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Our commitment to our partners
We are committed to partnering with Registered Investment Advisors and private bank & trust teams to provide the performance, products, insight, and resources needed to help them achieve their goals.
Three key goals, one committed partner Our goal is to help you pursue opportunities in three essential areas of your practice. For wealth, practice, and investment management, we offer a wide array of resources, including continuing education,* client seminars, investor education, and sales tools, and more.
At Putnam, we have always been firm believers in the value of sound financial guidance. Thank you for your dedication to your clients pursuing their investment goals.
ROBERT L. REYNOLDS President and CEO Putnam Investments
Putnam has practiced an active, research-intensive
approach to investing since launching our first fund in
1937. Today, we offer a range of equity, fixed income,
absolute return, and alternative strategies.
Wealth management Practice management Investment management
Intergenerational wealth transfer
Business succession planning
Strategies for the current tax landscape
Social media and technology training
Insight from industry experts
Prospecting and best practices for target audiences
Mutual funds across a range of asset classes and investment styles
Portfolio diagnostics and fund research tools
Thought leadership
* CE-approved financial planning coursework through Putnam Institute.
We are here to help with all your wealth, practice, and investment management goalsAt Putnam, our number-one priority is delivering superior long-term performance for you and your clients. We are committed to offering comprehensive resources to help you grow your practice and create successful outcomes for your clients, backed by renowned customer service that sets the industry standard.
Our RIA team is dedicated to helping you and your clients
Dan DiPietro Sales and Relationship Manager [email protected] 1-617-760-4884
Jed Moore Senior Relationship Manager [email protected] 1-617-760-4826
Paul Roche Strategic Relationship Manager [email protected] 1-617-760-5144
Michael Giuliano Strategic Relationship Manager Private Bank & Trust [email protected] 1-617-760-5125
Nicole Cossette Client/Content Engagement Specialist [email protected] 1-617-760-4932
Regional Investment Consultants
EAST
Bill Loehning [email protected] 1-617-760-4127
CENTRAL /SOUTHEAST
Don Gentile [email protected] 1-617-760-0575
WEST
Emily Sheehan [email protected] 1-415-961-7037
CENTRAL /SOUTHEAST
Brian Kilar [email protected] 1-630-747-8255
WEST
Bobby Linskey [email protected] 1-617-760-4128
MOUNTAIN/CENTRAL
Scott Kent [email protected] 1-303-549-0834
Learn more about our dedicated team and resources at putnam.com/ria.
Putnam Wealth Management CenterClients need help with complex financial planning matters such as efficient wealth transfer, tax and inflation risk, and sustainable income in retirement. Putnam’s online Wealth Management Center offers videos, blog posts, investor education, seminars, webcasts, and more.
putnam.com/advisor/wealth-management
WE A LTH M A N AGEMENT
Help clients across all generations build and preserve wealth
Industry specialists share their expertise
WILLIAM CASS, CFP®
Director, Wealth Management Programs Putnam Retail Management
Bill focuses on actionable financial planning strategies that financial advisors can share with clients.
CHRIS HENNESSEY, J.D. AND C.P.A.Financial Planner and Professor Emeritus of Law, Babson College
Chris has extensive consulting experience in finance, taxes, and estate planning, and is a member of Putnam’s Business Advisory Group.
Our Wealth Management Center offers insights, ideas, strategies, and news and legislative updates that can help you engage clients in meaningful conversations.
–BILL CASS, CFP®
PR AC TICE M A N AGEMENT
Technology and training for business building and prospecting
Social media and technology resources•Our one-on-one technology training can help you build your online brand
•A social media playbook and LinkedIn tips and tools help you enhance relationships and prospect more effectively
•The Putnam Social Advisor survey offers research on effective use of social media by advisors
Presentations to address specific client needs•With more than $30 trillion projected to transfer from baby boomers to their beneficiaries over the next three decades, our Millennial Money program offers strategies for connecting with the next generation of investors.
•Our Women and Investing resources offer strategies for addressing the needs of female investors, who represent 45% of American millionaires and control 51% of U.S. personal wealth.
Visit our blog for ideas to help you stay on top of trends in technology and social media.advisortechtips.com
Access to industry experts
DON CONNELLYRenowned speaker, motivator, educator
A member of Putnam’s Business Advisory Group, Don is one of the most successful advisors to the wealth management industry, with a Wall Street career that spans nearly 40 years.
Our Wealth Management Center offers insights, ideas, strategies, and news and legislative updates that can help you engage clients in meaningful conversations.
–BILL CASS, CFP®
Playbook for Financial ProfessionalsThe reach and influence of social media is well established. Now it has an ever-increasing role in how financial advisors engage clients and cultivate new ones. But with limited time and resources, how do you maximize your efforts? Like any strategy, you start with a plan.
IN V ESTMENT M A N AGEMENT
Tools and strategies to help you and your clients maneuver in markets
FundVisualizer FundVisualizer is an advisor-only tool for comparing over 30,000 funds (including ETFs and no-loads) and indexes, head-to-head and within portfolios.
•Create fund and portfolio comparisons
•Explore and discover new funds
•Generate client-approved PDF output
•Import fund data from a spreadsheet directly into the tool
putnam.com/fundvisualizer
Portfolio Solutions GroupPutnam’s Portfolio Solutions Group has developed a diagnostic service to help advisors identify unseen risks in client portfolios. It can help you cut through portfolio data to identify a broad range of risk factors.
•Returns-based style analysis
•Return and risk characteristics
•Return attribution and risk decomposition
•Historical scenario analysis/ stress testing
Investment insights and researchPutnam experts provide in-depth analysis of emerging trends in financial markets, asset classes, and industry sectors through their outlooks and commentaries.
putnam.com/advisor/white-papers
Thought leadership for changing markets
MATTHEW F. BEAUDRYSenior Investment Director Putnam Investments
As author of Market Perspectives, Matt provides analysis of the latest market and economic data, as well as insight on critical issues facing
capital markets.
putnam.com/advisor
TAX-FREE INCOME FUNDS Y share
Putnam AMT-Free Municipal Fund PAMYX
Putnam Intermediate-Term Municipal Income PIMYX
Putnam Short-Term Municipal Income Fund PSMYX
Putnam Tax Exempt Income Fund PTEYX
Putnam Tax-Free High Yield Fund PTFYX
Putnam CA Tax Exempt Income Fund PCIYX
Putnam MA Tax Exempt Income Fund PMAYX
Putnam MN Tax Exempt Income Fund PMNYX
Putnam NJ Tax Exempt Income Fund PNJYX
Putnam NY Tax Exempt Income Fund PNYYX
Putnam OH Tax Exempt Income Fund POTYX
Putnam PA Tax Exempt Income Fund PPTYX
TAXABLE INCOME FUNDS Y share
Putnam American Government Income Fund PATYX
Putnam Diversified Income Trust PDVYX
Putnam Emerging Markets Income Fund PEMOX
Putnam Floating Rate Income Fund PFRYX
Putnam Global Income Trust PGGYX
Putnam High Yield Fund PHAYX
Putnam Income Fund PNCYX
Putnam Short Duration Income Fund * PSDYX
Putnam U.S. Government Income Trust PUSYX
Putnam Government Money Market Fund † —
Putnam Money Market Fund ‡ —
VALUE FUNDS Y share
Putnam Convertible Securities Fund PCGYX
Putnam Equity Income Fund PEIYX
Putnam International Value Fund PNGYX
Putnam Multi-Cap Value Fund PMVYX
Putnam Small Cap Value Fund PYSVX
ABSOLUTE RETURN FUNDS Y share
Putnam Absolute Return 100 Fund® PARYX
Putnam Absolute Return 300 Fund® PYTRX
Putnam Absolute Return 500 Fund® PJMYX
Putnam Absolute Return 700 Fund® PDMYX
GROWTH FUNDS Y share
Putnam Growth Opportunities Fund PGOYX
Putnam International Growth Fund PINYX
Putnam Multi-Cap Growth Fund PNOYX
Putnam Small Cap Growth Fund PSYGX
GLOBAL SECTOR FUNDS Y share
Putnam Global Consumer Fund PGCYX
Putnam Global Financials Fund PGFYX
Putnam Global Health Care Fund PHSYX
Putnam Global Industrials Fund PGILX
Putnam Global Natural Resources Fund PGRYX
Putnam Global Sector Fund PPGYX
Putnam Global Technology Fund PGTYX
Putnam Global Telecommunications Fund PGBYX
Putnam Global Utilities Fund PUTYX
ASSET ALLOCATION FUNDS Y share
Putnam Dynamic Asset Allocation Balanced PABYX
Putnam Dynamic Asset Allocation Conservative PACYX
Putnam Dynamic Asset Allocation Growth PAGYX
Putnam Dynamic Risk Allocation Fund PDRYX
George Putnam Balanced Fund PGEYX
Putnam Retirement Income Fund Lifestyle 1 PRMYX
BLEND FUNDS Y share
Putnam Capital Opportunities Fund PYCOX
Putnam Capital Spectrum Fund PVSYX
Putnam Emerging Markets Equity Fund PEMYX
Putnam Equity Spectrum Fund PYSYX
Putnam Europe Equity Fund PEUYX
Putnam Global Equity Fund PEQYX
Putnam International Capital Opportunities PIVYX
Putnam International Equity Fund POVYX
Putnam Investors Fund PNVYX
Putnam Low Volatility Equity Fund PLVKX
Putnam Multi-Cap Core Fund PMYYX
Putnam Research Fund PURYX
A wide range of investment options
Learn more at putnam.com/advisor
Important phone numbers
Marketing Services Support Services Insurance productsDealer Marketing Services 1-800-354-4000 Financial advisors 1-800-354-2228 Financial advisors 1-800-521-0963Literature Hotline 1-800-354-5487 Shareholder services 1-800-225-1581 Hartford contract holders 1-800-521-0538Registered Investment Advisors 1-888-788-6262 College savings 1-877-711-1890 Allstate contract holders 1-800-390-1277
Retirement plans 1-888-661-7684
Your clients should carefully consider the investment objectives, risks, charges, and expenses of a fund before investing. For a prospectus, a summary prospectus if available, or an offering statement containing this and other information for any Putnam fund, call Putnam Dealer Marketing Services at 1-800-354-4000. Your clients should read the prospectus carefully before investing.
All funds involve risk, and you can lose money. See the prospectus for details.
For dealer use only. Not for public distribution. Putnam Retail ManagementPutnam Investments | One Post Office Square | Boston, MA 02109 | putnam.com SU820 305688 6/17
This material is for informational and educational purposes only. It is not a recommendation of any specific investment product, strategy, or decision, and is not intended to suggest taking or refraining from any course of action. It is not intended to address the needs, circumstances, and objectives of any specific investor. Putnam, which earns fees when clients select its products and services, is not offering impartial advice in a fiduciary capacity in providing this sales and marketing material. This information is not meant as tax or legal advice. Investors should consult a professional advisor before making investment and financial decisions and for more information on tax rules and other laws, which are complex and subject to change.
High Yield Trust merged into High Yield Advantage Fund effective, May 5, 2017. High Yield Advantage Fund will now be known as High Yield Fund as of May 2017. The Putnam Fund for Growth and Income merged into Equity Income Fund, effective May 12, 2017. Global Dividend Fund has been proposed to shareholders through a proxy to merge into Global Sector Fund, estimated to merge June 16, 2017. Global Energy Fund has been proposed to shareholders through a proxy to merge into Global Natural Resources Fund, estimated to merge June 16, 2017. Arizona Tax Exempt Income Fund and Michigan Tax Exempt Income Fund are merging into Tax Exempt Income Fund effective, July 21, 2017.
* Consider these risks before investing: Putnam Short Duration Income Fund is not a money market fund. The effects of inflation may erode the value of your investment over time. Funds that invest in government securities are not guaranteed. Mortgage-backed investments, unlike traditional debt investments, are also subject to prepayment risk, which means that they may increase in value less than other bonds when interest rates decline and decline in value more than other bonds when interest rates rise. We may have to invest the proceeds from prepaid investments, including mortgage backed investments, in other investments with less attractive terms and yields. Bond prices may fall or fail to rise over time for several reasons, including general financial market conditions, changing market perceptions of the risk of default, changes in government intervention, and factors related to a specific issuer or industry. These factors may also lead to periods of high volatility and reduced liquidity in the bond markets. Bond investments are subject to interest-rate risk (the risk of bond prices falling if interest rates rise) and credit risk (the risk of an issuer defaulting on interest or principal payments). Interest-rate risk is greater for longer-term bonds, and credit risk is greater for below-investment-grade bonds. Credit risk is generally greater for debt not backed by the full faith and credit of the U.S. government. Risks associated with derivatives include increased investment exposure (which may be considered leverage) and, in the case of over-the-counter instruments, the potential inability to terminate or sell derivatives positions and the potential failure of the other party to the instrument to meet its obligations. Unlike bonds, funds that invest in bonds have fees and expenses. You can lose money by investing in the fund.
† Consider these risks before investing: You can lose money by investing in the fund. Although the fund seeks to preserve the value of your investment at $1.00 per share, it cannot guarantee it will do so. An investment in the fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. The fund’s sponsor has no legal obligation to provide financial support to the fund, and you should not expect that the sponsor will provide financial support to the Fund at any time. The values of money market investments usually rise and fall in response to changes in interest rates. Certain securities in which the fund may invest, including securities issued by certain U.S. government agencies and U.S. government sponsored enterprises, are not guaranteed by the U.S. govern-ment or supported by the full faith and credit of the United States. Mortgage-backed securities are subject to prepayment risk and the risk that they may increase in value less when interest rates decline and decline in value more when interest rates rise.
‡ Consider these risks before investing: You can lose money by investing in the fund. Although the fund seeks to preserve the value of your investment at $1.00 per share, it cannot guarantee it will do so. The fund may impose a fee upon the sale of your shares or may temporarily suspend your ability to sell shares if the fund’s liquidity falls below certain required minimums because of market conditions or other factors. An investment in the fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. The fund’s sponsor has no legal obligation to provide financial support to the fund, and you should not expect that the sponsor will provide financial support to the fund at any time. The values of money market investments usually rise and fall in response to changes in interest rates. Interest rate risk is generally lowest for investments with short maturities (a significant part of the fund’s investments). Although the fund only buys high quality investments, investments backed by a letter of credit have the risk that the provider of the letter of credit will not be able to fulfill its obligations to the issuer. The effects of inflation may erode the value of your investment over time.
