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7/28/2019 Organizational Change Theory Literature Review
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Organizational Change Theory Literature Review
EDET 780 Sparks, Spring 2008
Kotter and Schlesinger (1979)
Reasons for resistance to change Parochial self-interest how change will effect their own interests rather than
seeing the effects on the business and its success
Misunderstanding communication problems leading to inadequate information
Low tolerance of change employees who believe stability is security
Different assessments of the situation not everyone will be on board about
needing to change and if problems exist
Six approaches to deal with resistance to change
Education and communication informing is perhaps the best and easiest way to
get buy-in to the change effort
Participation and involvement when others have stake in the change, they need
to be part of the dialogue
Facilitation and support fear and anxiety may exist and need to be addressed
during the transition period
Negotiation and agreement change may mean less for some and this can be
overcome by offering incentives
Manipulation and co-option co-op with those resistant to change. Bring them
into the setting but not with any real power
Explicit and implicit coercion force can be used when the timing of the situation
is critical. Those resisting may be transferred, lose jobs, be dismissed or passed
over for promotion
Icek Ajzen (1988, 1991)
Theory of Panned Behavior how to change the behavior of people
Three considerations of the theory of planned behavior
Behavioral beliefs there are beliefs about the likely consequences of the
behavior
Normative beliefs beliefs about the normative expectations of others
Control beliefs believing in the persistence of factors that may facilitate orimpede the performance of others
*The three considerations (circumstance, projects, programs) are crucial whn thebehavior of people needs to be changed
*The resistance can be overcome when intentions are strong and well formed,expectations are realistic and specific plans for intervention implementation have been
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developed. Therefore, focusing on the attitudes can effect change.
Andrew Pettigrew and Richard Whipp (1991) Managing Change for Competitive
Success
What are the three dimensions of strategic change?
Content (objective, purpose and goals) WHAT
Process (implementation) HOW
Context (the internal and external environment) WHERE
*The emphasis is on the continuous interplay between these change dimensions. Theydescribe change as an, iterative, cumulative and reformulation-in-use process. The
successful change is a result of the interplay of what, how and where.
Five Change Factors
Environmental assessment open learning systems looking at the internal and
external environments
Human resources as assets and liabilities seeing employees as valuable andtrustworthy and letting them know this
Linking strategic and operational change Time scale is important and combining
activities may lead to new strategic changes
Leading the change Leadership must move the organization ahead and creat the
right climate for change
Overall coherence change strategy must be consistent with clear goals,
consonant with its environment and provide a competive edge and be feasible
Star Model by Gailbraith
Five Points of the Star
Strategy determines direction
Structure determines the location of decision-making power
People selection and development of the right people
Process determines the flow of information
Rewards provide motivation and incentives for desired behavior
Richard Beckhard and Reuben Harris (1987) The Change Model (change formula or
change equation)
Dissatisfaction x Vision x First Steps > Resistance to Change
Dissatisfaction with the present situation
Vision of what is possible in the future
Achievable first steps towards reaching this vision
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Wilfried Kruger The Change Management Iceberg
*Essence of change in organizations is dealing with barriers
At the top of the iceberg is cost, quality and time focus of management
Below the surface is the heart of the issues and barriers
Management of perception and beliefs
Power and political management
QuickTime and aTIFF (Uncompressed) decompressor
are needed to see this picture.
Prosci (1998) The ADKAR Model
Awareness of the need to change
Desire to participate and support change
Knowledge of how to change and what the change looks like
Ability to implement the change on a day-to-day basis
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Reinforcement to keep the change in place
John Kotter (1990) A Force for Change: How Leadership Differs from Management
Eight reasons why many change processes dont succeed
Allowing too much complexity Failing to build a sustainable coalition
Not understanding the need for a clear vision
Failing to clearly communicate the vision
Permitting roadblocks against the vision
Not planning for short term results and not realize them
Declaring victory too soon
Fail to anchor changes in corporate culture
The change phase model
Establish a sense of urgency Create a solution
Develop a clear vision
Share the vision
Empower people to clear obstacles
Secure short-term wins
Consolidate and keep moving
Anchor the change
*according to Kotter, it is crucial to follow the eight phases of change in the exact
sequence
The Cultures of Work Organizations Harrison Trice and Janice Beyer (1993)
Eight considerations to keep in mind when changing organization cultures
Capitalize on propitious moments make sure people perceive the need for
change
Combine caution with optimism both at the individual and organizational level
Change many elements but maintain some continuity identify the principles that
will remain constent
Recognize the importance of implementationo Adoption
o Implementation
o Institutionalization
Select, modify, and create appropriate cultural forums employ symbols, rituals,
languages, stories, myths, metaphors, rites and ceremonies
Modify socialization tactics people learn the corporate culture through
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socialization at the outset of their employment
Find and cultivate innovative leadership leader must have loads of self-
confidence, strong convictions, dominant personality and verbal skills
Entrepreneurial Government. Explanation of Principles of Reinvention Osborne andGaebler (1992)
Ten Principles of Reinvention
Catalytic steering rather than rowing
Community-owned empowering rather than serving
Competitive inject competition into service delivery
Mission-driven transforming rule-driven organizations
Results-oriented Funding outcomes, not inputs
Customer-driven Meeting the needs of the customer not the bureaucracy
Enterprising Earning rather than spending
Anticipatory Prevention rather than cure
Decentralized From hierarchy towards participation and teamwork
Market-oriented Leveraging change through the market