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1 Phase Transitions in Condensed Matter Spontaneous Symmetry Breaking and Universality Hans-Henning Klauss Institut für Festkörperphysik TU Dresden

Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Page 1: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

1

Phase Transitions in Condensed MatterSpontaneous Symmetry Breaking and Universality

Hans-Henning Klauss

Institut für FestkörperphysikTU Dresden

Page 2: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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References[1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press

[2] Igot Herbut, A Modern Approach to Critical Phenomena, Cambridge University Press

[3] Eugene Stanley, Introduction to Phase Transitions and Critical Phenomena, Oxford Science Pub.

[4] Roser Valenti, Lecture Notes on Thermodynamics, U Frankfurt

[5] Matthias Vojta, Lecture Notes on Thermal and Quantum Phase Transitions, Les Houches 2015

[6] Thomas Palstra, Lecture Notes on Multiferroics: Materials and Mechanisms, Zuoz 2013

Page 3: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

3

Outline• Phase transitions in fluids

- Phase diagram, order parameter and symmetry breaking

- Microscopic van-der-Waals theory universality

• Magnetic phase transitions in condensed matter

- Ferromagnetic phase transition

- Interacting magnetic dipole moments “spins”

- Weiss model for ferromagnetism, phase diagram

- Landau theory

• Consequences of symmetry breaking

- Critical phenomena and universality

- Excitations, Nambu-Goldstone-, Higgs-modes

• More complex ordering phenomena

- Multiferroics, competing order

- [Quantum phase transitions]

Page 4: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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• What is a thermodynamic phase?

- Equilibrium state of matter of a many body system

- Well defined symmetry

- Thermodynamic potential changesanalytically for small parameter changes(temperature, pressure, magnetic field)

• What is a phase transition?

- Point in parameter space where the equilibrium properties of a system change qualitatively.

- The system is unstable w.r.t. small changes of external parameters

Introduction

Page 5: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Introduction

• What is a thermodynamic phase?

- Equilibrium state of matter (many body system)

- Well defined symmetry

- Thermodynamic potentials changeanalytically for small parameter changes(temperature, pressure, magnetic field)

• What is a phase transition?

- Point in parameter space where the equilibrium properties of a system change qualitatively.

- The system is unstable w.r.t. small changes of external parameters

Phase diagram of water

Page 6: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Introduction

• Many, many phase diagrams in nature….

Mathur et al., Nature 1998

Fernandes et al., Nature Phys. 2014

structural phases electronic phases

combined electronic and structuralelectronic

Luetkenset al., Nature Mat. 2009

wikipedia

Page 7: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Introduction

liquid -- solid

liquid -- gas

• What is an order parameter?

- observable f which distiguishes between phases

< f > = 0 in the disordered phase (high temperature phase)

≠ 0 in the ordered phase

fourier component of charge density rG

paramagnet -- ferromagnetBose-Einstein condensation

Page 8: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Phase Transitions in Fluids

• What is an order parameter?

- observable f which distiguishes between phases

< f > = 0 in the disordered phase

≠ 0 in the ordered phase

liquid gas

water

fourier component of charge density rG

Page 9: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Phase Transitions in Fluids

• First order transitionorder parameter changes discontinuously

(Ehrenfest definition: first derivative of Gibbs free enthalpy G is discontinuous)

• Continuous transitionorder parameter varies continuously

• Critical pointtransition point of a continuous transition

for water @ 647 K and 22.064 MPa

liquid to gas phase transitioncan be of first order or continuous!

liquid -- gas

water

Phase diagram of water

••

[1]

[google]

Page 10: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Microscopic Model

• Van- der-Waals-model:

Attractive particle – particle interactionfully rotational invariant V = V(r)

+Finite particle volume

van-der-Waals equation

• Maxwell construction isotherms andphase coexistencebelow TC

• Universal mixed liquid vapor regionin p-V diagram for many materials

via normalization p/pc and V/Vc!

[2]

Page 11: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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• Spontaneous symmetry breaking always leads to a phase transition

no critical end point since symmetry cannot change continuously!Example: solid – liquid phase transition (path A)

• Phase transitions can occur without spontaneous symmetry breaking

Example liquid – gas phase transition (path B)

• Continuous crossoverfrom liquid to gas without phase transitionvia supercritical fluid (path C)

Spontaneous Symmetry Breaking and Phase Transitions

supercritical fluid

[1]

Page 12: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Outline• Phase transitions in fluids

- Phase diagram, order parameter and symmetry breaking

- Microscopic van-der-Waals theory universality

• Magnetic phase transitions in condensed matter

- Paramagnet

- Interacting magnetic dipole moments, “spins”

- Weiss model for ferromagnetism universality

- Landau theory

• Consequences of symmetry breaking

- Critical phenomena and universality

- Excitations, Nambu-Goldstone-, Higgs-modes

• More complex ordering phenomena

- Multiferroics, competing order

- [Quantum phase transitions]

Page 13: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Paramagnet

• Periodic lattice of localized non-interacting magnetic moments

� = gL µB �

• in external field �� =gL µB ∑ ���� Brillouin function

• Magnetic susceptibility :

Curie-law for small B ( << 1)

[1]

Page 14: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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• Interacting magnetic moments:

Exchange term + Zeeman term

• Origin of exchange: spin-dependent Coulomb interaction

e.g. superexchange

Ferromagnet

[1]

Page 15: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Weiss (1907):

Define an effective magnetic field at site i caused by neighbors j

„molecular field“

single particle problem

Weiss-Model

Page 16: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Ansatz: Bmf ~ Magnetization M

with

Two linear independent equations

BJ = Brillouin function

Magnetization of a paramagnet

in total magnetic field B +lM

Weiss-Model

Page 17: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Graphical Solution M=0 always possible

M ≠ 0 only if T < TC

TC ~ exchange energy J,number of neighborssize of moments

Typical:

Continuous phase transition

Huge!

Weiss-Model

[1]

Page 18: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Graphical Solution M=0 always possible

M ≠ 0 only if T < TC

TC ~ exchange energy J,number of neighborssize of moments

• Universal T dependenceof order parameter

• depends only on total angular momentummultiplicity J

Continuous phase transition

Weiss-Model

[1]

Page 19: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Spontaneous Symmetry Breaking

• Hamiltonian has full rotational symmetry in space(scalar product is invariant)

• Ferromagnetic state has a reduced symmetry(invariant only under rotation around M)

� =∑μ��

Page 20: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

20 Folie 20

crf Weiss theory:

Landau Theory of Ferromagnetism

[1]

Page 21: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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In magnetic field: Magnetization parallel to field is always > 0 No phase transition !

Explicit symmetry breaking due to Zeeman term

��

F

BM < 0 metastable solution exists for small B only First order transition below TC as a function of external field

Weiss and Landau Theory of Ferromagnetism

[1][1]

[Web]

Page 22: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Solution in magnetic field: Magnetization parallel to field always > 0 No phase transition !

��

M

BM < 0 metastable solution exists for small B only First order transition below TC as a function of external field

Weiss and Landau Theory of Ferromagnetism

[1]

[Web]

Explicit symmetry breaking due to Zeeman term

Page 23: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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for fluid

Comparison of fluid and magnet phase diagrams

for magnet

Sometimes density r = N m / V used

Gibbs free energy

G = U –TS + p V

Gibbs free energy

G = U –TS – M B

[3,5]

Page 24: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Outline• Phase transitions in fluids

- Phase diagram, order parameter and symmetry breaking

- Microscopic van-der-Waals theory universality

• Magnetic phase transitions in condensed matter

- Paramagnet

- Interacting magnetic dipole moments, “spins”

- Weiss model for ferromagnetism universality

- Landau theory

• Consequences of symmetry breaking

- Critical phenomena and universality

- Excitations, Nambu-Goldstone-, Higgs-modes

• More complex ordering phenomena

- Multiferroics, competing order

- [Quantum phase transitions]

Page 25: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Result of renormalisation group theory (Wilson) and of numerical calculations:

For continuous phase transitions the behavior close tothe critical point (Tc ) (i.e. the critical exponents a,b,g,d )depends only on a few parameters:

• Dimensionality of the order parameter Ordnungsparameters d

• Dimensionality of the interaction D

• Is the interaction long-range (power law decay r-n , i.e. no length scale) or short range (exponential decay exp (-r/r0) , i.e. length scale r0) ?

Critical phenomena and universality

Order parameter

Response functionsmagnetic susceptibility

Page 26: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Critical phenomena and universality

dimensionality of the interactiondimensionality of the order parameter

[2][2] [2]

Page 27: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Excitations in the symmetry broken state of a continuous symmetry

massive excitation massless Nambu-Goldstone-Bosons

Variation of the absolute value of the order parameter„amplitude mode“„Higgs mode“

Continuous rotation of the order parameterconnecting different equivalentground states with the same absolute value„phase mode“

Excitations = time dependent fluctuations of the order parameter

Page 28: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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1-D chain

Short range interactions:

w (q=0) = 0

Nambu-Goldstone excitation: k=0 magnon in the Heisenberg model

Page 29: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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EuS: Ferromagnet (TC = 16,5 K) with localized magnetic moments

face centered cubicEu2+ (4f7): J=S=7/2 ions

Isotropic Heisenberg interactionof nearest neighbor spins:

mnmn

nm SSJH ,

Magnons in the Heisenberg Model

Page 30: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Magnons arelow temperature excitations

Magnons and spin correlations

excitations in the critical regionare spin-spin correlationsdivergent in space and time, with correlation length andcorrelation time

Page 31: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Magnons arelow temperature excitations

excitations in the critical regionare spin-spin correlationsdivergent in space and time, with correlation length andcorrelation time

Magnons and spin correlations

Numerical simulations of 2-D Ising system

Page 32: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Energy increase through spatial fluctuations of the order parameter

For a Ferromagnet one direction of M is spontaneously choosen Spatial fluctuations are e.g. rotations of the local order parameter

Energy increase D E ~ (��)�

This holds in general for order parameters and is described by theGinzburg-Landau-Theory (crf. Superconductivity, Brout-Engert-Higgs):For charged particles (here Cooper pairs with charge 2e) this leads to the canonical momentum term (principle of minimal coupling)

Ginzburg-Landau

Page 33: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Overview spontaneous symmetry breaking

Page 34: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

34

Outline• Phase transitions in fluids

- Phase diagram, order parameter and symmetry breaking

- Microscopic van-der-Waals theory universality

• Magnetic phase transitions in condensed matter

- Paramagnet

- Interacting magnetic dipole moments, “spins”

- Weiss model for ferromagnetism universality

- Landau theory

• Consequences of symmetry breaking

- Critical phenomena and universality

- Excitations, Nambu-Goldstone-, Higgs-modes

• More complex ordering phenomena

- Multiferroics, competing order

- [Quantum phase transitions]

Page 35: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Multiferroics

Page 36: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Multiferroics

Page 37: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Conventional Superconductivity

Page 38: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Type I superconductor

• Superconductivity is a thermodynamic phase

B = 0 inside for B < Bc (Meißner phase)

Page 39: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Thermodynamics: specific heat

• exponential low T behavior in conventional sc (BCS)power law low T behavior in unconventional sc

• matching areas entropy conserved at TC

consistent with second order phase transition

Electronic specific heat around superconducting transition

Vanadium

Page 40: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Thermodynamics: entropy

• Superconducting state is the more ordered state• Description using the concept of an order parameter useful

Ginzburg-Landau theory

Entropy S versus temperature

Page 41: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Superconducting Transition Temperatures

1986 Cuprate high-TC

systems

?Liquid nitrogenboiling temp

2007 Fe-basedSuperconductorsHosono et al.

Page 42: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Coexistence of Superconductivity and Magnetic Order

BaFe2-xCoxAs2Ba1-xKxFe2As2

Coexistence

D.K. Pratt et al., PRL ´09

Nandi et al., PRL 2010

Critical evidence for coexistence:• Bulk magnetic order • Bulk superconductivity• Coupling of order parameters

Structural order parameter

Magnetic order parameter

E. Wiesenmayer et al., Phys. Rev. Lett. 107, 237001 (2011)T. Goltz et al, Phys. Rev. B 89, 144511 (2014)Ph. Materne et al., Phys. Rev. B 92, 134511 (2015)

Page 43: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Electronic Instabilities

SDW magnetism Superconductivity

Γ Γ

M

MQ Q

-Q

Resonant single electron scattering on the Fermi surface with nesting vector Q

Resonant electron pair scattering on the Fermi surface with nesting vector Q

Competition for free electrons on the Fermi surface

Susceptibilites depend differently on details of the Fermi surfaces (size, shape,…)

Page 44: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Landau-Theory for coupled order parameters

Magnetism and superconductivity compete for the same electrons at the Fermi surface d positive

Linear suppression of the magnetic order parameteras a function of the ratio of the critical temperatures TC /TN

Conditions for non-zero order parameters

Ph. Materne et al., Phys. Rev. B (2015)

Page 45: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Universal suppression of magnetic order parameter

Ph. Materne et al., Phys. Rev. B (2015)

Page 46: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Quantum Phase transitions• What happens, when for a continuous phase transition TC is suppressed to zero temperature

via some external parameter p ?

Critical temperature becomes quantum critical point (QCP)

• What destroys the ordered state at T0 as a function of p?

Enhanced quantum critical fluctuations, e.g. antiferromagnetic spin fluctuations

• Often new order emerges driven by these quantum fluctuations, e.g. superconductivity

Mathur et al., Nature 1998

Page 47: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

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Summary• Phase transitions in fluids

- Phase diagram, order parameter and symmetry breaking

- Microscopic van-der-Waals theory universality

• Magnetic phase transitions in condensed matter

- Paramagnet

- Interacting magnetic dipole moments, “spins”

- Weiss model for ferromagnetism universality

- Landau theory

• Consequences of symmetry breaking

- Critical phenomena and universality

- Excitations, Nambu-Goldstone-, Higgs-modes

• More complex ordering phenomena

- Multiferroics, competing order

- [Quantum phase transitions]

Page 48: Phase Transitions in Condensed Matter Hans … · 2 References [1] Stephen Blundell, Magnetism in Condensed Matter, Oxford University Press [2] Igot Herbut, A Modern Approach to Critical

48

Energy increase through spatial fluctuations of the order parameter

For a Ferromagnet one direction of M is spontaneously choosen Spatial fluctuations are e.g. rotations of the local order parameter

Energy increase D E ~ (��)�

This holds in general for order parameters and is described by theGinzburg-Landau-Theory (crf. Superconductivity, Brout-Engert-Higgs):For charged particles (here Cooper pairs with charge 2e) this leads to the canonical momentum term (principle of minimal coupling)

Ginzburg-Landau