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ECE 455 – Lecture 07 1
Optical Fibres
- Attenuation
• HMY 445
• Lecture 07
• Fall Semester 2016
Stavros IezekielDepartment of Electrical and
Computer Engineering
University of Cyprus
ECE 455 – Lecture 07
LOOKING AT REFRACTIVE INDEX IN A
NEW WAY
2
ECE 455 – Lecture 07 3
Silica optical fibre attenuation varies with wavelength, and over time it has
been reduced through improved manufacturing methods. This has influenced
the evolution of the first, second and third generations of optical fibre
communications.
ECE 455 – Lecture 07 4
When we looked at group velocity dispersion in Lecture 06, we saw that
refractive index is an optical material parameter that also varies with
wavelength. Is there a connection?
In electromagnetism, you will have seen that Maxwell’s equations can be used
to derive the wave equation, e.g. in free space for one dimension:
2
2
22
2
002
21
t
E
ct
E
z
E xxx
∂∂
=∂∂
=∂∂
εµ
=0µ Permeability
of free space
=0ε Permittivity
of free space
00
1
εµ=c
(1)
(2)
ECE 455 – Lecture 07 5
In a material with refractive index n, we have the phase velocity:
n
cv ==
µε1
00εµµε
==∴v
cn
(3)
(4)
We consider that optical materials used for optical fibres are non-magnetic, such that:
0µµµ r=
0εεε r=
=rµ Relative permeability = dimensionless number
=rε Relative permittivity = dimensionless number
1≈rµ
This then gives Maxwell’s relation for the refractive index of a dielectric:
rrn εµ= (5)
(6)
rn ε≈ (7)
You might have seen in ECE 331 that relative permittivity can be a complex number……
ECE 455 – Lecture 07 6
[ ])(exp),( 0 kztjEtzE −= ω
)(cos),( 0 kztEtzE −= ω
n
c
kv ==ω
−= zc
ntjEtzE ωexp),( 0
c
nkω=
From Lecture 05, we saw that a monochromatic wave of light can be written as a
travelling wave:
This can also be written as a complex number:
Phase velocity Phase constant
(8)
(9)
(10) (11)
Substituting (11) into (9):
(12)
So far in ECE 455 we have considered the refractive index to be real.
ECE 455 – Lecture 07 7
( )
′−⋅
′′−=
′′−′−=
zc
ntjzn
cE
zc
njntjEtzE
ωω
ω
expexp
exp),(
0
0
What would happen if we assumed a complex refractive index?
njnn ′′−′= (13)
Our monochromatic wave now becomes:
(14)
The imaginary part of the refractive
index corresponds to attenuation as
described by Beer’s law in Lecture 03.
0≥′′n
The real part of the refractive index
corresponds to a phase change term
that can also be seen as a delay.
ECE 455 – Lecture 07
INTERACTION OF LIGHT WITH
DIELECTRIC MATERIALS
8
ECE 455 – Lecture 07 9
Returning to slide 3, the question is, why does
the attenuation vs wavelength profile have this
general shape?
To find the answer, we have to consider what
happens to light as it travels through a
dielectric material (like silica glass).
A dielectric is a material in which charges do
not flow like in a conductor. Instead, we have a
collection of dipoles which under an applied
electric field will be slightly distorted.
We define the dipole moment as the vector
with the same direction as the E-field and
magnitude:
+
-
x
Er
qxp =r
qxp = (15)
ECE 455 – Lecture 07 10
So the electric field causes a slight displacement of the electron compared to the much
heavier nucleus. This separation between the electron and the positively charged
nucleus will create an electric field that wants to restore things to their original state
when the external field is removed.
This situation is very similar to that of a spring:
xmdt
dxm
dt
xdmF o
2
2
2
2 ωζ ++=
Damping Restoring force
(Hooke’s law)
Newton’s
second law
And so we can use a spring-mass-damper system
to model a dielectric dipole:
(16)
ECE 455 – Lecture 07 11
We can use this spring model to analyse how light, in the form of an incident travelling
electric wave will displace a dipole. The sinusoidal displacement takes the form of simple
harmonic motion.
The oscillating dipole will then act like a mini-antenna, radiating its own electric field:
https://phet.colorado.edu/sims/radiating-charge/radiating-charge_el.html
ECE 455 – Lecture 07 12
So as the wave propagates through the dielectric material (e.g. glass):
it excites dipole oscillations, which then emit their own light:
We will return to this concept of dipole oscillations in later exercises, in which we obtain
more detail on the nature of the refractive index and its link with attenuation.
ECE 455 – Lecture 07
PHYSICAL CAUSES OF OPTICAL FIBRE
ATTENUATION
13
ECE 455 – Lecture 07 14
Light can interact with matter in different ways:
Once light is coupled into a standard optical fibre, the attenuation is mainly
caused by absorption and scattering.
We will not consider amplification (e.g. erbium-doped fibre) yet, and we will not
look at nonlinear effects like Raman scattering.
ECE 455 – Lecture 07 15
Source: C-L Chen, Elements of Optoelectronics & Fiber Optics
Various sources of fibre attenuation
ECE 455 – Lecture 07
16
• Attenuation is caused by:
– Absorption: depends on material and impurities
• Intrinsic absorption by atoms of fibre material
• Extrinsic absorption by impurity atoms
• Absorption by atomic defects in glass
– Scattering: due to inhomogeneous material
• Rayleigh scattering
• Mie scattering
– Radiation: due to discontinuities, e.g. bending of fibre
• Macrobends and microbends
ECE 455 – Lecture 07 17
• Extrinsic absorption is caused by metal (iron,cobalt, copper
and chromium) and hydroxyl (OH) ions. In the early years,
fibres had a high water impurity content, and hence high
overtones of the water absorption peak.
• In high purity modern fibres (low OH), loss due to extrinsic
absorption has been significantly reduced. (This is achieved by
drying the glass in chlorine gas to leach out the water vapour).
• For both OH and metal ions, ion concentrations of one part
per billion or less are needed to minimise losses to acceptable
levels.
Absorption losses: extrinsic
ECE 455 – Lecture 07 18
Absorption spectrum for OH in silica
ECE 455 – Lecture 07 19
• Intrinsic absorption results from electronic absorption bands
in the UV region and atomic vibration bands in the near
infrared region. It is the loss associated with the pure fibre
material, and therefore sets the lower limit on absorption.
– In other words, loss due to absorption cannot be reduced
below this limit.
• Attenuation caused by intrinsic absorption in the UV and IR
regions is wavelength dependent as follows:
Absorption losses: intrinsic
αUV = AUV exp (λUV / λ)
αIR = AIR exp (-λIR / λ)
ECE 455 – Lecture 07 20
Ex
z
-
-
+
+ +
+ +
+ +
-
-
-
-
-
-
Solid material
Ions form a lattice
• Lattice absorption through a crystal structure
– The EM wave (near infrared light) forces ions to vibrate at
the frequency of the wave; some energy is then lost by
being coupled into lattice vibrations (heat).
αIR = AIR exp (-λIR / λ)
http://en.wikipedia.org/wiki/Transparency_and_translucency
ECE 455 – Lecture 07 21
• Absorption of ultraviolet light leading to electronic
transitions:
αUV = AUV exp (λUV / λ)
ECE 455 – Lecture 07 22
• Scattering mechanisms cause the transfer of some or all of the optical power contained in one propagating mode to be transferred linearly into a different mode. There are two major types of scattering:
– Rayleigh scattering: caused by inhomogeneities of a random nature occuring on a small scale compared with the wavelength of the light.
– Mie scattering: occurs at inhomogeneities where the discontinuity is comparable to the wavelength.
Scattering losses
ECE 455 – Lecture 07 23
+
-
Incident wave Through wave
Scattered wave
Dielectric particle
smaller than wavelength
Scattered waveScattered wave
• Rayleigh scattering:
– The EM wave forces dipole oscillations in the dielectric
particle that it encounters. The particle then acts like a dipole
antenna, radiating waves in many directions.
ECE 455 – Lecture 07 24
• Rayleigh scattering has a λ-4 dependence, i.e.
αRayleigh = AR λ-4
1.0
1200 1400 1600Wavelength (nm)
Att
enuat
ion (
dB
/km
)
0.1
ECE 455 – Lecture 07 25
Intrinsic attenuation for a pure silica fibre
ECE 455 – Lecture 07 26
Measured attenuation for ultra-low loss single-
mode silica fibre
ECE 455 – Lecture 07 27
Critical bend radius
usually 3 - 4 cm for standard
SM fibre
Radiation losses usually occur at bends in the optical fibre:
ECE 455 – Lecture 07 28
Radiation losses also occur at microbends
introduced due to uneven pressures in cabling of fibre:
Keiser
ECE 455 – Lecture 07 29
0 2 4 6 8 10 12 14 16 18
Radius of curvature (mm)
10−3
10−2
10−1
1
10
102
αB (m-1) for 10 cm of bend
λ = 633 nm
λ = 790 nmV ≈ 2.08
V ≈ 1.67
Measured microbending loss for a 10 cm fiber bent by different amounts of radius ofcurvature R. Single mode fiber with a core diameter of 3.9 µm, cladding radius 48 µm,∆ = 0.004, NA = 0.11, V ≈ 1.67 and 2.08 (Data extracted and replotted with ∆ correctionfrom, A.J. Harris and P.F. Castle, IEEE J. Light Wave Technology , Vol. LT14, pp. 34-40, 1986; see original article for discussion of peaks in αB vs. R at 790 nm).
© 1999 S.O. Kasap, Optoelectronics (Prentice Hall)
ECE 455 – Lecture 07 30
Absorption
in
Infrared
region
Absorption
Atomic
Defects
Extrinsic
(Impurity
atoms, e.g. OH)
Intrinsic
Absorption
Absorption
in
Ultraviolet
region
Attenuation
Scattering
Losses
Mie
Scattering
Rayleigh
Scattering
Radiative
losses/ Bending
losses
Macroscopic
bends
Microscopic
bends
SUMMARY OF ATTENUATION