プライベートバンカー(PB) 継続教育ガイド · PDF fileプライベートバンカー(PB) 継続教育ガイド 【2017年4月1日 改訂版】 公益社団法人

Embed Size (px)

Citation preview

  • 201841

    PB

  • PB E-mail:[email protected] Tel:03-3666-1438

  • ................................................................................................................. 1

    .......................................................................... 2

    1. .................................................................... 2

    2. ................................................................................................ 2

    3. .............................................................................................................. 3

    4. PB ............................................................................................. 3

    1(PB CKB)................................................ 4

    22017 PB ........................................................................... 5

    ........................................................... 6

    1. ........................................................................ 6

    2. ........................................................................................... 6

    ................................... 7

    1. ..................... 7

    2. .................................................................................. 7

    3. PB .......................... 8

    3

    (1) PB .......................................... 10

    (2) ......................................................................... 11,12

    PB20072017 ....................................... 13,14

    2

    PB20072017 ............................... 15,16

    3

    PB20132017 ....................................... 17,18

  • 1

    PB

    PB

    PB PB PB PB

    PB

    PB

    PB

    PB

    PB

    PB

    PB

    PB

    PB

    PB

  • 2

    .

    1.

    PB 2011

    5 PB PBCKB4 1

    3 PB

    PB PB

    PB 2 1 PBCKB

    PB CMA

    CIIA

    CMA PB

    PB

    1

    PB

    2.

    PB

    PB

    PB PBPB

    2

    PB

    PB

    PB

    PB

    PB 1 PB

    90 1 PBCKB7

  • 3

    PB

    PB

    PB PB PB

    3.

    PB PB PB

    4. PB Web

    Web

    7

  • 4

    ( 1)(PB CKB)

    PB CKB

    1

    2

    (FMS)

    3

    4

    5

    6

    7

    PB

    (PB)

    PB

    EP()

    PB CKB(Private Banking Common Knowledge Base)(PB)RM()WM()EP()7

    RM()

    WM()

  • 5

    22018 PB()

    PB() ()

    12 2018/9/8-9

    PPBSPB

    PB() ()

    1 2018/4/125

    PBCPPBSPB

    2 2018/5/18

    PBCPPBSPB

    3 2018/6/22 PBCPPBSPB

    4 2018/7/ PBCPPBSPB

    5 2018/9/ PBCPPBSPB

    6 2018/10/ PBCPPBSPB

    7 2018/11/ PBCPPBSPB

    8 2018/12/ PBCPPBSPB

    9 2019/1/ PBCPPBSPB

    10 2019/2/ PBCPPBSPB

    11 2019/3/ PBCPPBSPB

    PB() ()

    15 2018/5/ PBCPPBSPB

    16 2018/10/ PBCPPBSPB

    17 2019/2/ PBCPPBSPB

  • 6

    .

    1.

    PB

    2

    PB 1

    PB PB

    PB 9 7

    PB 15 12

    PB 15 12

    PB CMACCMA PB

    3 PB

    2.

    2 PB ID

    PB

    PB PB

    PB CMA PB

    6 3

    1

    3 ID

  • 7

    .

    1.

    10

    3

    PB PB PB PB

    PB

    1

    2.

    PB

    PB PB

    PB

    2

    10 3

    PB

    8

    PB

    PB Web

    PB Web Web

    PB Web Web

    Web

    Web

    Web

  • 8

    PB 03-3666-1511E-mail [email protected]

    ab

    c

    2,100 PB 2

    3. PB

    PB PB

    PB

    PB

    9,000 10 15,000 17

    2

    PB 2 41,100 41

    PB 3,100 3 17

    15,000 2 10 9,000 1

    44 39,000 5,200

    PB PB PB

    PB

    4

    PB CMA

    mailto:[email protected]

  • 9

    PB

    PB

    PB

    PB

    PB

    PB

  • 10

    3

    1PB

    PB

    (

    PB

    (

    (

    PB2 25 41,100 41 30,800 30

    PB 3 3,100 3 1,000 1

    PB 9 9,300 9 5,100 5 3

    PB 2 2,100 2 2,100 2

    PB 1 1,000 1 1,000 1

    PB 2 2,100 2 2,100 2

    PB 2 2,100 2 2,100 2

    PB 2 2,100 2 2,100 2

    PB 2 2,100 2 2,100 2

    1 2,100 2 2,100 2

    (

    PB

    PB

  • 11

    2(

    (

    SAAJ 3 30,900 20,600 20,600 10,300 1

    SAAJ 2 15,400 10,300 10,300 7,200 1

    SAAJ 2 10,300 8,200 8,200 6,200 1

    SAAJ 2 10,300 8,200 8,200 6,200 1

    1 2,100 1,000 1,000 0 80

    1 1,000 0 23

    GIPS 1 7,200 5,100 5,100 3,100 34

    1 5,100 3,100 0 0 1

    2

    1 23,700 20,600 20,600 11,300 2

    2

    1 25,700 22,600 22,600 13,400 2

    2

    1 25,700 22,600 22,600 13,400 2

    13

    1 4,200 4,200 3,600 3,600

    PB

    CMACIIACCMA12

    /(

  • 12

    SAAJ 1 1,000 1,000

    SAAJ 1 1,000 1,000

    SAAJ 1 1,000 1,000

    SAAJ 1 1,000 1,000

    1 1,000 1,000

    1 400 400

    1 400 400

    SAAJ1 1 2,100 2,100

    SAAJ1

    1 2,100 2,100

    1 2,100 2,100

    1

    1

    1,000

    1,000

    1,000

    213,10059,300

    2

    (

    PB

    CMACIIACCMA12

  • 13

    ( 1

    PB20072017

    () (2)

    (2)

    1 RM

    2 WM

    3 WM()

    4 RM

    5 WM()

    60

    70

    1

    2

    3 WM()

    4 WM()

    PD

    WM()

    CS 60--

    1 RM

    2 WM()

    3 EP

    4

    CS 70

    1 WM

    2

    3

    4

    60

    50

    1

    2

    CS 70 WM()

    1

    2

    CS

    1 WM()

    2 WM()

    3 ()

    4 RM

    CS

    RP

    GD +

    RP

    GD

    72013/9/62013/9/13

    82014/9/5-6

    92015/9/11-12

    22008/12/4-5

    32009/12/10-11

    52011/9/2

    62012/9/4

    42010/12/102010/12/17

    CS

    CS

    12007/12/13-14

    RM

    MAIPO

    WM()

    CS: PD: RP: GD:

    (142561792

  • 14

    () (2)

    (2)

    RP

    GD

    RP

    GD

    102016/11/19-20

    (10112

    CS: PD: RP: GD:

    112017/9/2-3

    IPO

  • 15

    ( 2

    PB 2007 2017

    ()

    (2)

    (1)

    1 2008/8/29

    2 2008/10/15

    3 2009/1/19

    4 2009/5/7

    5 2009/5/25

    6 2009/7/6 EP

    7 2009/10/6 WM()

    8 2010/1/26 EP()

    9 2010/5/10 RM

    10 2010/6/24

    11 2010/8/30 WM

    12 2010/9/17

    1

    2 EP

    14 2010/10/14 EP

    15 2011/3/1 WM()

    16 2011/5/18 WM()

    17 2011/6/8

    18 2011/7/15 WM()

    19 2011/10/31 EP

    20 2012/2/17 WM()

    21 2012/3/28 PB WM()

    22 2012/5/15

    23 2012/6/22 ()

    24 2012/8/8 WM

    25 2012/10/4 EP

    26 2012/12/25 ()

    27 2013/1/25 WM

    28 2013/3/21 WM()

    29 2013/5/9

    30 2013/6/14 PB WM()

    31 2013/7/25 RM

    32 2013/9/26 WM

    33 2013/10/24 EP

    34 2013/11/22 WM()

    35 2013/12/19

    36 2014/1/24 WM()

    37 2014/3/3 WM()

    38 2014/3/27

    39 2014/4/24 WM()

    40 2014/5/15 WM()

    41 2014/6/12 /RM

    42 2014/7/25 RM

    43 2014/9/24

    44 2014/10/23 PB WM()

    45 2014/11/14 WM()

    46 2014/12/18 WM()

    47 2015/1/22 EP

    48 2015/2/19 WM()

    49 2015/3/19 & WM()

    13 2010/9/30

  • 16

    ()

    (2)

    (1)

    50 2015/4/17 RM/WM()

    51 2015/5/14

    52 2015/6/18 WM/RM

    53 2015/7/16 ()

    54 2015/8/26 100 WM()

    55 2015/10/1 WM/

    56 2015/10/15 /

    57 2015/10/26 WM/

    58 2015/11/19 EP

    59 2015/12/10

    60 2016/1/22 WM()

    61 2016/2/19 RM

    62 2016/4/14

    63 2016/5/25 WM()

    64 2016/6/23 RM/WM()

    65 2016/7/14 WM()

    66 2016/8/26 /EP

    67 2016/9/14 WM/RM

    68 2016/10/13

    69 2016/12/15 WM()/

    70 2017/1/24 WM()

    71 2017/2/23 WM

    72 2017/3/9 WM/RM

    73 2017/4/21

    74 2017/5/18 ()

    75 2017/6/1

    76 2017/6/15 M&A WM()

    77 2017/7/13

    78 2017/10/6 WM()

    79 2017/11/9 WM()

    80 2017/12/8

    78 2018/1/19 M&A WM()

    79 2018/2/16 RM/

    80 2018/3/15 WM()

  • 17

    ( 3

    PB 2013 2017

    ()

    (2)

    (2)

    1

    2 WM()

    3 EP

    1 /RM

    2 WM()

    1 PB

    2 )

    3

    1

    WM()

    2 EP

    1

    WM()

    2

    3

    WM()

    1

    2

    3

    1 - -

    2

    3

    WM(/)

    1

    2

    3 PB

    1

    WM()

    2

    3

    1 6

    2

    3

    102016/10/8

    WM()/

    92016/6/18

    WM()

    WM()

    12013/11/16

    32014/5/24

    52015/2/28

    62015/6/27

    72015/11/14

    ()

    WM()/

    22014/2/22

    42014/12/6

    82016/2/27

  • 18

    ()

    (2)

    (2)

    1

    WM()

    2 WM

    3

    1 PB

    2 RM

    3

    RM

    1 --

    WM()

    2 --

    WM()

    3 --

    WM()

    1 --

    2 --

    WM()

    3 --

    WM()

    112017/2/11

    142018/2/10

    132017/11/18

    122017/5/27

  • 103-0026 2-1

    0