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PHYS3170 Cosmology Big Bang Nucleosynthesis John Webb, University of New South Wales

PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

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Page 1: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

PHYS3170 CosmologyBig Bang Nucleosynthesis

John Webb,University of New South Wales

Page 2: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

PRELIMINARIES 1

Detailed big bang nucleosynthesis (BBN) calculations weremade in the mid-1960s. Stellar nucleosynthesis was alreadyunderstood but BBN research became more active afterPenzias and Wilson discovered the CMB in 1965.

The theoretical abundance calculations (over ∼10 orders ofmagnitude!) successfully predicted subsequent accurateobservations. BBN is thus justifiably regarded today as one ofthe pillars of the big bang model.

BBN theory is now very well established.

Page 3: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

PRELIMINARIES 2

Assumptions made in SBBN (standard big bangnucleosynthesis):

1. There was a big bang.2. “Standard” physics applies, with present-day values of thefundamental constants.3. The universe had a slight matter-antimatter asymmetry.4. The universe was in thermal equilibrium.5. General relativity + isotropy and homogeneity applies.6. There was no electron or neutrino degenerecy.

Page 4: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

BBN SUCCESSES

I Explains the observed light element abundances (well, butnot yet perfectly), over ∼10 orders of magnitude inabundance;

I Predicts < 4 ν types, probably 3 (confirmed by CERNmeasurements of the Z0 boson lifetime).

I BBN predicted, before reliable measurements, the neutronhalf-life < 10.4 mins (current-day value is 10.28 mins).

Page 5: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

GENESIS 1

The universe is quite “simple” in the early stages,

a(t) ∝ t1/2 (1)

The photons cool as the universe expands,

T ∝ 1/a(t) (2)

i.e. the radiation temperature cooled as time proceeded,

T (t) ≈ 1010t−1/2K (3)

where t is in seconds. In terms of energy, this is,

kT (t) ≈ t−1/2MeV (4)

where k is the Boltzmann constant.

Page 6: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

GENESIS 2

When the Universe was less than a second old, it was VERYhot, T > 1 MeV (1010)K, and dominated by radiation.

All particles were in thermodynamic equilibrium.

Matter and energy equivalence: energy can be turned intoparticles, and vice versa (if the conditions are right, and theywere in the early universe).

There are lots of reactions going on, two important ones being:pair production and annihilation.

Page 7: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

PAIR PRODUCTION

Figure 1. Photons convert into electrons and positrons: twohigh energy photons collide, producing an electron/positronpair.

Page 8: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

ANNIHILATION

Figure 1. Collisions between electrons and positrons turnedthem back into radiation.

Page 9: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

MORE REACTIONS

If Ephoton < mc2, a particle with mass m can’t be created by pairproduction. At very early times, photon energies were high, soneutrons and protons were created before the lighter particles.

Neutrons are heavier than protons, and the rest-mass energydifference between a neutron and a proton is

mnc2 −mpc2 = 939.6− 938.3 = 1.3MeV (5)

When t 1sec,T 1MeV , so reactions like these couldtherefore proceed in both directions:

e− + p + 0.8MeV νe + n (6)

andνe + p + 1.8MeV e+ + n (7)

Page 10: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

NEUTRON TO PROTON RATIOWhen neutrons bind into nuclei they are stable, but freeneutrons decay into protons, thalf = 881.5sec. The reactionsconverting neutrons to protons are equations 6 and 7.Once the universe has cooled sufficiently such that protons andneutrons are “non-relativistic” (i.e. their velocities are smallcompared to c, i.e. 1

2mv2 = kT mc2), the number density Nis given by the Maxwell-Boltzmann distribution

N ∝ m3/2 exp[−mc2

kT

](8)

Therefore the neutron to proton ratio is

Nn

Np=

(mn

mp

)3/2

exp[−

(mn −mp)c2

kT

](9)

(this is called the Saha equation).

Page 11: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

NEUTRON FREEZE-OUT

In equation 9, (mn/mp)3/2 = 1.002, so providedkT (mn −mp)c2, the neutron to proton ratio will be ≈ 1, butas the temperature decreases, the ratio decreases.

However, equations 6 and 7 show the ratio can’t decreaseindefinitely. Once the ambient photon energy cools below0.8MeV , reaction 7 will already have ceased, reaction 6 slowsdown, and protons to neutron conversion grinds to a halt.

The neutron to proton ratio thus “freezes out” (at a very earlystage, before anything else ”interesting” happens) at

Nn

Np=

(mn

mp

)3/2

exp[−1.3MeV

0.8MeV

]≈ 0.2 (10)

Page 12: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

MAKING HELIUM

For the next few minutes, a complex series of fusion reactionscarries on after neutron freeze-out. Some of these are:

n + p −→ D + γ (11)

D + p −→ 3He + γ (12)

D + D −→ 3He + n (13)3He + n −→ 4He + γ (14)

D + 3He −→ 4He + p (15)

Note these are nuclear reactions. Neutral atoms cannot existuntil much later. D is deuterium. He is helium. The γ’s arephotons. There are loads of other reactions too, so the above isa simplification. The reverse reactions also take place, butthose decline as the universe cools.

Page 13: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

NETWORKED REACTIONS

Figure 3. From http://casa.colorado.edu/˜ajsh/astr3740 07/bbn.html

Page 14: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

TIME-STEPPING THROUGH THE UNIVERSE

Figure 4. Reaction ratesdepend on particle density,temperature (obtained fromsolving the Friedmannequation) and particlecross-sections (from atomicphysics). Detailednumerical computations“time-step” through theuniverse, computingrelative abundances ateach instant, and eventualfinal yields. Figure shown isone calculation for onevalue of the particle density.

Page 15: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

FINAL YIELDS

Figure 5. Important things to note:

1. Observations show approx 1/4 ofthe final particles produced are 4He.The other light elements have verysmall abundances.

2. Theoretical predictions span ∼10orders of magnitude.

3. 4He is relatively insensitive to ρm.

4. D is relatively sensitive to ρm.

5. 7Li is complex - multipleabundances for single ρm.

Page 16: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

APPROXIMATING THE HELIUM ABUNDANCELet the total number density of particles be N = Np + Nn.

The parallel reactions and neutron decay result in a fraction ofneutrons ending up in 4He nuclei of Nn/Np ≈ 1/7.

All the neutrons end up in 4He (because hydrogen has none).

Each 4He nucleus contains 2n (and 2p) so the final 4Henumber density is Nn/2.

The total number density of particles in 4He nuclei is thus 4times that, i.e. 2Nn.

The mass fraction of 4He is thus

Y4 =2Nn

Np + Nn=

2Nn

Nn + 7Nn≈ 0.25

If our understanding of neutron freeze-out and the reactionprocesses is correct, this is then a firm prediction of BBN.

Page 17: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

UNSTABLE NUCLEI MASS 5 AND 8

Fig from http://hyperphysics.phy-astr.gsu.edu/hbase/astro/mass5w.html

Page 18: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

OBSERVATIONS - HELIUM

Two segments of thespectrum of the dwarfirregular galaxy NGC4861 containingWolf-Rayet emissionfeatures. Upper panelshows how thesefeatures interfere withthe measurement ofnebular He I 5876.

http://ned.ipac.caltech.edu/level5/March01/Dinerstein/Diner5.html

Page 19: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

OBSERVATIONS - HELIUM

Emission lines in the spectrum of the H II galaxy UM461 taken withthe AAT. Narrower spikes are cosmic-rays landing on the detector.The spectral resolving power is about 2000.http://ned.ipac.caltech.edu/level5/Sept01/Pagel/Pagel4 4.html

Page 20: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

OBSERVATIONS - HELIUM

Regressions of helium massfraction against oxygen andnitrogen abundance, respectively, inirregular and blue compact (or HII)galaxies with oxygen up to 1/4solar. Maximum-likelihoodregression lines are shownindicating ±1σ errors.Yp = 0.225(5) + 169(45)(O/H)Yp = 0.229(4) + 3310(940)(N/H)

Extrapolating to zero abundances(i.e. so that second terms above goto zero) gives primordial value.

http://ned.ipac.caltech.edu/level5/Sept01/Pagel/Pagel4 4.html

Page 21: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

OBSERVATIONS - HELIUM

Helium abundance (massfractions, Y) from the sample ofextragalactic HII regions studiedby Izotov & Thuan (2010) as afunction of the correspondingoxygen abundances (O/H bynumber). The solid line is thebest fit to a linear Y versus O/Hcorrelation.

YP = 0.2565± 0.0010(stat)± 0.0050(syst)Review article by Gary Steigman:http://adsabs.harvard.edu/abs/2013APS..APR.R3003S

Page 22: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

OBSERVATIONS - DEUTERIUM

c© J.K. Webb, 2013

Page 23: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

BARYOGENESIS - MATTER-ANTIMATTER ASYMMETRY(AN UNSOLVED PROBLEM)

Early on, when the photon energy density was much largerthan the baryon rest mass, i.e. when kT mpc2, pairproduction and annihilation reactions like

γ + γ p + p

would be going on.

Observations tell us the photon/baryon ration at BBN was tiny,η ≈ 10−9 (see Figure 5), i.e. very few baryons survivedannihilation, i.e. the imbalance between protons andantiprotons was extremely small (but thankfully it was there!).

But do we really know that the whole universe is made of onlymatter?

Page 24: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

NO ANTIMATTER IN THE SOLAR SYSTEM

The Earth:

No-one hasdiscovered anantiperson, yetImage credit: http://www.atlas.ch

The planets:

Curiosity landed onMars and didn’texplodeImage credit: NASA

The Sun:

Solar wind ejects ∼1014 kg/day.Severe Solar storm, Earth’satmosphere loses ∼105 kg. Ifthe Sun was antimatter, thesolar wind would create gammarays as it hit Earth.Image credit and facts:http://www.nasa.gov/mission pages/sunearth

Page 25: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

RESIDUAL POCKETS OF PRIMORDIAL ANTIMATTER?

Potential causality problem - how did the antimatter separatefrom the matter rapidly enough to escape annihilation in the firstplace? Ignoring that minor difficulty ...

If matter/antimatter clumps existed prior to inflation, they couldbe further apart now than the size of the observable universe(but then we’d never see it anyway).

More interestingly, could they exist on galactic scales? Couldthere be antistars or even antigalaxies?

Page 26: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

NO ANTISTARS OR ANTIGALAXIES

Other stars:

During its orbit through theGalaxy, an antistar wouldaccrete interstellar gas.Observations of discretegamma-ray sources limit thefraction of antistars in theGalaxy to be < 10−4.Steigman, Ann. Rev. Astr.&Astroph., 14,339, 1976. Image credit:http://www.futuretimeline.net

The Bullet cluster:

Formed from collision of 2 initially separate galaxies.X-ray astronomy reveals the mass of gas present.The Compton Satellite detected no gamma rays(expected if any significant amount of annihilationtook place). If one galaxy is matter, the otherantimatter, the antimatter fraction is < 3 × 10−6.Steigman 2008, http://arxiv.org/abs/0808.1122). X-ray and opticalimage credits: NASA.

Page 27: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

RECENT MEASUREMENT: ANTIHELIUM/HELIUM < 10−7

Nature Physics, Vol 8, 2012, commenting on Abe et al, PRL, 2012

Page 28: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

MATTER/ANTIMATTER IMBALANCE

Could the universe really be intrinsically “symmetric” (simplestpossible model) but somehow statistical fluctuations occurredto segregate the matter and antimatter, such that it’s out there,but we haven’t yet seen it?

It seems there’s no antimatter on scales less than a galaxy. Ifit’s there, it’s likely to be segregated on much larger scales.

Suppose there are anticlusters. A galaxy cluster mass isMclust ∼ 1012 − 1014MSun.Take lower range as an example. This corresponds to a mass1012 × 2× 1030 ∼ 1042 kg, so the number of particles isNclust ∼ 1042/mp ≈ 1069.To first order, a random fluctuation corresponds to√

Nclust ∼ 1034 particles, which is ridiculous. No knownmechanism can do that. Random fluctuations don’t work.

Page 29: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

WHAT WAS IT LIKE AT BBN?

The density parameter in baryons today is

Ωb,0 =ρb,0

ρcrit ,0

where ρ is mass density. Now

ρb,0 ≈ mpnb,0 = mpηnγ,0

where mp is the proton mass, n is the particle density, and thesubscripts b and 0 indicate ”baryons” and ”today”.

Now we know η from light element abundances, and we canmeasure nγ,0 with telescopes. This turns out to give

nb,0 ≈ 0.23± 0.02 m−3

Page 30: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

WHAT WAS IT LIKE AT BBN?

The critical density corresponds to a flat universe (k = 0) in theFriedmann equation, so that

ρ(t)crit =3H(t)2

8πG

or

ρcrit ,0 =3H2

08πG

≈ 9.2× 10−27 kg m−3

Putting this together we get

Ωb,0 =(0.23± 0.02)mp

9.2× 10−27 = 0.04± 0.01

Page 31: PHYS3170 Cosmologynewt.phys.unsw.edu.au/~jkw/phys3170/bbn.pdf · converting neutrons to protons are equations 6 and 7. Once the universe has cooled sufficiently such that protons

WHAT WAS IT LIKE AT BBN?

We can scale this back to get the mass density at the BBNepoch by multiplying the ratio of the volumes, or, equivalently

ρb,BBN = Ωb,0 ρcrit

(TBBN

T0

)3

where T is the radiation temperature. This gives

ρb,BBN ≈ (0.04)(9× 10−27)

(109

2.73

)3

≈ 0.02 kg m−3

which is not all that different to the mean density of the Earth’satmosphere (∼ 0.006 kg m−3)!