102

PEACEFUL - United Nations

  • Upload
    others

  • View
    7

  • Download
    0

Embed Size (px)

Citation preview

Page 1: PEACEFUL - United Nations
Page 2: PEACEFUL - United Nations
Page 3: PEACEFUL - United Nations

PEACEFUL SETTLEMENT OF INTERNATIONAL DISPUTES

MR. BROOKS DALY

Legal Instruments and Documents

1. Convention for the Pacific Settlement of International Disputes, 1899

2. Convention for the Pacific Settlement of International Disputes, 1907

3. Treaty between France and Switzerland providing for Compulsory Conciliation and

Arbitration, 1925

4. Revised General Act for the Pacific Settlement of International Disputes, adopted by

the General Assembly of the United Nations on 28 April 1949

5. Charter of the United Nations and Statute of the International Court of Justice, 1945

For text, see Charter of the United Nations and Statute of the International Court of

Justice

6. Model Rules on Arbitral Procedure (Yearbook of the International Law Commission,

1958, vol. II, p. 1)

For text, see The Work of the International Law Commission, 8th ed., vol. II

7. Security Council resolution 186 (1964) of 4 March 1964

8. Declaration on Principles of International Law concerning Friendly Relations and

‎Cooperation among States in accordance with the Charter of the United Nations

(United Nations General ‎Assembly resolution 2625 (XXV) of 24 October 1970,

annex)

9. Manila Declaration on the Peaceful Settlement of International Disputes (United

Nations General Assembly ‎‎resolution 37/10 of 15 November 1982, annex)

10. United Nations Convention on the Law of the Sea, 1982

For text, see The Law of the Sea, 1997 (United Nations Publication, Sales No.

E.97.V.10) pp. 1-207

11. Permanent Court of Arbitration Optional Rules for Arbitrating Disputes between Two

States, 1992

12. Treaty between the United States of America and the Republic of Ecuador concerning

the Encouragement and Reciprocal Protection of Investment, 1993

13. General Assembly resolution 50/50 of 11 December 1995 (United Nations Model

Rules for the Conciliation of Disputes between States)

14. 2005 World Summit Outcome (United Nations General ‎Assembly resolution 60/1 of

16 September 2005)

Case Law (electronic format)

15. Status of Eastern Carelia, P.C.I.J., Series B, No. 5, Advisory Opinion of 23 July 1923

16. Mavrommatis Palestine Concessions, P.C.I.J., Series A, No. 2, Judgment of 30 August

1924

17. Island of Palmas (Netherlands/USA), 4 April 1928, United Nations, Reports of

International Arbitral Awards, vol. II, p. 829

18. Corfu Channel (United Kingdom of Great Britain and Northern Ireland v. Albania),

Preliminary Objection, Judgment, I.C.J. Reports 1948, p. 15

Page 4: PEACEFUL - United Nations

19. Reparation for Injuries Suffered in the Service of the United Nations, Advisory

Opinion, I.C.J. Reports 1949, p. 174

20. Interpretation of Peace Treaties, Advisory Opinion, I.C.J. Reports 1950, p. 65

21. Interpretation of Peace Treaties (second phase), Advisory Opinion, I.C.J. Reports

1950, p. 221

22. Interhandel (Switzerland v. United States of America), Preliminary Objections,

Judgment, I.C.J. Reports 1959, p. 6

23. Investigation of certain incidents affecting the British trawler Red Crusader, Report

of 23 March 1962 of the Commission of Enquiry established by the Government of

the United Kingdom of Great Britain and Northern Ireland and the Government of the

Kingdom of Denmark on 15 November 1961, United Nations, Reports of

International Arbitral Awards, vol. XXIX, p. 523

24. Aegean Sea Continental Shelf (Greece v. Turkey), Judgment, I.C.J. Reports 1978, p. 3

25. Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United

States of America), Jurisdiction and Admissibility, Judgment, I.C.J. Reports 1984,

p. 392

26. Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United

States of America), Merits, Judgment, I.C.J. Reports 1986, p. 14

27. Land and Maritime Boundary between Cameroon and Nigeria (Cameroon v.

Nigeria), Application to Intervene, Order of 21 October 1999, I.C.J. Reports 1999, p.

1029

28. LaGrand (Germany v. United States of America), Judgment, I.C.J. Reports 2001, p.

466

29. Eritrea-Ethiopia Boundary Commission, Decision regarding Delimitation of the

Border between The State of Eritrea and The Federal Democratic Republic of Ethiopia, 13 April 2002

Decision available only at http://www.pca-cpa.org/showpageb27d.html?pag_id=1150

30. Eritrea-Ethiopia Boundary Commission, Statement by the Commission, 27 November 2006

Statement available only at http://www.pca-cpa.org/showpageb27d.html?pag_id=1150

31. Award in the Arbitration regarding the delimitation of the maritime boundary

(Guyana/Suriname), 17 September 2007, United Nations, Reports of International

Arbitral Awards, vol. XXX, p. 1

For text, see Reports of International Arbitral Awards, vol. XXX

32. Award in the Arbitration regarding the delimitation of the Abyei Area (Government of

Sudan/the Sudan People’s Liberation Movement/Army), 22 July 2009, United

Nations, Reports of International Arbitral Awards, vol. XXX, p. 145

For text, see Reports of International Arbitral Awards, vol. XXX

33. Eritrea-Ethiopia Claims Commission, Decisions and Awards (not reproduced)

Documents available at http://www.pca-cpa.org/showpaged21e.html?pag_id=1151

34. The ARA Libertad Arbitration (Argentina/Ghana), Notification of the Argentine

Republic, 29 October 2012

35. The ARA Libertad Arbitration (Argentina/Ghana), Agreement between Argentina and

Ghana, 27 September 2013

Page 5: PEACEFUL - United Nations

Legal Writings (electronic format)

36. Handbook on the Peaceful Settlement of Disputes between States, 1992 (United Nations publication, Sales No. E.92.V.7)

Suggested readings (not reproduced)

37. “International Conciliation Commission – France/Switzerland” in P. Hamilton et al.,

eds., The Permanent Court of Arbitration: International Arbitration and Dispute

Resolution - Summaries of Awards, Settlement Agreements and Reports, Kluwer Law International, 1999, pp. 288-290

Page 6: PEACEFUL - United Nations
Page 7: PEACEFUL - United Nations

Convention for the Pacific Settlement of International Disputes, 1899

The Hague, 29 July 1899

Page 8: PEACEFUL - United Nations

1

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SETT

LEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

*Th

e te

xt o

f the

Con

vent

ion

repr

oduc

ed h

ere

is a

tran

slat

ion

of th

e Fr

ench

text

ado

pted

at t

he 1

899

Peac

e C

onfe

renc

e. T

he F

renc

h-la

ngua

ge v

ersi

on is

aut

horit

ativ

e.

3

CO

NV

ENTI

ON

for t

he P

acifi

c Se

ttlem

ent o

f Int

erna

tiona

l Dis

pute

s*

His

Maj

esty

the

Ger

man

Em

pero

r, K

ing

of P

russ

ia; H

is M

ajes

ty th

e Em

pero

r of

Aus

tria,

Kin

g of

Boh

emia

, etc

. and

Apo

stol

ic K

ing

of H

unga

ry; H

is M

ajes

ty th

e K

ing

of th

e B

elgi

ans;

His

Maj

esty

the

Empe

ror o

f Chi

na; H

is M

ajes

ty th

e K

ing

of D

enm

ark;

His

Maj

esty

the

Kin

g of

Spa

in a

nd in

His

Nam

e H

er M

ajes

ty th

e Q

ueen

Reg

ent o

f the

Kin

gdom

; the

Pre

side

nt o

f the

Uni

ted

Stat

es o

f Am

eric

a; th

e Pr

esid

ent o

f the

Uni

ted

Mex

ican

Sta

tes;

the

Pres

iden

t of t

he F

renc

h R

epub

lic; H

er M

ajes

ty th

e Q

ueen

of t

heU

nite

d K

ingd

om o

f Gre

at B

ritai

n an

d Ir

elan

d, E

mpr

ess o

f Ind

ia; H

is M

ajes

ty th

e K

ing

of th

e H

elle

nes;

His

Maj

esty

the

Kin

g of

Ital

y; H

is M

ajes

ty th

e Em

pero

r of J

apan

; His

Roy

al H

ighn

ess

the

Gra

nd D

uke

of L

uxem

bour

g, D

uke

of N

assa

u; H

is H

ighn

ess

the

Prin

ce o

f Mon

tene

gro;

Her

Maj

esty

the Q

ueen

of t

he N

ethe

rland

s; H

is Im

peria

l Maj

esty

the

Shah

of

Pers

ia; H

is M

ajes

ty th

e K

ing

of P

ortu

gal a

nd o

f th

e A

lgar

ves,

etc.

; His

Maj

esty

the K

ing

of R

oum

ania

; His

Maj

esty

the E

mpe

ror o

f all

the R

ussi

as; H

is M

ajes

tyth

e K

ing

of S

erbi

a; h

is M

ajes

ty th

e K

ing

of S

iam

; His

Maj

esty

the

Kin

g of

Sw

eden

and

Nor

way

; the

Sw

iss F

eder

al C

ounc

il; H

is M

ajes

ty th

e Em

pero

r of t

he O

ttom

ans a

nd H

isR

oyal

Hig

hnes

s the

Prin

ce o

f Bul

garia

;A

nim

ated

by

a st

rong

des

ire to

wor

k fo

r the

mai

nten

ance

of g

ener

al p

eace

;R

esol

ved

to p

rom

ote

by th

eir

best

eff

orts

the

frie

ndly

set

tlem

ent o

f in

tern

atio

nal

disp

utes

;R

ecog

nizi

ng th

e so

lidar

ity u

nitin

g th

e m

embe

rs o

f the

soci

ety

of c

ivili

zed

natio

ns;

Des

irous

of e

xten

ding

the

empi

re o

f law

, and

of s

treng

then

ing

the

appr

ecia

tion

ofin

tern

atio

nal j

ustic

e;C

onvi

nced

that

the p

erm

anen

t ins

titut

ion

of a

tribu

nal o

f arb

itrat

ion,

acce

ssib

le to

all,

in th

e m

idst

of t

he in

depe

nden

t Pow

ers,

will

con

tribu

te e

ffec

tivel

y to

this

resu

lt;H

avin

g re

gard

to th

e adv

anta

ges a

ttend

ing

the g

ener

al an

d re

gula

r org

aniz

atio

n of

the

proc

edur

e of

arb

itrat

ion;

Shar

ing

the o

pini

on o

f the

aug

ust i

nitia

tor o

f the

Inte

rnat

iona

l Pea

ce C

onfe

renc

e tha

tit

is e

xped

ient

to re

cord

in a

n in

tern

atio

nal a

gree

men

t the

prin

cipl

es o

f equ

ity a

nd ri

ght

on w

hich

are

bas

ed th

e se

curit

y of

Sta

tes a

nd th

e w

elfa

re o

f peo

ples

;B

eing

des

irous

of

conc

ludi

ng a

Con

vent

ion

to th

is e

ffec

t, ha

ve a

ppoi

nted

as

thei

rpl

enip

oten

tiarie

s, to

wit:

(Her

e fo

llow

the

nam

es o

f ple

nipo

tent

iari

es.)

Page 9: PEACEFUL - United Nations

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

4

Who

, afte

r hav

ing

com

mun

icat

ed th

eir f

ull p

ower

s, fo

und

in g

ood

and

due f

orm

, hav

eag

reed

on

the

follo

win

g pr

ovis

ions

:

TITL

E I.

ON

TH

E M

AIN

TEN

AN

CE

OF

THE

GEN

ERA

L PE

AC

E

Artic

le 1

With

a vi

ew to

obv

iatin

g, as

far a

s pos

sibl

e, re

cour

se to

forc

e in

the r

elat

ions

bet

wee

nSt

ates

, the

Sig

nato

ry P

ower

s ag

ree

to u

se th

eir b

est e

ffor

ts to

insu

re th

e pa

cific

set

tle-

men

t of i

nter

natio

nal d

iffer

ence

s.

TITL

E II

. ON

GO

OD

OFF

ICES

AN

D M

EDIA

TIO

N

Artic

le 2

In c

ase

of s

erio

us d

isag

reem

ent o

r con

flict

, bef

ore

an a

ppea

l to

arm

s th

e Si

gnat

ory

Pow

ers

agre

e to

hav

e re

cour

se, a

s fa

r as

circ

umst

ance

s al

low

, to

the

good

off

ices

or

med

iatio

n of

one

or m

ore

frie

ndly

Pow

ers.

Artic

le 3

Inde

pend

ently

of t

his

reco

urse

, the

Sig

nato

ry P

ower

s re

com

men

d th

at o

ne o

r mor

ePo

wer

s, st

rang

ers

to th

e di

sput

e, s

houl

d, o

n th

eir o

wn

initi

ativ

e, a

nd a

s fa

r as

circ

um-

stan

ces m

ay a

llow

, off

er th

eir g

ood

offic

es o

r med

iatio

n to

the

Stat

es a

t var

ianc

e.Po

wer

s, st

rang

ers

to th

e di

sput

e, h

ave

the

right

to o

ffer

goo

d of

fices

or m

edia

tion,

even

dur

ing

the

cour

se o

f hos

tiliti

es.

The

exer

cise

of t

his r

ight

can

nev

er b

e re

gard

ed b

y on

e or

the

othe

r of t

he p

artie

s in

conf

lict a

s an

unfr

iend

ly a

ct.

Artic

le 4

The

part

of th

e m

edia

tor c

onsi

sts

in re

conc

iling

the

oppo

sing

cla

ims

and

appe

asin

gth

e fe

elin

gs o

f res

entm

ent w

hich

may

hav

e ar

isen

bet

wee

n th

e St

ates

at v

aria

nce.

Artic

le 5

The

func

tions

of t

he m

edia

tor a

re a

t an

end

whe

n on

ce it

is d

ecla

red,

eith

er b

y on

e of

the

parti

es to

the

disp

ute,

or b

y th

e m

edia

tor h

imse

lf, th

at th

e m

eans

of r

econ

cilia

tion

prop

osed

by

him

are

not

acc

epte

d.

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SET

TLEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

5

Artic

le 6

Goo

d of

fices

and

med

iatio

n, e

ither

at t

he re

ques

t of t

he p

artie

s at v

aria

nce,

or o

n th

ein

itiat

ive

of P

ower

s st

rang

ers

to th

e di

sput

e, h

ave

excl

usiv

ely

the

char

acte

r of a

dvic

e,an

d ne

ver h

ave

bind

ing

forc

e.

Artic

le 7

The

acce

ptan

ce o

f med

iatio

n ca

nnot

, unl

ess

ther

e be

an

agre

emen

t to

the

cont

rary

,ha

ve th

e eff

ect o

f int

erru

ptin

g, d

elay

ing,

or h

inde

ring

mob

iliza

tion

or o

ther

mea

sure

s of

prep

arat

ion

for w

ar.

If m

edia

tion

occu

rs a

fter t

he c

omm

ence

men

t of h

ostil

ities

, it c

ause

s no

inte

rrup

tion

to th

e m

ilita

ry o

pera

tions

in p

rogr

ess,

unle

ss th

ere

be a

n ag

reem

ent t

o th

e co

ntra

ry.

Artic

le 8

The

Sign

ator

y Po

wer

s ar

e ag

reed

in re

com

men

ding

the

appl

icat

ion,

whe

n ci

rcum

-st

ance

s allo

w, o

f spe

cial

med

iatio

n in

the

follo

win

g fo

rm:

In c

ase

of a

serio

us d

iffer

ence

end

ange

ring

the

peac

e, th

e St

ates

at v

aria

nce

choo

sere

spec

tivel

y a

Pow

er, t

o w

hom

they

intru

st th

e m

issi

on o

f ent

erin

g in

to d

irect

com

mu-

nica

tion

with

the

Pow

er c

hose

n on

the

othe

r si

de, w

ith th

e ob

ject

of

prev

entin

g th

eru

ptur

e of

pac

ific

rela

tions

.Fo

r the

per

iod

of th

is m

anda

te, t

he te

rm o

f whi

ch, u

nles

s oth

erw

ise s

tipul

ated

, can

not

exce

ed th

irty

days

, the

Sta

tes

in c

onfli

ct c

ease

from

all

dire

ct c

omm

unic

atio

n on

the

subj

ect o

f the

disp

ute,

whi

ch is

rega

rded

as re

ferr

ed ex

clus

ivel

y to t

he m

edia

ting P

ower

s,w

ho m

ust u

se th

eir b

est e

ffor

ts to

settl

e it.

In c

ase

of a

def

inite

rupt

ure

of p

acifi

c re

latio

ns, t

hese

Pow

ers

are

char

ged

with

the

join

t tas

k of

taki

ng a

dvan

tage

of a

ny o

ppor

tuni

ty to

rest

ore

peac

e.

TITL

E II

I. O

N IN

TER

NA

TIO

NA

L C

OM

MIS

SIO

NS

OF

INQ

UIR

Y

Artic

le 9

In d

iffer

ence

s of a

n in

tern

atio

nal n

atur

e in

volv

ing

neith

er h

onou

r nor

vita

l int

eres

ts,

and

aris

ing

from

a d

iffer

ence

of o

pini

on o

n po

ints

of f

act,

the

Sign

ator

y Po

wer

s rec

om-

men

d th

at th

e pa

rties

, who

hav

e no

t bee

n ab

le to

com

e to

an

agre

emen

t by

mea

ns o

fdi

plom

acy,

shou

ld, a

s far

as ci

rcum

stan

ces a

llow

, ins

titut

e an

Inte

rnat

iona

l Com

mis

sion

of In

quiry

, to

faci

litat

e a

solu

tion

of th

ese d

iffer

ence

s by

eluc

idat

ing

the

fact

s by

mea

nsof

an

impa

rtial

and

con

scie

ntio

us in

vest

igat

ion.

Artic

le 1

0

The

Inte

rnat

iona

l C

omm

issi

ons

of I

nqui

ry a

re c

onst

itute

d by

spe

cial

agr

eem

ent

betw

een

the

parti

es in

con

flict

.

Page 10: PEACEFUL - United Nations

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

6

The

Con

vent

ion

for a

n in

quiry

def

ines

the

fact

s to

be e

xam

ined

and

the

exte

nt o

f the

Com

mis

sion

ers’

pow

ers.

It se

ttles

the

proc

edur

e.O

n th

e in

quiry

bot

h si

des m

ust b

e he

ard.

The

form

and

the

perio

ds to

be

obse

rved

, if n

ot st

ated

in th

e In

quiry

Con

vent

ion,

are

deci

ded

by th

e C

omm

issi

on it

self.

Artic

le 1

1

The I

nter

natio

nal C

omm

issi

ons o

f Inq

uiry

are f

orm

ed, u

nles

s oth

erw

ise s

tipul

ated

, in

the

man

ner f

ixed

by

Arti

cle

32 o

f the

pre

sent

Con

vent

ion.

Artic

le 1

2

The

Pow

ers i

n di

sput

e en

gage

to su

pply

the

Inte

rnat

iona

l Com

mis

sion

of I

nqui

ry, a

sfu

lly a

s the

y m

ay th

ink

poss

ible

, with

all

mea

ns a

nd fa

cilit

ies n

eces

sary

to e

nabl

e it

tobe

com

plet

ely

acqu

aint

ed w

ith a

nd to

acc

urat

ely

unde

rsta

nd th

e fa

cts i

n qu

estio

n.

Artic

le 1

3

The I

nter

natio

nal C

omm

issi

on o

f Inq

uiry

com

mun

icat

es it

s Rep

ort t

o th

e con

flict

ing

Pow

ers,

sign

ed b

y al

l the

mem

bers

of t

he C

omm

issi

on.

Artic

le 1

4

The

Rep

ort o

f the

Inte

rnat

iona

l Com

mis

sion

of I

nqui

ry is

lim

ited

to a

sta

tem

ent o

ffa

cts,

and

has

in n

o w

ay th

e ch

arac

ter o

f an

Arb

itral

Aw

ard.

It le

aves

the

conf

lictin

gPo

wer

s ent

ire fr

eedo

m a

s to

the

effe

ct to

be

give

n to

this

stat

emen

t.

TITL

E IV

. ON

INTE

RN

ATI

ON

AL

AR

BIT

RA

TIO

N

Cha

pter

I. O

n th

e Sy

stem

of A

rbitr

atio

n

Artic

le 1

5

Inte

rnat

iona

l arb

itrat

ion

has f

or it

s obj

ect t

he se

ttlem

ent o

f diff

eren

ces b

etw

een

Stat

esby

judg

es o

f the

ir ow

n ch

oice

, and

on

the

basi

s of r

espe

ct fo

r law

.

Artic

le 1

6

In q

uest

ions

of a

lega

l nat

ure,

and

esp

ecia

lly in

the

inte

rpre

tatio

n or

app

licat

ion

ofIn

tern

atio

nal C

onve

ntio

ns, a

rbitr

atio

n is

reco

gniz

ed by

the S

igna

tory

Pow

ers a

s the

mos

tef

fect

ive,

and

at t

he s

ame

time

the

mos

t equ

itabl

e, m

eans

of

settl

ing

disp

utes

whi

chdi

plom

acy

has f

aile

d to

settl

e.

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SET

TLEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

7

Artic

le 1

7

The

Arb

itrat

ion

Con

vent

ion

is c

oncl

uded

for

que

stio

ns a

lread

y ex

istin

g or

for

ques

tions

whi

ch m

ay a

rise

even

tual

ly.

It m

ay e

mbr

ace

any

disp

ute

or o

nly

disp

utes

of a

cer

tain

cat

egor

y.

Artic

le 1

8

The

Arb

itrat

ion

Con

vent

ion

impl

ies t

he e

ngag

emen

t to

subm

it lo

yally

to th

e A

war

d.

Artic

le 1

9

Inde

pend

ently

of g

ener

al o

r priv

ate

Trea

ties

expr

essl

y st

ipul

atin

g re

cour

se to

arb

i-tra

tion

as o

blig

ator

y on

the

Sign

ator

y Po

wer

s, th

ese

Pow

ers

rese

rve

to th

emse

lves

the

right

of c

oncl

udin

g, ei

ther

bef

ore t

he ra

tific

atio

n of

the p

rese

nt A

ct o

r lat

er, n

ew A

gree

-m

ents

, gen

eral

or p

rivat

e, w

ith a

vie

w to

ext

endi

ng o

blig

ator

y ar

bitra

tion

to a

ll ca

ses

whi

ch th

ey m

ay c

onsi

der i

t pos

sibl

e to

subm

it to

it.

Cha

pter

II. O

n th

e Pe

rman

ent C

ourt

of A

rbitr

atio

n

Artic

le 2

0

With

the

obje

ct o

f fac

ilita

ting

an im

med

iate

reco

urse

to a

rbitr

atio

n fo

r int

erna

tiona

ldi

ffer

ence

s, w

hich

it h

as n

ot b

een

poss

ible

to se

ttle b

y di

plom

acy,

the S

igna

tory

Pow

ers

unde

rtake

to o

rgan

ize

a Pe

rman

ent C

ourt

of A

rbitr

atio

n, a

cces

sibl

e at

all

times

and

oper

atin

g, u

nles

s ot

herw

ise

stip

ulat

ed b

y th

e pa

rties

, in

acco

rdan

ce w

ith th

e R

ules

of

Proc

edur

e in

serte

d in

the

pres

ent C

onve

ntio

n.

Artic

le 2

1

The

Perm

anen

t Cou

rt sh

all b

e co

mpe

tent

for a

ll ar

bitra

tion

case

s, un

less

the

parti

esag

ree

to in

stitu

te a

spec

ial T

ribun

al.

Artic

le 2

2

An

Inte

rnat

iona

l Bur

eau,

est

ablis

hed

at T

he H

ague

, ser

ves

as re

cord

off

ice

for t

heC

ourt. Th

is B

urea

u is

the c

hann

el fo

r com

mun

icat

ions

rela

tive

to th

e m

eetin

gs o

f the

Cou

rt.It

has t

he c

usto

dy o

f the

arc

hive

s and

con

duct

s all

the

adm

inis

trativ

e bu

sine

ss.

The

Sign

ator

y Po

wer

s und

erta

ke to

com

mun

icat

e to

the

Inte

rnat

iona

l Bur

eau

at T

heH

ague

a du

ly ce

rtifie

d co

py o

f any

cond

ition

s of a

rbitr

atio

n ar

rived

at b

etw

een

them

, and

of a

ny a

war

d co

ncer

ning

them

del

iver

ed b

y sp

ecia

l Trib

unal

s.Th

ey u

nder

take

als

o to

com

mun

icat

e to

the

Bur

eau

the

Law

s, R

egul

atio

ns,

and

docu

men

ts e

vent

ually

show

ing

the

exec

utio

n of

the

Aw

ards

giv

en b

y th

e C

ourt.

Page 11: PEACEFUL - United Nations

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

8Artic

le 2

3

With

in th

e th

ree

mon

ths f

ollo

win

g its

ratif

icat

ion

of th

e pr

esen

t Act

, eac

h Si

gnat

ory

Pow

er s

hall

sele

ct f

our

pers

ons

at t

he m

ost,

of k

now

n co

mpe

tenc

y in

que

stio

ns o

fin

tern

atio

nal l

aw, o

f the

hig

hest

mor

al re

puta

tion,

and

dis

pose

d to

acc

ept t

he d

utie

s of

Arb

itrat

ors.

The p

erso

ns th

us se

lect

ed sh

all b

e ins

crib

ed, a

s Mem

bers

of t

he C

ourt,

in a

list w

hich

shal

l be

notif

ied

by th

e B

urea

u to

all

the

Sign

ator

y Po

wer

s.A

ny a

ltera

tion

in th

e lis

t of A

rbitr

ator

s is b

roug

ht b

y th

e B

urea

u to

the

know

ledg

e of

the

Sign

ator

y Po

wer

s.Tw

o or

mor

e Pow

ers m

ay ag

ree o

n th

e sel

ectio

n in

com

mon

of o

ne o

r mor

e Mem

bers

.Th

e sa

me

pers

on c

an b

e se

lect

ed b

y di

ffer

ent P

ower

s.Th

e M

embe

rs o

f the

Cou

rt ar

e ap

poin

ted

for a

term

of s

ix y

ears

. The

ir ap

poin

tmen

tsca

n be

rene

wed

.In

cas

e of

the

deat

h or

retir

emen

t of a

Mem

ber o

f the

Cou

rt, h

is p

lace

shal

l be

fille

din

acc

orda

nce

with

the

met

hod

of th

is a

ppoi

ntm

ent.

Artic

le 2

4

Whe

n th

e Si

gnat

ory

Pow

ers

desi

re to

hav

e re

cour

se to

the

Perm

anen

t Cou

rt fo

r the

settl

emen

t of a

diff

eren

ce th

at h

as a

risen

bet

wee

n th

em, t

he A

rbitr

ator

s cal

led

upon

tofo

rm th

e co

mpe

tent

Trib

unal

to d

ecid

e th

is d

iffer

ence

, mus

t be

chos

en fr

om th

e ge

nera

llis

t of M

embe

rs o

f the

Cou

rt.Fa

iling

the

dire

ct a

gree

men

t of

the

parti

es o

n th

e co

mpo

sitio

n of

the

Arb

itrat

ion

Trib

unal

, the

follo

win

g co

urse

shal

l be

purs

ued:

Each

par

ty a

ppoi

nts t

wo

Arb

itrat

ors,

and

thes

e to

geth

er c

hoos

e an

Um

pire

.If

the

vote

s are

equ

al, t

he c

hoic

e of

the

Um

pire

is in

trust

ed to

a th

ird P

ower

, sel

ecte

dby

the

parti

es b

y co

mm

on a

ccor

d.If

an

agre

emen

t is n

ot a

rriv

ed a

t on

this

subj

ect,

each

par

ty se

lect

s a d

iffer

ent P

ower

,an

d th

e ch

oice

of t

he U

mpi

re is

mad

e in

con

cert

by th

e Po

wer

s thu

s sel

ecte

d.Th

e Tr

ibun

al b

eing

thus

com

pose

d, th

e pa

rties

not

ify to

the

Bur

eau

thei

r det

erm

i-na

tion

to h

ave

reco

urse

to th

e C

ourt

and

the

nam

es o

f the

Arb

itrat

ors.

The

Trib

unal

of A

rbitr

atio

n as

sem

bles

on

the

date

fixe

d by

the

parti

es.

The

Mem

bers

of

the

Cou

rt, in

the

disc

harg

e of

thei

r du

ties

and

out o

f th

eir

own

coun

try, e

njoy

dip

lom

atic

priv

ilege

s and

imm

uniti

es.

Artic

le 2

5

The

Trib

unal

of A

rbitr

atio

n ha

s its

ord

inar

y se

at a

t The

Hag

ue.

Exce

pt in

cas

es o

f nec

essi

ty, t

he p

lace

of s

essi

on c

an o

nly

be a

ltere

d by

the

Trib

unal

with

the

asse

nt o

f the

par

ties.

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SET

TLEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

9

Artic

le 2

6

The I

nter

natio

nal B

urea

u at

The

Hag

ue is

auth

oriz

ed to

pla

ce it

s pre

mis

es an

d its

staf

fat

the

dis

posa

l of

the

Sig

nato

ry P

ower

s fo

r th

e op

erat

ions

of

any

spec

ial

Boa

rd o

fA

rbitr

atio

n.Th

e ju

risdi

ctio

n of

the

Perm

anen

t Cou

rt m

ay, w

ithin

the

cond

ition

s lai

d do

wn

in th

eR

egul

atio

ns,

be e

xten

ded

to d

ispu

tes

betw

een

non-

Sign

ator

y Po

wer

s, or

bet

wee

nSi

gnat

ory

Pow

ers a

nd n

on-S

igna

tory

Pow

ers,

if th

e par

ties a

re ag

reed

on

reco

urse

to th

isTr

ibun

al.

Artic

le 2

7

The S

igna

tory

Pow

ers c

onsi

der i

t the

ir du

ty, i

f a se

rious

dis

pute

thre

aten

s to

brea

k ou

tbe

twee

n tw

o or

mor

e of t

hem

, to

rem

ind

thes

e lat

ter t

hat t

he P

erm

anen

t Cou

rt is

ope

n to

them

.C

onse

quen

tly, t

hey

decl

are

that

the

fact

of r

emin

ding

the

conf

lictin

g pa

rties

of t

hepr

ovis

ions

of

the

pres

ent

Con

vent

ion,

and

the

adv

ice

give

n to

the

m, i

n th

e hi

ghes

tin

tere

sts

of p

eace

, to

have

reco

urse

to th

e Pe

rman

ent C

ourt,

can

onl

y be

rega

rded

as

frie

ndly

act

ions

.

Artic

le 2

8

A P

erm

anen

t Adm

inis

trativ

e Cou

ncil

com

pose

d of

the D

iplo

mat

ic R

epre

sent

ativ

es o

fth

e Si

gnat

ory

Pow

ers

accr

edite

d to

The

Hag

ue a

nd o

f th

e N

ethe

rland

s M

inis

ter

for

Fore

ign

Aff

airs

, who

will

act

as

Pres

iden

t, sh

all b

e in

stitu

ted

in th

is to

wn

as s

oon

aspo

ssib

le a

fter t

he ra

tific

atio

n of

the

pres

ent A

ct b

y at

leas

t nin

e Po

wer

s.Th

is C

ounc

il w

ill b

e ch

arge

d w

ith t

he e

stab

lishm

ent

and

orga

niza

tion

of t

heIn

tern

atio

nal B

urea

u, w

hich

will

be

unde

r its

dire

ctio

n an

d co

ntro

l.It

will

not

ify to

the

Pow

ers

the

cons

titut

ion

of th

e C

ourt

and

will

pro

vide

for

its

inst

alla

tion.

It w

ill se

ttle

its R

ules

of P

roce

dure

and

all

othe

r nec

essa

ry R

egul

atio

ns.

It w

ill d

ecid

e al

l que

stio

ns o

f ad

min

istra

tion

whi

ch m

ay a

rise

with

reg

ard

to th

eop

erat

ions

of t

he C

ourt.

It w

ill h

ave

entir

e co

ntro

l ov

er t

he a

ppoi

ntm

ent,

susp

ensi

on o

r di

smis

sal

of t

heof

ficia

ls a

nd e

mpl

oyee

s of t

he B

urea

u.It

will

fix

the

paym

ents

and

sala

ries,

and

cont

rol t

he g

ener

al e

xpen

ditu

re.

At m

eetin

gs d

uly

sum

mon

ed th

e pre

senc

e of f

ive m

embe

rs is

suff

icie

nt to

rend

er v

alid

the

disc

ussi

ons o

f the

Cou

ncil.

The

dec

ision

s are

take

n by

a m

ajor

ity o

f vot

es.

The

Cou

ncil

com

mun

icat

es to

the

Sign

ator

y Po

wer

s w

ithou

t del

ay th

e R

egul

atio

nsad

opte

d by

it. I

t fur

nish

ed th

em w

ith a

n an

nual

Rep

ort o

n th

e la

bour

s of t

he C

ourt,

the

wor

king

of t

he a

dmin

istra

tion,

and

the

expe

nses

.

Page 12: PEACEFUL - United Nations

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

10Artic

le 2

9

The e

xpen

ses o

f the

Bur

eau

shal

l be b

orne

by

the S

igna

tory

Pow

ers i

n th

e pro

porti

onfix

ed fo

r the

Inte

rnat

iona

l Bur

eau

of th

e U

nive

rsal

Pos

tal U

nion

.

Cha

pter

III.

On

Arb

itral

Pro

cedu

re

Artic

le 3

0

With

a vi

ew to

enco

urag

e the

dev

elop

men

t of a

rbitr

atio

n, th

e Sig

nato

ry P

ower

s hav

eag

reed

on

the

follo

win

g R

ules

whi

ch s

hall

be a

pplic

able

to a

rbitr

al p

roce

dure

, unl

ess

othe

r Rul

es h

ave

been

agr

eed

on b

y th

e pa

rties

.

Artic

le 3

1

The

Pow

ers

who

hav

e re

cour

se to

arb

itrat

ion

sign

a s

peci

al A

ct (‘

Com

prom

is’)

, in

whi

ch t

he s

ubje

ct o

f th

e di

ffer

ence

is

clea

rly d

efin

ed, a

s w

ell

as t

he e

xten

t of

the

Arb

itrat

ors’

pow

ers.

This

Act

impl

ies t

he u

nder

taki

ng o

f the

par

ties t

o su

bmit

loya

lly to

the

Aw

ard.

Artic

le 3

2

The

dutie

s of

Arb

itrat

or m

ay b

e co

nfer

red

on o

ne A

rbitr

ator

alo

ne o

r on

sev

eral

Arb

itrat

ors s

elec

ted

by th

e pa

rties

as t

hey

plea

se, o

r cho

sen

by th

em fr

om th

e M

embe

rsof

the

Perm

anen

t Cou

rt of

Arb

itrat

ion

esta

blis

hed

by th

e pr

esen

t Act

.Fa

iling

the

cons

titut

ion

of th

e Tr

ibun

al b

y di

rect

agr

eem

ent b

etw

een

the

parti

es, t

hefo

llow

ing

cour

se sh

all b

e pu

rsue

d:Ea

ch p

arty

app

oint

s tw

o A

rbitr

ator

s, an

d th

ese

latte

r tog

ethe

r cho

ose

an U

mpi

re.

In ca

se o

f equ

al v

otin

g, th

e cho

ice o

f the

Um

pire

is in

trust

ed to

a th

ird P

ower

, sel

ecte

dby

the

parti

es b

y co

mm

on a

ccor

d.If

no

agre

emen

t is a

rriv

ed at

on

this

subj

ect,

each

par

ty se

lect

s a d

iffer

ent P

ower

, and

the

choi

ce o

f the

Um

pire

is m

ade

in c

once

rt by

the

Pow

ers t

hus s

elec

ted.

Artic

le 3

3

Whe

n a

Sove

reig

n or

the

Chi

ef o

f a

Stat

e is

cho

sen

as A

rbitr

ator

, th

e ar

bitra

lpr

oced

ure

is se

ttled

by

him

.

Artic

le 3

4

The

Um

pire

is b

y rig

ht P

resi

dent

of t

he T

ribun

al.

Whe

n th

e Tr

ibun

al d

oes n

ot in

clud

e an

Um

pire

, it a

ppoi

nts i

ts o

wn

Pres

iden

t.

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SET

TLEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

11

Artic

le 3

5

In ca

se o

f the

dea

th, r

etire

men

t, or

dis

abili

ty fr

om an

y ca

use o

f one

of t

he A

rbitr

ator

s,hi

s pla

ce sh

all b

e fil

led

in a

ccor

danc

e w

ith th

e m

etho

d of

his

app

oint

men

t.

Artic

le 3

6

The

Trib

unal

’s p

lace

of s

essi

on is

sel

ecte

d by

the

parti

es. F

ailin

g th

is s

elec

tion

the

Trib

unal

sits

at T

he H

ague

.Th

e pl

ace

thus

fixe

d ca

nnot

, exc

ept i

n ca

se o

f nec

essi

ty, b

e ch

ange

d by

the

Trib

unal

with

out t

he a

ssen

t of t

he p

artie

s.

Artic

le 3

7

The p

artie

s hav

e the

righ

t to

appo

int d

eleg

ates

or s

peci

al ag

ents

to at

tend

the T

ribun

al,

for t

he p

urpo

se o

f ser

ving

as i

nter

med

iarie

s bet

wee

n th

em a

nd th

e Tr

ibun

al.

They

are

fur

ther

aut

horiz

ed to

ret

ain,

for

the

defe

nce

of th

eir

right

s an

d in

tere

sts

befo

re th

e Tr

ibun

al, c

ouns

el o

r adv

ocat

es a

ppoi

nted

by

them

for t

his p

urpo

se.

Artic

le 3

8

The

Trib

unal

dec

ides

on

the

choi

ce o

f la

ngua

ges

to b

e us

ed b

y its

elf,

and

to b

eau

thor

ized

for u

se b

efor

e it.

Artic

le 3

9

As

a ge

nera

l rul

e th

e ar

bitra

l pro

cedu

re c

ompr

ises

two

dist

inct

pha

ses;

pre

limin

ary

exam

inat

ion

and

disc

ussi

on.

Prel

imin

ary

exam

inat

ion

cons

ists

in th

e co

mm

unic

atio

n by

the

resp

ectiv

e ag

ents

toth

e m

embe

rs o

f the

Trib

unal

and

to th

e op

posi

te p

arty

of a

ll pr

inte

d or

writ

ten

Act

s and

of a

ll do

cum

ents

con

tain

ing

the

argu

men

ts in

voke

d in

the

case

. Thi

s co

mm

unic

atio

nsh

all b

e m

ade

in th

e fo

rm a

nd w

ithin

the

perio

ds fi

xed

by th

e Tr

ibun

al in

acc

orda

nce

with

Arti

cle

49.

Dis

cuss

ion

cons

ists

in th

e or

al d

evel

opm

ent b

efor

e th

e Tr

ibun

al o

f the

arg

umen

ts o

fth

e pa

rties

.

Artic

le 4

0

Ever

y do

cum

ent p

rodu

ced

by o

ne p

arty

mus

t be

com

mun

icat

ed to

the

othe

r par

ty.

Artic

le 4

1

The

disc

ussi

ons a

re u

nder

the

dire

ctio

n of

the

Pres

iden

t.Th

ey ar

e onl

y pu

blic

if it

be s

o de

cide

d by

the T

ribun

al, w

ith th

e ass

ent o

f the

par

ties.

Page 13: PEACEFUL - United Nations

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

12

They

are r

ecor

ded

in th

e pro

cès-

verb

aux d

raw

n up b

y th

e Sec

reta

ries a

ppoi

nted

by

the

Pres

iden

t. Th

ese

proc

ès-v

erba

ux a

lone

hav

e an

aut

hent

ic c

hara

cter

.

Artic

le 4

2

Whe

n th

e pr

elim

inar

y ex

amin

atio

n is

con

clud

ed, t

he T

ribun

al h

as th

e rig

ht to

refu

sedi

scus

sion

of a

ll fr

esh

Act

s or

doc

umen

ts w

hich

one

par

ty m

ay d

esire

to s

ubm

it to

itw

ithou

t the

con

sent

of t

he o

ther

par

ty.

Artic

le 4

3

The

Trib

unal

is fr

ee to

take

into

con

side

ratio

n fr

esh

Act

s or d

ocum

ents

to w

hich

its

atte

ntio

n m

ay b

e dr

awn

by th

e ag

ents

or c

ouns

el o

f the

par

ties.

In th

is c

ase,

the

Trib

unal

has

the

right

to r

equi

re th

e pr

oduc

tion

of th

ese

Act

s or

docu

men

ts, b

ut is

obl

iged

to m

ake

them

kno

wn

to th

e op

posi

te p

arty

.

Artic

le 4

4

The T

ribun

al ca

n, b

esid

es, r

equi

re fr

om th

e age

nts o

f the

par

ties t

he p

rodu

ctio

n of

all

Act

s, an

d ca

n de

man

d al

l nec

essa

ry e

xpla

natio

ns. I

n ca

se o

f ref

usal

, the

Trib

unal

take

sno

te o

f it.

Artic

le 4

5

The

agen

ts a

nd c

ouns

el o

f the

par

ties a

re a

utho

rized

to p

rese

nt o

rally

to th

e Tr

ibun

alal

l the

arg

umen

ts th

ey m

ay th

ink

expe

dien

t in

defe

nce

of th

eir c

ase.

Artic

le 4

6

They

hav

e th

e rig

ht to

rais

e ob

ject

ions

and

poi

nts.

The

deci

sion

s of t

he T

ribun

al o

n th

ose

poin

ts a

re fi

nal,

and

cann

ot fo

rm th

e su

bjec

tof

any

subs

eque

nt d

iscu

ssio

n.

Artic

le 4

7

The m

embe

rs o

f the

Trib

unal

hav

e the

righ

t to

put q

uest

ions

to th

e age

nts a

nd co

unse

lof

the

parti

es, a

nd to

dem

and

expl

anat

ions

from

them

on

doub

tful p

oint

s.N

eith

er th

e qu

estio

ns p

ut n

or th

e re

mar

ks m

ade

by m

embe

rs o

f the

Trib

unal

dur

ing

the

disc

ussi

ons c

an b

e re

gard

ed a

s an

expr

essi

on o

f opi

nion

by

the

Trib

unal

in g

ener

al,

or b

y its

mem

bers

in p

artic

ular

.

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SET

TLEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

13

Artic

le 4

8

The T

ribun

al is

auth

oriz

ed to

dec

lare

its c

ompe

tenc

e in

inte

rpre

ting

the ‘

Com

prom

is’

as w

ell a

s th

e ot

her

Trea

ties

whi

ch m

ay b

e in

voke

d in

the

case

, and

in a

pply

ing

the

prin

cipl

es o

f int

erna

tiona

l law

.

Artic

le 4

9

The

Trib

unal

has

the

right

to is

sue

Rul

es o

f Pro

cedu

re fo

r the

con

duct

of t

he c

ase,

tode

cide

the f

orm

s and

per

iods

with

in w

hich

each

par

ty m

ust c

oncl

ude i

ts ar

gum

ents

, and

to a

rran

ge a

ll th

e fo

rmal

ities

requ

ired

for d

ealin

g w

ith th

e ev

iden

ce.

Artic

le 5

0

Whe

n th

e ag

ents

and

cou

nsel

of

the

parti

es h

ave

subm

itted

all

expl

anat

ions

and

evid

ence

in su

ppor

t of t

heir

case

, the

Pre

side

nt p

rono

unce

s the

dis

cuss

ion

clos

ed.

Artic

le 5

1

The

delib

erat

ions

of t

he T

ribun

al ta

ke p

lace

in p

rivat

e.Ev

ery

deci

sion

is ta

ken

by a

maj

ority

of m

embe

rs o

f the

Trib

unal

.Th

e re

fusa

l of a

mem

ber t

o vo

te m

ust b

e re

cord

ed in

the

proc

ès-v

erba

l.

Artic

le 5

2

The

Aw

ard,

giv

en b

y a

maj

ority

of v

otes

, is a

ccom

pani

ed b

y a

stat

emen

t of r

easo

ns.

It is

dra

wn

up in

writ

ing

and

sign

ed b

y ea

ch m

embe

r of t

he T

ribun

al.

Thos

e m

embe

rs w

ho a

re in

the

min

ority

may

reco

rd th

eir d

isse

nt w

hen

sign

ing.

Artic

le 5

3

The

Aw

ard

is re

ad o

ut a

t a p

ublic

mee

ting

of th

e Tr

ibun

al, t

he a

gent

s and

cou

nsel

of

the

parti

es b

eing

pre

sent

, or d

uly

sum

mon

ed to

atte

nd.

Artic

le 5

4

The A

war

d, d

uly

pron

ounc

ed an

d no

tifie

d to

the a

gent

s of t

he p

artie

s at v

aria

nce,

put

san

end

to th

e di

sput

e de

finiti

vely

and

with

out a

ppea

l.

Artic

le 5

5

The

parti

es c

an re

serv

e in

the

‘Com

prom

is’ t

he ri

ght t

o de

man

d th

e re

visi

on o

f the

Aw

ard.

In th

is c

ase,

and

unl

ess

ther

e be

an

agre

emen

t to

the

cont

rary

, the

dem

and

mus

t be

addr

esse

d to

the

Trib

unal

whi

ch p

rono

unce

d th

e A

war

d. I

t can

onl

y be

mad

e on

the

Page 14: PEACEFUL - United Nations

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

14grou

nd o

f the

dis

cove

ry o

f som

e ne

w fa

ct ca

lcul

ated

to e

xerc

ise

a de

cisi

ve in

fluen

ce o

nth

e A

war

d, a

nd w

hich

, at

the

time

the

disc

ussi

on w

as c

lose

d, w

as u

nkno

wn

to t

heTr

ibun

al a

nd to

the

party

dem

andi

ng th

e re

visi

on.

Proc

eedi

ngs f

or re

visi

on ca

n on

ly b

e ins

titut

ed b

y a d

ecis

ion

of th

e Trib

unal

expr

essl

yre

cord

ing

the

exis

tenc

e of

the

new

fact

, rec

ogni

zing

in it

the

char

acte

r des

crib

ed in

the

fore

goin

g pa

ragr

aph,

and

dec

larin

g th

e de

man

d ad

mis

sibl

e on

this

gro

und.

The

‘Com

prom

is’

fixes

the

perio

d w

ithin

whi

ch th

e de

man

d fo

r re

visi

on m

ust b

em

ade.

Artic

le 5

6

The

Aw

ard

is o

nly

bind

ing

on th

e pa

rties

who

con

clud

ed th

e ‘C

ompr

omis

’.W

hen

ther

e is

a q

uest

ion

of in

terp

retin

g a

Con

vent

ion

to w

hich

Pow

ers

othe

r tha

nth

ose c

once

rned

in th

e dis

pute

are p

artie

s, th

e lat

ter n

otify

to th

e for

mer

the ‘

Com

prom

is’

they

hav

e co

nclu

ded.

Eac

h of

thes

e Po

wer

s has

the

right

to in

terv

ene

in th

e ca

se. I

f one

or m

ore o

f the

m av

ail t

hem

selv

es o

f thi

s rig

ht, t

he in

terp

reta

tion

cont

aine

d in

the A

war

dis

equ

ally

bin

ding

on

them

.

Artic

le 5

7

Each

par

ty p

ays i

ts o

wn

expe

nses

and

an

equa

l sha

re o

f tho

se o

f the

Trib

unal

.

GEN

ERA

L PR

OV

ISIO

NS

Artic

le 5

8

The

pres

ent C

onve

ntio

n sh

all b

e ra

tifie

d as

spee

dily

as p

ossi

ble.

The

ratif

icat

ions

shal

l be

depo

site

d at

The

Hag

ue.

A p

rocè

s-ve

rbal

sha

ll be

dra

wn

up re

cord

ing

the

rece

ipt o

f eac

h ra

tific

atio

n, a

nd a

copy

dul

y ce

rtifie

d sh

all b

e se

nt, t

hrou

gh th

e di

plom

atic

cha

nnel

, to

all t

he P

ower

s who

wer

e re

pres

ente

d at

the

Inte

rnat

iona

l Pea

ce C

onfe

renc

e at

The

Hag

ue.

Artic

le 5

9

The

non-

Sign

ator

y Po

wer

s who

wer

e re

pres

ente

d at

the

Inte

rnat

iona

l Pea

ce C

onfe

r-en

ce ca

n ad

here

to th

e pre

sent

Con

vent

ion.

For

this

pur

pose

they

mus

t mak

e kno

wn

thei

rad

hesi

on t

o th

e C

ontra

ctin

g Po

wer

s by

a w

ritte

n no

tific

atio

n ad

dres

sed

to t

heN

ethe

rland

s Gov

ernm

ent,

and

com

mun

icat

ed b

y it

to a

ll th

e ot

her C

ontra

ctin

g Po

wer

s.

Artic

le 6

0

The

cond

ition

s on

whi

ch th

e Po

wer

s w

ho w

ere

not r

epre

sent

ed a

t the

Inte

rnat

iona

lPe

ace

Con

fere

nce

can

adhe

re to

the

pres

ent C

onve

ntio

n sh

all f

orm

the

subj

ect o

f a

subs

eque

nt A

gree

men

t am

ong

the

Con

tract

ing

Pow

ers.

1899

CO

NV

ENTI

ON

FO

R T

HE

PAC

IFIC

SET

TLEM

ENT

OF

INTE

RN

ATI

ON

AL

DIS

PUTE

S

15

Artic

le 6

1

In th

e ev

ent o

f on

e of

the

Hig

h C

ontra

ctin

g Pa

rties

den

ounc

ing

the

pres

ent C

on-

vent

ion,

this

den

unci

atio

n w

ould

not

take

eff

ect u

ntil

a ye

ar a

fter i

ts n

otifi

catio

n m

ade

in w

ritin

g to

the

Net

herla

nds

Gov

ernm

ent,

and

by it

com

mun

icat

ed a

t onc

e to

all

the

othe

r Con

tract

ing

Pow

ers.

This

den

unci

atio

n sh

all o

nly

affe

ct th

e no

tifyi

ng P

ower

.

In fa

ith o

f whi

ch th

e Ple

nipo

tent

iarie

s hav

e sig

ned

the p

rese

nt C

onve

ntio

n an

d af

fixed

thei

r sea

ls to

it.

Don

e at

The

Hag

ue, t

he 2

9th

July

, 189

9, in

a si

ngle

cop

y, w

hich

shal

l rem

ain

in th

ear

chiv

es o

f the

Net

herla

nds G

over

nmen

t, an

d co

pies

of i

t, du

ly ce

rtifie

d, b

e sen

t thr

ough

the

dipl

omat

ic c

hann

el to

the

Con

tract

ing

Pow

ers.

Page 15: PEACEFUL - United Nations

Convention for the Pacific Settlement of International Disputes, 1907

The Hague, 18 October 1907

Page 16: PEACEFUL - United Nations

17

19

07

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

*T

he

tex

t o

f th

e C

on

ven

tio

n r

epro

du

ced

her

e is

a t

ran

slat

ion

of

the

Fre

nch

tex

t ad

op

ted

at

the

19

07

Pea

ce C

on

fere

nce

. T

he

Fre

nch

-lan

gu

age

ver

sio

n i

s au

tho

rita

tiv

e.

19

CO

NV

EN

TIO

N

for

the

Pac

ific

Set

tlem

ent

of

Inte

rnat

ional

Dis

pute

s*

His

Maj

esty

th

e G

erm

an E

mp

ero

r, K

ing

of

Pru

ssia

; th

e P

resi

den

t o

f th

e U

nit

ed S

tate

s

of

Am

eric

a; t

he

Pre

sid

ent

of

the

Arg

enti

ne

Rep

ub

lic;

His

Maj

esty

th

e E

mp

ero

r o

f

Au

stri

a, K

ing

of

Bo

hem

ia, et

c., an

d A

po

sto

lic

Kin

g o

f H

un

gar

y;

His

Maj

esty

th

e K

ing

of

the

Bel

gia

ns;

th

e P

resi

den

t o

f th

e R

epu

bli

c o

f B

oli

via

; th

e P

resi

den

t o

f th

e R

epu

bli

c

of

the

Un

ited

Sta

tes

of

Bra

zil;

His

Ro

yal

Hig

hn

ess

the

Pri

nce

of

Bu

lgar

ia; th

e P

resi

den

t

of

the

Rep

ub

lic

of

Chil

e; H

is M

ajes

ty t

he

Em

per

or

of

Chin

a; t

he

Pre

sid

ent

of

the

Rep

ub

lic

of

Co

lom

bia

; th

e P

rov

isio

nal

Go

ver

no

r o

f th

e R

epu

bli

c o

f C

ub

a; H

is M

ajes

ty

the

Kin

g o

f D

enm

ark

; th

e P

resi

den

t o

f th

e D

om

inic

an R

epub

lic;

th

e P

resi

den

t o

f th

e

Rep

ub

lic

of

Ecu

ado

r; H

is M

ajes

ty t

he

Kin

g o

f S

pai

n;

the

Pre

sid

ent

of

the

Fre

nch

Rep

ub

lic;

His

Maj

esty

th

e K

ing

of

the

Un

ited

Kin

gd

om

of

Gre

at B

rita

in a

nd

Ire

lan

d a

nd

of

the

Bri

tish

Do

min

ion

s b

eyo

nd

th

e S

eas,

Em

per

or

of

Ind

ia;

His

Maj

esty

th

e K

ing

of

the

Hel

len

es; th

e P

resi

den

t o

f th

e R

epu

bli

c o

f G

uat

emal

a; th

e P

resi

den

t o

f th

e R

epu

bli

c

of

Hai

ti;

His

Maj

esty

th

e K

ing

of

Ital

y;

His

Maj

esty

th

e E

mp

ero

r o

f Ja

pan

; H

is R

oy

al

Hig

hn

ess

the

Gra

nd

Du

ke

of

Lu

xem

bo

urg

, D

uk

e o

f N

assa

u; th

e P

resi

den

t o

f th

e U

nit

ed

Sta

tes

of

Mex

ico

; H

is R

oy

al H

igh

nes

s th

e P

rin

ce o

f M

on

ten

egro

; th

e P

resi

den

t o

f th

e

Rep

ub

lic

of

Nic

arag

ua;

His

Maj

esty

th

e K

ing

of

No

rway

; th

e P

resi

den

t o

f th

e R

epu

bli

c

of

Pan

ama;

th

e P

resi

den

t o

f th

e R

epu

bli

c o

f P

arag

uay

; H

er M

ajes

ty t

he

Qu

een

of

the

Net

her

lan

ds;

th

e P

resi

den

t o

f th

e R

epu

bli

c o

f P

eru

; H

is I

mp

eria

l M

ajes

ty t

he

Sh

ah o

f

Per

sia;

His

Maj

esty

th

e K

ing

of

Ro

um

ania

; H

is M

ajes

ty th

e E

mp

ero

r o

f A

ll th

e R

uss

ias;

the

Pre

sid

ent

of

the

Rep

ub

lic

of

Sal

vad

or;

His

Maj

esty

th

e K

ing

of

Ser

via

; H

is M

ajes

ty

the

Kin

g o

f S

iam

; H

is M

ajes

ty t

he

Kin

g o

f S

wed

en;

the

Sw

iss

Fed

eral

Co

un

cil;

His

Maj

esty

th

e E

mp

ero

r o

f th

e O

tto

man

s; th

e P

resi

den

t o

f th

e O

rien

tal

Rep

ub

lic

of

Uru

gu

ay;

the

Pre

sid

ent

of

the

Un

ited

Sta

tes

of

Ven

ezu

ela;

An

imat

ed b

y t

he

sin

cere

des

ire

to w

ork

fo

r th

e m

ainte

nan

ce o

f g

ener

al p

eace

;

Res

olv

ed t

o p

rom

ote

by

all

th

e ef

fort

s in

th

eir

po

wer

th

e fr

ien

dly

set

tlem

ent

of

inte

rnat

ion

al d

isp

ute

s;

Rec

og

niz

ing

th

e so

lid

arit

y u

nit

ing

th

e m

emb

ers

of

the

soci

ety

of

civ

iliz

ed n

atio

ns;

Des

iro

us

of

exte

nd

ing

th

e em

pir

e o

f la

w a

nd

of

stre

ng

then

ing

th

e ap

pre

ciat

ion

of

inte

rnat

ion

al j

ust

ice;

Co

nv

ince

d th

at th

e p

erm

anen

t in

stit

uti

on

of

a T

rib

unal

of A

rbit

rati

on

acc

essi

ble

to a

ll,

in t

he

mid

st o

f in

dep

end

ent

Po

wer

s, w

ill

con

trib

ute

eff

ecti

vel

y t

o t

his

res

ult

;

Hav

ing

reg

ard

to

th

e ad

van

tag

es a

tten

din

g th

e g

ener

al a

nd

reg

ula

r o

rgan

izat

ion

of

the

pro

ced

ure

of

arb

itra

tio

n;

Sh

arin

g th

e o

pin

ion

of

the

aug

ust

in

itia

tor

of

the

Inte

rnat

ion

al P

eace

Co

nfe

ren

ce th

at

it is

exp

edie

nt to

rec

ord

in

an

In

tern

atio

nal

Ag

reem

ent th

e p

rin

cip

les

of

equ

ity

an

d r

igh

t

on

wh

ich

are

bas

ed t

he

secu

rity

of

Sta

tes

and

th

e w

elfa

re o

f p

eop

les;

Page 17: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

20

Bei

ng

d

esir

ou

s, w

ith

th

is o

bje

ct,

of

insu

rin

g th

e bet

ter

wo

rkin

g in

p

ract

ice

of

Co

mm

issi

on

s o

f In

qu

iry

an

d T

rib

un

als

of

Arb

itra

tio

n,

and o

f fa

cili

tati

ng

rec

ou

rse

to

arb

itra

tio

n i

n c

ases

wh

ich

all

ow

of

a su

mm

ary

pro

ced

ure

;

Hav

e d

eem

ed it n

eces

sary

to

rev

ise

in c

erta

in p

arti

cula

rs a

nd

to

co

mp

lete

th

e w

ork

of

the

Fir

st P

eace

Co

nfe

ren

ce f

or

the

pac

ific

set

tlem

ent

of

inte

rnat

ion

al d

isp

ute

s;

Th

e H

igh

Co

ntr

acti

ng

Par

ties

hav

e re

solv

ed t

o c

on

clu

de

a n

ew C

on

ven

tio

n f

or

this

pu

rpo

se,

and

hav

e ap

po

inte

d t

he

foll

ow

ing

as

thei

r P

len

ipo

ten

tiar

ies:

(Her

e fo

llo

w t

he

na

mes

of

Ple

nip

ote

nti

ari

es.)

Wh

o,

afte

r h

avin

g d

epo

site

d t

hei

r fu

ll p

ow

ers,

fo

un

d i

n g

oo

d a

nd

du

e fo

rm,

hav

e

agre

ed u

po

n t

he

foll

ow

ing

:

PA

RT

I. T

HE

MA

INT

EN

AN

CE

OF

GE

NE

RA

L P

EA

CE

Art

icle

1

Wit

h a

vie

w t

o o

bv

iati

ng

as

far

as p

oss

ible

rec

ou

rse

to f

orc

e in

th

e re

lati

on

s b

etw

een

Sta

tes,

th

e C

on

trac

tin

g P

ow

ers

agre

e to

use

thei

r bes

t ef

fort

s to

en

sure

th

e p

acif

ic s

ettl

e-

men

t o

f in

tern

atio

nal

dif

fere

nce

s.

PA

RT

II.

GO

OD

OF

FIC

ES

AN

D M

ED

IAT

ION

Art

icle

2

In c

ase

of

seri

ou

s d

isag

reem

ent o

r d

isp

ute

, b

efo

re a

n a

pp

eal to

arm

s, th

e C

on

trac

tin

g

Po

wer

s ag

ree

to h

ave

reco

urs

e, a

s fa

r as

cir

cum

stan

ces

allo

w,

to t

he

go

od

off

ices

or

med

iati

on

of

on

e o

r m

ore

fri

end

ly P

ow

ers.

Art

icle

3

Ind

epen

den

tly

o

f th

is re

cou

rse,

th

e C

on

trac

tin

g P

ow

ers

dee

m it

ex

ped

ien

t an

d

des

irab

le t

hat

on

e o

r m

ore

Po

wer

s, s

tran

ger

s to

th

e d

isp

ute

, sh

ou

ld,

on

th

eir

ow

n i

ni-

tiat

ive

and

as

far

as c

ircu

mst

ance

s m

ay a

llo

w, o

ffer

thei

r g

oo

d o

ffic

es o

r m

edia

tio

n to

th

e

Sta

tes

at v

aria

nce

.

Pow

ers

stra

ng

ers

to th

e d

isp

ute

hav

e th

e ri

gh

t to

off

er g

oo

d o

ffic

es o

r m

edia

tio

n e

ven

du

rin

g t

he

cou

rse

of

ho

stil

itie

s.

Th

e ex

erci

se o

f th

is r

igh

t ca

n n

ever

be

reg

ard

ed b

y e

ith

er o

f th

e p

arti

es i

n d

isp

ute

as

an u

nfr

ien

dly

act

.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

21

Art

icle

4

Th

e p

art

of

the

med

iato

r co

nsi

sts

in r

eco

nci

lin

g t

he

op

po

sin

g c

laim

s an

d a

pp

easi

ng

the

feel

ing

s o

f re

sen

tmen

t w

hic

h m

ay h

ave

aris

en b

etw

een

th

e S

tate

s at

var

ian

ce.

Art

icle

5

Th

e fu

nct

ion

s o

f th

e m

edia

tor

are

at a

n e

nd

wh

en o

nce

it is

dec

lare

d, ei

ther

by

on

e o

f

the

par

ties

to

th

e d

isp

ute

or

by

th

e m

edia

tor

him

self

, th

at t

he

mea

ns

of

reco

nci

liat

ion

pro

po

sed

by

him

are

no

t ac

cep

ted

.

Art

icle

6

Go

od

off

ices

an

d m

edia

tio

n u

nd

erta

ken

eit

her

at

the

req

ues

t o

f th

e p

arti

es i

n d

isp

ute

or

on

th

e in

itia

tiv

e o

f P

ow

ers

stra

ng

ers

to t

he

dis

pu

te h

ave

excl

usi

vel

y t

he

char

acte

r o

f

adv

ice,

an

d n

ever

hav

e b

ind

ing

fo

rce.

Art

icle

7

Th

e ac

cep

tan

ce o

f m

edia

tio

n c

ann

ot,

un

less

th

ere

be

an a

gre

emen

t to

th

e co

ntr

ary,

hav

e th

e ef

fect

of

inte

rru

pti

ng

, d

elay

ing

, or

hin

der

ing

mo

bil

izat

ion

or

oth

er m

easu

res

of

pre

par

atio

n f

or

war

.

If i

t ta

kes

pla

ce a

fter

th

e co

mm

ence

men

t o

f h

ost

ilit

ies,

th

e m

ilit

ary

op

erat

ion

s in

pro

gre

ss a

re n

ot

inte

rru

pte

d i

n t

he

abse

nce

of

an a

gre

emen

t to

th

e co

ntr

ary.

Art

icle

8

Th

e C

on

trac

tin

g P

ow

ers

are

agre

ed i

n r

eco

mm

end

ing

th

e ap

pli

cati

on

, w

hen

cir

cum

-

stan

ces

allo

w,

of

spec

ial

med

iati

on

in

th

e fo

llo

win

g f

orm

:

In c

ase

of

a se

rio

us

dif

fere

nce

en

dan

ger

ing

pea

ce,

the

Sta

tes

at v

aria

nce

ch

oo

se

resp

ecti

vel

y a

Po

wer

, to

wh

ich

th

ey i

ntr

ust

th

e m

issi

on

of

ente

rin

g i

nto

dir

ect

com

mu

-

nic

atio

n w

ith

th

e P

ow

er c

ho

sen

on

th

e o

ther

sid

e, w

ith

th

e o

bje

ct o

f p

rev

enti

ng

th

e

rup

ture

of

pac

ific

rel

atio

ns.

Fo

r th

e p

erio

d o

f th

is m

and

ate,

th

e te

rm o

f w

hic

h, u

nle

ss o

ther

wis

e st

ipu

late

d, c

ann

ot

exce

ed t

hir

ty d

ays,

th

e S

tate

s in

dis

pu

te c

ease

fro

m a

ll d

irec

t co

mm

un

icat

ion

on

th

e

sub

ject

of th

e d

isp

ute

, wh

ich

is reg

ard

ed a

s re

ferr

ed e

xcl

usi

vel

y to

the

med

iati

ng

Po

wer

s,

wh

ich

mu

st u

se t

hei

r b

est

effo

rts

to s

ettl

e it

.

In c

ase

of

a d

efin

ite

rup

ture

of

pac

ific

rel

atio

ns,

th

ese

Po

wer

s ar

e ch

arg

ed w

ith

th

e

join

t ta

sk o

f ta

kin

g a

dv

anta

ge

of

any

op

po

rtu

nit

y t

o r

esto

re p

eace

.

Page 18: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

22

PA

RT

III

. IN

TE

RN

AT

ION

AL

CO

MM

ISS

ION

S O

F I

NQ

UIR

Y

Art

icle

9

In d

isp

ute

s o

f an

in

tern

atio

nal

nat

ure

in

vo

lvin

g n

eith

er h

on

ou

r n

or

vit

al in

tere

sts,

an

d

aris

ing

fro

m a

dif

fere

nce

of

op

inio

n o

n p

oin

ts o

f fa

cts,

th

e C

on

trac

tin

g P

ow

ers

dee

m i

t

exp

edie

nt an

d d

esir

able

th

at th

e p

arti

es w

ho

hav

e no

t b

een

ab

le to

co

me

to a

n a

gre

emen

t

by

mea

ns

of

dip

lom

acy,

sh

ou

ld, as

far

as

circ

um

stan

ces

allo

w, in

stit

ute

an

In

tern

atio

nal

Co

mm

issi

on

of

Inq

uir

y, to

fac

ilit

ate

a so

luti

on

of

thes

e d

isp

ute

s b

y e

luci

dat

ing

th

e fa

cts

by

mea

ns

of

an i

mp

arti

al a

nd

co

nsc

ien

tio

us

inv

esti

gat

ion

.

Art

icle

10

Inte

rnat

ion

al C

om

mis

sio

ns

of

Inq

uir

y a

re c

on

stit

ute

d b

y s

pec

ial

agre

emen

t b

etw

een

the

par

ties

in

dis

pu

te.

Th

e In

qu

iry

Co

nv

enti

on

def

ines

th

e fa

cts

to b

e ex

amin

ed; it

det

erm

ines

th

e m

od

e an

d

tim

e in

wh

ich

th

e C

om

mis

sio

n i

s to

be

form

ed a

nd

th

e ex

ten

t o

f th

e p

ow

ers

of

the

Co

mm

issi

on

ers.

It a

lso

det

erm

ines

, if

ther

e is

nee

d, w

her

e th

e C

om

mis

sio

n is

to s

it, a

nd

wh

eth

er it m

ay

rem

ov

e to

an

oth

er p

lace

, th

e la

ng

uag

e th

e C

om

mis

sion

sh

all

use

an

d t

he

lan

gu

ages

th

e

use

of

wh

ich

sh

all

be

auth

ori

zed

bef

ore

it,

as

wel

l as

th

e d

ate

on

wh

ich

eac

h p

arty

mu

st

dep

osi

t it

s st

atem

ent o

f fa

cts,

an

d, g

ener

ally

sp

eak

ing

, all

th

e co

nd

itio

ns

up

on

wh

ich

th

e

par

ties

hav

e ag

reed

.

If t

he

par

ties

co

nsi

der

it

nec

essa

ry t

o a

pp

oin

t A

sses

sors

, th

e C

on

ven

tio

n o

f In

qu

iry

shal

l d

eter

min

e th

e m

od

e o

f th

eir

sele

ctio

n a

nd

th

e ex

ten

t o

f th

eir

po

wer

s.

Art

icle

11

If t

he

Inq

uir

y C

on

ven

tio

n h

as n

ot

det

erm

ined

wh

ere

the

Co

mm

issi

on

is

to s

it, it

wil

l

sit

at T

he

Hag

ue.

Th

e p

lace

of

mee

tin

g,

on

ce f

ixed

, ca

nn

ot

be

alte

red b

y t

he

Co

mm

issi

on

ex

cep

t w

ith

the

asse

nt

of

the

par

ties

.

If th

e In

qu

iry

Co

nv

enti

on

has

no

t d

eter

min

ed w

hat

lan

guag

es a

re to

be

emp

loy

ed, t

he

qu

esti

on

sh

all

be

dec

ided

by

th

e C

om

mis

sio

n.

Art

icle

12

Un

less

an

un

der

tak

ing

is

mad

e to

th

e co

ntr

ary,

Co

mm

issi

on

s o

f In

qu

iry

sh

all

be

form

ed i

n t

he

man

ner

det

erm

ined

by

Art

icle

s 4

5 a

nd

57

of

the

pre

sen

t C

on

ven

tio

n.

Art

icle

13

Sh

ou

ld o

ne

of

the

Co

mm

issi

on

ers

or

on

e o

f th

e A

sses

sors

, sh

ou

ld th

ere

be

any,

eit

her

die

, or

resi

gn

, o

r b

e u

nab

le f

or

any

rea

son

wh

atev

er to

dis

char

ge

his

fu

nct

ion

s, th

e sa

me

pro

ced

ure

is

foll

ow

ed f

or

fill

ing

th

e v

acan

cy a

s w

as f

oll

ow

ed f

or

app

oin

tin

g h

im.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

23

Art

icle

14

Th

e p

arti

es a

re e

nti

tled

to

ap

po

int sp

ecia

l ag

ents

to

att

end

th

e C

om

mis

sio

n o

f In

qu

iry,

wh

ose

du

ty i

t is

to

rep

rese

nt

them

an

d t

o a

ct a

s in

term

edia

ries

bet

wee

n t

hem

an

d t

he

Co

mm

issi

on

.

Th

ey a

re fu

rth

er a

uth

ori

zed

to e

ng

age

cou

nse

l or

adv

oca

tes,

ap

po

inte

d b

y th

emse

lves

,

to s

tate

th

eir

case

an

d u

ph

old

th

eir

inte

rest

s b

efore

th

e C

om

mis

sio

n.

Art

icle

15

Th

e In

tern

atio

nal

Bure

au o

f th

e P

erm

anen

t Co

urt

of A

rbit

rati

on

act

s as

reg

istr

y fo

r th

e

Co

mm

issi

on

s w

hic

h s

it a

t T

he

Hag

ue,

an

d s

hal

l p

lace

its

off

ices

an

d s

taff

at th

e d

isp

osa

l

of

the

Co

ntr

acti

ng

Po

wer

s fo

r th

e u

se o

f th

e C

om

mis

sio

n o

f In

qu

iry.

Art

icle

16

If t

he

Co

mm

issi

on

mee

ts e

lsew

her

e th

an a

t T

he

Hag

ue,

it

app

oin

ts a

Sec

reta

ry-

Gen

eral

, w

ho

se o

ffic

e se

rves

as

reg

istr

y.

It i

s th

e fu

nct

ion

of

the

reg

istr

y, u

nd

er t

he

con

tro

l o

f th

e P

resi

den

t, t

o m

ake

the

nec

essa

ry a

rran

gem

ents

fo

r th

e si

ttin

gs

of

the

Co

mm

issi

on

, th

e p

rep

arat

ion

of

the

Min

ute

s, a

nd

, w

hil

e th

e in

qu

iry

las

ts,

for

the

char

ge

of

the

arch

ives

, w

hic

h s

hal

l

sub

seq

uen

tly

be

tran

sfer

red

to

th

e In

tern

atio

nal

Bure

au a

t T

he

Hag

ue.

Art

icle

17

In o

rder

to

fac

ilit

ate

the

con

stit

uti

on

an

d w

ork

ing o

f C

om

mis

sio

ns

of

Inq

uir

y, t

he

Co

ntr

acti

ng

Po

wer

s re

com

men

d t

he

foll

ow

ing

ru

les,

wh

ich

sh

all

be

app

lica

ble

to

th

e

inq

uir

y p

roce

du

re i

n s

o f

ar a

s th

e p

arti

es d

o n

ot

ado

pt

oth

er r

ule

s.

Art

icle

18

Th

e C

om

mis

sio

n s

hal

l se

ttle

th

e d

etai

ls o

f th

e p

roce

du

re n

ot

cov

ered

by

th

e sp

ecia

l

Inq

uir

y C

on

ven

tio

n o

r th

e p

rese

nt

Co

nv

enti

on

, an

d s

hal

l ar

ran

ge

all

the

form

alit

ies

req

uir

ed f

or

dea

lin

g w

ith

th

e ev

iden

ce.

Art

icle

19

On

th

e in

qu

iry

bo

th s

ides

mu

st b

e h

eard

.

At th

e d

ates

fix

ed, e

ach

par

ty c

om

mu

nic

ates

to

th

e C

om

mis

sio

n a

nd

to

th

e o

ther

par

ty

the

stat

emen

ts o

f fa

cts,

if

any,

an

d, in

all

cas

es, th

e in

stru

men

ts, p

aper

s, a

nd

do

cum

ents

wh

ich

it

con

sid

ers

use

ful

for

asce

rtai

nin

g t

he

tru

th,

as w

ell

as t

he

list

of

wit

nes

ses

and

exp

erts

wh

ose

ev

iden

ce i

t w

ish

es t

o b

e h

eard

.

Page 19: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

24

Art

icle

20

Th

e C

om

mis

sio

n is

en

titl

ed, w

ith

the

asse

nt o

f th

e P

ow

ers,

to m

ov

e te

mp

ora

rily

to a

ny

pla

ce w

her

e it

co

nsi

der

s it

may

be

use

ful to

hav

e re

cou

rse

to th

is m

ean

s o

f in

qu

iry

or

to

sen

d o

ne

or

mo

re o

f it

s m

emb

ers.

Per

mis

sio

n m

ust

be

ob

tain

ed f

rom

th

e S

tate

on

wh

ose

terr

ito

ry i

t is

pro

po

sed

to

ho

ld t

he

inq

uir

y.

Art

icle

21

Ev

ery

in

ves

tig

atio

n,

and

ev

ery

ex

amin

atio

n o

f a

loca

lity

, m

ust

be

mad

e in

th

e

pre

sen

ce o

f th

e ag

ents

an

d c

ou

nse

l of

the

par

ties

or

afte

r th

ey h

ave

bee

n d

uly

su

mm

on

ed.

Art

icle

22

Th

e C

om

mis

sio

n i

s en

titl

ed t

o a

sk f

rom

eit

her

par

ty f

or

such

ex

pla

nat

ion

s an

d

info

rmat

ion

as

it c

on

sid

ers

nec

essa

ry.

Art

icle

23

Th

e p

arti

es u

nd

erta

ke

to s

up

ply

the

Co

mm

issi

on

of

Inq

uir

y, a

s fu

lly

as

they

may

th

ink

po

ssib

le,

wit

h a

ll m

ean

s an

d f

acil

itie

s n

eces

sary

to

en

able

it

to b

eco

me

com

ple

tely

acq

uai

nte

d w

ith

, an

d t

o a

ccu

rate

ly u

nd

erst

and

, th

e fa

cts

in q

ues

tio

n.

Th

ey u

nd

erta

ke

to m

ake

use

of

the

mea

ns

at th

eir

dis

po

sal,

un

der

th

eir

mu

nic

ipal

law

,

to i

nsu

re t

he

app

eara

nce

of

the

wit

nes

ses

or

exp

erts

wh

o a

re i

n t

hei

r te

rrit

ory

an

d h

ave

bee

n s

um

mo

ned

bef

ore

th

e C

om

mis

sio

n.

If t

he

wit

nes

ses

or

exp

erts

are

un

able

to

ap

pea

r b

efo

re t

he

Co

mm

issi

on

, th

e p

arti

es

wil

l ar

ran

ge

for

thei

r ev

iden

ce t

o b

e ta

ken

bef

ore

th

e q

ual

ifie

d o

ffic

ials

of

thei

r o

wn

cou

ntr

y.

Art

icle

24

Fo

r al

l n

oti

ces

to b

e se

rved

by

th

e C

om

mis

sio

n i

n t

he

terr

ito

ry o

f a

thir

d C

on

trac

tin

g

Po

wer

, th

e C

om

mis

sio

n s

hal

l ap

ply

dir

ect

to t

he

Go

ver

nm

ent

of

the

said

Po

wer

. T

he

sam

e ru

le a

pp

lies

in

th

e ca

se o

f st

eps

bei

ng

tak

en o

n t

he

spo

t to

pro

cure

ev

iden

ce.

Th

e re

qu

ests

fo

r th

is p

urp

ose

are

to

be

exec

ute

d s

o f

ar a

s th

e m

ean

s at

th

e d

isp

osa

l o

f

the

Po

wer

ap

pli

ed t

o u

nd

er i

ts m

un

icip

al l

aw a

llo

w. T

hey

can

no

t b

e re

ject

ed u

nle

ss t

he

Po

wer

in

qu

esti

on

co

nsi

der

s th

ey a

re c

alcu

late

d t

o i

mp

air

its

sov

erei

gn

rig

hts

or

its

safe

ty.

Th

e C

om

mis

sio

n w

ill

equ

ally

be

alw

ays

enti

tled

to

act

thro

ug

h t

he

Po

wer

on

wh

ose

terr

ito

ry i

t si

ts.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

25

Art

icle

25

Th

e w

itn

esse

s an

d e

xp

erts

are

su

mm

on

ed o

n t

he

req

ues

t o

f th

e p

arti

es o

r b

y t

he

Co

mm

issi

on

of

its

ow

n m

oti

on

, an

d, in

ev

ery

cas

e, thro

ug

h th

e G

ov

ern

men

t o

f th

e S

tate

in w

ho

se t

erri

tory

th

ey a

re.

Th

e w

itn

esse

s ar

e h

eard

in s

ucc

essi

on

an

d s

epar

atel

y in

the

pre

sen

ce o

f th

e ag

ents

an

d

cou

nse

l, a

nd

in

th

e o

rder

fix

ed b

y t

he

Co

mm

issi

on

.

Art

icle

26

Th

e ex

amin

atio

n o

f w

itn

esse

s is

co

nd

uct

ed b

y t

he

Pre

sid

ent.

Th

e m

emb

ers

of

the

Co

mm

issi

on

may

ho

wev

er p

ut

to e

ach

wit

nes

s q

ues

tio

ns

wh

ich

they

co

nsi

der

lik

ely

to

th

row

lig

ht

on

an

d c

om

ple

te h

is e

vid

ence

, o

r g

et i

nfo

rmat

ion

on

any

po

int

con

cern

ing

th

e w

itn

ess

wit

hin

th

e li

mit

s o

f w

hat

is

nec

essa

ry i

n o

rder

to

get

at t

he

tru

th.

Th

e ag

ents

an

d c

ou

nse

l of

the

par

ties

may

no

t in

terr

up

t th

e w

itn

ess

wh

en h

e is

mak

ing

his

sta

tem

ent,

no

r p

ut

any

dir

ect

qu

esti

on

to

him

, b

ut

they

may

ask

th

e P

resi

den

t to

pu

t

such

ad

dit

ion

al q

ues

tio

ns

to t

he

wit

nes

s as

th

ey t

hin

k e

xp

edie

nt.

Art

icle

27

Th

e w

itn

ess

mu

st g

ive

his

ev

iden

ce w

ith

ou

t b

ein

g a

llo

wed

to

rea

d a

ny

wri

tten

dra

ft.

He

may

, h

ow

ever

, b

e p

erm

itte

d b

y t

he

Pre

sid

ent

to c

on

sult

no

tes

or

do

cum

ents

if

the

nat

ure

of

the

fact

s re

ferr

ed t

o n

eces

sita

tes

thei

r em

plo

ym

ent.

Art

icle

28

A M

inu

te o

f th

e ev

iden

ce o

f th

e w

itn

ess

is d

raw

n u

p f

ort

hw

ith

an

d r

ead

to th

e w

itn

ess.

Th

e la

tter

may

mak

e su

ch a

lter

atio

ns

and

ad

dit

ion

s as

he

thin

ks

nec

essa

ry,

wh

ich

wil

l

be

reco

rded

at

the

end

of

his

sta

tem

ent.

Wh

en t

he

wh

ole

of

his

sta

tem

ent

has

bee

n r

ead

to

th

e w

itn

ess,

he

is a

sked

to

sig

n i

t.

Art

icle

29

Th

e ag

ents

are

au

tho

rize

d, in

th

e co

urs

e o

f o

r at

th

e cl

ose

of

the

inq

uir

y, to

pre

sen

t in

wri

tin

g t

o t

he

Co

mm

issi

on

an

d t

o t

he

oth

er p

arty

such

sta

tem

ents

, re

qu

isit

ion

s, o

r

sum

mar

ies

of

the

fact

s as

th

ey c

on

sider

use

ful

for

asce

rtai

nin

g t

he

tru

th.

Art

icle

30

Th

e C

om

mis

sio

n c

on

sid

ers

its

dec

isio

ns

in p

riv

ate

and

th

e p

roce

edin

gs

are

secr

et.

All

qu

esti

on

s ar

e d

ecid

ed b

y a

maj

ori

ty o

f th

e m

ember

s o

f th

e C

om

mis

sio

n.

If a

mem

ber

dec

lin

es t

o v

ote

, th

e fa

ct m

ust

be

reco

rded

in

th

e M

inu

tes.

Page 20: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

26

Art

icle

31

Th

e si

ttin

gs

of

the

Co

mm

issi

on

are

no

t p

ub

lic,

no

r th

e M

inu

tes

and

do

cum

ents

con

nec

ted

wit

h t

he

inq

uir

y p

ub

lish

ed e

xce

pt

in v

irtu

e o

f a

dec

isio

n o

f th

e C

om

mis

sio

n

tak

en w

ith

th

e co

nse

nt

of

the

par

ties

.

Art

icle

32

Aft

er th

e p

arti

es h

ave

pre

sen

ted

all

th

e ex

pla

nat

ion

s an

d e

vid

ence

, an

d th

e w

itn

esse

s

hav

e al

l b

een

hea

rd, th

e P

resi

den

t d

ecla

res

the

inqu

iry

ter

min

ated

, an

d th

e C

om

mis

sio

n

adjo

urn

s to

del

iber

ate

and

to

dra

w u

p i

ts R

epo

rt.

Art

icle

33

Th

e R

epo

rt i

s si

gn

ed b

y a

ll t

he

mem

ber

s o

f th

e C

om

mis

sio

n.

If o

ne

of

the

mem

ber

s re

fuse

s to

sig

n,

the

fact

is

men

tio

ned

; b

ut

the

val

idit

y o

f th

e

Rep

ort

is

no

t af

fect

ed.

Art

icle

34

Th

e R

epo

rt o

f th

e C

om

mis

sio

n is

read

at a

pu

bli

c si

ttin

g, t

he

agen

ts a

nd

co

un

sel o

f th

e

par

ties

bei

ng

pre

sen

t or

du

ly s

um

mo

ned

.

A c

op

y o

f th

e R

epo

rt i

s g

iven

to

eac

h p

arty

.

Art

icle

35

Th

e R

epo

rt o

f th

e C

om

mis

sio

n i

s li

mit

ed t

o a

sta

tem

ent

of

fact

s, a

nd

has

in

no

way

the

char

acte

r o

f an

Aw

ard

. It

lea

ves

to

th

e p

arti

es e

nti

re f

reed

om

as

to t

he

effe

ct t

o b

e

giv

en t

o t

he

stat

emen

t.

Art

icle

36

Eac

h p

arty

pay

s it

s o

wn

ex

pen

ses

and

an

eq

ual

sh

are

of

the

exp

ense

s in

curr

ed b

y th

e

Co

mm

issi

on

.

PA

RT

IV

. IN

TE

RN

AT

ION

AL

AR

BIT

RA

TIO

N

Ch

ap

ter

I. T

he

Sy

stem

of

Arb

itra

tio

n

Art

i cl e

37

Inte

rnat

ion

al a

rbit

rati

on

has

fo

r it

s o

bj e

ct th

e se

ttle

men

t of

dis

pu

tes

bet

wee

n S

tate

s b

y

Jud

ges

of

thei

r o

wn

ch

oic

e an

d o

n t

he

bas

is o

f re

spec

t fo

r la

w.

Rec

ou

rse

to a

rbit

rati

on

im

pli

es a

n e

ng

agem

ent

to s

ub

mit

in

go

od

fai

th t

o t

he

Aw

ard

.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

27

Art

icle

38

In q

ues

tio

ns

of

a le

gal

nat

ure

, an

d e

spec

iall

y i

n t

he

inte

rpre

tati

on

or

app

lica

tio

n o

f

Inte

rnat

ion

al C

on

ven

tio

ns,

arb

itra

tio

n i

s re

cog

niz

ed b

y t

he

Co

ntr

acti

ng

Po

wer

s as

th

e

mo

st e

ffec

tiv

e, a

nd

, at

th

e sa

me

tim

e, t

he

mo

st e

qu

itab

le m

ean

s o

f se

ttli

ng

dis

pu

tes

wh

ich

dip

lom

acy

has

fai

led

to

set

tle.

Co

nse

qu

entl

y, i

t w

ou

ld b

e d

esir

able

th

at,

in d

isp

ute

s ab

ou

t th

e ab

ov

e-m

enti

on

ed

qu

esti

on

s, th

e C

on

trac

tin

g P

ow

ers

sho

uld

, if

the

case

aro

se, h

ave

reco

urs

e to

arb

itra

tio

n,

in s

o f

ar a

s ci

rcu

mst

ance

s p

erm

it.

Art

icle

39

Th

e A

rbit

rati

on

C

on

ven

tio

n is

co

ncl

ud

ed fo

r q

ues

tio

ns

alre

ady

ex

isti

ng

o

r fo

r

qu

esti

on

s w

hic

h m

ay a

rise

ev

entu

ally

.

It m

ay e

mb

race

an

y d

isp

ute

or

on

ly d

isp

ute

s o

f a

cert

ain

cat

ego

ry.

Art

icle

40

Ind

epen

den

tly

o

f gen

eral

o

r p

riv

ate

Tre

atie

s ex

pre

ssly

st

ipu

lati

ng

re

cou

rse

to

arb

itra

tio

n a

s o

bli

gat

ory

on

th

e C

on

trac

tin

g P

ow

ers,

th

e sa

id P

ow

ers

rese

rve

to t

hem

-

selv

es t

he

rig

ht

of

con

clu

din

g n

ew A

gre

emen

ts,

gen

eral

or

par

ticu

lar,

wit

h a

vie

w t

o

exte

nd

ing

co

mp

uls

ory

arb

itra

tio

n t

o a

ll c

ases

wh

ich t

hey

may

co

nsi

der

it

po

ssib

le t

o

sub

mit

to

it.

Ch

ap

ter

II.

Th

e P

erm

an

ent

Co

urt

of

Arb

itra

tio

n

Art

icle

41

Wit

h t

he

ob

ject

of

faci

lita

tin

g a

n i

mm

edia

te r

eco

urs

e to

arb

itra

tio

n f

or

inte

rnat

ion

al

dif

fere

nce

s, w

hic

h i

t h

as n

ot

bee

n p

oss

ible

to

set

tle

by

dip

lom

acy,

th

e C

on

trac

tin

g

Po

wer

s u

nd

erta

ke

to m

ain

tain

th

e P

erm

anen

t C

ou

rt o

f A

rbit

rati

on

, as

est

abli

shed

by

th

e

Fir

st P

eace

Confe

rence

, acc

essi

ble

at a

ll ti

mes

, and o

per

atin

g, u

nle

ss o

ther

wis

e st

ipula

ted

by

th

e p

arti

es,

in ac

cord

ance

w

ith

th

e ru

les

of

pro

ced

ure

in

sert

ed in

th

e p

rese

nt

Co

nv

enti

on

.

Art

icle

42

Th

e P

erm

anen

t C

ou

rt i

s co

mp

eten

t fo

r al

l ar

bit

rati

on

cas

es,

un

less

th

e p

arti

es a

gre

e

to i

nst

itu

te a

sp

ecia

l T

rib

un

al.

Page 21: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

28

Art

icle

43

Th

e P

erm

anen

t C

ourt

sit

s at

Th

e H

agu

e.

An

In

tern

atio

nal

B

ure

au se

rves

as

re

gis

try

fo

r th

e C

ou

rt.

It is

th

e ch

ann

el fo

r

com

mu

nic

atio

ns

rela

tiv

e to

th

e m

eeti

ng

s o

f th

e C

ou

rt;

it h

as c

har

ge

of

the

arch

ives

an

d

con

du

cts

all

the

adm

inis

trat

ive

bu

sin

ess.

Th

e C

on

trac

tin

g P

ow

ers

un

der

tak

e to

co

mm

un

icat

e to

the

Bu

reau

, as

soo

n a

s p

oss

ible

,

a ce

rtif

ied

co

py

of

any

co

nd

itio

ns

of

arb

itra

tio

n a

rriv

ed a

t b

etw

een

th

em a

nd

of

any

Aw

ard

co

nce

rnin

g t

hem

del

iver

ed b

y a

sp

ecia

l T

rib

unal

.

Th

ey l

ikew

ise

un

der

tak

e to

co

mm

un

icat

e to

th

e B

ure

au t

he

law

s, r

egu

lati

on

s, a

nd

do

cum

ents

ev

entu

ally

sh

ow

ing

th

e ex

ecu

tio

n o

f th

e A

war

ds

giv

en b

y t

he

Co

urt

.

Art

icle

44

Eac

h C

on

trac

tin

g P

ow

er s

elec

ts f

ou

r p

erso

ns

at t

he

most

, o

f k

no

wn

co

mp

eten

cy i

n

qu

esti

on

s o

f in

tern

atio

nal

law

, o

f th

e h

igh

est

mo

ral

rep

uta

tio

n,

and

dis

po

sed

to

acc

ept

the

du

ties

of

Arb

itra

tor.

Th

e p

erso

ns

thu

s el

ecte

d a

re in

scri

bed

, as

Mem

ber

s o

f th

e C

ou

rt, in

a lis

t w

hic

h s

hal

l

be

no

tifi

ed t

o a

ll t

he

Co

ntr

acti

ng

Po

wer

s b

y t

he

Bure

au.

An

y a

lter

atio

n i

n t

he

list

of

Arb

itra

tors

is

bro

ug

ht b

y th

e B

ure

au t

o t

he

kn

ow

led

ge

of

the

Co

ntr

acti

ng

Po

wer

s.

Tw

o o

r m

ore

Po

wer

s m

ay a

gre

e o

n th

e se

lect

ion

in

com

mo

n o

f o

ne

or

mo

re M

emb

ers.

Th

e sa

me

per

son

can

be

sele

cted

by

dif

fere

nt P

ow

ers.

Th

e M

emb

ers

of

the

Co

urt

are

app

oin

ted

fo

r a

term

of

six

yea

rs.

Th

ese

app

oin

tmen

ts a

re r

enew

able

.

Sho

uld

a M

emb

er o

f th

e C

ou

rt d

ie o

r re

sig

n, t

he

sam

e p

roce

du

re is

fo

llo

wed

fo

r fi

llin

g

the

vac

ancy

as

was

fo

llo

wed

fo

r ap

po

inti

ng

him

. In

th

is c

ase

the

app

oin

tmen

t is

mad

e

for

a fr

esh

per

iod

of

six

yea

rs.

Art

icle

45

Wh

en t

he

Co

ntr

acti

ng

Po

wer

s w

ish

to

hav

e re

cou

rse

to t

he

Per

man

ent

Co

urt

fo

r th

e

sett

lem

ent

of

a d

iffe

ren

ce w

hic

h h

as a

rise

n b

etw

een t

hem

, th

e A

rbit

rato

rs c

alle

d u

po

n

to f

orm

th

e T

rib

un

al w

ith

ju

risd

icti

on

to

dec

ide

this

dif

fere

nce

mu

st b

e ch

ose

n f

rom

th

e

gen

eral

lis

t o

f M

emb

ers

of

the

Co

urt

.

Fai

lin

g t

he

dir

ect

agre

emen

t o

f th

e p

arti

es o

n t

he

com

po

siti

on

of

the

Arb

itra

tio

n

Tri

bu

nal

, th

e fo

llo

win

g c

ou

rse

shal

l b

e p

urs

ued

:

Eac

h p

arty

ap

po

ints

tw

o A

rbit

rato

rs, o

f w

ho

m o

ne

only

can

be

its

nat

ion

al o

r ch

ose

n

fro

m a

mo

ng

th

e p

erso

ns

sele

cted

by

it

as M

emb

ers

of

the

Per

man

ent

Co

urt

. T

hes

e

Arb

itra

tors

to

get

her

cho

ose

an

Um

pir

e.

If th

e v

ote

s ar

e eq

ual

ly d

ivid

ed, t

he

cho

ice

of

the

Um

pir

e is

in

tru

sted

to

a th

ird

Po

wer

,

sele

cted

by

th

e p

arti

es b

y c

om

mo

n a

cco

rd.

If a

n a

gre

emen

t is

no

t ar

riv

ed a

t o

n t

his

su

bje

ct e

ach

par

ty s

elec

ts a

dif

fere

nt

Po

wer

,

and

th

e ch

oic

e o

f th

e U

mp

ire

is m

ade

in c

on

cert

by

th

e P

ow

ers

thu

s se

lect

ed.

If, w

ith

in tw

o m

on

ths’

tim

e, th

ese

two

Po

wer

s ca

nn

ot co

me

to a

n a

gre

emen

t, e

ach

of

them

pre

sen

ts t

wo

can

did

ates

tak

en f

rom

th

e li

st o

f M

emb

ers

of

the

Per

man

ent

Co

urt

,

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

29

excl

usi

ve

of

the

mem

ber

s se

lect

ed b

y t

he

par

ties

and n

ot

bei

ng

na t

ion

als

of

eith

er o

f

them

. D

raw

ing

lo

ts d

eter

min

es w

hic

h o

f th

e ca

nd

idat

es th

us

pre

sen

ted

sh

all b

e U

mp

ire.

Art

icle

46

Th

e T

rib

un

al b

ein

g t

hu

s co

mp

ose

d,

the

par

ties

no

tify

to

th

e B

ure

au t

hei

r d

eter

mi-

nat

ion

to

hav

e re

cou

rse

to th

e C

ou

rt, t

he

tex

t o

f th

eir

‘Co

mp

rom

is’,

an

d th

e n

ames

of

the

Arb

itra

tors

.

Th

e B

ure

au c

om

mun

icat

es w

ith

ou

t del

ay to

eac

h A

rbit

rato

r th

e ‘C

om

pro

mis

’, a

nd

the

nam

es o

f th

e o

ther

mem

ber

s o

f th

e T

rib

un

al.

Th

e T

rib

un

al a

ssem

ble

s at

th

e d

ate

fix

ed b

y t

he

par

ties

. T

he

Bu

reau

mak

es t

he

nec

essa

ry a

rran

gem

ents

fo

r th

e m

eeti

ng

.

Th

e m

emb

ers

of

the

Tri

bu

nal

, in

th

e ex

erci

se o

f th

eir

du

ties

an

d o

ut

of

thei

r o

wn

cou

ntr

y, e

njo

y d

iplo

mat

ic p

riv

ileg

es a

nd

im

mu

nit

ies.

Art

icle

47

Th

e B

ure

au

is

auth

ori

zed

to

p

lace

it

s o

ffic

es an

d st

aff

at th

e d

isp

osa

l o

f th

e

Co

ntr

acti

ng

Po

wer

s fo

r th

e u

se o

f an

y s

pec

ial

Bo

ard o

f A

rbit

rati

on

.

Th

e ju

risd

icti

on

of

the

Per

man

ent

Co

urt

may

, w

ith

in t

he

con

dit

ion

s la

id d

ow

n i

n t

he

reg

ula

tio

ns,

b

e ex

ten

ded

to

d

isp

ute

s b

etw

een

n

on

-Con

trac

tin

g P

ow

ers

or

bet

wee

n

Co

ntr

acti

ng

Po

wer

s an

d n

on

-Co

ntr

acti

ng

Po

wer

s, i

f th

e p

arti

es a

re a

gre

ed o

n r

eco

urs

e

to t

his

Tri

bu

nal

.

Art

icle

48

Th

e C

on

trac

tin

g P

ow

ers

con

sid

er i

t th

eir

du

ty, if

a s

erio

us

dis

pu

te t

hre

aten

s to

bre

ak

ou

t b

etw

een

tw

o o

r m

ore

of

them

, to

rem

ind

thes

e la

tter

that

the

Per

man

ent C

ou

rt is

op

en

to t

hem

.

Co

nse

qu

entl

y, t

hey

dec

lare

th

at t

he

fact

of

rem

ind

ing

th

e p

arti

es a

t v

aria

nce

of

the

pro

vis

ion

s o

f th

e p

rese

nt

Co

nv

enti

on

, an

d t

he

adv

ice

giv

en t

o t

hem

, in

th

e h

igh

est

inte

rest

s o

f p

eace

, to

hav

e re

cou

rse

to t

he

Per

man

ent

Co

urt

, ca

n o

nly

be

reg

ard

ed a

s

frie

nd

ly a

ctio

ns.

In c

ase

of

dis

pu

te b

etw

een

tw

o P

ow

ers,

on

e o

f th

em c

an a

lway

s ad

dre

ss t

o t

he

Inte

rnat

ion

al B

ure

au a

no

te c

on

tain

ing

a d

ecla

rati

on

th

at it w

ou

ld b

e re

ady

to

su

bm

it th

e

dis

pu

te t

o a

rbit

rati

on

.

Th

e B

ure

au m

ust

at

on

ce i

nfo

rm t

he

oth

er P

ow

er o

f th

e d

ecla

rati

on

.

Art

icle

49

Th

e P

erm

anen

t Ad

min

istr

ativ

e C

ou

nci

l, c

om

po

sed

of th

e D

iplo

mat

ic R

epre

sen

tati

ves

of

the

Co

ntr

acti

ng

Po

wer

s ac

cred

ited

to

Th

e H

agu

e an

d o

f th

e N

eth

erla

nd

s M

inis

ter

for

Fo

reig

n A

ffai

rs,

wh

o w

ill

act

as P

resi

den

t, i

s ch

arg

ed w

ith

th

e d

irec

tio

n a

nd

co

ntr

ol

of

the

Inte

rnat

ion

al B

ure

au.

Th

e C

ou

nci

l se

ttle

s it

s ru

les

of

pro

ced

ure

an

d a

ll o

ther

nec

essa

ry r

egu

lati

on

s.

Page 22: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

30

It

dec

ides

al

l q

ues

tio

ns

of

adm

inis

trat

ion

w

hic

h

may

ar

ise

wit

h

reg

ard

to

th

e

op

erat

ion

s o

f th

e C

ou

rt.

It h

as e

nti

re c

on

tro

l ov

er th

e ap

po

intm

ent,

su

spen

sio

n, o

r d

ism

issa

l of th

e o

ffic

ials

an

d

emp

loy

ees

of

the

Bu

reau

.

It f

ixes

th

e p

aym

ents

an

d s

alar

ies,

an

d c

on

tro

ls t

he

gen

eral

ex

pen

dit

ure

.

At

mee

tin

gs

du

ly s

um

mo

ned

th

e p

rese

nce

of

nin

e m

ember

s is

su

ffic

ien

t to

ren

der

val

id t

he

dis

cuss

ion

s o

f th

e C

ou

nci

l. T

he

dec

isio

ns

are

tak

en b

y a

maj

ori

ty o

f v

ote

s.

Th

e C

ou

nci

l co

mm

un

icat

es t

o t

he

Co

ntr

acti

ng

Po

wer

s w

ith

ou

t d

elay

th

e re

gu

lati

on

s

ado

pte

d b

y i

t. I

t fu

rnis

hes

th

em w

ith

an

an

nu

al R

epo

rt o

n t

he

lab

ou

rs o

f th

e C

ou

rt,

the

wo

rkin

g o

f th

e ad

min

istr

atio

n,

and

th

e ex

pen

dit

ure

. T

he

Rep

ort

lik

ewis

e co

nta

ins

a

résu

of

wh

at i

s im

po

rtan

t in

th

e d

ocu

men

ts c

om

mu

nic

ated

to

th

e B

ure

au b

y t

he

Po

wer

s in

vir

tue

of

Art

icle

43

, p

arag

rap

hs

3 a

nd

4.

Art

icle

50

Th

e ex

pen

ses

of

the

Bu

reau

sh

all

be

bo

rne

by

th

e C

on

trac

tin

g P

ow

ers

in th

e

pro

po

rtio

n f

ixed

fo

r th

e In

tern

atio

nal

Bu

reau

of

the

Un

iver

sal

Po

stal

Un

ion

.

Th

e ex

pen

ses

to b

e ch

arg

ed t

o t

he

adh

erin

g P

ow

ers

shal

l b

e re

cko

ned

fro

m t

he

dat

e

on

wh

ich

th

eir

adh

esio

n c

om

es i

nto

fo

rce.

Ch

ap

ter

III.

Arb

itra

tio

n P

roce

du

re

Art

icle

51

Wit

h a

vie

w t

o e

nco

ura

gin

g t

he

dev

elo

pm

ent

of

arb

itra

tio

n,

the

Co

ntr

acti

ng

Po

wer

s

hav

e ag

reed

on

the

foll

ow

ing

ru

les,

wh

ich

are

ap

pli

cab

le to

arb

itra

tio

n p

roce

du

re, u

nle

ss

oth

er r

ule

s h

ave

bee

n a

gre

ed o

n b

y t

he

par

ties

.

Art

icle

52

Th

e P

ow

ers

wh

ich

hav

e re

cou

rse

to a

rbit

rati

on

sig

n a

‘C

om

pro

mis

’, i

n w

hic

h t

he

sub

ject

of

the

dis

pu

te is

clea

rly

def

ined

, the

tim

e al

low

ed f

or

app

oin

tin

g A

rbit

rato

rs, t

he

form

, o

rder

, an

d t

ime

in w

hic

h t

he

com

mu

nic

atio

n r

efer

red

to

in

Art

icle

63

mu

st b

e

mad

e, a

nd

th

e am

ou

nt o

f th

e su

m w

hic

h e

ach

par

ty m

ust

dep

osi

t in

ad

van

ce to

def

ray

th

e

exp

ense

s.

Th

e ‘C

om

pro

mis

’ li

kew

ise

def

ines

, if

th

ere

is o

ccas

ion

, th

e m

ann

er o

f ap

po

inti

ng

Arb

itra

tors

, an

y s

pec

ial

po

wer

s w

hic

h m

ay e

ven

tual

ly b

elo

ng

to

th

e T

rib

un

al,

wh

ere

it

shal

l m

eet,

th

e la

ng

uag

e it

sh

all

use

, an

d t

he

lan

gu

ages

th

e em

plo

ym

ent

of

wh

ich

sh

all

be

auth

ori

zed

bef

ore

it,

an

d, g

ener

ally

spea

kin

g, al

l th

e co

nd

itio

ns

on

wh

ich

th

e p

arti

es

are

agre

ed.

Art

icle

53

Th

e P

erm

anen

t C

ou

rt is

com

pet

ent to

set

tle

the

‘Co

mp

rom

is’,

if

the

par

ties

are

ag

reed

to h

ave

reco

urs

e to

it

for

the

pu

rpo

se.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

31

It is

sim

ilar

ly c

om

pet

ent,

ev

en if

the

req

ues

t is

only

mad

e b

y o

ne

of

the

par

ties

, w

hen

all at

tem

pts

to

rea

ch a

n u

nd

erst

and

ing

th

rou

gh

the

dip

lom

atic

ch

ann

el h

ave

fail

ed, i

n th

e

case

of:

1.

A d

isp

ute

co

ver

ed b

y a

gen

eral

Tre

aty

of

Arb

itra

tio

n c

on

clu

ded

or

ren

ewed

aft

er

the

pre

sen

t C

on

ven

tio

n h

as c

om

e in

to f

orc

e, a

nd

pro

vid

ing

fo

r a

‘Co

mp

rom

is’

in a

ll

dis

pu

tes

and

no

t ei

ther

ex

pli

citl

y o

r im

pli

citl

y e

xcl

ud

ing

th

e se

ttle

men

t o

f th

e ‘C

om

-

pro

mis

’ fr

om

th

e co

mp

eten

ce o

f th

e C

ou

rt.

Rec

ou

rse

can

no

t, h

ow

ever

, b

e h

ad t

o t

he

Co

urt

if

the

oth

er p

arty

dec

lare

s th

at i

n i

ts o

pin

ion t

he

dis

pu

te d

oes

no

t b

elo

ng

to

th

e

cate

go

ry o

f d

isp

ute

s w

hic

h c

an b

e su

bm

itte

d to

co

mpu

lso

ry a

rbit

rati

on

, un

less

the

Tre

aty

of

Arb

itra

tio

n

con

fers

u

po

n

the

Arb

itra

tio

n

Tri

bu

nal

th

e po

wer

o

f d

ecid

ing

th

is

pre

lim

inar

y q

ues

tio

n.

2.

A d

isp

ute

ari

sin

g f

rom

co

ntr

act

deb

ts c

laim

ed f

rom

on

e P

ow

er b

y a

no

ther

Po

wer

as d

ue

to i

ts n

atio

nal

s, a

nd

fo

r th

e se

ttle

men

t o

f w

hic

h t

he

off

er o

f ar

bit

rati

on

has

bee

n

acce

pte

d. T

his

arr

ang

emen

t is

no

t ap

pli

cab

le if

acc

epta

nce

is s

ub

ject

to th

e co

nd

itio

n th

at

the

‘Co

mp

rom

is’

sho

uld

be

sett

led

in

so

me

oth

er w

ay.

Art

icle

54

In t

he

case

s co

nte

mp

late

d i

n t

he

pre

ced

ing

Art

icle

, th

e ‘C

om

pro

mis

’ sh

all

be

sett

led

by

a C

om

mis

sio

n c

onsi

stin

g o

f fi

ve

mem

ber

s se

lect

ed i

n t

he

man

ner

arr

ang

ed f

or

in

Art

icle

45

, p

arag

rap

hs

3 t

o 6

.

Th

e fi

fth

mem

ber

is

Pre

sid

ent

of

the

Co

mm

issi

on

ex

off

icio

.

Art

icle

55

Th

e d

uti

es o

f A

rbit

rato

r m

ay b

e co

nfe

rred

on

on

e A

rbit

rato

r al

on

e o

r o

n s

ever

al

Arb

itra

tors

sel

ecte

d b

y t

he

par

ties

as

they

ple

ase,

or

cho

sen

by

th

em f

rom

th

e M

emb

ers

of

the

Per

man

ent

Co

urt

of

Arb

itra

tio

n e

stab

lish

ed b

y t

he

pre

sen

t C

on

ven

tio

n.

Fai

lin

g t

he

con

stit

uti

on

of

the

Tri

bu

nal

by

dir

ect

agre

emen

t b

etw

een

th

e p

arti

es,

the

cou

rse

refe

rred

to

in

Art

icle

45

, p

arag

rap

hs

3 t

o 6

, is

fo

llo

wed

.

Art

icle

56

Wh

en a

So

ver

eig

n o

r th

e C

hie

f o

f a

Sta

te i

s ch

ose

n a

s A

rbit

rato

r, t

he

arb

itra

tio

n

pro

ced

ure

is

sett

led

by

him

.

Art

icle

57

Th

e U

mp

ire

is P

resi

den

t o

f th

e T

rib

un

al e

x o

ffic

io.

Wh

en t

he

Tri

bu

nal

do

es n

ot

incl

ud

e an

Um

pir

e, i

t ap

po

ints

its

ow

n P

resi

den

t.

Page 23: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

32

Art

icle

58

Wh

en t

he

‘Co

mp

rom

i s’

is s

ettl

ed b

y a

Co

mm

issi

on

, as

co

nte

mp

late

d i

n A

rtic

le 5

4,

and

in

th

e ab

sen

ce o

f an

ag

reem

ent to

th

e co

ntr

ary,

th

e C

om

mis

sio

n its

elf

shal

l fo

rm th

e

Arb

itra

tio

n T

rib

un

al.

Art

icle

59

Sho

uld

on

e o

f th

e A

rbit

rato

rs e

ith

er d

ie, re

tire

, o

r be

unab

le f

or

any

rea

son

wh

atev

er

to d

isch

arg

e h

is f

un

ctio

ns,

th

e sa

me

pro

ced

ure

is

foll

ow

ed f

or

fill

ing

th

e v

acan

cy a

s w

as

foll

ow

ed f

or

app

oin

tin

g h

im.

Art

icle

60

Th

e T

rib

un

al s

its

at T

he

Hag

ue,

un

less

so

me

oth

er p

lace

is

sele

cted

by

th

e p

arti

es.

Th

e T

rib

un

al c

an o

nly

sit

in

th

e te

rrit

ory

of

a th

ird

Po

wer

wit

h t

he

latt

er’s

co

nse

nt.

Th

e p

lace

of

mee

tin

g o

nce

fix

ed c

ann

ot

be

alte

red

by

th

e T

rib

un

al,

exce

pt

wit

h t

he

con

sen

t o

f th

e p

arti

es.

Art

icle

61

If t

he

qu

esti

on

as

to w

hat

lan

gu

ages

are

to

be

use

d h

as n

ot

bee

n s

ettl

ed b

y t

he

‘Co

mp

rom

is’,

it

shal

l b

e d

ecid

ed b

y t

he

Tri

bu

nal

.

Art

icle

62

Th

e p

arti

es a

re e

nti

tled

to

ap

po

int

spec

ial

agen

ts t

o a

tten

d t

he

Tri

bu

nal

to

act

as

inte

rmed

iari

es b

etw

een

th

emse

lves

an

d t

he

Tri

bu

nal

.

Th

ey a

re f

urt

her

au

tho

rize

d to

ret

ain

fo

r th

e d

efen

ce o

f th

eir

rig

hts

an

d in

tere

sts

bef

ore

the

Tri

bu

nal

co

un

sel

or

adv

oca

tes

app

oin

ted

by

th

emse

lves

fo

r th

is p

urp

ose

.

Th

e M

emb

ers

of

the

Per

man

ent

Co

urt

may

no

t ac

t as

ag

ents

, co

un

sel,

or

adv

oca

tes

exce

pt

on

beh

alf

of

the

Po

wer

wh

ich

ap

po

inte

d t

hem

Mem

ber

s o

f th

e C

ou

rt.

Art

icle

63

As

a g

ener

al r

ule

, arb

itra

tio

n p

roce

du

re c

om

pri

ses

two

dis

tin

ct p

has

es: p

lead

ing

s an

d

ora

l d

iscu

ssio

ns.

Th

e p

lead

ing

s co

nsi

st in

th

e co

mm

un

icat

ion

by

th

e re

spec

tiv

e ag

ents

to

th

e m

emb

ers

of

the

Tri

bu

nal

an

d t

he

op

po

site

par

ty o

f ca

ses,

cou

nte

r-ca

ses,

an

d,

if n

eces

sary

, o

f

rep

lies

; th

e p

arti

es a

nn

ex t

her

eto

all

pap

ers

and

do

cum

ents

cal

led

fo

r in

th

e ca

se.

Th

is

com

mu

nic

atio

n s

hal

l b

e m

ade

eith

er d

irec

tly

or

thro

ug

h t

he

inte

rmed

iary

of

the

Inte

r-

nat

ion

al B

ure

au,

in t

he

ord

er a

nd

wit

hin

th

e ti

me

fix

ed b

y t

he

‘Co

mp

rom

is’.

Th

e ti

me

fix

ed b

y t

he

‘Co

mp

rom

is’

may

be

exte

nd

ed b

y m

utu

al a

gre

emen

t b

y t

he

par

ties

, o

r b

y t

he

Tri

bu

nal

wh

en t

he

latt

er c

on

sid

ers

it n

eces

sary

fo

r th

e p

urp

ose

of

reac

hin

g a

ju

st d

ecis

ion

.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

33

Th

e d

iscu

ssio

ns

con

sist

in

th

e o

ral d

evel

op

men

t b

efore

th

e T

rib

un

al o

f t h

e ar

gu

men

ts

of

the

par

ties

.

Art

icle

64

A c

erti

fied

co

py

of

ever

y d

ocu

men

t p

rod

uce

d b

y o

ne

par

ty m

ust

be

com

mu

nic

ated

to

the

oth

er p

arty

.

Art

icle

65

Un

less

sp

ecia

l ci

rcu

mst

ance

s ar

ise,

th

e T

rib

un

al d

oes

no

t m

eet u

nti

l th

e p

lead

ing

s ar

e

clo

sed

.

Art

icle

66

Th

e d

iscu

ssio

ns

are

un

der

th

e co

ntr

ol

of

the

Pre

siden

t. T

hey

are

on

ly p

ub

lic

if i

t b

e

so d

ecid

ed b

y t

he

Tri

bu

nal

, w

ith

th

e as

sen

t o

f th

e p

arti

es.

Th

ey a

re r

eco

rded

in m

inu

tes

dra

wn

up

by

th

e S

ecre

tari

es a

pp

oin

ted

by

th

e P

resi

den

t.

Th

ese

min

ute

s ar

e si

gn

ed b

y t

he

Pre

sid

ent

and

by

one

of

the

Sec

reta

ries

an

d a

lon

e h

ave

an a

uth

enti

c ch

arac

ter.

Art

icle

67

Aft

er th

e cl

ose

of

the

ple

adin

gs,

the

Tri

bu

nal

is e

nti

tled

to

ref

use

dis

cuss

ion

of

all n

ew

pap

ers

or

do

cum

ents

wh

ich

on

e o

f th

e p

arti

es m

ay w

ish

to

su

bm

it t

o i

t w

ith

ou

t th

e

con

sen

t o

f th

e o

ther

par

ty.

Art

icle

68

Th

e T

rib

un

al i

s fr

ee t

o t

ake

into

co

nsi

der

atio

n n

ew p

aper

s o

r d

ocu

men

ts t

o w

hic

h i

ts

atte

nti

on

may

be

dra

wn

by

th

e ag

ents

or

cou

nse

l o

f th

e p

arti

es.

In t

his

cas

e, t

he

Tri

bu

nal

has

th

e ri

gh

t to

req

uir

e th

e p

rod

uct

ion

of

thes

e p

aper

s o

r

do

cum

ents

, b

ut

is o

bli

ged

to

mak

e th

em k

no

wn

to

th

e o

pp

osi

te p

arty

.

Art

icle

69

Th

e T

rib

un

al c

an, b

esid

es, re

qu

ire

fro

m th

e ag

ents

of

the

par

ties

th

e p

rod

uct

ion

of

all

pap

ers,

an

d c

an d

eman

d a

ll n

eces

sary

ex

pla

nat

ion

s. I

n c

ase

of

refu

sal th

e T

rib

un

al tak

es

no

te o

f it

.

Art

icle

70

Th

e ag

ents

an

d t

he

cou

nse

l o

f th

e p

arti

es a

re a

uth

ori

zed

to

pre

sen

t o

rall

y t

o t

he

Tri

bu

nal

all

th

e ar

gu

men

ts t

hey

may

co

nsi

der

ex

ped

ien

t in

def

ence

of

thei

r ca

se.

Page 24: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

34

Art

icle

71

Th

ey a

re e

nti

tled

t o r

aise

ob

ject

ion

s an

d p

oin

ts. T

he

dec

isio

ns

of

the

Tri

bu

nal

on

thes

e

po

ints

are

fin

al a

nd

can

no

t fo

rm t

he

sub

ject

of

any s

ub

seq

uen

t d

iscu

ssio

n.

Art

icle

72

Th

e m

emb

ers

of

the

Tri

bu

nal

are

en

titl

ed t

o p

ut

qu

esti

on

s to

th

e ag

ents

an

d c

ou

nse

l

of

the

par

ties

, an

d t

o a

sk t

hem

fo

r ex

pla

nat

ion

s o

n d

ou

btf

ul

po

ints

.

Nei

ther

th

e q

ues

tio

ns

pu

t, n

or

the

rem

ark

s m

ade

by

mem

ber

s o

f th

e T

rib

un

al i

n t

he

cou

rse

of

the

dis

cuss

ion

s, c

an b

e re

gar

ded

as

an e

xp

ress

ion

of

op

inio

n b

y t

he

Tri

bu

nal

in g

ener

al o

r b

y i

ts m

emb

ers

in p

arti

cula

r.

Art

icle

73

Th

e T

rib

un

al is

au

tho

rize

d to

dec

lare

its

com

pet

ence

in in

terp

reti

ng

the

‘Co

mp

rom

is’,

as w

ell

as t

he

oth

er T

reat

ies

wh

ich

may

be

inv

ok

ed,

and

in

ap

ply

ing

th

e p

rin

cip

les

of

law

.

Art

icle

74

Th

e T

rib

un

al i

s en

titl

ed t

o i

ssu

e ru

les

of

pro

ced

ure

fo

r th

e co

nd

uct

of

the

case

, to

dec

ide

the

form

s, o

rder

, an

d t

ime

in w

hic

h e

ach

par

ty m

ust

co

ncl

ud

e it

s ar

gu

men

ts, an

d

to a

rran

ge

all

the

form

alit

ies

req

uir

ed f

or

dea

lin

g w

ith

th

e ev

iden

ce.

Art

icle

75

Th

e p

arti

es u

nd

erta

ke

to s

up

ply

th

e T

rib

un

al, as

full

y a

s th

ey c

on

sid

er p

oss

ible

, w

ith

all

the

info

rmat

ion

req

uir

ed f

or

dec

idin

g t

he

case

.

Art

icle

76

Fo

r al

l n

oti

ces

wh

ich

th

e T

rib

un

al h

as t

o s

erv

e in

th

e te

rrit

ory

of

a th

ird

Co

ntr

acti

ng

Po

wer

, th

e T

rib

un

al s

hal

l ap

ply

dir

ect

to t

he

Go

ver

nm

ent

of

that

Po

wer

. T

he

sam

e ru

le

app

lies

in

th

e ca

se o

f st

eps

bei

ng

tak

en t

o p

rocu

re e

vid

ence

on

th

e sp

ot.

Th

e re

qu

ests

fo

r th

is p

urp

ose

are

to

be

exec

ute

d a

s fa

r as

th

e m

ean

s at

th

e d

isp

osa

l o

f

the

Po

wer

ap

pli

ed t

o u

nd

er i

ts m

un

icip

al l

aw a

llo

w. T

hey

can

no

t b

e re

ject

ed u

nle

ss t

he

Po

wer

in

qu

esti

on

co

nsi

der

s th

em c

alcu

late

d t

o i

mp

air

its

ow

n s

ov

erei

gn

rig

hts

or

its

safe

ty.

Th

e C

ou

rt w

ill eq

ual

ly b

e al

way

s en

titl

ed to

act

th

rou

gh

th

e P

ow

er o

n w

ho

se ter

rito

ry

it s

its.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

35

Art

icle

77

Wh

en t

he

agen

ts a

nd

co

un

sel

of

the

par

ties

hav

e su

bm

itte

d a

ll t

he

exp

lan

atio

ns

and

evid

ence

in

su

pp

ort

of

thei

r ca

se t

he

Pre

siden

t sh

all

dec

lare

th

e d

iscu

ssio

n c

lose

d.

Art

icle

78

Th

e T

rib

un

al c

on

sid

ers

its

dec

isio

ns

in p

riv

ate

and t

he

pro

ceed

ing

s re

mai

n s

ecre

t.

All

qu

esti

on

s ar

e d

ecid

ed b

y a

maj

ori

ty o

f th

e m

ember

s o

f th

e T

rib

un

al.

Art

icle

79

Th

e A

war

d m

ust

giv

e th

e re

aso

ns

on

wh

ich

it

is b

ased

. It

co

nta

ins

the

nam

es o

f th

e

Arb

itra

tors

; it

is

sig

ned

by

th

e P

resi

den

t an

d R

egis

trar

or

by

th

e S

ecre

tary

act

ing

as

Reg

istr

ar.

Art

icle

80

Th

e A

war

d i

s re

ad o

ut

in p

ub

lic

sitt

ing

, th

e ag

ents

an

d c

ou

nse

l o

f th

e p

arti

es b

ein

g

pre

sen

t o

r d

uly

su

mm

on

ed t

o a

tten

d.

Art

icle

81

Th

e A

war

d,

du

ly p

ron

ou

nce

d a

nd

no

tifi

ed t

o t

he

agen

ts o

f th

e p

arti

es,

sett

les

the

dis

pu

te d

efin

itiv

ely

and

wit

ho

ut

app

eal.

Art

icle

82

An

y d

isp

ute

ari

sin

g b

etw

een

th

e p

arti

es a

s to

th

e in

terp

reta

tio

n a

nd

ex

ecu

tio

n o

f th

e

Aw

ard

sh

all,

in

th

e ab

sen

ce o

f an

Ag

reem

ent

to t

he

con

trar

y, b

e su

bm

itte

d t

o t

he

Tri

bu

nal

wh

ich

pro

no

un

ced

it.

Art

icle

83

Th

e p

arti

es c

an r

eser

ve

in t

he

‘Co

mp

rom

is’

the

rig

ht

to d

eman

d t

he

rev

isio

n o

f th

e

Aw

ard

.

In t

his

cas

e an

d u

nle

ss t

her

e b

e an

Ag

reem

ent

to t

he

con

trar

y, t

he

dem

and

mu

st b

e

add

ress

ed t

o t

he

Tri

bun

al w

hic

h p

ron

ou

nce

d t

he

Aw

ard

. It

can

on

ly b

e m

ade

on

th

e

gro

un

d o

f th

e d

isco

ver

y o

f so

me

new

fac

t ca

lcu

late

d t

o e

xer

cise

a d

ecis

ive

infl

uen

ce

up

on

th

e A

war

d a

nd

wh

ich

was

un

kn

ow

n t

o t

he

Tri

bu

nal

an

d t

o t

he

par

ty w

hic

h

dem

and

ed t

he

rev

isio

n a

t th

e ti

me

the

dis

cuss

ion

was

clo

sed

.

Pro

ceed

ing

s fo

r re

vis

ion

can

on

ly b

e in

stit

ute

d b

y a

dec

isio

n o

f th

e T

rib

un

al e

xp

ress

ly

reco

rdin

g t

he

exis

ten

ce o

f th

e n

ew f

act,

rec

og

niz

ing

in

it

the

char

acte

r d

escr

ibed

in

th

e

pre

ced

ing

par

agra

ph

, an

d d

ecla

rin

g t

he

dem

and

ad

mis

sib

le o

n t

his

gro

un

d.

Page 25: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

36

Th

e ‘C

om

pro

mis

’ fi

xes

th

e p

erio

d w

ith

in w

hic

h t

he

dem

and

fo

r re

vis

ion

mu

st b

e

ma d

e.

Art

icle

84

Th

e A

war

d i

s n

ot

bin

din

g e

xce

pt

on

th

e p

arti

es i

n d

isp

ute

.

Wh

en it

co

nce

rns

the

inte

rpre

tati

on

of

a C

on

ven

tio

n to

wh

ich

Po

wer

s o

ther

than

tho

se

in d

isp

ute

are

par

ties

, th

ey s

hal

l in

form

all

th

e S

ign

ato

ry P

ow

ers

in g

oo

d t

ime.

Eac

h o

f

thes

e P

ow

ers

is e

nti

tled

to

in

terv

ene

in t

he

case

. If

on

e o

r m

ore

av

ail

them

selv

es o

f th

is

rig

ht,

th

e in

terp

reta

tio

n c

on

tain

ed i

n t

he

Aw

ard

is

equ

ally

bin

din

g o

n t

hem

.

Art

icle

85

Eac

h p

arty

pay

s it

s o

wn

ex

pen

ses

and

an

eq

ual

sh

are

of

the

exp

ense

s o

f th

e T

rib

un

al.

Ch

ap

ter

IV.

Arb

itra

tio

n b

y S

um

ma

ry P

roce

du

re

Art

icle

86

Wit

h a

vie

w t

o f

acil

itat

ing

th

e w

ork

ing

of

the

syst

em o

f ar

bit

rati

on

in

dis

pu

tes

adm

itti

ng

of

a su

mm

ary

pro

ced

ure

, th

e C

on

trac

tin

g P

ow

ers

ado

pt

the

foll

ow

ing

ru

les,

wh

ich

sh

all

be

ob

serv

ed i

n t

he

abse

nce

of

oth

er a

rran

gem

ents

an

d s

ub

ject

to

th

e

rese

rvat

ion

th

at t

he

pro

vis

ion

s o

f C

hap

ter

III

app

ly s

o f

ar a

s m

ay b

e.

Art

icle

87

Eac

h o

f th

e p

arti

es in

dis

pu

te a

pp

oin

ts a

n A

rbit

rato

r. T

he

two

Arb

itra

tors

thu

s se

lect

ed

cho

ose

an

Um

pir

e. I

f th

ey d

o n

ot

agre

e o

n t

his

po

int,

eac

h o

f th

em p

rop

ose

s tw

o

can

did

ates

tak

en f

rom

th

e g

ener

al lis

t o

f th

e M

emb

ers

of

the

Per

man

ent C

ou

rt e

xcl

usi

ve

of

the

mem

ber

s ap

po

inte

d b

y e

ith

er o

f th

e p

arti

es a

nd

not

bei

ng

nat

ion

als

of

eith

er o

f

them

; w

hic

h o

f th

e ca

nd

idat

es t

hu

s p

rop

ose

d s

hal

l be

the

Um

pir

e is

det

erm

ined

by

lo

t.

Th

e U

mp

ire

pre

sid

es o

ver

th

e T

rib

un

al,

wh

ich

giv

es i

ts d

ecis

ion

s b

y a

maj

ori

ty o

f

vo

tes.

Art

icle

88

In th

e ab

sen

ce o

f an

y p

rev

iou

s ag

reem

ent th

e T

rib

unal

, as

soo

n a

s it

is

form

ed, s

ettl

es

the

tim

e w

ith

in w

hic

h t

he

two

par

ties

mu

st s

ub

mit

thei

r re

spec

tiv

e ca

ses

to i

t.

Art

icle

89

Eac

h p

arty

is

rep

rese

nte

d b

efo

re th

e T

rib

un

al b

y a

n a

gen

t, w

ho

ser

ves

as

inte

rmed

iary

bet

wee

n t

he

Tri

bu

nal

an

d t

he

Go

ver

nm

ent

wh

o a

pp

oin

ted

him

.

1907

CO

NV

EN

TIO

N F

OR

TH

E P

AC

IFIC

SE

TT

LE

ME

NT

OF

IN

TE

RN

AT

ION

AL

DIS

PU

TE

S

37

Art

icle

90

Th

e p

roce

edin

gs

are

con

du

cted

ex

clu

siv

ely

in w

riti

ng

. Eac

h p

arty

, how

ever

, is

enti

tled

to a

sk th

at w

itn

esse

s an

d e

xp

erts

sh

ou

ld b

e ca

lled

. Th

e T

rib

un

al h

as, f

or

its

par

t, th

e ri

gh

t

to d

eman

d o

ral

exp

lan

atio

ns

fro

m t

he

agen

ts o

f th

e tw

o p

arti

es,

as w

ell

as f

rom

th

e

exp

erts

an

d w

itn

esse

s w

ho

se a

pp

eara

nce

in

Co

urt

it

may

co

nsi

der

use

ful.

PA

RT

V. F

INA

L P

RO

VIS

ION

S

Art

icle

91

Th

e p

rese

nt

Co

nv

enti

on

, d

uly

rat

ifie

d,

shal

l re

pla

ce,

as b

etw

een

th

e C

on

trac

tin

g

Po

wer

s, th

e C

on

ven

tio

n f

or

the

Pac

ific

Set

tlem

ent

of

Inte

rnat

ion

al D

isp

ute

s o

f th

e 2

9th

July

, 1

89

9.

Art

icle

92

Th

e p

rese

nt

Co

nv

enti

on

sh

all

be

rati

fied

as

soo

n a

s p

oss

ible

.

Th

e ra

tifi

cati

on

s sh

all

be

dep

osi

ted

at

Th

e H

agu

e.

Th

e fi

rst

dep

osi

t o

f ra

tifi

cati

on

s sh

all

be

reco

rded

in

a p

rocè

s-ve

rba

l si

gn

ed b

y t

he

Rep

rese

nta

tiv

es o

f th

e P

ow

ers

wh

ich

tak

e p

art

ther

ein

an

d b

y t

he

Net

her

lan

ds

Min

iste

r

for

Fo

reig

n A

ffai

rs.

Th

e su

bse

qu

ent

dep

osi

ts o

f ra

tifi

cati

on

s sh

all

be

mad

e b

y m

ean

s o

f a

wri

tten

no

ti-

fica

tio

n, ad

dre

ssed

to

th

e N

eth

erla

nd

s G

ov

ern

men

t an

d a

cco

mp

anie

d b

y th

e in

stru

men

t

of

rati

fica

tio

n.

A d

uly

cer

tifi

ed c

op

y o

f th

e p

rocè

s-ve

rba

l re

lati

ve

to th

e fi

rst d

epo

sit o

f ra

tifi

cati

on

s,

of

the

no

tifi

cati

on

s m

enti

on

ed i

n t

he

pre

ced

ing

par

agra

ph

, an

d o

f th

e in

stru

men

ts o

f

rati

fica

tio

n,

shal

l b

e im

med

iate

ly s

ent

by

th

e N

eth

erla

nd

s G

ov

ern

men

t, t

hro

ug

h t

he

dip

lom

atic

ch

ann

el, t

o th

e P

ow

ers

inv

ited

to

th

e S

eco

nd

Pea

ce C

on

fere

nce

, as

wel

l as

to

tho

se P

ow

ers

wh

ich

hav

e ad

her

ed t

o t

he

Co

nv

enti

on

. In

th

e ca

ses

con

tem

pla

ted

in

th

e

pre

ced

ing

par

agra

ph

, th

e sa

id G

ov

ern

men

t sh

all

at t

he

sam

e ti

me

info

rm t

he

Po

wer

s o

f

the

dat

e o

n w

hic

h i

t re

ceiv

ed t

he

no

tifi

cati

on

.

Art

icle

93

No

n-S

ign

ato

ry P

ow

ers

wh

ich

hav

e b

een

inv

ited

to th

e S

eco

nd

Pea

ce C

on

fere

nce

may

adh

ere

to t

he

pre

sen

t C

on

ven

tio

n.

Th

e P

ow

er w

hic

h d

esir

es to

ad

her

e n

oti

fies

its

in

ten

tio

n in

wri

tin

g to

th

e N

eth

erla

nd

s

Go

ver

nm

ent,

fo

rwar

din

g t

o i

t th

e ac

t o

f ad

hes

ion

, w

hic

h s

hal

l b

e d

epo

site

d i

n t

he

arch

ives

of

the

said

Go

ver

nm

ent.

Th

is G

ov

ern

men

t sh

all

imm

edia

tely

fo

rwar

d t

o a

ll t

he

oth

er P

ow

ers

inv

ited

to

th

e

Sec

on

d P

eace

Co

nfe

ren

ce a

du

ly c

erti

fied

co

py

of

the

no

tifi

cati

on

as

wel

l as

of

the

act

of

adh

esio

n,

men

tio

nin

g t

he

dat

e o

n w

hic

h i

t re

ceiv

ed t

he

no

tifi

cati

on

.

Page 26: PEACEFUL - United Nations

PE

RM

AN

EN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

ME

NT

S

38

Art

icle

94

Th

e co

nd

itio

ns

on

wh

ich

the

Po

wer

s w

hic

h h

ave

no

t bee

n in

vit

ed to

th

e S

eco

nd

Pea

ce

Co

nfe

ren

ce m

ay a

dh

ere

to th

e p

rese

nt C

on

ven

tio

n s

hal

l fo

rm th

e su

bje

ct o

f a

sub

seq

uen

t

Ag

reem

ent

bet

wee

n t

he

Co

ntr

acti

ng

Po

wer

s.

Art

icle

95

Th

e p

rese

nt

Co

nv

enti

on

sh

all

tak

e ef

fect

, in

th

e ca

se o

f th

e P

ow

ers

wh

ich

wer

e n

ot

a p

arty

to

th

e fi

rst

dep

osi

t o

f ra

tifi

cati

on

s, s

ixty

day

s af

ter

the

dat

e o

f th

e p

rocè

s-ve

rba

l

of

this

dep

osi

t, a

nd

, in

the

case

of

the

Po

wer

s w

hic

h r

atif

y s

ub

seq

uen

tly

or

wh

ich

ad

her

e,

six

ty d

ays

afte

r th

e n

oti

fica

tio

n o

f th

eir ra

tifi

cati

on

or o

f th

eir ad

hes

ion

has

bee

n r

ecei

ved

by

th

e N

eth

erla

nd

s G

ov

ern

men

t.

Art

icle

96

In t

he

even

t o

f o

ne

of

the

Co

ntr

acti

ng

Par

ties

wis

hin

g t

o d

eno

un

ce t

he

pre

sen

t

Conven

tion, t

he

den

unci

atio

n s

hal

l be

noti

fied

in w

riti

ng to

the

Net

her

lan

ds

Go

ver

nm

ent,

wh

ich

sh

all im

med

iate

ly c

om

mu

nic

ate

a d

uly

cer

tifi

ed c

op

y o

f th

e n

oti

fica

tio

n to

all

th

e

oth

er P

ow

ers

info

rmin

g t

hem

of

the

dat

e o

n w

hic

h i

t w

as r

ecei

ved

.

Th

e d

enu

nci

atio

n s

hal

l on

ly h

ave

effe

ct in

reg

ard

to th

e no

tify

ing

Po

wer

, an

d o

ne

yea

r

afte

r th

e n

oti

fica

tio

n h

as r

each

ed t

he

Net

her

lan

ds

Go

ver

nm

ent.

Art

icle

97

A r

egis

ter

kep

t b

y the

Net

her

lan

ds

Min

iste

r fo

r F

ore

ign

Aff

airs

sh

all

giv

e th

e d

ate

of

the

dep

osi

t o

f ra

tifi

cati

on

s ef

fect

ed i

n v

irtu

e o

f A

rtic

le 9

2,

par

agra

ph

s 3

an

d 4

, as

wel

l

as t

he

dat

e o

n w

hic

h t

he

no

tifi

cati

on

s o

f ad

hes

ion

(A

rtic

le 9

3,

par

agra

ph

2)

or

of

den

un

ciat

ion

(A

rtic

le 9

6,

par

agra

ph

1)

hav

e b

een

rec

eiv

ed.

Eac

h C

on

trac

tin

g P

ow

er i

s en

titl

ed t

o h

ave

acce

ss t

o t

his

reg

iste

r an

d t

o b

e su

pp

lied

wit

h d

uly

cer

tifi

ed e

xtr

acts

fro

m i

t.

In f

aith

wh

ereo

f th

e P

len

ipo

ten

tiar

ies

hav

e ap

pen

ded

th

eir

sig

nat

ure

s to

th

e p

rese

nt

Co

nv

enti

on

.

Do

ne

at T

he

Hag

ue,

th

e 1

8th

Oct

ob

er,

19

07

, in

a s

ing

le c

op

y, w

hic

h s

hal

l re

mai

n

dep

osi

ted

in

th

e ar

chiv

es o

f th

e N

eth

erla

nd

s G

ov

ernm

ent,

an

d d

uly

cer

tifi

ed c

op

ies

of

wh

ich

sh

all

be

sen

t, t

hro

ug

h t

he

dip

lom

atic

ch

ann

el,

to t

he

Co

ntr

acti

ng

Po

wer

s.

Page 27: PEACEFUL - United Nations

Treaty between France and Switzerland providing for Compulsory Conciliation and Arbitration, 1925

League of Nations, No. 3393 (1934)

Page 28: PEACEFUL - United Nations
Page 29: PEACEFUL - United Nations
Page 30: PEACEFUL - United Nations
Page 31: PEACEFUL - United Nations

Revised General Act for the Pacific Settlement of International Disputes, 1949

UNTS, vol. 71, p. 102

Page 32: PEACEFUL - United Nations
Page 33: PEACEFUL - United Nations
Page 34: PEACEFUL - United Nations
Page 35: PEACEFUL - United Nations
Page 36: PEACEFUL - United Nations
Page 37: PEACEFUL - United Nations
Page 38: PEACEFUL - United Nations
Page 39: PEACEFUL - United Nations
Page 40: PEACEFUL - United Nations
Page 41: PEACEFUL - United Nations

United Nations Security Council resolution 186 (1964) of

4 March 1964 (The Cyprus Question)

Page 42: PEACEFUL - United Nations
Page 43: PEACEFUL - United Nations
Page 44: PEACEFUL - United Nations
Page 45: PEACEFUL - United Nations

Declaration on Principles of International Law concerning Friendly Relations and Co-operation among States in accordance

with the Charter of the United Nations

United Nations General Assembly resolution 2625 (XXV) of 24 October 1970, annex

Page 46: PEACEFUL - United Nations
Page 47: PEACEFUL - United Nations
Page 48: PEACEFUL - United Nations
Page 49: PEACEFUL - United Nations
Page 50: PEACEFUL - United Nations
Page 51: PEACEFUL - United Nations

Manila Declaration on the Peaceful Settlement of International Disputes

United Nations General Assembly resolution 37/10 of 15 November

1982, annex

Page 52: PEACEFUL - United Nations
Page 53: PEACEFUL - United Nations
Page 54: PEACEFUL - United Nations
Page 55: PEACEFUL - United Nations

Permanent Court of Arbitration Optional Rules for Arbitrating Disputes between Two States, 1992

Page 56: PEACEFUL - United Nations

39

PER

MA

NEN

T C

OU

RT O

F A

RB

ITR

ATIO

NO

PTIO

NA

L R

ULE

S FO

R A

RB

ITR

ATIN

GD

ISPU

TES

BET

WEE

N T

WO

STA

TES

Page 57: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

41

CO

NTE

NTS

Intr

oduc

tion

43

Sect

ion

I. In

trod

ucto

ry R

ules

45Sc

ope

of A

pplic

atio

n (A

rticl

e 1)

45N

otic

e, C

alcu

latio

n of

Per

iods

of T

ime

(Arti

cle

2)45

Not

ice

of A

rbitr

atio

n (A

rticl

e 3)

46R

epre

sent

atio

n an

d A

ssis

tanc

e (A

rticl

e 4)

46

Sect

ion

II. C

ompo

sitio

n of

the

Arb

itral

Tri

buna

l47

Num

ber o

f Arb

itrat

ors (

Arti

cle

5)47

App

oint

men

t of A

rbitr

ator

s (A

rticl

es 6

to 8

)47

Cha

lleng

e of

Arb

itrat

ors (

Arti

cles

9 to

12)

49R

epla

cem

ent o

f an

Arb

itrat

or (A

rticl

e 13

)50

Rep

etiti

on o

f Hea

rings

in th

e Ev

ent o

f the

Rep

lace

men

t of a

n A

rbitr

ator

(Arti

cle

14)

51

Sect

ion

III.

Arb

itral

Pro

ceed

ings

52G

ener

al P

rovi

sion

s (A

rticl

e 15

)52

Plac

e of

Arb

itrat

ion

(Arti

cle

16)

52La

ngua

ge (A

rticl

e 17

)53

Stat

emen

t of C

laim

(Arti

cle

18)

53St

atem

ent o

f Def

ence

(Arti

cle

19)

54A

men

dmen

ts to

the

Cla

im o

r Def

ence

(Arti

cle

20)

54Pl

eas a

s to

the

Juris

dict

ion

of th

e A

rbitr

al T

ribun

al (A

rticl

e 21

)54

Furth

er W

ritte

n St

atem

ents

(Arti

cle

22)

55Pe

riods

of T

ime

(Arti

cle

23)

55Ev

iden

ce a

nd H

earin

gs (A

rticl

es 2

4 an

d 25

)55

Inte

rim M

easu

res o

f Pro

tect

ion

(Arti

cle

26)

57Ex

perts

(Arti

cle

27)

57Fa

ilure

to A

ppea

r or t

o M

ake

Subm

issi

ons (

Arti

cle

28)

58C

losu

re o

f Hea

rings

(Arti

cle

29)

58W

aive

r of R

ules

(Arti

cle

30)

58

Sect

ion

IV. T

he A

war

d59

Dec

isio

ns (A

rticl

e 31

)59

Form

and

Effe

ct o

f the

Aw

ard

(Arti

cle

32)

59A

pplic

able

Law

(Arti

cle

33)

59Se

ttlem

ent o

r Oth

er G

roun

ds fo

r Ter

min

atio

n (A

rticl

e 34

)60

Inte

rpre

tatio

n of

the

Awar

d (A

rticl

e 35

)60

Cor

rect

ion

of th

e Aw

ard

(Arti

cle

36)

61A

dditi

onal

Aw

ard

(Arti

cle

37)

61

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

42

Cos

ts (A

rticl

es 3

8 to

40)

61D

epos

it of

Cos

ts (A

rticl

e 41

)62

Not

es to

the

Text

64

Page 58: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

43

INTR

OD

UC

TIO

N

Thes

e Rul

es h

ave b

een

elab

orat

ed fo

r use

in ar

bitra

ting

disp

utes

aris

ing

unde

r tre

atie

sor

oth

er ag

reem

ents

bet

wee

n tw

o St

ates

; the

y ca

n be

mod

ified

for u

se in

conn

ectio

n w

ithm

ultil

ater

al tr

eatie

s. Th

e R

ules

are

bas

ed o

n th

e U

NC

ITR

AL

Arb

itrat

ion

Rul

es w

ithch

ange

s in

orde

r to:

(i)re

flect

the

publ

ic in

tern

atio

nal l

aw c

hara

cter

of d

ispu

tes

betw

een

Stat

es, a

nddi

plom

atic

pra

ctic

e ap

prop

riate

to su

ch d

ispu

tes;

(ii)

indi

cate

the

role

of t

he S

ecre

tary

-Gen

eral

and

the

Inte

rnat

iona

l Bur

eau

of th

ePe

rman

ent C

ourt

of A

rbitr

atio

n at

The

Hag

ue, a

nd th

e re

latio

n of

thes

e R

ules

with

the

189

9 an

d 19

07 H

ague

Con

vent

ions

for

the

Pac

ific

Settl

emen

t of

Inte

rnat

iona

l Dis

pute

s; a

nd

(iii)

prov

ide

free

dom

for t

he p

artie

s to

cho

ose

to h

ave

an a

rbitr

al tr

ibun

al o

f one

,th

ree

or fi

ve p

erso

ns.

Expe

rienc

e in a

rbitr

atio

ns si

nce 1

981

sugg

ests

that

the U

NC

ITR

AL

Arb

itrat

ion R

ules

prov

ide f

air a

nd ef

fect

ive p

roce

dure

s for

pea

cefu

l res

olut

ion

of d

ispu

tes b

etw

een

Stat

esco

ncer

ning

the

inte

rpre

tatio

n, a

pplic

atio

n an

d pe

rfor

man

ce o

f tre

atie

s and

oth

er a

gree

-m

ents

, alth

ough

they

wer

e or

igin

ally

des

igne

d fo

r com

mer

cial

arb

itrat

ion.

The

Rul

es a

re o

ptio

nal a

nd e

mph

asiz

e fle

xibi

lity

and

party

aut

onom

y. F

or e

xam

ple:

(i)th

e R

ules

, an

d th

e se

rvic

es o

f th

e Se

cret

ary-

Gen

eral

and

the

Int

erna

tiona

lB

urea

u of

the P

erm

anen

t Cou

rt of

Arb

itrat

ion,

are a

vaila

ble f

or u

se b

y al

l Sta

tes,

and

are

not r

estri

cted

to d

ispu

tes i

n w

hich

bot

h St

ates

are

par

ties t

o ei

ther

The

Hag

ue C

onve

ntio

n fo

r the

Pac

ific

Settl

emen

t of I

nter

natio

nal D

ispu

tes o

f 189

9or

that

of 1

907;

(ii)

the

choi

ce o

f arb

itrat

ors i

s not

lim

ited

to p

erso

ns w

ho a

re li

sted

as M

embe

rs o

fth

e Pe

rman

ent C

ourt

of A

rbitr

atio

n;

(iii)

Stat

es h

ave

com

plet

e fr

eedo

m to

agr

ee u

pon

any

indi

vidu

al o

r in

stitu

tion

asap

poin

ting

auth

ority

. In

ord

er t

o pr

ovid

e a

fails

afe

mec

hani

sm t

o pr

even

tfr

ustra

tion

of th

e ar

bitra

tion,

the

Rul

es p

rovi

de th

at th

e Se

cret

ary-

Gen

eral

will

desi

gnat

e an

app

oint

ing

auth

ority

if th

e pa

rties

do

not a

gree

upo

n th

e au

thor

ity,

or if

the

auth

ority

they

cho

ose

does

not

act

.

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

44

A m

odel

cla

use

that

Sta

tes m

ay c

onsi

der i

nser

ting

in tr

eatie

s or o

ther

agr

eem

ents

topr

ovid

e fo

r arb

itrat

ion

of fu

ture

dis

pute

s and

a m

odel

cla

use

for a

rbitr

atio

n of

exi

stin

gdi

sput

es a

re se

t for

th a

t pag

es 2

31-2

32.

Thes

e R

ules

are

als

o ap

prop

riate

for

use

in c

onne

ctio

n w

ith m

ultil

ater

al tr

eatie

s,pr

ovid

ed th

at a

ppro

pria

te c

hang

es a

re m

ade

in th

e pr

oced

ures

for c

hoos

ing

arbi

trato

rsan

d sh

arin

g co

sts.

Gui

delin

es to

assi

st S

tate

s in

adap

ting

thes

e Rul

es fo

r use

in re

solv

ing

disp

utes

that

may

invo

lve

mor

e th

an tw

o pa

rties

are

incl

uded

at p

age

245.

Expl

anat

ory

‘Not

es to

the

Text

’ app

ear a

t pag

es 6

4-65

.

Page 59: PEACEFUL - United Nations

45

PER

MA

NE

NT

CO

UR

T O

F A

RB

ITR

ATIO

N O

PTIO

NA

L R

UL

ES

FOR

AR

BIT

RAT

ING

DIS

PUT

ES

BE

TW

EE

N T

WO

STA

TE

S

Effe

ctiv

e O

ctob

er 2

0, 1

992

SEC

TIO

N I.

INTR

OD

UC

TORY

RU

LES

Scop

e of

App

licat

ion

Artic

le 1

1.W

here

the

parti

es to

a tr

eaty

or o

ther

agr

eem

ent h

ave

agre

ed in

writ

ing

that

dis

pute

ssh

all b

e ref

erre

d to

arbi

tratio

n un

der t

he P

erm

anen

t Cou

rt of

Arb

itrat

ion

Opt

iona

l Rul

esfo

r A

rbitr

atin

g D

ispu

tes

betw

een

Two

Stat

es, t

hen

such

dis

pute

s sh

all

be s

ettle

d in

acco

rdan

ce w

ith th

ese

Rul

es s

ubje

ct to

suc

h m

odifi

catio

n as

the

parti

es m

ay a

gree

inw

ritin

g.

2.Th

e In

tern

atio

nal B

urea

u of

the

Perm

anen

t Cou

rt of

Arb

itrat

ion

(the

‘Int

erna

tiona

lB

urea

u’) s

hall

take

char

ge of

the a

rchi

ves o

f the

arbi

tratio

n pr

ocee

ding

. In a

dditi

on, u

pon

writ

ten

requ

est o

f all

the p

artie

s or o

f the

arbi

tral t

ribun

al, t

he In

tern

atio

nal B

urea

u sh

all

act a

s a ch

anne

l of c

omm

unic

atio

n be

twee

n th

e par

ties a

nd th

e arb

itral

trib

unal

, pro

vide

secr

etar

iat s

ervi

ces a

nd/o

r ser

ve a

s reg

istry

.

3.If

on

the d

ate t

he ar

bitra

tion

com

men

ces e

ither

The

Hag

ue C

onve

ntio

n fo

r the

Pac

ific

Settl

emen

t of I

nter

natio

nal D

ispu

tes o

f 189

9 or

The

Hag

ue C

onve

ntio

n fo

r the

Pac

ific

Settl

emen

t of

Int

erna

tiona

l D

ispu

tes

of 1

907

is i

n fo

rce

betw

een

the

parti

es,

the

appl

icab

le C

onve

ntio

n sh

all r

emai

n in

for

ce, a

nd th

e pa

rties

, in

the

exer

cise

of

thei

rrig

hts

unde

r th

e C

onve

ntio

n, a

gree

that

the

proc

edur

es s

et f

orth

in th

ese

Rul

es s

hall

gove

rn th

e ar

bitra

tion

as p

rovi

ded

for i

n th

e pa

rties

’ agr

eem

ent.

Not

ice,

Cal

cula

tion

of P

erio

ds o

f Tim

e

Artic

le 2

1.Fo

r the

pur

pose

s of t

hese

Rul

es, a

ny n

otic

e, in

clud

ing

a no

tific

atio

n, co

mm

unic

atio

nor

pro

posa

l, is

dee

med

to h

ave b

een

rece

ived

whe

n it

has b

een

deliv

ered

to th

e add

ress

eeth

roug

h di

plom

atic

cha

nnel

s. N

otic

e sh

all b

e de

emed

to h

ave

been

rece

ived

on

the

day

it is

so d

eliv

ered

.

2.Fo

r the

pur

pose

s of c

alcu

latin

g a

perio

d of

tim

e un

der t

hese

Rul

es, s

uch

perio

d sh

all

begi

n to

run

on th

e da

y fo

llow

ing

the

day

whe

n a

notic

e, n

otifi

catio

n, c

omm

unic

atio

nor

pro

posa

l is r

ecei

ved.

If th

e las

t day

of s

uch

perio

d is

an o

ffici

al h

olid

ay o

r a n

on-w

ork

day

in th

e St

ate

of th

e ad

dres

see,

the

perio

d is

ext

ende

d un

til th

e fir

st w

ork

day

whi

ch

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

46follo

ws.

Offi

cial

hol

iday

s or n

on-w

ork

days

occ

urrin

g du

ring

the

runn

ing

of th

e pe

riod

of ti

me

are

incl

uded

in c

alcu

latin

g th

e pe

riod.

Not

ice

of A

rbitr

atio

n

Artic

le 3

1.Th

e par

ty in

itiat

ing r

ecou

rse t

o arb

itrat

ion (

here

inaf

ter c

alle

d the

‘cla

iman

t’) sh

all g

ive

to th

e ot

her p

arty

(her

eina

fter c

alle

d th

e ‘r

espo

nden

t’) a

not

ice

of a

rbitr

atio

n.

2.A

rbitr

al p

roce

edin

gs sh

all b

e de

emed

to c

omm

ence

on

the

date

on

whi

ch th

e no

tice

of a

rbitr

atio

n is

rece

ived

by

the

resp

onde

nt.

3.Th

e no

tice

of a

rbitr

atio

n sh

all i

nclu

de th

e fo

llow

ing:

(a)

A d

eman

d th

at th

e di

sput

e be

refe

rred

to a

rbitr

atio

n;

(b)

The

nam

es a

nd a

ddre

sses

of t

he p

artie

s;

(c)

A re

fere

nce

to th

e ar

bitra

tion

clau

se o

r the

sepa

rate

arb

itrat

ion

agre

emen

t tha

tis

invo

ked;

(d)

A re

fere

nce

to th

e tre

aty

or o

ther

agr

eem

ent o

ut o

f or i

n re

latio

n to

whi

ch th

edi

sput

e ar

ises

;

(e)

The g

ener

al n

atur

e of t

he cl

aim

and

an in

dica

tion

of th

e am

ount

invo

lved

, if a

ny;

(f)

The

relie

f or r

emed

y so

ught

;

(g)

A p

ropo

sal a

s to

the

num

ber o

f arb

itrat

ors (

i.e.,

one,

thre

e or

five

), if

the

parti

esha

ve n

ot p

revi

ousl

y ag

reed

ther

eon.

4.Th

e no

tice

of a

rbitr

atio

n m

ay a

lso

incl

ude

the

stat

emen

t of

cla

im r

efer

red

to i

nar

ticle

18.

Rep

rese

ntat

ion

and

Ass

ista

nce

Artic

le 4

Each

par

ty sh

all a

ppoi

nt an

agen

t. Th

e par

ties m

ay al

so b

e ass

iste

d by

per

sons

of t

heir

choi

ce. T

he n

ame a

nd ad

dres

s of t

he ag

ent m

ust b

e com

mun

icat

ed in

writ

ing

to th

e oth

erpa

rty, t

o th

e Int

erna

tiona

l Bur

eau

and

to th

e arb

itral

trib

unal

afte

r it h

as b

een

appo

inte

d.

Page 60: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

47

SEC

TIO

N II

. CO

MPO

SITI

ON

OF

THE

AR

BIT

RA

L TR

IBU

NA

L

Num

ber

of A

rbitr

ator

s

Artic

le 5

If th

e par

ties h

ave n

ot p

revi

ousl

y ag

reed

on

the n

umbe

r of a

rbitr

ator

s (i.e

., on

e, th

ree,

or f

ive)

, and

if w

ithin

thirt

y da

ys a

fter t

he re

ceip

t by

the

resp

onde

nt o

f the

not

ice

ofar

bitra

tion

the p

artie

s hav

e not

agre

ed o

n th

e num

ber o

f arb

itrat

ors,

thre

e arb

itrat

ors s

hall

be a

ppoi

nted

.

App

oint

men

t of A

rbitr

ator

s (A

rtic

les 6

to 8

)

Artic

le 6

1.If

a so

le a

rbitr

ator

is to

be

appo

inte

d, e

ither

par

ty m

ay p

ropo

se to

the

othe

r:

(a)

The

nam

es o

f on

e or

mor

e pe

rson

s, on

e of

who

m w

ould

ser

ve a

s th

e so

lear

bitra

tor;

and

(b)

If n

o ap

poin

ting

auth

ority

has

bee

n ag

reed

upo

n by

the

parti

es, t

he n

ame

orna

mes

of

one

or m

ore

inst

itutio

ns o

r pe

rson

s, on

e of

who

m w

ould

ser

ve a

sap

poin

ting

auth

ority

.

2.If

with

in s

ixty

day

s af

ter r

ecei

pt b

y a

party

of a

pro

posa

l mad

e in

acc

orda

nce

with

para

grap

h 1

the p

artie

s hav

e not

reac

hed

agre

emen

t on

the c

hoic

e of a

sole

arbi

trato

r, th

eso

le ar

bitra

tor s

hall

be ap

poin

ted

by th

e app

oint

ing

auth

ority

agre

ed u

pon

by th

e par

ties.

If n

o ap

poin

ting

auth

ority

has

bee

n ag

reed

upo

n by

the

parti

es, o

r if

the

appo

intin

gau

thor

ity ag

reed

upo

n re

fuse

s to

act o

r fai

ls to

appo

int t

he ar

bitra

tor w

ithin

sixt

y da

ys o

fth

e re

ceip

t of a

par

ty’s

requ

est t

here

for,

eith

er p

arty

may

requ

est t

he S

ecre

tary

-Gen

eral

of t

he P

erm

anen

t C

ourt

of A

rbitr

atio

n at

The

Hag

ue (

the

‘Sec

reta

ry-G

ener

al’)

to

desi

gnat

e an

app

oint

ing

auth

ority

.

3.Th

e ap

poin

ting

auth

ority

sha

ll, a

t the

requ

est o

f one

of t

he p

artie

s, ap

poin

t the

sol

ear

bitra

tor a

s pro

mpt

ly a

s pos

sibl

e. In

mak

ing

the

appo

intm

ent t

he a

ppoi

ntin

g au

thor

itysh

all u

se th

e fo

llow

ing

list-p

roce

dure

, unl

ess b

oth

parti

es a

gree

that

the

list-p

roce

dure

shou

ld n

ot b

e use

d or

unl

ess t

he ap

poin

ting

auth

ority

det

erm

ines

in it

s dis

cret

ion

that

the

use

of th

e lis

t-pro

cedu

re is

not

app

ropr

iate

for t

he c

ase:

(a)

At t

he re

ques

t of o

ne o

f the

par

ties t

he a

ppoi

ntin

g au

thor

ity sh

all c

omm

unic

ate

to b

oth

parti

es a

n id

entic

al li

st c

onta

inin

g at

leas

t thr

ee n

ames

;

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

48

(b)

With

in th

irty

days

afte

r the

rece

ipt o

f thi

s lis

t, ea

ch p

arty

may

retu

rn th

e lis

t to

the

appo

intin

g au

thor

ity a

fter

havi

ng d

elet

ed th

e na

me

or n

ames

to w

hich

itob

ject

s an

d nu

mbe

red

the

rem

aini

ng n

ames

on

the

list

in t

he o

rder

of

itspr

efer

ence

;

(c)

Afte

r the

exp

iratio

n of

the

abov

e pe

riod

of ti

me

the

appo

intin

g au

thor

ity sh

all

appo

int t

he so

le ar

bitra

tor f

rom

amon

g th

e nam

es ap

prov

ed o

n th

e lis

ts re

turn

edto

it a

nd in

acc

orda

nce

with

the

orde

r of p

refe

renc

e in

dica

ted

by th

e pa

rties

;

(d)

If fo

r any

reas

on th

e ap

poin

tmen

t can

not b

e m

ade

acco

rdin

g to

this

pro

cedu

re,

the

appo

intin

g au

thor

ity m

ay e

xerc

ise

its d

iscr

etio

n in

app

oint

ing

the

sole

arbi

trato

r.

4.In

mak

ing

the

appo

intm

ent,

the

appo

intin

g au

thor

ity s

hall

have

reg

ard

to s

uch

cons

ider

atio

ns a

s are

like

ly to

secu

re th

e ap

poin

tmen

t of a

n in

depe

nden

t and

impa

rtial

arbi

trato

r and

shal

l tak

e in

to a

ccou

nt a

s wel

l the

adv

isab

ility

of a

ppoi

ntin

g an

arb

itrat

orof

a n

atio

nalit

y ot

her t

han

the

natio

nalit

ies o

f the

par

ties.

Artic

le 7

1.If

thre

e arb

itrat

ors a

re to

be a

ppoi

nted

, eac

h par

ty sh

all a

ppoi

nt o

ne ar

bitra

tor.

The t

wo

arbi

trato

rs th

us a

ppoi

nted

shal

l cho

ose

the

third

arb

itrat

or w

ho w

ill a

ct a

s the

pre

sidi

ngar

bitra

tor o

f the

trib

unal

. If f

ive

arbi

trato

rs a

re to

be a

ppoi

nted

, the

two

party

-app

oint

edar

bitra

tors

shal

l cho

ose

the

rem

aini

ng th

ree

arbi

trato

rs a

nd d

esig

nate

one

of t

hose

thre

eas

the

pres

idin

g ar

bitra

tor o

f the

trib

unal

.

2.If

with

in th

irty

days

afte

r the

rece

ipt o

f a p

arty

’s n

otifi

catio

n of

the a

ppoi

ntm

ent o

f an

arbi

trato

r the

oth

er p

arty

has

not

not

ified

the f

irst p

arty

of t

he ar

bitra

tor i

t has

appo

inte

d:

(a)

The

first

par

ty m

ay re

ques

t the

app

oint

ing

auth

ority

pre

viou

sly

desi

gnat

ed b

yth

e pa

rties

to a

ppoi

nt th

e se

cond

arb

itrat

or; o

r

(b)

If n

o su

ch a

utho

rity

has

been

pre

viou

sly

desi

gnat

ed b

y th

e pa

rties

, or

if th

eap

poin

ting

auth

ority

pre

viou

sly

desi

gnat

ed re

fuse

s to

act o

r fai

ls to

app

oint

the

arbi

trato

r with

in s

ixty

day

s af

ter r

ecei

pt o

f a p

arty

’s re

ques

t the

refo

r, th

e fir

stpa

rty m

ay re

ques

t the

Sec

reta

ry-G

ener

al o

f the

Per

man

ent C

ourt

of A

rbitr

atio

nat

The

Hag

ue to

des

igna

te th

e ap

poin

ting

auth

ority

. The

firs

t par

ty m

ay th

enre

ques

t the

app

oint

ing

auth

ority

so d

esig

nate

d to

app

oint

the

seco

nd a

rbitr

ator

.In

eith

er ca

se, t

he ap

poin

ting

auth

ority

may

exer

cise

its d

iscr

etio

n in

appo

intin

gth

e ar

bitra

tor.

3.If

with

in si

xty

days

afte

r the

app

oint

men

t of t

he se

cond

arb

itrat

or th

e tw

o ar

bitra

tors

have

not

agre

ed o

n th

e cho

ice o

f the

rem

aini

ng ar

bitra

tors

and/

or p

resi

ding

arbi

trato

r, th

e

Page 61: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

49

rem

aini

ng a

rbitr

ator

s an

d/or

pre

sidi

ng a

rbitr

ator

sha

ll be

app

oint

ed b

y an

app

oint

ing

auth

ority

in th

e sa

me

way

as a

sole

arb

itrat

or w

ould

be

appo

inte

d un

der a

rticl

e 6.

Artic

le 8

1.W

hen

an ap

poin

ting

auth

ority

is re

ques

ted

to ap

poin

t an

arbi

trato

r pur

suan

t to

artic

le6

or a

rticl

e 7,

the

party

whi

ch m

akes

the

requ

est s

hall

send

to th

e ap

poin

ting

auth

ority

a co

py o

f the

not

ice

of a

rbitr

atio

n, a

cop

y of

the

treat

y or

oth

er a

gree

men

t out

of o

r in

rela

tion

to w

hich

the d

ispu

te h

as ar

isen

and

a cop

y of

the a

rbitr

atio

n ag

reem

ent i

f it i

s not

cont

aine

d in

the

treat

y or

oth

er a

gree

men

t. Th

e ap

poin

ting

auth

ority

may

requ

est f

rom

eith

er p

arty

such

info

rmat

ion

as it

dee

ms n

eces

sary

to fu

lfil i

ts fu

nctio

n.

2.W

here

the n

ames

of o

ne o

r mor

e per

sons

are p

ropo

sed

for a

ppoi

ntm

ent a

s arb

itrat

ors,

thei

r ful

l nam

es, a

ddre

sses

and

nat

iona

litie

s sha

ll be

indi

cate

d, to

geth

er w

ith a

des

crip

-tio

n of

thei

r qua

lific

atio

ns.

3.In

app

oint

ing

arbi

trato

rs p

ursu

ant

to t

hese

Rul

es,

the

parti

es a

nd t

he a

ppoi

ntin

gau

thor

ity a

re fr

ee to

des

igna

te p

erso

ns w

ho a

re n

ot M

embe

rs o

f the

Per

man

ent C

ourt

ofA

rbitr

atio

n at

The

Hag

ue.

Cha

lleng

e of

Arb

itrat

ors (

Art

icle

s 9 to

12)

Artic

le 9

A p

rosp

ectiv

e ar

bitra

tor s

hall

disc

lose

to th

ose

who

app

roac

h hi

m/h

er in

con

nect

ion

with

his

/her

pos

sibl

e ap

poin

tmen

t any

circ

umst

ance

s lik

ely

to g

ive

rise

to ju

stifi

able

doub

ts a

s to

his

/her

im

parti

ality

or

inde

pend

ence

. An

arbi

trato

r, on

ce a

ppoi

nted

or

chos

en, s

hall

disc

lose

such

circ

umst

ance

s to

the

parti

es u

nles

s the

y ha

ve a

lread

y be

enin

form

ed b

y hi

m/h

er o

f the

se c

ircum

stan

ces.

Artic

le 1

0

1.A

ny a

rbitr

ator

may

be

chal

leng

ed if

circ

umst

ance

s ex

ist t

hat g

ive

rise

to ju

stifi

able

doub

ts a

s to

the

arbi

trato

r’s i

mpa

rtial

ity o

r ind

epen

denc

e.

2.A

par

ty m

ay c

halle

nge

the

arbi

trato

r app

oint

ed b

y hi

m/h

er o

nly

for r

easo

ns o

f whi

chhe

/she

bec

omes

aw

are

afte

r the

app

oint

men

t has

bee

n m

ade.

Artic

le 1

1

1.A

par

ty w

ho in

tend

s to

chal

leng

e an

arbi

trato

r sha

ll se

nd n

otic

e of i

ts ch

alle

nge w

ithin

thirt

y da

ys a

fter t

he a

ppoi

ntm

ent o

f the

cha

lleng

ed a

rbitr

ator

has

bee

n no

tifie

d to

the

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

50chal

leng

ing

party

or w

ithin

thirt

y da

ys a

fter t

he c

ircum

stan

ces

men

tione

d in

arti

cles

9an

d 10

bec

ame

know

n to

that

par

ty.

2.Th

e ch

alle

nge

shal

l be

notif

ied

to th

e ot

her p

arty

, to

the

arbi

trato

r who

is c

halle

nged

and

to th

e oth

er m

embe

rs o

f the

arbi

tral t

ribun

al. T

he n

otifi

catio

n sh

all b

e in

writ

ing

and

shal

l sta

te th

e re

ason

s for

the

chal

leng

e.

3.W

hen

an ar

bitra

tor h

as b

een

chal

leng

ed b

y on

e par

ty, t

he o

ther

par

ty m

ay ag

ree t

o th

ech

alle

nge.

The

arb

itrat

or m

ay a

lso,

afte

r the

chal

leng

e, w

ithdr

aw fr

om h

is/h

er o

ffice

. In

neith

er c

ase

does

this

impl

y ac

cept

ance

of t

he v

alid

ity o

f the

gro

unds

for t

he c

halle

nge.

In b

oth

case

s th

e pr

oced

ure

prov

ided

in

artic

le 6

or

7 sh

all

be u

sed

in f

ull

for

the

appo

intm

ent o

f th

e su

bstit

ute

arbi

trato

r, ev

en if

dur

ing

the

proc

ess

of a

ppoi

ntin

g th

ech

alle

nged

arb

itrat

or a

par

ty h

ad f

aile

d to

exe

rcis

e hi

s/he

r rig

ht t

o ap

poin

t or

to

parti

cipa

te in

the

appo

intm

ent.

Artic

le 1

2

1.If

the

othe

r par

ty d

oes n

ot a

gree

to th

e ch

alle

nge

and

the

chal

leng

ed a

rbitr

ator

doe

sno

t with

draw

, the

dec

isio

n on

the

chal

leng

e w

ill b

e m

ade:

(a)

Whe

n th

e in

itial

app

oint

men

t was

mad

e by

an

appo

intin

g au

thor

ity, b

y th

atau

thor

ity;

(b)

Whe

n th

e in

itial

app

oint

men

t was

not

mad

e by

an

appo

intin

g au

thor

ity, b

ut a

nap

poin

ting

auth

ority

has

bee

n pr

evio

usly

des

igna

ted,

by

that

aut

horit

y;

(c)

In a

ll ot

her c

ases

, by

the

appo

intin

g au

thor

ity to

be

desi

gnat

ed in

acc

orda

nce

with

the

proc

edur

e fo

r des

igna

ting

an a

ppoi

ntin

g au

thor

ity a

s pr

ovid

ed fo

r in

artic

le 6

.

2.If

the

app

oint

ing

auth

ority

sus

tain

s th

e ch

alle

nge,

a s

ubst

itute

arb

itrat

or s

hall

beap

poin

ted

or c

hose

n pu

rsua

nt to

the

proc

edur

e ap

plic

able

to th

e ap

poin

tmen

t or c

hoic

eof

an ar

bitra

tor a

s pro

vide

d in

artic

les 6

to 9

exce

pt th

at, w

hen

this

pro

cedu

re w

ould

call

for t

he d

esig

natio

n of

an

appo

intin

g au

thor

ity, t

he a

ppoi

ntm

ent o

f the

arb

itrat

or sh

all b

em

ade

by th

e ap

poin

ting

auth

ority

whi

ch d

ecid

ed o

n th

e ch

alle

nge.

Rep

lace

men

t of a

n A

rbitr

ator

Artic

le 1

3

1.In

the e

vent

of t

he d

eath

or r

esig

natio

n of

an ar

bitra

tor d

urin

g th

e cou

rse o

f the

arbi

tral

proc

eedi

ngs,

a su

bstit

ute

arbi

trato

r sh

all

be a

ppoi

nted

or

chos

en p

ursu

ant

to t

hepr

oced

ure p

rovi

ded

for i

n ar

ticle

s 6 to

9 th

at w

as ap

plic

able

to th

e app

oint

men

t or c

hoic

e

Page 62: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

51

of th

e ar

bitra

tor b

eing

repl

aced

. Any

resi

gnat

ion

by a

n ar

bitra

tor s

hall

be a

ddre

ssed

toth

e arb

itral

trib

unal

and

shal

l not

be e

ffect

ive u

nles

s the

arbi

tral t

ribun

al d

eter

min

es th

atth

ere

are

suffi

cien

t re

ason

s to

acc

ept

the

resi

gnat

ion,

and

if

the

arbi

tral

tribu

nal

sode

term

ines

the

resi

gnat

ion

shal

l bec

ome

effe

ctiv

e on

the

date

des

igna

ted

by th

e ar

bitra

ltri

buna

l. In

the e

vent

that

an ar

bitra

tor w

hose

resi

gnat

ion

is n

ot ac

cept

ed b

y th

e trib

unal

neve

rthel

ess f

ails

to p

artic

ipat

e in

the

arbi

tratio

n, th

e pr

ovis

ions

of p

arag

raph

3 o

f thi

sar

ticle

shal

l app

ly.

2.In

the

even

t tha

t an

arbi

trato

r fai

ls to

act

or i

n th

e ev

ent o

f the

de

jure

or d

e fa

cto

impo

ssib

ility

of

his/

her

perf

orm

ing

his/

her

func

tions

, the

pro

cedu

re in

res

pect

of

the

chal

leng

e an

d re

plac

emen

t of a

n ar

bitra

tor a

s pr

ovid

ed in

the

prec

edin

g ar

ticle

s sh

all

appl

y, su

bjec

t to

the

prov

isio

ns o

f par

agra

ph 3

of t

his a

rticl

e.

3.If

an ar

bitra

tor o

n a t

hree

- or f

ive-

pers

on tr

ibun

al fa

ils to

par

ticip

ate i

n th

e arb

itrat

ion,

the o

ther

arbi

trato

rs sh

all,

unle

ss th

e par

ties a

gree

oth

erw

ise,

hav

e the

pow

er in

thei

r sol

edi

scre

tion

to c

ontin

ue t

he a

rbitr

atio

n an

d to

mak

e an

y de

cisi

on,

rulin

g or

aw

ard,

notw

ithst

andi

ng th

e fa

ilure

of o

ne a

rbitr

ator

to p

artic

ipat

e. In

det

erm

inin

g w

heth

er to

cont

inue

the

arbi

tratio

n or

to re

nder

any

dec

isio

n, ru

ling,

or a

war

d w

ithou

t the

par

tici-

patio

n of

an

arbi

trato

r, th

e ot

her

arbi

trato

rs s

hall

take

into

acc

ount

the

sta

ge o

f th

ear

bitra

tion,

the r

easo

n, if

any,

expr

esse

d by

the a

rbitr

ator

for s

uch

non-

parti

cipa

tion,

and

such

oth

er m

atte

rs a

s the

y co

nsid

er a

ppro

pria

te in

the

circ

umst

ance

s of t

he c

ase.

In th

eev

ent t

hat t

he o

ther

arbi

trato

rs d

eter

min

e not

to co

ntin

ue th

e arb

itrat

ion

with

out t

he n

on-

parti

cipa

ting

arbi

trato

r, th

e ar

bitra

l tri

buna

l sh

all

decl

are

the

offic

e va

cant

, an

d a

subs

titut

e arb

itrat

or sh

all b

e app

oint

ed p

ursu

ant t

o th

e pro

visi

ons o

f arti

cles

6 to

9, u

nles

sth

e pa

rties

agr

ee o

n a

diffe

rent

met

hod

of a

ppoi

ntm

ent.

Rep

etiti

on o

f Hea

ring

s in

the

Eve

nt o

f the

Rep

lace

men

t of a

n A

rbitr

ator

Artic

le 1

4

If u

nder

arti

cles

11

to 1

3 th

e so

le a

rbitr

ator

or p

resi

ding

arb

itrat

or is

repl

aced

, any

hear

ings

hel

d pr

evio

usly

shal

l be r

epea

ted;

if an

y ot

her a

rbitr

ator

is re

plac

ed, s

uch

prio

rhe

arin

gs m

ay b

e re

peat

ed a

t the

dis

cret

ion

of th

e ar

bitra

l trib

unal

.

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

52SEC

TIO

N II

I. A

RB

ITR

AL

PRO

CEE

DIN

GS

Gen

eral

Pro

visi

ons

Artic

le 1

5

1.Su

bjec

t to

the

se R

ules

, the

arb

itral

trib

unal

may

con

duct

the

arb

itrat

ion

in s

uch

man

ner a

s it c

onsi

ders

appr

opria

te, p

rovi

ded

that

the p

artie

s are

trea

ted

with

equa

lity

and

that

at a

ny st

age

of th

e pr

ocee

ding

s eac

h pa

rty is

giv

en a

full

oppo

rtuni

ty o

f pre

sent

ing

its c

ase.

2.If

eith

er p

arty

so

requ

ests

at a

ny a

ppro

pria

te s

tage

of t

he p

roce

edin

gs, t

he a

rbitr

altri

buna

l sha

ll ho

ld h

earin

gs f

or th

e pr

esen

tatio

n of

evi

denc

e by

witn

esse

s, in

clud

ing

expe

rt w

itnes

ses,

or f

or o

ral a

rgum

ent.

In th

e ab

senc

e of

suc

h a

requ

est,

the

arbi

tral

tribu

nal s

hall

deci

de w

heth

er to

hol

d su

ch h

earin

gs o

r whe

ther

the

proc

eedi

ngs s

hall

beco

nduc

ted

on th

e ba

sis o

f doc

umen

ts a

nd o

ther

mat

eria

ls.

3.A

ll do

cum

ents

or i

nfor

mat

ion

supp

lied

to th

e arb

itral

trib

unal

by

one p

arty

shal

l at t

hesa

me

time

be c

omm

unic

ated

by

that

par

ty to

the

othe

r par

ty a

nd a

cop

y sh

all b

e fil

edw

ith th

e In

tern

atio

nal B

urea

u.

Plac

e of

Arb

itrat

ion

Artic

le 1

6

1.U

nles

s the

par

ties h

ave a

gree

d ot

herw

ise,

the p

lace

whe

re th

e arb

itrat

ion

is to

be h

eld

shal

l be

The

Hag

ue, T

he N

ethe

rland

s. If

the

parti

es a

gree

that

the

arbi

tratio

n sh

all b

ehe

ld a

t a p

lace

oth

er th

an T

he H

ague

, the

Inte

rnat

iona

l Bur

eau

of th

e Pe

rman

ent C

ourt

of A

rbitr

atio

n sh

all i

nfor

m th

e pa

rties

and

the

arbi

tral t

ribun

al w

heth

er it

is w

illin

g to

prov

ide t

he se

cret

aria

t and

regi

stra

r ser

vice

s ref

erre

d to

in ar

ticle

1, p

arag

raph

1, a

nd th

ese

rvic

es re

ferr

ed to

in a

rticl

e 25

, par

agra

ph 3

.

2.Th

e ar

bitra

l trib

unal

may

det

erm

ine

the

loca

le o

f the

arb

itrat

ion

with

in th

e co

untry

agre

ed u

pon

by th

e pa

rties

. It m

ay h

ear w

itnes

ses

and

hold

mee

tings

for c

onsu

ltatio

nam

ong

its m

embe

rs at

any

plac

e it d

eem

s app

ropr

iate

, hav

ing

rega

rd to

the c

ircum

stan

ces

of th

e ar

bitra

tion.

3.A

fter i

nviti

ng th

e vi

ews

of th

e pa

rties

, the

arb

itral

trib

unal

may

mee

t at a

ny p

lace

itde

ems a

ppro

pria

te fo

r the

insp

ectio

n of p

rope

rty or

docu

men

ts. T

he pa

rties

shal

l be g

iven

suffi

cien

t not

ice

to e

nabl

e th

em to

be

pres

ent a

t suc

h in

spec

tion.

4.Th

e aw

ard

shal

l be

mad

e at

the

plac

e of

arb

itrat

ion.

Page 63: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

53

Lan

guag

e

Artic

le 1

7

1.Su

bjec

t to

an a

gree

men

t by

the

parti

es, t

he a

rbitr

al tr

ibun

al s

hall,

pro

mpt

ly a

fter i

tsap

poin

tmen

t, de

term

ine

the

lang

uage

or l

angu

ages

to b

e us

ed in

the

proc

eedi

ngs.

This

dete

rmin

atio

n sh

all a

pply

to th

e st

atem

ent o

f cla

im, t

he s

tate

men

t of d

efen

ce, a

nd a

nyfu

rther

writ

ten

stat

emen

ts a

nd, i

f ora

l hea

rings

take

pla

ce, t

o th

e la

ngua

ge o

r lan

guag

esto

be

used

in su

ch h

earin

gs.

2.Th

e arb

itral

trib

unal

may

ord

er th

at an

y do

cum

ents

anne

xed

to th

e sta

tem

ent o

f cla

imor

stat

emen

t of d

efen

ce, a

nd a

ny su

pple

men

tary

doc

umen

ts o

r exh

ibits

subm

itted

in th

eco

urse

of t

he p

roce

edin

gs, d

eliv

ered

in th

eir o

rigin

al la

ngua

ge, s

hall

be ac

com

pani

ed b

ya t

rans

latio

n in

to th

e lan

guag

e or l

angu

ages

agre

ed u

pon

by th

e par

ties o

r det

erm

ined

by

the

arbi

tral t

ribun

al.

Stat

emen

t of C

laim

Artic

le 1

8

1.U

nles

s th

e st

atem

ent o

f cl

aim

was

con

tain

ed in

the

notic

e of

arb

itrat

ion,

with

in a

perio

d of

tim

e to

be d

eter

min

ed b

y th

e arb

itral

trib

unal

, the

clai

man

t sha

ll co

mm

unic

ate

its st

atem

ent o

f cla

im in

writ

ing

to th

e res

pond

ent a

nd to

eac

h of

the

arbi

trato

rs. A

cop

yof

the

treat

y or

oth

er a

gree

men

t and

of t

he a

rbitr

atio

n ag

reem

ent i

f not

con

tain

ed in

the

treat

y or

agr

eem

ent,

shal

l be

anne

xed

ther

eto.

2.Th

e st

atem

ent o

f cla

im sh

all i

nclu

de a

prec

ise s

tate

men

t of t

he fo

llow

ing

parti

cula

rs:

(a)

The

nam

es a

nd a

ddre

sses

of t

he p

artie

s;

(b)

A st

atem

ent o

f the

fact

s sup

porti

ng th

e cl

aim

;

(c)

The

poin

ts a

t iss

ue;

(d)

The

relie

f or r

emed

y so

ught

.

The c

laim

ant m

ay an

nex

to it

s sta

tem

ent o

f cla

im al

l doc

umen

ts it

dee

ms r

elev

ant o

r may

add

a re

fere

nce

to th

e do

cum

ents

or o

ther

evi

denc

e it

will

subm

it.

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

54Stat

emen

t of D

efen

ce

Artic

le 1

9

1.W

ithin

a pe

riod

of ti

me t

o be

det

erm

ined

by

the a

rbitr

al tr

ibun

al, t

he re

spon

dent

shal

lco

mm

unic

ate

its s

tate

men

t of

defe

nce

in w

ritin

g to

the

clai

man

t and

to e

ach

of th

ear

bitra

tors

.

2.Th

e sta

tem

ent o

f def

ence

shal

l rep

ly to

the p

artic

ular

s (b)

, (c)

and

(d) o

f the

stat

emen

tof

cla

im (a

rt. 1

8, p

ara.

2).

The

resp

onde

nt m

ay a

nnex

to it

s sta

tem

ent t

he d

ocum

ents

on

whi

ch it

relie

s for

its d

efen

ce o

r may

add

a ref

eren

ce to

the d

ocum

ents

or o

ther

evid

ence

it w

ill su

bmit.

3.In

its s

tate

men

t of d

efen

ce, o

r at a

late

r sta

ge in

the a

rbitr

al p

roce

edin

gs if

the a

rbitr

altri

buna

l dec

ides

that

the d

elay

was

just

ified

und

er th

e circ

umst

ance

s, th

e res

pond

ent m

aym

ake a

coun

ter-c

laim

aris

ing

out o

f the

sam

e tre

aty

or o

ther

agre

emen

t or r

ely

on a

clai

mar

isin

g ou

t of t

he sa

me

treat

y or

oth

er a

gree

men

t for

the

purp

ose

of a

set-o

ff.

4.Th

e pr

ovis

ions

of a

rticl

e 18

, par

agra

ph 2

, sha

ll ap

ply

to a

cou

nter

-cla

im a

nd a

cla

imre

lied

on fo

r the

pur

pose

of a

set-o

ff.

Am

endm

ents

to th

e C

laim

or

Def

ence

Artic

le 2

0

Dur

ing

the

cour

se o

f the

arb

itral

pro

ceed

ings

eith

er p

arty

may

am

end

or su

pple

men

tits

cla

im o

r def

ence

unl

ess t

he a

rbitr

al tr

ibun

al c

onsi

ders

it in

appr

opria

te to

allo

w su

cham

endm

ent h

avin

g re

gard

to th

e del

ay in

mak

ing

it or

pre

judi

ce to

the o

ther

par

ty o

r any

othe

r circ

umst

ance

s. H

owev

er, a

cla

im m

ay n

ot b

e am

ende

d in

such

a m

anne

r tha

t the

amen

ded

clai

m fa

lls o

utsi

de th

e sc

ope

of th

e ar

bitra

tion

clau

se o

r sep

arat

e ar

bitra

tion

agre

emen

t.

Plea

s as t

o th

e Ju

risd

ictio

n of

the

Arb

itral

Tri

buna

l

Artic

le 2

1

1.Th

e ar

bitra

l tri

buna

l sh

all

have

the

pow

er t

o ru

le o

n ob

ject

ions

tha

t it

has

noju

risdi

ctio

n, in

clud

ing

any

obje

ctio

ns w

ith r

espe

ct to

the

exis

tenc

e or

val

idity

of

the

arbi

tratio

n cl

ause

or o

f the

sepa

rate

arb

itrat

ion

agre

emen

t.

2.Th

e ar

bitra

l trib

unal

shal

l hav

e th

e po

wer

to d

eter

min

e th

e ex

iste

nce

or th

e va

lidity

of th

e tre

aty

or o

ther

agr

eem

ent o

f w

hich

an

arbi

tratio

n cl

ause

for

ms

a pa

rt. F

or th

e

Page 64: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

55

purp

oses

of a

rticl

e 21

, an

arbi

tratio

n cl

ause

whi

ch fo

rms p

art o

f the

trea

ty o

r agr

eem

ent

and

whi

ch p

rovi

des

for a

rbitr

atio

n un

der t

hese

Rul

es s

hall

be tr

eate

d as

an

agre

emen

tin

depe

nden

t of t

he o

ther

term

s of

the

treat

y or

agr

eem

ent.

A d

ecis

ion

by th

e ar

bitra

ltri

buna

l th

at t

he t

reat

y or

agr

eem

ent

is n

ull

and

void

sha

ll no

t en

tail

ipso

jur

e th

ein

valid

ity o

f the

arb

itrat

ion

clau

se.

3.A

ple

a tha

t the

arbi

tral t

ribun

al d

oes n

ot h

ave j

uris

dict

ion

shal

l be r

aise

d no

t lat

er th

anin

the

sta

tem

ent

of d

efen

ce o

r, w

ith r

espe

ct t

o a

coun

ter-c

laim

, in

the

repl

y to

the

coun

ter-c

laim

.

4.In

gen

eral

, the

arb

itral

trib

unal

shou

ld ru

le o

n a

plea

con

cern

ing

its ju

risdi

ctio

n as

apr

elim

inar

y que

stio

n. H

owev

er, t

he ar

bitra

l trib

unal

may

proc

eed w

ith th

e arb

itrat

ion a

ndru

le o

n su

ch a

ple

a in

its f

inal

aw

ard.

Furt

her

Wri

tten

Stat

emen

ts

Artic

le 2

2

The a

rbitr

al tr

ibun

al sh

all,

afte

r inv

iting

the v

iew

s of t

he p

artie

s, de

cide

whi

ch fu

rther

writ

ten

stat

emen

ts, i

n ad

ditio

n to

the

stat

emen

t of c

laim

and

the

stat

emen

t of d

efen

ce,

shal

l be

requ

ired

from

the

parti

es o

r may

be

pres

ente

d by

them

and

shal

l fix

the

perio

dof

tim

e fo

r com

mun

icat

ing

such

stat

emen

ts.

Peri

ods o

f Tim

e

Artic

le 2

3

The

perio

ds o

f tim

e fix

ed b

y th

e ar

bitra

l trib

unal

for t

he c

omm

unic

atio

n of

writ

ten

stat

emen

ts (i

nclu

ding

the s

tate

men

t of c

laim

and s

tate

men

t of d

efen

ce) s

houl

d not

exce

edni

nety

day

s. H

owev

er, t

he ar

bitra

l trib

unal

may

set l

onge

r tim

e lim

its, i

f it c

oncl

udes

that

an e

xten

sion

is ju

stifi

ed.

Evi

denc

e an

d H

eari

ngs (

Art

icle

s 24

and

25)

Artic

le 2

4

1.Ea

ch p

arty

shal

l hav

e th

e bu

rden

of p

rovi

ng th

e fa

cts r

elie

d on

to su

ppor

t its

cla

im o

rde

fenc

e.

2.Th

e arb

itral

trib

unal

may

, if i

t con

side

rs it

appr

opria

te, r

equi

re a

party

to d

eliv

er to

the

tribu

nal a

nd to

the

othe

r par

ty, w

ithin

such

a p

erio

d of

tim

e as

the

arbi

tral t

ribun

al sh

all

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

56deci

de, a

sum

mar

y of

the

docu

men

ts a

nd o

ther

evi

denc

e w

hich

that

par

ty in

tend

s to

pres

ent i

n su

ppor

t of t

he fa

cts i

n is

sue

set o

ut in

its s

tate

men

t of c

laim

or s

tate

men

t of

defe

nce.

3.A

t any

tim

e du

ring

the

arbi

tral p

roce

edin

gs th

e ar

bitra

l trib

unal

may

cal

l upo

n th

epa

rties

to p

rodu

ce d

ocum

ents

, exh

ibits

or o

ther

evid

ence

with

in su

ch a

perio

d of

tim

e as

the

tribu

nal s

hall

dete

rmin

e. T

he tr

ibun

al sh

all t

ake

note

of a

ny re

fusa

l to

do so

as w

ell

as a

ny re

ason

s giv

en fo

r suc

h re

fusa

l.

Artic

le 2

5

1.In

the

even

t of a

n or

al h

earin

g, th

e ar

bitra

l trib

unal

sha

ll gi

ve th

e pa

rties

ade

quat

ead

vanc

e no

tice

of th

e da

te, t

ime

and

plac

e th

ereo

f.

2.If

witn

esse

s ar

e to

be

hear

d, a

t lea

st th

irty

days

bef

ore

the

hear

ing

each

par

ty s

hall

com

mun

icat

e to

the

arbi

tral t

ribun

al a

nd to

the

othe

r par

ty th

e na

mes

and

add

ress

es o

fth

e w

itnes

ses

it in

tend

s to

pre

sent

, the

sub

ject

upo

n an

d th

e la

ngua

ges

in w

hich

suc

hw

itnes

ses w

ill g

ive

thei

r tes

timon

y.

3.Th

e In

tern

atio

nal B

urea

u sh

all m

ake

arra

ngem

ents

for t

he tr

ansl

atio

n of

ora

l sta

te-

men

ts m

ade a

t a h

earin

g an

d fo

r a re

cord

of t

he h

earin

g if

eith

er is

dee

med

nec

essa

ry b

yth

e trib

unal

und

er th

e circ

umst

ance

s of t

he ca

se, o

r if t

he p

artie

s hav

e agr

eed

ther

eto

and

have

com

mun

icat

ed su

ch ag

reem

ent t

o th

e trib

unal

and

the I

nter

natio

nal B

urea

u at

leas

tth

irty

days

bef

ore

the

hear

ing

or s

uch

long

er p

erio

d be

fore

the

hear

ing

as th

e ar

bitra

ltri

buna

l may

det

erm

ine.

4.H

earin

gs s

hall

be h

eld

in c

amer

a un

less

the

parti

es a

gree

oth

erw

ise.

The

arb

itral

tribu

nal m

ay re

quire

the

retir

emen

t of a

ny w

itnes

s or w

itnes

ses d

urin

g th

e te

stim

ony

ofot

her w

itnes

ses.

The a

rbitr

al tr

ibun

al is

free

to d

eter

min

e the

man

ner i

n w

hich

witn

esse

sar

e ex

amin

ed.

5.Ev

iden

ce o

f witn

esse

s may

also

be p

rese

nted

in th

e for

m o

f writ

ten

stat

emen

ts si

gned

by th

em.

6.Th

e ar

bitra

l tri

buna

l sh

all

dete

rmin

e th

e ad

mis

sibi

lity,

rel

evan

ce, m

ater

ialit

y an

dw

eigh

t of t

he e

vide

nce

offe

red.

Page 65: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

57

Inte

rim

Mea

sure

s of P

rote

ctio

n

Artic

le 2

6

1.U

nles

s the

par

ties o

ther

wis

e ag

ree,

the

arbi

tral t

ribun

al m

ay, a

t the

requ

est o

f eith

erpa

rty, t

ake

any

inte

rim m

easu

res i

t dee

ms n

eces

sary

to p

rese

rve

the

resp

ectiv

e rig

hts o

fei

ther

par

ty.

2.Su

ch in

terim

mea

sure

s m

ay b

e es

tabl

ishe

d in

the

form

of

an in

terim

aw

ard.

The

arbi

tral t

ribun

al sh

all b

e en

title

d to

requ

ire se

curit

y fo

r the

cos

ts o

f suc

h m

easu

res.

3.A

requ

est f

or in

terim

mea

sure

s add

ress

ed b

y an

y pa

rty to

a ju

dici

al au

thor

ity sh

all n

otbe

dee

med

inco

mpa

tible

with

the

agre

emen

t to

arbi

trate

, or a

s a

wai

ver o

f tha

t agr

ee-

men

t.

Exp

erts

Artic

le 2

7

1.Th

e ar

bitra

l trib

unal

may

app

oint

one

or m

ore

expe

rts to

repo

rt to

it, i

n w

ritin

g, o

nsp

ecifi

c is

sues

to

be d

eter

min

ed b

y th

e tri

buna

l. A

cop

y of

the

exp

ert’s

ter

ms

ofre

fere

nce,

est

ablis

hed

by th

e ar

bitra

l trib

unal

, sha

ll be

com

mun

icat

ed to

the

parti

es.

2.Th

e pa

rties

sha

ll gi

ve th

e ex

pert

any

rele

vant

info

rmat

ion

or p

rodu

ce f

or h

is/h

erin

spec

tion

any

rele

vant

doc

umen

ts o

r go

ods

that

he/

she

may

req

uest

of

them

. Any

disp

ute

betw

een

a pa

rty a

nd su

ch e

xper

t as t

o th

e re

leva

nce

and

appr

opria

tene

ss o

f the

requ

ired

info

rmat

ion

or p

rodu

ctio

n sh

all b

e ref

erre

d to

the a

rbitr

al tr

ibun

al fo

r dec

isio

n.

3.U

pon

rece

ipt o

f the

exp

ert’s

repo

rt, th

e arb

itral

trib

unal

shal

l com

mun

icat

e a

copy

of

the

repo

rt to

the

parti

es w

ho sh

all b

e gi

ven

the

oppo

rtuni

ty to

exp

ress

, in

writ

ing,

thei

rop

inio

n on

the

repo

rt. A

par

ty sh

all b

e en

title

d to

exa

min

e an

y do

cum

ent o

n w

hich

the

expe

rt ha

s rel

ied

in h

is/h

er re

port.

4.A

t the

requ

est o

f eith

er p

arty

the

expe

rt, a

fter d

eliv

ery

of th

e re

port,

may

be

hear

d at

a hea

ring

whe

re th

e par

ties s

hall

have

the o

ppor

tuni

ty to

be p

rese

nt an

d to

inte

rrog

ate t

heex

pert.

At t

his h

earin

g ei

ther

par

ty m

ay p

rese

nt ex

pert

witn

esse

s in

orde

r to

test

ify o

n th

epo

ints

at i

ssue

. The

pro

visi

ons o

f arti

cle

25 sh

all b

e ap

plic

able

to su

ch p

roce

edin

gs.

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

58Failu

re to

App

ear

or to

Mak

e Su

bmis

sion

s

Artic

le 2

8

1.If

, with

in th

e pe

riod

of ti

me

fixed

by

the

arbi

tral t

ribun

al, t

he c

laim

ant h

as fa

iled

toco

mm

unic

ate

its c

laim

with

out s

how

ing

suffi

cien

t cau

se fo

r suc

h fa

ilure

, the

arb

itral

tribu

nal s

hall

issu

e an

orde

r for

the t

erm

inat

ion

of th

e arb

itral

pro

ceed

ings

. If,

with

in th

epe

riod

of ti

me

fixed

by

the

arbi

tral t

ribun

al, t

he re

spon

dent

has

faile

d to

com

mun

icat

eits

sta

tem

ent o

f def

ence

with

out s

how

ing

suffi

cien

t cau

se fo

r suc

h fa

ilure

, the

arb

itral

tribu

nal s

hall

orde

r tha

t the

pro

ceed

ings

con

tinue

.

2.If

one

of

the

parti

es, d

uly

notif

ied

unde

r th

ese

Rul

es, f

ails

to a

ppea

r at

a h

earin

g,w

ithou

t sho

win

g su

ffici

ent c

ause

for s

uch

failu

re, t

he ar

bitra

l trib

unal

may

pro

ceed

with

the

arbi

tratio

n.

3.If

one

of t

he p

artie

s, du

ly in

vite

d to

pro

duce

doc

umen

tary

evi

denc

e, fa

ils to

do

sow

ithin

the

esta

blis

hed

perio

d of

tim

e, w

ithou

t sho

win

g su

ffici

ent c

ause

for s

uch

failu

re,

the

arbi

tral t

ribun

al m

ay m

ake

the

awar

d on

the

evid

ence

bef

ore

it.

Clo

sure

of H

eari

ngs

Artic

le 2

9

1.Th

e ar

bitra

l trib

unal

may

inqu

ire o

f the

par

ties i

f the

y ha

ve a

ny fu

rther

pro

of to

offe

ror

witn

esse

s to

be h

eard

or s

ubm

issi

ons t

o m

ake a

nd, i

f the

re ar

e non

e, it

may

dec

lare

the

hear

ings

clo

sed.

2.Th

e ar

bitra

l trib

unal

may

, if i

t con

side

rs it

nec

essa

ry o

win

g to

exc

eptio

nal c

ircum

-st

ance

s, de

cide

, on

its o

wn

mot

ion

or u

pon

appl

icat

ion

of a

party

, to

reop

en th

e hea

rings

at a

ny ti

me

befo

re th

e aw

ard

is m

ade.

Wai

ver

of R

ules

Artic

le 3

0

A p

arty

who

kno

ws t

hat a

ny p

rovi

sion

of,

or re

quire

men

t und

er, t

hese

Rul

es h

as n

otbe

en c

ompl

ied

with

and

yet

pro

ceed

s w

ith th

e ar

bitra

tion

with

out p

rom

ptly

sta

ting

itsob

ject

ion

to su

ch n

on-c

ompl

ianc

e, sh

all b

e de

emed

to h

ave

wai

ved

its ri

ght t

o ob

ject

.

Page 66: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

59

SEC

TIO

N IV

. TH

E AW

AR

D

Dec

isio

ns

Artic

le 3

1

1.W

hen

ther

e ar

e th

ree

or fi

ve a

rbitr

ator

s, an

y aw

ard

or o

ther

dec

isio

n of

the

arbi

tral

tribu

nal s

hall

be m

ade

by a

maj

ority

of t

he a

rbitr

ator

s.

2.In

the

case

of q

uest

ions

of p

roce

dure

, whe

n th

ere

is n

o m

ajor

ity o

r whe

n th

e ar

bitra

ltri

buna

l so

auth

oriz

es, t

he p

resi

ding

arb

itrat

or m

ay d

ecid

e on

his

/her

ow

n, s

ubje

ct to

revi

sion

, if a

ny, b

y th

e ar

bitra

l trib

unal

.

Form

and

Eff

ect o

f the

Aw

ard

Artic

le 3

2

1.In

add

ition

to m

akin

g a

final

aw

ard,

the

arbi

tral t

ribun

al s

hall

be e

ntitl

ed to

mak

ein

terim

, int

erlo

cuto

ry, o

r par

tial a

war

ds.

2.Th

e aw

ard

shal

l be m

ade i

n w

ritin

g an

d sh

all b

e fin

al a

nd b

indi

ng o

n th

e par

ties.

The

parti

es u

nder

take

to c

arry

out

the

awar

d w

ithou

t del

ay.

3.Th

e arb

itral

trib

unal

shal

l sta

te th

e rea

sons

upo

n w

hich

the a

war

d is

bas

ed, u

nles

s the

parti

es h

ave

agre

ed th

at n

o re

ason

s are

to b

e gi

ven.

4.A

n aw

ard

shal

l be s

igne

d by

the a

rbitr

ator

s and

it sh

all c

onta

in th

e dat

e on

whi

ch an

dth

e pl

ace

whe

re th

e aw

ard

was

mad

e. W

here

ther

e ar

e th

ree

or fi

ve a

rbitr

ator

s and

any

one

of t

hem

fai

ls t

o si

gn,

the

awar

d sh

all

stat

e th

e re

ason

for

the

abs

ence

of

the

sign

atur

e(s)

.

5.Th

e aw

ard

may

be

mad

e pu

blic

onl

y w

ith th

e co

nsen

t of b

oth

parti

es.

6.C

opie

s of t

he aw

ard

sign

ed b

y th

e arb

itrat

ors s

hall

be co

mm

unic

ated

to th

e par

ties b

yth

e In

tern

atio

nal B

urea

u.

App

licab

le L

aw

Artic

le 3

3

1.Th

e arb

itral

trib

unal

shal

l app

ly th

e law

chos

en b

y th

e par

ties,

or in

the a

bsen

ce o

f an

agre

emen

t, sh

all d

ecid

e suc

h di

sput

es in

acco

rdan

ce w

ith in

tern

atio

nal l

aw b

y ap

plyi

ng:

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

60

(a)

Inte

rnat

iona

l co

nven

tions

, w

heth

er g

ener

al o

r pa

rticu

lar,

esta

blis

hing

rul

esex

pres

sly

reco

gniz

ed b

y th

e co

ntes

ting

Stat

es;

(b)

Inte

rnat

iona

l cus

tom

, as e

vide

nce

of a

gen

eral

pra

ctic

e ac

cept

ed a

s law

;

(c)

The

gene

ral p

rinci

ples

of l

aw re

cogn

ized

by

civi

lized

nat

ions

;

(d)

Judi

cial

and

arb

itral

dec

isio

ns a

nd th

e te

achi

ngs

of th

e m

ost h

ighl

y qu

alifi

edpu

blic

ists

of t

he v

ario

us n

atio

ns, a

s sub

sidi

ary

mea

ns fo

r the

det

erm

inat

ion

ofru

les o

f law

.

2.Th

is p

rovi

sion

shal

l not

pre

judi

ce th

e po

wer

of t

he a

rbitr

al tr

ibun

al to

dec

ide

a ca

seex

aeq

uo e

t bon

o, if

the

parti

es a

gree

ther

eto.

Settl

emen

t or

Oth

er G

roun

ds fo

r Te

rmin

atio

n

Artic

le 3

4

1.If

, bef

ore

the

awar

d is

mad

e, th

e pa

rties

agr

ee o

n a

settl

emen

t of

the

disp

ute,

the

arbi

tral t

ribun

al sh

all e

ither

issu

e an

orde

r for

the t

erm

inat

ion

of th

e arb

itral

pro

ceed

ings

or, i

f req

uest

ed b

y bo

th p

artie

s and

acce

pted

by

the t

ribun

al, r

ecor

d th

e set

tlem

ent i

n th

efo

rm o

f an

arbi

tral a

war

d on

agr

eed

term

s. Th

e ar

bitra

l trib

unal

is n

ot o

blig

ed to

giv

ere

ason

s for

such

an

awar

d.

2.If

, bef

ore

the

awar

d is

mad

e, th

e co

ntin

uatio

n of

the

arbi

tral p

roce

edin

gs b

ecom

esun

nece

ssar

y or

impo

ssib

le f

or a

ny r

easo

n no

t men

tione

d in

par

agra

ph 1

, the

arb

itral

tribu

nal s

hall

info

rm th

e pa

rties

of i

ts in

tent

ion

to is

sue

an o

rder

for t

he te

rmin

atio

n of

the p

roce

edin

gs. T

he ar

bitra

l trib

unal

shal

l hav

e the

pow

er to

issu

e suc

h an

ord

er u

nles

sa

party

rais

es ju

stifi

able

gro

unds

for o

bjec

tion.

3.C

opie

s of t

he o

rder

for t

erm

inat

ion

of th

e arb

itral

pro

ceed

ings

or o

f the

arbi

tral a

war

don

agr

eed

term

s, si

gned

by

the

arbi

trato

rs, s

hall

be c

omm

unic

ated

to th

e pa

rties

by

the

Inte

rnat

iona

l Bur

eau.

Whe

re a

n ar

bitra

l aw

ard

on a

gree

d te

rms i

s mad

e, th

e pr

ovis

ions

of a

rticl

e 32

, par

agra

phs 2

and

4 to

6, s

hall

appl

y.

Inte

rpre

tatio

n of

the

Awar

d

Artic

le 3

5

1.W

ithin

sixt

y da

ys a

fter t

he re

ceip

t of t

he a

war

d, e

ither

par

ty, w

ith n

otic

e to

the

othe

rpa

rty, m

ay re

ques

t tha

t the

arb

itral

trib

unal

giv

e an

inte

rpre

tatio

n of

the

awar

d.

Page 67: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

61

2.Th

e in

terp

reta

tion

shal

l be

give

n in

writ

ing

with

in fo

rty-f

ive

days

afte

r the

rece

ipt o

fth

e re

ques

t. Th

e in

terp

reta

tion

shal

l for

m p

art o

f the

aw

ard

and

the

prov

isio

ns o

f arti

cle

32, p

arag

raph

s 2 to

6, s

hall

appl

y.

Cor

rect

ion

of th

e Aw

ard

Artic

le 3

6

1.W

ithin

sixt

y da

ys a

fter t

he re

ceip

t of t

he a

war

d, e

ither

par

ty, w

ith n

otic

e to

the

othe

rpa

rty, m

ay re

ques

t the

arbi

tral t

ribun

al to

corr

ect i

n th

e aw

ard

any

erro

rs in

com

puta

tion,

any

cler

ical

or t

ypog

raph

ical

erro

rs, o

r any

erro

rs o

f sim

ilar n

atur

e. T

he ar

bitra

l trib

unal

may

with

in th

irty

days

afte

r the

com

mun

icat

ion

of th

e aw

ard

mak

e su

ch c

orre

ctio

ns o

nits

ow

n in

itiat

ive.

2.Su

ch c

orre

ctio

ns sh

all b

e in

writ

ing,

and

the

prov

isio

ns o

f arti

cle

32, p

arag

raph

s 2 to

6, sh

all a

pply

.

Add

ition

al A

war

d

Artic

le 3

7

1.W

ithin

sixt

y da

ys a

fter t

he re

ceip

t of t

he a

war

d, e

ither

par

ty, w

ith n

otic

e to

the

othe

rpa

rty,

may

req

uest

the

arb

itral

trib

unal

to

mak

e an

add

ition

al a

war

d as

to

clai

ms

pres

ente

d in

the

arbi

tral p

roce

edin

gs b

ut o

mitt

ed fr

om th

e aw

ard.

2.If

the a

rbitr

al tr

ibun

al co

nsid

ers t

he re

ques

t for

an ad

ditio

nal a

war

d to

be j

ustif

ied

and

cons

ider

s tha

t the

om

issi

on c

an b

e re

ctifi

ed w

ithou

t any

furth

er h

earin

gs o

r evi

denc

e, it

shal

l com

plet

e its

aw

ard

with

in si

xty

days

afte

r the

rece

ipt o

f the

requ

est.

3.W

hen

an a

dditi

onal

aw

ard

is m

ade,

the

prov

isio

ns o

f arti

cle

32, p

arag

raph

s 2

to 6

,sh

all a

pply

.

Cos

ts (A

rtic

les 3

8 to

40)

Artic

le 3

8

The

arbi

tral t

ribun

al s

hall

fix th

e co

sts

of a

rbitr

atio

n in

its

awar

d. T

he te

rm ‘c

osts

’in

clud

es o

nly:

(a)

The

fees

of t

he a

rbitr

al tr

ibun

al;

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

62

(b)

The

trave

l and

oth

er e

xpen

ses i

ncur

red

by th

e ar

bitra

tors

;

(c)

The

cost

s of

exp

ert

advi

ce a

nd o

f ot

her

assi

stan

ce r

equi

red

by t

he a

rbitr

altri

buna

l;

(d)

The

trave

l and

oth

er e

xpen

ses

of w

itnes

ses

to th

e ex

tent

suc

h ex

pens

es a

reap

prov

ed b

y th

e ar

bitra

l trib

unal

;

(e)

Any

fees

and

expe

nses

of t

he ap

poin

ting

auth

ority

as w

ell a

s the

expe

nses

of t

heSe

cret

ary-

Gen

eral

of t

he P

erm

anen

t Cou

rt of

Arb

itrat

ion

at T

he H

ague

and

the

Inte

rnat

iona

l Bur

eau.

Artic

le 3

9

1.Th

e fee

s of t

he ar

bitra

l trib

unal

shal

l be r

easo

nabl

e in

amou

nt, t

akin

g in

to ac

coun

t the

com

plex

ity o

f the

subj

ect-m

atte

r, th

e tim

e spe

nt b

y th

e arb

itrat

ors,

the a

mou

nt in

dis

pute

,if

any,

and

any

oth

er re

leva

nt c

ircum

stan

ces o

f the

cas

e.

2.W

hen

a par

ty so

requ

ests

, the

arbi

tral t

ribun

al sh

all f

ix it

s fee

s onl

y af

ter c

onsu

ltatio

nw

ith th

e Se

cret

ary-

Gen

eral

of t

he P

erm

anen

t Cou

rt of

Arb

itrat

ion

who

may

mak

e an

yco

mm

ent h

e/sh

e de

ems a

ppro

pria

te to

the

arbi

tral t

ribun

al c

once

rnin

g th

e fe

es.

Artic

le 4

0

1.Ea

ch p

arty

shal

l bea

r its

ow

n co

sts o

f arb

itrat

ion.

How

ever

, the

arb

itral

trib

unal

may

appo

rtion

eac

h of

such

cos

ts b

etw

een

the

parti

es if

it d

eter

min

es th

at a

ppor

tionm

ent i

sre

ason

able

, tak

ing

into

acc

ount

the

circ

umst

ance

s of t

he c

ase.

2.W

hen

the

arbi

tral

tribu

nal

issu

es a

n or

der

for

the

term

inat

ion

of t

he a

rbitr

alpr

ocee

ding

s or

mak

es a

n aw

ard

on a

gree

d te

rms,

it sh

all f

ix th

e co

sts

of a

rbitr

atio

nre

ferr

ed to

in a

rticl

e 38

and

arti

cle

39, p

arag

raph

1, i

n th

e te

xt o

f tha

t ord

er o

r aw

ard.

3.N

o ad

ditio

nal

fees

may

be

char

ged

by a

n ar

bitra

l tri

buna

l fo

r in

terp

reta

tion

orco

rrec

tion

or c

ompl

etio

n of

its a

war

d un

der a

rticl

es 3

5 to

37.

Dep

osit

of C

osts

Artic

le 4

1

1.Th

e Int

erna

tiona

l Bur

eau f

ollo

win

g the

com

men

cem

ent o

f the

arbi

tratio

n, m

ay re

ques

tea

ch p

arty

to d

epos

it an

equ

al a

mou

nt a

s an

adva

nce

for t

he c

osts

refe

rred

to in

arti

cle

38, p

arag

raph

s (a)

, (b)

, (c)

and

(e).

All

amou

nts d

epos

ited

by th

e par

ties p

ursu

ant t

o th

ispa

ragr

aph

and

para

grap

h 2

of th

is a

rticl

e sh

all b

e di

rect

ed to

the

Inte

rnat

iona

l Bur

eau,

Page 68: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

63

and

disb

urse

d by

it

for

such

cos

ts, i

nclu

ding

, int

er a

lia, f

ees

to t

he a

rbitr

ator

s, th

eSe

cret

ary-

Gen

eral

and

the

Inte

rnat

iona

l Bur

eau.

2.D

urin

g th

e co

urse

of

the

arbi

tral

proc

eedi

ngs

the

arbi

tral

tribu

nal

may

req

uest

supp

lem

enta

ry d

epos

its fr

om th

e pa

rties

.

3.If

the

requ

este

d de

posi

ts a

re n

ot p

aid

in fu

ll w

ithin

sixt

y da

ys a

fter t

he re

ceip

t of t

here

ques

t, th

e ar

bitra

l trib

unal

sha

ll so

info

rm th

e pa

rties

in o

rder

that

one

or a

noth

er o

fth

em m

ay m

ake t

he re

quire

d pa

ymen

t. If

such

pay

men

t is n

ot m

ade,

the a

rbitr

al tr

ibun

alm

ay o

rder

the

susp

ensi

on o

r ter

min

atio

n of

the

arbi

tral p

roce

edin

gs.

4.A

fter t

he a

war

d ha

s bee

n m

ade,

the

Inte

rnat

iona

l Bur

eau

shal

l ren

der a

n ac

coun

ting

to th

e pa

rties

of t

he d

epos

its re

ceiv

ed an

d re

turn

any

unex

pend

ed b

alan

ce to

the p

artie

s.

PER

MA

NEN

T C

OU

RT

OF

AR

BIT

RA

TIO

N –

BA

SIC

DO

CU

MEN

TS

64

NO

TES

TO T

HE

TEX

T

Thes

e R

ules

are

bas

ed o

n th

e U

NC

ITR

AL

Arb

itrat

ion

Rul

es, w

ith th

e fo

llow

ing

mod

ifica

tions

:

(i)M

odifi

catio

ns to

refle

ct th

e pub

lic in

tern

atio

nal l

aw ch

arac

ter o

f dis

pute

s bet

wee

nSt

ates

, and

dip

lom

atic

pra

ctic

e ap

prop

riate

to su

ch d

ispu

tes:

Arti

cle

1,pa

ra. 1

Arti

cle

2,pa

ra. 2

Arti

cle

4A

rticl

e 8,

para

s. 1

and

2A

rticl

e 13

,pa

ras.

1 an

d 2;

par

a. 3

(add

ed)

Arti

cle

15,

para

. 2A

rticl

e 23

Arti

cle

24,

para

. 3A

rticl

e 27

,pa

ra. 2

Arti

cle

32,

para

. 7 (d

elet

ed)

Arti

cle

33A

rticl

e 39

,pa

ra. 1

; par

as. 2

and

4 (d

elet

ed);

para

. 3 (r

enum

bere

d)A

rticl

e 41

,pa

ra. 4

Thro

ugho

ut t

he R

ules

, th

e w

ords

‘tre

aty

or o

ther

agr

eem

ent’

are

subs

titut

ed f

or‘c

ontra

ct’.

Thro

ugho

ut th

e Rul

es, t

ime l

imits

pla

ced

upon

the p

artie

s hav

e bee

n m

ade t

wic

e as l

ong,

e.g.

, ‘th

irty

days

’ sub

stitu

ted

for ‘

fifte

en d

ays,’

‘six

ty d

ays’

subs

titut

ed fo

r ‘th

irty

days

’,w

ith th

e ex

cept

ion

of a

rticl

e 7,

par

agra

ph 2

.

Thro

ugho

ut th

e Rul

es, w

hene

ver r

efer

ence

is m

ade t

o a S

tate

, the

wor

ds ‘i

t’ an

d ‘it

s’ ar

esu

bstit

uted

for

‘he

’, ‘h

im’

and

‘his

’, re

spec

tivel

y; w

hene

ver

refe

renc

e is

mad

e to

ape

rson

the

wor

ds ‘h

e/sh

e’, ‘

him

/her

’ and

‘his

/her

’ are

sub

stitu

ted

for ‘

he’,

‘him

’ and

‘his

’, re

spec

tivel

y.

(ii)

Mod

ifica

tions

to in

dica

te th

e fu

nctio

ns o

f the

Sec

reta

ry-G

ener

al a

nd th

e In

tern

a-tio

nal B

urea

u of

the

Perm

anen

t Cou

rt of

Arb

itrat

ion,

and

the

rela

tions

hip

of th

eR

ules

to

the

1899

and

190

7 H

ague

Con

vent

ions

for

the

Pac

ific

Settl

emen

t of

Inte

rnat

iona

l Dis

pute

s:

Arti

cle

1,pa

ra. 2

; par

a. 3

(add

ed)

Arti

cle

3,pa

ra. 4

Arti

cle

8,pa

ra. 1

; par

a. 3

(add

ed)

Arti

cle

15,

para

. 3

Page 69: PEACEFUL - United Nations

OPT

ION

AL

AR

BIT

RAT

ION

RU

LES

– TW

O S

TATE

S

65

Arti

cle

16,

para

s. 1

and

3A

rticl

e 25

,pa

ra. 3

Arti

cle

32,

para

. 6A

rticl

e 34

,pa

ra. 3

Arti

cle

38,

para

. (a)

; par

a. (e

) (de

lete

d); p

ara.

(f) (

renu

mbe

red)

Arti

cle

41,

para

. 1; p

ara.

3 (d

elet

ed);

para

s. 4

and

5 (r

enum

bere

d)

(iii)

Mod

ifica

tions

to p

rovi

de f

reed

om f

or th

e pa

rties

to c

hoos

e to

hav

e an

arb

itral

tribu

nal o

f one

, thr

ee o

r fiv

e pe

rson

s:

Arti

cle

5A

rticl

e 7,

para

s. 1

and

3A

rticl

e 13

,pa

ra. 3

(add

ed)

Arti

cle

31,

para

. 1A

rticl

e 32

,pa

ra. 4

(iv)

Oth

er m

odifi

catio

ns:

Arti

cle

18,

para

. 2A

rticl

e 22

Arti

cle

26,

para

. 1H

eadi

ngs p

rece

ding

arti

cles

28

and

33

Page 70: PEACEFUL - United Nations
Page 71: PEACEFUL - United Nations

Treaty between the United States of America and the Republic of

Ecuador concerning the Encouragement and Reciprocal

Protection of Investment, 1993

Washington, D.C., 27 August 1993

Page 72: PEACEFUL - United Nations

Tre

aty

betw

een

the

Uni

ted

Stat

es o

f Am

eric

a an

d

the

Rep

ublic

of E

cuad

or co

ncer

ning

the

Enc

oura

gem

ent a

nd R

ecip

roca

l Pro

tect

ion

of In

vest

men

t

The

Uni

ted

Stat

es o

f Am

eric

a an

d th

e R

epub

lic o

f Ecu

ador

(her

eina

fter t

he "

Parti

es")

;

Des

iring

to p

rom

ote

grea

ter e

cono

mic

coo

pera

tion

betw

een

them

, with

resp

ect t

o in

vest

men

t by

nat

iona

ls a

nd c

ompa

nies

of o

ne P

arty

in th

e te

rrito

ry o

f the

oth

er P

arty

;

Rec

ogni

zing

that

agr

eem

ent u

pon

the

treat

men

t to

be a

ccor

ded

such

inve

stm

ent w

ill st

imul

ate

the

flow

of p

rivat

e ca

pita

l and

the

econ

omic

dev

elop

men

t of t

he P

artie

s;

Agr

eein

g th

at fa

ir an

d eq

uita

ble

treat

men

t of i

nves

tmen

t is d

esira

ble

in o

rder

to m

aint

ain

a st

able

fram

ewor

k fo

r inv

estm

ent a

nd m

axim

um e

ffec

tive

utili

zatio

n of

eco

nom

ic re

sour

ces;

Rec

ogni

zing

that

the

deve

lopm

ent o

f eco

nom

ic a

nd b

usin

ess t

ies c

an c

ontri

bute

to th

e w

ell-

bein

g of

wor

kers

in b

oth

Parti

es a

nd p

rom

ote

resp

ect f

or in

tern

atio

nally

reco

gniz

ed w

orke

r rig

hts;

and

Hav

ing

reso

lved

to c

oncl

ude

a Tr

eaty

con

cern

ing

the

enco

urag

emen

t and

reci

proc

al p

rote

ctio

n of

inve

stm

ent;

Hav

e ag

reed

as f

ollo

ws:

Art

icle

I

1. F

or th

e pu

rpos

es o

f thi

s Tre

aty,

(a) "

inve

stm

ent"

mea

ns e

very

kin

d of

inve

stm

ent i

n th

e te

rrito

ry o

f one

Par

ty

owne

d or

con

trolle

d di

rect

ly o

r ind

irect

ly b

y na

tiona

ls o

r com

pani

es o

f the

ot

her P

arty

, suc

h as

equ

ity, d

ebt,

and

serv

ice

and

inve

stm

ent c

ontra

cts;

and

in

clud

es: (i)

tang

ible

and

inta

ngib

le p

rope

rty, i

nclu

ding

righ

ts, s

uch

as

mor

tgag

es, l

iens

and

ple

dges

;

(ii) a

com

pany

or s

hare

s of s

tock

or o

ther

inte

rest

s in

a co

mpa

ny

or in

tere

sts i

n th

e as

sets

ther

eof;

(iii)

a cl

aim

to m

oney

or a

cla

im to

per

form

ance

hav

ing

econ

omic

val

ue, a

nd a

ssoc

iate

d w

ith a

n in

vest

men

t;

(iv) i

ntel

lect

ual p

rope

rty w

hich

incl

udes

, int

er a

lia, r

ight

s re

latin

g to

:

liter

ary

and

artis

tic w

orks

, inc

ludi

ng so

und

reco

rdin

gs;

inve

ntio

ns in

all

field

s of h

uman

end

eavo

r;

indu

stria

l des

igns

;

sem

icon

duct

or m

ask

wor

ks;

trade

secr

ets,

know

-how

, and

con

fiden

tial

busi

ness

info

rmat

ion;

and

trade

mar

ks, s

ervi

ce m

arks

, and

trad

e na

mes

; and

(v) a

ny ri

ght c

onfe

rred

by

law

or c

ontra

ct, a

nd a

ny li

cens

es a

nd

perm

its p

ursu

ant t

o la

w;

(b) "

com

pany

" of

a p

arty

mea

ns a

ny k

ind

of c

orpo

ratio

n, c

ompa

ny,

asso

ciat

ion,

par

tner

ship

, or o

ther

org

aniz

atio

n, le

gally

con

stitu

ted

unde

r the

la

ws a

nd re

gula

tions

of a

Par

ty o

r a p

oliti

cal s

ubdi

visi

on th

ereo

f whe

ther

or n

ot

orga

nize

d fo

r pec

unia

ry g

ain,

or p

rivat

ely

or g

over

nmen

tally

ow

ned

or

cont

rolle

d;

(c) "

natio

nal"

of a

Par

ty m

eans

a n

atur

al p

erso

n w

ho is

a n

atio

nal o

f a P

arty

un

der i

ts a

pplic

able

law

; ass

ocia

te

(d) "

retu

rn"

mea

ns a

n am

ount

der

ived

from

or a

ssoc

iate

d w

ith a

n in

vest

men

t, in

clud

ing

prof

it; d

ivid

end;

inte

rest

; cap

ital g

ain;

roya

lty p

aym

ent;

man

agem

ent,

tech

nica

l ass

ista

nce

or o

ther

fee;

or r

etur

ns in

kin

d;

(e) "

asso

ciat

ed a

ctiv

ities

" in

clud

e th

e or

gani

zatio

n, c

ontro

l, op

erat

ion,

m

aint

enan

ce a

nd d

ispo

sitio

n of

com

pani

es, b

ranc

hes,

agen

cies

, off

ices

, fa

ctor

ies o

r oth

er fa

cilit

ies f

or th

e co

nduc

t of b

usin

ess;

the

mak

ing,

pe

rfor

man

ce a

nd e

nfor

cem

ent o

f con

tract

s; th

e ac

quis

ition

, use

, pro

tect

ion

and

disp

ositi

on o

f pro

perty

of a

ll ki

nds i

nclu

ding

inte

llect

ual p

rope

rty ri

ghts

; the

bo

rrow

ing

of fu

nds;

the

purc

hase

, iss

uanc

e, a

nd sa

le o

f equ

ity sh

ares

and

oth

er

secu

ritie

s; a

nd th

e pu

rcha

se o

f for

eign

exc

hang

e fo

r im

ports

.

(f) "

stat

e en

terp

rise"

mea

ns a

n en

terp

rise

owne

d, o

r con

trolle

d th

roug

h ow

ners

hip

inte

rest

s, by

a P

arty

.

(g) "

dele

gatio

n" in

clud

es a

legi

slat

ive

gran

t, an

d a

gove

rnm

ent o

rder

, dire

ctiv

e or

oth

er a

ct tr

ansf

errin

g to

a st

ate

ente

rpris

e or

mon

opol

y, o

r aut

horiz

ing

the

exer

cise

by

a st

ate

ente

rpris

e or

mon

opol

y, o

f gov

ernm

enta

l aut

horit

y.

2. E

ach

Party

rese

rves

the

right

to d

eny

to a

ny c

ompa

ny th

e ad

vant

ages

of t

his T

reat

y if

natio

nals

of a

ny th

ird c

ount

ry c

ontro

l suc

h co

mpa

ny a

nd, i

n th

e ca

se o

f a c

ompa

ny o

f the

ot

her P

arty

, tha

t com

pany

has

no

subs

tant

ial b

usin

ess a

ctiv

ities

in th

e te

rrito

ry o

f the

oth

er

Party

or i

s con

trolle

d by

nat

iona

ls o

f a th

ird c

ount

ry w

ith w

hich

the

deny

ing

Party

doe

s not

m

aint

ain

norm

al e

cono

mic

rela

tions

.

Page 73: PEACEFUL - United Nations

3. A

ny a

ltera

tion

of th

e fo

rm in

whi

ch a

sset

s are

inve

sted

or r

einv

este

d sh

all n

ot a

ffec

t the

ir ch

arac

ter a

s inv

estm

ent.

Art

icle

II

1. E

ach

Party

shal

l per

mit

and

treat

inve

stm

ent,

and

activ

ities

ass

ocia

ted

ther

ewith

, on

a ba

sis

no le

ss fa

vora

ble

than

that

acc

orde

d in

like

situ

atio

ns to

inve

stm

ent o

r ass

ocia

ted

activ

ities

of

its o

wn

natio

nals

or c

ompa

nies

, or o

f nat

iona

ls o

r com

pani

es o

f any

third

cou

ntry

, whi

chev

er

is th

e m

ost f

avor

able

, sub

ject

to th

e rig

ht o

f eac

h Pa

rty to

mak

e or

mai

ntai

n ex

cept

ions

falli

ng

with

in o

ne o

f the

sect

ors o

r mat

ters

list

ed in

the

Prot

ocol

to th

is T

reat

y. E

ach

Party

agr

ees t

o no

tify

the

othe

r Par

ty b

efor

e or

on

the

date

of e

ntry

into

forc

e of

this

Tre

aty

of a

ll su

ch la

ws

and

regu

latio

ns o

f whi

ch it

is a

war

e co

ncer

ning

the

sect

ors o

r mat

ters

list

ed in

the

Prot

ocol

. M

oreo

ver,

each

Par

ty a

gree

s to

notif

y th

e ot

her o

f any

futu

re e

xcep

tion

with

resp

ect t

o th

e se

ctor

s or m

atte

rs li

sted

in th

e Pr

otoc

ol, a

nd to

lim

it su

ch e

xcep

tions

to a

min

imum

. Any

fu

ture

exc

eptio

n by

eith

er P

arty

shal

l not

app

ly to

inve

stm

ent e

xist

ing

in th

at se

ctor

or m

atte

r at

the

time

the

exce

ptio

n be

com

es e

ffec

tive.

The

trea

tmen

t acc

orde

d pu

rsua

nt to

any

ex

cept

ions

shal

l, un

less

spec

ified

oth

erw

ise

in th

e Pr

otoc

ol b

e no

t les

s fav

orab

le th

an th

at

acco

rded

in li

ke si

tuat

ions

to in

vest

men

ts a

nd a

ssoc

iate

d ac

tiviti

es o

f nat

iona

ls o

r com

pani

es

of a

ny th

ird c

ount

ry.

2.

(a

) Not

hing

in th

is T

reat

y sh

all b

e co

nstru

ed to

pre

vent

a P

arty

from

mai

ntai

ning

or

esta

blis

hing

a st

ate

ente

rpris

e.

(b) E

ach

Party

shal

l ens

ure

that

any

stat

e en

terp

rise

that

it m

aint

ains

or

esta

blis

hes a

cts i

n a

man

ner t

hat i

s not

inco

nsis

tent

with

the

Party

's ob

ligat

ions

un

der t

his T

reat

y w

here

ver s

uch

ente

rpris

e ex

erci

ses a

ny re

gula

tory

, ad

min

istra

tive

or o

ther

gov

ernm

enta

l aut

horit

y th

at th

e Pa

rty h

as d

eleg

ated

to

it, su

ch a

s the

pow

er to

exp

ropr

iate

, gra

nt li

cens

es, a

ppro

ve c

omm

erci

al

trans

actio

ns, o

r im

pose

quo

tas,

fees

or o

ther

cha

rges

.

(c) E

ach

Party

shal

l ens

ure

that

any

stat

e en

terp

rise

that

it m

aint

ains

or

esta

blis

hes a

ccor

ds th

e be

tter o

f nat

iona

l or m

ost f

avor

ed n

atio

n tre

atm

ent i

n th

e sa

le o

f its

goo

ds o

r ser

vice

s in

the

Party

's te

rrito

ry.

3.

(a

) Inv

estm

ent s

hall

at a

ll tim

es b

e ac

cord

ed fa

ir an

d eq

uita

ble

treat

men

t, sh

all e

njoy

full

prot

ectio

n an

d se

curit

y an

d sh

all i

n no

cas

e be

acc

orde

d tre

atm

ent l

ess t

han

that

requ

ired

by

inte

rnat

iona

l law

.

(b) N

eith

er P

arty

shal

l in

any

way

impa

ir by

arb

itrar

y or

dis

crim

inat

ory

mea

sure

s the

man

agem

ent,

oper

atio

n, m

aint

enan

ce, u

se, e

njoy

men

t, ac

quis

ition

, exp

ansi

on, o

r dis

posa

l of i

nves

tmen

ts. F

or p

urpo

ses o

f dis

pute

re

solu

tion

unde

r Arti

cles

VI a

nd V

II, a

mea

sure

may

be

arbi

trary

or

disc

rimin

ator

y no

twith

stan

ding

the

fact

that

a p

arty

has

had

or h

as e

xerc

ised

th

e op

portu

nity

to re

view

such

mea

sure

in th

e co

urts

or a

dmin

istra

tive

tribu

nals

of

a P

arty

.

(c) E

ach

Party

shal

l obs

erve

any

obl

igat

ion

it m

ay h

ave

ente

red

into

with

re

gard

to in

vest

men

ts.

4. S

ubje

ct to

, the

law

s rel

atin

g to

the

entry

and

sojo

urn

of a

liens

, nat

iona

ls o

f eith

er P

arty

shal

l be

per

mitt

ed to

ent

er a

nd to

rem

ain

in th

e te

rrito

ry o

f the

oth

er P

arty

for t

he p

urpo

se o

f es

tabl

ishi

ng, d

evel

opin

g, a

dmin

iste

ring

or a

dvis

ing

on th

e op

erat

ion

of a

n in

vest

men

t to

whi

ch th

ey, o

r a c

ompa

ny o

f the

firs

t Par

ty th

at e

mpl

oys t

hem

, hav

e co

mm

itted

or a

re in

the

proc

ess o

f com

mitt

ing

a su

bsta

ntia

l am

ount

of c

apita

l or o

ther

reso

urce

s. 5.

Com

pani

es w

hich

are

lega

lly c

onst

itute

d un

der t

he a

pplic

able

law

s or r

egul

atio

ns o

f one

Pa

rty, a

nd w

hich

are

inve

stm

ents

, sha

ll be

per

mitt

ed to

eng

age

top

man

ager

ial p

erso

nnel

of

thei

r cho

ice,

rega

rdle

ss o

f nat

iona

lity.

6.

Nei

ther

Par

ty sh

all i

mpo

se p

erfo

rman

ce re

quire

men

ts a

s a c

ondi

tion

of e

stab

lishm

ent,

expa

nsio

n or

mai

nten

ance

of i

nves

tmen

ts, w

hich

requ

ire o

r enf

orce

com

mitm

ents

to e

xpor

t go

ods p

rodu

ced,

or w

hich

spec

ify th

at g

oods

or s

ervi

ces m

ust b

e pu

rcha

sed

loca

lly, o

r whi

ch

impo

se a

ny o

ther

sim

ilar r

equi

rem

ents

. 7.

Eac

h Pa

rty sh

all p

rovi

de e

ffec

tive

mea

ns o

f ass

ertin

g cl

aim

s and

enf

orci

ng ri

ghts

with

re

spec

t to

inve

stm

ent,

inve

stm

ent a

gree

men

ts, a

nd in

vest

men

t aut

horiz

atio

ns.

8. E

ach

Party

shal

l mak

e pu

blic

all

law

s, re

gula

tions

, adm

inis

trativ

e pr

actic

es a

nd p

roce

dure

s, an

d ad

judi

cato

ry d

ecis

ions

that

per

tain

to o

r aff

ect i

nves

tmen

ts.

9. T

he tr

eatm

ent a

ccor

ded

by th

e U

nite

d St

ates

of A

mer

ica

to in

vest

men

ts a

nd a

ssoc

iate

d ac

tiviti

es o

f nat

iona

ls a

nd c

ompa

nies

of t

he R

epub

lic o

f Ecu

ador

und

er th

e pr

ovis

ions

of t

his

Arti

cle

shal

l in

any

Stat

e, T

errit

ory

or p

osse

ssio

n of

the

Uni

ted

Stat

es o

f Am

eric

a be

no

less

fa

vora

ble

than

the

treat

men

t acc

orde

d th

erei

n to

inve

stm

ents

and

ass

ocia

ted

activ

ities

of

natio

nals

of t

he U

nite

d St

ates

of A

mer

ica

resi

dent

in, a

nd c

ompa

nies

lega

lly c

onst

itute

d un

der

the

law

s and

regu

latio

ns o

f oth

er S

tate

s, Te

rrito

ries o

r pos

sess

ions

of t

he U

nite

d St

ates

of

Am

eric

a.

10. T

he m

ost f

avor

ed n

atio

n pr

ovis

ions

of t

his T

reat

y sh

all n

ot a

pply

to a

dvan

tage

s acc

orde

d by

eith

er P

arty

to n

atio

nals

or c

ompa

nies

of a

ny th

ird c

ount

ry b

y vi

rtue

of:

(a) t

hat P

arty

's bi

ndin

g ob

ligat

ions

that

der

ive

from

full

mem

bers

hip

in a

free

tra

de a

rea

or c

usto

ms u

nion

; or

(b) t

hat P

arty

's bi

ndin

g ob

ligat

ions

und

er a

ny m

ultil

ater

al in

tern

atio

nal

agre

emen

t und

er th

e fr

amew

ork

of th

e G

ener

al A

gree

men

t on

Tarif

fs a

nd

Trad

e th

at e

nter

s int

o fo

rce

subs

eque

nt to

the

sign

atur

e of

this

Tre

aty.

Art

icle

III

1. In

vest

men

ts sh

all n

ot b

e ex

prop

riate

d or

nat

iona

lized

eith

er d

irect

ly o

r ind

irect

ly th

roug

h m

easu

res t

anta

mou

nt to

exp

ropr

iatio

n or

nat

iona

lizat

ion

("ex

prop

riatio

n") e

xcep

t: fo

r a p

ublic

pu

rpos

e; in

a n

ondi

scrim

inat

ory

man

ner;

upon

pay

men

t of p

rom

pt, a

dequ

ate

and

effe

ctiv

e co

mpe

nsat

ion;

and

in a

ccor

danc

e w

ith d

ue p

roce

ss o

f law

and

the

gene

ral p

rinci

ples

of

treat

men

t pro

vide

d fo

r in

Arti

cle

II (3

). C

ompe

nsat

ion

shal

l be

equi

vale

nt to

the

fair

mar

ket

valu

e of

the

expr

opria

ted

inve

stm

ent i

mm

edia

tely

bef

ore

the

expr

opria

tory

act

ion

was

take

n or

bec

ame

know

n, w

hich

ever

is e

arlie

r; be

cal

cula

ted

in a

free

ly u

sabl

e cu

rren

cy o

n th

e ba

sis

of th

e pr

evai

ling

mar

ket r

ate

of e

xcha

nge

at th

at ti

me;

be

paid

with

out d

elay

; inc

lude

inte

rest

at

a c

omm

erci

ally

reas

onab

le ra

te fr

om th

e da

te o

f exp

ropr

iatio

n; b

e fu

lly re

aliz

able

and

be

free

ly tr

ansf

erab

le.

2. A

nat

iona

l or c

ompa

ny o

f eith

er P

arty

that

ass

erts

that

all

or p

art o

f its

inve

stm

ent h

as b

een

expr

opria

ted

shal

l hav

e a

right

to p

rom

pt re

view

by

the

appr

opria

te ju

dici

al o

r adm

inis

trativ

e au

thor

ities

of t

he o

ther

Par

ty to

det

erm

ine

whe

ther

any

such

exp

ropr

iatio

n ha

s occ

urre

d an

d, if

so

, whe

ther

such

exp

ropr

iatio

n, a

nd a

ny a

ssoc

iate

d co

mpe

nsat

ion,

con

form

s to

the

prin

cipl

es

of in

tern

atio

nal l

aw.

3. N

atio

nals

or c

ompa

nies

of e

ither

Par

ty w

hose

inve

stm

ents

suff

er lo

sses

in th

e te

rrito

ry o

f th

e ot

her P

arty

ow

ing

to w

ar o

r oth

er a

rmed

con

flict

, rev

olut

ion,

stat

e of

nat

iona

l em

erge

ncy,

in

surr

ectio

n, c

ivil

dist

urba

nce

or o

ther

sim

ilar e

vent

s sha

ll be

acc

orde

d tre

atm

ent b

y su

ch

othe

r Par

ty n

o le

ss fa

vora

ble

than

that

acc

orde

d to

its o

wn

natio

nals

or c

ompa

nies

or t

o

Page 74: PEACEFUL - United Nations

natio

nals

or c

ompa

nies

of a

ny th

ird c

ount

ry, w

hich

ever

is th

e m

ost f

avor

able

trea

tmen

t, as

re

gard

s any

mea

sure

s it a

dopt

s in

rela

tion

to su

ch lo

sses

. A

rtic

le IV

1.

Eac

h Pa

rty sh

all p

erm

it al

l tra

nsfe

rs re

late

d to

an

inve

stm

ent t

o be

mad

e fr

eely

and

with

out

dela

y in

to a

nd o

ut o

f its

terr

itory

, Suc

h tra

nsfe

rs in

clud

e: (a

) ret

urns

; (b)

com

pens

atio

n pu

rsua

nt to

Arti

cle

III;

(c) p

aym

ents

aris

ing

out o

f an

inve

stm

ent d

ispu

te; (

d) p

aym

ents

mad

e un

der a

con

tract

, inc

ludi

ng a

mor

tizat

ion

of p

rinci

pal a

nd a

ccru

ed in

tere

st p

aym

ents

mad

e pu

rsua

nt to

a lo

an a

gree

men

t; (a

) pro

ceed

s fro

m th

e sa

le o

r liq

uida

tion

of a

ll or

any

par

t of a

n in

vest

men

t; an

d (f

) add

ition

al c

ontri

butio

ns to

cap

ital f

or th

e m

aint

enan

ce o

r dev

elop

men

t of

an in

vest

men

t. 2.

Tra

nsfe

rs sh

all b

e m

ade

in a

free

ly u

sabl

e cu

rren

cy a

t the

pre

vaili

ng m

arke

t rat

e of

ex

chan

ge o

n th

e da

ta o

f tra

nsfe

r with

resp

ect t

o sp

ot tr

ansa

ctio

ns in

the

curr

ency

to b

e tra

nsfe

rred

. 3.

Not

with

stan

ding

the

prov

isio

ns o

f par

agra

phs 1

and

2, e

ither

Par

ty m

ay m

aint

ain

law

s and

re

gula

tions

(a) r

equi

ring

repo

rts o

f cur

renc

y tra

nsfe

r; an

d (b

) im

posi

ng in

com

e ta

xes b

y su

ch

mea

ns a

s a w

ithho

ldin

g ta

x ap

plic

able

to d

ivid

ends

or o

ther

tran

sfer

s. Fu

rther

mor

e, e

ither

Pa

rty m

ay p

rote

ct th

e rig

hts o

f cre

dito

rs, o

r ens

ure

the

satis

fact

ion

of ju

dgm

ents

in

adju

dica

tory

pro

ceed

ings

, thr

ough

the

equi

tabl

e, n

ondi

scrim

inat

ory

and

good

faith

app

licat

ion

of it

s law

. A

rtic

le V

Th

e Pa

rties

agr

ee to

con

sult

prom

ptly

, on

the

requ

est o

f eith

er, t

o re

solv

e an

y di

sput

es in

co

nnec

tion

with

the

Trea

ty, o

r to

disc

uss a

ny m

atte

r rel

atin

g to

the

inte

rpre

tatio

n or

ap

plic

atio

n of

the

Trea

ty.

Art

icle

VI

1. F

or p

urpo

ses o

f thi

s Arti

cle,

an

inve

stm

ent d

ispu

te is

a d

ispu

te b

etw

een

a Pa

rty a

nd a

na

tiona

l or c

ompa

ny o

f the

oth

er P

arty

aris

ing

out o

f or r

elat

ing

to (a

) an

inve

stm

ent

agre

emen

t bet

wee

n th

at P

arty

and

such

nat

iona

l or c

ompa

ny; (

b) a

n in

vest

men

t aut

horiz

atio

n gr

ante

d by

that

Par

ty's

fore

ign

inve

stm

ent a

utho

rity

to su

ch n

atio

nal o

r com

pany

; or (

c) a

n al

lege

d br

each

of a

ny ri

ght c

onfe

rred

or c

reat

ed b

y th

is T

reat

y w

ith re

spec

t to

an in

vest

men

t. 2.

In th

e ev

ent o

f an

inve

stm

ent d

ispu

te, t

he p

artie

s to

the

disp

ute

shou

ld in

itial

ly se

ek a

re

solu

tion

thro

ugh

cons

ulta

tion

and

nego

tiatio

n. If

the

disp

ute

cann

ot b

e se

ttled

am

icab

ly, t

he

natio

nal o

r com

pany

con

cern

ed m

ay c

hoos

e to

subm

it th

e di

sput

e, u

nder

one

of t

he fo

llow

ing

alte

rnat

ives

, for

reso

lutio

n:

(a) t

o th

e co

urts

or a

dmin

istra

tive

tribu

nals

of t

he P

arty

that

is a

par

ty to

the

disp

ute;

or

(b) i

n ac

cord

ance

with

any

app

licab

le, p

revi

ousl

y ag

reed

dis

pute

-set

tlem

ent

proc

edur

es; o

r

(c) i

n ac

cord

ance

with

the

term

s of p

arag

raph

3.

3.

(a

) Pro

vide

d th

at th

e na

tiona

l or c

ompa

ny c

once

rned

has

not

subm

itted

the

disp

ute

for

reso

lutio

n un

der p

arag

raph

2 (a

) or

(b) a

nd th

at si

x m

onth

s hav

e el

apse

d fr

om th

e da

ta o

n w

hich

the

disp

ute

aros

e, th

e na

tiona

l or c

ompa

ny c

once

rned

may

cho

ose

to c

onse

nt in

writ

ing

to th

e su

bmis

sion

of t

he d

ispu

te fo

r set

tlem

ent b

y bi

ndin

g ar

bitra

tion:

(i) to

the

Inte

rnat

iona

l Cen

tre fo

r the

Set

tlem

ent o

f Inv

estm

ent

Dis

pute

s ("C

entre

") e

stab

lishe

d by

the

Con

vent

ion

on th

e Se

ttlem

ent o

f Inv

estm

ent D

ispu

tes b

etw

een

Stat

es a

nd N

atio

nals

of o

ther

Sta

tes,

done

at W

ashi

ngto

n, M

arch

18,

196

5 ("

ICSI

D

conv

entio

n"),

prov

ided

that

the

Party

is a

par

ty to

such

C

onve

ntio

n; o

r

(ii) t

o th

e A

dditi

onal

Fac

ility

of t

he C

entre

, if t

he C

entre

is n

ot

avai

labl

e; o

r

(iii)

in a

ccor

danc

e w

ith th

e A

rbitr

atio

n R

ules

of t

he U

nite

d N

atio

ns C

omm

issi

on o

n In

tern

atio

nal T

rade

Law

(U

NC

ITR

AL)

; or

(iv) t

o an

y ot

her a

rbitr

atio

n in

stitu

tion,

or i

n ac

cord

ance

with

an

y ot

her a

rbitr

atio

n ru

les,

as m

ay b

e m

utua

lly a

gree

d be

twee

n th

e pa

rties

to th

e di

sput

e.

(b) o

nce

the

natio

nal o

r com

pany

con

cern

ed h

as so

con

sent

ed, e

ither

par

ty to

th

e di

sput

e m

ay in

itiat

e ar

bitra

tion

in a

ccor

danc

e w

ith th

e ch

oice

so sp

ecifi

ed

in th

e co

nsen

t.

4. E

ach

Party

her

eby

cons

ents

to th

e su

bmis

sion

of a

ny in

vest

men

t dis

pute

for s

ettle

men

t by

bind

ing

arbi

tratio

n in

acc

orda

nce

with

the

choi

ce sp

ecifi

ed in

the

writ

ten

cons

ent o

f the

na

tiona

l or c

ompa

ny u

nder

par

agra

ph 3

. Suc

h co

nsen

t, to

geth

er w

ith th

e w

ritte

n co

nsen

t of t

he

natio

nal o

r com

pany

whe

n gi

ven

unde

r par

agra

ph 3

shal

l sat

isfy

the

requ

irem

ent f

or:

(a) w

ritte

n co

nsen

t of t

he p

artie

s to

the

disp

ute

for P

urpo

ses o

f Cha

pter

II o

f th

e IC

SID

Con

vent

ion

(Jur

isdi

ctio

n of

the

Cen

tre) a

nd fo

r pur

pose

s of t

he

Add

ition

al F

acili

ty R

ules

; and

(b) a

n "a

gree

men

t in

writ

ing"

for p

urpo

ses o

f Arti

cle

II o

f the

Uni

ted

Nat

ions

C

onve

ntio

n on

the

Rec

ogni

tion

and

Enfo

rcem

ent o

f For

eign

Arb

itral

Aw

ards

, do

ne a

t New

Yor

k, Ju

ne 1

0, 1

958

("N

ew Y

ork

Con

vent

ion"

).

5. A

ny a

rbitr

atio

n un

der p

arag

raph

3(a

) (ii)

, (iii

) or (

iv) o

f thi

s Arti

cle

shal

l be

held

in a

stat

e th

at is

a p

arty

to th

e N

ew Y

ork

Con

vent

ion.

6.

Any

arb

itral

aw

ard

rend

ered

pur

suan

t to

this

Arti

cle

shal

l be

final

and

bin

ding

on

the

parti

es

to th

e di

sput

e. E

ach

Party

und

erta

kes t

o ca

rry

our w

ithou

t del

ay th

e pr

ovis

ions

of a

ny su

ch

awar

d an

d to

pro

vide

in it

s ter

ritor

y fo

r its

enf

orce

men

t. 7.

In a

ny p

roce

edin

g in

volv

ing

an in

vest

men

t dis

pute

, a P

arty

shal

l not

ass

ert,

as a

def

ense

, co

unte

rcla

im, r

ight

of s

et-o

ff o

r oth

erw

ise,

that

the

natio

nal o

r com

pany

con

cern

ed h

as

rece

ived

or w

ill re

ceiv

e, p

ursu

ant t

o an

insu

ranc

e or

gua

rant

ee c

ontra

ct, i

ndem

nific

atio

n or

ot

her c

ompe

nsat

ion

for a

ll or

par

t of i

ts a

llege

d da

mag

es.

8. F

or p

urpo

ses o

f an

arbi

tratio

n he

ld u

nder

par

agra

ph 3

of t

his A

rticl

e, a

ny c

ompa

ny le

gally

co

nstit

uted

und

er th

e ap

plic

able

law

s and

regu

latio

ns o

f a P

arty

or a

pol

itica

l sub

divi

sion

th

ereo

f tha

t, im

med

iate

ly b

efor

e th

e oc

curr

ence

of t

he e

vent

or e

vent

s giv

ing

rise

to th

e di

sput

e, w

as a

n in

vest

men

t of n

atio

nals

or c

ompa

nies

of t

he o

ther

Par

ty, s

hall

be tr

eate

d as

a

natio

nal o

r com

pany

of s

uch

othe

r Par

ty in

acc

orda

nce

with

Arti

cle

25 (2

) (b)

of t

he IC

SID

C

onve

ntio

n.

Art

icle

VII

1.

Any

dis

pute

bet

wee

n th

e Pa

rties

con

cern

ing

the

inte

rpre

tatio

n or

app

licat

ion

of th

e Tr

eaty

w

hich

is n

ot re

solv

ed th

roug

h co

nsul

tatio

ns o

r oth

er d

iplo

mat

ic c

hann

els,

shal

l be

subm

itted

,

Page 75: PEACEFUL - United Nations

upon

the

requ

est o

f eith

er P

arty

, to

an a

rbitr

al tr

ibun

al fo

r bin

ding

dec

isio

n in

acc

orda

nce

with

th

e ap

plic

able

rule

s of i

nter

natio

nal l

aw.

In th

e ab

senc

e of

an

agre

emen

t by

the

Parti

es to

the

cont

rary

, the

arb

itrat

ion

rule

s of t

he U

nite

d N

atio

ns C

omm

issi

on o

n In

tern

atio

nal T

rade

Law

(U

NC

ITR

AL)

, exc

ept t

o th

e ex

tent

mod

ified

by

the

Parti

es o

r by

the

arbi

trato

rs, s

hall

gove

rn.

2. W

ithin

two

mon

ths o

f rec

eipt

of a

requ

est,

each

Par

ty sh

all a

ppoi

nt a

n ar

bitra

tor.

The

two

arbi

trato

rs sh

all s

elec

t a th

ird a

rbitr

ator

as C

hairm

an, w

ho is

a n

atio

nal o

f a th

ird S

tate

. The

U

NC

ITR

AL

Rul

es fo

r app

oint

ing

mem

bers

of t

hree

mem

ber p

anel

s sha

ll ap

ply

mut

atis

m

utan

dis t

o th

e ap

poin

tmen

t of t

he a

rbitr

al p

anel

exc

ept t

hat t

he a

ppoi

ntin

g au

thor

ity

refe

renc

ed in

thos

e ru

les s

hall

be th

e Se

cret

ary

Gen

eral

of t

he C

entre

. 3.

Unl

ess o

ther

wis

e ag

reed

, all

subm

issi

ons s

hall

be m

ade

and

all h

earin

gs sh

all b

e co

mpl

eted

w

ithin

six

mon

ths o

f the

dat

e of

sele

ctio

n of

the

third

arb

itrat

or, a

nd th

e Tr

ibun

al sh

all r

ende

r its

dec

isio

ns w

ithin

two

mon

ths o

f the

dat

e of

the

final

subm

issi

ons o

r the

dat

e of

the

clos

ing

of th

e he

arin

gs, w

hich

ever

is la

ter.

4. E

xpen

ses i

ncur

red

by th

e C

hairm

an, t

he o

ther

arb

itrat

ors,

and

othe

r cos

ts o

f the

pro

ceed

ings

sh

all b

e pa

id fo

r equ

ally

by

the

Parti

es. T

he T

ribun

al m

ay, h

owev

er, a

t its

dis

cret

ion,

dire

ct

that

a h

ighe

r pr

opor

tion

of th

e co

sts b

e pa

id b

y on

e of

the

Parti

es.

Art

icle

VII

I Th

is T

reat

y sh

all n

ot d

erog

ate

from

:

(a) l

aws a

nd re

gula

tions

, adm

inis

trativ

e pr

actic

es o

r pro

cedu

res,

or

adm

inis

trativ

e or

adj

udic

ator

y de

cisi

ons o

f eith

er P

arty

;

(b) i

nter

natio

nal l

egal

obl

igat

ions

; or

(c) o

blig

atio

ns a

ssum

ed b

y ei

ther

Par

ty, i

nclu

ding

thos

e co

ntai

ned

in a

n in

vest

men

t agr

eem

ent o

r an

inve

stm

ent a

utho

rizat

ion,

that

ent

itle

inve

stm

ents

or

ass

ocia

ted

activ

ities

to tr

eatm

ent m

ore

favo

rabl

e th

an th

at a

ccor

ded

by th

is

Trea

ty in

like

situ

atio

ns.

Art

icle

IX

1. T

his T

reat

y sh

all n

ot p

recl

ude

the

appl

icat

ion

by e

ither

Par

ty o

f mea

sure

s nec

essa

ry fo

r the

m

aint

enan

ce o

f pub

lic o

rder

, the

fulfi

llmen

t of i

ts o

blig

atio

ns w

ith re

spec

t to

the

mai

nten

ance

or

rest

orat

ion

of in

tern

atio

nal p

eace

or s

ecur

ity, o

r the

pro

tect

ion

of it

s ow

n es

sent

ial s

ecur

ity

inte

rest

s. 2.

Thi

s Tre

aty

shal

l not

pre

clud

e ei

ther

Par

ty fr

om p

resc

ribin

g sp

ecia

l for

mal

ities

in

conn

ectio

n w

ith th

e es

tabl

ishm

ent o

f inv

estm

ents

, but

such

form

aliti

es sh

all n

ot im

pair

the

subs

tanc

e of

any

of t

he ri

ghts

set f

orth

in th

is T

reat

y.

Art

icle

X

1. W

ith re

spec

t to

its ta

x po

licie

s, ea

ch P

arty

shou

ld st

rive

to a

ccor

d fa

irnes

s and

equ

ity in

the

treat

men

t of i

nves

tmen

t of n

atio

nals

and

com

pani

es o

f the

oth

er P

arty

. 2.

Nev

erth

eles

s, th

e pr

ovis

ions

of t

his T

reat

y, a

nd in

par

ticul

ar A

rticl

e V

I and

VII

, sha

ll ap

ply

to m

atte

rs o

f tax

atio

n on

ly w

ith re

spec

t to

the

follo

win

g:

(a) e

xpro

pria

tion,

pur

suan

t to

Arti

cle

III;

(b) t

rans

fers

, pur

suan

t to

Arti

cle

IV; o

r

(c) t

he o

bser

vanc

e an

d en

forc

emen

t of t

erm

s of a

n in

vest

men

t Agr

eem

ent o

r au

thor

izat

ion

as re

ferr

ed to

in A

rticl

e V

I (1)

(a) o

r (b)

, to

the

exte

nt th

ey a

re

not s

ubje

ct to

the

disp

ute

settl

emen

t pro

visi

ons o

f a C

onve

ntio

n fo

r the

avoi

danc

e of

dou

ble

taxa

tion

betw

een

the

two

Parti

es, o

r hav

e be

en ra

ised

un

der s

uch

settl

emen

t pro

visi

ons a

nd a

re n

ot re

solv

ed w

ithin

a re

ason

able

pe

riod

of ti

me.

Art

icle

XI

This

Tre

aty

shal

l app

ly to

the

polit

ical

subd

ivis

ions

of

the

Parti

es.

Art

icle

XII

1.

Thi

s Tre

aty

shal

l ent

er in

to fo

rce

thirt

y da

ys a

fter t

he d

ate

of e

xcha

nge

of in

stru

men

ts o

f ra

tific

atio

n. It

shal

l rem

ain

in fo

rce

for a

per

iod

of ta

n ye

ars a

nd sh

all c

ontin

ue in

forc

e un

less

te

rmin

ated

in a

ccor

danc

e w

ith p

arag

raph

2 o

f thi

s Arti

cle.

It sh

all a

pply

to in

vest

men

ts

exis

ting

at th

e tim

e of

ent

ry in

to fo

rce

as w

ell a

s to

inve

stm

ents

mad

e or

acq

uire

d th

erea

fter.

2. E

ither

Par

ty m

ay, b

y gi

ving

one

yea

r's w

ritte

n no

tice

to th

e ot

her P

arty

, ter

min

ate

this

Tr

eaty

at t

he e

nd o

f the

initi

al te

n ye

ar p

erio

d or

at a

ny ti

me

ther

eafte

r. 3.

With

resp

ect t

o in

vest

men

ts m

ade

or a

cqui

red

prio

r to

the

date

of t

erm

inat

ion

of th

is T

reat

y an

d to

whi

ch th

is T

reat

y ot

herw

ise

appl

ies,

the

prov

isio

ns o

f all

of th

e ot

her A

rticl

es o

f thi

s Tr

eaty

shal

l the

reaf

ter c

ontin

ue to

be

effe

ctiv

e fo

r a fu

rther

per

iod

of te

n ye

ars f

rom

such

dat

e of

term

inat

ion.

4.

The

Pro

toco

l and

Sid

e Le

tter s

hall

form

an

inte

gral

par

t of t

he T

reat

y.

IN W

ITN

ESS

WH

EREO

F, th

e re

spec

tive

plen

ipot

entia

ries h

ave

sign

ed th

is T

reat

y.

DO

NE

in d

uplic

ate

at W

ashi

ngto

n on

the

twen

ty-s

even

th d

ay o

f Aug

ust,

1993

, in

the

Engl

ish

and

Span

ish

lang

uage

s, bo

th te

xts b

eing

equ

ally

aut

hent

ic.

FOR

TH

E U

NIT

ED S

TATE

S O

F A

MER

ICA

FO

R T

HE

REP

UB

LIC

O

F EC

UA

DO

R

PRO

TO

CO

L 1.

The

Par

ties n

ote

that

the

Rep

ublic

of E

cuad

or m

ay e

stab

lish

a de

bt-e

quity

con

vers

ion

prog

ram

und

er w

hich

nat

iona

ls o

r com

pani

es o

f the

Uni

ted

Stat

es m

ay c

hoos

e to

inve

st in

the

Rep

ublic

of E

cuad

or th

roug

h th

e pu

rcha

se o

f deb

t at a

dis

coun

t. Th

e Pa

rties

agr

ee th

at th

e rig

hts p

rovi

ded

in A

rticl

e IV

, par

agra

ph 1

, with

resp

ect t

o th

e tra

nsfe

r of r

etur

ns a

nd o

f pro

ceed

s fro

m th

e sa

le o

r liq

uida

tion

of a

ll or

any

par

t of a

n in

vest

men

t, m

ay, a

s suc

h rig

hts w

ould

app

ly to

that

par

t of a

n in

vest

men

t fin

ance

d th

roug

h a

debt

-equ

ity c

onve

rsio

n, b

e m

odifi

ed b

y th

e te

rms o

f a d

ebt-e

quity

con

vers

ion

agre

emen

t be

twee

n a

natio

nal o

r com

pany

of t

he U

nite

d St

ates

and

the

Gov

ernm

ent o

f the

Rep

ublic

of

Ecua

dor o

r any

age

ncy

or in

stru

men

talit

y th

ereo

f. Th

e tra

nsfe

r of r

etur

ns a

nd/o

r pro

ceed

s fro

m th

e sa

le o

r liq

uida

tion

of a

ll or

any

par

t of a

n in

vest

men

t sha

ll in

no

case

be

on te

rms l

ess f

avor

able

than

thos

e ac

cord

ed, i

n lik

e ci

rcum

stan

ces,

to n

atio

nals

or c

ompa

nies

of t

he R

epub

lic o

f Ecu

ador

or a

ny th

ird c

ount

ry,

whi

chev

er is

mor

e fa

vora

ble.

2.

The

Uni

ted

Stat

es re

serv

es th

e rig

ht to

mak

e or

mai

ntai

n lim

ited

exce

ptio

ns to

nat

iona

l tre

atm

ent,

as p

rovi

ded

in A

rticl

e II

, par

agra

ph 1

, in

the

sect

ors o

r mat

ters

it h

as in

dica

ted

belo

w: ai

r tra

nspo

rtatio

n; o

cean

and

coa

stal

ship

ping

; ban

king

; ins

uran

ce; g

over

nmen

t gr

ants

; gov

ernm

ent i

nsur

ance

and

loan

pro

gram

s; e

nerg

y an

d po

wer

pr

oduc

tion;

cus

tom

hous

e br

oker

s; o

wne

rshi

p of

real

pro

perty

; ow

ners

hip

and

oper

atio

n of

com

mon

car

rier r

adio

and

tele

visi

on st

atio

ns; o

wne

rshi

p of

shar

es

in th

e C

omm

unic

atio

ns S

atel

lite

Cor

pora

tion;

the

prov

isio

n of

com

mon

car

rier

tele

phon

e an

d te

legr

aph

serv

ices

; the

pro

visi

on o

f sub

mar

ine

cabl

e se

rvic

es;

Page 76: PEACEFUL - United Nations

use

of la

nd a

nd n

atur

al re

sour

ces;

min

ing

and

the

publ

ic d

omai

n; m

ariti

me

serv

ices

and

mar

itim

e-re

late

d se

rvic

es; a

nd p

rimar

y de

aler

ship

in U

nite

d St

ates

go

vern

men

t sec

uriti

es.

The

treat

men

t acc

orde

d pu

rsua

nt to

thes

e ex

cept

ions

unl

ess s

peci

fied

in p

arag

raph

3 o

f thi

s Pr

otoc

ol, b

e no

t les

s fav

orab

le th

an th

at a

ccor

ded

in li

ke si

tuat

ions

to in

vest

men

ts a

nd

asso

ciat

ed a

ctiv

ities

of n

atio

nals

or c

ompa

nies

of a

ny th

ird c

ount

ry.

3. T

he U

nite

d St

ates

rese

rves

the

right

to m

ake

or m

aint

ain

limite

d ex

cept

ions

to m

ost f

avor

ed

natio

n tre

atm

ent,

as p

rovi

ded

in A

rticl

e II

, par

agra

ph 1

, in

the

sect

ors o

r mat

ters

it h

as

indi

cate

d be

low

:

owne

rshi

p of

real

pro

perty

; min

ing

on th

e pu

blic

dom

ain;

mar

itim

e se

rvic

es

and

mar

itim

e-re

late

d se

rvic

es; a

nd p

rimar

y de

aler

ship

in U

nite

d St

ates

go

vern

men

t sec

uriti

es.

4. T

he R

epub

lic o

f Ecu

ador

rese

rves

the

right

to m

ake

or m

aint

ain

limite

d ex

cept

ions

to

natio

nal t

reat

men

t, as

pro

vide

d in

Arti

cle

II, p

arag

raph

1, i

n th

e se

ctor

s or m

atte

rs it

has

in

dica

ted

belo

w:

tradi

tiona

l fis

hing

(whi

ch d

oes n

ot in

clud

e fis

h pr

oces

sing

or a

quac

ultu

re);

owne

rshi

p an

d op

erat

ion

of b

road

cast

radi

o an

d te

levi

sion

stat

ions

.

The

treat

men

t acc

orde

d pu

rsua

nt to

thes

e ex

cept

ions

shal

l be

not l

ess f

avor

able

than

that

ac

cord

ed in

like

situ

atio

ns to

inve

stm

ents

and

ass

ocia

ted

activ

ities

of n

atio

nals

or c

ompa

nies

of

any

third

cou

ntry

.

THE

UN

ITE

D S

TAT

ES T

RA

DE

REP

RE

SEN

TATI

VE

Exe

cutiv

e O

ffic

e of

the

Pres

iden

t 27

Aug

ust 1

993

Dea

r Mr.

Min

iste

r: I h

ave

the

hono

r to

conf

irm re

ceip

t of y

our l

ette

r whi

ch re

ads a

s fol

low

s:

"I h

ave

the

hono

r to

conf

irm th

e fo

llow

ing

unde

rsta

ndin

g w

hich

was

reac

hed

betw

een

the

Gov

ernm

ent o

f the

Rep

ublic

of E

cuad

or a

nd th

e G

over

nmen

t of t

he U

nite

d St

ates

of A

mer

ica

in th

e co

urse

of n

egot

iatio

ns o

f the

Tre

aty

Con

cern

ing

the

Enco

urag

emen

t and

Rec

ipro

cal

Prot

ectio

n of

Inve

stm

ent (

the

"Tre

aty"

): W

ith re

spec

t to

Arti

cle

II, p

arag

raph

4, t

he G

over

nmen

t of t

he R

epub

lic o

f Ecu

ador

con

firm

s th

at th

e Tr

eaty

shal

l ser

ve to

satis

fy th

e re

quire

men

ts fo

r any

and

all

auth

oriz

atio

ns n

eces

sary

un

der i

ts la

ws f

or n

atio

nals

of t

he U

nite

d St

ates

to e

nter

and

to re

mai

n in

the

terr

itory

of t

he

Rep

ublic

oil

Ecua

dor f

or th

e pu

rpos

e of

est

ablis

hing

, dev

elop

ing,

adm

inis

terin

g or

adv

isin

g on

the

oper

atio

n of

an

inve

stm

ent t

o w

hich

they

, or a

com

pany

of t

he U

nite

d St

ates

that

em

ploy

s the

m, h

ave

com

mitt

ed o

r are

in th

e pr

oces

s of c

omm

ittin

g a

subs

tant

ial a

mou

nt o

f ca

pita

l or o

ther

reso

urce

s. Su

ch a

utho

rizat

ions

incl

ude

thos

e gr

ante

d by

the

Labo

r Min

istry

, su

ch a

s to

wai

ve lo

cal t

rain

ing

requ

irem

ents

est

ablis

hed

as a

con

ditio

n to

the

entry

of h

ighl

y tra

ined

and

spec

ially

qua

lifie

d em

ploy

ees t

hat a

re e

ssen

tial t

o th

e co

mpa

ny's

oper

atio

ns.

Nat

iona

ls o

f the

Uni

ted

Stat

es, h

owev

er, c

an b

e re

quire

d to

fulfi

ll lim

ited

form

aliti

es in

co

nnec

tion

with

ent

ry a

nd so

jour

n in

the

Rep

ublic

of E

cuad

or, i

nclu

ding

the

pres

enta

tion

of a

vi

sa a

pplic

atio

n an

d re

leva

nt d

ocum

enta

tion.

W

ith re

spec

t to

Arti

cle

II, p

arag

raph

5, t

he G

over

nmen

t of t

he R

epub

lic o

f Ecu

ador

con

firm

s th

at th

e Tr

eaty

shal

l ser

ve to

satis

fy th

e re

quire

men

ts fo

r any

and

all

auth

oriz

atio

ns n

eces

sary

un

der i

ts la

ws f

or th

e en

gage

men

t of f

orei

gn n

atio

nals

as t

op m

anag

ers.

In a

dditi

on, t

he G

over

nmen

t of t

he R

epub

lic o

f Ecu

ador

indi

cate

s tha

t und

er th

e Ec

uado

rian

Con

stitu

tion,

incl

udin

g A

rticl

e 18

, and

the

law

s of t

he R

epub

lic o

f Ecu

ador

, for

eign

nat

iona

ls

and

com

pani

es m

ay n

eed

spec

ial a

dmin

istra

tive

or o

ther

aut

horiz

atio

ns th

at a

re sp

ecifi

c to

the

inve

stm

ents

of

fore

ign

pers

ons.

The

Gov

ernm

ent o

f the

Rep

ublic

of E

cuad

or c

onfir

ms t

hat

the

Trea

ty sh

all s

erve

to sa

tisfy

the

requ

irem

ents

for a

ny a

nd a

ll su

ch a

utho

rizat

ions

, exc

ept

for t

hose

sect

ors o

r mat

ters

in w

hich

the

Rep

ublic

of E

cuad

or m

ay m

ake

or m

aint

ain

limite

d ex

cept

ions

to n

atio

nal t

reat

men

t, as

pro

vide

d in

Arti

cle

II, p

arag

raph

I an

d lis

ted

in p

arag

raph

4

of th

e Pr

otoc

ol.

I hav

e th

e ho

nor t

o pr

opos

e th

at th

is u

nder

stan

ding

be

treat

ed a

s an

inte

gral

par

t of t

he T

reat

y.

I wou

ld b

e gr

atef

ul if

you

wou

ld c

onfir

m th

at th

is u

nder

stan

ding

is sh

ared

by

your

go

vern

men

t."

I hav

e th

e fu

rther

hon

or to

con

firm

that

this

und

erst

andi

ng is

shar

ed b

y m

y G

over

nmen

t and

co

nstit

utes

an

inte

gral

par

t of t

he T

reat

y.

Sinc

erel

y,

Ruf

us H

. Yer

xa

Act

ing

Uni

ted

Stat

es T

rade

Rep

rese

ntat

ive

His

Exc

elle

ncy

Die

go P

arad

es,

Min

iste

r of F

orei

gn R

elat

ions

of t

he

Rep

ublic

of

Ecua

dor,

Qui

to.

[T

RA

NSL

ATI

ON

] W

ashi

ngto

n, D

.C.,

Aug

ust 2

7, 1

993

His

Exc

elle

ncy

A

mba

ssad

or R

ufus

Yer

xa

Act

ing

Uni

ted

Stat

es T

rade

Rep

rese

ntat

ive

W

ashi

ngto

n, D

.C.

Mr.

Am

bass

ador

: I h

ave

the

hono

r to

conf

irm th

e fo

llow

ing

unde

rsta

ndin

g, w

hich

was

reac

hed

betw

een

the

Gov

ernm

ent o

f Ecu

ador

and

the

Gov

ernm

ent o

f the

Uni

ted

Stat

es o

f Am

eric

a in

the

cour

se o

f ne

gotia

tions

of t

he T

reat

y C

once

rnin

g th

e En

cour

agem

ent a

nd R

ecip

roca

l Pro

tect

ion

of

Inve

stm

ent (

the

"Tre

aty)

":

[For

the

text

of t

he u

nder

stan

ding

, see

Am

bass

ador

Yer

xa's

lette

r im

med

iate

ly

prec

edin

g.]

I hav

e th

e ho

nor t

o pr

opos

e th

at th

is u

nder

stan

ding

by

treat

ed a

s an

inte

gral

par

t of t

he T

reat

y.

I wou

ld b

e gr

atef

ul if

you

wou

ld c

onfir

m th

at th

is u

nder

stan

ding

is sh

ared

by

your

G

over

nmen

t. A

ccep

t, Ex

celle

ncy,

the

assu

ranc

es o

f hig

hest

con

side

ratio

n.

[s] D

iego

Par

edes

Page 77: PEACEFUL - United Nations

United Nations Model Rules for the Conciliation of Disputes between States

United Nations General Assembly resolution 50/50 of 11 December

1995, annex

Page 78: PEACEFUL - United Nations

UN

ITE

DU

NIT

ED

AAN

AT

ION

SN

AT

ION

S

General Assembly

Distr.

GENERAL

A/RES/50/50

29 January 1996

Fiftieth session

Agenda item 145

RESOLUTION ADOPTED BY THE GENERAL ASSEMBLY

[on the report of the Sixth Committee (A/50/642 and Corr.1)]

50/50.

United Nations Model Rules for the

Conciliation of Disputes between States

The General Assembly,

Considering that conciliation is among the methods for the settlement of

disputes between States enumerated by the Charter of the United Nations in

Article 33, paragraph 1, that it has been provided for in numerous treaties,

bilateral as well as multilateral, for the settlement of such disputes, and

that it has proved its usefulness in practice,

Convinced that the establishment of model rules for the conciliation of

disputes between States which incorporate the results of the most recent

scholarly work and of experience in the field of international conciliation,

as well as a number of innovations which can with advantage be made in the

traditional practice in that area, can contribute to the development of

harmonious relations between States,

1.

Commends the Special Committee on the Charter of the United

Nations and on the Strengthening of the Role of the Organization for having

completed the final text of the United Nations Model Rules for the

Conciliation of Disputes between States; 1/

2.

Draws to the attention of States the possibility of applying the

Model Rules, the text of which is annexed hereto, whenever a dispute has

arisen between States which it has not been possible to solve through direct

negotiations;

1/

Official

Records

of

the

General

Assembly,

Fiftieth

Session,

Supplement No. 33 (A/50/33), chap. V, sect. A.

/...

96-76231

A/RES/50/50

Page 2

3.

Requests the Secretary-General, to the extent possible and in

accordance with the relevant provisions of the Model Rules, to lend his

assistance to the States resorting to conciliation on the basis of those

Rules;

4.

Also requests the Secretary-General to make the necessary

arrangements to distribute to Governments the text of the present resolution,

including the annex.

87th plenary meeting

11 December 1995

ANNEX

United Nations Model Rules for the Conciliation

of Disputes between States

CHAPTER I

APPLICATION OF THE RULES

Article 1

1.

These rules apply to the conciliation of disputes between States where

those States have expressly agreed in writing to their application.

2.

The States which agree to apply these rules may at any time, through

mutual agreement, exclude or amend any of their provisions.

CHAPTER II

INITIATION OF THE CONCILIATION PROCEEDINGS

Article 2

1.

The conciliation proceedings shall begin as soon as the States concerned

(henceforth: the parties) have agreed in writing to the application of the

present rules, with or without amendments, as well as on a definition of the

subject of the dispute, the number and emoluments of members of the

conciliation commission, its seat and the maximum duration of the proceedings,

as provided in article 24. If necessary, the agreement shall contain

provisions concerning the language or languages in which the proceedings are

to be conducted and the linguistic services required.

2.

If the States cannot reach agreement on the definition of the subject of

the dispute, they may by mutual agreement request the assistance of the

Secretary-General of the United Nations to resolve the difficulty. They may

also by mutual agreement request his assistance to resolve any other

difficulty that they may encounter in reaching an agreement on the modalities

of the conciliation proceedings.

CHAPTER III

/...

Page 79: PEACEFUL - United Nations

A/RES/50/50

Page 3

NUMBER AND APPOINTMENT OF CONCILIATORS

Article 3

There may be three conciliators or five conciliators. In either case

the conciliators shall form a commission.

Article 4

If the parties have agreed that three conciliators shall be appointed,

each one of them shall appoint a conciliator, who may not be of its own

nationality. The parties shall appoint by mutual agreement the third

conciliator, who may not be of the nationality of any of the parties or of the

other conciliators. The third conciliator shall act as president of the

commission. If he is not appointed within two months of the appointment of

the conciliators appointed individually by the parties, the third conciliator

shall be appointed by the Government of a third State chosen by agreement

between the parties or, if such agreement is not obtained within two months,

by the President of the International Court of Justice. If the President is a

national of one of the parties, the appointment shall be made by the

Vice-President or the next member of the Court in order of seniority who is

not a national of the parties. The third conciliator shall not reside

habitually in the territory of the parties or be or have been in their

service.

Article 5

1.

If the parties have agreed that five conciliators should be appointed,

each one of them shall appoint a conciliator who may be of its own

nationality. The other three conciliators, one of whom shall be chosen with a

view to his acting as president, shall be appointed by agreement between the

parties from among nationals of third States and shall be of different

nationalities. None of them shall reside habitually in the territory of the

parties or be or have been in their service. None of them shall have the same

nationality as that of the other two conciliators.

2.

If the appointment of the conciliators whom the parties are to appoint

jointly has not been effected within three months, they shall be appointed by

the Government of a third State chosen by agreement between the parties or, if

such an agreement is not reached within three months, by the President of the

International Court of Justice. If the President is a national of one of the

parties, the appointment shall be made by the Vice-President or the next judge

in order of seniority who is not a national of the parties. The Government or

member of the International Court of Justice making the appointment shall also

decide which of the three conciliators shall act as president.

3.

If, at the end of the three-month period referred to in the preceding

paragraph, the parties have been able to appoint only one or two conciliators,

the two conciliators or the conciliator still required shall be appointed in

the manner described in the preceding paragraph. If the parties have not

agreed that the conciliator or one of the two conciliators whom they have

appointed shall act as president, the Government or member of the

International Court of Justice appointing the two conciliators or the

conciliator still required shall also decide which of the three conciliators

shall act as president.

4.

If, at the end of the three-month period referred to in paragraph 2 of

/...

A/RES/50/50

Page 4

this article, the parties have appointed three conciliators but have not been

able to agree which of them shall act as president, the president shall be

chosen in the manner described in that paragraph.

Article 6

Vacancies which may occur in the commission as a result of death,

resignation or any other cause shall be filled as soon as possible by the

method established for appointing the members to be replaced.

CHAPTER IV

FUNDAMENTAL PRINCIPLES

Article 7

The commission, acting independently and impartially, shall endeavour to

assist the parties in reaching an amicable settlement of the dispute. If no

settlement is reached during the consideration of the dispute, the commission

may draw up and submit appropriate recommendations to the parties for

consideration.

CHAPTER V

PROCEDURES AND POWERS OF THE COMMISSION

Article 8

The commission shall adopt its own procedure.

Article 9

1.

Before the commission begins its work, the parties shall designate their

agents and shall communicate the names of such agents to the president of the

commission. The president shall determine, in agreement with the parties, the

date of the commission's first meeting, to which the members of the commission

and the agents shall be invited.

2.

The agents of the parties may be assisted before the commission by

counsel and experts appointed by the parties.

3.

Before the first meeting of the commission, its members may meet

informally with the agents of the parties, if necessary, accompanied by the

appointed counsel and experts to deal with administrative and procedural

matters.

Article 10

1.

At its first meeting, the commission shall appoint a secretary.

2.

The secretary of the commission shall not have the nationality of any of

the parties, shall not reside habitually in their territory and shall not be

or have been in the service of any of them. He may be a United Nations

official if the parties agree with the Secretary-General on the conditions

under which the official will exercise these functions.

/...

Page 80: PEACEFUL - United Nations

A/RES/50/50

Page 5

Article 11

1.

As soon as the information provided by the parties so permits, the

commission, having regard, in particular, to the time-limit laid down in

article 24, shall decide in consultation with the parties whether the parties

should be invited to submit written pleadings and, if so, in what order and

within what time-limits, as well as the dates when, if necessary, the agents

and counsel will be heard. The decisions taken by the commission in this

regard may be amended at any later stage of the proceedings.

2.

Subject to the provisions of article 20, paragraph 1, the commission

shall not allow the agent or counsel of one party to attend a meeting without

having also given the other party the opportunity to be represented at the

same meeting.

Article 12

The parties, acting in good faith, shall facilitate the commission's

work and, in particular, shall provide it to the greatest possible extent with

whatever documents, information and explanations may be relevant.

Article 13

1.

The commission may ask the parties for whatever relevant information or

documents, as well as explanations, it deems necessary or useful. It may also

make comments on the arguments advanced as well as the statements or proposals

made by the parties.

2.

The commission may accede to any request by a party that persons whose

testimony it considers necessary or useful be heard, or that experts be

consulted.

Article 14

In cases where the parties disagree on issues of fact, the commission

may use all means at its disposal, such as the joint expert advisers mentioned

in article 15, or consultation with experts, to ascertain the facts.

Article 15

The commission may propose to the parties that they jointly appoint

expert advisers to assist it in the consideration of technical aspects of the

dispute. If the proposal is accepted, its implementation shall be conditional

upon the expert advisers being appointed by the parties by mutual agreement

and accepted by the commission and upon the parties fixing their emoluments.

Article 16

Each party may at any time, at its own initiative or at the initiative

of the commission, make proposals for the settlement of the dispute. Any

proposal made in accordance with this article shall be communicated

immediately to the other party by the president, who may, in so doing,

transmit any comment the commission may wish to make thereon.

Article 17

At any stage of the proceedings, the commission may, at its own

/...

A/RES/50/50

Page 6

initiative or at the initiative of one of the parties, draw the attention of

the parties to any measures which in its opinion might be advisable or

facilitate a settlement.

Article 18

The commission shall endeavour to take its decisions unanimously but, if

unanimity proves impossible, it may take them by a majority of votes of its

members. Abstentions are not allowed. Except in matters of procedure, the

presence of all members shall be required in order for a decision to be valid.

Article 19

The commission may, at any time, ask the Secretary-General of the United

Nations for advice or assistance with regard to the administrative or

procedural aspects of its work.

CHAPTER VI

CONCLUSION OF THE CONCILIATION PROCEEDINGS

Article 20

1.

On concluding its consideration of the dispute, the commission may, if

full settlement has not been reached, draw up and submit appropriate

recommendations to the parties for consideration. To that end, it may hold an

exchange of views with the agents of the parties, who may be heard jointly or

separately.

2.

The recommendations adopted by the commission shall be set forth in a

report communicated by the president of the commission to the agents of the

parties, with a request that the agents inform the commission, within a given

period, whether the parties accept them. The president may include in the

report the reasons which, in the commission's view, might prompt the parties

to accept the recommendations submitted. The commission shall refrain from

presenting in its report any final conclusions with regard to facts or from

ruling formally on issues of law, unless the parties have jointly asked it to

do so.

3.

If the parties accept the recommendations submitted by the commission, a

procès-verbal shall be drawn up setting forth the conditions of acceptance.

The procès-verbal shall be signed by the president and the secretary. A copy

thereof signed by the secretary shall be provided to each party. This shall

conclude the proceedings.

4.

Should the commission decide not to submit recommendations to the

parties, its decision to that effect shall be recorded in a procès-verbal

signed by the president and the secretary. A copy thereof signed by the

secretary shall be provided to each party. This shall conclude the

proceedings.

Article 21

1.

The recommendations of the commission will be submitted to the parties

for consideration in order to facilitate an amicable settlement of the

dispute. The parties undertake to study them in good faith, carefully and

/...

Page 81: PEACEFUL - United Nations

A/RES/50/50

Page 7

objectively.

2.

If one of the parties does not accept the recommendations and the other

party does, it shall inform the latter, in writing, of the reasons why it

could not accept them.

Article 22

1.

If the recommendations are not accepted by both parties but the latter

wish efforts to continue in order to reach agreement on different terms, the

proceedings shall be resumed. Article 24 shall apply to the resumed

proceedings, with the relevant time-limit, which the parties may, by mutual

agreement, shorten or extend, running from the commission's first meeting

after resumption of the proceedings.

2.

If the recommendations are not accepted by both parties and the latter

do not wish further efforts to be made to reach agreement on different terms,

a procès-verbal signed by the president and the secretary of the commission

shall be drawn up, omitting the proposed terms and indicating that the parties

were unable to accept them and do not wish further efforts to be made to reach

agreement on different terms. The proceedings shall be concluded when each

party has received a copy of the procès-verbal signed by the secretary.

Article 23

Upon conclusion of the proceedings, the president of the commission

shall, with the prior agreement of the parties, deliver the documents in the

possession of the secretariat of the commission either to the Secretary-

General of the United Nations or to another person or entity agreed upon by

the parties. Without prejudice to the possible application of article 26,

paragraph 2, the confidentiality of the documents shall be preserved.

Article 24

The commission shall conclude its work within the period agreed upon by

the parties. Any extension of this period shall be agreed upon by the

parties.

CHAPTER VII

CONFIDENTIALITY OF THE COMMISSION'S WORK AND DOCUMENTS

Article 25

1.

The commission's meetings shall be closed. The parties and the members

and expert advisers of the commission, the agents and counsel of the parties,

and the secretary and the secretariat staff, shall maintain strictly the

confidentiality of any documents or statements, or any communication

concerning the progress of the proceedings unless their disclosure has been

approved by both parties in advance.

2.

Each party shall receive, through the secretary, certified copies of any

minutes of the meetings at which it was represented.

3.

Each party shall receive, through the secretary, certified copies of any

documentary evidence received and of experts' reports, records of

/...

A/RES/50/50

Page 8

investigations and statements by witnesses.

Article 26

1.

Except with regard to certified copies referred to in article 25,

paragraph 3, the obligation to respect the confidentiality of the proceedings

and of the deliberations shall remain in effect for the parties and for

members of the commission, expert advisers and secretariat staff after the

proceedings are concluded and shall extend to recommendations and proposals

which have not been accepted.

2.

Notwithstanding the foregoing, the parties may, upon conclusion of the

proceedings and by mutual agreement, make available to the public all or some

of the documents that in accordance with the preceding paragraph are to remain

confidential, or authorize the publication of all or some of those documents.

CHAPTER VIII

OBLIGATION NOT TO ACT IN A MANNER WHICH MIGHT HAVE

AN ADVERSE EFFECT ON THE CONCILIATION

Article 27

The parties shall refrain during the conciliation proceedings from any

measure which might aggravate or widen the dispute. They shall, in

particular, refrain from any measures which might have an adverse effect on

the recommendations submitted by the commission, so long as those

recommendations have not been explicitly rejected by either of the parties.

CHAPTER IX

PRESERVATION OF THE LEGAL POSITION OF THE PARTIES

Article 28

1.

Except as the parties may otherwise agree, neither party shall be

entitled in any other proceedings, whether in a court of law or before

arbitrators or before any other body, entity or person, to invoke any views

expressed or statements, admissions or proposals made by the other party in

the conciliation proceedings, but not accepted, or the report of the

commission, the recommendations submitted by the commission or any proposal

made by the commission, unless agreed to by both parties.

12.

Acceptance by a party of recommendations submitted by the commission in

no way implies any admission by it of the considerations of law or of fact

which may have inspired the recommendations.

CHAPTER X

COSTS

Article 29

The costs of the conciliation proceedings and the emoluments of expert

/...

Page 82: PEACEFUL - United Nations

A/RES/50/50

Page 9

advisers appointed in accordance with article 15, shall be borne by the

parties in equal shares.

Page 83: PEACEFUL - United Nations

2005 World Summit Outcome

United Nations General Assembly resolution 60/1 of 16 September 2005

Page 84: PEACEFUL - United Nations

U

nite

d N

atio

ns

A/R

ES/6

0/1

Gen

eral

Ass

embl

y D

istr.

: Gen

eral

24

Oct

ober

200

5

Sixt

ieth

sess

ion

Age

nda

item

s 46

and

120

05-4

8760

Res

olut

ion

adop

ted

by th

e G

ener

al A

ssem

bly

[with

out r

efer

ence

to a

Mai

n Co

mm

ittee

(A/6

0/L.

1)]

60/1

. 20

05 W

orld

Sum

mit

Out

com

e

The

Gen

eral

Ass

embl

y

Ad

opts

the

follo

win

g 20

05 W

orld

Sum

mit

Out

com

e:

2005

Wor

ld S

umm

it O

utco

me

I.

Valu

es a

nd p

rinc

iple

s

1.

We,

H

eads

of

St

ate

and

Gov

ernm

ent,

have

ga

ther

ed

at

Uni

ted

Nat

ions

H

eadq

uart

ers

in N

ew Y

ork

from

14

to 1

6 Se

ptem

ber 2

005.

2.

We

reaf

firm

our

fai

th i

n th

e U

nite

d N

atio

ns a

nd o

ur c

omm

itmen

t to

the

pu

rpos

es a

nd p

rinc

iple

s of

the

Cha

rter

of

the

Uni

ted

Nat

ions

and

int

erna

tiona

l la

w,

whi

ch a

re in

disp

ensa

ble

foun

datio

ns o

f a

mor

e pe

acef

ul, p

rosp

erou

s an

d ju

st w

orld

, an

d re

itera

te o

ur d

eter

min

atio

n to

fost

er s

tric

t res

pect

for t

hem

.

3.

We

reaf

firm

the

Uni

ted

Nat

ions

Mill

enni

um D

ecla

ratio

n,1 w

hich

we

adop

ted

at

the

daw

n of

the

tw

enty

-fir

st c

entu

ry.

We

reco

gniz

e th

e va

luab

le r

ole

of t

he m

ajor

U

nite

d N

atio

ns c

onfe

renc

es a

nd s

umm

its in

the

econ

omic

, soc

ial a

nd r

elat

ed f

ield

s,

incl

udin

g th

e M

illen

nium

Sum

mit,

in m

obili

zing

the

inte

rnat

iona

l com

mun

ity a

t the

lo

cal,

natio

nal,

regi

onal

and

glo

bal

leve

ls a

nd i

n gu

idin

g th

e w

ork

of t

he U

nite

d N

atio

ns.

4.

We

reaf

firm

that

our

com

mon

fund

amen

tal v

alue

s, in

clud

ing

free

dom

, equ

ality

, so

lidar

ity,

tole

ranc

e, r

espe

ct f

or a

ll hu

man

rig

hts,

res

pect

for

nat

ure

and

shar

ed

resp

onsi

bilit

y, a

re e

ssen

tial t

o in

tern

atio

nal r

elat

ions

.

5.

We

are

dete

rmin

ed t

o es

tabl

ish

a ju

st a

nd l

astin

g pe

ace

all

over

the

wor

ld i

n ac

cord

ance

with

the

purp

oses

and

pri

ncip

les

of th

e C

hart

er. W

e re

dedi

cate

our

selv

es

to s

uppo

rt a

ll ef

fort

s to

uph

old

the

sove

reig

n eq

ualit

y of

all

Stat

es,

resp

ect

thei

r te

rrito

rial

in

tegr

ity

and

polit

ical

in

depe

nden

ce,

to

refr

ain

in

our

inte

rnat

iona

l re

latio

ns f

rom

the

thr

eat

or u

se o

f fo

rce

in a

ny m

anne

r in

cons

iste

nt w

ith t

he

purp

oses

and

pri

ncip

les

of t

he U

nite

d N

atio

ns, t

o up

hold

res

olut

ion

of d

ispu

tes

by

____

____

____

___

1 See

reso

lutio

n 55

/2.

A/R

ES/

60/1

2

peac

eful

mea

ns a

nd i

n co

nfor

mity

with

the

pri

ncip

les

of j

ustic

e an

d in

tern

atio

nal

law

, th

e ri

ght

to

self

-det

erm

inat

ion

of

peop

les

whi

ch

rem

ain

unde

r co

loni

al

dom

inat

ion

and

fore

ign

occu

patio

n, n

on-i

nter

fere

nce

in th

e in

tern

al a

ffai

rs o

f Sta

tes,

re

spec

t fo

r hu

man

rig

hts

and

fund

amen

tal

free

dom

s, r

espe

ct f

or t

he e

qual

rig

hts

of

all w

ithou

t dis

tinct

ion

as to

race

, sex

, lan

guag

e or

relig

ion,

inte

rnat

iona

l coo

pera

tion

in s

olvi

ng i

nter

natio

nal

prob

lem

s of

an

econ

omic

, so

cial

, cu

ltura

l or

hum

anita

rian

ch

arac

ter

and

the

fulf

ilmen

t in

good

fai

th o

f th

e ob

ligat

ions

ass

umed

in a

ccor

danc

e w

ith th

e C

hart

er.

6.

We

reaf

firm

the

vita

l im

port

ance

of

an e

ffec

tive

mul

tilat

eral

sys

tem

, in

ac

cord

ance

with

int

erna

tiona

l la

w,

in o

rder

to

bette

r ad

dres

s th

e m

ultif

acet

ed a

nd

inte

rcon

nect

ed c

halle

nges

and

thre

ats

conf

ront

ing

our

wor

ld a

nd to

ach

ieve

pro

gres

s in

the

are

as o

f pe

ace

and

secu

rity

, de

velo

pmen

t an

d hu

man

rig

hts,

und

erlin

ing

the

cent

ral

role

of

th

e U

nite

d N

atio

ns,

and

com

mit

ours

elve

s to

pr

omot

ing

and

stre

ngth

enin

g th

e ef

fect

iven

ess

of t

he O

rgan

izat

ion

thro

ugh

the

impl

emen

tatio

n of

its

dec

isio

ns a

nd re

solu

tions

.

7.

We

belie

ve t

hat

toda

y, m

ore

than

eve

r be

fore

, w

e liv

e in

a g

loba

l an

d in

terd

epen

dent

wor

ld.

No

Stat

e ca

n st

and

who

lly a

lone

. W

e ac

know

ledg

e th

at

colle

ctiv

e se

curi

ty

depe

nds

on

effe

ctiv

e co

oper

atio

n,

in

acco

rdan

ce

with

in

tern

atio

nal l

aw, a

gain

st tr

ansn

atio

nal t

hrea

ts.

8.

We

reco

gniz

e th

at c

urre

nt d

evel

opm

ents

and

cir

cum

stan

ces

requ

ire

that

we

urge

ntly

bui

ld c

onse

nsus

on

maj

or t

hrea

ts a

nd c

halle

nges

. We

com

mit

ours

elve

s to

tr

ansl

atin

g th

at c

onse

nsus

into

con

cret

e ac

tion,

incl

udin

g ad

dres

sing

the

root

cau

ses

of th

ose

thre

ats

and

chal

leng

es w

ith re

solv

e an

d de

term

inat

ion.

9.

We

ackn

owle

dge

that

pea

ce a

nd s

ecur

ity,

deve

lopm

ent

and

hum

an r

ight

s ar

e th

e pi

llars

of

the

Uni

ted

Nat

ions

sys

tem

and

the

fou

ndat

ions

for

col

lect

ive

secu

rity

an

d w

ell-

bein

g. W

e re

cogn

ize

that

dev

elop

men

t, pe

ace

and

secu

rity

and

hum

an

righ

ts a

re in

terl

inke

d an

d m

utua

lly re

info

rcin

g.

10.

We

reaf

firm

tha

t de

velo

pmen

t is

a c

entr

al g

oal

in i

tsel

f an

d th

at s

usta

inab

le

deve

lopm

ent

in i

ts e

cono

mic

, so

cial

and

env

iron

men

tal

aspe

cts

cons

titut

es a

key

el

emen

t of t

he o

vera

rchi

ng fr

amew

ork

of U

nite

d N

atio

ns a

ctiv

ities

.

11.

We

ackn

owle

dge

that

goo

d go

vern

ance

and

the

rule

of

law

at t

he n

atio

nal a

nd

inte

rnat

iona

l le

vels

ar

e es

sent

ial

for

sust

aine

d ec

onom

ic

grow

th,

sust

aina

ble

deve

lopm

ent a

nd th

e er

adic

atio

n of

pov

erty

and

hun

ger.

12.

We

reaf

firm

tha

t ge

nder

equ

ality

and

the

pro

mot

ion

and

prot

ectio

n of

the

ful

l en

joym

ent

of a

ll hu

man

rig

hts

and

fund

amen

tal

free

dom

s fo

r al

l ar

e es

sent

ial

to

adva

nce

deve

lopm

ent a

nd p

eace

and

sec

urity

. We

are

com

mitt

ed to

cre

atin

g a

wor

ld

fit f

or fu

ture

gen

erat

ions

, whi

ch ta

kes

into

acc

ount

the

best

inte

rest

s of

the

child

.

13.

We

reaf

firm

the

univ

ersa

lity,

indi

visi

bilit

y, in

terd

epen

denc

e an

d in

terr

elat

edne

ss o

f al

l hum

an ri

ghts

.

14.

Ack

now

ledg

ing

the

dive

rsity

of

the

wor

ld, w

e re

cogn

ize

that

all

cultu

res

and

civi

lizat

ions

con

trib

ute

to t

he e

nric

hmen

t of

hum

anki

nd.

We

ackn

owle

dge

the

impo

rtan

ce

of

resp

ect

and

unde

rsta

ndin

g fo

r re

ligio

us

and

cultu

ral

dive

rsity

th

roug

hout

the

wor

ld.

In o

rder

to

prom

ote

inte

rnat

iona

l pe

ace

and

secu

rity

, w

e co

mm

it ou

rsel

ves

to a

dvan

cing

hum

an w

elfa

re,

free

dom

and

pro

gres

s ev

eryw

here

, as

wel

l as

to

enco

urag

ing

tole

ranc

e, r

espe

ct,

dial

ogue

and

coo

pera

tion

amon

g di

ffer

ent c

ultu

res,

civ

iliza

tions

and

peo

ples

.

Page 85: PEACEFUL - United Nations

A/R

ES/

60/1

3

15.

We

pled

ge t

o en

hanc

e th

e re

leva

nce,

eff

ectiv

enes

s, e

ffic

ienc

y, a

ccou

ntab

ility

an

d cr

edib

ility

of

the

Uni

ted

Nat

ions

sys

tem

. Thi

s is

our

sha

red

resp

onsi

bilit

y an

d in

tere

st.

16.

We

ther

efor

e re

solv

e to

cre

ate

a m

ore

peac

eful

, pr

ospe

rous

and

dem

ocra

tic

wor

ld a

nd t

o un

dert

ake

conc

rete

mea

sure

s to

con

tinue

fin

ding

way

s to

im

plem

ent

the

outc

ome

of t

he M

illen

nium

Sum

mit

and

the

othe

r m

ajor

Uni

ted

Nat

ions

co

nfer

ence

s an

d su

mm

its s

o as

to

prov

ide

mul

tilat

eral

sol

utio

ns t

o pr

oble

ms

in t

he

four

follo

win

g ar

eas:

Dev

elop

men

t

Peac

e an

d co

llect

ive

secu

rity

Hum

an ri

ghts

and

the

rule

of l

aw

Stre

ngth

enin

g of

the

Uni

ted

Nat

ions

II

. D

evel

opm

ent

17.

We

stro

ngly

re

itera

te

our

dete

rmin

atio

n to

en

sure

th

e tim

ely

and

full

real

izat

ion

of t

he d

evel

opm

ent

goal

s an

d ob

ject

ives

agr

eed

at t

he m

ajor

Uni

ted

Nat

ions

con

fere

nces

and

sum

mits

, inc

ludi

ng th

ose

agre

ed a

t the

Mill

enni

um S

umm

it th

at a

re d

escr

ibed

as

the

Mill

enni

um D

evel

opm

ent

Goa

ls,

whi

ch h

ave

help

ed t

o ga

lvan

ize

effo

rts

tow

ards

pov

erty

era

dica

tion.

18.

We

emph

asiz

e th

e vi

tal

role

pla

yed

by t

he m

ajor

Uni

ted

Nat

ions

con

fere

nces

an

d su

mm

its

in

the

econ

omic

, so

cial

an

d re

late

d fi

elds

in

sh

apin

g a

broa

d de

velo

pmen

t vi

sion

and

in

iden

tifyi

ng c

omm

only

agr

eed

obje

ctiv

es,

whi

ch h

ave

cont

ribu

ted

to im

prov

ing

hum

an li

fe in

diff

eren

t par

ts o

f the

wor

ld.

19.

We

reaf

firm

our

com

mitm

ent

to e

radi

cate

pov

erty

and

pro

mot

e su

stai

ned

econ

omic

gro

wth

, su

stai

nabl

e de

velo

pmen

t an

d gl

obal

pro

sper

ity f

or a

ll. W

e ar

e en

cour

aged

by

redu

ctio

ns i

n po

vert

y in

som

e co

untr

ies

in t

he r

ecen

t pa

st a

nd a

re

dete

rmin

ed t

o re

info

rce

and

exte

nd t

his

tren

d to

ben

efit

peop

le w

orld

wid

e. W

e re

mai

n co

ncer

ned,

how

ever

, ab

out

the

slow

and

une

ven

prog

ress

tow

ards

pov

erty

er

adic

atio

n an

d th

e re

aliz

atio

n of

oth

er d

evel

opm

ent

goal

s in

som

e re

gion

s. W

e co

mm

it ou

rsel

ves

to p

rom

otin

g th

e de

velo

pmen

t of

the

pro

duct

ive

sect

ors

in

deve

lopi

ng c

ount

ries

to

enab

le t

hem

to

part

icip

ate

mor

e ef

fect

ivel

y in

and

ben

efit

from

the

pro

cess

of

glob

aliz

atio

n. W

e un

derl

ine

the

need

for

urg

ent

actio

n on

all

side

s, i

nclu

ding

mor

e am

bitio

us n

atio

nal

deve

lopm

ent

stra

tegi

es a

nd e

ffor

ts b

acke

d by

incr

ease

d in

tern

atio

nal s

uppo

rt.

Glo

bal p

artn

ersh

ip fo

r de

velo

pmen

t

20.

We

reaf

firm

our

com

mitm

ent t

o th

e gl

obal

par

tner

ship

for

dev

elop

men

t set

out

in

the

Mill

enni

um D

ecla

ratio

n,1 t

he M

onte

rrey

Con

sens

us2 a

nd t

he J

ohan

nesb

urg

Plan

of I

mpl

emen

tatio

n.3

21.

We

furt

her

reaf

firm

our

com

mitm

ent t

o so

und

polic

ies,

goo

d go

vern

ance

at a

ll le

vels

and

the

rul

e of

law

, and

to

mob

ilize

dom

estic

res

ourc

es, a

ttrac

t in

tern

atio

nal

____

____

____

___

2 Mon

terr

ey C

onse

nsus

of

the

Inte

rnat

iona

l C

onfe

renc

e on

Fin

anci

ng f

or D

evel

opm

ent

(Rep

ort

of t

he

Inte

rnat

iona

l Con

fere

nce

on F

inan

cing

for

Dev

elop

men

t, M

onte

rrey

, Mex

ico,

18-

22 M

arch

200

2 (U

nite

d N

atio

ns p

ublic

atio

n, S

ales

No.

E.0

2.II

.A.7

), ch

ap. I

, res

olut

ion

1, a

nnex

). 3 P

lan

of Im

plem

enta

tion

of th

e W

orld

Sum

mit

on S

usta

inab

le D

evel

opm

ent (

Repo

rt of

the

Wor

ld S

umm

it on

Sus

tain

able

Dev

elop

men

t, Jo

hann

esbu

rg, S

outh

Afr

ica,

26

Augu

st-4

Sept

embe

r 20

02 (

Uni

ted

Nat

ions

pu

blic

atio

n, S

ales

No.

E.0

3.II

. A.1

and

cor

rigen

dum

), ch

ap I,

reso

lutio

n 2,

ann

ex).

A/R

ES/

60/1

4

flow

s, p

rom

ote

inte

rnat

iona

l tr

ade

as a

n en

gine

for

dev

elop

men

t an

d in

crea

se

inte

rnat

iona

l fi

nanc

ial

and

tech

nica

l co

oper

atio

n fo

r de

velo

pmen

t, su

stai

nabl

e de

bt

fina

ncin

g an

d ex

tern

al d

ebt

relie

f an

d to

enh

ance

the

cohe

renc

e an

d co

nsis

tenc

y of

th

e in

tern

atio

nal m

onet

ary,

fina

ncia

l and

trad

ing

syst

ems.

22.

We

reaf

firm

tha

t ea

ch c

ount

ry m

ust

take

pri

mar

y re

spon

sibi

lity

for

its o

wn

deve

lopm

ent a

nd th

at th

e ro

le o

f nat

iona

l pol

icie

s an

d de

velo

pmen

t str

ateg

ies

cann

ot

be

over

emph

asiz

ed

in

the

achi

evem

ent

of

sust

aina

ble

deve

lopm

ent.

We

also

re

cogn

ize

that

na

tiona

l ef

fort

s sh

ould

be

co

mpl

emen

ted

by

supp

ortiv

e gl

obal

pr

ogra

mm

es,

mea

sure

s an

d po

licie

s ai

med

at

ex

pand

ing

the

deve

lopm

ent

oppo

rtun

ities

of

deve

lopi

ng c

ount

ries

, whi

le ta

king

into

acc

ount

nat

iona

l con

ditio

ns

and

ensu

ring

res

pect

for

nat

iona

l ow

ners

hip,

str

ateg

ies

and

sove

reig

nty.

To

this

end

, w

e re

solv

e:

(a

) To

ado

pt, b

y 20

06, a

nd i

mpl

emen

t co

mpr

ehen

sive

nat

iona

l de

velo

pmen

t st

rate

gies

to

achi

eve

the

inte

rnat

iona

lly a

gree

d de

velo

pmen

t go

als

and

obje

ctiv

es,

incl

udin

g th

e M

illen

nium

Dev

elop

men

t Goa

ls;

(b

) To

m

anag

e pu

blic

fi

nanc

es

effe

ctiv

ely

to

achi

eve

and

mai

ntai

n m

acro

econ

omic

st

abili

ty

and

long

-ter

m

grow

th

and

to

mak

e ef

fect

ive

and

tran

spar

ent

use

of p

ublic

fun

ds a

nd e

nsur

e th

at d

evel

opm

ent

assi

stan

ce i

s us

ed t

o bu

ild n

atio

nal c

apac

ities

;

(c

) To

sup

port

eff

orts

by

deve

lopi

ng c

ount

ries

to

adop

t an

d im

plem

ent

natio

nal

deve

lopm

ent

polic

ies

and

stra

tegi

es

thro

ugh

incr

ease

d de

velo

pmen

t as

sist

ance

, th

e pr

omot

ion

of i

nter

natio

nal

trad

e as

an

engi

ne f

or d

evel

opm

ent,

the

tran

sfer

of

tech

nolo

gy o

n m

utua

lly a

gree

d te

rms,

inc

reas

ed i

nves

tmen

t fl

ows

and

wid

er a

nd d

eepe

r de

bt r

elie

f, an

d to

sup

port

dev

elop

ing

coun

trie

s by

pro

vidi

ng a

su

bsta

ntia

l in

crea

se i

n ai

d of

suf

fici

ent

qual

ity a

nd a

rriv

ing

in a

tim

ely

man

ner

to

assi

st th

em in

ach

ievi

ng th

e in

tern

atio

nally

agr

eed

deve

lopm

ent g

oals

, inc

ludi

ng th

e M

illen

nium

Dev

elop

men

t Goa

ls;

(d

) Th

at

the

incr

easi

ng

inte

rdep

ende

nce

of

natio

nal

econ

omie

s in

a

glob

aliz

ing

wor

ld

and

the

emer

genc

e of

ru

le-b

ased

re

gim

es

for

inte

rnat

iona

l ec

onom

ic r

elat

ions

hav

e m

eant

tha

t th

e sp

ace

for

natio

nal

econ

omic

pol

icy,

tha

t is

, th

e sc

ope

for

dom

estic

pol

icie

s, e

spec

ially

in

the

area

s of

tra

de,

inve

stm

ent

and

indu

stri

al

deve

lopm

ent,

is

now

of

ten

fram

ed

by

inte

rnat

iona

l di

scip

lines

, co

mm

itmen

ts a

nd g

loba

l m

arke

t co

nsid

erat

ions

. It

is

for

each

Gov

ernm

ent

to

eval

uate

the

tra

de-o

ff b

etw

een

the

bene

fits

of

acce

ptin

g in

tern

atio

nal

rule

s an

d co

mm

itmen

ts a

nd th

e co

nstr

aint

s po

sed

by th

e lo

ss o

f po

licy

spac

e. I

t is

part

icul

arly

im

port

ant

for

deve

lopi

ng

coun

trie

s,

bear

ing

in

min

d de

velo

pmen

t go

als

and

obje

ctiv

es,

that

all

coun

trie

s ta

ke i

nto

acco

unt

the

need

for

app

ropr

iate

bal

ance

be

twee

n na

tiona

l pol

icy

spac

e an

d in

tern

atio

nal d

isci

plin

es a

nd c

omm

itmen

ts;

(e

) To

enh

ance

the

con

trib

utio

n of

non

-gov

ernm

enta

l or

gani

zatio

ns,

civi

l so

ciet

y, th

e pr

ivat

e se

ctor

and

oth

er s

take

hold

ers

in n

atio

nal d

evel

opm

ent e

ffor

ts, a

s w

ell a

s in

the

prom

otio

n of

the

glob

al p

artn

ersh

ip fo

r dev

elop

men

t;

(f)

To

ens

ure

that

the

U

nite

d N

atio

ns f

unds

and

pro

gram

mes

and

the

sp

ecia

lized

ag

enci

es

supp

ort

the

effo

rts

of

deve

lopi

ng

coun

trie

s th

roug

h th

e co

mm

on

coun

try

asse

ssm

ent

and

Uni

ted

Nat

ions

D

evel

opm

ent

Ass

ista

nce

Fram

ewor

k pr

oces

s, e

nhan

cing

thei

r sup

port

for c

apac

ity-b

uild

ing;

(g

) To

pro

tect

our

nat

ural

reso

urce

bas

e in

sup

port

of d

evel

opm

ent.

Page 86: PEACEFUL - United Nations

A/R

ES/

60/1

5

Fina

ncin

g fo

r de

velo

pmen

t

23.

We

reaf

firm

the

Mon

terr

ey C

onse

nsus

2 and

rec

ogni

ze th

at m

obili

zing

fin

anci

al

reso

urce

s fo

r de

velo

pmen

t an

d th

e ef

fect

ive

use

of t

hose

res

ourc

es i

n de

velo

ping

co

untr

ies

and

coun

trie

s w

ith

econ

omie

s in

tr

ansi

tion

are

cent

ral

to

a gl

obal

pa

rtne

rshi

p fo

r de

velo

pmen

t in

sup

port

of

the

achi

evem

ent

of t

he i

nter

natio

nally

ag

reed

dev

elop

men

t go

als,

inc

ludi

ng t

he M

illen

nium

Dev

elop

men

t G

oals

. In

thi

s re

gard

:

(a

) W

e ar

e en

cour

aged

by

rece

nt c

omm

itmen

ts t

o su

bsta

ntia

l in

crea

ses

in

offi

cial

dev

elop

men

t ass

ista

nce

and

the

Org

aniz

atio

n fo

r Ec

onom

ic C

oope

ratio

n an

d D

evel

opm

ent

estim

ate

that

of

fici

al

deve

lopm

ent

assi

stan

ce

to

all

deve

lopi

ng

coun

trie

s w

ill n

ow i

ncre

ase

by a

roun

d 50

bill

ion

Uni

ted

Stat

es d

olla

rs a

yea

r by

20

10, w

hile

rec

ogni

zing

that

a s

ubst

antia

l inc

reas

e in

suc

h as

sist

ance

is r

equi

red

to

achi

eve

the

inte

rnat

iona

lly a

gree

d go

als,

inc

ludi

ng t

he M

illen

nium

Dev

elop

men

t G

oals

, with

in th

eir r

espe

ctiv

e tim

e fr

ames

;

(b

) W

e w

elco

me

the

incr

ease

d re

sour

ces

that

will

bec

ome

avai

labl

e as

a

resu

lt of

the

esta

blis

hmen

t of t

imet

able

s by

man

y de

velo

ped

coun

trie

s to

ach

ieve

the

targ

et o

f 0.

7 pe

r ce

nt o

f gr

oss

natio

nal

prod

uct

for

offi

cial

dev

elop

men

t as

sist

ance

by

201

5 an

d to

rea

ch a

t le

ast

0.5

per

cent

of

gros

s na

tiona

l pr

oduc

t fo

r of

fici

al

deve

lopm

ent

assi

stan

ce b

y 20

10 a

s w

ell

as, p

ursu

ant t

o th

e B

russ

els

Prog

ram

me

of

Act

ion

for

the

Leas

t Dev

elop

ed C

ount

ries

for

the

Dec

ade

2001

-201

0,4 0

.15

per

cent

to

0.2

0 pe

r ce

nt f

or th

e le

ast d

evel

oped

cou

ntri

es n

o la

ter

than

201

0, a

nd u

rge

thos

e de

velo

ped

coun

trie

s th

at h

ave

not y

et d

one

so to

mak

e co

ncre

te e

ffor

ts in

this

rega

rd

in a

ccor

danc

e w

ith th

eir c

omm

itmen

ts;

(c

) W

e fu

rthe

r w

elco

me

rece

nt e

ffor

ts a

nd i

nitia

tives

to

enha

nce

the

qual

ity

of

aid

and

to

incr

ease

its

im

pact

, in

clud

ing

the

Pari

s D

ecla

ratio

n on

A

id

Effe

ctiv

enes

s,

and

reso

lve

to

take

co

ncre

te,

effe

ctiv

e an

d tim

ely

actio

n in

im

plem

entin

g al

l ag

reed

com

mitm

ents

on

aid

effe

ctiv

enes

s, w

ith c

lear

mon

itori

ng

and

dead

lines

, in

clud

ing

thro

ugh

furt

her

alig

ning

as

sist

ance

w

ith

coun

trie

s’

stra

tegi

es,

build

ing

inst

itutio

nal

capa

citie

s,

redu

cing

tr

ansa

ctio

n co

sts

and

elim

inat

ing

bure

aucr

atic

pro

cedu

res,

mak

ing

prog

ress

on

unty

ing

aid,

enh

anci

ng th

e ab

sorp

tive

capa

city

an

d fi

nanc

ial

man

agem

ent

of

reci

pien

t co

untr

ies

and

stre

ngth

enin

g th

e fo

cus

on d

evel

opm

ent r

esul

ts;

(d

) W

e re

cogn

ize

the

valu

e of

dev

elop

ing

inno

vativ

e so

urce

s of

fin

anci

ng,

prov

ided

tho

se s

ourc

es d

o no

t un

duly

bur

den

deve

lopi

ng c

ount

ries

. In

tha

t re

gard

, w

e ta

ke n

ote

with

inte

rest

of

the

inte

rnat

iona

l eff

orts

, con

trib

utio

ns a

nd d

iscu

ssio

ns,

such

as

the

Act

ion

agai

nst H

unge

r an

d Po

vert

y, a

imed

at i

dent

ifyi

ng in

nova

tive

and

addi

tiona

l so

urce

s of

fin

anci

ng f

or d

evel

opm

ent

on a

pub

lic,

priv

ate,

dom

estic

or

exte

rnal

bas

is t

o in

crea

se a

nd s

uppl

emen

t tr

aditi

onal

sou

rces

of

fina

ncin

g. S

ome

coun

trie

s w

ill i

mpl

emen

t th

e In

tern

atio

nal

Fina

nce

Faci

lity.

Som

e co

untr

ies

have

la

unch

ed t

he I

nter

natio

nal

Fina

nce

Faci

lity

for

imm

uniz

atio

n. S

ome

coun

trie

s w

ill

impl

emen

t in

the

nea

r fu

ture

, ut

ilizi

ng t

heir

nat

iona

l au

thor

ities

, a

cont

ribu

tion

on

airl

ine

ticke

ts t

o en

able

the

fin

anci

ng o

f de

velo

pmen

t pr

ojec

ts,

in p

artic

ular

in

the

heal

th s

ecto

r, di

rect

ly o

r th

roug

h fi

nanc

ing

of t

he I

nter

natio

nal

Fina

nce

Faci

lity.

O

ther

cou

ntri

es a

re c

onsi

deri

ng w

heth

er a

nd t

o w

hat

exte

nt t

hey

will

par

ticip

ate

in

thes

e in

itiat

ives

;

____

____

____

___

4 A/C

ON

F.19

1/13

, cha

p. II

.

A/R

ES/

60/1

6

(e

) W

e ac

know

ledg

e th

e vi

tal

role

the

pri

vate

sec

tor

can

play

in

gene

ratin

g ne

w in

vest

men

ts, e

mpl

oym

ent a

nd fi

nanc

ing

for d

evel

opm

ent;

( f)

W

e re

solv

e to

add

ress

the

deve

lopm

ent

need

s of

low

-inc

ome

deve

lopi

ng

coun

trie

s by

wor

king

in

com

pete

nt m

ultil

ater

al a

nd i

nter

natio

nal

foru

ms,

to

help

th

em m

eet,

inte

r alia

, the

ir fi

nanc

ial,

tech

nica

l and

tech

nolo

gica

l req

uire

men

ts;

(g

) W

e re

solv

e to

con

tinue

to

supp

ort

the

deve

lopm

ent

effo

rts

of m

iddl

e-in

com

e de

velo

ping

co

untr

ies

by

wor

king

, in

co

mpe

tent

m

ultil

ater

al

and

inte

rnat

iona

l fo

rum

s an

d al

so t

hrou

gh b

ilate

ral

arra

ngem

ents

, on

mea

sure

s to

hel

p th

em m

eet,

inte

r alia

, the

ir fi

nanc

ial,

tech

nica

l and

tech

nolo

gica

l req

uire

men

ts;

(h

) W

e re

solv

e to

ope

ratio

naliz

e th

e W

orld

Sol

idar

ity F

und

esta

blis

hed

by th

e G

ener

al A

ssem

bly

and

invi

te t

hose

cou

ntri

es i

n a

posi

tion

to d

o so

to

mak

e vo

lunt

ary

cont

ribu

tions

to th

e Fu

nd;

(i

) W

e re

cogn

ize

the

need

for

acc

ess

to f

inan

cial

ser

vice

s, i

n pa

rtic

ular

for

th

e po

or, i

nclu

ding

thro

ugh

mic

rofi

nanc

e an

d m

icro

cred

it.

Dom

estic

res

ourc

e m

obili

zatio

n

24.

In

our

com

mon

pu

rsui

t of

gr

owth

, po

vert

y er

adic

atio

n an

d su

stai

nabl

e de

velo

pmen

t, a

criti

cal

chal

leng

e is

to

ensu

re t

he n

eces

sary

int

erna

l co

nditi

ons

for

mob

ilizi

ng d

omes

tic s

avin

gs, b

oth

publ

ic a

nd p

riva

te, s

usta

inin

g ad

equa

te le

vels

of

prod

uctiv

e in

vest

men

t, in

crea

sing

hum

an c

apac

ity,

redu

cing

cap

ital

flig

ht,

curb

ing

the

illic

it tr

ansf

er o

f fu

nds

and

enha

ncin

g in

tern

atio

nal

coop

erat

ion

for

crea

ting

an

enab

ling

dom

estic

env

iron

men

t. W

e un

dert

ake

to s

uppo

rt t

he e

ffor

ts o

f de

velo

ping

co

untr

ies

to

crea

te

a do

mes

tic e

nabl

ing

envi

ronm

ent

for

mob

ilizi

ng

dom

estic

re

sour

ces.

To

this

end

, we

ther

efor

e re

solv

e:

(a

) To

pur

sue

good

gov

erna

nce

and

soun

d m

acro

econ

omic

pol

icie

s at

all

leve

ls a

nd s

uppo

rt d

evel

opin

g co

untr

ies

in t

heir

eff

orts

to

put

in p

lace

the

pol

icie

s an

d in

vest

men

ts t

o dr

ive

sust

aine

d ec

onom

ic g

row

th,

prom

ote

smal

l an

d m

ediu

m-

size

d en

terp

rise

s, p

rom

ote

empl

oym

ent g

ener

atio

n an

d st

imul

ate

the

priv

ate

sect

or;

(b

) To

re

affi

rm

that

go

od

gove

rnan

ce

is

esse

ntia

l fo

r su

stai

nabl

e de

velo

pmen

t; th

at s

ound

eco

nom

ic p

olic

ies,

sol

id d

emoc

ratic

inst

itutio

ns r

espo

nsiv

e to

the

nee

ds o

f th

e pe

ople

and

im

prov

ed i

nfra

stru

ctur

e ar

e th

e ba

sis

for

sust

aine

d ec

onom

ic g

row

th, p

over

ty e

radi

catio

n an

d em

ploy

men

t cr

eatio

n; a

nd t

hat

free

dom

, pe

ace

and

secu

rity

, dom

estic

sta

bilit

y, r

espe

ct f

or h

uman

rig

hts,

inc

ludi

ng t

he r

ight

to

dev

elop

men

t, th

e ru

le o

f law

, gen

der e

qual

ity a

nd m

arke

t-or

ient

ed p

olic

ies

and

an

over

all c

omm

itmen

t to

just

and

dem

ocra

tic s

ocie

ties

are

also

ess

entia

l and

mut

ually

re

info

rcin

g;

(c

) To

mak

e th

e fi

ght

agai

nst

corr

uptio

n a

prio

rity

at

all

leve

ls a

nd w

e w

elco

me

all

actio

ns t

aken

in

this

reg

ard

at t

he n

atio

nal

and

inte

rnat

iona

l le

vels

, in

clud

ing

the

adop

tion

of p

olic

ies

that

em

phas

ize

acco

unta

bilit

y, t

rans

pare

nt p

ublic

se

ctor

man

agem

ent a

nd c

orpo

rate

resp

onsi

bilit

y an

d ac

coun

tabi

lity,

incl

udin

g ef

fort

s to

ret

urn

asse

ts t

rans

ferr

ed t

hrou

gh c

orru

ptio

n, c

onsi

sten

t w

ith t

he U

nite

d N

atio

ns

Con

vent

ion

agai

nst C

orru

ptio

n.5 W

e ur

ge a

ll St

ates

that

hav

e no

t don

e so

to c

onsi

der

sign

ing,

ratif

ying

and

impl

emen

ting

the

Con

vent

ion;

(d

) To

cha

nnel

pri

vate

cap

abili

ties

and

reso

urce

s in

to s

timul

atin

g th

e pr

ivat

e se

ctor

in

deve

lopi

ng c

ount

ries

thr

ough

act

ions

in

the

publ

ic,

publ

ic/p

riva

te a

nd

____

____

____

___

5 Res

olut

ion

58/4

, ann

ex.

Page 87: PEACEFUL - United Nations

A/R

ES/

60/1

7

priv

ate

sphe

res

to c

reat

e an

ena

blin

g en

viro

nmen

t fo

r pa

rtne

rshi

p an

d in

nova

tion

that

con

trib

utes

to

acce

lera

ted

econ

omic

dev

elop

men

t an

d hu

nger

and

pov

erty

er

adic

atio

n;

( e

) To

sup

port

eff

orts

to r

educ

e ca

pita

l flig

ht a

nd m

easu

res

to c

urb

the

illic

it tr

ansf

er o

f fun

ds.

Inve

stm

ent

25.

We

reso

lve

to

enco

urag

e gr

eate

r di

rect

in

vest

men

t, in

clud

ing

fore

ign

inve

stm

ent,

in d

evel

opin

g co

untr

ies

and

coun

trie

s w

ith e

cono

mie

s in

tra

nsiti

on t

o su

ppor

t th

eir

deve

lopm

ent

activ

ities

and

to

enha

nce

the

bene

fits

the

y ca

n de

rive

fr

om s

uch

inve

stm

ents

. In

this

rega

rd:

(a

) W

e co

ntin

ue t

o su

ppor

t ef

fort

s by

dev

elop

ing

coun

trie

s an

d co

untr

ies

with

ec

onom

ies

in

tran

sitio

n to

cr

eate

a

dom

estic

en

viro

nmen

t co

nduc

ive

to

attr

actin

g in

vest

men

ts

thro

ugh,

in

ter

alia

, ac

hiev

ing

a tr

ansp

aren

t, st

able

an

d pr

edic

tabl

e in

vest

men

t cl

imat

e w

ith p

rope

r co

ntra

ct e

nfor

cem

ent

and

resp

ect

for

prop

erty

rig

hts

and

the

rule

of

law

and

pur

suin

g ap

prop

riat

e po

licy

and

regu

lato

ry

fram

ewor

ks th

at e

ncou

rage

bus

ines

s fo

rmat

ion;

(b

) W

e w

ill p

ut i

nto

plac

e po

licie

s to

ens

ure

adeq

uate

inv

estm

ent

in a

su

stai

nabl

e m

anne

r in

hea

lth, c

lean

wat

er a

nd s

anita

tion,

hou

sing

and

edu

catio

n an

d in

the

pro

visi

on o

f pu

blic

goo

ds a

nd s

ocia

l sa

fety

net

s to

pro

tect

vul

nera

ble

and

disa

dvan

tage

d se

ctor

s of

soc

iety

;

(c

) W

e in

vite

na

tiona

l G

over

nmen

ts

seek

ing

to

deve

lop

infr

astr

uctu

re

proj

ects

an

d ge

nera

te

fore

ign

dire

ct

inve

stm

ent

to

purs

ue

stra

tegi

es

with

th

e in

volv

emen

t of

bo

th

the

publ

ic

and

priv

ate

sect

ors

and,

w

here

ap

prop

riat

e,

inte

rnat

iona

l don

ors;

(d

) W

e ca

ll up

on in

tern

atio

nal

fina

ncia

l an

d ba

nkin

g in

stitu

tions

to

cons

ider

en

hanc

ing

the

tran

spar

ency

of

risk

rat

ing

mec

hani

sms.

Sov

erei

gn r

isk

asse

ssm

ents

, m

ade

by t

he p

riva

te s

ecto

r sh

ould

max

imiz

e th

e us

e of

str

ict,

obje

ctiv

e an

d tr

ansp

aren

t par

amet

ers,

whi

ch c

an b

e fa

cilit

ated

by

high

-qua

lity

data

and

ana

lysi

s;

(e

) W

e un

ders

core

the

nee

d to

sus

tain

suf

fici

ent

and

stab

le p

riva

te f

inan

cial

fl

ows

to d

evel

opin

g co

untr

ies

and

coun

trie

s w

ith e

cono

mie

s in

tra

nsiti

on.

It i

s im

port

ant

to p

rom

ote

mea

sure

s in

sou

rce

and

dest

inat

ion

coun

trie

s to

im

prov

e tr

ansp

aren

cy a

nd t

he i

nfor

mat

ion

abou

t fi

nanc

ial

flow

s to

dev

elop

ing

coun

trie

s,

part

icul

arly

co

untr

ies

in

Afr

ica,

th

e le

ast

deve

lope

d co

untr

ies,

sm

all

isla

nd

deve

lopi

ng S

tate

s an

d la

ndlo

cked

dev

elop

ing

coun

trie

s. M

easu

res

that

miti

gate

the

im

pact

of

exce

ssiv

e vo

latil

ity o

f sh

ort-

term

cap

ital f

low

s ar

e im

port

ant a

nd m

ust b

e co

nsid

ered

. D

ebt

26.

We

emph

asiz

e th

e hi

gh i

mpo

rtan

ce o

f a

timel

y, e

ffec

tive,

com

preh

ensi

ve a

nd

dura

ble

solu

tion

to th

e de

bt p

robl

ems

of d

evel

opin

g co

untr

ies,

sin

ce d

ebt f

inan

cing

an

d re

lief c

an b

e an

impo

rtan

t sou

rce

of c

apita

l for

dev

elop

men

t. To

this

end

:

(a

) W

e w

elco

me

the

rece

nt p

ropo

sals

of t

he G

roup

of E

ight

to c

ance

l 100

per

ce

nt o

f th

e ou

tsta

ndin

g de

bt o

f el

igib

le h

eavi

ly in

debt

ed p

oor

coun

trie

s ow

ed to

the

Inte

rnat

iona

l M

onet

ary

Fund

, th

e In

tern

atio

nal

Dev

elop

men

t A

ssoc

iatio

n an

d A

fric

an D

evel

opm

ent

Fund

and

to

prov

ide

addi

tiona

l re

sour

ces

to e

nsur

e th

at t

he

fina

ncin

g ca

paci

ty o

f the

inte

rnat

iona

l fin

anci

al in

stitu

tions

is n

ot re

duce

d;

A/R

ES/

60/1

8

(b

) W

e em

phas

ize

that

deb

t su

stai

nabi

lity

is e

ssen

tial

for

unde

rpin

ning

gr

owth

and

und

erlin

e th

e im

porta

nce

of d

ebt s

usta

inab

ility

to th

e ef

fort

s to

ach

ieve

na

tiona

l de

velo

pmen

t go

als,

in

clud

ing

the

Mill

enni

um

Dev

elop

men

t G

oals

, re

cogn

izin

g th

e ke

y ro

le th

at d

ebt r

elie

f ca

n pl

ay in

libe

ratin

g re

sour

ces

that

can

be

dire

cted

tow

ards

act

iviti

es c

onsi

sten

t w

ith p

over

ty e

radi

catio

n, s

usta

ined

eco

nom

ic

grow

th a

nd s

usta

inab

le d

evel

opm

ent;

(c

) W

e fu

rthe

r st

ress

the

need

to c

onsi

der

addi

tiona

l mea

sure

s an

d in

itiat

ives

ai

med

at

ensu

ring

lon

g-te

rm d

ebt

sust

aina

bilit

y th

roug

h in

crea

sed

gran

t-ba

sed

fina

ncin

g, c

ance

llatio

n of

100

per

cen

t of

the

offi

cial

mul

tilat

eral

and

bila

tera

l deb

t of

hea

vily

ind

ebte

d po

or c

ount

ries

and

, w

here

app

ropr

iate

, an

d on

a c

ase-

by-c

ase

basi

s, to

con

side

r si

gnif

ican

t deb

t rel

ief o

r res

truc

turi

ng fo

r low

- an

d m

iddl

e-in

com

e de

velo

ping

cou

ntri

es w

ith a

n un

sust

aina

ble

debt

bur

den

that

are

not

par

t of

the

H

eavi

ly

Inde

bted

Po

or

Cou

ntri

es

Initi

ativ

e,

as

wel

l as

th

e ex

plor

atio

n of

m

echa

nism

s to

com

preh

ensi

vely

add

ress

the

debt

pro

blem

s of

thos

e co

untr

ies.

Suc

h m

echa

nism

s m

ay i

nclu

de d

ebt

for

sust

aina

ble

deve

lopm

ent

swap

s or

mul

ticre

dito

r de

bt s

wap

arr

ange

men

ts,

as a

ppro

pria

te.

Thes

e in

itiat

ives

cou

ld i

nclu

de f

urth

er

effo

rts

by th

e In

tern

atio

nal M

onet

ary

Fund

and

the

Wor

ld B

ank

to d

evel

op th

e de

bt

sust

aina

bilit

y fr

amew

ork

for

low

-inc

ome

coun

trie

s. T

his

shou

ld b

e ac

hiev

ed i

n a

fash

ion

that

doe

s no

t de

trac

t fr

om o

ffic

ial

deve

lopm

ent

assi

stan

ce r

esou

rces

, whi

le

mai

ntai

ning

the

fina

ncia

l int

egri

ty o

f the

mul

tilat

eral

fina

ncia

l ins

titut

ions

. Tr

ade

27.

A u

nive

rsal

, ru

le-b

ased

, op

en,

non-

disc

rim

inat

ory

and

equi

tabl

e m

ultil

ater

al

trad

ing

syst

em,

as

wel

l as

m

eani

ngfu

l tr

ade

liber

aliz

atio

n,

can

subs

tant

ially

st

imul

ate

deve

lopm

ent w

orld

wid

e, b

enef

iting

cou

ntri

es a

t all

stag

es o

f dev

elop

men

t. In

that

reg

ard,

we

reaf

firm

our

com

mitm

ent t

o tr

ade

liber

aliz

atio

n an

d to

ens

ure

that

tr

ade

play

s its

fu

ll pa

rt

in

prom

otin

g ec

onom

ic

grow

th,

empl

oym

ent

and

deve

lopm

ent f

or a

ll.

28.

We

are

com

mitt

ed t

o ef

fort

s de

sign

ed t

o en

sure

tha

t de

velo

ping

cou

ntri

es,

espe

cial

ly t

he l

east

-dev

elop

ed c

ount

ries

, pa

rtic

ipat

e fu

lly i

n th

e w

orld

tra

ding

sy

stem

in

orde

r to

mee

t th

eir

econ

omic

dev

elop

men

t ne

eds,

and

rea

ffir

m o

ur

com

mitm

ent

to

enha

nced

an

d pr

edic

tabl

e m

arke

t ac

cess

fo

r th

e ex

port

s of

de

velo

ping

cou

ntri

es.

29.

We

will

w

ork

tow

ards

th

e ob

ject

ive,

in

ac

cord

ance

w

ith

the

Bru

ssel

s Pr

ogra

mm

e of

Act

ion,

4 of

duty

-fre

e an

d qu

ota-

free

mar

ket

acce

ss f

or a

ll le

ast

deve

lope

d co

untr

ies’

pro

duct

s to

the

mar

kets

of

deve

lope

d co

untr

ies,

as

wel

l as

to

the

mar

kets

of

deve

lopi

ng c

ount

ries

in a

pos

ition

to d

o so

, and

sup

port

thei

r ef

fort

s to

ove

rcom

e th

eir s

uppl

y-si

de c

onst

rain

ts.

30.

We

are

com

mitt

ed

to

supp

ortin

g an

d pr

omot

ing

incr

ease

d ai

d to

bu

ild

prod

uctiv

e an

d tr

ade

capa

citie

s of

dev

elop

ing

coun

trie

s an

d to

taki

ng fu

rthe

r ste

ps in

th

at re

gard

, whi

le w

elco

min

g th

e su

bsta

ntia

l sup

port

alr

eady

pro

vide

d.

31.

We

will

wor

k to

acc

eler

ate

and

faci

litat

e th

e ac

cess

ion

of d

evel

opin

g co

untr

ies

and

coun

trie

s w

ith

econ

omie

s in

tr

ansi

tion

to

the

Wor

ld

Trad

e O

rgan

izat

ion

cons

iste

nt w

ith i

ts c

rite

ria,

rec

ogni

zing

the

im

port

ance

of

univ

ersa

l in

tegr

atio

n in

th

e ru

les-

base

d gl

obal

trad

ing

syst

em.

Page 88: PEACEFUL - United Nations

A/R

ES/

60/1

9

32.

We

will

w

ork

expe

ditio

usly

to

war

ds

impl

emen

ting

the

deve

lopm

ent

dim

ensi

ons

of th

e D

oha

wor

k pr

ogra

mm

e.6

Com

mod

ities

33.

We

emph

asiz

e th

e ne

ed to

add

ress

the

impa

ct o

f w

eak

and

vola

tile

com

mod

ity

pric

es a

nd s

uppo

rt t

he e

ffor

ts o

f co

mm

odity

-dep

ende

nt c

ount

ries

to

rest

ruct

ure,

di

vers

ify

and

stre

ngth

en th

e co

mpe

titiv

enes

s of

thei

r com

mod

ity s

ecto

rs.

Qui

ck-im

pact

initi

ativ

es

34.

Giv

en t

he n

eed

to a

ccel

erat

e pr

ogre

ss i

mm

edia

tely

in

coun

trie

s w

here

cur

rent

tr

ends

mak

e th

e ac

hiev

emen

t of

the

int

erna

tiona

lly a

gree

d de

velo

pmen

t go

als

unlik

ely,

we

reso

lve

to u

rgen

tly id

entif

y an

d im

plem

ent c

ount

ry-l

ed in

itiat

ives

with

ad

equa

te i

nter

natio

nal

supp

ort,

cons

iste

nt w

ith l

ong-

term

nat

iona

l de

velo

pmen

t st

rate

gies

, tha

t pro

mis

e im

med

iate

and

dur

able

impr

ovem

ents

in th

e liv

es o

f pe

ople

an

d re

new

ed h

ope

for

the

achi

evem

ent o

f th

e de

velo

pmen

t goa

ls. I

n th

is r

egar

d, w

e w

ill t

ake

such

act

ions

as

the

dist

ribu

tion

of m

alar

ia b

ed n

ets,

inc

ludi

ng f

ree

dist

ribu

tion,

whe

re a

ppro

pria

te, a

nd e

ffec

tive

anti-

mal

aria

l tre

atm

ents

, the

exp

ansi

on

of lo

cal s

choo

l mea

l pro

gram

mes

, usi

ng h

ome-

grow

n fo

ods

whe

re p

ossi

ble,

and

the

elim

inat

ion

of u

ser

fees

for

pri

mar

y ed

ucat

ion

and,

whe

re a

ppro

pria

te,

heal

th-c

are

serv

ices

. Sy

stem

ic is

sues

and

glo

bal e

cono

mic

dec

isio

n-m

akin

g

35.

We

reaf

firm

the

com

mitm

ent

to b

road

en a

nd s

tren

gthe

n th

e pa

rtic

ipat

ion

of

deve

lopi

ng c

ount

ries

and

cou

ntri

es w

ith e

cono

mie

s in

tra

nsiti

on i

n in

tern

atio

nal

econ

omic

dec

isio

n-m

akin

g an

d no

rm-s

ettin

g, a

nd t

o th

at e

nd s

tres

s th

e im

port

ance

of

con

tinui

ng e

ffor

ts t

o re

form

the

int

erna

tiona

l fi

nanc

ial

arch

itect

ure,

not

ing

that

en

hanc

ing

the

voic

e an

d pa

rtic

ipat

ion

of d

evel

opin

g co

untr

ies

and

coun

trie

s w

ith

econ

omie

s in

tra

nsiti

on i

n th

e B

retto

n W

oods

ins

titut

ions

rem

ains

a c

ontin

uous

co

ncer

n.

36.

We

reaf

firm

our

com

mitm

ent

to g

over

nanc

e, e

quity

and

tra

nspa

renc

y in

the

fi

nanc

ial,

mon

etar

y an

d tr

adin

g sy

stem

s. W

e ar

e al

so c

omm

itted

to o

pen,

equ

itabl

e,

rule

-bas

ed,

pred

icta

ble

and

non-

disc

rim

inat

ory

mul

tilat

eral

tra

ding

and

fin

anci

al

syst

ems.

37.

We

also

und

ersc

ore

our

com

mitm

ent

to s

ound

dom

estic

fin

anci

al s

ecto

rs,

whi

ch m

ake

a vi

tal

cont

ribu

tion

to n

atio

nal

deve

lopm

ent

effo

rts,

as

an i

mpo

rtan

t co

mpo

nent

of

an

in

tern

atio

nal

fina

ncia

l ar

chite

ctur

e th

at

is

supp

ortiv

e of

de

velo

pmen

t.

38.

We

furt

her

reaf

firm

the

need

for

the

Uni

ted

Nat

ions

to p

lay

a fu

ndam

enta

l rol

e in

the

pro

mot

ion

of i

nter

natio

nal

coop

erat

ion

for

deve

lopm

ent

and

the

cohe

renc

e,

coor

dina

tion

and

impl

emen

tatio

n of

dev

elop

men

t goa

ls a

nd a

ctio

ns a

gree

d up

on b

y th

e in

tern

atio

nal

com

mun

ity,

and

we

reso

lve

to s

tren

gthe

n co

ordi

natio

n w

ithin

the

U

nite

d N

atio

ns s

yste

m i

n cl

ose

coop

erat

ion

with

all

othe

r m

ultil

ater

al f

inan

cial

, tr

ade

and

deve

lopm

ent

inst

itutio

ns i

n or

der

to s

uppo

rt s

usta

ined

eco

nom

ic g

row

th,

pove

rty

erad

icat

ion

and

sust

aina

ble

deve

lopm

ent.

39.

Goo

d go

vern

ance

at

the

inte

rnat

iona

l le

vel

is f

unda

men

tal

for

achi

evin

g su

stai

nabl

e de

velo

pmen

t. In

ord

er t

o en

sure

a d

ynam

ic a

nd e

nabl

ing

inte

rnat

iona

l

____

____

____

___

6 See

A/C

.2/5

6/7,

ann

ex.

A/R

ES/

60/1

10

econ

omic

env

iron

men

t, it

is i

mpo

rtan

t to

pro

mot

e gl

obal

eco

nom

ic g

over

nanc

e th

roug

h ad

dres

sing

the

int

erna

tiona

l fi

nanc

e, t

rade

, te

chno

logy

and

inv

estm

ent

patte

rns

that

hav

e an

impa

ct o

n th

e de

velo

pmen

t pro

spec

ts o

f de

velo

ping

cou

ntri

es.

To th

is e

ffec

t, th

e in

tern

atio

nal c

omm

unity

sho

uld

take

all

nece

ssar

y an

d ap

prop

riat

e m

easu

res,

inc

ludi

ng e

nsur

ing

supp

ort

for

stru

ctur

al a

nd m

acro

econ

omic

ref

orm

, a

com

preh

ensi

ve s

olut

ion

to t

he e

xter

nal

debt

pro

blem

and

inc

reas

ing

the

mar

ket

acce

ss o

f dev

elop

ing

coun

trie

s.

Sout

h-So

uth

coop

erat

ion

40.

We

reco

gniz

e th

e ac

hiev

emen

ts a

nd g

reat

pot

entia

l of

Sout

h-So

uth

coop

erat

ion

and

enco

urag

e th

e pr

omot

ion

of s

uch

coop

erat

ion,

whi

ch c

ompl

emen

ts N

orth

-Sou

th

coop

erat

ion

as a

n ef

fect

ive

cont

ribu

tion

to d

evel

opm

ent a

nd a

s a

mea

ns to

sha

re b

est

prac

tices

and

pro

vide

enh

ance

d te

chni

cal

coop

erat

ion.

In

this

con

text

, w

e no

te t

he

rece

nt d

ecis

ion

of th

e le

ader

s of

the

Sout

h, a

dopt

ed a

t the

Sec

ond

Sout

h Su

mm

it an

d co

ntai

ned

in t

he D

oha

Dec

lara

tion7 a

nd th

e D

oha

Plan

of

Act

ion,

8 to i

nten

sify

the

ir

effo

rts

at S

outh

-Sou

th c

oope

ratio

n, in

clud

ing

thro

ugh

the

esta

blis

hmen

t of

the

New

A

sian

-Afr

ican

Str

ateg

ic P

artn

ersh

ip a

nd o

ther

reg

iona

l co

oper

atio

n m

echa

nism

s,

and

enco

urag

e th

e in

tern

atio

nal

com

mun

ity,

incl

udin

g th

e in

tern

atio

nal

fina

ncia

l in

stitu

tions

, to

sup

port

the

eff

orts

of

deve

lopi

ng c

ount

ries

, in

ter

alia

, th

roug

h tr

iang

ular

coo

pera

tion.

We

also

tak

e no

te w

ith a

ppre

ciat

ion

of t

he l

aunc

hing

of

the

thir

d ro

und

of n

egot

iatio

ns o

n th

e G

loba

l Sy

stem

of

Trad

e Pr

efer

ence

s am

ong

Dev

elop

ing

Cou

ntri

es

as

an

impo

rtan

t in

stru

men

t to

st

imul

ate

Sout

h-So

uth

coop

erat

ion.

41.

We

wel

com

e th

e w

ork

of th

e U

nite

d N

atio

ns H

igh-

Leve

l Com

mitt

ee o

n So

uth-

Sout

h C

oope

ratio

n an

d in

vite

cou

ntri

es t

o co

nsid

er s

uppo

rtin

g th

e Sp

ecia

l U

nit

for

Sout

h-So

uth

Coo

pera

tion

with

in t

he U

nite

d N

atio

ns D

evel

opm

ent

Prog

ram

me

in

orde

r to

resp

ond

effe

ctiv

ely

to th

e de

velo

pmen

t nee

ds o

f dev

elop

ing

coun

trie

s.

42.

We

reco

gniz

e th

e co

nsid

erab

le c

ontr

ibut

ion

of a

rran

gem

ents

suc

h as

the

O

rgan

izat

ion

of P

etro

leum

Exp

ortin

g C

ount

ries

Fun

d in

itiat

ed b

y a

grou

p of

de

velo

ping

cou

ntri

es,

as w

ell

as t

he p

oten

tial

cont

ribu

tion

of t

he S

outh

Fun

d fo

r D

evel

opm

ent a

nd H

uman

itari

an A

ssis

tanc

e, to

dev

elop

men

t act

iviti

es in

dev

elop

ing

coun

trie

s.

Edu

catio

n

43.

We

emph

asiz

e th

e cr

itica

l ro

le o

f bo

th f

orm

al a

nd i

nfor

mal

edu

catio

n in

the

ac

hiev

emen

t of p

over

ty e

radi

catio

n an

d ot

her d

evel

opm

ent g

oals

as

envi

sage

d in

the

Mill

enni

um D

ecla

ratio

n,1 i

n pa

rtic

ular

bas

ic e

duca

tion

and

trai

ning

for

era

dica

ting

illite

racy

, an

d st

rive

for

exp

ande

d se

cond

ary

and

high

er e

duca

tion

as w

ell

as

voca

tiona

l ed

ucat

ion

and

tech

nica

l tr

aini

ng,

espe

cial

ly f

or g

irls

and

wom

en,

the

crea

tion

of h

uman

res

ourc

es a

nd in

fras

truc

ture

cap

abili

ties

and

the

empo

wer

men

t of

thos

e liv

ing

in p

over

ty. I

n th

is c

onte

xt, w

e re

affi

rm th

e D

akar

Fra

mew

ork

for A

ctio

n ad

opte

d at

the

Wor

ld E

duca

tion

Foru

m in

200

09 and

rec

ogni

ze th

e im

port

ance

of t

he

Uni

ted

Nat

ions

Edu

catio

nal,

Scie

ntif

ic a

nd C

ultu

ral

Org

aniz

atio

n st

rate

gy f

or t

he

erad

icat

ion

of p

over

ty, e

spec

ially

ext

rem

e po

vert

y, i

n su

ppor

ting

the

Educ

atio

n fo

r

____

____

____

___

7 A/6

0/11

1, a

nnex

I.

8 Ibid

., an

nex

II.

9 S

ee U

nite

d N

atio

ns E

duca

tiona

l, Sc

ient

ific

and

Cul

tura

l O

rgan

izat

ion,

Fin

al R

epor

t of

the

Wor

ld

Educ

atio

n Fo

rum

, Dak

ar, S

eneg

al, 2

6-28

Apr

il 20

00 (P

aris

, 200

0).

Page 89: PEACEFUL - United Nations

A/R

ES/

60/1

11

All

prog

ram

mes

as

a to

ol to

ach

ieve

the

mill

enni

um d

evel

opm

ent

goal

of

univ

ersa

l pr

imar

y ed

ucat

ion

by 2

015.

44.

We

reaf

firm

our

com

mitm

ent

to s

uppo

rt d

evel

opin

g co

untr

y ef

fort

s to

ens

ure

that

all

child

ren

have

acc

ess

to a

nd c

ompl

ete

free

and

com

puls

ory

prim

ary

educ

atio

n of

goo

d qu

ality

, to

elim

inat

e ge

nder

ineq

ualit

y an

d im

bala

nce

and

to re

new

eff

orts

to

impr

ove

girl

s’ e

duca

tion.

We

also

com

mit

ours

elve

s to

con

tinui

ng t

o su

ppor

t th

e ef

fort

s of

dev

elop

ing

coun

trie

s in

the

im

plem

enta

tion

of t

he E

duca

tion

for

All

initi

ativ

e, in

clud

ing

with

enh

ance

d re

sour

ces

of a

ll ty

pes

thro

ugh

the

Educ

atio

n fo

r A

ll fa

st-t

rack

initi

ativ

e in

sup

port

of c

ount

ry-l

ed n

atio

nal e

duca

tion

plan

s.

45.

We

com

mit

ours

elve

s to

pr

omot

ing

educ

atio

n fo

r pe

ace

and

hum

an

deve

lopm

ent.

R

ural

and

agr

icul

tura

l dev

elop

men

t

46.

We

reaf

firm

that

foo

d se

curi

ty a

nd r

ural

and

agr

icul

tura

l dev

elop

men

t mus

t be

adeq

uate

ly a

nd u

rgen

tly a

ddre

ssed

in

the

cont

ext

of n

atio

nal

deve

lopm

ent

and

resp

onse

str

ateg

ies

and,

in th

is c

onte

xt, w

ill e

nhan

ce th

e co

ntri

butio

ns o

f ind

igen

ous

and

loca

l co

mm

uniti

es,

as a

ppro

pria

te.

We

are

conv

ince

d th

at t

he e

radi

catio

n of

po

vert

y, h

unge

r an

d m

alnu

triti

on, p

artic

ular

ly a

s th

ey a

ffec

t ch

ildre

n, i

s cr

ucia

l fo

r th

e ac

hiev

emen

t of

the

Mill

enni

um D

evel

opm

ent

Goa

ls.

Rur

al a

nd a

gric

ultu

ral

deve

lopm

ent

shou

ld b

e an

int

egra

l pa

rt o

f na

tiona

l an

d in

tern

atio

nal

deve

lopm

ent

polic

ies.

We

deem

it

nece

ssar

y to

inc

reas

e pr

oduc

tive

inve

stm

ent

in r

ural

and

ag

ricu

ltura

l de

velo

pmen

t to

ac

hiev

e fo

od

secu

rity

. W

e co

mm

it ou

rsel

ves

to

incr

easi

ng s

uppo

rt f

or a

gric

ultu

ral

deve

lopm

ent

and

trad

e ca

paci

ty-b

uild

ing

in t

he

agri

cultu

ral

sect

or i

n de

velo

ping

cou

ntri

es.

Supp

ort

for

com

mod

ity d

evel

opm

ent

proj

ects

, es

peci

ally

mar

ket-

base

d pr

ojec

ts,

and

for

thei

r pr

epar

atio

n un

der

the

Seco

nd A

ccou

nt o

f the

Com

mon

Fun

d fo

r Com

mod

ities

sho

uld

be e

ncou

rage

d.

Em

ploy

men

t

47.

We

stro

ngly

sup

port

fai

r gl

obal

izat

ion

and

reso

lve

to m

ake

the

goal

s of

ful

l an

d pr

oduc

tive

empl

oym

ent

and

dece

nt w

ork

for

all,

incl

udin

g fo

r w

omen

and

yo

ung

peop

le, a

cen

tral

obj

ectiv

e of

our

rel

evan

t nat

iona

l and

inte

rnat

iona

l pol

icie

s as

w

ell

as

our

natio

nal

deve

lopm

ent

stra

tegi

es,

incl

udin

g po

vert

y re

duct

ion

stra

tegi

es,

as p

art

of o

ur e

ffor

ts t

o ac

hiev

e th

e M

illen

nium

Dev

elop

men

t G

oals

. Th

ese

mea

sure

s sh

ould

als

o en

com

pass

the

elim

inat

ion

of t

he w

orst

for

ms

of c

hild

la

bour

, as

def

ined

in

Inte

rnat

iona

l La

bour

Org

aniz

atio

n C

onve

ntio

n N

o. 1

82,

and

forc

ed la

bour

. We

also

res

olve

to e

nsur

e fu

ll re

spec

t fo

r th

e fu

ndam

enta

l pri

ncip

les

and

righ

ts a

t wor

k.

Sust

aina

ble

deve

lopm

ent:

man

agin

g an

d pr

otec

ting

our

com

mon

env

iron

men

t

48.

We

reaf

firm

our

com

mitm

ent

to a

chie

ve t

he g

oal

of s

usta

inab

le d

evel

opm

ent,

incl

udin

g th

roug

h th

e im

plem

enta

tion

of A

gend

a 21

10 a

nd th

e Jo

hann

esbu

rg P

lan

of

Impl

emen

tatio

n.3 T

o th

is e

nd, w

e co

mm

it ou

rsel

ves

to u

nder

taki

ng c

oncr

ete

actio

ns

and

mea

sure

s at

all

leve

ls a

nd t

o en

hanc

ing

inte

rnat

iona

l co

oper

atio

n, t

akin

g in

to

acco

unt

the

Rio

pri

ncip

les.

11 T

hese

eff

orts

will

als

o pr

omot

e th

e in

tegr

atio

n of

the

____

____

____

___

10 R

epor

t of t

he U

nite

d N

atio

ns C

onfe

renc

e on

Env

iron

men

t and

Dev

elop

men

t, Ri

o de

Jan

eiro

, 3-1

4 Ju

ne

1992

(U

nite

d N

atio

ns p

ublic

atio

n, S

ales

No.

E.9

3.I.8

and

cor

rigen

da),

vol.

I: Re

solu

tions

ado

pted

by

the

Con

fere

nce,

reso

lutio

n 1,

ann

ex II

. 11

Ibid

., an

nex

I.

A/R

ES/

60/1

12

thre

e co

mpo

nent

s of

sus

tain

able

dev

elop

men

t –

econ

omic

dev

elop

men

t, so

cial

de

velo

pmen

t an

d en

viro

nmen

tal

prot

ectio

n –

as

inte

rdep

ende

nt

and

mut

ually

re

info

rcin

g pi

llars

. Po

vert

y er

adic

atio

n,

chan

ging

un

sust

aina

ble

patte

rns

of

prod

uctio

n an

d co

nsum

ptio

n an

d pr

otec

ting

and

man

agin

g th

e na

tura

l res

ourc

e ba

se

of e

cono

mic

and

soc

ial

deve

lopm

ent

are

over

arch

ing

obje

ctiv

es o

f an

d es

sent

ial

requ

irem

ents

for s

usta

inab

le d

evel

opm

ent.

49.

We

will

pro

mot

e su

stai

nabl

e co

nsum

ptio

n an

d pr

oduc

tion

patte

rns,

with

the

de

velo

ped

coun

trie

s ta

king

the

lead

and

all

coun

trie

s be

nefi

ting

from

the

proc

ess,

as

calle

d fo

r in

the

Joh

anne

sbur

g Pl

an o

f Im

plem

enta

tion.

In

that

con

text

, we

supp

ort

deve

lopi

ng c

ount

ries

in th

eir e

ffor

ts to

pro

mot

e a

recy

clin

g ec

onom

y.

50.

We

face

ser

ious

and

mul

tiple

cha

lleng

es in

tack

ling

clim

ate

chan

ge, p

rom

otin

g cl

ean

ener

gy, m

eetin

g en

ergy

nee

ds a

nd a

chie

ving

sus

tain

able

dev

elop

men

t, an

d w

e w

ill a

ct w

ith re

solv

e an

d ur

genc

y in

this

rega

rd.

51.

We

reco

gniz

e th

at c

limat

e ch

ange

is a

ser

ious

and

long

-ter

m c

halle

nge

that

has

th

e po

tent

ial t

o af

fect

eve

ry p

art o

f the

glo

be. W

e em

phas

ize

the

need

to m

eet a

ll th

e co

mm

itmen

ts a

nd o

blig

atio

ns w

e ha

ve u

nder

take

n in

the

Uni

ted

Nat

ions

Fra

mew

ork

Con

vent

ion

on C

limat

e C

hang

e12

and

oth

er r

elev

ant

inte

rnat

iona

l ag

reem

ents

, in

clud

ing,

for

man

y of

us,

the

Kyo

to P

roto

col.13

The

Con

vent

ion

is t

he a

ppro

pria

te

fram

ewor

k fo

r add

ress

ing

futu

re a

ctio

n on

clim

ate

chan

ge a

t the

glo

bal l

evel

.

52.

We

reaf

firm

our

com

mitm

ent

to t

he u

ltim

ate

obje

ctiv

e of

the

Con

vent

ion:

to

stab

ilize

gre

enho

use

gas

conc

entr

atio

ns i

n th

e at

mos

pher

e at

a l

evel

tha

t pr

even

ts

dang

erou

s an

thro

poge

nic

inte

rfer

ence

with

the

clim

ate

syst

em.

53.

We

ackn

owle

dge

that

the

glo

bal

natu

re o

f cl

imat

e ch

ange

cal

ls f

or t

he w

ides

t po

ssib

le c

oope

ratio

n an

d pa

rtic

ipat

ion

in a

n ef

fect

ive

and

appr

opri

ate

inte

rnat

iona

l re

spon

se, i

n ac

cord

ance

with

the

prin

cipl

es o

f th

e C

onve

ntio

n. W

e ar

e co

mm

itted

to

mov

ing

forw

ard

the

glob

al d

iscu

ssio

n on

lon

g-te

rm c

oope

rativ

e ac

tion

to a

ddre

ss

clim

ate

chan

ge, i

n ac

cord

ance

with

thes

e pr

inci

ples

. We

stre

ss th

e im

port

ance

of

the

elev

enth

ses

sion

of

the

Con

fere

nce

of t

he P

artie

s to

the

Con

vent

ion,

to

be h

eld

in

Mon

trea

l in

Nov

embe

r 200

5.

54.

We

ackn

owle

dge

vari

ous

part

ners

hips

that

are

und

er w

ay to

adv

ance

act

ion

on

clea

n en

ergy

and

clim

ate

chan

ge,

incl

udin

g bi

late

ral,

regi

onal

and

mul

tilat

eral

in

itiat

ives

.

55.

We

are

com

mitt

ed t

o ta

king

fur

ther

act

ion

thro

ugh

prac

tical

int

erna

tiona

l co

oper

atio

n, in

ter a

lia:

(a

) To

pr

omot

e in

nova

tion,

cl

ean

ener

gy

and

ener

gy

effi

cien

cy

and

cons

erva

tion;

im

prov

e po

licy,

reg

ulat

ory

and

fina

ncin

g fr

amew

orks

; an

d ac

cele

rate

th

e de

ploy

men

t of c

lean

er te

chno

logi

es;

(b

) To

enh

ance

pri

vate

inv

estm

ent,

tran

sfer

of

tech

nolo

gies

and

cap

acity

-bu

ildin

g to

de

velo

ping

co

untr

ies,

as

ca

lled

for

in

the

Joha

nnes

burg

Pl

an

of

Impl

emen

tatio

n, ta

king

into

acc

ount

thei

r ow

n en

ergy

nee

ds a

nd p

rior

ities

;

(c

) To

ass

ist

deve

lopi

ng c

ount

ries

to

impr

ove

thei

r re

silie

nce

and

inte

grat

e ad

apta

tion

goal

s in

to th

eir

sust

aina

ble

deve

lopm

ent s

trat

egie

s, g

iven

that

ada

ptat

ion

to t

he e

ffec

ts o

f cl

imat

e ch

ange

due

to

both

nat

ural

and

hum

an f

acto

rs i

s a

high

____

____

____

___

12 U

nite

d N

atio

ns, T

reat

y Se

ries

, vol

. 177

1, N

o. 3

0822

. 13

FC

CC

/CP/

1997

/7/A

dd.1

, dec

isio

n 1/

CP.

3, a

nnex

.

Page 90: PEACEFUL - United Nations

A/R

ES/

60/1

13

prio

rity

for

all

natio

ns, p

artic

ular

ly th

ose

mos

t vul

nera

ble,

nam

ely,

thos

e re

ferr

ed to

in

art

icle

4.8

of t

he C

onve

ntio

n;

( d

) To

con

tinue

to

assi

st d

evel

opin

g co

untr

ies,

in

part

icul

ar s

mal

l is

land

de

velo

ping

Sta

tes,

lea

st d

evel

oped

cou

ntri

es a

nd A

fric

an c

ount

ries

, inc

ludi

ng t

hose

th

at a

re p

artic

ular

ly v

ulne

rabl

e to

clim

ate

chan

ge,

in a

ddre

ssin

g th

eir

adap

tatio

n ne

eds

rela

ting

to th

e ad

vers

e ef

fect

s of

clim

ate

chan

ge.

56.

In p

ursu

ance

of

our

com

mitm

ent

to a

chie

ve s

usta

inab

le d

evel

opm

ent,

we

furt

her r

esol

ve:

(a

) To

pro

mot

e th

e U

nite

d N

atio

ns D

ecad

e of

Edu

catio

n fo

r Su

stai

nabl

e D

evel

opm

ent a

nd th

e In

tern

atio

nal D

ecad

e fo

r Act

ion,

“W

ater

for L

ife”

;

( b

) To

sup

port

and

str

engt

hen

the

impl

emen

tatio

n of

the

Uni

ted

Nat

ions

C

onve

ntio

n to

Com

bat

Des

ertif

icat

ion

in T

hose

Cou

ntri

es E

xper

ienc

ing

Seri

ous

Dro

ught

an

d/or

D

eser

tific

atio

n,

Part

icul

arly

in

A

fric

a,14

to

addr

ess

caus

es

of

dese

rtif

icat

ion

and

land

de

grad

atio

n,

as

wel

l as

po

vert

y re

sulti

ng

from

la

nd

degr

adat

ion,

th

roug

h,

inte

r al

ia,

the

mob

iliza

tion

of

adeq

uate

an

d pr

edic

tabl

e fi

nanc

ial r

esou

rces

, the

tran

sfer

of t

echn

olog

y an

d ca

paci

ty-b

uild

ing

at a

ll le

vels

;

(c

) Th

at t

he S

tate

s pa

rtie

s to

the

Con

vent

ion

on B

iolo

gica

l D

iver

sity

15 a

nd

the

Car

tage

na P

roto

col

on B

iosa

fety

16 s

houl

d su

ppor

t th

e im

plem

enta

tion

of t

he

Con

vent

ion

and

the

Prot

ocol

, as

wel

l as

oth

er b

iodi

vers

ity-r

elat

ed a

gree

men

ts a

nd

the

Joha

nnes

burg

com

mitm

ent

for

a si

gnif

ican

t re

duct

ion

in t

he r

ate

of l

oss

of

biod

iver

sity

by

2010

. Th

e St

ates

par

ties

will

con

tinue

to

nego

tiate

with

in t

he

fram

ewor

k of

the

Con

vent

ion

on B

iolo

gica

l D

iver

sity

, be

arin

g in

min

d th

e B

onn

Gui

delin

es,17

an

inte

rnat

iona

l re

gim

e to

pr

omot

e an

d sa

fegu

ard

the

fair

an

d eq

uita

ble

shar

ing

of b

enef

its a

risi

ng o

ut o

f th

e ut

iliza

tion

of g

enet

ic r

esou

rces

. All

Stat

es

will

fu

lfil

com

mitm

ents

an

d si

gnif

ican

tly

redu

ce

the

rate

of

lo

ss

of

biod

iver

sity

by

20

10

and

cont

inue

on

goin

g ef

fort

s to

war

ds

elab

orat

ing

and

nego

tiatin

g an

int

erna

tiona

l re

gim

e on

acc

ess

to g

enet

ic r

esou

rces

and

ben

efit-

shar

ing;

(d

) To

rec

ogni

ze th

at th

e su

stai

nabl

e de

velo

pmen

t of

indi

geno

us p

eopl

es a

nd

thei

r com

mun

ities

is c

ruci

al in

our

figh

t aga

inst

hun

ger a

nd p

over

ty;

( e

) To

rea

ffir

m o

ur c

omm

itmen

t, su

bjec

t to

nat

iona

l le

gisl

atio

n, t

o re

spec

t, pr

eser

ve a

nd m

aint

ain

the

know

ledg

e, i

nnov

atio

ns a

nd p

ract

ices

of

indi

geno

us a

nd

loca

l com

mun

ities

em

body

ing

trad

ition

al li

fest

yles

rel

evan

t to

the

cons

erva

tion

and

sust

aina

ble

use

of b

iolo

gica

l di

vers

ity,

prom

ote

thei

r w

ider

app

licat

ion

with

the

ap

prov

al a

nd i

nvol

vem

ent

of t

he h

olde

rs o

f su

ch k

now

ledg

e, i

nnov

atio

ns a

nd

prac

tices

and

enc

oura

ge t

he e

quita

ble

shar

ing

of t

he b

enef

its a

risi

ng f

rom

the

ir

utili

zatio

n;

(f)

To

wor

k ex

pedi

tious

ly t

owar

ds t

he e

stab

lishm

ent

of a

wor

ldw

ide

earl

y w

arni

ng s

yste

m f

or a

ll na

tura

l ha

zard

s w

ith r

egio

nal

node

s, b

uild

ing

on e

xist

ing

natio

nal a

nd r

egio

nal c

apac

ity s

uch

as th

e ne

wly

est

ablis

hed

Indi

an O

cean

Tsu

nam

i W

arni

ng a

nd M

itiga

tion

Syst

em;

____

____

____

___

14 U

nite

d N

atio

ns, T

reat

y Se

ries

, vol

. 195

4, N

o. 3

3480

15

Ibid

., vo

l. 17

60, N

o. 3

0619

. 16

UN

EP/C

BD

/ExC

OP/

1/3

and

Cor

r.1, p

art t

wo,

ann

ex.

17 U

NEP

/CB

D/C

OP/

6/20

, ann

ex I,

dec

isio

n V

I/24A

.

A/R

ES/

60/1

14

(g

) To

ful

ly i

mpl

emen

t th

e H

yogo

Dec

lara

tion18

and

the

Hyo

go F

ram

ewor

k fo

r A

ctio

n 20

05–2

01519

ado

pted

at t

he W

orld

Con

fere

nce

on D

isas

ter

Red

uctio

n, in

pa

rtic

ular

thos

e co

mm

itmen

ts r

elat

ed to

ass

ista

nce

for

deve

lopi

ng c

ount

ries

that

are

pr

one

to n

atur

al d

isas

ters

and

dis

aste

r-st

rick

en S

tate

s in

the

tran

sitio

n ph

ase

tow

ards

su

stai

nabl

e ph

ysic

al,

soci

al a

nd e

cono

mic

rec

over

y, f

or r

isk-

redu

ctio

n ac

tiviti

es i

n po

st-d

isas

ter r

ecov

ery

and

for r

ehab

ilita

tion

proc

esse

s;

(h

) To

as

sist

de

velo

ping

co

untr

ies’

ef

fort

s to

pr

epar

e in

tegr

ated

w

ater

re

sour

ces

man

agem

ent

and

wat

er

effi

cien

cy

plan

s as

pa

rt

of

thei

r na

tiona

l de

velo

pmen

t st

rate

gies

and

to

prov

ide

acce

ss t

o sa

fe d

rink

ing

wat

er a

nd b

asic

sa

nita

tion

in a

ccor

danc

e w

ith t

he M

illen

nium

Dec

lara

tion1 a

nd t

he J

ohan

nesb

urg

Plan

of

Impl

emen

tatio

n,3 i

nclu

ding

hal

ving

by

2015

the

pro

port

ion

of p

eopl

e w

ho

are

unab

le t

o re

ach

or a

ffor

d sa

fe d

rink

ing

wat

er a

nd w

ho d

o no

t ha

ve a

cces

s to

ba

sic

sani

tatio

n;

(i)

To

acc

eler

ate

the

deve

lopm

ent

and

diss

emin

atio

n of

aff

orda

ble

and

clea

ner

ener

gy e

ffic

ienc

y an

d en

ergy

con

serv

atio

n te

chno

logi

es,

as w

ell

as t

he

tran

sfer

of

such

tec

hnol

ogie

s, i

n pa

rtic

ular

to

deve

lopi

ng c

ount

ries

, on

fav

oura

ble

term

s, in

clud

ing

on c

once

ssio

nal a

nd p

refe

rent

ial t

erm

s, a

s m

utua

lly a

gree

d, b

eari

ng

in m

ind

that

acc

ess

to e

nerg

y fa

cilit

ates

the

erad

icat

ion

of p

over

ty;

(j

) To

st

reng

then

th

e co

nser

vatio

n,

sust

aina

ble

man

agem

ent

and

deve

lopm

ent o

f al

l typ

es o

f fo

rest

s fo

r th

e be

nefi

t of

curr

ent a

nd f

utur

e ge

nera

tions

, in

clud

ing

thro

ugh

enha

nced

inte

rnat

iona

l coo

pera

tion,

so

that

tree

s an

d fo

rest

s m

ay

cont

ribu

te f

ully

to th

e ac

hiev

emen

t of

the

inte

rnat

iona

lly a

gree

d de

velo

pmen

t goa

ls,

incl

udin

g th

ose

cont

aine

d in

the

Mill

enni

um D

ecla

ratio

n, ta

king

ful

l acc

ount

of

the

linka

ges

betw

een

the

fore

st s

ecto

r an

d ot

her

sect

ors.

We

look

for

war

d to

the

di

scus

sion

s at

the

sixt

h se

ssio

n of

the

Uni

ted

Nat

ions

For

um o

n Fo

rest

s;

(k

) To

pro

mot

e th

e so

und

man

agem

ent

of c

hem

ical

s an

d ha

zard

ous

was

tes

thro

ugho

ut t

heir

lif

e cy

cle,

in

acco

rdan

ce w

ith A

gend

a 21

and

the

Joh

anne

sbur

g Pl

an o

f Im

plem

enta

tion,

aim

ing

to a

chie

ve t

hat

by 2

020

chem

ical

s ar

e us

ed a

nd

prod

uced

in

way

s th

at l

ead

to t

he m

inim

izat

ion

of s

igni

fica

nt a

dver

se e

ffec

ts o

n hu

man

he

alth

an

d th

e en

viro

nmen

t us

ing

tran

spar

ent

and

scie

nce-

base

d ri

sk

asse

ssm

ent

and

risk

man

agem

ent

proc

edur

es,

by a

dopt

ing

and

impl

emen

ting

a vo

lunt

ary

stra

tegi

c ap

proa

ch t

o in

tern

atio

nal

man

agem

ent

of c

hem

ical

s, a

nd t

o su

ppor

t de

velo

ping

co

untr

ies

in

stre

ngth

enin

g th

eir

capa

city

fo

r th

e so

und

man

agem

ent

of

chem

ical

s an

d ha

zard

ous

was

tes

by

prov

idin

g te

chni

cal

and

fina

ncia

l ass

ista

nce,

as

appr

opri

ate;

(l)

To

impr

ove

coop

erat

ion

and

coor

dina

tion

at a

ll le

vels

in o

rder

to a

ddre

ss

issu

es r

elat

ed t

o oc

eans

and

sea

s in

an

inte

grat

ed m

anne

r an

d pr

omot

e in

tegr

ated

m

anag

emen

t and

sus

tain

able

dev

elop

men

t of t

he o

cean

s an

d se

as;

(m

) To

ach

ieve

sig

nifi

cant

im

prov

emen

t in

the

liv

es o

f at

lea

st 1

00 m

illio

n sl

um-d

wel

lers

by

2020

, re

cogn

izin

g th

e ur

gent

nee

d fo

r th

e pr

ovis

ion

of i

ncre

ased

re

sour

ces

for

affo

rdab

le h

ousi

ng a

nd h

ousi

ng-r

elat

ed i

nfra

stru

ctur

e, p

rior

itizi

ng

slum

pre

vent

ion

and

slum

upg

radi

ng,

and

to e

ncou

rage

sup

port

for

the

Uni

ted

Nat

ions

H

abita

t an

d H

uman

Se

ttlem

ents

Fo

unda

tion

and

its

Slum

U

pgra

ding

Fa

cilit

y;

____

____

____

___

18 A

/CO

NF.

206/

6 an

d C

orr.1

, cha

p. I,

reso

lutio

n 1.

19

Hyo

go F

ram

ewor

k fo

r A

ctio

n 20

05-2

015:

Bui

ldin

g th

e R

esili

ence

of

Nat

ions

and

Com

mun

ities

to

Dis

aste

rs (A

/CO

NF.

206/

6 an

d C

orr.1

, cha

p. I,

reso

lutio

n 2)

.

Page 91: PEACEFUL - United Nations

A/R

ES/

60/1

15

(n

) To

ack

now

ledg

e th

e in

valu

able

rol

e of

the

Glo

bal

Envi

ronm

ent

Faci

lity

in

faci

litat

ing

coop

erat

ion

with

de

velo

ping

co

untr

ies;

w

e lo

ok

forw

ard

to

a su

cces

sful

rep

leni

shm

ent

this

yea

r al

ong

with

the

suc

cess

ful

conc

lusi

on o

f al

l ou

tsta

ndin

g co

mm

itmen

ts fr

om th

e th

ird

repl

enis

hmen

t;

( o

) To

not

e th

at c

essa

tion

of t

he t

rans

port

of

radi

oact

ive

mat

eria

ls t

hrou

gh

the

regi

ons

of s

mal

l is

land

dev

elop

ing

Stat

es i

s an

ulti

mat

e de

sire

d go

al o

f sm

all

isla

nd d

evel

opin

g St

ates

and

som

e ot

her

coun

trie

s an

d re

cogn

ize

the

righ

t of

fr

eedo

m o

f na

viga

tion

in a

ccor

danc

e w

ith i

nter

natio

nal

law

. Sta

tes

shou

ld m

aint

ain

dial

ogue

and

con

sulta

tion,

in

part

icul

ar u

nder

the

aegi

s of

the

Inte

rnat

iona

l A

tom

ic

Ener

gy A

genc

y an

d th

e In

tern

atio

nal

Mar

itim

e O

rgan

izat

ion,

with

the

aim

of

impr

oved

mut

ual

unde

rsta

ndin

g, c

onfi

denc

e-bu

ildin

g an

d en

hanc

ed c

omm

unic

atio

n in

rel

atio

n to

the

safe

mar

itim

e tr

ansp

ort o

f ra

dioa

ctiv

e m

ater

ials

. Sta

tes

invo

lved

in

the

tran

spor

t of

suc

h m

ater

ials

are

urg

ed t

o co

ntin

ue t

o en

gage

in

dial

ogue

with

sm

all

isla

nd d

evel

opin

g St

ates

and

oth

er S

tate

s to

add

ress

the

ir c

once

rns.

The

se

conc

erns

incl

ude

the

furt

her

deve

lopm

ent a

nd s

tren

gthe

ning

, with

in th

e ap

prop

riat

e fo

rum

s, o

f in

tern

atio

nal

regu

lato

ry r

egim

es t

o en

hanc

e sa

fety

, di

sclo

sure

, lia

bilit

y,

secu

rity

and

com

pens

atio

n in

rela

tion

to s

uch

tran

spor

t. H

IV/A

IDS,

mal

aria

, tub

ercu

losi

s an

d ot

her

heal

th is

sues

57.

We

reco

gniz

e th

at

HIV

/AID

S,

mal

aria

, tu

berc

ulos

is

and

othe

r in

fect

ious

di

seas

es p

ose

seve

re r

isks

for

the

ent

ire

wor

ld a

nd s

erio

us c

halle

nges

to

the

achi

evem

ent

of d

evel

opm

ent

goal

s. W

e ac

know

ledg

e th

e su

bsta

ntia

l ef

fort

s an

d fi

nanc

ial c

ontr

ibut

ions

mad

e by

the

inte

rnat

iona

l com

mun

ity, w

hile

rec

ogni

zing

that

th

ese

dise

ases

and

oth

er e

mer

ging

hea

lth c

halle

nges

requ

ire

a su

stai

ned

inte

rnat

iona

l re

spon

se. T

o th

is e

nd, w

e co

mm

it ou

rsel

ves

to:

(a

) In

crea

sing

inv

estm

ent,

build

ing

on e

xist

ing

mec

hani

sms

and

thro

ugh

part

ners

hip,

to

impr

ove

heal

th s

yste

ms

in d

evel

opin

g co

untr

ies

and

thos

e w

ith

econ

omie

s in

tr

ansi

tion

with

th

e ai

m

of

prov

idin

g su

ffic

ient

he

alth

w

orke

rs,

infr

astr

uctu

re,

man

agem

ent

syst

ems

and

supp

lies

to a

chie

ve t

he h

ealth

-rel

ated

M

illen

nium

Dev

elop

men

t Goa

ls b

y 20

15;

(b

) Im

plem

entin

g m

easu

res

to in

crea

se th

e ca

paci

ty o

f adu

lts a

nd a

dole

scen

ts

to p

rote

ct th

emse

lves

from

the

risk

of H

IV in

fect

ion;

( c

) Fu

lly i

mpl

emen

ting

all

com

mitm

ents

est

ablis

hed

by t

he D

ecla

ratio

n of

C

omm

itmen

t on

HIV

/AID

S20

thro

ugh

stro

nger

lea

ders

hip,

the

sca

ling

up o

f a

com

preh

ensi

ve r

espo

nse

to a

chie

ve b

road

mul

tisec

tora

l co

vera

ge f

or p

reve

ntio

n,

care

, tre

atm

ent a

nd s

uppo

rt, t

he m

obili

zatio

n of

add

ition

al r

esou

rces

fro

m n

atio

nal,

bila

tera

l, m

ultil

ater

al a

nd p

riva

te s

ourc

es a

nd t

he s

ubst

antia

l fu

ndin

g of

the

Glo

bal

Fund

to

Figh

t A

IDS,

Tub

ercu

losi

s an

d M

alar

ia a

s w

ell

as o

f th

e H

IV/A

IDS

com

pone

nt o

f th

e w

ork

prog

ram

mes

of

the

Uni

ted

Nat

ions

sys

tem

age

ncie

s an

d pr

ogra

mm

es e

ngag

ed in

the

figh

t aga

inst

HIV

/AID

S;

(d

) D

evel

opin

g an

d im

plem

entin

g a

pack

age

for

HIV

pre

vent

ion,

tre

atm

ent

and

care

with

the

aim

of

com

ing

as c

lose

as

poss

ible

to th

e go

al o

f un

iver

sal a

cces

s to

tre

atm

ent

by 2

010

for

all

thos

e w

ho n

eed

it, i

nclu

ding

thr

ough

inc

reas

ed

reso

urce

s, a

nd w

orki

ng t

owar

ds t

he e

limin

atio

n of

stig

ma

and

disc

rim

inat

ion,

en

hanc

ed a

cces

s to

aff

orda

ble

med

icin

es a

nd t

he r

educ

tion

of v

ulne

rabi

lity

of

____

____

____

___

20 R

esol

utio

n S-

26/2

, ann

ex.

A/R

ES/

60/1

16

pers

ons

affe

cted

by

HIV

/AID

S an

d ot

her

heal

th i

ssue

s, i

n pa

rtic

ular

orp

hane

d an

d vu

lner

able

chi

ldre

n an

d ol

der p

erso

ns;

( e

) En

suri

ng

the

full

impl

emen

tatio

n of

ou

r ob

ligat

ions

un

der

the

Inte

rnat

iona

l Hea

lth R

egul

atio

ns a

dopt

ed b

y th

e fi

fty-

eigh

th W

orld

Hea

lth A

ssem

bly

in M

ay 2

005,

21 in

clud

ing

the

need

to

supp

ort

the

Glo

bal

Out

brea

k A

lert

and

R

espo

nse

Net

wor

k of

the

Wor

ld H

ealth

Org

aniz

atio

n;

( f)

W

orki

ng

activ

ely

to

impl

emen

t th

e “T

hree

O

nes”

pr

inci

ples

in

al

l co

untr

ies,

incl

udin

g by

ens

urin

g th

at m

ultip

le in

stitu

tions

and

inte

rnat

iona

l par

tner

s al

l w

ork

unde

r on

e ag

reed

HIV

/AID

S fr

amew

ork

that

pro

vide

s th

e ba

sis

for

coor

dina

ting

the

wor

k of

all

part

ners

, with

one

nat

iona

l AID

S co

ordi

natin

g au

thor

ity

havi

ng a

bro

ad-b

ased

mul

tisec

tora

l m

anda

te,

and

unde

r on

e ag

reed

cou

ntry

-lev

el

mon

itori

ng

and

eval

uatio

n sy

stem

. W

e w

elco

me

and

supp

ort

the

impo

rtan

t re

com

men

datio

ns o

f the

Glo

bal T

ask

Team

on

Impr

ovin

g A

IDS

Coo

rdin

atio

n am

ong

Mul

tilat

eral

Inst

itutio

ns a

nd In

tern

atio

nal D

onor

s;

(g

) A

chie

ving

uni

vers

al a

cces

s to

rep

rodu

ctiv

e he

alth

by

2015

, as

set

out

at

the

Inte

rnat

iona

l C

onfe

renc

e on

Pop

ulat

ion

and

Dev

elop

men

t, in

tegr

atin

g th

is g

oal

in s

trat

egie

s to

atta

in th

e in

tern

atio

nally

agr

eed

deve

lopm

ent g

oals

, inc

ludi

ng th

ose

cont

aine

d in

the

Mill

enni

um D

ecla

ratio

n, a

imed

at

redu

cing

mat

erna

l m

orta

lity,

im

prov

ing

mat

erna

l he

alth

, re

duci

ng c

hild

mor

talit

y, p

rom

otin

g ge

nder

equ

ality

, co

mba

ting

HIV

/AID

S an

d er

adic

atin

g po

vert

y;

(h

) Pr

omot

ing

long

-ter

m

fund

ing,

in

clud

ing

publ

ic-p

riva

te

part

ners

hips

w

here

ap

prop

riat

e,

for

acad

emic

an

d in

dust

rial

re

sear

ch

as

wel

l as

fo

r th

e de

velo

pmen

t of

ne

w

vacc

ines

an

d m

icro

bici

des,

di

agno

stic

ki

ts,

drug

s an

d tr

eatm

ents

to a

ddre

ss m

ajor

pan

dem

ics,

trop

ical

dis

ease

s an

d ot

her

dise

ases

, suc

h as

av

ian

flu

and

seve

re a

cute

resp

irat

ory

synd

rom

e, a

nd ta

king

forw

ard

wor

k on

mar

ket

ince

ntiv

es,

whe

re

appr

opri

ate

thro

ugh

such

m

echa

nism

s as

ad

vanc

e pu

rcha

se

com

mitm

ents

;

(i

) St

ress

ing

the

need

to

urge

ntly

add

ress

mal

aria

and

tub

ercu

losi

s, i

n pa

rtic

ular

in

the

mos

t af

fect

ed c

ount

ries

, an

d w

elco

min

g th

e sc

alin

g up

, in

thi

s re

gard

, of b

ilate

ral a

nd m

ultil

ater

al in

itiat

ives

. G

ende

r eq

ualit

y an

d em

pow

erm

ent o

f wom

en

58.

We

rem

ain

conv

ince

d th

at p

rogr

ess

for

wom

en is

pro

gres

s fo

r al

l. W

e re

affi

rm

that

the

full

and

effe

ctiv

e im

plem

enta

tion

of th

e go

als

and

obje

ctiv

es o

f th

e B

eijin

g D

ecla

ratio

n an

d Pl

atfo

rm f

or A

ctio

n22 a

nd t

he o

utco

me

of t

he t

wen

ty-t

hird

spe

cial

se

ssio

n of

the

Gen

eral

Ass

embl

y is

an

esse

ntia

l co

ntri

butio

n to

ach

ievi

ng t

he

inte

rnat

iona

lly

agre

ed

deve

lopm

ent

goal

s,

incl

udin

g th

ose

cont

aine

d in

th

e M

illen

nium

Dec

lara

tion,

and

we

reso

lve

to p

rom

ote

gend

er e

qual

ity a

nd e

limin

ate

perv

asiv

e ge

nder

dis

crim

inat

ion

by:

(a

) El

imin

atin

g ge

nder

ine

qual

ities

in

prim

ary

and

seco

ndar

y ed

ucat

ion

by

the

earl

iest

pos

sibl

e da

te a

nd a

t all

educ

atio

nal l

evel

s by

201

5;

( b

) G

uara

ntee

ing

the

free

and

equ

al r

ight

of

wom

en t

o ow

n an

d in

heri

t pr

oper

ty a

nd e

nsur

ing

secu

re te

nure

of p

rope

rty

and

hous

ing

by w

omen

;

____

____

____

___

21 W

orld

Hea

lth A

ssem

bly

reso

lutio

n 58

.3.

22 R

epor

t of

the

Fou

rth

Wor

ld C

onfe

renc

e on

Wom

en,

Beiji

ng,

4-15

Sep

tem

ber

1995

(U

nite

d N

atio

ns

publ

icat

ion,

Sal

es N

o. E

.96.

IV.1

3), c

hap.

I, re

solu

tion

1, a

nnex

es I

and

II.

Page 92: PEACEFUL - United Nations

A/R

ES/

60/1

17

(c

) En

suri

ng e

qual

acc

ess

to re

prod

uctiv

e he

alth

;

( d

) Pr

omot

ing

wom

en’s

eq

ual

acce

ss

to

labo

ur

mar

kets

, su

stai

nabl

e em

ploy

men

t and

ade

quat

e la

bour

pro

tect

ion;

( e

) En

suri

ng e

qual

acc

ess

of w

omen

to

prod

uctiv

e as

sets

and

res

ourc

es,

incl

udin

g la

nd, c

redi

t and

tech

nolo

gy;

(f)

El

imin

atin

g al

l for

ms

of d

iscr

imin

atio

n an

d vi

olen

ce a

gain

st w

omen

and

th

e gi

rl c

hild

, in

clud

ing

by e

ndin

g im

puni

ty a

nd b

y en

suri

ng t

he p

rote

ctio

n of

ci

vilia

ns, i

n pa

rtic

ular

wom

en a

nd th

e gi

rl c

hild

, dur

ing

and

afte

r ar

med

con

flic

ts in

ac

cord

ance

with

the

obl

igat

ions

of

Stat

es u

nder

int

erna

tiona

l hu

man

itari

an l

aw a

nd

inte

rnat

iona

l hum

an ri

ghts

law

;

(g

) Pr

omot

ing

incr

ease

d re

pres

enta

tion

of w

omen

in

Gov

ernm

ent

deci

sion

-m

akin

g bo

dies

, in

clud

ing

thro

ugh

ensu

ring

the

ir e

qual

opp

ortu

nity

to

part

icip

ate

fully

in th

e po

litic

al p

roce

ss.

59.

We

reco

gniz

e th

e im

port

ance

of

gend

er m

ains

trea

min

g as

a to

ol f

or a

chie

ving

ge

nder

equ

ality

. To

that

end

, we

unde

rtak

e to

act

ivel

y pr

omot

e th

e m

ains

trea

min

g of

a

gend

er p

ersp

ectiv

e in

the

des

ign,

im

plem

enta

tion,

mon

itori

ng a

nd e

valu

atio

n of

po

licie

s an

d pr

ogra

mm

es i

n al

l po

litic

al,

econ

omic

and

soc

ial

sphe

res,

and

fur

ther

un

dert

ake

to s

tren

gthe

n th

e ca

pabi

litie

s of

the

Uni

ted

Nat

ions

sys

tem

in th

e ar

ea o

f ge

nder

. Sc

ienc

e an

d te

chno

logy

for

deve

lopm

ent

60.

We

reco

gniz

e th

at

scie

nce

and

tech

nolo

gy,

incl

udin

g in

form

atio

n an

d co

mm

unic

atio

n te

chno

logy

, are

vita

l fo

r th

e ac

hiev

emen

t of

the

dev

elop

men

t go

als

and

that

in

tern

atio

nal

supp

ort

can

help

de

velo

ping

co

untr

ies

to

bene

fit

from

te

chno

logi

cal

adva

ncem

ents

and

enh

ance

the

ir p

rodu

ctiv

e ca

paci

ty.

We

ther

efor

e co

mm

it ou

rsel

ves

to:

(a

) St

reng

then

ing

and

enha

ncin

g ex

istin

g m

echa

nism

s an

d su

ppor

ting

initi

ativ

es f

or r

esea

rch

and

deve

lopm

ent,

incl

udin

g th

roug

h vo

lunt

ary

part

ners

hips

be

twee

n th

e pu

blic

and

pri

vate

sec

tors

, to

add

ress

the

spe

cial

nee

ds o

f de

velo

ping

co

untr

ies

in th

e ar

eas

of h

ealth

, agr

icul

ture

, con

serv

atio

n, s

usta

inab

le u

se o

f na

tura

l re

sour

ces

and

envi

ronm

enta

l m

anag

emen

t, en

ergy

, fo

rest

ry a

nd t

he i

mpa

ct o

f cl

imat

e ch

ange

;

(b

) Pr

omot

ing

and

faci

litat

ing,

as

ap

prop

riat

e,

acce

ss

to

and

the

deve

lopm

ent,

tran

sfer

and

diff

usio

n of

tec

hnol

ogie

s, i

nclu

ding

env

iron

men

tally

so

und

tech

nolo

gies

and

cor

resp

ondi

ng k

now

-how

, to

deve

lopi

ng c

ount

ries

;

(c

) A

ssis

ting

deve

lopi

ng c

ount

ries

in

thei

r ef

fort

s to

pro

mot

e an

d de

velo

p na

tiona

l st

rate

gies

for

hum

an r

esou

rces

and

sci

ence

and

tec

hnol

ogy,

whi

ch a

re

prim

ary

driv

ers

of n

atio

nal c

apac

ity-b

uild

ing

for d

evel

opm

ent;

(d

) Pr

omot

ing

and

supp

ortin

g gr

eate

r eff

orts

to d

evel

op re

new

able

sou

rces

of

ener

gy, s

uch

as s

olar

, win

d an

d ge

othe

rmal

;

( e

) Im

plem

entin

g po

licie

s at

the

nat

iona

l an

d in

tern

atio

nal

leve

ls t

o at

trac

t bo

th p

ublic

and

pri

vate

inve

stm

ent,

dom

estic

and

for

eign

, tha

t enh

ance

s kn

owle

dge,

tr

ansf

ers

tech

nolo

gy o

n m

utua

lly a

gree

d te

rms

and

rais

es p

rodu

ctiv

ity;

(f)

Su

ppor

ting

the

effo

rts

of

deve

lopi

ng

coun

trie

s,

indi

vidu

ally

an

d co

llect

ivel

y,

to

harn

ess

new

ag

ricu

ltura

l te

chno

logi

es

in

orde

r to

in

crea

se

agri

cultu

ral p

rodu

ctiv

ity th

roug

h en

viro

nmen

tally

sus

tain

able

mea

ns;

A/R

ES/

60/1

18

(g

) B

uild

ing

a pe

ople

-cen

tred

and

inc

lusi

ve i

nfor

mat

ion

soci

ety

so a

s to

en

hanc

e di

gita

l opp

ortu

nitie

s fo

r all

peop

le in

ord

er to

hel

p br

idge

the

digi

tal d

ivid

e,

putti

ng t

he p

oten

tial

of i

nfor

mat

ion

and

com

mun

icat

ion

tech

nolo

gies

at

the

serv

ice

of d

evel

opm

ent

and

addr

essi

ng n

ew c

halle

nges

of

the

info

rmat

ion

soci

ety

by

impl

emen

ting

the

outc

omes

of

the

Gen

eva

phas

e of

the

Wor

ld S

umm

it on

the

In

form

atio

n So

ciet

y an

d en

suri

ng th

e su

cces

s of

the

seco

nd p

hase

of

the

Sum

mit,

to

be h

eld

in T

unis

in N

ovem

ber 2

005;

in th

is re

gard

, we

wel

com

e th

e es

tabl

ishm

ent o

f th

e D

igita

l Sol

idar

ity F

und

and

enco

urag

e vo

lunt

ary

cont

ribu

tions

to it

s fi

nanc

ing.

M

igra

tion

and

deve

lopm

ent

61.

We

ackn

owle

dge

the

impo

rtan

t ne

xus

betw

een

inte

rnat

iona

l m

igra

tion

and

deve

lopm

ent

and

the

need

to

deal

with

the

cha

lleng

es a

nd o

ppor

tuni

ties

that

m

igra

tion

pres

ents

to c

ount

ries

of

orig

in, d

estin

atio

n an

d tr

ansi

t. W

e re

cogn

ize

that

in

tern

atio

nal

mig

ratio

n br

ings

be

nefi

ts

as

wel

l as

ch

alle

nges

to

th

e gl

obal

co

mm

unity

. We

look

for

war

d to

the

high

-lev

el d

ialo

gue

of th

e G

ener

al A

ssem

bly

on

inte

rnat

iona

l m

igra

tion

and

deve

lopm

ent

to b

e he

ld i

n 20

06,

whi

ch w

ill o

ffer

an

oppo

rtun

ity t

o di

scus

s th

e m

ultid

imen

sion

al a

spec

ts o

f in

tern

atio

nal

mig

ratio

n an

d de

velo

pmen

t in

ord

er t

o id

entif

y ap

prop

riat

e w

ays

and

mea

ns t

o m

axim

ize

thei

r de

velo

pmen

t ben

efits

and

min

imiz

e th

eir n

egat

ive

impa

cts.

62.

We

reaf

firm

our

res

olve

to

take

mea

sure

s to

ens

ure

resp

ect

for

and

prot

ectio

n of

the

hum

an ri

ghts

of m

igra

nts,

mig

rant

wor

kers

and

mem

bers

of t

heir

fam

ilies

.

63.

We

reaf

firm

the

nee

d to

ado

pt p

olic

ies

and

unde

rtak

e m

easu

res

to r

educ

e th

e co

st o

f tra

nsfe

rrin

g m

igra

nt re

mitt

ance

s to

dev

elop

ing

coun

trie

s an

d w

elco

me

effo

rts

by G

over

nmen

ts a

nd s

take

hold

ers

in th

is re

gard

. C

ount

ries

with

spe

cial

nee

ds

64.

We

reaf

firm

ou

r co

mm

itmen

t to

ad

dres

s th

e sp

ecia

l ne

eds

of

the

leas

t de

velo

ped

coun

trie

s an

d ur

ge a

ll co

untr

ies

and

all

rele

vant

org

aniz

atio

ns o

f th

e U

nite

d N

atio

ns s

yste

m, i

nclu

ding

the

Bre

tton

Woo

ds in

stitu

tions

, to

mak

e co

ncer

ted

effo

rts

and

adop

t sp

eedy

mea

sure

s fo

r m

eetin

g in

a t

imel

y m

anne

r th

e go

als

and

targ

ets

of th

e B

russ

els

Prog

ram

me

of A

ctio

n fo

r th

e Le

ast D

evel

oped

Cou

ntri

es f

or

the

Dec

ade

2001

–201

0.4

65.

We

reco

gniz

e th

e sp

ecia

l ne

eds

of

and

chal

leng

es

face

d by

la

ndlo

cked

de

velo

ping

cou

ntri

es a

nd t

here

fore

rea

ffir

m o

ur c

omm

itmen

t to

urg

ently

add

ress

th

ose

need

s an

d ch

alle

nges

thro

ugh

the

full,

tim

ely

and

effe

ctiv

e im

plem

enta

tion

of

the

Alm

aty

Prog

ram

me

of A

ctio

n: A

ddre

ssin

g th

e Sp

ecia

l N

eeds

of

Land

lock

ed

Dev

elop

ing

Cou

ntri

es w

ithin

a N

ew G

loba

l Fr

amew

ork

for

Tran

sit

Tran

spor

t C

oope

ratio

n fo

r La

ndlo

cked

and

Tra

nsit

Dev

elop

ing

Cou

ntri

es23

and

the

São

Pau

lo

Con

sens

us a

dopt

ed a

t th

e el

even

th s

essi

on o

f th

e U

nite

d N

atio

ns C

onfe

renc

e on

Tr

ade

and

Dev

elop

men

t.24 W

e en

cour

age

the

wor

k un

dert

aken

by

Uni

ted

Nat

ions

re

gion

al

com

mis

sion

s an

d or

gani

zatio

ns

tow

ards

es

tabl

ishi

ng

a tim

e-co

st

met

hodo

logy

for i

ndic

ator

s to

mea

sure

the

prog

ress

in im

plem

enta

tion

of th

e A

lmat

y Pr

ogra

mm

e of

Act

ion.

We

also

rec

ogni

ze t

he s

peci

al d

iffic

ultie

s an

d co

ncer

ns o

f la

ndlo

cked

dev

elop

ing

coun

trie

s in

thei

r ef

fort

s to

inte

grat

e th

eir

econ

omie

s in

to th

e

____

____

____

___

23 R

epor

t of t

he In

tern

atio

nal M

inis

teri

al C

onfe

renc

e of

Lan

dloc

ked

and

Tran

sit D

evel

opin

g C

ount

ries

and

D

onor

Cou

ntri

es

and

Inte

rnat

iona

l Fi

nanc

ial

and

Dev

elop

men

t In

stitu

tions

on

Tr

ansi

t Tr

ansp

ort

Coo

pera

tion,

Alm

aty,

Kaz

akhs

tan,

28

and

29 A

ugus

t 200

3 (A

/CO

NF.

202/

3), a

nnex

I.

24 T

D/4

12, p

art I

I.

Page 93: PEACEFUL - United Nations

A/R

ES/

60/1

19

mul

tilat

eral

tra

ding

sys

tem

. In

thi

s re

gard

, pr

iori

ty s

houl

d be

giv

en t

o th

e fu

ll an

d tim

ely

impl

emen

tatio

n of

the

Alm

aty

Dec

lara

tion25

and

the

Alm

aty

Prog

ram

me

of

Act

ion.

23

66.

We

reco

gniz

e th

e sp

ecia

l ne

eds

and

vuln

erab

ilitie

s of

sm

all

isla

nd d

evel

opin

g St

ates

and

rea

ffir

m o

ur c

omm

itmen

t to

tak

e ur

gent

and

con

cret

e ac

tion

to a

ddre

ss

thos

e ne

eds

and

vuln

erab

ilitie

s th

roug

h th

e fu

ll an

d ef

fect

ive

impl

emen

tatio

n of

the

Mau

ritiu

s St

rate

gy

adop

ted

by

the

Inte

rnat

iona

l M

eetin

g to

R

evie

w

the

Impl

emen

tatio

n of

the

Pro

gram

me

of A

ctio

n fo

r th

e Su

stai

nabl

e D

evel

opm

ent

of

Smal

l Is

land

Dev

elop

ing

Stat

es,26

the

Bar

bado

s Pr

ogra

mm

e of

Act

ion27

and

the

ou

tcom

e of

the

twen

ty-s

econ

d sp

ecia

l ses

sion

of t

he G

ener

al A

ssem

bly.

28 W

e fu

rthe

r un

dert

ake

to p

rom

ote

grea

ter

inte

rnat

iona

l co

oper

atio

n an

d pa

rtne

rshi

p fo

r th

e im

plem

enta

tion

of t

he M

auri

tius

Stra

tegy

thr

ough

, in

ter

alia

, th

e m

obili

zatio

n of

do

mes

tic a

nd i

nter

natio

nal

reso

urce

s, t

he p

rom

otio

n of

int

erna

tiona

l tr

ade

as a

n en

gine

fo

r de

velo

pmen

t an

d in

crea

sed

inte

rnat

iona

l fi

nanc

ial

and

tech

nica

l co

oper

atio

n.

67.

We

emph

asiz

e th

e ne

ed f

or c

ontin

ued,

coo

rdin

ated

and

eff

ectiv

e in

tern

atio

nal

supp

ort

for

achi

evin

g th

e de

velo

pmen

t go

als

in c

ount

ries

em

ergi

ng f

rom

con

flic

t an

d in

thos

e re

cove

ring

from

nat

ural

dis

aste

rs.

Mee

ting

the

spec

ial n

eeds

of A

fric

a

68.

We

wel

com

e th

e su

bsta

ntia

l pr

ogre

ss

mad

e by

th

e A

fric

an

coun

trie

s in

fu

lfill

ing

thei

r co

mm

itmen

ts

and

emph

asiz

e th

e ne

ed

to

carr

y fo

rwar

d th

e im

plem

enta

tion

of t

he N

ew P

artn

ersh

ip f

or A

fric

a’s

Dev

elop

men

t29 to

pro

mot

e su

stai

nabl

e gr

owth

and

dev

elop

men

t an

d de

epen

dem

ocra

cy,

hum

an r

ight

s, g

ood

gove

rnan

ce a

nd s

ound

eco

nom

ic m

anag

emen

t an

d ge

nder

equ

ality

and

enc

oura

ge

Afr

ican

cou

ntri

es,

with

the

par

ticip

atio

n of

civ

il so

ciet

y an

d th

e pr

ivat

e se

ctor

, to

co

ntin

ue th

eir

effo

rts

in th

is r

egar

d by

dev

elop

ing

and

stre

ngth

enin

g in

stitu

tions

for

go

vern

ance

and

the

dev

elop

men

t of

the

reg

ion,

and

als

o w

elco

me

the

rece

nt

deci

sion

s ta

ken

by A

fric

a’s

part

ners

, inc

ludi

ng th

e G

roup

of

Eigh

t and

the

Euro

pean

U

nion

, in

supp

ort o

f A

fric

a’s

deve

lopm

ent e

ffor

ts, i

nclu

ding

com

mitm

ents

that

will

le

ad to

an

incr

ease

in o

ffic

ial d

evel

opm

ent a

ssis

tanc

e to

Afr

ica

of 2

5 bi

llion

dol

lars

pe

r ye

ar b

y 20

10.

We

reaf

firm

our

com

mitm

ent

to a

ddre

ss t

he s

peci

al n

eeds

of

Afr

ica,

whi

ch i

s th

e on

ly c

ontin

ent

not

on t

rack

to

mee

t an

y of

the

goa

ls o

f th

e M

illen

nium

Dec

lara

tion

by 2

015,

to

enab

le i

t to

ent

er t

he m

ains

trea

m o

f th

e w

orld

ec

onom

y, a

nd re

solv

e:

(a

) To

st

reng

then

co

oper

atio

n w

ith

the

New

Pa

rtne

rshi

p fo

r A

fric

a’s

Dev

elop

men

t by

pro

vidi

ng c

oher

ent

supp

ort

for

the

prog

ram

mes

dra

wn

up b

y A

fric

an

lead

ers

with

in

that

fr

amew

ork,

in

clud

ing

by

mob

ilizi

ng

inte

rnal

an

d

____

____

____

___

25 R

epor

t of t

he In

tern

atio

nal M

inis

teri

al C

onfe

renc

e of

Lan

dloc

ked

and

Tran

sit D

evel

opin

g C

ount

ries

and

D

onor

Cou

ntri

es

and

Inte

rnat

iona

l Fi

nanc

ial

and

Dev

elop

men

t In

stitu

tions

on

Tr

ansi

t Tr

ansp

ort

Coo

pera

tion,

Alm

aty,

Kaz

akhs

tan,

28

and

29 A

ugus

t 200

3 (A

/CO

NF.

202/

3), a

nnex

II.

26 R

epor

t of t

he I

nter

natio

nal M

eetin

g to

Rev

iew

the

Impl

emen

tatio

n of

the

Prog

ram

me

of A

ctio

n fo

r th

e Su

stai

nabl

e D

evel

opm

ent o

f Sm

all I

slan

d D

evel

opin

g St

ates

, Por

t Lou

is, M

auri

tius,

10-1

4 Ja

nuar

y 20

05

(Uni

ted

Nat

ions

pub

licat

ion,

Sal

es N

o. E

.05.

II.A

.4 a

nd c

orrig

endu

m),

chap

. I, r

esol

utio

n 1,

ann

ex II

. 27

Rep

ort o

f the

Glo

bal C

onfe

renc

e on

the

Sus

tain

able

Dev

elop

men

t of

Smal

l Is

land

Dev

elop

ing

Stat

es,

Brid

geto

wn,

Bar

bado

s, 25

Apr

il-6

May

199

4 (U

nite

d N

atio

ns p

ublic

atio

n, S

ales

No.

E.9

4.I.1

8 an

d co

rrig

enda

), ch

ap. I

, res

olut

ion

1, a

nnex

II.

28 R

esol

utio

n S-

22/2

, ann

ex.

29 A

/57/

304,

ann

ex.

A/R

ES/

60/1

20

exte

rnal

fin

anci

al r

esou

rces

and

fac

ilita

ting

appr

oval

of

such

pro

gram

mes

by

the

mul

tilat

eral

fina

ncia

l ins

titut

ions

;

( b

) To

sup

port

the

Afr

ican

com

mitm

ent

to e

nsur

e th

at b

y 20

15 a

ll ch

ildre

n ha

ve a

cces

s to

com

plet

e, f

ree

and

com

puls

ory

prim

ary

educ

atio

n of

goo

d qu

ality

, as

wel

l as

to b

asic

hea

lth c

are;

(c

) To

sup

port

the

bui

ldin

g of

an

inte

rnat

iona

l in

fras

truc

ture

con

sort

ium

in

volv

ing

the

Afr

ican

Uni

on,

the

Wor

ld B

ank

and

the

Afr

ican

Dev

elop

men

t B

ank,

w

ith t

he N

ew P

artn

ersh

ip f

or A

fric

a’s

Dev

elop

men

t as

the

mai

n fr

amew

ork,

to

faci

litat

e pu

blic

and

pri

vate

infr

astr

uctu

re in

vest

men

t in

Afr

ica;

(d

) To

pro

mot

e a

com

preh

ensi

ve a

nd d

urab

le s

olut

ion

to t

he e

xter

nal

debt

pr

oble

ms

of A

fric

an c

ount

ries

, inc

ludi

ng th

roug

h th

e ca

ncel

latio

n of

100

per

cen

t of

mul

tilat

eral

deb

t con

sist

ent w

ith th

e re

cent

Gro

up o

f Ei

ght p

ropo

sal f

or th

e he

avily

in

debt

ed p

oor

coun

trie

s, a

nd, o

n a

case

-by-

case

bas

is, w

here

app

ropr

iate

, sig

nifi

cant

de

bt r

elie

f, in

clud

ing,

int

er a

lia,

canc

ella

tion

or r

estr

uctu

ring

for

hea

vily

ind

ebte

d A

fric

an c

ount

ries

not

par

t of

the

Hea

vily

Ind

ebte

d Po

or C

ount

ries

Ini

tiativ

e th

at

have

uns

usta

inab

le d

ebt b

urde

ns;

(e

) To

mak

e ef

fort

s to

ful

ly i

nteg

rate

Afr

ican

cou

ntri

es i

n th

e in

tern

atio

nal

trad

ing

syst

em, i

nclu

ding

thro

ugh

targ

eted

trad

e ca

paci

ty-b

uild

ing

prog

ram

mes

;

(f

) To

sup

port

the

eff

orts

of

com

mod

ity-d

epen

dent

Afr

ican

cou

ntri

es t

o re

stru

ctur

e, d

iver

sify

and

str

engt

hen

the

com

petit

iven

ess

of th

eir

com

mod

ity s

ecto

rs

and

deci

de to

wor

k to

war

ds m

arke

t-ba

sed

arra

ngem

ents

with

the

part

icip

atio

n of

the

priv

ate

sect

or fo

r com

mod

ity p

rice

-ris

k m

anag

emen

t;

(g

) To

su

pple

men

t th

e ef

fort

s of

A

fric

an

coun

trie

s,

indi

vidu

ally

an

d co

llect

ivel

y, to

incr

ease

agr

icul

tura

l pro

duct

ivity

, in

a su

stai

nabl

e w

ay, a

s se

t out

in

the

Com

preh

ensi

ve

Afr

ica

Agr

icul

ture

D

evel

opm

ent

Prog

ram

me

of

the

New

Pa

rtne

rshi

p fo

r Afr

ica’

s D

evel

opm

ent a

s pa

rt o

f an

Afr

ican

“G

reen

Rev

olut

ion”

;

(h

) To

enc

oura

ge a

nd s

uppo

rt t

he i

nitia

tives

of

the

Afr

ican

Uni

on a

nd

subr

egio

nal

orga

niza

tions

to

pr

even

t, m

edia

te

and

reso

lve

conf

licts

w

ith

the

assi

stan

ce o

f the

Uni

ted

Nat

ions

, and

in th

is re

gard

wel

com

es th

e pr

opos

als

from

the

Gro

up o

f Eig

ht c

ount

ries

to p

rovi

de s

uppo

rt fo

r Afr

ican

pea

ceke

epin

g;

(i

) To

pro

vide

, w

ith t

he a

im o

f an

AID

S-,

mal

aria

- an

d tu

berc

ulos

is-f

ree

gene

ratio

n in

Afr

ica,

ass

ista

nce

for

prev

entio

n an

d ca

re a

nd t

o co

me

as c

lose

as

poss

ible

to

achi

evin

g th

e go

al o

f un

iver

sal

acce

ss b

y 20

10 t

o H

IV/A

IDS

trea

tmen

t in

A

fric

an

coun

trie

s,

to

enco

urag

e ph

arm

aceu

tical

co

mpa

nies

to

m

ake

drug

s,

incl

udin

g an

tiret

rovi

ral

drug

s, a

ffor

dabl

e an

d ac

cess

ible

in

Afr

ica

and

to e

nsur

e in

crea

sed

bila

tera

l an

d m

ultil

ater

al a

ssis

tanc

e, w

here

pos

sibl

e on

a g

rant

bas

is,

to

com

bat

mal

aria

, tu

berc

ulos

is a

nd o

ther

inf

ectio

us d

isea

ses

in A

fric

a th

roug

h th

e st

reng

then

ing

of h

ealth

sys

tem

s.

III.

Pe

ace

and

colle

ctiv

e se

curi

ty

69.

We

reco

gniz

e th

at w

e ar

e fa

cing

a w

hole

ran

ge o

f th

reat

s th

at r

equi

re o

ur

urge

nt, c

olle

ctiv

e an

d m

ore

dete

rmin

ed re

spon

se.

70.

We

also

reco

gniz

e th

at, i

n ac

cord

ance

with

the

Cha

rter

, add

ress

ing

such

thre

ats

requ

ires

coo

pera

tion

amon

g al

l th

e pr

inci

pal

orga

ns o

f th

e U

nite

d N

atio

ns w

ithin

th

eir r

espe

ctiv

e m

anda

tes.

71.

We

ackn

owle

dge

that

we

are

livin

g in

an

inte

rdep

ende

nt a

nd g

loba

l wor

ld a

nd

that

man

y of

tod

ay’s

thr

eats

rec

ogni

ze n

o na

tiona

l bo

unda

ries

, ar

e in

terl

inke

d an

d

Page 94: PEACEFUL - United Nations

A/R

ES/

60/1

21

mus

t be

tac

kled

at

the

glob

al,

regi

onal

and

nat

iona

l le

vels

in

acco

rdan

ce w

ith t

he

Cha

rter

and

inte

rnat

iona

l law

.

72.

We

ther

efor

e re

affi

rm o

ur c

omm

itmen

t to

wor

k to

war

ds a

sec

urity

con

sens

us

base

d on

the

reco

gniti

on th

at m

any

thre

ats

are

inte

rlin

ked,

that

dev

elop

men

t, pe

ace,

se

curi

ty a

nd h

uman

rig

hts

are

mut

ually

rei

nfor

cing

, th

at n

o St

ate

can

best

pro

tect

its

elf

by a

ctin

g en

tirel

y al

one

and

that

all

Stat

es n

eed

an e

ffec

tive

and

effi

cien

t co

llect

ive

secu

rity

sys

tem

pur

suan

t to

the

purp

oses

and

pri

ncip

les

of th

e C

hart

er.

Paci

fic s

ettle

men

t of d

ispu

tes

73.

We

emph

asiz

e th

e ob

ligat

ion

of S

tate

s to

set

tle t

heir

dis

pute

s by

pea

cefu

l m

eans

in

acco

rdan

ce w

ith C

hapt

er V

I of

the

Cha

rter

, in

clud

ing,

whe

n ap

prop

riat

e,

by th

e us

e of

the

Inte

rnat

iona

l Cou

rt o

f Ju

stic

e. A

ll St

ates

sho

uld

act i

n ac

cord

ance

w

ith

the

Dec

lara

tion

on

Prin

cipl

es

of

Inte

rnat

iona

l La

w

conc

erni

ng

Frie

ndly

R

elat

ions

and

Coo

pera

tion

amon

g St

ates

in

acco

rdan

ce w

ith t

he C

hart

er o

f th

e U

nite

d N

atio

ns.30

74.

We

stre

ss t

he i

mpo

rtan

ce o

f pr

even

tion

of a

rmed

con

flic

t in

acc

orda

nce

with

th

e pu

rpos

es a

nd p

rinc

iple

s of

the

Cha

rter

and

sol

emnl

y re

new

our

com

mitm

ent

to

prom

ote

a cu

lture

of

prev

entio

n of

arm

ed c

onfl

ict

as a

mea

ns o

f ef

fect

ivel

y ad

dres

sing

the

inte

rcon

nect

ed s

ecur

ity a

nd d

evel

opm

ent c

halle

nges

face

d by

peo

ples

th

roug

hout

the

wor

ld, a

s w

ell a

s to

str

engt

hen

the

capa

city

of t

he U

nite

d N

atio

ns f

or

the

prev

entio

n of

arm

ed c

onfl

ict.

75.

We

furt

her

stre

ss t

he i

mpo

rtan

ce o

f a

cohe

rent

and

int

egra

ted

appr

oach

to

the

prev

entio

n of

arm

ed c

onfl

icts

and

the

set

tlem

ent

of d

ispu

tes

and

the

need

for

the

Se

curi

ty C

ounc

il, t

he G

ener

al A

ssem

bly,

the

Eco

nom

ic a

nd S

ocia

l C

ounc

il an

d th

e Se

cret

ary-

Gen

eral

to

coor

dina

te t

heir

act

iviti

es w

ithin

the

ir r

espe

ctiv

e C

hart

er

man

date

s.

76.

Rec

ogni

zing

the

im

port

ant

role

of

the

good

off

ices

of

the

Secr

etar

y-G

ener

al,

incl

udin

g in

the

med

iatio

n of

dis

pute

s, w

e su

ppor

t the

Sec

reta

ry-G

ener

al’s

eff

orts

to

stre

ngth

en h

is c

apac

ity in

this

are

a.

Use

of f

orce

und

er th

e C

hart

er o

f the

Uni

ted

Nat

ions

77.

We

reite

rate

the

oblig

atio

n of

all

Mem

ber S

tate

s to

refr

ain

in th

eir i

nter

natio

nal

rela

tions

from

the

thre

at o

r us

e of

for

ce in

any

man

ner i

ncon

sist

ent w

ith th

e C

hart

er.

We

reaf

firm

tha

t th

e pu

rpos

es a

nd p

rinc

iple

s gu

idin

g th

e U

nite

d N

atio

ns a

re,

inte

r al

ia,

to m

aint

ain

inte

rnat

iona

l pe

ace

and

secu

rity

, to

dev

elop

fri

endl

y re

latio

ns

amon

g na

tions

ba

sed

on

resp

ect

for

the

prin

cipl

es

of

equa

l ri

ghts

an

d se

lf-

dete

rmin

atio

n of

peo

ples

and

to

take

oth

er a

ppro

pria

te m

easu

res

to s

tren

gthe

n un

iver

sal

peac

e, a

nd t

o th

at e

nd w

e ar

e de

term

ined

to

take

eff

ectiv

e co

llect

ive

mea

sure

s fo

r th

e pr

even

tion

and

rem

oval

of

thre

ats

to t

he p

eace

and

for

the

su

ppre

ssio

n of

act

s of

agg

ress

ion

or o

ther

bre

ache

s of

the

peac

e, a

nd to

bri

ng a

bout

by

pea

cefu

l m

eans

, in

con

form

ity w

ith t

he p

rinc

iple

s of

jus

tice

and

inte

rnat

iona

l la

w,

the

adju

stm

ent

or s

ettle

men

t of

int

erna

tiona

l di

sput

es o

r si

tuat

ions

tha

t m

ight

le

ad to

a b

reac

h of

the

peac

e.

78.

We

reite

rate

the

im

port

ance

of

prom

otin

g an

d st

reng

then

ing

the

mul

tilat

eral

pr

oces

s an

d of

add

ress

ing

inte

rnat

iona

l cha

lleng

es a

nd p

robl

ems

by s

tric

tly a

bidi

ng

____

____

____

___

30 R

esol

utio

n 26

25 (X

XV

), an

nex.

A/R

ES/

60/1

22

by t

he C

hart

er a

nd t

he p

rinc

iple

s of

int

erna

tiona

l la

w,

and

furt

her

stre

ss o

ur

com

mitm

ent t

o m

ultil

ater

alis

m.

79.

We

reaf

firm

that

the

rele

vant

pro

visi

ons

of th

e C

hart

er a

re s

uffi

cien

t to

addr

ess

the

full

rang

e of

thre

ats

to in

tern

atio

nal p

eace

and

sec

urity

. We

furt

her

reaf

firm

the

auth

ority

of

the

Secu

rity

Cou

ncil

to m

anda

te c

oerc

ive

actio

n to

mai

ntai

n an

d re

stor

e in

tern

atio

nal

peac

e an

d se

curi

ty.

We

stre

ss t

he i

mpo

rtan

ce o

f ac

ting

in a

ccor

danc

e w

ith th

e pu

rpos

es a

nd p

rinc

iple

s of

the

Cha

rter

.

80.

We

also

rea

ffir

m t

hat

the

Secu

rity

Cou

ncil

has

prim

ary

resp

onsi

bilit

y in

the

m

aint

enan

ce o

f in

tern

atio

nal

peac

e an

d se

curi

ty.

We

also

not

e th

e ro

le o

f th

e G

ener

al A

ssem

bly

rela

ting

to th

e m

aint

enan

ce o

f in

tern

atio

nal p

eace

and

sec

urity

in

acco

rdan

ce w

ith th

e re

leva

nt p

rovi

sion

s of

the

Cha

rter

. Te

rror

ism

81.

We

stro

ngly

con

dem

n te

rror

ism

in a

ll its

for

ms

and

man

ifes

tatio

ns, c

omm

itted

by

who

mev

er, w

here

ver

and

for

wha

teve

r pur

pose

s, a

s it

cons

titut

es o

ne o

f th

e m

ost

seri

ous

thre

ats

to in

tern

atio

nal p

eace

and

sec

urity

.

82.

We

wel

com

e th

e Se

cret

ary-

Gen

eral

’s i

dent

ific

atio

n of

ele

men

ts o

f a

coun

ter-

terr

oris

m s

trat

egy.

The

se e

lem

ents

sho

uld

be d

evel

oped

by

the

Gen

eral

Ass

embl

y w

ithou

t de

lay

with

a v

iew

to

adop

ting

and

impl

emen

ting

a st

rate

gy t

o pr

omot

e co

mpr

ehen

sive

, co

ordi

nate

d an

d co

nsis

tent

res

pons

es,

at t

he n

atio

nal,

regi

onal

and

in

tern

atio

nal

leve

ls,

to

coun

ter

terr

oris

m,

whi

ch

also

ta

kes

into

ac

coun

t th

e co

nditi

ons

cond

uciv

e to

the

spr

ead

of t

erro

rism

. In

thi

s co

ntex

t, w

e co

mm

end

the

vari

ous

initi

ativ

es

to

prom

ote

dial

ogue

, to

lera

nce

and

unde

rsta

ndin

g am

ong

civi

lizat

ions

.

83.

We

stre

ss th

e ne

ed to

mak

e ev

ery

effo

rt to

reac

h an

agr

eem

ent o

n an

d co

nclu

de

a co

mpr

ehen

sive

con

vent

ion

on in

tern

atio

nal t

erro

rism

dur

ing

the

sixt

ieth

ses

sion

of

the

Gen

eral

Ass

embl

y.

84.

We

ackn

owle

dge

that

the

ques

tion

of c

onve

ning

a h

igh-

leve

l con

fere

nce

unde

r th

e au

spic

es o

f th

e U

nite

d N

atio

ns t

o fo

rmul

ate

an i

nter

natio

nal

resp

onse

to

terr

oris

m in

all

its fo

rms

and

man

ifes

tatio

ns c

ould

be

cons

ider

ed.

85.

We

reco

gniz

e th

at

inte

rnat

iona

l co

oper

atio

n to

fi

ght

terr

oris

m

mus

t be

co

nduc

ted

in c

onfo

rmity

with

int

erna

tiona

l la

w, i

nclu

ding

the

Cha

rter

and

rel

evan

t in

tern

atio

nal c

onve

ntio

ns a

nd p

roto

cols

. Sta

tes

mus

t ens

ure

that

any

mea

sure

s ta

ken

to c

omba

t te

rror

ism

com

ply

with

the

ir o

blig

atio

ns u

nder

int

erna

tiona

l la

w,

in

part

icul

ar h

uman

righ

ts la

w, r

efug

ee la

w a

nd in

tern

atio

nal h

uman

itari

an la

w.

86.

We

reite

rate

our

ca

ll up

on S

tate

s to

ref

rain

fro

m o

rgan

izin

g, f

inan

cing

, en

cour

agin

g, p

rovi

ding

tra

inin

g fo

r or

oth

erw

ise

supp

ortin

g te

rror

ist

activ

ities

and

to

tak

e ap

prop

riat

e m

easu

res

to e

nsur

e th

at t

heir

ter

rito

ries

are

not

use

d fo

r su

ch

activ

ities

.

87.

We

ackn

owle

dge

the

impo

rtan

t rol

e pl

ayed

by

the

Uni

ted

Nat

ions

in c

omba

ting

terr

oris

m a

nd a

lso

stre

ss th

e vi

tal c

ontr

ibut

ion

of r

egio

nal a

nd b

ilate

ral c

oope

ratio

n,

part

icul

arly

at

the

prac

tical

lev

el o

f la

w e

nfor

cem

ent

coop

erat

ion

and

tech

nica

l ex

chan

ge.

88.

We

urge

the

int

erna

tiona

l co

mm

unity

, in

clud

ing

the

Uni

ted

Nat

ions

, to

ass

ist

Stat

es in

bui

ldin

g na

tiona

l and

reg

iona

l cap

acity

to c

omba

t ter

rori

sm. W

e in

vite

the

Secr

etar

y-G

ener

al t

o su

bmit

prop

osal

s to

the

Gen

eral

Ass

embl

y an

d th

e Se

curi

ty

Cou

ncil,

with

in t

heir

res

pect

ive

man

date

s, t

o st

reng

then

the

cap

acity

of

the

Uni

ted

Page 95: PEACEFUL - United Nations

A/R

ES/

60/1

23

Nat

ions

sy

stem

to

as

sist

St

ates

in

co

mba

ting

terr

oris

m

and

to

enha

nce

the

coor

dina

tion

of U

nite

d N

atio

ns a

ctiv

ities

in th

is re

gard

.

89.

We

stre

ss t

he i

mpo

rtan

ce o

f as

sist

ing

vict

ims

of t

erro

rism

and

of

prov

idin

g th

em a

nd th

eir f

amili

es w

ith s

uppo

rt to

cop

e w

ith th

eir l

oss

and

thei

r gri

ef.

90.

We

enco

urag

e th

e Se

curi

ty

Cou

ncil

to

cons

ider

w

ays

to

stre

ngth

en

its

mon

itori

ng a

nd e

nfor

cem

ent

role

in

coun

ter-

terr

oris

m,

incl

udin

g by

con

solid

atin

g St

ate

repo

rtin

g re

quir

emen

ts,

taki

ng i

nto

acco

unt

and

resp

ectin

g th

e di

ffer

ent

man

date

s of

its

co

unte

r-te

rror

ism

su

bsid

iary

bo

dies

. W

e ar

e co

mm

itted

to

co

oper

atin

g fu

lly w

ith t

he t

hree

com

pete

nt s

ubsi

diar

y bo

dies

in

the

fulf

ilmen

t of

th

eir

task

s,

reco

gniz

ing

that

m

any

Stat

es

cont

inue

to

re

quir

e as

sist

ance

in

im

plem

entin

g re

leva

nt S

ecur

ity C

ounc

il re

solu

tions

.

91.

We

supp

ort

effo

rts

for

the

earl

y en

try

into

fo

rce

of

the

Inte

rnat

iona

l C

onve

ntio

n fo

r th

e Su

ppre

ssio

n of

Act

s of

Nuc

lear

Ter

rori

sm31

and

str

ongl

y en

cour

age

Stat

es t

o co

nsid

er b

ecom

ing

part

ies

to i

t ex

pedi

tious

ly a

nd a

cced

ing

with

out

dela

y to

the

tw

elve

oth

er i

nter

natio

nal

conv

entio

ns a

nd p

roto

cols

aga

inst

te

rror

ism

and

impl

emen

ting

them

. Pe

acek

eepi

ng

92.

Rec

ogni

zing

tha

t U

nite

d N

atio

ns p

eace

keep

ing

play

s a

vita

l ro

le i

n he

lpin

g pa

rtie

s to

con

flic

t en

d ho

stili

ties

and

com

men

ding

the

con

trib

utio

n of

Uni

ted

Nat

ions

pea

ceke

eper

s in

tha

t re

gard

, no

ting

impr

ovem

ents

mad

e in

rec

ent

year

s in

U

nite

d N

atio

ns p

eace

keep

ing,

inc

ludi

ng t

he d

eplo

ymen

t of

int

egra

ted

mis

sion

s in

co

mpl

ex s

ituat

ions

, an

d st

ress

ing

the

need

to

mou

nt o

pera

tions

with

ade

quat

e ca

paci

ty t

o co

unte

r ho

stili

ties

and

fulf

il ef

fect

ivel

y th

eir

man

date

s, w

e ur

ge f

urth

er

deve

lopm

ent

of p

ropo

sals

for

enh

ance

d ra

pidl

y de

ploy

able

cap

aciti

es t

o re

info

rce

peac

ekee

ping

ope

ratio

ns i

n cr

ises

. W

e en

dors

e th

e cr

eatio

n of

an

initi

al o

pera

ting

capa

bilit

y fo

r a

stan

ding

po

lice

capa

city

to

pr

ovid

e co

here

nt,

effe

ctiv

e an

d re

spon

sive

sta

rt-u

p ca

pabi

lity

for

the

polic

ing

com

pone

nt o

f th

e U

nite

d N

atio

ns

peac

ekee

ping

mis

sion

s an

d to

ass

ist

exis

ting

mis

sion

s th

roug

h th

e pr

ovis

ion

of

advi

ce a

nd e

xper

tise.

93.

Rec

ogni

zing

the

im

port

ant

cont

ribu

tion

to p

eace

and

sec

urity

by

regi

onal

or

gani

zatio

ns a

s pr

ovid

ed f

or u

nder

Cha

pter

VII

I of

the

Cha

rter

and

the

impo

rtan

ce

of f

orgi

ng p

redi

ctab

le p

artn

ersh

ips

and

arra

ngem

ents

bet

wee

n th

e U

nite

d N

atio

ns

and

regi

onal

org

aniz

atio

ns,

and

notin

g in

par

ticul

ar,

give

n th

e sp

ecia

l ne

eds

of

Afr

ica,

the

impo

rtan

ce o

f a s

tron

g A

fric

an U

nion

:

(a

) W

e su

ppor

t the

eff

orts

of

the

Euro

pean

Uni

on a

nd o

ther

reg

iona

l ent

ities

to

de

velo

p ca

paci

ties

such

as

fo

r ra

pid

depl

oym

ent,

stan

dby

and

brid

ging

ar

rang

emen

ts;

(b

) W

e su

ppor

t th

e de

velo

pmen

t an

d im

plem

enta

tion

of a

ten

-yea

r pl

an f

or

capa

city

-bui

ldin

g w

ith th

e A

fric

an U

nion

.

____

____

____

___

31 R

esol

utio

n 59

/290

, ann

ex.

A/R

ES/

60/1

24

94.

We

supp

ort

impl

emen

tatio

n of

the

200

1 Pr

ogra

mm

e of

Act

ion

to P

reve

nt,

Com

bat a

nd E

radi

cate

the

Illic

it Tr

ade

in S

mal

l Arm

s an

d Li

ght W

eapo

ns in

All

Its

Asp

ects

.32

95.

We

urge

Sta

tes

part

ies

to t

he A

nti -P

erso

nnel

Min

e B

an C

onve

ntio

n33

and

A

men

ded

Prot

ocol

II to

the

Con

vent

ion

on C

erta

in C

onve

ntio

nal W

eapo

ns34

to f

ully

im

plem

ent t

heir

res

pect

ive

oblig

atio

ns. W

e ca

ll up

on S

tate

s in

a p

ositi

on to

do

so to

pr

ovid

e gr

eate

r tec

hnic

al a

ssis

tanc

e to

min

e-af

fect

ed S

tate

s.

96.

We

unde

rsco

re t

he i

mpo

rtan

ce o

f th

e re

com

men

datio

ns o

f th

e A

dvis

er t

o th

e Se

cret

ary-

Gen

eral

on

Se

xual

Ex

ploi

tatio

n an

d A

buse

by

U

nite

d N

atio

ns

Peac

ekee

ping

Per

sonn

el,35

and

urg

e th

at t

hose

mea

sure

s ad

opte

d in

the

rel

evan

t G

ener

al

Ass

embl

y re

solu

tions

ba

sed

upon

th

e re

com

men

datio

ns

be

fully

im

plem

ente

d w

ithou

t del

ay.

Peac

ebui

ldin

g

97.

Emph

asiz

ing

the

need

for

a c

oord

inat

ed,

cohe

rent

and

int

egra

ted

appr

oach

to

post

-con

flic

t pe

aceb

uild

ing

and

reco

ncili

atio

n w

ith a

vie

w t

o ac

hiev

ing

sust

aina

ble

peac

e, r

ecog

nizi

ng t

he n

eed

for

a de

dica

ted

inst

itutio

nal

mec

hani

sm t

o ad

dres

s th

e sp

ecia

l ne

eds

of c

ount

ries

em

ergi

ng f

rom

con

flic

t to

war

ds r

ecov

ery,

rei

nteg

ratio

n an

d re

cons

truc

tion

and

to a

ssis

t th

em i

n la

ying

the

fou

ndat

ion

for

sust

aina

ble

deve

lopm

ent,

and

reco

gniz

ing

the

vita

l rol

e of

the

Uni

ted

Nat

ions

in th

at r

egar

d, w

e de

cide

to

esta

blis

h a

Peac

ebui

ldin

g C

omm

issi

on a

s an

int

ergo

vern

men

tal

advi

sory

bo

dy.

98.

The

mai

n pu

rpos

e of

the

Pea

cebu

ildin

g C

omm

issi

on i

s to

bri

ng t

oget

her

all

rele

vant

act

ors

to m

arsh

al r

esou

rces

and

to

advi

se o

n an

d pr

opos

e in

tegr

ated

st

rate

gies

for

pos

t-co

nflic

t pe

aceb

uild

ing

and

reco

very

. Th

e C

omm

issi

on s

houl

d fo

cus

atte

ntio

n on

the

rec

onst

ruct

ion

and

inst

itutio

n-bu

ildin

g ef

fort

s ne

cess

ary

for

reco

very

fro

m c

onfl

ict a

nd s

uppo

rt th

e de

velo

pmen

t of

inte

grat

ed s

trat

egie

s in

ord

er

to l

ay t

he f

ound

atio

n fo

r su

stai

nabl

e de

velo

pmen

t. In

add

ition

, it

shou

ld p

rovi

de

reco

mm

enda

tions

and

info

rmat

ion

to im

prov

e th

e co

ordi

natio

n of

all

rele

vant

act

ors

with

in a

nd o

utsi

de t

he U

nite

d N

atio

ns,

deve

lop

best

pra

ctic

es,

help

to

ensu

re

pred

icta

ble

fina

ncin

g fo

r ea

rly

reco

very

act

iviti

es a

nd e

xten

d th

e pe

riod

of

atte

ntio

n by

the

int

erna

tiona

l co

mm

unity

to

post

-con

flic

t re

cove

ry.

The

Com

mis

sion

sho

uld

act i

n al

l mat

ters

on

the

basi

s of

con

sens

us o

f its

mem

bers

.

99.

The

Peac

ebui

ldin

g C

omm

issi

on s

houl

d m

ake

the

outc

ome

of i

ts d

iscu

ssio

ns

and

reco

mm

enda

tions

pu

blic

ly

avai

labl

e as

U

nite

d N

atio

ns

docu

men

ts

to

all

rele

vant

bod

ies

and

acto

rs,

incl

udin

g th

e in

tern

atio

nal

fina

ncia

l in

stitu

tions

. Th

e Pe

aceb

uild

ing

Com

mis

sion

sho

uld

subm

it an

ann

ual r

epor

t to

the

Gen

eral

Ass

embl

y.

100.

The

Pe

aceb

uild

ing

Com

mis

sion

sh

ould

m

eet

in

vari

ous

conf

igur

atio

ns.

Cou

ntry

-spe

cifi

c m

eetin

gs o

f the

Com

mis

sion

, upo

n in

vita

tion

of th

e O

rgan

izat

iona

l

____

____

____

___

32 S

ee R

epor

t of t

he U

nite

d N

atio

ns C

onfe

renc

e on

the

Illic

it Tr

ade

in S

mal

l Arm

s an

d Li

ght W

eapo

ns in

Al

l Its

Asp

ects

, New

Yor

k, 9

-20

July

200

1 (A

/CO

NF.

192/

15),

chap

. IV

, par

a. 2

4.

33 C

onve

ntio

n on

the

Proh

ibiti

on o

f the

Use

, Sto

ckpi

ling,

Pro

duct

ion

and

Tran

sfer

of A

nti-p

erso

nnel

Min

es

and

on T

heir

Des

truct

ion

(Uni

ted

Nat

ions

, Tre

aty

Serie

s, vo

l. 20

56, N

o. 3

5597

). 34

Am

ende

d Pr

otoc

ol I

I to

the

Con

vent

ion

on P

rohi

bitio

ns o

r R

estri

ctio

ns o

n th

e U

se o

f C

erta

in

Con

vent

iona

l W

eapo

ns W

hich

May

Be

Dee

med

to

Be

Exce

ssiv

ely

Inju

rious

or

to H

ave

Indi

scrim

inat

e Ef

fect

s (C

CW

/CO

NF.

I/16

(Par

t I),

anne

x B

). 35

A/5

9/71

0, p

aras

. 68-

93.

Page 96: PEACEFUL - United Nations

A/R

ES/

60/1

25

Com

mitt

ee r

efer

red

to i

n pa

ragr

aph

101

belo

w,

shou

ld i

nclu

de a

s m

embe

rs,

in

addi

tion

to m

embe

rs o

f the

Org

aniz

atio

nal C

omm

ittee

, rep

rese

ntat

ives

from

:

( a

) Th

e co

untr

y un

der c

onsi

dera

tion;

( b

) C

ount

ries

in

the

regi

on e

ngag

ed i

n th

e po

st-c

onfl

ict

proc

ess

and

othe

r co

untr

ies

that

are

inv

olve

d in

rel

ief

effo

rts

and/

or p

oliti

cal

dial

ogue

, as

wel

l as

re

leva

nt re

gion

al a

nd s

ubre

gion

al o

rgan

izat

ions

;

(c

) Th

e m

ajor

fin

anci

al,

troo

p an

d ci

vilia

n po

lice

cont

ribu

tors

inv

olve

d in

th

e re

cove

ry e

ffor

t;

(d

) Th

e se

nior

Uni

ted

Nat

ions

rep

rese

ntat

ive

in t

he f

ield

and

oth

er r

elev

ant

Uni

ted

Nat

ions

repr

esen

tativ

es;

( e

) Su

ch re

gion

al a

nd in

tern

atio

nal f

inan

cial

inst

itutio

ns a

s m

ay b

e re

leva

nt.

101.

The

Pe

aceb

uild

ing

Com

mis

sion

sh

ould

ha

ve

a st

andi

ng

Org

aniz

atio

nal

Com

mitt

ee,

resp

onsi

ble

for

deve

lopi

ng i

ts p

roce

dure

s an

d or

gani

zatio

nal

mat

ters

, co

mpr

isin

g:

( a

) M

embe

rs o

f the

Sec

urity

Cou

ncil,

incl

udin

g pe

rman

ent m

embe

rs;

( b

) M

embe

rs o

f th

e Ec

onom

ic a

nd S

ocia

l C

ounc

il, e

lect

ed f

rom

reg

iona

l gr

oups

, gi

ving

due

con

side

ratio

n to

tho

se c

ount

ries

tha

t ha

ve e

xper

ienc

ed p

ost-

conf

lict r

ecov

ery;

(c

) To

p pr

ovid

ers

of a

sses

sed

cont

ribu

tions

to

the

Uni

ted

Nat

ions

bud

gets

an

d vo

lunt

ary

cont

ribu

tions

to th

e U

nite

d N

atio

ns f

unds

, pro

gram

mes

and

age

ncie

s,

incl

udin

g th

e st

andi

ng P

eace

build

ing

Fund

, tha

t are

not

am

ong

thos

e se

lect

ed in

(a)

or

(b) a

bove

;

( d

) To

p pr

ovid

ers

of m

ilita

ry p

erso

nnel

and

civ

ilian

pol

ice

to U

nite

d N

atio

ns

mis

sion

s th

at a

re n

ot a

mon

g th

ose

sele

cted

in (a

), (b

) or (

c) a

bove

.

102.

Rep

rese

ntat

ives

fro

m t

he W

orld

Ban

k, t

he I

nter

natio

nal

Mon

etar

y Fu

nd a

nd

othe

r in

stitu

tiona

l do

nors

sho

uld

be i

nvite

d to

par

ticip

ate

in a

ll m

eetin

gs o

f th

e Pe

aceb

uild

ing

Com

mis

sion

in a

man

ner

suita

ble

to th

eir

gove

rnin

g ar

rang

emen

ts, i

n ad

ditio

n to

a re

pres

enta

tive

of th

e Se

cret

ary-

Gen

eral

.

103.

We

requ

est

the

Secr

etar

y-G

ener

al

to

esta

blis

h a

mul

ti-ye

ar

stan

ding

Pe

aceb

uild

ing

Fund

fo

r po

st-c

onfl

ict

peac

ebui

ldin

g,

fund

ed

by

volu

ntar

y co

ntri

butio

ns a

nd ta

king

due

acc

ount

of

exis

ting

inst

rum

ents

. The

obj

ectiv

es o

f th

e Pe

aceb

uild

ing

Fund

will

incl

ude

ensu

ring

the

imm

edia

te re

leas

e of

reso

urce

s ne

eded

to

lau

nch

peac

ebui

ldin

g ac

tiviti

es a

nd t

he a

vaila

bilit

y of

app

ropr

iate

fin

anci

ng f

or

reco

very

.

104.

We

also

req

uest

the

Sec

reta

ry-G

ener

al t

o es

tabl

ish,

with

in t

he S

ecre

tari

at a

nd

from

with

in e

xist

ing

reso

urce

s, a

sm

all

peac

ebui

ldin

g su

ppor

t of

fice

sta

ffed

by

qual

ifie

d ex

pert

s to

ass

ist

and

supp

ort

the

Peac

ebui

ldin

g C

omm

issi

on.

The

offi

ce

shou

ld d

raw

on

the

best

exp

ertis

e av

aila

ble.

105.

The

Pe

aceb

uild

ing

Com

mis

sion

sh

ould

be

gin

its

wor

k no

la

ter

than

31

Dec

embe

r 200

5.

Sanc

tions

106.

We

unde

rsco

re th

at s

anct

ions

rem

ain

an im

port

ant t

ool u

nder

the

Cha

rter

in o

ur

effo

rts

to m

aint

ain

inte

rnat

iona

l pe

ace

and

secu

rity

with

out

reco

urse

to

the

use

of

forc

e, a

nd r

esol

ve to

ens

ure

that

san

ctio

ns a

re c

aref

ully

targ

eted

in s

uppo

rt o

f cl

ear

A/R

ES/

60/1

26

obje

ctiv

es,

to c

ompl

y w

ith s

anct

ions

est

ablis

hed

by t

he S

ecur

ity C

ounc

il an

d to

en

sure

that

san

ctio

ns a

re im

plem

ente

d in

way

s th

at b

alan

ce e

ffec

tiven

ess

to a

chie

ve

the

desi

red

resu

lts a

gain

st t

he p

ossi

ble

adve

rse

cons

eque

nces

, in

clud

ing

soci

o-ec

onom

ic a

nd h

uman

itari

an c

onse

quen

ces,

for p

opul

atio

ns a

nd th

ird

Stat

es.

107.

San

ctio

ns

shou

ld

be

impl

emen

ted

and

mon

itore

d ef

fect

ivel

y w

ith

clea

r be

nchm

arks

and

sho

uld

be p

erio

dica

lly r

evie

wed

, as

appr

opri

ate,

and

rem

ain

for

as

limite

d a

peri

od a

s ne

cess

ary

to a

chie

ve t

heir

obj

ectiv

es a

nd s

houl

d be

ter

min

ated

on

ce th

e ob

ject

ives

hav

e be

en a

chie

ved.

108.

We

call

upon

the

Secu

rity

Cou

ncil,

with

the

supp

ort o

f th

e Se

cret

ary-

Gen

eral

, to

impr

ove

its m

onito

ring

of

the

impl

emen

tatio

n an

d ef

fect

s of

san

ctio

ns, t

o en

sure

th

at s

anct

ions

are

im

plem

ente

d in

an

acco

unta

ble

man

ner,

to r

evie

w r

egul

arly

the

re

sults

of

such

mon

itori

ng a

nd to

dev

elop

a m

echa

nism

to a

ddre

ss s

peci

al e

cono

mic

pr

oble

ms

aris

ing

from

the

appl

icat

ion

of s

anct

ions

in a

ccor

danc

e w

ith th

e C

hart

er.

109.

We

also

cal

l up

on t

he S

ecur

ity C

ounc

il, w

ith t

he s

uppo

rt o

f th

e Se

cret

ary-

Gen

eral

, to

ens

ure

that

fai

r an

d cl

ear

proc

edur

es e

xist

for

pla

cing

ind

ivid

uals

and

en

titie

s on

sa

nctio

ns

lists

an

d fo

r re

mov

ing

them

, as

w

ell

as

for

gran

ting

hum

anita

rian

exe

mpt

ions

.

110.

We

supp

ort

effo

rts

thro

ugh

the

Uni

ted

Nat

ions

to

stre

ngth

en S

tate

cap

acity

to

impl

emen

t san

ctio

ns p

rovi

sion

s.

Tran

snat

iona

l cri

me

111.

We

expr

ess

our

grav

e co

ncer

n at

the

neg

ativ

e ef

fect

s on

dev

elop

men

t, pe

ace

and

secu

rity

an

d hu

man

ri

ghts

po

sed

by

tran

snat

iona

l cr

ime,

in

clud

ing

the

smug

glin

g of

and

traf

fick

ing

in h

uman

bei

ngs,

the

wor

ld n

arco

tic d

rug

prob

lem

and

th

e ill

icit

trad

e in

sm

all a

rms

and

light

wea

pons

, and

at t

he in

crea

sing

vul

nera

bilit

y of

Sta

tes

to s

uch

crim

e. W

e re

affi

rm t

he n

eed

to w

ork

colle

ctiv

ely

to c

omba

t tr

ansn

atio

nal c

rim

e.

112.

We

reco

gniz

e th

at tr

affi

ckin

g in

per

sons

con

tinue

s to

pos

e a

seri

ous

chal

leng

e to

hum

anity

and

requ

ires

a c

once

rted

inte

rnat

iona

l res

pons

e. T

o th

at e

nd, w

e ur

ge a

ll St

ates

to d

evis

e, e

nfor

ce a

nd s

tren

gthe

n ef

fect

ive

mea

sure

s to

com

bat a

nd e

limin

ate

all f

orm

s of

traf

fick

ing

in p

erso

ns to

cou

nter

the

dem

and

for

traf

fick

ed v

ictim

s an

d to

pro

tect

the

vict

ims.

113.

We

urge

all

Stat

es t

hat

have

not

yet

don

e so

to

cons

ider

bec

omin

g pa

rtie

s to

th

e re

leva

nt i

nter

natio

nal

conv

entio

ns o

n or

gani

zed

crim

e an

d co

rrup

tion

and,

fo

llow

ing

thei

r en

try

into

for

ce,

to i

mpl

emen

t th

em e

ffec

tivel

y, i

nclu

ding

by

inco

rpor

atin

g th

e pr

ovis

ions

of

thos

e co

nven

tions

int

o na

tiona

l le

gisl

atio

n an

d by

st

reng

then

ing

crim

inal

just

ice

syst

ems.

114.

We

reaf

firm

our

unw

aver

ing

dete

rmin

atio

n an

d co

mm

itmen

t to

ove

rcom

e th

e w

orld

na

rcot

ic

drug

pr

oble

m

thro

ugh

inte

rnat

iona

l co

oper

atio

n an

d na

tiona

l st

rate

gies

to e

limin

ate

both

the

illic

it su

pply

of a

nd d

eman

d fo

r illi

cit d

rugs

.

115.

We

reso

lve

to s

tren

gthe

n th

e ca

paci

ty o

f th

e U

nite

d N

atio

ns O

ffic

e on

Dru

gs

and

Cri

me,

with

in i

ts e

xist

ing

man

date

s, t

o pr

ovid

e as

sist

ance

to

Mem

ber

Stat

es i

n th

ose

task

s up

on re

ques

t. W

omen

in th

e pr

even

tion

and

reso

lutio

n of

con

flict

s

116.

We

stre

ss t

he i

mpo

rtan

t ro

le o

f w

omen

in

the

prev

entio

n an

d re

solu

tion

of

conf

licts

and

in p

eace

build

ing.

We

reaf

firm

our

com

mitm

ent t

o th

e fu

ll an

d ef

fect

ive

impl

emen

tatio

n of

Sec

urity

Cou

ncil

reso

lutio

n 13

25 (2

000)

of

31 O

ctob

er 2

000

on

Page 97: PEACEFUL - United Nations

A/R

ES/

60/1

27

wom

en a

nd p

eace

and

sec

urity

. W

e al

so u

nder

line

the

impo

rtan

ce o

f in

tegr

atin

g a

gend

er p

ersp

ectiv

e an

d of

wom

en h

avin

g th

e op

port

unity

for

equ

al p

artic

ipat

ion

and

full

invo

lvem

ent i

n al

l eff

orts

to m

aint

ain

and

prom

ote

peac

e an

d se

curi

ty, a

s w

ell a

s th

e ne

ed to

incr

ease

thei

r rol

e in

dec

isio

n-m

akin

g at

all

leve

ls. W

e st

rong

ly c

onde

mn

all v

iola

tions

of

the

hum

an r

ight

s of

wom

en a

nd g

irls

in s

ituat

ions

of

arm

ed c

onfl

ict

and

the

use

of s

exua

l exp

loita

tion,

vio

lenc

e an

d ab

use,

and

we

com

mit

ours

elve

s to

el

abor

atin

g an

d im

plem

entin

g st

rate

gies

to

repo

rt o

n, p

reve

nt a

nd p

unis

h ge

nder

-ba

sed

viol

ence

. Pr

otec

ting

child

ren

in s

ituat

ions

of a

rmed

con

flict

117.

We

reaf

firm

our

com

mitm

ent t

o pr

omot

e an

d pr

otec

t the

rig

hts

and

wel

fare

of

child

ren

in a

rmed

con

flic

ts.

We

wel

com

e th

e si

gnif

ican

t ad

vanc

es a

nd i

nnov

atio

ns

that

hav

e be

en a

chie

ved

over

the

pas

t se

vera

l ye

ars.

We

wel

com

e in

par

ticul

ar t

he

adop

tion

of S

ecur

ity C

ounc

il re

solu

tion

1612

(200

5) o

f 26

Jul

y 20

05. W

e ca

ll up

on

Stat

es t

o co

nsid

er r

atif

ying

the

Con

vent

ion

on t

he R

ight

s of

the

Chi

ld36

and

the

O

ptio

nal P

roto

col t

o th

e C

onve

ntio

n on

the

Rig

hts

of th

e C

hild

on

the

invo

lvem

ent

of c

hild

ren

in a

rmed

con

flic

t.37 W

e al

so c

all u

pon

Stat

es to

take

eff

ectiv

e m

easu

res,

as

app

ropr

iate

, to

pre

vent

the

rec

ruitm

ent

and

use

of c

hild

ren

in a

rmed

con

flic

t, co

ntra

ry t

o in

tern

atio

nal

law

, by

arm

ed f

orce

s an

d gr

oups

, an

d to

pro

hibi

t an

d cr

imin

aliz

e su

ch p

ract

ices

.

118.

We

ther

efor

e ca

ll up

on a

ll St

ates

con

cern

ed t

o ta

ke c

oncr

ete

mea

sure

s to

en

sure

acc

ount

abili

ty a

nd c

ompl

ianc

e by

thos

e re

spon

sibl

e fo

r gr

ave

abus

es a

gain

st

child

ren.

We

also

rea

ffir

m o

ur c

omm

itmen

t to

ens

ure

that

chi

ldre

n in

arm

ed

conf

licts

rec

eive

tim

ely

and

effe

ctiv

e hu

man

itari

an a

ssis

tanc

e, i

nclu

ding

edu

catio

n,

for t

heir

reha

bilit

atio

n an

d re

inte

grat

ion

into

soc

iety

. IV

. H

uman

rig

hts

and

the

rule

of l

aw

119.

We

reco

mm

it ou

rsel

ves

to a

ctiv

ely

prot

ectin

g an

d pr

omot

ing

all h

uman

rig

hts,

th

e ru

le o

f la

w a

nd d

emoc

racy

and

rec

ogni

ze th

at th

ey a

re in

terl

inke

d an

d m

utua

lly

rein

forc

ing

and

that

the

y be

long

to

the

univ

ersa

l an

d in

divi

sibl

e co

re v

alue

s an

d pr

inci

ples

of

the

Uni

ted

Nat

ions

, an

d ca

ll up

on a

ll pa

rts

of t

he U

nite

d N

atio

ns t

o pr

omot

e hu

man

righ

ts a

nd fu

ndam

enta

l fre

edom

s in

acc

orda

nce

with

thei

r man

date

s.

120.

We

reaf

firm

the

sole

mn

com

mitm

ent o

f ou

r St

ates

to f

ulfi

l the

ir o

blig

atio

ns to

pr

omot

e un

iver

sal r

espe

ct f

or a

nd th

e ob

serv

ance

and

pro

tect

ion

of a

ll hu

man

rig

hts

and

fund

amen

tal

free

dom

s fo

r al

l in

acc

orda

nce

with

the

Cha

rter

, th

e U

nive

rsal

D

ecla

ratio

n of

Hum

an R

ight

s38 a

nd o

ther

ins

trum

ents

rel

atin

g to

hum

an r

ight

s an

d in

tern

atio

nal

law

. Th

e un

iver

sal

natu

re o

f th

ese

righ

ts a

nd f

reed

oms

is b

eyon

d qu

estio

n.

Hum

an r

ight

s

121.

We

reaf

firm

tha

t al

l hu

man

rig

hts

are

univ

ersa

l, in

divi

sibl

e, i

nter

rela

ted,

in

terd

epen

dent

and

mut

ually

rein

forc

ing

and

that

all

hum

an ri

ghts

mus

t be

trea

ted

in

a fa

ir a

nd e

qual

man

ner,

on th

e sa

me

foot

ing

and

with

the

sam

e em

phas

is. W

hile

the

sign

ific

ance

of

natio

nal

and

regi

onal

par

ticul

ariti

es a

nd v

ario

us h

isto

rica

l, cu

ltura

l an

d re

ligio

us b

ackg

roun

ds m

ust

be b

orne

in

min

d, a

ll St

ates

, re

gard

less

of

thei

r

____

____

____

___

36 U

nite

d N

atio

ns, T

reat

y Se

ries

, vol

. 157

7, N

o. 2

7531

. 37

Res

olut

ion

54/2

63, a

nnex

I.

38 R

esol

utio

n 21

7 A

(III

).

A/R

ES/

60/1

28

polit

ical

, ec

onom

ic a

nd c

ultu

ral

syst

ems,

hav

e th

e du

ty t

o pr

omot

e an

d pr

otec

t al

l hu

man

righ

ts a

nd fu

ndam

enta

l fre

edom

s.

122.

We

emph

asiz

e th

e re

spon

sibi

litie

s of

all

Stat

es, i

n co

nfor

mity

with

the

Cha

rter

, to

resp

ect h

uman

righ

ts a

nd fu

ndam

enta

l fre

edom

s fo

r all,

with

out d

istin

ctio

n of

any

ki

nd a

s to

rac

e, c

olou

r, se

x, la

ngua

ge o

r re

ligio

n, p

oliti

cal o

r ot

her

opin

ion,

nat

iona

l or

soc

ial o

rigi

n, p

rope

rty,

bir

th o

r oth

er s

tatu

s.

123.

We

reso

lve

furt

her

to s

tren

gthe

n th

e U

nite

d N

atio

ns h

uman

rig

hts

mac

hine

ry

with

the

aim

of

ensu

ring

eff

ectiv

e en

joym

ent

by a

ll of

all

hum

an r

ight

s an

d ci

vil,

polit

ical

, eco

nom

ic, s

ocia

l and

cul

tura

l rig

hts,

incl

udin

g th

e ri

ght t

o de

velo

pmen

t.

124.

We

reso

lve

to s

tren

gthe

n th

e O

ffic

e of

the

Uni

ted

Nat

ions

Hig

h C

omm

issi

oner

fo

r Hum

an R

ight

s, ta

king

not

e of

the

Hig

h C

omm

issi

oner

’s p

lan

of a

ctio

n, to

ena

ble

it to

eff

ectiv

ely

carr

y ou

t its

man

date

to r

espo

nd to

the

broa

d ra

nge

of h

uman

rig

hts

chal

leng

es f

acin

g th

e in

tern

atio

nal c

omm

unity

, par

ticul

arly

in th

e ar

eas

of te

chni

cal

assi

stan

ce

and

capa

city

-bui

ldin

g,

thro

ugh

the

doub

ling

of

its

regu

lar

budg

et

reso

urce

s ov

er t

he n

ext

five

yea

rs w

ith a

vie

w t

o pr

ogre

ssiv

ely

setti

ng a

bal

ance

be

twee

n re

gula

r bu

dget

and

vol

unta

ry c

ontr

ibut

ions

to

its r

esou

rces

, ke

epin

g in

m

ind

othe

r pr

iori

ty p

rogr

amm

es f

or d

evel

opin

g co

untr

ies

and

the

recr

uitm

ent

of

high

ly c

ompe

tent

sta

ff o

n a

broa

d ge

ogra

phic

al b

asis

and

with

gen

der b

alan

ce, u

nder

th

e re

gula

r bu

dget

, an

d w

e su

ppor

t its

clo

ser

coop

erat

ion

with

all

rele

vant

Uni

ted

Nat

ions

bod

ies,

inc

ludi

ng t

he G

ener

al A

ssem

bly,

the

Eco

nom

ic a

nd S

ocia

l C

ounc

il an

d th

e Se

curi

ty C

ounc

il.

125.

We

reso

lve

to i

mpr

ove

the

effe

ctiv

enes

s of

the

hum

an r

ight

s tr

eaty

bod

ies,

in

clud

ing

thro

ugh

mor

e tim

ely

repo

rtin

g,

impr

oved

an

d st

ream

lined

re

port

ing

proc

edur

es a

nd t

echn

ical

ass

ista

nce

to S

tate

s to

enh

ance

the

ir r

epor

ting

capa

citie

s an

d fu

rthe

r enh

ance

the

impl

emen

tatio

n of

thei

r rec

omm

enda

tions

.

126.

We

reso

lve

to i

nteg

rate

the

pro

mot

ion

and

prot

ectio

n of

hum

an r

ight

s in

to

natio

nal

polic

ies

and

to

supp

ort

the

furt

her

mai

nstr

eam

ing

of

hum

an

righ

ts

thro

ugho

ut t

he U

nite

d N

atio

ns s

yste

m,

as w

ell

as c

lose

r co

oper

atio

n be

twee

n th

e O

ffic

e of

the

Uni

ted

Nat

ions

Hig

h C

omm

issi

oner

for

Hum

an R

ight

s an

d al

l rel

evan

t U

nite

d N

atio

ns b

odie

s.

127.

We

reaf

firm

our

com

mitm

ent t

o co

ntin

ue m

akin

g pr

ogre

ss in

the

adva

ncem

ent

of th

e hu

man

righ

ts o

f the

wor

ld’s

indi

geno

us p

eopl

es a

t the

loca

l, na

tiona

l, re

gion

al

and

inte

rnat

iona

l lev

els,

incl

udin

g th

roug

h co

nsul

tatio

n an

d co

llabo

ratio

n w

ith th

em,

and

to p

rese

nt f

or a

dopt

ion

a fi

nal d

raft

Uni

ted

Nat

ions

dec

lara

tion

on th

e ri

ghts

of

indi

geno

us p

eopl

es a

s so

on a

s po

ssib

le.

128.

We

reco

gniz

e th

e ne

ed to

pay

spe

cial

atte

ntio

n to

the

hum

an r

ight

s of

wom

en

and

child

ren

and

unde

rtak

e to

adv

ance

the

m i

n ev

ery

poss

ible

way

, in

clud

ing

by

brin

ging

gen

der a

nd c

hild

-pro

tect

ion

pers

pect

ives

into

the

hum

an ri

ghts

age

nda.

129.

We

reco

gniz

e th

e ne

ed f

or p

erso

ns w

ith d

isab

ilitie

s to

be

guar

ante

ed f

ull

enjo

ymen

t of

thei

r ri

ghts

with

out d

iscr

imin

atio

n. W

e al

so a

ffir

m th

e ne

ed to

fin

aliz

e a

com

preh

ensi

ve d

raft

con

vent

ion

on th

e ri

ghts

of p

erso

ns w

ith d

isab

ilitie

s.

130.

We

note

that

the

prom

otio

n an

d pr

otec

tion

of th

e ri

ghts

of p

erso

ns b

elon

ging

to

natio

nal

or e

thni

c, r

elig

ious

and

lin

guis

tic m

inor

ities

con

trib

ute

to p

oliti

cal

and

soci

al s

tabi

lity

and

peac

e an

d en

rich

the

cultu

ral d

iver

sity

and

her

itage

of s

ocie

ty.

131.

We

supp

ort t

he p

rom

otio

n of

hum

an r

ight

s ed

ucat

ion

and

lear

ning

at a

ll le

vels

, in

clud

ing

thro

ugh

the

impl

emen

tatio

n of

the

Wor

ld P

rogr

amm

e fo

r H

uman

Rig

hts

Educ

atio

n, a

s ap

prop

riat

e, a

nd e

ncou

rage

all

Stat

es t

o de

velo

p in

itiat

ives

in

this

re

gard

.

Page 98: PEACEFUL - United Nations

A/R

ES/

60/1

29

Inte

rnal

ly d

ispl

aced

per

sons

132.

We

reco

gniz

e th

e G

uidi

ng

Prin

cipl

es

on

Inte

rnal

D

ispl

acem

ent39

as

an

impo

rtan

t int

erna

tiona

l fra

mew

ork

for

the

prot

ectio

n of

inte

rnal

ly d

ispl

aced

per

sons

an

d re

solv

e to

tak

e ef

fect

ive

mea

sure

s to

inc

reas

e th

e pr

otec

tion

of i

nter

nally

di

spla

ced

pers

ons.

R

efug

ee p

rote

ctio

n an

d as

sist

ance

133.

We

com

mit

ours

elve

s to

saf

egua

rdin

g th

e pr

inci

ple

of r

efug

ee p

rote

ctio

n an

d to

uph

oldi

ng o

ur re

spon

sibi

lity

in re

solv

ing

the

plig

ht o

f ref

ugee

s, in

clud

ing

thro

ugh

the

supp

ort o

f ef

fort

s ai

med

at a

ddre

ssin

g th

e ca

uses

of

refu

gee

mov

emen

t, br

ingi

ng

abou

t the

saf

e an

d su

stai

nabl

e re

turn

of

thos

e po

pula

tions

, fin

ding

dur

able

sol

utio

ns

for

refu

gees

in

pr

otra

cted

si

tuat

ions

an

d pr

even

ting

refu

gee

mov

emen

t fr

om

beco

min

g a

sour

ce o

f te

nsio

n am

ong

Stat

es. W

e re

affi

rm t

he p

rinc

iple

of

solid

arity

an

d bu

rden

-sha

ring

and

res

olve

to

supp

ort

natio

ns i

n as

sist

ing

refu

gee

popu

latio

ns

and

thei

r hos

t com

mun

ities

. R

ule

of la

w

134.

Rec

ogni

zing

the

nee

d fo

r un

iver

sal

adhe

renc

e to

and

im

plem

enta

tion

of t

he

rule

of l

aw a

t bot

h th

e na

tiona

l and

inte

rnat

iona

l lev

els,

we:

(a

) R

eaff

irm

our

com

mitm

ent

to t

he p

urpo

ses

and

prin

cipl

es o

f th

e C

hart

er

and

inte

rnat

iona

l la

w a

nd t

o an

int

erna

tiona

l or

der

base

d on

the

rul

e of

law

and

in

tern

atio

nal l

aw, w

hich

is e

ssen

tial f

or p

eace

ful c

oexi

sten

ce a

nd c

oope

ratio

n am

ong

Stat

es;

(b

) Su

ppor

t the

ann

ual t

reat

y ev

ent;

( c

) En

cour

age

Stat

es th

at h

ave

not y

et d

one

so to

con

side

r be

com

ing

part

ies

to a

ll tr

eatie

s th

at re

late

to th

e pr

otec

tion

of c

ivili

ans;

( d

) C

all

upon

Sta

tes

to c

ontin

ue t

heir

eff

orts

to

erad

icat

e po

licie

s an

d pr

actic

es th

at d

iscr

imin

ate

agai

nst

wom

en a

nd to

ado

pt la

ws

and

prom

ote

prac

tices

th

at p

rote

ct th

e ri

ghts

of w

omen

and

pro

mot

e ge

nder

equ

ality

;

(e

) Su

ppor

t th

e id

ea o

f es

tabl

ishi

ng a

rul

e of

law

ass

ista

nce

unit

with

in t

he

Secr

etar

iat,

in a

ccor

danc

e w

ith e

xist

ing

rele

vant

pro

cedu

res,

sub

ject

to

a re

port

by

the

Secr

etar

y-G

ener

al t

o th

e G

ener

al A

ssem

bly,

so

as t

o st

reng

then

Uni

ted

Nat

ions

ac

tiviti

es t

o pr

omot

e th

e ru

le o

f la

w,

incl

udin

g th

roug

h te

chni

cal

assi

stan

ce a

nd

capa

city

-bui

ldin

g;

(f)

R

ecog

nize

the

im

port

ant

role

of

the

Inte

rnat

iona

l C

ourt

of

Just

ice,

the

pr

inci

pal j

udic

ial o

rgan

of t

he U

nite

d N

atio

ns, i

n ad

judi

catin

g di

sput

es a

mon

g St

ates

an

d th

e va

lue

of i

ts w

ork,

cal

l up

on S

tate

s th

at h

ave

not

yet

done

so

to c

onsi

der

acce

ptin

g th

e ju

risd

ictio

n of

the

Cou

rt i

n ac

cord

ance

with

its

Sta

tute

and

con

side

r m

eans

of

stre

ngth

enin

g th

e C

ourt

’s w

ork,

inc

ludi

ng b

y su

ppor

ting

the

Secr

etar

y-G

ener

al’s

Tru

st F

und

to A

ssis

t St

ates

in

the

Settl

emen

t of

Dis

pute

s th

roug

h th

e In

tern

atio

nal C

ourt

of J

ustic

e on

a v

olun

tary

bas

is.

____

____

____

___

39 E

/CN

.4/1

998/

53/A

dd.2

, ann

ex.

A/R

ES/

60/1

30

Dem

ocra

cy

135.

We

reaf

firm

that

dem

ocra

cy is

a u

nive

rsal

val

ue b

ased

on

the

free

ly e

xpre

ssed

w

ill o

f pe

ople

to

dete

rmin

e th

eir

own

polit

ical

, ec

onom

ic,

soci

al a

nd c

ultu

ral

syst

ems

and

thei

r ful

l par

ticip

atio

n in

all

aspe

cts

of th

eir l

ives

. We

also

rea

ffir

m th

at

whi

le d

emoc

raci

es s

hare

com

mon

fea

ture

s, t

here

is

no s

ingl

e m

odel

of

dem

ocra

cy,

that

it

does

not

bel

ong

to a

ny c

ount

ry o

r re

gion

, and

rea

ffir

m t

he n

eces

sity

of

due

resp

ect

for

sove

reig

nty

and

the

righ

t of

se

lf-d

eter

min

atio

n.

We

stre

ss

that

de

moc

racy

, dev

elop

men

t and

resp

ect f

or a

ll hu

man

righ

ts a

nd fu

ndam

enta

l fre

edom

s ar

e in

terd

epen

dent

and

mut

ually

rein

forc

ing.

136.

We

rene

w o

ur c

omm

itmen

t to

sup

port

dem

ocra

cy b

y st

reng

then

ing

coun

trie

s’

capa

city

to

impl

emen

t th

e pr

inci

ples

and

pra

ctic

es o

f de

moc

racy

and

res

olve

to

stre

ngth

en t

he c

apac

ity o

f th

e U

nite

d N

atio

ns t

o as

sist

Mem

ber

Stat

es u

pon

thei

r re

ques

t. W

e w

elco

me

the

esta

blis

hmen

t of a

Dem

ocra

cy F

und

at th

e U

nite

d N

atio

ns.

We

note

th

at

the

advi

sory

bo

ard

to

be

esta

blis

hed

shou

ld

refl

ect

dive

rse

geog

raph

ical

rep

rese

ntat

ion.

We

invi

te t

he S

ecre

tary

-Gen

eral

to

help

to

ensu

re t

hat

prac

tical

arr

ange

men

ts f

or t

he D

emoc

racy

Fun

d ta

ke p

rope

r ac

coun

t of

exi

stin

g U

nite

d N

atio

ns a

ctiv

ity in

this

fiel

d.

137.

We

invi

te

inte

rest

ed

Mem

ber

Stat

es

to

give

se

riou

s co

nsid

erat

ion

to

cont

ribu

ting

to th

e Fu

nd.

Res

pons

ibili

ty to

pro

tect

pop

ulat

ions

from

gen

ocid

e, w

ar c

rim

es, e

thni

c cl

eans

ing

and

crim

es a

gain

st h

uman

ity

138.

Eac

h in

divi

dual

Sta

te h

as t

he r

espo

nsib

ility

to

prot

ect

its p

opul

atio

ns f

rom

ge

noci

de,

war

cr

imes

, et

hnic

cl

eans

ing

and

crim

es

agai

nst

hum

anity

. Th

is

resp

onsi

bilit

y en

tails

the

pre

vent

ion

of s

uch

crim

es,

incl

udin

g th

eir

inci

tem

ent,

thro

ugh

appr

opri

ate

and

nece

ssar

y m

eans

. We

acce

pt th

at r

espo

nsib

ility

and

will

act

in

ac

cord

ance

w

ith

it.

The

inte

rnat

iona

l co

mm

unity

sh

ould

, as

ap

prop

riat

e,

enco

urag

e an

d he

lp S

tate

s to

exe

rcis

e th

is r

espo

nsib

ility

and

sup

port

the

Uni

ted

Nat

ions

in e

stab

lishi

ng a

n ea

rly

war

ning

cap

abili

ty.

139.

The

in

tern

atio

nal

com

mun

ity,

thro

ugh

the

Uni

ted

Nat

ions

, al

so

has

the

resp

onsi

bilit

y to

use

app

ropr

iate

dip

lom

atic

, hum

anita

rian

and

oth

er p

eace

ful m

eans

, in

ac

cord

ance

w

ith

Cha

pter

s V

I an

d V

III

of

the

Cha

rter

, to

he

lp

to

prot

ect

popu

latio

ns

from

ge

noci

de,

war

cr

imes

, et

hnic

cl

eans

ing

and

crim

es

agai

nst

hum

anity

. In

this

con

text

, we

are

prep

ared

to ta

ke c

olle

ctiv

e ac

tion,

in a

tim

ely

and

deci

sive

man

ner,

thro

ugh

the

Secu

rity

Cou

ncil,

in

acco

rdan

ce w

ith t

he C

hart

er,

incl

udin

g C

hapt

er V

II,

on a

cas

e-by

-cas

e ba

sis

and

in c

oope

ratio

n w

ith r

elev

ant

regi

onal

org

aniz

atio

ns a

s ap

prop

riat

e, s

houl

d pe

acef

ul m

eans

be

inad

equa

te a

nd

natio

nal

auth

oriti

es

are

man

ifes

tly

faili

ng

to

prot

ect

thei

r po

pula

tions

fr

om

geno

cide

, war

cri

mes

, eth

nic

clea

nsin

g an

d cr

imes

aga

inst

hum

anity

. We

stre

ss t

he

need

for

the

Gen

eral

Ass

embl

y to

con

tinue

con

side

ratio

n of

the

res

pons

ibili

ty t

o pr

otec

t pop

ulat

ions

fro

m g

enoc

ide,

war

cri

mes

, eth

nic

clea

nsin

g an

d cr

imes

aga

inst

hu

man

ity a

nd i

ts i

mpl

icat

ions

, be

arin

g in

min

d th

e pr

inci

ples

of

the

Cha

rter

and

in

tern

atio

nal l

aw. W

e al

so in

tend

to c

omm

it ou

rsel

ves,

as

nece

ssar

y an

d ap

prop

riat

e,

to h

elpi

ng S

tate

s bu

ild c

apac

ity t

o pr

otec

t th

eir

popu

latio

ns f

rom

gen

ocid

e, w

ar

crim

es,

ethn

ic c

lean

sing

and

cri

mes

aga

inst

hum

anity

and

to

assi

stin

g th

ose

whi

ch

are

unde

r str

ess

befo

re c

rise

s an

d co

nflic

ts b

reak

out

.

140.

We

fully

sup

port

the

mis

sion

of

the

Spec

ial

Adv

iser

of

the

Secr

etar

y-G

ener

al

on th

e Pr

even

tion

of G

enoc

ide.

Page 99: PEACEFUL - United Nations

A/R

ES/

60/1

31

Chi

ldre

n’s

righ

ts

141.

We

expr

ess

dism

ay a

t th

e in

crea

sing

num

ber

of c

hild

ren

invo

lved

in

and

affe

cted

by

arm

ed c

onfl

ict,

as w

ell

as a

ll ot

her

form

s of

vio

lenc

e, i

nclu

ding

do

mes

tic v

iole

nce,

sex

ual

abus

e an

d ex

ploi

tatio

n an

d tr

affi

ckin

g. W

e su

ppor

t co

oper

atio

n po

licie

s ai

med

at

stre

ngth

enin

g na

tiona

l ca

paci

ties

to i

mpr

ove

the

situ

atio

n of

thos

e ch

ildre

n an

d to

ass

ist i

n th

eir

reha

bilit

atio

n an

d re

inte

grat

ion

into

so

ciet

y.

142.

We

com

mit

ours

elve

s to

res

pect

ing

and

ensu

ring

the

rig

hts

of e

ach

child

w

ithou

t di

scri

min

atio

n of

any

kin

d, i

rres

pect

ive

of t

he r

ace,

col

our,

sex,

lan

guag

e,

relig

ion,

pol

itica

l or

oth

er o

pini

on,

natio

nal,

ethn

ic o

r so

cial

ori

gin,

pro

pert

y,

disa

bilit

y, b

irth

or

othe

r st

atus

of

the

child

or

his

or h

er p

aren

t(s)

or

lega

l gu

ardi

an(s

). W

e ca

ll up

on S

tate

s to

con

side

r as

a p

rior

ity b

ecom

ing

a pa

rty

to t

he

Con

vent

ion

on th

e R

ight

s of

the

Chi

ld.36

H

uman

sec

urity

143.

We

stre

ss th

e ri

ght o

f pe

ople

to li

ve in

fre

edom

and

dig

nity

, fre

e fr

om p

over

ty

and

desp

air.

We

reco

gniz

e th

at a

ll in

divi

dual

s, i

n pa

rtic

ular

vul

nera

ble

peop

le,

are

entit

led

to f

reed

om f

rom

fea

r an

d fr

eedo

m f

rom

wan

t, w

ith a

n eq

ual o

ppor

tuni

ty to

en

joy

all

thei

r ri

ghts

and

ful

ly d

evel

op t

heir

hum

an p

oten

tial.

To t

his

end,

we

com

mit

ours

elve

s to

dis

cuss

ing

and

defi

ning

the

not

ion

of h

uman

sec

urity

in

the

Gen

eral

Ass

embl

y.

Cul

ture

of p

eace

and

initi

ativ

es o

n di

alog

ue a

mon

g cu

lture

s, c

ivili

zatio

ns

and

relig

ions

144.

We

reaf

firm

the

Dec

lara

tion

and

Prog

ram

me

of A

ctio

n on

a C

ultu

re o

f Pe

ace40

as

wel

l as

the

Glo

bal

Age

nda

for

Dia

logu

e am

ong

Civ

iliza

tions

and

its

Prog

ram

me

of A

ctio

n41 a

dopt

ed b

y th

e G

ener

al A

ssem

bly

and

the

valu

e of

diff

eren

t in

itiat

ives

on

dia

logu

e am

ong

cultu

res

and

civi

lizat

ions

, in

clud

ing

the

dial

ogue

on

inte

rfai

th

coop

erat

ion.

We

com

mit

ours

elve

s to

tak

ing

actio

n to

pro

mot

e a

cultu

re o

f pe

ace

and

dial

ogue

at t

he lo

cal,

natio

nal,

regi

onal

and

inte

rnat

iona

l lev

els

and

requ

est t

he

Secr

etar

y-G

ener

al t

o ex

plor

e en

hanc

ing

impl

emen

tatio

n m

echa

nism

s an

d to

fol

low

up

on

thos

e in

itiat

ives

. In

this

reg

ard,

we

also

wel

com

e th

e A

llian

ce o

f C

ivili

zatio

ns

initi

ativ

e an

noun

ced

by th

e Se

cret

ary-

Gen

eral

on

14 J

uly

2005

.

145.

We

unde

rlin

e th

at s

port

s ca

n fo

ster

pea

ce a

nd d

evel

opm

ent a

nd c

an c

ontr

ibut

e to

an

atm

osph

ere

of t

oler

ance

and

und

erst

andi

ng, a

nd w

e en

cour

age

disc

ussi

ons

in

the

Gen

eral

Ass

embl

y fo

r pr

opos

als

lead

ing

to a

pla

n of

act

ion

on s

port

and

de

velo

pmen

t.

V.

Stre

ngth

enin

g th

e U

nite

d N

atio

ns

146.

We

reaf

firm

our

com

mitm

ent

to s

tren

gthe

n th

e U

nite

d N

atio

ns w

ith a

vie

w t

o en

hanc

ing

its a

utho

rity

and

eff

icie

ncy,

as

wel

l as

its c

apac

ity to

add

ress

eff

ectiv

ely,

an

d in

acc

orda

nce

with

the

purp

oses

and

pri

ncip

les

of th

e C

hart

er, t

he f

ull r

ange

of

chal

leng

es o

f ou

r tim

e. W

e ar

e de

term

ined

to

rein

vigo

rate

the

int

ergo

vern

men

tal

orga

ns o

f th

e U

nite

d N

atio

ns a

nd t

o ad

apt

them

to

the

need

s of

the

tw

enty

-fir

st

cent

ury.

____

____

____

___

40 R

esol

utio

ns 5

3/24

3 A

and

B.

41 S

ee re

solu

tion

56/6

.

A/R

ES/

60/1

32

147.

We

stre

ss t

hat,

in o

rder

to

effi

cien

tly p

erfo

rm t

heir

res

pect

ive

man

date

s as

pr

ovid

ed u

nder

the

Cha

rter

, Uni

ted

Nat

ions

bod

ies

shou

ld d

evel

op g

ood

coop

erat

ion

and

coor

dina

tion

in t

he c

omm

on e

ndea

vour

of

build

ing

a m

ore

effe

ctiv

e U

nite

d N

atio

ns.

148.

We

emph

asiz

e th

e ne

ed t

o pr

ovid

e th

e U

nite

d N

atio

ns w

ith a

dequ

ate

and

timel

y re

sour

ces

with

a v

iew

to

enab

ling

it to

car

ry o

ut i

ts m

anda

tes.

A r

efor

med

U

nite

d N

atio

ns m

ust b

e re

spon

sive

to th

e en

tire

mem

bers

hip,

faith

ful t

o its

foun

ding

pr

inci

ples

and

ada

pted

to c

arry

ing

out i

ts m

anda

te.

Gen

eral

Ass

embl

y

149.

We

reaf

firm

th

e ce

ntra

l po

sitio

n of

th

e G

ener

al

Ass

embl

y as

th

e ch

ief

delib

erat

ive,

pol

icym

akin

g an

d re

pres

enta

tive

orga

n of

the

Uni

ted

Nat

ions

, as

wel

l as

the

role

of t

he A

ssem

bly

in th

e pr

oces

s of

sta

ndar

d-se

tting

and

the

codi

fica

tion

of

inte

rnat

iona

l law

.

150.

We

wel

com

e th

e m

easu

res

adop

ted

by t

he G

ener

al A

ssem

bly

with

a v

iew

to

stre

ngth

enin

g its

rol

e an

d au

thor

ity a

nd t

he r

ole

and

lead

ersh

ip o

f th

e Pr

esid

ent

of

the

Ass

embl

y an

d, to

that

end

, we

call

for t

heir

full

and

spee

dy im

plem

enta

tion.

151.

We

call

for

stre

ngth

enin

g th

e re

latio

nshi

p be

twee

n th

e G

ener

al A

ssem

bly

and

the

othe

r pri

ncip

al o

rgan

s to

ens

ure

bette

r coo

rdin

atio

n on

topi

cal i

ssue

s th

at r

equi

re

coor

dina

ted

actio

n by

the

Uni

ted

Nat

ions

, in

acc

orda

nce

with

the

ir r

espe

ctiv

e m

anda

tes.

Se

curi

ty C

ounc

il

152.

We

reaf

firm

tha

t M

embe

r St

ates

hav

e co

nfer

red

on t

he S

ecur

ity C

ounc

il pr

imar

y re

spon

sibi

lity

for

the

mai

nten

ance

of

inte

rnat

iona

l pe

ace

and

secu

rity

, ac

ting

on th

eir b

ehal

f, as

pro

vide

d fo

r by

the

Cha

rter

.

153.

We

supp

ort e

arly

ref

orm

of

the

Secu

rity

Cou

ncil

- an

ess

entia

l ele

men

t of

our

over

all

effo

rt t

o re

form

the

Uni

ted

Nat

ions

- i

n or

der

to m

ake

it m

ore

broa

dly

repr

esen

tativ

e, e

ffic

ient

and

tran

spar

ent a

nd th

us to

fur

ther

enh

ance

its

effe

ctiv

enes

s an

d th

e le

gitim

acy

and

impl

emen

tatio

n of

its

dec

isio

ns.

We

com

mit

ours

elve

s to

co

ntin

uing

our

eff

orts

to

achi

eve

a de

cisi

on t

o th

is e

nd a

nd r

eque

st t

he G

ener

al

Ass

embl

y to

revi

ew p

rogr

ess

on th

e re

form

set

out

abo

ve b

y th

e en

d of

200

5.

154.

We

reco

mm

end

that

the

Sec

urity

Cou

ncil

cont

inue

to

adap

t its

wor

king

m

etho

ds s

o as

to in

crea

se th

e in

volv

emen

t of

Stat

es n

ot m

embe

rs o

f th

e C

ounc

il in

its

wor

k, a

s ap

prop

riat

e, e

nhan

ce it

s ac

coun

tabi

lity

to th

e m

embe

rshi

p an

d in

crea

se

the

tran

spar

ency

of i

ts w

ork.

E

cono

mic

and

Soc

ial C

ounc

il

155.

We

reaf

firm

the

role

that

the

Cha

rter

and

the

Gen

eral

Ass

embl

y ha

ve v

este

d in

th

e Ec

onom

ic a

nd S

ocia

l C

ounc

il an

d re

cogn

ize

the

need

for

a m

ore

effe

ctiv

e Ec

onom

ic a

nd S

ocia

l C

ounc

il as

a p

rinc

ipal

bod

y fo

r co

ordi

natio

n, p

olic

y re

view

, po

licy

dial

ogue

an

d re

com

men

datio

ns

on

issu

es

of

econ

omic

an

d so

cial

de

velo

pmen

t, as

wel

l as

for

im

plem

enta

tion

of t

he i

nter

natio

nal

deve

lopm

ent

goal

s ag

reed

at

th

e m

ajor

U

nite

d N

atio

ns

conf

eren

ces

and

sum

mits

, in

clud

ing

the

Mill

enni

um D

evel

opm

ent G

oals

. To

achi

eve

thes

e ob

ject

ives

, the

Cou

ncil

shou

ld:

(a

) Pr

omot

e gl

obal

dia

logu

e an

d pa

rtne

rshi

p on

glo

bal p

olic

ies

and

tren

ds in

th

e ec

onom

ic,

soci

al,

envi

ronm

enta

l an

d hu

man

itari

an f

ield

s. F

or t

his

purp

ose,

the

C

ounc

il sh

ould

ser

ve a

s a

qual

ity p

latf

orm

for

hig

h-le

vel

enga

gem

ent

amon

g

Page 100: PEACEFUL - United Nations

A/R

ES/

60/1

33

Mem

ber

Stat

es a

nd w

ith t

he i

nter

natio

nal

fina

ncia

l in

stitu

tions

, th

e pr

ivat

e se

ctor

an

d ci

vil

soci

ety

on e

mer

ging

glo

bal

tren

ds,

polic

ies

and

actio

n an

d de

velo

p its

ab

ility

to

resp

ond

bette

r an

d m

ore

rapi

dly

to d

evel

opm

ents

in

the

inte

rnat

iona

l ec

onom

ic, e

nvir

onm

enta

l and

soc

ial f

ield

s;

( b

) H

old

a bi

enni

al h

igh-

leve

l D

evel

opm

ent

Coo

pera

tion

Foru

m t

o re

view

tr

ends

in

inte

rnat

iona

l de

velo

pmen

t co

oper

atio

n, i

nclu

ding

str

ateg

ies,

pol

icie

s an

d fi

nanc

ing,

pro

mot

e gr

eate

r co

here

nce

amon

g th

e de

velo

pmen

t act

iviti

es o

f di

ffer

ent

deve

lopm

ent

part

ners

an

d st

reng

then

th

e lin

ks

betw

een

the

norm

ativ

e an

d op

erat

iona

l wor

k of

the

Uni

ted

Nat

ions

;

(c

) En

sure

fo

llow

-up

of

the

outc

omes

of

th

e m

ajor

U

nite

d N

atio

ns

conf

eren

ces

and

sum

mits

, in

clud

ing

the

inte

rnat

iona

lly a

gree

d de

velo

pmen

t go

als,

an

d ho

ld a

nnua

l min

iste

rial

-lev

el s

ubst

antiv

e re

view

s to

ass

ess

prog

ress

, dra

win

g on

its

fun

ctio

nal

and

regi

onal

com

mis

sion

s an

d ot

her

inte

rnat

iona

l in

stitu

tions

, in

ac

cord

ance

with

thei

r res

pect

ive

man

date

s;

(d

) Su

ppor

t an

d co

mpl

emen

t in

tern

atio

nal

effo

rts

aim

ed

at

addr

essi

ng

hum

anita

rian

em

erge

ncie

s, i

nclu

ding

nat

ural

dis

aste

rs,

in o

rder

to

prom

ote

an

impr

oved

, coo

rdin

ated

resp

onse

from

the

Uni

ted

Nat

ions

;

(e

) Pl

ay a

maj

or r

ole

in t

he o

vera

ll co

ordi

natio

n of

fun

ds,

prog

ram

mes

and

ag

enci

es, e

nsur

ing

cohe

renc

e am

ong

them

and

avo

idin

g du

plic

atio

n of

man

date

s an

d ac

tiviti

es.

156.

We

stre

ss t

hat

in o

rder

to

fully

per

form

the

abo

ve f

unct

ions

, the

org

aniz

atio

n of

wor

k, t

he a

gend

a an

d th

e cu

rren

t m

etho

ds o

f w

ork

of t

he E

cono

mic

and

Soc

ial

Cou

ncil

shou

ld b

e ad

apte

d.

Hum

an R

ight

s C

ounc

il

157.

Pur

suan

t to

our

com

mitm

ent

to f

urth

er s

tren

gthe

n th

e U

nite

d N

atio

ns h

uman

ri

ghts

mac

hine

ry, w

e re

solv

e to

cre

ate

a H

uman

Rig

hts

Cou

ncil.

158.

The

Cou

ncil

will

be

resp

onsi

ble

for

prom

otin

g un

iver

sal

resp

ect

for

the

prot

ectio

n of

all

hum

an r

ight

s an

d fu

ndam

enta

l fre

edom

s fo

r al

l, w

ithou

t dis

tinct

ion

of a

ny k

ind

and

in a

fair

and

equ

al m

anne

r.

159.

The

Cou

ncil

shou

ld a

ddre

ss s

ituat

ions

of

viol

atio

ns o

f hu

man

rig

hts,

incl

udin

g gr

oss

and

syst

emat

ic v

iola

tions

, and

mak

e re

com

men

datio

ns th

ereo

n. I

t sho

uld

also

pr

omot

e ef

fect

ive

coor

dina

tion

and

the

mai

nstr

eam

ing

of h

uman

rig

hts

with

in t

he

Uni

ted

Nat

ions

sys

tem

.

160.

We

requ

est t

he P

resi

dent

of t

he G

ener

al A

ssem

bly

to c

ondu

ct o

pen,

tran

spar

ent

and

incl

usiv

e ne

gotia

tions

, to

be

com

plet

ed a

s so

on a

s po

ssib

le d

urin

g th

e si

xtie

th

sess

ion,

with

the

aim

of

esta

blis

hing

the

man

date

, m

odal

ities

, fu

nctio

ns,

size

, co

mpo

sitio

n, m

embe

rshi

p, w

orki

ng m

etho

ds a

nd p

roce

dure

s of

the

Cou

ncil.

Se

cret

aria

t and

man

agem

ent r

efor

m

161.

We

reco

gniz

e th

at i

n or

der

to e

ffec

tivel

y co

mpl

y w

ith t

he p

rinc

iple

s an

d ob

ject

ives

of

th

e C

hart

er,

we

need

an

ef

fici

ent,

effe

ctiv

e an

d ac

coun

tabl

e Se

cret

aria

t. It

s st

aff

shal

l ac

t in

acc

orda

nce

with

Art

icle

100

of

the

Cha

rter

, in

a

cultu

re o

f or

gani

zatio

nal

acco

unta

bilit

y, t

rans

pare

ncy

and

inte

grity

. C

onse

quen

tly

we:

(a

) R

ecog

nize

the

ong

oing

ref

orm

mea

sure

s ca

rrie

d ou

t by

the

Sec

reta

ry-

Gen

eral

to

st

reng

then

ac

coun

tabi

lity

and

over

sigh

t, im

prov

e m

anag

emen

t

A/R

ES/

60/1

34

perf

orm

ance

and

tra

nspa

renc

y an

d re

info

rce

ethi

cal

cond

uct,

and

invi

te h

im t

o re

port

to th

e G

ener

al A

ssem

bly

on th

e pr

ogre

ss m

ade

in th

eir i

mpl

emen

tatio

n;

( b

) Em

phas

ize

the

impo

rtan

ce

of

esta

blis

hing

ef

fect

ive

and

effi

cien

t m

echa

nism

s fo

r res

pons

ibili

ty a

nd a

ccou

ntab

ility

of t

he S

ecre

tari

at;

( c

) U

rge

the

Secr

etar

y-G

ener

al t

o en

sure

tha

t th

e hi

ghes

t st

anda

rds

of

effi

cien

cy,

com

pete

nce,

and

int

egri

ty s

hall

be t

he p

aram

ount

con

side

ratio

n in

the

em

ploy

men

t of

the

staf

f, w

ith d

ue r

egar

d to

the

prin

cipl

e of

equ

itabl

e ge

ogra

phic

al

dist

ribu

tion,

in a

ccor

danc

e w

ith A

rtic

le 1

01 o

f the

Cha

rter

;

(d

) W

elco

me

the

Secr

etar

y-G

ener

al’s

eff

orts

to e

nsur

e et

hica

l con

duct

, mor

e ex

tens

ive

fina

ncia

l di

sclo

sure

for

Uni

ted

Nat

ions

off

icia

ls a

nd e

nhan

ced

prot

ectio

n fo

r th

ose

who

rev

eal

wro

ngdo

ing

with

in t

he O

rgan

izat

ion.

We

urge

the

Sec

reta

ry-

Gen

eral

to

scru

pulo

usly

app

ly t

he e

xist

ing

stan

dard

s of

con

duct

and

dev

elop

a

syst

em-w

ide

code

of

ethi

cs f

or a

ll U

nite

d N

atio

ns p

erso

nnel

. In

thi

s re

gard

, w

e re

ques

t the

Sec

reta

ry-G

ener

al to

sub

mit

deta

ils o

n an

eth

ics

offi

ce w

ith in

depe

nden

t st

atus

, whi

ch h

e in

tend

s to

cre

ate,

to th

e G

ener

al A

ssem

bly

at it

s si

xtie

th s

essi

on;

(e

) Pl

edge

to

prov

ide

the

Uni

ted

Nat

ions

with

ade

quat

e re

sour

ces,

on

a tim

ely

basi

s, t

o en

able

the

Org

aniz

atio

n to

im

plem

ent

its m

anda

tes

and

achi

eve

its

obje

ctiv

es, h

avin

g re

gard

to

the

prio

ritie

s ag

reed

by

the

Gen

eral

Ass

embl

y an

d th

e ne

ed to

resp

ect b

udge

t dis

cipl

ine.

We

stre

ss th

at a

ll M

embe

r Sta

tes

shou

ld m

eet t

heir

ob

ligat

ions

with

rega

rd to

the

expe

nses

of t

he O

rgan

izat

ion;

(f)

St

rong

ly u

rge

the

Secr

etar

y-G

ener

al t

o m

ake

the

best

and

mos

t ef

fici

ent

use

of r

esou

rces

in

acco

rdan

ce w

ith c

lear

rul

es a

nd p

roce

dure

s ag

reed

by

the

Gen

eral

Ass

embl

y, i

n th

e in

tere

st o

f al

l M

embe

r St

ates

, by

ado

ptin

g th

e be

st

man

agem

ent

prac

tices

, in

clud

ing

effe

ctiv

e us

e of

inf

orm

atio

n an

d co

mm

unic

atio

n te

chno

logi

es,

with

a v

iew

to

incr

easi

ng e

ffic

ienc

y an

d en

hanc

ing

orga

niza

tiona

l ca

paci

ty,

conc

entr

atin

g on

tho

se t

asks

tha

t re

flec

t th

e ag

reed

pri

oriti

es o

f th

e O

rgan

izat

ion.

162.

We

reaf

firm

the

rol

e of

the

Sec

reta

ry-G

ener

al a

s th

e ch

ief

adm

inis

trat

ive

offi

cer

of th

e O

rgan

izat

ion,

in a

ccor

danc

e w

ith A

rtic

le 9

7 of

the

Cha

rter

. We

requ

est

the

Secr

etar

y-G

ener

al

to

mak

e pr

opos

als

to

the

Gen

eral

A

ssem

bly

for

its

cons

ider

atio

n on

the

con

ditio

ns a

nd m

easu

res

nece

ssar

y fo

r hi

m t

o ca

rry

out

his

man

ager

ial r

espo

nsib

ilitie

s ef

fect

ivel

y.

163.

We

com

men

d th

e Se

cret

ary-

Gen

eral

’s p

revi

ous

and

ongo

ing

effo

rts

to e

nhan

ce

the

effe

ctiv

e m

anag

emen

t of

the

Uni

ted

Nat

ions

and

his

com

mitm

ent

to u

pdat

e th

e O

rgan

izat

ion.

Bea

ring

in

min

d ou

r re

spon

sibi

lity

as M

embe

r St

ates

, w

e em

phas

ize

the

need

to d

ecid

e on

add

ition

al r

efor

ms

in o

rder

to m

ake

mor

e ef

fici

ent u

se o

f th

e fi

nanc

ial a

nd h

uman

res

ourc

es a

vaila

ble

to th

e O

rgan

izat

ion

and

thus

bet

ter

com

ply

with

its

pri

ncip

les,

obj

ectiv

es a

nd m

anda

tes.

We

call

on t

he S

ecre

tary

-Gen

eral

to

subm

it pr

opos

als

for

impl

emen

ting

man

agem

ent

refo

rms

to t

he G

ener

al A

ssem

bly

for

cons

ider

atio

n an

d de

cisi

on i

n th

e fi

rst

quar

ter

of 2

006,

whi

ch w

ill i

nclu

de t

he

follo

win

g el

emen

ts:

(a

) W

e w

ill e

nsur

e th

at t

he U

nite

d N

atio

ns b

udge

tary

, fi

nanc

ial

and

hum

an

reso

urce

po

licie

s,

regu

latio

ns

and

rule

s re

spon

d to

th

e cu

rren

t ne

eds

of

the

Org

aniz

atio

n an

d en

able

the

effi

cien

t and

eff

ectiv

e co

nduc

t of

its w

ork,

and

req

uest

th

e Se

cret

ary-

Gen

eral

to p

rovi

de a

n as

sess

men

t and

reco

mm

enda

tions

to th

e G

ener

al

Ass

embl

y fo

r de

cisi

on

duri

ng t

he f

irst

qua

rter

of

2006

. Th

e as

sess

men

t an

d re

com

men

datio

ns o

f th

e Se

cret

ary-

Gen

eral

sho

uld

take

acc

ount

of

the

mea

sure

s al

read

y un

der

way

for

the

ref

orm

of

hum

an r

esou

rces

man

agem

ent

and

the

budg

et

proc

ess;

Page 101: PEACEFUL - United Nations

A/R

ES/

60/1

35

(b

) W

e re

solv

e to

str

engt

hen

and

upda

te t

he p

rogr

amm

e of

wor

k of

the

U

nite

d N

atio

ns s

o th

at i

t re

spon

ds t

o th

e co

ntem

pora

ry r

equi

rem

ents

of

Mem

ber

Stat

es. T

o th

is e

nd, t

he G

ener

al A

ssem

bly

and

othe

r re

leva

nt o

rgan

s w

ill r

evie

w a

ll m

anda

tes

olde

r tha

n fi

ve y

ears

ori

gina

ting

from

reso

lutio

ns o

f the

Gen

eral

Ass

embl

y an

d ot

her o

rgan

s, w

hich

wou

ld b

e co

mpl

emen

tary

to th

e ex

istin

g pe

riod

ic re

view

s of

ac

tiviti

es. T

he G

ener

al A

ssem

bly

and

the

othe

r or

gans

sho

uld

com

plet

e an

d ta

ke th

e ne

cess

ary

deci

sion

s ar

isin

g fr

om th

is r

evie

w d

urin

g 20

06. W

e re

ques

t the

Sec

reta

ry-

Gen

eral

to

faci

litat

e th

is r

evie

w w

ith a

naly

sis

and

reco

mm

enda

tions

, in

clud

ing

on

the

oppo

rtun

ities

for

pro

gram

mat

ic s

hift

s th

at c

ould

be

cons

ider

ed f

or e

arly

Gen

eral

A

ssem

bly

cons

ider

atio

n;

(c

) A

det

aile

d pr

opos

al o

n th

e fr

amew

ork

for

a on

e-tim

e st

aff

buyo

ut t

o im

prov

e pe

rson

nel

stru

ctur

e an

d qu

ality

, in

clud

ing

an i

ndic

atio

n of

cos

ts i

nvol

ved

and

mec

hani

sms

to e

nsur

e th

at it

ach

ieve

s its

inte

nded

pur

pose

.

164.

We

reco

gniz

e th

e ur

gent

nee

d to

sub

stan

tially

im

prov

e th

e U

nite

d N

atio

ns

over

sigh

t and

man

agem

ent p

roce

sses

. We

emph

asiz

e th

e im

port

ance

of

ensu

ring

the

oper

atio

nal i

ndep

ende

nce

of th

e O

ffic

e of

Inte

rnal

Ove

rsig

ht S

ervi

ces.

The

refo

re:

(a

) Th

e ex

pert

ise,

cap

acity

and

res

ourc

es o

f th

e O

ffic

e of

Int

erna

l Ove

rsig

ht

Serv

ices

in re

spec

t of a

udit

and

inve

stig

atio

ns w

ill b

e si

gnif

ican

tly s

tren

gthe

ned

as a

m

atte

r of u

rgen

cy;

(b

) W

e re

ques

t th

e Se

cret

ary-

Gen

eral

to

subm

it an

ind

epen

dent

ext

erna

l ev

alua

tion

of th

e au

ditin

g an

d ov

ersi

ght s

yste

m o

f th

e U

nite

d N

atio

ns, i

nclu

ding

the

spec

ializ

ed a

genc

ies,

inc

ludi

ng t

he r

oles

and

res

pons

ibili

ties

of m

anag

emen

t, w

ith

due

rega

rd t

o th

e na

ture

of

the

audi

ting

and

over

sigh

t bo

dies

in

ques

tion.

Thi

s ev

alua

tion

will

tak

e pl

ace

with

in t

he c

onte

xt o

f th

e co

mpr

ehen

sive

rev

iew

of

the

gove

rnan

ce a

rran

gem

ents

. We

ask

the

Gen

eral

Ass

embl

y to

ado

pt m

easu

res

duri

ng

its s

ixtie

th s

essi

on a

t th

e ea

rlie

st p

ossi

ble

stag

e, b

ased

on

the

cons

ider

atio

n of

re

com

men

datio

ns o

f the

eva

luat

ion

and

thos

e m

ade

by th

e Se

cret

ary-

Gen

eral

;

(c

) W

e re

cogn

ize

that

ad

ditio

nal

mea

sure

s ar

e ne

eded

to

en

hanc

e th

e in

depe

nden

ce o

f th

e ov

ersi

ght

stru

ctur

es.

We

ther

efor

e re

ques

t th

e Se

cret

ary-

Gen

eral

to s

ubm

it de

taile

d pr

opos

als

to th

e G

ener

al A

ssem

bly

at it

s si

xtie

th s

essi

on

for

its e

arly

con

side

ratio

n on

the

cre

atio

n of

an

inde

pend

ent

over

sigh

t ad

viso

ry

com

mitt

ee,

incl

udin

g its

man

date

, co

mpo

sitio

n, s

elec

tion

proc

ess

and

qual

ific

atio

n of

exp

erts

;

(d

) W

e au

thor

ize

the

Off

ice

of I

nter

nal

Ove

rsig

ht S

ervi

ces

to e

xam

ine

the

feas

ibili

ty o

f ex

pand

ing

its s

ervi

ces

to p

rovi

de in

tern

al o

vers

ight

to U

nite

d N

atio

ns

agen

cies

that

req

uest

suc

h se

rvic

es in

suc

h a

way

as

to e

nsur

e th

at th

e pr

ovis

ion

of

inte

rnal

ove

rsig

ht s

ervi

ces

to th

e Se

cret

aria

t will

not

be

com

prom

ised

.

165.

We

insi

st o

n th

e hi

ghes

t st

anda

rds

of b

ehav

iour

fro

m a

ll U

nite

d N

atio

ns

pers

onne

l an

d su

ppor

t th

e co

nsid

erab

le e

ffor

ts u

nder

way

with

res

pect

to

the

impl

emen

tatio

n of

the

Secr

etar

y-G

ener

al’s

pol

icy

of z

ero

tole

ranc

e re

gard

ing

sexu

al

expl

oita

tion

and

abus

e by

Uni

ted

Nat

ions

per

sonn

el, b

oth

at H

eadq

uart

ers

and

in th

e fi

eld.

We

enco

urag

e th

e Se

cret

ary-

Gen

eral

to

subm

it pr

opos

als

to t

he G

ener

al

Ass

embl

y le

adin

g to

a

com

preh

ensi

ve

appr

oach

to

vi

ctim

s’

assi

stan

ce

by

31 D

ecem

ber 2

005.

166.

We

enco

urag

e th

e Se

cret

ary-

Gen

eral

and

all

deci

sion

-mak

ing

bodi

es t

o ta

ke

furt

her

step

s in

mai

nstr

eam

ing

a ge

nder

per

spec

tive

in th

e po

licie

s an

d de

cisi

ons

of

the

Org

aniz

atio

n.

A/R

ES/

60/1

36

167.

We

stro

ngly

con

dem

n al

l at

tack

s ag

ains

t th

e sa

fety

and

sec

urity

of

pers

onne

l en

gage

d in

Uni

ted

Nat

ions

act

iviti

es.

We

call

upon

Sta

tes

to c

onsi

der

beco

min

g pa

rtie

s to

th

e C

onve

ntio

n on

th

e Sa

fety

of

U

nite

d N

atio

ns

and

Ass

ocia

ted

Pers

onne

l42 a

nd s

tres

s th

e ne

ed to

con

clud

e ne

gotia

tions

on

a pr

otoc

ol e

xpan

ding

the

scop

e of

lega

l pro

tect

ion

duri

ng th

e si

xtie

th s

essi

on o

f the

Gen

eral

Ass

embl

y.

Syst

em-w

ide

cohe

renc

e

168.

We

reco

gniz

e th

at t

he U

nite

d N

atio

ns b

ring

s to

geth

er a

uni

que

wea

lth o

f ex

pert

ise

and

reso

urce

s on

glo

bal i

ssue

s. W

e co

mm

end

the

exte

nsiv

e ex

peri

ence

and

ex

pert

ise

of t

he v

ario

us d

evel

opm

ent-

rela

ted

orga

niza

tions

, ag

enci

es,

fund

s an

d pr

ogra

mm

es o

f the

Uni

ted

Nat

ions

sys

tem

in th

eir d

iver

se a

nd c

ompl

emen

tary

fiel

ds

of a

ctiv

ity a

nd t

heir

im

port

ant

cont

ribu

tions

to

the

achi

evem

ent

of t

he M

illen

nium

D

evel

opm

ent

Goa

ls a

nd t

he o

ther

dev

elop

men

t ob

ject

ives

est

ablis

hed

by v

ario

us

Uni

ted

Nat

ions

con

fere

nces

.

169.

We

supp

ort

stro

nger

sys

tem

-wid

e co

here

nce

by i

mpl

emen

ting

the

follo

win

g m

easu

res:

Po

licy

Stre

ngth

enin

g lin

kage

s be

twee

n th

e no

rmat

ive

wor

k of

the

Uni

ted

Nat

ions

sy

stem

and

its

oper

atio

nal a

ctiv

ities

Coo

rdin

atin

g ou

r re

pres

enta

tion

on

the

gove

rnin

g bo

ards

of

th

e va

riou

s de

velo

pmen

t an

d hu

man

itari

an a

genc

ies

so a

s to

ens

ure

that

the

y pu

rsue

a

cohe

rent

pol

icy

in a

ssig

ning

man

date

s an

d al

loca

ting

reso

urce

s th

roug

hout

the

syst

em

Ensu

ring

th

at

the

mai

n ho

rizo

ntal

po

licy

them

es,

such

as

su

stai

nabl

e de

velo

pmen

t, hu

man

rig

hts

and

gend

er,

are

take

n in

to a

ccou

nt i

n de

cisi

on-

mak

ing

thro

ugho

ut th

e U

nite

d N

atio

ns

Ope

ratio

nal a

ctiv

ities

Impl

emen

ting

curr

ent

refo

rms

aim

ed a

t a

mor

e ef

fect

ive,

eff

icie

nt,

cohe

rent

, co

ordi

nate

d an

d be

tter-

perf

orm

ing

Uni

ted

Nat

ions

cou

ntry

pre

senc

e w

ith a

st

reng

then

ed

role

fo

r th

e se

nior

re

side

nt

offi

cial

, w

heth

er

spec

ial

repr

esen

tativ

e, r

esid

ent

coor

dina

tor

or h

uman

itari

an c

oord

inat

or,

incl

udin

g ap

prop

riat

e au

thor

ity,

reso

urce

s an

d ac

coun

tabi

lity,

an

d a

com

mon

m

anag

emen

t, pr

ogra

mm

ing

and

mon

itori

ng fr

amew

ork

Invi

ting

the

Secr

etar

y-G

ener

al

to

laun

ch

wor

k to

fu

rthe

r st

reng

then

th

e m

anag

emen

t an

d co

ordi

natio

n of

Uni

ted

Nat

ions

ope

ratio

nal

activ

ities

so

that

th

ey c

an m

ake

an e

ven

mor

e ef

fect

ive

cont

ribu

tion

to t

he a

chie

vem

ent

of t

he

inte

rnat

iona

lly

agre

ed

deve

lopm

ent

goal

s,

incl

udin

g th

e M

illen

nium

D

evel

opm

ent

Goa

ls,

incl

udin

g pr

opos

als

for

cons

ider

atio

n by

Mem

ber

Stat

es

for

mor

e tig

htly

man

aged

ent

ities

in

the

fiel

ds o

f de

velo

pmen

t, hu

man

itari

an

assi

stan

ce a

nd th

e en

viro

nmen

t __

____

____

____

_ 42

Uni

ted

Nat

ions

, Tre

aty

Seri

es, v

ol. 2

051,

No.

354

57.

Page 102: PEACEFUL - United Nations

A/R

ES/

60/1

37

Hum

anita

rian

ass

ista

nce

Uph

oldi

ng a

nd r

espe

ctin

g th

e hu

man

itari

an p

rinc

iple

s of

hum

anity

, neu

tral

ity,

impa

rtia

lity

and

inde

pend

ence

and

ens

urin

g th

at h

uman

itari

an a

ctor

s ha

ve s

afe

and

unhi

nder

ed a

cces

s to

pop

ulat

ions

in

need

in

conf

orm

ity w

ith t

he r

elev

ant

prov

isio

ns o

f int

erna

tiona

l law

and

nat

iona

l law

s

Supp

ortin

g th

e ef

fort

s of

cou

ntri

es,

in p

artic

ular

dev

elop

ing

coun

trie

s, t

o st

reng

then

the

ir c

apac

ities

at

all

leve

ls i

n or

der

to p

repa

re f

or a

nd r

espo

nd

rapi

dly

to n

atur

al d

isas

ters

and

miti

gate

thei

r im

pact

Stre

ngth

enin

g th

e ef

fect

iven

ess

of t

he U

nite

d N

atio

ns h

uman

itari

an r

espo

nse,

in

ter

alia

, by

im

prov

ing

the

timel

ines

s an

d pr

edic

tabi

lity

of h

uman

itari

an

fund

ing,

in p

art b

y im

prov

ing

the

Cen

tral

Em

erge

ncy

Rev

olvi

ng F

und

Furt

her

deve

lopi

ng a

nd i

mpr

ovin

g, a

s re

quir

ed,

mec

hani

sms

for

the

use

of

emer

genc

y st

andb

y ca

paci

ties,

und

er th

e au

spic

es o

f th

e U

nite

d N

atio

ns, f

or a

tim

ely

resp

onse

to h

uman

itari

an e

mer

genc

ies

Envi

ronm

enta

l act

iviti

es

Rec

ogni

zing

the

need

for

mor

e ef

fici

ent e

nvir

onm

enta

l act

iviti

es in

the

Uni

ted

Nat

ions

sys

tem

, w

ith e

nhan

ced

coor

dina

tion,

im

prov

ed p

olic

y ad

vice

and

gu

idan

ce,

stre

ngth

ened

sci

entif

ic k

now

ledg

e, a

sses

smen

t an

d co

oper

atio

n,

bette

r tr

eaty

com

plia

nce,

whi

le r

espe

ctin

g th

e le

gal

auto

nom

y of

the

tre

atie

s,

and

bette

r in

tegr

atio

n of

env

iron

men

tal

activ

ities

in

the

broa

der

sust

aina

ble

deve

lopm

ent

fram

ewor

k at

the

ope

ratio

nal

leve

l, in

clud

ing

thro

ugh

capa

city

-bu

ildin

g, w

e ag

ree

to e

xplo

re t

he p

ossi

bilit

y of

a m

ore

cohe

rent

ins

titut

iona

l fr

amew

ork

to a

ddre

ss th

is n

eed,

incl

udin

g a

mor

e in

tegr

ated

str

uctu

re, b

uild

ing

on e

xist

ing

inst

itutio

ns a

nd i

nter

natio

nally

agr

eed

inst

rum

ents

, as

wel

l as

the

tr

eaty

bod

ies

and

the

spec

ializ

ed a

genc

ies

Reg

iona

l org

aniz

atio

ns

170.

We

supp

ort

a st

rong

er r

elat

ions

hip

betw

een

the

Uni

ted

Nat

ions

and

reg

iona

l an

d su

breg

iona

l or

gani

zatio

ns,

purs

uant

to

C

hapt

er V

III

of

the

Cha

rter

, an

d th

eref

ore

reso

lve:

(a

) To

exp

and

cons

ulta

tion

and

coop

erat

ion

betw

een

the

Uni

ted

Nat

ions

and

re

gion

al a

nd s

ubre

gion

al o

rgan

izat

ions

thr

ough

for

mal

ized

agr

eem

ents

bet

wee

n th

e re

spec

tive

secr

etar

iats

and

, as

appr

opri

ate,

invo

lvem

ent o

f re

gion

al o

rgan

izat

ions

in

the

wor

k of

the

Secu

rity

Cou

ncil;

(b

) To

en

sure

th

at

regi

onal

or

gani

zatio

ns

that

ha

ve

a ca

paci

ty

for

the

prev

entio

n of

arm

ed c

onfl

ict

or p

eace

keep

ing

cons

ider

the

opt

ion

of p

laci

ng s

uch

capa

city

in th

e fr

amew

ork

of th

e U

nite

d N

atio

ns S

tand

by A

rran

gem

ents

Sys

tem

;

(c

) To

str

engt

hen

coop

erat

ion

in th

e ec

onom

ic, s

ocia

l and

cul

tura

l fie

lds.

C

oope

ratio

n be

twee

n th

e U

nite

d N

atio

ns a

nd p

arlia

men

ts

171.

We

call

for

stre

ngth

ened

coo

pera

tion

betw

een

the

Uni

ted

Nat

ions

and

nat

iona

l an

d re

gion

al p

arlia

men

ts, i

n pa

rtic

ular

thro

ugh

the

Inte

r-Pa

rlia

men

tary

Uni

on, w

ith a

vi

ew to

furt

heri

ng a

ll as

pect

s of

the

Mill

enni

um D

ecla

ratio

n in

all

fiel

ds o

f the

wor

k of

the

Uni

ted

Nat

ions

and

ens

urin

g th

e ef

fect

ive

impl

emen

tatio

n of

Uni

ted

Nat

ions

re

form

.

A/R

ES/

60/1

38

Part

icip

atio

n of

loca

l aut

hori

ties,

the

priv

ate

sect

or a

nd c

ivil

soci

ety,

incl

udin

g no

n-go

vern

men

tal o

rgan

izat

ions

17

2. W

e w

elco

me

the

posi

tive

cont

ribu

tions

of

the

priv

ate

sect

or a

nd c

ivil

soci

ety,

in

clud

ing

non-

gove

rnm

enta

l org

aniz

atio

ns, i

n th

e pr

omot

ion

and

impl

emen

tatio

n of

de

velo

pmen

t an

d hu

man

rig

hts

prog

ram

mes

and

str

ess

the

impo

rtan

ce o

f th

eir

cont

inue

d en

gage

men

t w

ith

Gov

ernm

ents

, th

e U

nite

d N

atio

ns

and

othe

r in

tern

atio

nal o

rgan

izat

ions

in th

ese

key

area

s.

173.

We

wel

com

e th

e di

alog

ue b

etw

een

thos

e or

gani

zatio

ns a

nd M

embe

r St

ates

, as

refl

ecte

d in

the

fir

st i

nfor

mal

int

erac

tive

hear

ings

of

the

Gen

eral

Ass

embl

y w

ith

repr

esen

tativ

es o

f no

n-go

vern

men

tal

orga

niza

tions

, ci

vil

soci

ety

and

the

priv

ate

sect

or.

174.

We

unde

rlin

e th

e im

port

ant

role

of

loca

l au

thor

ities

in

cont

ribu

ting

to t

he

achi

evem

ent

of

the

inte

rnat

iona

lly

agre

ed

deve

lopm

ent

goal

s,

incl

udin

g th

e M

illen

nium

Dev

elop

men

t Goa

ls.

175.

We

enco

urag

e re

spon

sibl

e bu

sine

ss p

ract

ices

, su

ch a

s th

ose

prom

oted

by

the

Glo

bal C

ompa

ct.

Cha

rter

of t

he U

nite

d N

atio

ns

176.

Con

side

ring

th

at

the

Trus

tees

hip

Cou

ncil

no

long

er

mee

ts

and

has

no

rem

aini

ng f

unct

ions

, we

shou

ld d

elet

e C

hapt

er X

III

of th

e C

hart

er a

nd r

efer

ence

s to

th

e C

ounc

il in

Cha

pter

XII

.

177.

Tak

ing

into

acc

ount

Gen

eral

Ass

embl

y re

solu

tion

50/5

2 of

11

Dec

embe

r 19

95

and

reca

lling

the

rela

ted

disc

ussi

ons

cond

ucte

d in

the

Gen

eral

Ass

embl

y, b

eari

ng in

m

ind

the

prof

ound

cau

se f

or th

e fo

undi

ng o

f th

e U

nite

d N

atio

ns a

nd lo

okin

g to

our

co

mm

on f

utur

e, w

e re

solv

e to

del

ete

refe

renc

es to

“en

emy

Stat

es”

in A

rtic

les

53, 7

7 an

d 10

7 of

the

Cha

rter

.

178.

We

requ

est

the

Secu

rity

Cou

ncil

to c

onsi

der

the

com

posi

tion,

man

date

and

w

orki

ng m

etho

ds o

f the

Mili

tary

Sta

ff C

omm

ittee

.

8th

plen

ary

mee

ting

16 S

epte

mbe

r 20

05