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Personalised medicine: Endovascular aneurysm repair risk assessment model using 8 preoperative variables
Mary Barnes1 Robert Fitridge2, Maggi Boult2
1 CSIRO Mathematical & Information Sciences
2 University of Adelaide Department of Surgery
November 2009
CSIRO. Personalised medicine: ERA model
Imagine you visit surgeon
• Age• Gender• Blood results – Creatinine• Pre-existing conditions – how sick-ASA• Preliminary scans - Aneurysm diameter
CSIRO. Personalised medicine: ERA model
Ideally you’d get
Personalised predictions
Early Death 1%
Aneurysm Related Death 8%
Mid-term Re-interventions 4%
Initial Endoleak Type I 1%
Mid-term Endoleak Type I 14%
3 year Survival 80%
5 year Survival 68%
Predicted Outcome Rates
CSIRO. Personalised medicine: ERA model
Abdominal aortic aneurysm
Aneurysm = localised dilation of a blood vessel.
Aortic aneurysm large artery from the heart
Bulges like an old worn tire.
http://hcd2.bupa.co.uk/images/factsheets/Abdominal_aortic_Aneurysm_427x240.jpg
CSIRO. Personalised medicine: ERA model
Endovascular stent graft – over 1800/year in Aust.
CSIRO. Personalised medicine: ERA model
Australian Audit of Endovascular aneurysm repair Royal Australasian College of Surgeons
• Mid to long term safety and effectiveness of the new procedure
• 961 cases Nov 1999 - May 2001 Australia
• 98% follow-up (to mid 2006)
• Mortality data obtained from AIHW National Death Index
• My role – Statistical analysis of audit
EVAR- Endovascular aneurysm repair
CSIRO. Personalised medicine: ERA model
Eight preoperative variables in model
Definitions in subsequent slideswww.health.adelaide.edu.au/surgery/evar/predictive.html
Size
Next slide- Fitness
Kidneys -Renal function
Mild <40˚ Severe>60˚
Short necks difficult
Aneurysm Dia. Maximum
Age
ASA
Gender
Creatinine
Aortic Neck angle
Infrarenal Neck Diameter
Infrarenal Neck Length
40 - 80mm
55 - 90yrs
1 - 4
60-200 µmoles/L
degrees
17 - 32mm
6 - 45mm
CSIRO. Personalised medicine: ERA model
ASA & Creatinine
Assess fitness of patients before surgery American Society of Anesthesiologists
I. A normal healthy patient. II. A patient with mild systemic disease. III. A patient with severe systemic disease. IV. A patient with severe systemic disease that is a
constant threat to life. V. A moribund patient who is not expected to survive
without the operation.
Creatinine measures renal/kidney function 60 poor 200 good
CSIRO. Personalised medicine: ERA model
Definition of variables
Infrarenal Neck LengthInfrarenal Neck Diameter
Size -Maximum Aneurysm Diameter
Aortic neck angle α
α
bifurcation
CSIRO. Personalised medicine: ERA model
Key Outcome Measures
• Perioperative mortality (Early death within 30-days)
• Aneurysm related death
• Re-intervention during follow-up
• Type I Endoleak - initial (within 30 days)
- mid-term (6 months - 5 yrs)
• Survival - 3 year
- 5 year
CSIRO. Personalised medicine: ERA model
Two-stage predictive ERA modelEndovascular aneurysm repair Risk Assessment
Stage I (based on pre-CT data)• Age• Gender• ASA• Creatinine• Aneurysm diameter
Prediction of Survival at 3 + 5 years and early deaths (perioperative mortality)
CSIRO. Personalised medicine: ERA model
Outcome: before angiography (CT scan)
Aneurysm Dia. Maximum 80mm
Age 84years
ASA 4
Gender Male
Creatinine 160µmoles/L
Male
At first surgeon visit have first 5 pre-operative variables
CSIRO. Personalised medicine: ERA model
Two-stage predictive ERA model
Visit 2 (after CT scan data)• aortic neck angle• aortic neck length• aortic neck diameter
Provides more detailed personalised predictions
Changes endoleak, re-intervention, graft complication and migration likelihoods
CSIRO. Personalised medicine: ERA model
Why develop a predictive model?
Some initial reluctance
Assist preoperative decision makingPredicted survival & outcome rates
Assess risk for particular patient Explain variation in outocmes
Perioperative mortailityEarly Deaths-within 30 days
2% Australian audit6.3% ASA IV in Aust. audit - Sicker patients
1.7% in EVAR-1 - UK trial patients fit for open repair 9% in EVAR-2 - UK trial patients UNFIT for open repair
EVAR- Endovascular aneurysm repair
CSIRO. Personalised medicine: ERA model
Statistical detail of model
• Model developed in S-Plus Insightful• Stepwise binomial regressions with logit link• Both backwards and forwards stepwise used to be
sure• AIC criteria used as include terms• Confidence intervals were calculated using
covariance matrix• Results were back transformed onto natural scale for
ease of interpretation• Credible limits used based on Australian audit
CSIRO. Personalised medicine: ERA model
Statistical detail of model cont.
The binary logit of a number p between 0 and 1 is given by the formula:
eglogit(Survival5yr) = -8.5575 + 0.0219size + 0.0553Age +
0.5810ASA + 0.0065Creat Back transform to the original measurement scale
exp(logit)/(1+exp(logit))
)1
log()(itlogp
pp
CSIRO. Personalised medicine: ERA model
Confidence Intervals
Var(logit) = dTCd
Where
d – data in column format
C – covariance matrix regression
Standard Error
se(logit) = sqrt( Var(logit) )
Confidence intervals (CI) on logit scale
CI_logit = logit + 2 se(logit)
Back transform
CI = exp(CI_logit)/(1+exp(CI_logit))
CSIRO. Personalised medicine: ERA model
Regression p-values for primary outcomes
Variables included in each model list likelihood ratio p-values p-values displayed but AIC determined term inclusion
Preoperative variable
Aneurysm Diam. Age ASA Gender
Creat-inine
Aortic neck
angle
Infrarenal neck
diam.
Infrarenal neck
lengthOutcome
3 year survival <0.001 <0.001 <0.001 0.002
Aneurysm related death <0.001 0.030
Early death 0.001 0.070
Initial re-interventions 0.057
Mid-term re-interventions 0.045 0.029 0.014
Initial endoleak type I 0.007
Mid-term endoleak type I 0.005 0.130
CSIRO. Personalised medicine: ERA model
Credible ranges- preoperative variables
Aneurysm Dia. Maximum
Age
ASA
Gender
Creatinine
Aortic Neck angle
Infrarenal Neck Diameter
Infrarenal Neck Length
40 - 80mm
55 - 90yrs
1 - 4
60-200 µmoles/L
degrees
17 - 32mm
6 - 45mm
If patient measures are beyond the common ranges, the closest bound of the ranges is used to predict the likelihood.
For example the common age range is 55-90 years. Predictions for a 40 year old are made for a 55 year old in the audit.
CSIRO. Personalised medicine: ERA model
External validationSt Georges UK data compared to Australian
UK data
Australian data
Male ratio 90% 86%
Mean age 77.4 75
ASA III 48% 59%
ASA IV 27% 6%
Mean aneurysm size 64mm 58mm
Aneurysms <55mm 19% 44%
Mean creatinine (µmoles/L)
118 115
Infrarenal neck length <15mm
28% 10%
Infrarenal neck diameter (mm)
23.7 23.6
Aortic neck angle >45 degrees
30% 16%
St George’s patients generally are sicker (higher ASA), have larger aneurysms, have more difficult anatomy and are more likely to die than the original cohort of Australian patients
CSIRO. Personalised medicine: ERA model
External validation St George’s Vascular Unit London 312 patients
Despite data differences, models for deaths, survival & mid-term type I endoleaks performed better than Australian patients (R2)
R-squared
0
0.02
0.04
0.06
0.08
0.1
0.12
0.14
Earlydeath
Aneur.relatedDeath
Survive3yr
Initialendoleak
type I
Mid termendoleak
type I
Mid termInterv.
Australian
St George's
CSIRO. Personalised medicine: ERA model
Area under ROC curve
00.10.20.30.40.50.60.70.80.9
Earlydeath
Aneur.relatedDeath
Survive3yr
Initialendoleak
type I
Mid termendoleak
type I
Mid termInterv.
Australian
St George's
External validation St George’s Vascular Unit London 312 patients
Goodness of fit summary table using val.prob Frank Harrell’s Design library
Area under ROC close to 1 suggests a good model.
CSIRO. Personalised medicine: ERA model
Outcome: before angiography (CT scan)
Aneurysm Dia. Maximum 80mm
Age 84years
ASA 4
Gender Male
Creatinine 160µmoles/L
Male
Early Death 7% Ideally 3% 14%
Aneurysm Related Death 15% 0% 7% 29%
Mid-term Re-interventions 14% 9% 22%
Initial Endoleak Type I 5% 3% 10%
Mid-term Endoleak Type I 9% 6% 15%
3 year Survival 38% Ideally 27% 50%
5 year Survival 23% 100% 16% 33%
Predicted Outcome Rates95% Confidence
Interval
CSIRO. Personalised medicine: ERA model
Outcome: after CT angiography
Predictions changed
after scans
Aneurysm Dia. Maximum 80
Age 84
ASA 4
Gender Male
Creatinine 160
Aortic Neck angle 70
Infrarenal Neck Diameter 32
Infrarenal Neck Length 6Have you got all 8 above? All 8
Male
All 8
14%
5%
9%
Early Death 7%
Aneurysm Related Death 15%
Mid-term Re-interventions 17%
Initial Endoleak Type I 7%
Mid-term Endoleak Type I 15%
3 year Survival 38%
5 year Survival 23%
Predicted Outcome Rates
Pre
CSIRO. Personalised medicine: ERA model
Outcome for healthier female
Early Death <1% Ideally 0% 1%
Aneurysm Related Death <1% 0% 0% 1%
Mid-term Re-interventions 4% 2% 9%
Initial Endoleak Type I 1% 0% 3%
Mid-term Endoleak Type I 1% 1% 3%
3 year Survival 96% Ideally 92% 98%
5 year Survival 90% 100% 82% 95%
Predicted Outcome Rates95% Confidence
Interval
Aneurysm Dia. Maximum 40mm
Age 55years
ASA 2
Gender Female
Creatinine 200µmoles/L
Aortic Neck angle 10degrees
Infrarenal Neck Diameter 17mm
Infrarenal Neck Length 45mm
Female
CSIRO. Personalised medicine: ERA model
Summary
• Original 7-year study resulted in development of ERA model
• Generates personalised predictions to informed decision-making and counselling (before and after CT scan)
• Surgeons liked using Excel rather than learning another software• Increasing use
250 downloads of the spreadsheet in about two years • Basic model - room for improvement
• Potential to develop other models using this approach• NHMRC funding provided to evaluate & improve model
CSIRO. Personalised medicine: ERA model
Current & future directions
• NHMRC 5-year grant to assess & improve ERA model• 2009-2013• Comprehensive data set, including biomarkers, to evaluate
additional potential success predictors• 1000 elective and non-urgent EVAR patients over 2 years,
with follow-up for 3-5 yearshttp://
www.health.adelaide.edu.au/surgery/evar
• NZ ethics approval most streamlined
• External validation of model• Imperial College London• EVAR trial
• Medtronic trial (application recently submitted)
Contact UsPhone: 1300 363 400 or +61 3 9545 2176
Email: [email protected] Web: www.csiro.au
Thank you
CSIRO Mathematics, informatics and StatisticsMary Barnes
Phone: +61 8 8303 8765Email: [email protected] reports: www.surgeons.org/asernip-s/audit.htm Model & NHMRC grant: health.adelaide.edu.au/surgery/evar
M B Barnes, M Boult, G Maddern, R Fitridge. A Model to Predict Outcomes for Endovascular Aneurysm Repair Using Preoperative Variables. European Journal of Vascular and Endovascular Surgery. Volume 35, Issue 5, May 2008, Pages 571-579
CSIRO. Personalised medicine: ERA model
Biomarkers – potential markers of AAA progression
• Osteoprotegerin (OPG)• Osteopontin (OPN)• Macrophage derived chemokine (MDC)• Interleukin-6 (IL-6)• Interleukin-10 (L-10 )• Resistin• Also DNA for genotype analysis
CSIRO. Personalised medicine: ERA model
Disclaimer hidden text
Likelihoods based on audit of endoluminal repair of Abdominal Aortic Aneurysms Involving 961 patients in Australia. Procedures between 1999 and July 2001. Follow-up collected up to end August 2006.
Enter Patient details in green cells
Early Death 7% Ideally 3% 15%
Aneurysm Dia. Maximum 80mm Aneurysm Related Death 15% 0% 7% 29%
Age 85years Mid-term Re-interventions 7% 3% 17%
ASA 4 Initial Endoleak Type I 1% 0% 3%
Gender Female Mid-term Endoleak Type I 14% 7% 24%
Creatinine 200µmoles/L 3 year Survival 33% Ideally 22% 45%
Aortic Neck angle 75degrees 5 year Survival 18% 100% 12% 27%
Infrarenal Neck Diameter 30mm
Infrarenal Neck Length 40mm Technical Success 89% Ideally 78% 95%
Have you got all 8 above? All 8 Initial Clinical Success 80% 100% 71% 87%
Initial Endoleak Type II 4% Ideally 1% 12%
Mid-term Endoleak Type II 12% 0% 7% 20%Initial Graft Complications 35% 25% 48%
Mid-term Graft Complications 18% 11% 27%
Initial Re-interventions 37% 30% 45%
Migrations 10% 3% 29%
Convert to Open Repair 4% 1% 13%
Ruptures 6% 3% 10%Caution needs to be exercised when using this model, it does not necessarily predict what will happen for any individual patient.
Predicted Outcome Rates95% Confidence
Interval
Female
All 8
CSIRO. Personalised medicine: ERA model Aneurysm Maximum Diameter
Ane
urys
m R
elat
ed D
eath
Rat
es
30 40 50 60 70 80 90
0.0
0.05
0.10
0.15
Predicted ASA IIPredicted ASA IIIPredicted ASA IV
Actual ASA IIActual ASA IIIActual ASA IV
Graphical presentations difficult to interpretAneursym Related Deaths Model
Aust. R2 = 0.11
Break into categoriesPlot 2 variable models
CSIRO. Personalised medicine: ERA model
Receiver Operating Characteristic curves
Sensitivity versus 1- specificity
http://www.medcalc.be/manual/roc.php
CSIRO. Personalised medicine: ERA model
Final thoughts
Acknowledge•Contributing Vascular Surgeons in Australia•NHMRC •Royal Australasian College of Surgery
Tips in Excel -Disclaimer hidden text -Matrix multiplications functions
Frank Harrell’s library handy for assessing fit of UK data
CSIRO. Personalised medicine: ERA model
NHMRC Study procedure*
Visit 1Pre-op
Visit 2Peri-op
Visit 36 week
Visit 46 M
Visit 512 M
Visit 624M
Visit 736M
Informed consent X
Patient demographics X
Inclusion/exclusion criteria X
Medical/surgical history X
Physical examination X
Vital signs X X X X X X
CT scan or ultrasound X X X X X X
Adverse event recording X X X X X
Concomitant medications X X X X X X
Blood biochemistry including creatinine, complete blood count (+/- biomarkers)
X X X X X X
Peri-operative data collection X
*Flow-charts available
CSIRO. Personalised medicine: ERA model
Key Outcome rates (Australian data)
Outcome %
Perioperative deaths 1.8%
Aneurysm related deaths 2.5%
Mid-term interventions 13%
3 year Survival 81%
5 year Survival 68%
Endoleak – Type I
Initial 2.5%
Mid-term 4.5%
Endoleak – Type II
Initial 7%
Mid-term 14%
CSIRO. Personalised medicine: ERA model
Significance of Predictors
Table shows Chi-squared p-value for terms included ONE AT A TIME with intercept in binomial (logit link) regression model.
Mig
ration
s
Predictor Variable
Initial
Mid-term
Initial
Mid-t
Mid-term
Initial
Mid-term
Initial
Mid-term
Initial
Mid-term
Ea
rly
La
te
Aneurysm Diameter Max 0.020 0.155 0.303 0.035 0.261 0.002 0.006 0.011 0.056 0.032 0.769 0.626 0.147 0.569 0.004 <.001
Graft Type (eg bifurcated) 0.369 0.012 0.145 0.008 0.041 0.612 0.466 0.226 0.213 0.388 0.013 0.023 0.231 0.082 0.438 0.381
ASA 0.034 0.057 0.935 0.016 0.704 0.100 0.092 0.941 0.317 0.808 0.028 0.932 0.161 0.347 0.112 <.001
Device (eg Zenith) 0.054 0.014 0.023 0.051 0.278 0.128 0.142 0.009 0.007 0.301 0.851 0.307 0.289 0.089 0.682 0.701
Number Preexisting condtns 0.239 0.001 0.928 0.020 0.056 0.046 0.530 0.058 0.681 0.211 0.059 0.525 0.742 0.522 0.737 <.001
Site (eg surgical theatre) 0.239 0.042 0.051 0.036 0.146 0.919 0.049 0.024 0.667 0.275 0.423 0.123 0.510 0.224 0.255 0.707
Aortic Neck Angle 0.024 0.380 0.423 0.200 0.359 0.379 0.866 0.678 0.048 0.903 0.372 0.528 0.024 0.389 0.021 0.374
Age 0.426 0.612 0.496 0.078 0.662 0.882 0.659 0.567 0.297 0.706 0.750 0.064 0.018 0.389 0.017 <.001
Open Suitability 0.380 0.034 0.980 0.595 0.606 0.048 0.670 0.240 0.088 0.086 0.438 0.346 0.711 0.929 0.107 <.001
Infrarenal Neck Length 0.006 0.202 0.632 0.228 0.525 0.994 0.829 0.863 0.012 0.104 0.353 0.232 0.953 0.440 0.087 0.988
Whites Grade 0.088 0.061 0.315 0.346 0.793 0.489 0.472 0.562 0.423 0.952 0.813 0.160 0.082 0.810 0.047 0.505
Public Private 0.727 0.945 0.339 0.344 0.065 0.034 0.494 0.491 0.905 0.324 0.159 0.060 0.883 0.752 0.573 0.867
Gender 0.665 0.101 0.211 0.942 0.584 0.221 0.863 0.883 0.559 0.932 0.008 0.266 0.780 0.219 0.282 0.562
Infrarenal Neck Diameter 0.874 0.889 0.564 0.339 0.265 0.283 0.797 0.342 0.924 0.341 0.327 0.368 0.790 0.779 0.076 0.145
Aneurysm Angle 0.179 0.482 0.343 0.738 0.255 0.416 0.434 0.481 0.548 0.625 0.160 0.517 0.176 0.404 0.420 0.313
Smoking 0.510 0.608 0.597 0.741 0.867 0.529 0.904 0.869 0.250 0.373 0.963 0.260 0.826 0.644 0.171 0.516
Red shading denotes 5% statistical significance (p < 0.05) Yellow shading denotes 10% statistical significance (p < 0.10)
Ru
ptu
res
Clin
ical S
uccess
Death
s
Tech
nical S
ucc.
Interv-
entio
ns
En
do
leak T
ype I
Graft
Co
mp
lic.
En
do
leak T
ype II
Co
nv
erte
d to
Op
en
CSIRO. Personalised medicine: ERA model
Eight Predictor Variables
• Age• ASA• Gender• Creatinine
Choice somewhat arbitraryShow large table with many pre-op variables from report
• Aneurysm diameter• Aortic neck angle• Infrarenal neck diameter• Infrarenal neck length
CSIRO. Personalised medicine: ERA model
External validation St George’s Vascular Unit London 312 patients
Primary outcomesGoodness
of fit (p)
Validation Results
Corrected
Dxy
Corrected
R2
Corrected
Emax
Early death 0.92 0.384 0.058 0.007
Aneurysm related death 0.53 0.497 0.099 0.022
Mid-term re-interventions 0.13 0.170 0.016 0.075
Initial endoleak type 1 0.59 0.310 0.026 0.142
Mid-term endoleak type 1 0.32 0.255 0.038 0.001
3 year survival 0.57 0.405 0.115 0.017
St George’s patients generally sicker, having larger aneurysms, having more difficult anatomy and are more likely to die than the original cohort of Australian patients
Bold shaded indicates relatively ‘good’ models