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ECE 455 – Lecture 07 1 Optical Fibres - Attenuation HMY 445 Lecture 07 Fall Semester 2016 Stavros Iezekiel Department of Electrical and Computer Engineering University of Cyprus

Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

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Page 1: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 1

Optical Fibres

- Attenuation

• HMY 445

• Lecture 07

• Fall Semester 2016

Stavros IezekielDepartment of Electrical and

Computer Engineering

University of Cyprus

Page 2: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07

LOOKING AT REFRACTIVE INDEX IN A

NEW WAY

2

Page 3: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 3

Silica optical fibre attenuation varies with wavelength, and over time it has

been reduced through improved manufacturing methods. This has influenced

the evolution of the first, second and third generations of optical fibre

communications.

Page 4: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 4

When we looked at group velocity dispersion in Lecture 06, we saw that

refractive index is an optical material parameter that also varies with

wavelength. Is there a connection?

In electromagnetism, you will have seen that Maxwell’s equations can be used

to derive the wave equation, e.g. in free space for one dimension:

2

2

22

2

002

21

t

E

ct

E

z

E xxx

∂∂

=∂∂

=∂∂

εµ

=0µ Permeability

of free space

=0ε Permittivity

of free space

00

1

εµ=c

(1)

(2)

Page 5: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 5

In a material with refractive index n, we have the phase velocity:

n

cv ==

µε1

00εµµε

==∴v

cn

(3)

(4)

We consider that optical materials used for optical fibres are non-magnetic, such that:

0µµµ r=

0εεε r=

=rµ Relative permeability = dimensionless number

=rε Relative permittivity = dimensionless number

1≈rµ

This then gives Maxwell’s relation for the refractive index of a dielectric:

rrn εµ= (5)

(6)

rn ε≈ (7)

You might have seen in ECE 331 that relative permittivity can be a complex number……

Page 6: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 6

[ ])(exp),( 0 kztjEtzE −= ω

)(cos),( 0 kztEtzE −= ω

n

c

kv ==ω

−= zc

ntjEtzE ωexp),( 0

c

nkω=

From Lecture 05, we saw that a monochromatic wave of light can be written as a

travelling wave:

This can also be written as a complex number:

Phase velocity Phase constant

(8)

(9)

(10) (11)

Substituting (11) into (9):

(12)

So far in ECE 455 we have considered the refractive index to be real.

Page 7: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 7

( )

′−⋅

′′−=

′′−′−=

zc

ntjzn

cE

zc

njntjEtzE

ωω

ω

expexp

exp),(

0

0

What would happen if we assumed a complex refractive index?

njnn ′′−′= (13)

Our monochromatic wave now becomes:

(14)

The imaginary part of the refractive

index corresponds to attenuation as

described by Beer’s law in Lecture 03.

0≥′′n

The real part of the refractive index

corresponds to a phase change term

that can also be seen as a delay.

Page 8: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07

INTERACTION OF LIGHT WITH

DIELECTRIC MATERIALS

8

Page 9: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 9

Returning to slide 3, the question is, why does

the attenuation vs wavelength profile have this

general shape?

To find the answer, we have to consider what

happens to light as it travels through a

dielectric material (like silica glass).

A dielectric is a material in which charges do

not flow like in a conductor. Instead, we have a

collection of dipoles which under an applied

electric field will be slightly distorted.

We define the dipole moment as the vector

with the same direction as the E-field and

magnitude:

+

-

x

Er

qxp =r

qxp = (15)

Page 10: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 10

So the electric field causes a slight displacement of the electron compared to the much

heavier nucleus. This separation between the electron and the positively charged

nucleus will create an electric field that wants to restore things to their original state

when the external field is removed.

This situation is very similar to that of a spring:

xmdt

dxm

dt

xdmF o

2

2

2

2 ωζ ++=

Damping Restoring force

(Hooke’s law)

Newton’s

second law

And so we can use a spring-mass-damper system

to model a dielectric dipole:

(16)

Page 11: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 11

We can use this spring model to analyse how light, in the form of an incident travelling

electric wave will displace a dipole. The sinusoidal displacement takes the form of simple

harmonic motion.

The oscillating dipole will then act like a mini-antenna, radiating its own electric field:

https://phet.colorado.edu/sims/radiating-charge/radiating-charge_el.html

Page 12: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 12

So as the wave propagates through the dielectric material (e.g. glass):

it excites dipole oscillations, which then emit their own light:

We will return to this concept of dipole oscillations in later exercises, in which we obtain

more detail on the nature of the refractive index and its link with attenuation.

Page 13: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07

PHYSICAL CAUSES OF OPTICAL FIBRE

ATTENUATION

13

Page 14: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 14

Light can interact with matter in different ways:

Once light is coupled into a standard optical fibre, the attenuation is mainly

caused by absorption and scattering.

We will not consider amplification (e.g. erbium-doped fibre) yet, and we will not

look at nonlinear effects like Raman scattering.

Page 15: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 15

Source: C-L Chen, Elements of Optoelectronics & Fiber Optics

Various sources of fibre attenuation

Page 16: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07

16

• Attenuation is caused by:

– Absorption: depends on material and impurities

• Intrinsic absorption by atoms of fibre material

• Extrinsic absorption by impurity atoms

• Absorption by atomic defects in glass

– Scattering: due to inhomogeneous material

• Rayleigh scattering

• Mie scattering

– Radiation: due to discontinuities, e.g. bending of fibre

• Macrobends and microbends

Page 17: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 17

• Extrinsic absorption is caused by metal (iron,cobalt, copper

and chromium) and hydroxyl (OH) ions. In the early years,

fibres had a high water impurity content, and hence high

overtones of the water absorption peak.

• In high purity modern fibres (low OH), loss due to extrinsic

absorption has been significantly reduced. (This is achieved by

drying the glass in chlorine gas to leach out the water vapour).

• For both OH and metal ions, ion concentrations of one part

per billion or less are needed to minimise losses to acceptable

levels.

Absorption losses: extrinsic

Page 18: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 18

Absorption spectrum for OH in silica

Page 19: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 19

• Intrinsic absorption results from electronic absorption bands

in the UV region and atomic vibration bands in the near

infrared region. It is the loss associated with the pure fibre

material, and therefore sets the lower limit on absorption.

– In other words, loss due to absorption cannot be reduced

below this limit.

• Attenuation caused by intrinsic absorption in the UV and IR

regions is wavelength dependent as follows:

Absorption losses: intrinsic

αUV = AUV exp (λUV / λ)

αIR = AIR exp (-λIR / λ)

Page 20: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 20

Ex

z

-

-

+

+ +

+ +

+ +

-

-

-

-

-

-

Solid material

Ions form a lattice

• Lattice absorption through a crystal structure

– The EM wave (near infrared light) forces ions to vibrate at

the frequency of the wave; some energy is then lost by

being coupled into lattice vibrations (heat).

αIR = AIR exp (-λIR / λ)

http://en.wikipedia.org/wiki/Transparency_and_translucency

Page 21: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 21

• Absorption of ultraviolet light leading to electronic

transitions:

αUV = AUV exp (λUV / λ)

Page 22: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 22

• Scattering mechanisms cause the transfer of some or all of the optical power contained in one propagating mode to be transferred linearly into a different mode. There are two major types of scattering:

– Rayleigh scattering: caused by inhomogeneities of a random nature occuring on a small scale compared with the wavelength of the light.

– Mie scattering: occurs at inhomogeneities where the discontinuity is comparable to the wavelength.

Scattering losses

Page 23: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 23

+

-

Incident wave Through wave

Scattered wave

Dielectric particle

smaller than wavelength

Scattered waveScattered wave

• Rayleigh scattering:

– The EM wave forces dipole oscillations in the dielectric

particle that it encounters. The particle then acts like a dipole

antenna, radiating waves in many directions.

Page 24: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 24

• Rayleigh scattering has a λ-4 dependence, i.e.

αRayleigh = AR λ-4

1.0

1200 1400 1600Wavelength (nm)

Att

enuat

ion (

dB

/km

)

0.1

Page 25: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 25

Intrinsic attenuation for a pure silica fibre

Page 26: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 26

Measured attenuation for ultra-low loss single-

mode silica fibre

Page 27: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 27

Critical bend radius

usually 3 - 4 cm for standard

SM fibre

Radiation losses usually occur at bends in the optical fibre:

Page 28: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 28

Radiation losses also occur at microbends

introduced due to uneven pressures in cabling of fibre:

Keiser

Page 29: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 29

0 2 4 6 8 10 12 14 16 18

Radius of curvature (mm)

10−3

10−2

10−1

1

10

102

αB (m-1) for 10 cm of bend

λ = 633 nm

λ = 790 nmV ≈ 2.08

V ≈ 1.67

Measured microbending loss for a 10 cm fiber bent by different amounts of radius ofcurvature R. Single mode fiber with a core diameter of 3.9 µm, cladding radius 48 µm,∆ = 0.004, NA = 0.11, V ≈ 1.67 and 2.08 (Data extracted and replotted with ∆ correctionfrom, A.J. Harris and P.F. Castle, IEEE J. Light Wave Technology , Vol. LT14, pp. 34-40, 1986; see original article for discussion of peaks in αB vs. R at 790 nm).

© 1999 S.O. Kasap, Optoelectronics (Prentice Hall)

Page 30: Optical Fibres -Attenuation - UCY · fibres had a high water impurity content, and hence high overtones of the water absorption peak. • In high purity modern fibres (low OH), loss

ECE 455 – Lecture 07 30

Absorption

in

Infrared

region

Absorption

Atomic

Defects

Extrinsic

(Impurity

atoms, e.g. OH)

Intrinsic

Absorption

Absorption

in

Ultraviolet

region

Attenuation

Scattering

Losses

Mie

Scattering

Rayleigh

Scattering

Radiative

losses/ Bending

losses

Macroscopic

bends

Microscopic

bends

SUMMARY OF ATTENUATION