1
Oral DNA vaccination targeting VEGFR-2 combined with anti-PD-L1 avelumab in patients with progressive glioblastoma, a phase I/II study Wolfgang Wick 1,2 , Antje Wick 1 , Michael J. Platten 1,2,7 , Olivier Chinot 3 , Martin van den Bent 4 ,Frederic Dhermain 5 ,Marc Mansour 6 , Lilli Podola 6 , Heinz Lubenau 6 1 Department of General Neurology, Neurology Clinic, University of Heidelberg; 2 German Cancer Consortium, German Cancer Research Center, Heidelberg; 3 CHU Timone, Aix-Marseille-University, Marseille, France; 4 Erasmus MC Cancer Institute, Rotterdam, Netherlands; 5 Gustave Roussy, Université-Paris-Saclay Villejuif, France; 6 Vaximm GmbH, Mannheim; 7 Neurology Clinic, University of Heidelberg, University Hospital Mannheim; all German Oral administration of a suspension containing attenuated Salmonella bacteria carrying plasmids encoding for target antigens. Bacteria pass through M cells into Peyer’s patches and are taken up by macrophages. Bacteria die inside macrophages and release plasmids. Plasmids enter the nucleus and the encoded antigen is expressed. Bacterial infection induces macrophages to undergo apoptosis (cell death). Apoptotic vesicles contain antigen. Apoptotic vesicles are phagocytized by dendritic cells, processed, and antigen epitopes are presented on the surface via MHC Class I. Antigen-specific CD8+ T-cells are activated. CD8+ T-cells circulate through the body and bind to target cells expressing the specific antigen, initiating cell death. Salmonella bacterium Plasmid Small intestine Small intestinal lumen Macrophage M cell T-cell Salmonella bacteria carrying plasmids Peyer’s patch Phagocytosis of bacteria Bacteria carrying plasmids Antigen Plasmids in nucleus Macrophage Apoptotic macrophage Antigen Apoptotic vesicle Dendritic cell phagocytizing vesicle Antigen epitope MHC class I Antigen-specific CD8+ T-cells Activated dendritic cell Blood vessel CD8+ T-cell Target (tumor) cell MHC class I mounted antigen 7 6 5 4 3 2 1 Figure 1. Intra-lymphatic delivery of Salmonella Typhi strain Ty21a vaccine VXM01 via the oral route leading to target specific T-cell activation. Glioblastoma WHO grade IV is the most aggressive form of gliomas. Patient median survival after first diagnosis is still below 15 months in study cohorts, nearly all patients suffer from tumor recurrence, and only 25% survive more than 1 year. Since 2005 surgery followed by radiotherapy in combination with temozolomide serves as the standard first line treatment in glioblastoma. After failure of initial treatment further therapeutic options are limited. There is no standard treatment for recurrent glioblastoma. New and more effective immunotherapeutic approaches are highly needed to increase patients’ survival. VXM01 is a VEGFR-2 coding DNA vaccine, using a Salmonella Ty21a carrier for oral administration. High expression of VEGFR-2 on glioblastoma tumor tissue and tumor vasculature serves as a promising target for VEGFR-2 primed T cells. A proposed mechanism of action of VXM01 is described in Figure 1. In a previous phase I/II VXM01 study in glioblastoma administration of VXM01 in 14 recurrent tumor patients showed an acceptable safety profile. Objective clinical responses in 2 patients (CR and PR) and prolonged overall survival could be associated with the VEGFR-2-specific immune response, J Clin Oncol 36, 2018 (suppl; abstr 2017). In this trial a combination therapy of VXM01 with an anti PD-L1 checkpoint inhibitor (CPI) is administered to glioblastoma patients with the intention to further enhance anti-VEGFR-2 tumor immunity induced by VXM01. Blocking of PD-L1/PD-1 interaction enhances the T cell immune function and is therefore a promising compound to boost the patients intrinsic immune defense against the tumor (Figure 2. and 3.) Background a Objective clinical responses (CR and PR) and prolonged survival were observed in previous VXM01 trial in recurrent glioblastoma patients. Synergistic effects of vaccination and anti- PD-L1 are expected. VXM01 oral vaccination has been well tolerated so far. 24 non-resectable, 6 resectable patients will be included in 8 study sites in Germany, France and the Netherlands. Safety run-in with Data Safety Monitoring Board approval. First patient was treated in November 2018. Extensive immunological read-out program for peripheral and intra-tumoral analysis, including TCR Seq, multiplex tumor staining, FACS immunophenotyping and ELISpot Summary 1. Darji A. et al, Cell 1997. 2. Schmitz-Winnenthal FH. et al, OncoImmunology 2015. 3. Schmitz-Winnenthal FH. et al, OncoImmunology 2018. 4. Niethammer AG. et al, Nature Medicine 2002. 5. Weller et al, Nature Review 2017. 6. Hamilton et al, Expert Opin Biol Ther 2017. 7. Preusser, Nature Rev Neurol 2015 References Poster # TPS2076/Board 262b presented during the ‘Central Nervous System Tumors’ Session at the ASCO Annual Meeting on June 2 nd 2019, 8:00-11:00 am in Chicago. Secondary/Exploratory Endpoints Figure 3. Tumor antigen-uptake and recirculation of primed T cells from the draining lymph node to the tumor (1-4). Blocking of PD-1/PD-L1 interaction of T cells and tumor cell/microglia during antigen presentation (5). Weller et al., Nature Reviews 2017 Trial design The trial is conducted as a multicenter, open-label, Phase I/II trial (EudraCT.gov no. 2017-003076-31, NCT03750071) in collaboration with Merck KGaA and Pfizer, Inc., to evaluate the efficacy and safety as well as the clinical and immunogenic response of VXM01 in combination with avelumab in patients with non-resectable (n=24) and resectable (n=6) progressive glioblastoma following tumor resection and radiochemotherapy containing temozolomide. 30 patients will be enrolled in 8 study centers in Germany, Netherlands and France. The enrolment of cohort 1 (Figure 5.) started with inclusion of the 1 st patient in November 2018. Currently, patients of the 2 nd cohort of the safety run- in are treated. Figure 4. Study design with the vaccination schedule and the time points for analysis of the VEGFR-2–specific T cell response by ELISpot (bullets). Main Inclusion/Exclusion Criteria Inclusion Criteria: Male or female subjects. Female subjects post-menopausal surgically sterile; Age ≥18 years Histologically diagnosed intracranial supratentorial malignant glioma (glioblastoma WHO Grade IV) Evidence of tumor progression by RANO criteria following at least one prior therapy regimen that must have contained radiation and chemotherapy with temozolomide, as measured by MRI. Neurosurgical intervention should be postponable for 30 days Karnofsky performance status ≥70 Exclusion Criteria: Cardiovascular disease Non-healing wound, incomplete wound healing, bone fracture or gastrointestinal ulcers within three years before inclusion, or positive gastroscopy within 3 months before inclusion Active autoimmune disease: diabetes ; Other severe acute or chronic medical conditions including immune colitis, inflammatory bowel disease, immune pneumonitis, pulmonary fibrosis Women of childbearing potential Chronic concurrent therapy within 2 weeks before and during the treatment period with: Corticosteroids (except steroids up to equivalent of dexamethasone 4 mg daily dose); Immunosuppressive agents; Antibiotics Figure 5. The safety run-in includes 6 non-resectable patients; for cohort 1 (10 6 CFU) 1+2 patients followed by cohort 2 (10 7 CFU) 1+2 patients. A 5-week observation time is held after each step. The DMSB will evaluate safety data and give recommendation about dose escalation to dose 10 7 CFU and also parallel recruitment of cohort 3. Treatment Scheme: Patients are treated with 10 6 or 10 7 CFU of VXM01+ avelumab. Vaccinations for all patients will be on day 1, 3, 5, and 7, followed by 4-weekly boosts until progression. Avelumab 800 mg will be administered intravenously every two weeks until progression. The end of study is week 60. Follow up visits after the end of study will be on months 1, 3, 6, 12 and 24. (Figures 4 and 5). Samples for biomarker and immunogenicity testing will collected at several time points before and after treatment. This study receives a free supply of drug from Merck KGaA, a part of the alliance between Merck KGaA and Pfizer, Inc, New York, NY, USA Objective response rate (ORR), clinical response using iRano criteria, immunological correlates before and after treatment using ELISpot, FACS immunophenotyping, TCR- sequencing, immunofluorescence, immunohisto-chemistry staining to analyse tumor infiltrating T-cells, MDSCs and characterize tumor tissue. Primary Endpoints The primary objective is to evaluate safety and tolerability of the vaccine in combination with the anti-PD-L1 monoclonal antibody avelumab. Safety run-in: Two cohorts of non-resectable patients are vaccinated with one of 2 doses of the oral vaccine (10 6 or 10 7 CFU), and treated with concurrent intravenous avelumab administration. After vaccination of patient 1 with 10 6 CFU and a 5-weeks observation period 2 additional patients of cohort 1 were included. Five weeks after inclusion of the latter patients, a safety evaluation and recommendation for dose escalation to 10 7 CFU was done by the Data Safety Monitoring Board. The same procedure will be followed for cohort 2 (10 7 CFU). After safety evaluation and recommendation of the DSMB, enrolment of cohort 3, comprising 18 non-resectable and 6 resectable patients, will be initiated in parallel at 8 study sites. (Figures 5). 000 Increased effector function of vaccine induced T cells due to blocking of PD-L1 / PD-1 interaction Induction of natural killer cell-mediated antibody-dependent cellular cytotoxicity Increase of tumor T-cell infiltration Potential synergistic mechanism of action Figure 2. Mode of action avelumab Mode of Action Avelumab Avelumab targeting PD-L1 Blockade of immune-inhibitory PD-1/PD-L1 interaction leading to activation of T-cell mediated anti-tumor responses Induction of natural killer cell-mediated antibody- dependent cellular cytotoxicity VXM01 / Avelumab (Resectable n=6) VXM01 treatment: Primary Tumor Operation Relapse under Standard Therapy Tumor Re- operation Avelumab treatment: VXM01 / Avelumab (Non-resectable n=24) M3 M6 M9 M12 D35 D0 D21 W6

Oral DNA vaccination targeting VEGFR-2 combined with anti-PD … · 2019-06-05 · presentation (5). Weller et al., Nature Reviews 2017 Trial design The trial is conducted as a multicenter,

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Page 1: Oral DNA vaccination targeting VEGFR-2 combined with anti-PD … · 2019-06-05 · presentation (5). Weller et al., Nature Reviews 2017 Trial design The trial is conducted as a multicenter,

Oral DNA vaccination targeting VEGFR-2 combined with anti-PD-L1 avelumab in patients with progressive glioblastoma, a phase I/II study

Wolfgang Wick1,2, Antje Wick1, Michael J. Platten1,2,7, Olivier Chinot3, Martin van den Bent4,Frederic Dhermain5,Marc Mansour6, Lilli Podola6, Heinz Lubenau6

1Department of General Neurology, Neurology Clinic, University of Heidelberg; 2German Cancer Consortium, German Cancer Research Center, Heidelberg; 3CHU Timone, Aix-Marseille-University, Marseille, France; 4Erasmus MC Cancer Institute, Rotterdam, Netherlands; 5Gustave Roussy, Université-Paris-Saclay Villejuif, France; 6Vaximm GmbH, Mannheim; 7Neurology Clinic, University of Heidelberg, University Hospital Mannheim; all German

Oral administration of a suspension containing attenuated Salmonella bacteria carrying plasmids encoding for target antigens.

Bacteria pass through M cells into Peyer’s patches and are taken up by macrophages.

Bacteria die inside macrophages and release plasmids. Plasmids enter the nucleus and the encoded antigen is expressed.

Bacterial infection inducesmacrophages to undergo apoptosis (cell death).Apoptotic vesicles contain antigen.

Apoptotic vesicles are phagocytized by dendritic cells, processed, and antigen epitopes are presented on the surface via MHC Class I.

Antigen-specific CD8+ T-cellsare activated.

CD8+ T-cells circulate through the body and bind to target cells expressing the specific antigen, initiating cell death.

Salmonella bacterium

Plasmid

Small intestine

Small intestinallumen

Macrophage

M cell

T-cell

Salmonella bacteriacarrying plasmids

Peyer’spatch

Phagocytosisof bacteria

Bacteriacarryingplasmids

Antigen

Plasmids in nucleusMacrophage

Apoptoticmacrophage

AntigenApoptoticvesicle

Dendritic cellphagocytizing vesicle

Antigenepitope

MHCclass I

Antigen-specificCD8+ T-cells

Activated dendritic cell

Blood vessel

CD8+ T-cellTarget (tumor) cell

MHC class Imounted antigen

7

6

54321

Figure 1. Intra-lymphatic delivery of Salmonella Typhi strain Ty21a vaccine VXM01 via the oral route leading to target specific T-cell activation.

Glioblastoma WHO grade IV is the most aggressive form of gliomas. Patient median survival after first diagnosis is still below 15 months in study cohorts, nearly all patients suffer from tumor recurrence, and only 25% survive more than 1 year. Since 2005 surgery followed by radiotherapy in combination with temozolomide serves as the standard first line treatment in glioblastoma. After failure of initial treatment further therapeutic options are limited. There is no standard treatment for recurrent glioblastoma. New and more effective immunotherapeutic approaches are highly needed to increase patients’ survival. VXM01 is a VEGFR-2 coding DNA vaccine, using a Salmonella Ty21a carrier for oral administration. High expression of VEGFR-2 on glioblastoma tumor tissue and tumor vasculature serves as a promising target for VEGFR-2 primed T cells. A proposed mechanism of action of VXM01 is described in Figure 1. In a previous phase I/II VXM01 study in glioblastoma administration of VXM01 in 14 recurrent tumor patients showed an acceptable safety profile. Objective clinical responses in 2 patients (CR and PR) and prolonged overall survival could be associated with the VEGFR-2-specific immune response, J Clin Oncol 36, 2018 (suppl; abstr 2017). In this trial a combination therapy of VXM01 with an anti PD-L1 checkpoint inhibitor (CPI) is administered to glioblastoma patients with the intention to further enhance anti-VEGFR-2 tumor immunity induced by VXM01. Blocking of PD-L1/PD-1 interaction enhances the T cell immune function and is therefore a promising compound to boost the patients intrinsic immune defense against the tumor (Figure 2. and 3.)

Background

a

• Objective clinical responses (CR and PR) and prolonged survival were observed in previous VXM01 trial in recurrent glioblastoma patients.

• Synergistic effects of vaccination and anti-PD-L1 are expected.

• VXM01 oral vaccination has been well tolerated so far.

• 24 non-resectable, 6 resectable patients will be included in 8 study sites in Germany, France and the Netherlands.

• Safety run-in with Data Safety Monitoring Board approval.

• First patient was treated in November 2018.

• Extensive immunological read-out program for peripheral and intra-tumoral analysis, including TCR Seq, multiplex tumor staining, FACS immunophenotyping and ELISpot

Summary

1. Darji A. et al, Cell 1997. 2. Schmitz-Winnenthal FH. et al, OncoImmunology 2015. 3. Schmitz-Winnenthal FH. et al, OncoImmunology 2018. 4. Niethammer AG. et al, Nature Medicine 2002. 5. Weller et al, Nature Review 2017. 6. Hamilton et al, Expert Opin Biol Ther 2017. 7. Preusser, Nature Rev Neurol 2015

References

Poster # TPS2076/Board 262b presented during the ‘Central Nervous System Tumors’ Session at the ASCO Annual Meeting on June 2nd 2019, 8:00-11:00 am in Chicago.

Secondary/Exploratory Endpoints

Figure 3. Tumor antigen-uptake and recirculation of primed T cells from the draining lymph node to the tumor (1-4). Blocking of PD-1/PD-L1 interaction of T cells and tumor cell/microglia during antigen presentation (5). Weller et al., Nature Reviews 2017

Trial design The trial is conducted as a multicenter, open-label, Phase I/II trial (EudraCT.gov no. 2017-003076-31, NCT03750071) in collaboration with Merck KGaA and Pfizer, Inc., to evaluate the efficacy and safety as well as the clinical and immunogenic response of VXM01 in combination with avelumab in patients with non-resectable (n=24) and resectable (n=6) progressive glioblastoma following tumor resection and radiochemotherapy containing temozolomide. 30 patients will be enrolled in 8 study centers in Germany, Netherlands and France. The enrolment of cohort 1 (Figure 5.) started with inclusion of the 1st patient in November 2018. Currently, patients of the 2nd cohort of the safety run-in are treated.

Figure 4. Study design with the vaccination schedule and the time points for analysis of the VEGFR-2–specific T cell response by ELISpot (bullets).

Main Inclusion/Exclusion Criteria Inclusion Criteria: • Male or female subjects. Female subjects post-menopausal

surgically sterile; Age ≥18 years • Histologically diagnosed intracranial supratentorial

malignant glioma (glioblastoma WHO Grade IV) • Evidence of tumor progression by RANO criteria following

at least one prior therapy regimen that must have contained radiation and chemotherapy with temozolomide, as measured by MRI. Neurosurgical intervention should be postponable for 30 days

• Karnofsky performance status ≥70 Exclusion Criteria: • Cardiovascular disease • Non-healing wound, incomplete wound healing, bone

fracture or gastrointestinal ulcers within three years before inclusion, or positive gastroscopy within 3 months before inclusion

• Active autoimmune disease: diabetes ; Other severe acute or chronic medical conditions including immune colitis, inflammatory bowel disease, immune pneumonitis, pulmonary fibrosis

• Women of childbearing potential • Chronic concurrent therapy within 2 weeks before and

during the treatment period with: Corticosteroids (except steroids up to equivalent of dexamethasone 4 mg daily dose); Immunosuppressive agents; Antibiotics

Figure 5. The safety run-in includes 6 non-resectable patients; for cohort 1 (106 CFU) 1+2 patients followed by cohort 2 (107 CFU) 1+2 patients. A 5-week observation time is held after each step. The DMSB will evaluate safety data and give recommendation about dose escalation to dose 107 CFU and also parallel recruitment of cohort 3.

Treatment Scheme: Patients are treated with 106 or 107

CFU of VXM01+ avelumab. Vaccinations for all patients will be on day 1, 3, 5, and 7, followed by 4-weekly boosts until progression. Avelumab 800 mg will be administered intravenously every two weeks until progression. The end of study is week 60. Follow up visits after the end of study will be on months 1, 3, 6, 12 and 24. (Figures 4 and 5). Samples for biomarker and immunogenicity testing will collected at several time points before and after treatment. This study receives a free supply of drug from Merck KGaA, a part of the alliance between Merck KGaA and Pfizer, Inc, New York, NY, USA

Objective response rate (ORR), clinical response using iRano criteria, immunological correlates before and after treatment using ELISpot, FACS immunophenotyping, TCR-sequencing, immunofluorescence, immunohisto-chemistry staining to analyse tumor infiltrating T-cells, MDSCs and characterize tumor tissue.

Primary Endpoints The primary objective is to evaluate safety and tolerability of the vaccine in combination with the anti-PD-L1 monoclonal antibody avelumab.

Safety run-in: Two cohorts of non-resectable patients are vaccinated with one of 2 doses of the oral vaccine (106 or 107 CFU), and treated with concurrent intravenous avelumab administration. After vaccination of patient 1 with 106 CFU and a 5-weeks observation period 2 additional patients of cohort 1 were included. Five weeks after inclusion of the latter patients, a safety evaluation and recommendation for dose escalation to 107 CFU was done by the Data Safety Monitoring Board. The same procedure will be followed for cohort 2 (107 CFU). After safety evaluation and recommendation of the DSMB, enrolment of cohort 3, comprising 18 non-resectable and 6 resectable patients, will be initiated in parallel at 8 study sites. (Figures 5).

000

Increased effector function of vaccine induced T cells due to blocking of PD-L1 / PD-1 interaction Induction of natural killer cell-mediated

antibody-dependent cellular cytotoxicity Increase of tumor T-cell infiltration

Potential synergistic mechanism of action

Figure 2. Mode of action avelumab

Mode of Action Avelumab Avelumab targeting PD-L1 •Blockade of immune-inhibitory PD-1/PD-L1 interaction leading to activation of T-cell mediated anti-tumor responses

•Induction of natural killer cell-mediated antibody-dependent cellular cytotoxicity

VXM01 / Avelumab (Resectable n=6)

VXM01 treatment:

Prim

ary

Tum

orO

pera

tion

Rela

pse

unde

rSt

anda

rd T

hera

py

Tum

orRe

-op

erat

ion

Avelumab treatment:

VXM01 / Avelumab (Non-resectable n=24)

M3 M6 M9 M12D35D0 D21 W6