Paul D Borman Financial Disclosure Report for 2010

8/3/2019 Paul D Borman Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-]11)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Borm an, Paul D.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or pard-t ime)

A ct ive U.S. Dis t r i c t J udge

7. Chambers or Office AddressTheod ore Levin U.S. Cour thouse231 W. La faye t te , Rm . 740Detroit, M148226

2. Court or O rganizat ionU.S. District Court , EDM I

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Report

! 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

R e v i e w i n g O f f ic e r D a t e

3. Date of Report05/13/2011

6. Reporting Period01/01/2010

to12/31/2010

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for ea ch part where you hav e no reportable informatlog Sign on lastpage.

I . P O S I T I O N S . m e p o r t i n g i n d i v i d u a t o .t y ; s e e p p . 9 - 1 3 of f!ling instructions.)~ (No reportableposit ions.)ONE

POSITION NAME OF ORGANIZATION/ENTITY1. P residen t Foun dation2. Co -Tru s tee Trust (Assets on Pp. 6-7)3.

4.5.

I I . A G R E E M E N T S . ~ e p o . i n ~ i .d i v i d u a t o n t y ; s ~ e v . . 1 4 - 1 6 of filing instructions.)~-] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


2/9

N a m e o f P e r s o n R e p o r t in gP a g e F IN A N C I A L : 2 o f 9 D IS C L O S U R E R E P O R T Io r m a n , P a u l D .

I l L N O N - I N V E S T M E N T I N C O M E . ~ R e p o r t i n g individual and sp .... ; see pp. 17-24 of f iling instructions.)A. Filers Non-Investment Income

~ (No reportable non-investment income.)O NED A T E S O U R CE A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

D a t e o f R e p o r t05/I 3/2011

1.12/31/10 Thompson-West Publishing Company - Royalty $1,026.002.3.4.

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

~] (No reportable non-investment income.)O NED A T E S O U R CE A N D T Y P E

1 .2.3.4.

IV . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a in m e n ~(Includes those to spouse and depen dent children," see pp. 25-27 of f!ling instructions.)~--] (No reportable reimbursements.)O NE

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED1 . Ralph C . W ilson, Buffa lo 9/12 B u ffa lo , NY F o o tb a ll G am e G am e T ick et, M eal, P lan e R id eBil ls Footba l l Team2. Ralph C . W ilson, Buffa lo 11/7 T oronto O nt. C anada F oo tb all G am e Gam e Ticke t , Meal , P lane RideBil ls Footba l l Team3. Ralph C . W ilson, Buffa lo 12/5 Min n eap o l i s, M N F o o tb a ll G am e G am e T ick et, M eal, P lan e R id eBil ls Footba l l Team4. Ralph C . W ilson, Buffa lo 12/19 M iam i, FL F oo tb all G am e G am e T ick et, M ealBil ls Footba l l Team5.


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FINANCIAL DISCLOSURE REPORTPage 3 of 9

N a m e o f P e r s o n R e p o r ti n gBorm an , Pau l D.

Date of Report05/13/2011

V . G I F T S . a n c l u d e s those to ,pou~e und de pendent children; see pp. 28-31 of f!ling instructions.)N O N E (No reporta ble gifts.)

S O U R CE1.

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n e i .d e ~ t h o s e o f ~ p o . s e .h a dependent children; see p p . 3 2 - 3 3 of f!ling instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.

2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 9

N a m e of Person Repor t ingB o r m a n , P a u l D .

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ (No reportable income, assets, orO NE transactions.)

A . B. C .D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d T r a n S a c t i o n s d a r i n g r e p o r t in g p e r i o d

Place "(X)" after each assetexemp t from prior disclosure

(5 )A m o u n t Type (e.g., Value Value Type (e.g., Date .. . . . . Va lue G ain Identity ofCode 1 div., rent, Code 2 Method buy, sel l , mm !dd/yy : : C0de2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (JrP) (A-H) (if private

( Q ~ W ) transaction)

1 . P S a v i n g /C h e c k i n g A c c o u n t M o r g a n / C h a s e2. State of Israel Bonds3. State of Israel Bonds

FA

Interest P2 TInterest J T R e d e e m e d 11/18/10(part)Interest J T Bu y 11/08/10

JJ

A

4. Br is to l -Myer s Squibb C o . C Dividend L T5. C a m p b e l l S o u p C o m p a n y B Dividend K T6. Estee Lauder C Dividend M T7. H.J . Hein z Co mp an y D Dividend M T

8. K e l l o g g C o m p a n y D Dividend N T9. Merck & Com pany , Inc. C Dividend L T

1 0 . JP Morgan/Chase D Dividend P1 T1 I . P r o ct o r & G a m b l e C o m p a n y ( P & G ) E Dividend O T12. Pfizer D Dividend M T1 3 .

1 4 .

1 5 .1 6 .

1 7 .

4% Int.~ Apt. Ltd. Partner,So u thg ate , M I11% Int.~~] Apt. Ltd. PartnerFarmington H i l l s , MINor thwes te rn M utua l Li fe (Re t i r ementAccountTeache r s Insurance & Annui ty AssnCol lege Re t i r ement Acc t .I R A C a s h E q u i v a l en t C h a s e / M o r g a n B a n k

A R e n t KF Ren t NA Interest JD Interest NA Interest J

W

WT R e d e e m e d 12/31/10 J(part )T R e d e e m e d 12131/10 J(part)T R e d e e m e d 12/31/10 J( p a r t )

li incom e Gain C odes: A =$1;000 or le ss B ---$1,00i ) $2~500(See C o lumns B 1 and I ) 4 ) F =$50 ,001 - $100,000 G =$100,00 l = $1,000,000

2. Value Codcs J = $ t 5 ,~ 00 or less K =$~ 5 ,001 - $50,000(See C o lumns C I and D3 ) N =$250,001 - $500,000 O =$500,001- $1;000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p ra i sa l R =Cost (Real Estate Only)(See C o lum n C 2) U =B ook Value V =O ther

C =$~,501 7 $5,000 D =$5,001 - $15,000n I =$ !,000,00i o $5,000,000 H2 ~Mo re than $51000~000L =$50;001 =$t00;000 M = $100,001 - $250,000

-$5 000 000 P2 = $5,000,001 ~ $25,000,000IP4 =More than $50;000,000S =Assessmen t T = C a s h M a r k e tW =Es t ima ted

E =$15,001- $50,000


5/9


N a m e o f P e r so n R e p o r t i n gBor m an , P au l D .


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o ,, e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)[] N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Incom e during Gross va lue at end Transactions during report ing period(including trust assets) report ing period of reporting period

(1 ) ...... (2) (i ) ( 4 ) ( 5 )Place "(X)" after each asset Am ount . . Type (e .g . , ~ a l u e Gain Identity ofexemp t from prior disclosure Code I div., reni~ Code 2 Method buy, sell , mm / d d / yy Co d e 2 ] Co d e 1 buyer/seller(A ~H ) . . .. . o r i n t . ) (J- l ) Code 3 redemption) (J-P) (A-H ) (if private

(Q-W) t r a n s a c t i o n ~

1 8 . IRA Stock Proctor & Gam ble C Dividend M T Sold 11/11/10 J(part)1 9 . IRA Stock Sally B eau ty Non e K T J

20 . (AXA) Equi table Li fe Ins . Compa ny A I n t e r e s t K T Redeemed 12/31/10 JRetirement Account (part)21 . National City Bank CD/PNC Ban k A I n t e r e s t Redeemed 05/12/10 M A

22 . National City Bank CD/PNC Ban k B I n t e r e s t N T B u y 05/I 2/10 N

23 . U.S. Treasu~y Bills B I n t e r e s t B uy 03/11/10 P1

24 . U.S. Treasury Bi l ls B I n t e r e s t Redeemed 06/10/10 PI B

25 . U.S. Treasury Bi l ls B I n t e r e s t B u y 09/09/10 PI

26 . U.S. Treasury Bi l ls B I n t e r e s t Redeemed 12/09/101 PI B

27 . U.S. Treasury Bi l ls B I n t e r e s t PI T B uy 12/09/10 PI

28 .29 .

30 .31 .

32 .

33 .

34 .

1 . inc ome Ga in Code s : A =$1,000 0r t~S~ .... B =$1,001 - $2.500( See Col um ns BI and I )4) F =$50,001 - $100,000 G = $I00,001 - $1,000,000

2. Value C odes J =$15,000 or less K =$15,001 - $50,000(See C o lumns C I and D3 ) N =$250,00] - $500;000 O = $500,001 - $ I;000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p ra i sa l =Cost (Real Estate Only)(See C o lumn C 2 ) U =Book Value V =O lher

C =$2,501 - $5,000 D =$5,00t - $15.000H 1 =$ t,000,00 i - $5,000,000 H2 =More than $5,000,000L =$50,00! - $100,000 M =$ 100.001 - $250,000PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =Mo re than $50,000,000S =Assessment T - C a s h M a r k e tW =Est ima ted

E =$15.001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 of 9

N a m e o f P e r s o n R e p o r t i n gBor m an , P au l D .


V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l u e , transactions ( l n c t u d e s those of spouse and dependeht children; see pp. 34-60 of filing instructions.)~ NONE income, a ssets, or transactions.)V o reportable

D escr ip t ion o f A sse t s( inc lud ing t ru s t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

35 . TRUST36 . S a v in g s/ C h e c k in g A c c o u n t - C h a se37 . Abbo t t Lab38. A LC O A39 . A l le r g a n40 . Ap p l ied M ater ia l s

41 . C a m p b e l l S o u p C o m p a n y42 . Cate rp i l la r43 . Cisco44 . C o c a C o l a45 . Dentsply

46 . Genera l E lec t r ic47 . Genera l E lec t r ic48 . INTEL

49 . Johnson & Johnson50 . K e l l o g g C o m p a n y51 . Kimber ly Cla rk

I n c o m e d u r i n g G r o s s v a l u e a t e n drepo r t ing pe r iod o f r e p o r t i n g p e r i o d

(1) (2) (i) (2)Amount Type (e.g., V a l u e Value Type (e.g.,C o d e 1 div . , ren t , C o d e 2 M e t h o d buy, s e l l ,

( A - H ) or in t . ) (J -P ) C o d e 3 r e d e m p t i o n )( Q - W ~

EAAAABB

B

ACCAA

CA

I n t e r e s t P1 T

Dividend K T

Dividend K T

Dividend L T

Dividend K T

Dividend L T

Dividend L T S o l d( p a n )None K T

Dividend K T

Dividend K T

Dividend K T

Dividend K TDividend K T

Dividend K T

Dividend M T

Dividend L T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )Date ~alue G a i n I d e n t i t y o f

mm/dd/yy Cod~2 Codel buyer / se l l e r( J - P ) ( A - H ) ( i f p r i v a t e

aansact i on)

01/13/10 K E

I. lne0me Gaifi ~des: ...... --$LI~00 or less(See Columns B 1 and D4) F =$50,001 - $100,000

2. Value Codes J =$15~000 or less(See C o lumns C I and D3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p ra i sa l(See C o lumn C 2 ) U =B ook Value

1 3 = $ L 0 0!- $2,5~0 C =$2,50I - $5,000 D =$5,00t - $t5,000G =$100~001 - $ 1,000,000 H I :$1,000,001 - $5,000,000 H2 =More than $ 5,000,000K =$15;001 - $5 0,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000O=$500,001-$1,000,000 P 1 -$ 1,000,001 - $5,000,000 P2 $5 ,000 ,00! -$25 ,000 ,000

P4 =More than $50,000,000R =Cost (Real Estate Only) S =Asscssmcnt T = C a s h M a r k e tV =O ther W =Es t ima tcd

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 o f 9 Ia m e o f P e r s o n R e p o r t in gB o r m a n , P a u l D. Date of Report05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)~ NONE income, or transactions.)N o reportable assets,A. B. C. D.

D escr ip t ion o f A sse t s In c o m e d u r in g G ro ss va lu e at e n d Transae t i0ns du r ing r epo r t ing pe r iod( inc lud ing t ru s t a s se t s )

Place "(X)" aider each asset Amount T y p e ( e . g . .exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )Value Value Type (e.g, , Date Value Gain Identity ofCode 2 Method buy, sell , mm/dd/yy Code 2

( J - P 3 Code 3 redemption) (J-P)(Q-W) t r a n s a c t i o n )

52. McCormick A Dividend K T

5 3 . M e d t r o n i c B Dividend K T

54. Merck B Dividend L T

55 . NESTLE56 . Novartis57 . P r o c to r & G a m b l e58 . Q u a l c o m m59 . S c h lu m b e r g e r60 . Stryker Corporation

A Dividend

B Dividend

A Dividend

None

A Dividend

A Dividend

LLK

LLK

TTTTTT

61 .62 ,

63 .

Tho mp so n /Reu ters A Dividend K T Bu y 01/13/10 K

1. Incom e Gain C odcsl A =$1,000 or less B =$1.001- $2,500(See C o lumns B I and D4) F =$50,001 - $100,000 G =$ 100,001 - $1,000,000

2. Value C odes J =$15 ,000 or less K =$15,001 - $50,000(See C o lumns C I and D3 ) N = $25 0,001 - $5 00,000 O =$5 00,001 - $ 1,000,000

P3 =$25,000,00I - $50,000,0003. Value Method Codes Q =Appraisal R ~Cost (Real Estate Only)(See C o lumn C 2 ) U =Book Value V =O ther

C = $2,501 - $5 ,000 D = $5,001 - $15 ,000HI =$I,000,001- $5,000,000 H2 =More than $5i000,000L = $ 5 0 , 0 0 1 - $ 1 0 0 ~ 0 0 0 M =$ 100,001 - $250,000P l = $ 1,0 00 ,0 01 - $ 5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0P4 -More than $50,000;000S =Assessment T =C ash Mark c tW =Es t ima ted

E =$15,001- $50,000


8/9


N a m e o f P e r s o n R e p o r t in gBor m an , P au l D.


V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)I , Pau l D . Borman, am one o f a c la ss o f p o ten t ia l bene f ic ia r ie s o f the Trus t . I have neve r r ece ived any d is t r ibu t ions f rom th is Trus t . The Trus t A sse ts a r e l is ted incategory VII , pages 6-7.I am no longe r invo lved wi th the L .L.C. tha t was desc r ibed on page 8 o f la s t yea r s r epor t ; i t ha s been de le ted f rom th is yea r s r epor t .


9/9


Name of Person Report ingB o r m a n , P a u l D.


IX . CERTIFICATION.I c e r t i fy t h a t a ll i n fo r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to r yp r o v i s io n s p e r m i t t in g n o n - d i s c lo su r e .I f u r t h e r c e r ti fy th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d Ju d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signature

N O T E : A N Y I N D IV I DU A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Paul D Borman Financial Disclosure Report for 2010