • Cost Management – Instructor assigned

    • Chapter 7

    • Quality Management – Instructor assigned

    • Chapter 8

    • Human ResourceManagement – Instructor assigned

    • Chapter 9

    • CommunicationsManagement – Instructor assigned

    • Chapter 10• Risk Management

     – Instructor assigned• Chapter 11

    • Procurement Management – Instructor assigned

    • Chapter 12

    • Stakeholder Management – Instructor assigned

    • Chapter 13

    • Ethics & Prof Responsibility – Instructor assigned

    • Chapter 14

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    The Test

    • 200 questions

     – 25 are “pretest” questions that do not effect score –randomly placed throughout the exam

     – Passing rate is 106 of 175 scored questions (~ 61%)

    • 4 hours – Preceded by a 15 minute tutorial (not part of your time)

    • Pass/Fail indication immediately after submission

     – Diagnostic report will show breakdown of performancewithin each domain (5 process + professional

    responsibility)• Cost:

     – PMI Members: $405/$275

     – Non-Members: $555/$375

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    10Chuck Millhollan, MBA, MPM, PMP, PgMP

    © 2014, Innovative Management Solutions, LLC

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Study Time Commitment (PMPath™)

    Total Course Time Calculation (Hours)

    Study Element Most Likely Optimistic Pessimistic PERT

    Integration 17.75 13.31 35.5 20.0

    Scope 13.40 10.05 26.8 15.1

    Quality 15.10 11.33 30.2 17.0Time 16.70 12.53 33.4 18.8

    Cost 16.30 12.23 32.6 18.3

    HR 25.00 18.75 50 28.1

    Communications 13.30 9.98 26.6 15.0

    Risk 14.70 11.03 29.4 16.5Procurement 13.20 9.9 26.4 14.9

    Stakeholder 13.30 9.97 26.6 15.0

    Professional Responsibility 11.70 8.77 23.4 13.2

    TOTALS 169.45 127.84 340.9 191.8

    Source: Dr. Robert Amason, PMP

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    Study Groups

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    © 2014, Innovative Management Solutions, LLC

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     Application Process

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    © 2014, Innovative Management Solutions, LLC

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     Application Process

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    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Stakeholder Student Copy – Not for Reproduction orDistribution

     Application Process

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    Louisville Testing Locations

    Thomson Prometric Test Center

    7400 New La Grange Road, Suite #110Louisville, KY 40222

    Phone: (502) 423-0478

    Site Code: 1101

    U of L Belknap Campus

    106 East BrandeisLouisville, KY 40208

    Phone: (502) 852-6607

    Site Code: 1102

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    P G I i i i Pl i E i M i i & C lli Cl i

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    © 2014, Innovative Management Solutions, LLC

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    Want the Answers Before the Test?

    • Best practices and lessons learnedfrom experienced faculty members, andeven more important…

    • PMP Exam candidates fresh from thefight

    P G I iti ti Pl i E ti M it i & C t lli Cl i

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    Note Taking

    • Purposefully no “slide deck” once wemove into the knowledge areas

     – The PMBOK® is your note taking

    guide…get into the source!

     – Note the slide headers; they guide you tothe applicable sections of the PMBOK®

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    PMI-ism Break

    Rita Mulcahy, PMP® Exam Prep, 8th 

    Edition

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     An Introduction to Project Management

    Chuck Millhollan, MBA, MPM, PMP, PgMPIIBA Certified Business Analysis Professional (CBAP)

     ASQ Certified Six Sigma Black Belt ASQ Certified Software Quality Engineer

     ASQ Certified Manager of Quality / Organizational [email protected] 

    Innovative Management Solutions, LLC 

    P G I iti ti Pl i E ti M it i & C t lli Cl i

    mailto:[email protected]:[email protected]

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    21Chuck Millhollan, MBA, MPM, PMP, PgMP

    © 2014, Innovative Management Solutions, LLC

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    1.2 What is a Project?

    • Defined in terms of distinctive characteristics – a projectis a temporary endeavor undertaken to create aunique product or service

     – A product (end item or component)

     – A capability to perform a service – A result (outcome or document)

    • Progressive elaboration

     – Developed in steps and continuing by increments

    • Operations and project similarities

     – Performed by people – Constrained by limited resources

     – Planned, executed, and controlled

    • Program – A group of interrelated projects in whichmanagement is coordinated

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    1.3 Managing a Project

    • Identify requirements

    • Assess & address stakeholder needs,concerns & expectations throughout theduration of the project

    • Constrained – Scope

     – Quality

     – Schedule

     – Budget

     – Resources

     – Risks

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    © 2014, Innovative Management Solutions, LLC

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    Definitions

    • Project Management: The application ofmanagement methods (knowledge, skills,tools, techniques) to project activities(planning, scheduling and controlling) to

    deliver the product of the project

    • Project Management provides process ortask focus; it provides specifics of who, what,when, and how

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    1.4 Projects & Programs Defined

    • Project – Temporary

     – Undertaken to create a unique product or service

     – Defined starting point

     – Defined objectives (determines end point)

    • Program – Group of related projects

     – Coordinated management

     – Obtain benefits and/or control not possible ifmanaged individually

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    Project Management

    Project

    Initiation

    (Proposal, CE,

    Approval,

    etc...)

    Project

    Planning

    (Charter,

    WBS, etc…)

    Project

    Execution

    Project

    Closure

    Monitoring

    &

    Control

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    Program Management

    OverallPortfolio

    Program 1

    Project 1 Project 2 Project 3 Project 4

    Program 2 Project 5 Portfolio 1

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    Program vs Project: ImportantDifferentiators

    Program Project

    Deliver long term business

    benefit

    Deliver: T, C, Q, and

    ScopeFocus on ongoing supportand full transition

    Ends when deliverablesare provided

    Focus on benefit

    realization

    Goal is to satisfy users

    Produce results Produce product or service

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    Program vs Multi-Project: ImportantDifferentiators

    Program Multi-project

    Management of a group ofinterrelated projects

    Manage several projectsindependently

    Program level responsibilityand manages projectmanagers for componentprojects

    Fully accountable for eachindividual project

    Optimize resources acrossprogram

    Manage resources assigned totasks for projects

    Manage multiple stakeholders;complex communications

    Focused on meeting needs fordifferent project stakeholders

    Balanced time across programrelated activities

    Balance between concurrentprojects competing for time

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    © 2014, Innovative Management Solutions, LLC

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    Source: www.projectmasters.com

    Portfolio Management

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    Projects focus on delivering a product orservice

    Programs focus on benefit realization

    Portfolios demonstrate investment strategy

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    © 2014, Innovative Management Solutions, LLC

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    1.4.4 The “PMO”

    • Management structure thatstandardizes project governanceprocesses

     – Coordinate planning – Prioritization

     – Coordination communication

     – Resource sharing

     – Methodologies, tools & techniques

     – Responsibilities ranging from support todirect management

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    PMO Structures

    • Supportive – Consultative, providetemplates, share best practices,coordinate training, collect/manage

    lessons learned• Controlling – Compliance with

    methodologies, governance (moderatecontrol)

    • Directive – Directly manage projects(high control)

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    1.5 Project vs OperationsManagement

    • Operations

     – On-going activities

     – Business process or operations management

     – Product life cycle vs project life cycle

     – Intersection points (product enhancements, new productdevelopment, product close-out or disposal, etc…)

    • Similarities

     – Performed by people

     – Limited by constraints

     – Planned, executed, monitored & controlled – Achieve organizational goals & contributes to strategic

    plans

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    ocess G oup a g a g ecu g o o g & Co o g C os g

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    1.6 Business Value

    • Sum of all tangible & intangible assets

    • Created through effective ongoingoperations

    • Created through effective use ofportfolio, program and projectmanagement

    • Strategic planning – Portfolios• Programs

     – Projects

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    Organizational Influences and Project Life

    Cycle

    Chuck Millhollan, MBA, MPM, PMP, PgMPIIBA Certified Business Analysis Professional (CBAP)

     ASQ Certified Six Sigma Black Belt ASQ Certified Software Quality Engineer

     ASQ Certified Manager of Quality / Organizational [email protected] 

    Innovative Management Solutions, LLC 

    mailto:[email protected]:[email protected]

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    Organizational Structure

    Let’s Deep Dive PMBOK Table 2-1

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    p g g g g g g

    Knowledge Area

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    2.1.4 Organizational Process Assets

    • Any and all process related assets – Plans, policies, procedures, guidelines

     – Historical information

     – Lessons learned

    • Formal or informal

    • Updated throughout the project

    • Responsibility primarily rests with project teammembers

    • Categories – Processes & procedures

     – Corporate knowledge base

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    2.1.5 Enterprise EnvironmentalFactors

    • Internal & external factors that influence a project’ssuccess

    • Not under the project team’s control

    • Negative or positive

    • Inputs to most processes• Such as

     – Organizational culture, structure, processes

     – Industry standards

     – Existing human resources (capabilities)

     – Personnel administration (staffing, performance reviews)

     – Work authorization systems

     – The PMIS

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    2.2 Project Stakeholders

    • An individual, group, or organization who mayaffect, be affected by, or perceive itself to beaffected by a decision, activity, or outcome ofa project

    • Grouping and naming stakeholders is theprimary aid to identifying who viewsthemselves as stakeholders

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    Project Stakeholders

    • Project Manager : The person responsible formanaging the project

    • Customer : The individual or organization whowill use the product

    • Sponsor : The individual or group who createsand approves the project charter and(typically) provides the financial resources forthe project

    • Expeditor : Simply a communicationscoordinator w/o decision making or enforcingauthority

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    2.4 Project Lifecycle

    • Generally defines… – What

     – When

     – Who

     – How

    • Common Characteristics – Cost & staffing requirements start low and peak

    during implementation (intermediate phases)

     – Level of uncertainty is highest at the beginning – Ability to influence “product” characteristics is

    highest at the beginning

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    Let’s Dig Into PMBOK Figure 2-8

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Project “Phases”

    • Completion of one (or possibly more)deliverables characterizes a phase

     – Logical segmentation for ease of

    management, planning, and control – Aids governance

     – Sequential or overlapping phases

    • Deliverable = measurable, verifiable

    product or service• One-size-does-not-fit-all

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Stakeholder Student Copy – Not for Reproduction orDistribution

    Life Cycle Types

    • Predictive – Waterfall

     – Most planning (plan-driven) is completed early in thelifecycle

    • Iterative (incremental) – Phases “repeat” as product understanding increases

    • Adaptive – Agile, or change-driven

     – Similar to iterative; however, rapid “sprints” withfixed time and cost

     – Scope and requirements difficult to determine inadvance

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    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Project Management Processes Groups

    InitiatingProcess

    PlanningProcess

    ControllingProcess

    ExecutingProcess

    ClosingProcess

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Process Group Interaction

    ProcessGroups are

    not Phases

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    3.8 Project Information

    • Work performance data – observationsand measurements during work (executingmeasurements input into controllingprocesses)

    • Work performance information – dataanalyzed in context and integrated basedon relationships across areas (status,

    forecasts)• Work performance reports –

    Representation of work performanceinformation

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    Page 60

    (Close your PMBOK®)

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    PMI-ism Break

    Rita Mulcahy, PMP® Exam Prep, 8th 

    Edition

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    Practice Test Time!

    Chapters 1 - 3

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    Project Integration Management

    Chuck Millhollan, MBA, MPM, PMP, PgMPIIBA Certified Business Analysis Professional (CBAP)

     ASQ Certified Six Sigma Black Belt ASQ Certified Software Quality Engineer

     ASQ Certified Manager of Quality / Organizational [email protected] 

    Innovative Management Solutions, LLC 

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    mailto:[email protected]:[email protected]

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    Project Interfaces

    • Interface Management is critical during execution

    • Interfaces:

     – Product

     – Infrastructure

     – Resources – People interfaces (cross organization)

     – System interfaces (organization, information)

    • Goal of project integration: coordinate people,product, infrastructure, system (organization,

    information) together toward accomplishing the projectgoals.

    Integration

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    Initiating

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    4.1 Develop Project Charter

    Document that formally authorizes theproject & provides PM authority toallocate resources

    4.1.1 Inputs.1 Project SOW

    .2 Business case

    .3 Agreements

    .4 Enterprise environmental factors

    .5 Organizational process assets

    Integration

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    Constraints & Assumptions

    • Constraint – a restriction that well affectthe performance of the project

    • Assumptions – factors, that for planningpurposes, are considered to be true,real, or certain

    • Assumptions – affect all aspects of theproject planning, and are part of the

    progressive elaboration of the project

    Integration

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    Initiating

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    4.1 Develop Project Charter

    4.1.2 Tools & Techniques

    .1 Expert Judgment

    Two broad categories of project selection methods:

    1. Benefit measurement2. Mathematical models

    Integration

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    Initiating

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    Reasons to Authorize a Project

    • Market Demand

    • Business Need

    • Customer Request

    • Technological Advance

    • Legal Requirement

    • Social Need

    Integration

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    Initiating

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    Models

    • Non-numeric – Sacred Cow

     – Operating Necessity

     – Competitive

    Necessity – Product Line

    Extension

     – Comparative Benefit

    • Numeric – Payback Period

     – Average Rate ofReturn

    What about TVM? – DCF or IRR (NPV)

     NPV = -(Initial Investment) +  of CF/(1 + r)t

    Integration

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    NPV Exercise

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    NPV Exercise

    • Initial cost = $12,500• ERR = 15%

    • Annual project cash flow

     – Year 1: Revenue - $4,500, Expenses - $750

     – Year 2: Revenue - $7,300, Expenses - $1,400

     – Year 3: Revenue - $11,000, Expenses - $3,200

     NPV (project X) = (-$12,500) +4500 – 750 7300 – 1400 11000 – 3200

    (1 + 0.15)1  (1 + 0.15)2  (1 + 0.15)3+ +

     NPV (project X) = (-$12,500) +

    3750 5900 7800

    1.15 1.3225 1.5209 + +

     NPV (project X) = (-$12,500) + 3260.87 + 4461.26 + 5128.63 

     NPV (project X) = (-$12,500) + 12850.75 = 350.75 

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    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Initiating

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    4.1 Develop Project Charter

    4.1.3 Outputs (Figure 4-3).1 Project Charter

    • Project purpose of justification

    • Objectives (SMART)

    • High level – Requirements

     – Project description

     – Risks

    • Summary milestone schedule

    • Summary budget• Approval requirements

    • Assign PM (responsibility and authority)

    • Charter approval (sponsor)

    Integration

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    Planning

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    4.2 Develop Project ManagementPlan

    The PM Plan documents the collection of outputsfrom each of the processes in the “Planning”process group

    4.2.1 Inputs.1 Project Charter

    .2 Outputs from planning processes

    .3 Enterprise Environmental Factors

    .4 Organizational Process Assets

    Integration

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    Planning

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    4.2 Develop Project ManagementPlan

    4.2.2 Tools & Techniques.1 Expert Judgment

    .2 Facilitation Techniques

    Integration

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    Planning

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    4.2 Develop Project ManagementPlan

    4.2.3 Outputs (Figure 4-5)

    .1 PM Plan• Integrates and consolidates all of the subsidiary

    management plans and baselines from planning

    processes

    Integration

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    Executing

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    4.3 Direct & Manage ProjectExecution

    4.3.1 Inputs

    .1 PM Plan

    .2 Approved Change Requests

    .3 Enterprise Environmental Factors

    .4 Organizational Process Assets

    Integration

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    Executing

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    Types of Approved Changes

    • Corrective

     – Brings expected future performance in linewith the plan

    • Preventative – Reduces the probability of negative

    consequences associated with risk

    • Defect repair

     – Documented identification andrecommendation to repair or replace

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    Executing

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    4.3 Direct & Manage ProjectExecution

    4.3.2 Tools & Techniques

    .1 Expert Judgment

    .2 PMIS

    .3 Meetings

    Integration

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    K l d A

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    Work Authorization System

    • Authorizes work to begin – Commits resources (people, funds, etc.) to the work

     – Starts the clock on that portion of the plan andschedule

    • Large projects – Formal written system

     – Frequently, organizational form to prepare

    • Small projects

     – Verbal, email, etc. – Still a ‘formal system’ and emphasis is needed toretain control of the work

    Integration

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    K l d A

    Executing

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    4.3 Direct & Manage ProjectExecution

    4.3.3 Outputs (Figure 4-7)

    .1 Deliverables

    Unique…verifiable product, result,

    capability….2 Work Performance Data

    .3 Change Requests

    .4 Project Management Plan Updates

    .5 Project Document Updates

    Integration

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    K l d A

    Executing

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    PM Plan Updates

    • Requirements Management Plan

    • Schedule Management Plan

    • Cost Management Plan

    • Quality Management Plan• Human Resource Plan

    • Communications Management Plan

    • Risk Management Plan

    • Procurement Management Plan• Project Baselines

    Integration

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    K l d A

    Executing

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    Product Document Updates

    • Requirements Documents

    • Project Logs

     – Issues log

     – Assumptions• Risk Register (log)

    • Stakeholder Register

    Integration

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    Knowledge Area

    Monitoring & Controlling

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    4.4 Monitor & Control Project Work

    Track, review, regulate…

    4.4.1 Inputs

    .1 PM Plan

    .2 Schedule Forecasts

    .3 Cost Forecasts

    .4 Validated Changes (see 4.4.1.4)

    .5 Work Performance Information

    .6 Enterprise Environmental Factors

    .7 Organizational Process Assets

    Integration

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    Knowledge Area

    Monitoring & Controlling

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    4.4 Monitor & Control Project Work

    4.4.2 Tools & Techniques

    .1 Expert Judgment

    .2 Analytical Techniques

    .3 PMIS

    .4 Meetings

    Integration

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    Track Key Data

    • Cost Performance• Schedule Performance

    • Quality – Conformance to requirements and specifications

    (product quality) – Quality of project reporting and tracking, too (project

    quality) 

    • Plan performance -- maintain the project plan

    • Resource utilization -- compare to schedule

    and costs• Team performance (group and individual)

    • Risk triggers

    Integration

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    Knowledge Area

    Monitoring & Controlling

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    4.4 Monitor & Control Project Work

    4.4.3 Outputs (Figure 4-9)

    .1 Change Requests

    .2 Work Performance Reports

    .3 Project Management Plan Updates

    .4 Project Document Updates

    Integration

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    Change ControlOutcomes

    • Identify and influence factors that createchange – e.g., add-on requirement during execution phase of

    project

    • Drives scope change• Cost

    • Schedule

    • Recognize when a change has occurred

     – Taking action to reflect the change in the plan – Identifying changes in performance baselines

    • Manage actual changes when they occur

    Integration

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    Integrated Change Control

    • Key activity in Execution Phase

    • Retain control of revisions – Scope: Schedule, Cost, Staffing

     – Requirements and specifications: Quality

    • Important to keep performance baselinesintact

    (baselines = the plan)

    • Not necessary to ‘ban’ changes…just identify,control (and manage) them

     – Identify & Influence, Recognize, Manage

    Integration

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    4.5 Perform Integrated Change Control

    4.5.1 Inputs.1 PM Plan

    .2 Work Performance Reports

    .3 Change Requests

    .4 Enterprise Environmental Factors

    .5 Organizational Process Assets

    Integration

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    Configuration Management

    • Three main objectives:

     – Establish processes to identify, request,and assess value of changes

     – Continuously validate and improve throughconsidering impact of changes

     – Processes used to communicate changesto stakeholders

    Integration

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    4.5 Perform Integrated Change Control

    4.5.2 Tools & Techniques

    .1 Expert Judgment

    .2 Meetings

    .2 Change Control Tools

    Integration

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    4.5 Perform Integrated Change Control

    4.5.3 Outputs (Figure 4-11)

    .1 Approved Change Requests

    .2 Change Log

    .3 Project Management Plan Updates

    .4 Project Document Updates

    If a change request is feasible, approved,

    and  outside of scope, the approvalrequires a baseline change

    Integration

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    Knowledge Area

    Closing

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    4.6 Close Project or Phase

    4.6.1 Inputs

    .1 PM Plan

    .2 Accepted Deliverables

    .3 Organizational Process Assets

    Integration

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    Knowledge Area

    Closing

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    Impact of Termination

    • Project transfer

    • Ongoing operations

    • Project personnel

    • Equipment/material assets• Future projects

    • PM

    Integration

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

    Closing

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    Termination by...

    • Extinction

     – Successful or not

     – Deliverable is external to or not a fundamentalfunction of the parent organization

    • Addition – Institutionalized

     – New Division

    • Integration

     – Most Common

     – Project assets redistributed

    • Starvation

     – Budget decrement

    Integration

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

    Closing

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    4.6 Close Project or Phase

    4.6.2 Tools & Techniques.1 Expert Judgment

    .2 Analytical Techniques

    .3 Meetings

    Integration

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

    Closing

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    4.6 Close Project or Phase

    4.6.3 Outputs (Figure 4-13).1 Final Product, Service, or Result Transition

    .2 Organizational Process Asset Updates

    Integration

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    PMI-ism Break

    Rita Mulcahy, PMP® Exam Prep, 8th 

    Edition

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    Practice Test Time!

    Chapter 4 Project Integration Management

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    Project Scope Management

    Chuck Millhollan, MBA, MPM, PMP, PgMPIIBA Certified Business Analysis Professional (CBAP)

     ASQ Certified Six Sigma Black Belt ASQ Certified Software Quality Engineer

     ASQ Certified Manager of Quality / Organizational [email protected] 

    Innovative Management Solutions, LLC 

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

    mailto:[email protected]:[email protected]

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    Scope Management

    “Scope” Defined:

    The sum of the products and services tobe provided by a project.

    What the project will deliver and …

    ….what the project will not deliver

    Scope

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

    Planning

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    5.1 Plan Scope Management

    5.1.1 Inputs.1 Project Management Plan

    .2 Project Charter

    .3 Enterprise Environmental Factors

    .4 Organizational Process Assets

    Documents how scope will be defined,

    validated, and controlledGuidance and direction for managing

    scope

    Scope

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    5.1 Plan Scope Management

    5.1.2 Tools & Techniques.1 Expert Judgment

    .2 Meetings

    Scope

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    Knowledge Area

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    5.1 Plan Scope Management

    5.1.3 Outputs (Figure 5-3).1 Scope Management Plan

    .2 Requirements Management Plan

    Scope

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    5.2 Collect Requirements

    • Active stakeholder involvement duringdiscover and decomposition

    • Foundation for the WBS – Business: high-level needs (issues/opportunities)

     – Stakeholder: needs of a group – Solution: features, functions and characteristics

    • Functional = behavior

    • Nonfunctional = conditions or qualities

     – Transition: temporary (e.g. training)

     – Project: actions, processes, or conditions the projectneeds to meet

     – Quality: condition or criteria required to validatedeliverable

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge Area

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    5.2 Collect Requirements

    5.2.1 Inputs.1 Scope Management Plan

    .2 Requirements Management Plan

    .3 Stakeholder Management Plan

    .4 Project Charter

    .5 Stakeholder Register

    Scope

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    5.2 Collect Requirements

    5.2.2 Tools & Techniques.1 Interviews

    .2 Focus Groups

    .3 Facilitated Workshops

    .4 Group Creativity Techniques

    .5 Group Decision Making Techniques

    .6 Questionnaires and Surveys

    .7 Observations

    .8 Prototypes

    .9 Benchmarking

    .10 Context Diagram: visual representation

    .11 Document Analysis

    Scope

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    5.2 Collect Requirements

    5.2.3 Outputs (Figure 5-4).1 Requirements Documentation

    .2 Requirements Management Plan

    .3 Requirements Traceability Matrix

    Scope

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    Knowledge Area

    R i t St bilit

    Planning

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    Requirement Stability

    Time

    Limited executive

    involvement:requirementsnever stabilize

    Focused, earlyagreement =requirement stability! 

        N   u   m    b   e   r   o    f   c    h   a   n   g   e   s

    Moral : Ag ree upon requirements early

    Source: Tuttle, Q.C., Implementing Concurrent Project Management , Prentice Hall, 1994

    Scope

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    Scope Management

    The processes required to insure that: – the project includes all of the work

    required

     – only the work required

     – the project completes successfully

     –   controlling what is and is not includedin the project

    Scope

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    Two Types of Scope

    • Product Scope – Features

     – Functions

     – Completion measured against productrequirements

    • Project Scope

     – Work that must be done to deliver product

     – Completion measured against the projectplan

    Scope

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    Scope Definition

    • Develops a detailed description of theproject and product or service (result)

    Scope

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    5.3 Define Scope

    5.3.1 Inputs.1 Scope Management Plan

    .2 Project Charter

    .3 Requirements Documentation

    .4 Organizational Process Assets

    Scope

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    5.3 Define Scope

    5.3.2 Tools & Techniques.1 Expert Judgment

    .2 Product Analysis: Product breakdown,system analysis, value stream mapping,etc.

    .3 Alternatives Identification

    .4 Facilitated Workshops

    Scope

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    5.3 Define Scope

    5.3.3 Outputs (Figure 5-8).1 Project Scope Statement

    Provides common understanding of scopeand describes major objectives

    Enables detailed planning, guides work,and provides baseline for evaluatingchange requests

     Acceptance criteria

    .2 Project Documentation Updates

    Scope

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    th

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    PMBOK 5th Edition Table 5-1

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    The WBS!

    • Deliverable oriented hierarchaldecomposition

    • Organizes and defines “total” scope of

    the project• WBS subdivides into manageable

    components

    • Represents current work specified in

    the current approved project scopestatement

    Scope

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    WBS T E l

    Planning

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    WBS Type Examples

    • Deliverable-oriented – New Bank

     – New Laboratory

     – New Manufacturing

    Plant – New Software

     – Software Upgrade

     – New facility design 

    • Process-oriented – Conducting annual

    close out at bank

     – Convertingchemicals to plastics

     – Monitoringproductivity atoutlying site

     – Issuing monthly

    payroll checks

    Scope

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    F St t C ti WBS

    Planning

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    Four Steps to Creating a WBS

    • Specify the project objectives (scope)

    • Identify specific products, services orresults (deliverables)

    • Identify 100 percent of the work• Subdivide the elements until a level is

    achieved that is suitable for planningand control

    Scope

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    5 4 C t WBS

    Planning

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    5.4 Create WBS

    5.4.1 Inputs.1 Scope Management Plan

    .2 Project Scope Statement

    .3 Requirements Documentation.4 Enterprise Environmental Factors

    .5 Organizational Process Assets

    Know the PMBOK®’s WBS!

    Scope

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    Wh t i WBS?

    Planning

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    What is a WBS?

    • Deliverable-oriented grouping of projectelements

    • Organizes and defines the total work

    scope of the project• Each descending level represents

    increasing detail

    Source: Practice Standards for Work Breakdown Structures. (2001). PMI.

    Scope

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    Planning

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     Activity vs. Deliverable

    • Activity = work to be done – Steps or “how”

     – Defined discrete elements of work on aproject

     – Consumes time & resources

    • Deliverable = output of work done

     – Tangible item or product

    Scope

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    Wh WBS?

    Planning

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    Why use WBS?

    • Assists in developing schedule and cost• Primary input to:

     – Activity Definition

     – Resource planning

     – Cost estimation and budgeting

     – Risk Management Planning

    • Communicates to stakeholders

    • Assists in reporting progress

    Source: Practice Standards for Work Breakdown Structures. (2001). PMI.

    Scope

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    Planning

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    5.4 Create WBS

    5.4.2 Tools & Techniques.1 Decomposition

    Subdividing the work into smaller, moremanageable “work packages.” Work

    packages are the lowest level of detail.

    Often referred to as “rolling wave” or“iterative” planning

    .2 Expert Judgment

    Scope

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    Planning

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    5.4 Create WBS

    5.4.3 Outputs (Figure 5-10).1 Scope Baseline

    Project Scope Statement

    WBS

    WBS Dictionary

    .2 Project Documents Updates

    Scope

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    5 5 V lid t S

    Monitoring & Controlling

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    5.5 Validate Scope

    5.5.1 Inputs.1 Project Management Plan

    .2 Requirements Documentation

    .3 Requirements Traceability Matrix

    .4 Verified Deliverables

    .5 Work Performance Data (e.g. degree of compliancewith requirements, number & severity ofnonconformance, etc.)

    Process of obtaining formal acceptance from stakeholdersIf terminated early, establishes and documents level of

    completion

    Not concerned w/ correctness of work – that’s qualitycontrol

    Scope

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    Validate Scope s Control Q alit

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    Validate Scope vs Control Quality

    • Validate Scope: Primarily concernedwith acceptance of project deliverables

    • Control Quality: Primarily concerned

    with correctness of the deliverables(requirements)

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

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    5 5 Validate Scope

    Monitoring & Controlling

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    5.5 Validate Scope

    5.5.2 Tools & Techniques.1 Inspection

    .2 Group Decision Making Techniques

    Scope

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    Monitoring & Controlling

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    5.5 Validate Scope

    5.5.3 Outputs (Figure 5-15).1 Accepted Deliverables

    Document “non-accepted” deliverables withreasons

    .2 Change Requests

    .3 Work Performance Information

    .4 Project Documentation Updates

    Note this is in the “Monitoring and Control”Process Group

    Scope

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    Scope Creep

    Monitoring & Controlling

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    Scope Creep

    • Small “enhancements” can screw upmajor functionality!

    • What causes “Scope Creep?”

    • How has scope creep impacted your job?….projects in your organization?

    Scope

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    Scope Relationships

    Monitoring & Controlling

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    Scope Relationships

    • Scope translates into requirements – Requirements: the stakeholders’ specific needs or

    wants

    • Quality is “conformance to requirements”

    Source: Lewis, J. (2001). Project Planning, Scheduling, and Control. 3rd ed.

    Scope

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    Monitoring & Controlling

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    5.6 Control Scope

    5.6.1 Inputs.1 Project Management Plan

    .2 Requirements Documentation

    .3 Requirements Traceability Matrix

    .4 Work Performance Data

    .5 Organizational Process Assets

    Scope

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    5 6 Control Scope

    Monitoring & Controlling

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    5.6 Control Scope

    5.6.2 Tools & Techniques.1 Variance Analysis

    Scope

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    5 6 Control Scope

    Monitoring & Controlling

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    Distribution

    5.6 Control Scope

    5.6.3 Outputs (Figure 5-17).1 Work Performance Information

    .2 Change Requests

    .3 Project Management Plan Updates

    .4 Project Documentation Updates

    .5 Organizational Process Asset Updates

    Scope

    Process Group  Initiating Planning Executing Monitoring & Controlling Closing

    Knowledge AreaScope Change

    Monitoring & Controlling

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    Integration

    Scope

    Time

    Cost

    Quality

    HR

    Communications

    Risk

    Procurement

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    Distribution

    Control

    • Concerned with three things: – “…influencing factors that create scope

    changes to ensure changes are agreedupon,

     – determining that a scope change hasoccurred

     – managing actual changes when and if theyoccur.”

    Scope

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    PMI-ism Break

    Rita Mulcahy, PMP® Exam Prep, 8th 

    Edition

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    Practice Test Time!

    Chapter 5 Project Scope Management

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