Upload
lynguyet
View
215
Download
2
Embed Size (px)
Citation preview
2
Narrative:This pie chart shows the total number of cumulative AIA petitions filed to date broken out by trial type (i.e., IPR, CBM, and PGR).
*Data current as of: 3/31/2017
613992%
5107%
511%
6700 Total AIA Petitions*
Total IPR Petitions Total CBM Petitions
Total PGR Petitions
Cumulative from 09/16/2012
3
*Data current as of: 3/31/2017
Narrative:This bar graph depicts the number of AIA petitions filed each fiscal year, with each bar showing the filings for that fiscal year by trial type (i.e., IPR, CBM, and PGR).
FY 15 FY 16 FY 17*
1737
1565
996
149 94 3411 24 14
Number of AIA Petitions Filed by Fiscal Year by TypeIPR CBM PGR
4
Narrative:These line graphs display the number of IPR, CBM, and PGR petitions filed each month and the total number of all petitions filed each month for the last 2 years.
*Data current as of: 3/31/2017
131 139 145182
117165
136106
131 13896
132107
136114
166 155 136 148 149 154 145
237
128
183
0
100
200
300
Number of IPR Petitions Filed by Month*
137
26
9 6 95
11 105 3
12 10 1017
91 4 2 5 8 10
5 2 4
05
101520253035404550
Number of CBM Petitions Filed by Month*
10
32
0
3
0 01 1
0
6
12
4
1 1
34
1
5
1
4
0
3
0
2
4
6
8
10
Number of PGR Petitions Filed by Month*
145 146174
193
123
177141
117142 144
99
150118
148 135176
157 143 154 155 167 156
246
130
190
04080
120160200240280
Number of TOTAL Petitions Filed by Month*
5
Narrative:This pie chart shows the total number of AIA petitions filed in the current fiscal year to date as well as the number and percentageof these petitions broken down by technology.
*Data current as of: 3/31/2017
1,19363%
44323% 90
5%
1679%
40%
1897 Total AIA Petitions in FY 15* (Technology Breakdown)
93555%
40524%
1157%
21213%
161%
1683 Total AIA Petitions in FY 16* (Technology Breakdown)
62960%
21921%
677%
11611%
131%
1044 Total AIA Petitions in FY 17* (Technology Breakdown)
Electrical/Computer - TCs 2100, 2400, 2600, 2800Mechanical/Business Method - TCs 3600, 3700Chemical - TC 1700Bio/Pharma - TC 1600Design - TC 2900
6
Narrative:These three sets of bar graphs show the number of patent owner preliminary responses filed and waived/not filed each fiscal year in IPR, CBM, and PGR proceedings.
*Data current as of: 3/31/2017
FY 15 FY 16 FY 17*
1,326 1,238661
223 239134
IPR - Number of Patent Owner Preliminary Responses by Fiscal Year
Filed Waived/Not Filed
FY 15 FY 16 FY 17*
15494
21
12
11
0
CBM - Number of Patent Owner Preliminary Responses by Fiscal Year
Filed Waived/Not Filed
FY 15 FY 16 FY 17*
6
19111
1
2
PGR - Number of Patent Owner Preliminary Responses by Fiscal Year
Filed Waived/Not Filed
7
Narrative:This chart shows the percentage of petitions instituted of all decisions on petition, by technology area.
*Data current as of: 3/31/2017
63%
68%
42%
70%
72%
0% 10% 20% 30% 40% 50% 60% 70% 80%
Biotechnology/Pharma (286 of 456 petitions)
Chemical (218 of 321 petitions)
Design (14 of 33 petitions)
Electrical/Computer (1988 of 2820 petitions)
Mechanical/Business Methods (876 of 1221 petitions)
Percent of Petitions Instituted, by Technology
8
Narrative:These three sets of bar graphs show the number of decisions on institution by fiscal year broken out by trials instituted (including joinders) and trials denied in IPR, CBM, and PGR proceedings. A trial that is instituted in part is counted as an institution in these bar graphs.
*Data current as of: 3/31/2017
FY 15 FY 16 FY 17*
801 871
416
116 77
58
426 444242
IPR - Number of Decisions On Institution Per Fiscal Year by Outcome
Instituted Joinders Denials
FY 15 FY 16 FY 17*
3
11
50
0
0
0
7
8
PGR - Number of Decisions On Institution Per Fiscal Year by Outcome
Instituted Joinders Denials
FY 15 FY 16 FY 17*
9151
11
10
6
043 45 16
CBM - Number of Decisions On Institution Per Fiscal Year by Outcome
Instituted Joinders Denials
9
Narrative:These three sets of bar graphs show settlements in AIA trials broken down by settlements that occurred prior to institution and settlements that occurred after institution in IPR, CBM, and PGR proceedings.
*Data current as of: 3/31/2017
FY 15 FY 16 FY 17*
275229
129
189 184
98
IPR - Settlements
Settled Before Institution Settled After Institution
FY 15 FY 16 FY 17*
2
0
2
0
1
2
PGR - Settlements
Settled Before Institution Settled After Institution
FY 15 FY 16 FY 17*
14 139
32
138
CBM - Settlements
Settled Before Institution Settled After Institution
10
Narrative:This graph shows a stepping stone visual depicting the outcomes for all IPR petitions filed to-date that have reached a final disposition.
*Data current as of: 3/31/2017
Disposition of IPR Petitions Completed to Date*
829Terminated
After Institution Decision:
593 Settled25 Dismissed
211 Request for Adverse
Judgement
1317Petitions Denied
840Terminated
Before Institution Decision:
759 Settled54 Dismissed
27 Request for Adverse
Judgement
1577Trials Completed(Reached Final
Written Decision)
1029 TrialsAll Instituted Claims
Unpatentable (23% of Total Petitions, 43%of Trials Instituted,
65% of Final Written Decisions)
248 TrialsSome Instituted
Claims Unpatentable (5% of Total Petitions,
10% of Trials Instituted, 16% of
Final Written Decisions)
2157Trials Not Instituted
2406Trials
Instituted
300 TrialsNo Instituted Claims Unpatentable (7% of Total Petitions, 12%of Trials Instituted,
19% of Final Written Decisions)
4563Total
Petitions
11*Data current as of: 3/31/2017
81Terminated
After Institution Decision:
59 Settled9 Dismissed
13 Request for Adverse
Judgement
137Petitions Denied
66Terminated
Before Institution Decision:
60 Settled6 Dismissed
0 Request for Adverse
Judgement
162Trials Completed(Reached Final
Written Decision)
132 TrialsAll Instituted Claims
Unpatentable (30% of Total Petitions, 54%of Trials Instituted,
81% of Final Written Decisions)
24 TrialsSome Instituted
Claims Unpatentable (5% of Total Petitions,
10% of Trials Instituted, 15% of
Final Written Decisions)
203Trials Not Instituted
243Trials
Instituted
6 TrialsNo Instituted Claims Unpatentable 1% of Total Petitions 2% of Trials Instituted, 4%
of Final Written Decisions)
446Total
Petitions
Disposition of CBM Petitions Completed to Date*
Narrative:This graph shows a stepping stone visual depicting the outcomes for all CBM petitions filed to-date that have reached a final disposition.
12
Narrative:This visual contains four cylinders. The first cylinder shows the total number of claims available to be challenged in the IPR petitions filed. The second cylinder shows the number of claims actually challenged and not challenged. The third cylinder shows the number of claims on which trial was instituted and not instituted. The fourth cylinder shows the total number claims found unpatentable in a final written decision, the number of claims canceled or disclaimed by patent owner after institution, the number of claims remaining patentable (not subject to a final written decision), and the number of claims found patentable by the PTAB.
Note: “Completed” petitions include terminations (before or after a decision on institution) due to settlement, request for adverse judgment, or dismissal; final written decisions; and decisions denying institution.
*Data current as of: 3/31/2017
t1
156096
70060
3277716688
5172 Claims Found Patentable by PTAB in Final WrittenDecision
8243 Claims Remaining Patentable (Not Subject toFinal Written Decision)
2674 Claims Cancelled or Disclaimed by Patent Owner
37283 Claims Challenged but Not Instituted
86036 Claims Not Challenged
IPR Petitions Terminated to Date*
Claims Challenged
Claims Instituted
Claims Found Unpatentableby PTAB in Final Written Decision
Total Number of Claims Available to be Challenged within 4563Petitions
13
Narrative:This visual contains four cylinders. The first cylinder shows the total number of claims available to be challenged in the CBM petitions filed. The second cylinder shows the number of claims actually challenged and not challenged. The third cylinder shows the number of claims on which trial was instituted and not instituted. The fourth cylinder shows the total number claims found unpatentable in a final written decision, the number of claims canceled or disclaimed by patent owner after institution, the number of claims remaining patentable (not subject to a final written decision), and the number of claims found patentable by the PTAB.
Note: “Completed” petitions include terminations (before or after a decision on institution) due to settlement, request for adverse judgment, or dismissal; final written decisions; and decisions denying institution.
*Data current as of: 3/31/2017
15998
8762
40132357
190 Claims Found Patentable by PTAB in Final WrittenDecision
1164 Claims Remaining Patentable (Not Subject to FinalWritten Decision)
302 Claims Cancelled or Disclaimed by Patent Owner
4749 Claims Challenged but Not Instituted
7236 Claims Not Challenged
CBM Petitions Terminated to Date*
Claims Challenged
Claims Instituted
Claims Found Unpatentable by PTAB in Final Written Decision
Total Number of Claims Available to be Challenged within 446 Petitions
14
*Data current as of: 3/31/2017
Narrative:This chart shows claim outcomes for instituted trials, by technology area.
Note: Claims involved in instituted trials that settle or are dismissed are not depicted. Accordingly, a bar may not add up to 100%.
* Includes IPR and CBM trial outcomes
36%
62%
86%
55%
47%
7%
6%
0%
8%
9%
39%
13%
14%
14%
10%
0% 20% 40% 60% 80% 100%
Biotechnology/Pharma (2768claims)
Chemical (2509 claims)
Design (7 claims)
Electrical/Computer (21084claims)
Mechanical/Business Methods(10422 claims)
Trial Outcomes for Instituted Claims, by Technology
Claims Found Unpatentable by PTAB in Final Written Decision
Claims Cancelled or Disclaimed by Patent Owner
Claims Found Patentable by PTAB in Final Written Decision