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OnceAgainfromtheBeginning:TheRoleofHistoricalInquiryintheAnthropocene
CamilaPuigIbarraDepartmentofHistory,BarnardCollege
ProfessorJoséMoyaApril19th,2017
2
TableofContents
Acknowledgements........................................................................................................................3
Introduction...................................................................................................................................4
Chapter1:ExpandingtheTemporalLimitsofHistory..................................................................10
Chapter2:FromtheNeolithicRevolutiontotheIndustrialRevolution......................................22
Chapter3:TowardstheAnthropocene........................................................................................35
Conclusion....................................................................................................................................44
Bibliography.................................................................................................................................48
3
AcknowledgementsFirstofall,Iowethemostthankstomyparents,withoutwhomIwouldnothavemy
educationand,thus,Iwouldhavenotbeenabletodothisproject(historicalcausation!).Manypeoplesupportedmethroughoutthisyear.IespeciallywanttothankmyadviserJoséMoyawhopatientlyandexcitinglytalkedmethroughhowtobestwriteahistoryofallknowntimeandShannonO’NeillintheBarnardArchiveswhoassuredmethatthereisnosuchthingastoomuchambition.ThankyoutoProfessorLisaTiersten,whosegoodhumorandinvaluableadvisinghasmadebecomingaHistorymajorthatmuchmoreenjoyable.IalsowanttothanktheTowFoundationforgrantingmeafellowshiptopursuemyresearch.
Finally,IwanttothanktheBarnardstudentswhohavetaughtmeresilience.Among
manyotheraccomplishments,studentsonthiscampushavewonfossilfueldivestmentand$15hourwages,joinedthefightforafaircontractforadjunctfaculty,producedoriginalscholarship,andcontinuedbeanactivevoiceonbehalfofthePalestinianpeople.
4
Introduction
Scholars,scientists,andpeopleacrosstheglobeagreethatclimatechangeisanissueof
unprecedenteddangerthatneedstobeapproachedfromaninterdisciplinaryviewpoint.
However,historianshavehadadifficulttimediscussingitbecauseitdoesnothaveaclearend
andbeginningorbecausehistorianshavenotovercome“thedifficultiesofcraftingnarrativesin
theabsenceofanyclearmomentsofclosure.”1Whatmanyscholars–fromphilosophersto
biologists–haveattemptedtoansweriswhyhumans,unlikeanyotheranimal,canreproduce
beyondthenaturalcarryingcapacityofspecificenvironmentsandoftheplanetasawhole.
Thereisnot–andmightneverbe–adefinitiveanswertothatquery,so,ashistorians,we
struggletofindourplaceintheconversation.Post-colonialhistorian,DipeshChakrabarty
arguesforanewtypeofhistory:aspecieshistory.Hesuggeststhatabrandnew
epistemologicalframeworkthatcombineshumanandnaturalhistorybutismorethanthesum
ofitspartsisnecessarytobridge“thedistinctionbetweenhumanandnaturalhistories—much
ofwhichhadbeenpreservedeveninenvironmentalhistoriesthatsawthetwoentitiesin
interaction,”which“hasbeguntocollapse.”2
Ourdistinctspecies,HomoSapiens,haswalkedontheEarthforabouttwohundred
thousandyearsofourplanet’sfourandahalfbillion-yearhistory.Formuchofthattime,our
specieshadtoadapttotheenvironmentforsurvival.Naturewasahumblingforcewithharsh
weathers,punishinglandscapes,fiercecreaturesstrongerthanus,andconstantbalancing
checks,whichcontinuouslyadjustedourmeansofsubsistence.Thisnaturalstruggleisnot
1ClaireBondPotterandReneeCRomano,DoingRecentHistory:OnPrivacy,Copyright,VideoGames,InstitutionalReviewBoards,ActivistScholarship,andHistoryThatTalksBack,(Athens:UniversityofGeorgiaPress,2012)5
2DipeshChakrabarty,“TheClimateofHistory:FourTheses.”CriticalInquiry35(2009):207
5
singulartothisspecies;ourexistencewithinanddependenceuponbioticcommunitiesiswhat
signalstotheneedtounderstandhumaneventswithinthecontextofaworldecosystem.3
Eventually,millenniaafter,thehumanspeciesbegantorebelagainsttheforcesofnature
throughflexibility,cooperation,resourcefulness.Thehumanspeciesisdistinguishedbyaseries
ofprocessesincludingthecaptureoffire,craftingoftools,conqueringoflandandlanguage,
collectivelearning,andremarkablepopulationgrowth.
Bothscientificandnon-scientificevidencesuggeststhatdefinitelybytheendofthis
century,possiblybytheendofthisdecade,thehistoryofplanetEarthwillbedrastically
rewritten.Humanbeings,throughamixtureofpioneeringtechnologies,fossilfueluse,mass
agriculturalproduction,andunabatedpopulationgrowthhavebecomethesingledominant
forceofchangeontheplanet;anunprecedentedfeatforasinglespecies.
Byoutlininghowthehumanspecieshascometobeanunprecedentedgeologicalforce,
probablythreateningthespeciesitself,Idonotwanttosuggestthattheidealistoreturnto
pre-industrial,orevenpre-agriculturaltimes,thereforepossiblyfallingwithintheintellectual
trapsofwhatWilliamDenevancallsthe‘PristineMyth,’whichromanticizesapre-colonialworld
ofnatural,‘virgin,’landscapesuntouchedbyhumans.4Instead,theintentionistofinda
frameworkthroughwhichthefieldofhistorycanbeausefultooltounderstandthecurrent
momentofaclimatecrisisandtheseeminglyunrulypathtowardsenvironmentaldegradation.
3J.DonaldHughes,AnEnvironmentalHistoryoftheWorld:Humankind’schangingroleinthe
communityoflife,(NewYork:Routledge,2001),64WilliamM.Denevan,“ThePristineMyth:TheLandscapeoftheAmericasin1492,”Annalsof
theAssociationofAmericanGeographers,82(1992):369
6
Therearetwofieldsofhistoricalstudythatconsiderenvironmentalandscientific
knowledgeessentialtounderstandinghumanhistory,andoftenchallengehistoricalnarratives
likeeconomicandpoliticalhistoriesthatplacenatureandtheenvironmentassecondaryto
humanagency.Philosopherandenvironmentalist,AldoLeopoldwrotein1935:
Oneoftheanomaliesofmodernecolog[icalthought]isthatitisthecreationoftwogroups,eachofwhichseemsbarelyawareoftheexistenceoftheother.Theonestudiesthehumancommunity,almostasifitwereaseparateentity,andcallsitsfindingssociology,economicsandhistory.Theotherstudiestheplantandanimalcommunityandcomfortablyrelegatesthehodgepodgeofpoliticsto“theliberalarts.”Theinevitablefusionofthesetwolinesofthoughtwill,perhapsconstitutetheoutstandingadvanceofthepresentcentury.5
Combiningthetraditionsofenvironmentalhistoryandbighistorytooutlinehowthehuman
specieshasreachedthecurrentmomentofunprecedented,human-inducedchangesinthe
climate,Iwilllookathowscholars,fromarangeofdisciplines,haveconsideredkeymomentsin
timeasaturningpointforourspecies.
Traditionally,historianshaveself-classifiedintermsofnation-states,ahistorianof
Mexico,France,Indiaetc.Thisclassificationhasimportancebecauseoflanguage,continuity,
andsimplicity.Usually,archivesareorganizedbynationalgovernmentsororganizationsthat
havedocumentsthatpertaintothelocationwheretheyare.Forenvironmentalandbighistory,
suchaclassificationfitspoorlygiventhatthenaturalphenomenaunderstudydonotbehave
accordingtopoliticalborders.Environmentalhistory,asaself-conscioustermwithinthefieldof
history,cameaboutinthe1970s,butithasintellectualrootsdatingmuchfartherinthepast.
AnexampleistheEpicofGilgameshatextdealingthecuttingofcedarforestsintheLevantand
5AldoLeopold,“Wilderness,”LeopoldPapers10-6,16,1935.QuotedinCurtMeine,Aldo
Leopold:HisLifeandWork,(Madison:UniversityofWisconsinPress,1988)359-60
7
oneofthefirsttextsaboutenvironmentalchangegeneratedbyhumanaction.6Beforethefield
ofenvironmentalhistoryassuch,scholarshavelookedtotheenvironmenttobetter
understandhumanbehaviorinworkssuchasthatofIbnKhaldun,aNorthAfricanArab
historian(1332-1406),Montesquieu,aFrenchEnlightenmentphilosopher(1689-1755),and
GeorgePerkinsMarsh,anAmericanphilologistandpioneerenvironmentalist(1801-1882)
whose1864bookManandNaturesetthebasisformuchofAmericanenvironmentalism.7
TheworkoftheAnnalesschooland,mostnotably,Braudel,includedhistoriesof
medievalEuropethatconsideredthegeographyandenvironmentoftheMediterraneanas
essentialtotheirtexts.Theenvironmentalaspectthatthesescholarswerefocusedonwasnot
thehumaneffectontheenvironmentbutamoregeographicalunderstandingoftheregion
wheretheywouldwriteessentialtextsonharvestsandepidemics.
ForsomecontemporaryhistorianslikeA.T.GroveandOliverRackham,thatshouldbe
thepurposeofenvironmentalhistory:tofocusonclimate,geologyandgeomorphology,not
livingthings.8Others,maintainthatthefocusofenvironmentalhistoryshouldbe,asJ.R.
McNeilldefinesit,“thehistoryoftherelationshipbetweenhumansocietiesandtherestof
natureonwhichtheydepend.”9
Thestudyof‘bighistory’arguesthatthedisciplineofhistoryismarkedbyalimitedview
oftimethatlargelyfocusesonthemostrecentcenturiesandignoresamorecomprehensive
viewofdeeptime.HistorianDavidChristianfirstusedthephrase‘bighistory’inthe1980s
6FiSandars,N.K.1972.TheepicofGilgamesh.Harmondsworth:Penguin.7GeorgePerkinsMarsh,ManandNature;or,PhysicalGeographyasModifiedbyHumanAction,
London:Low,1864,6028JDonaldHughes,Threedimensionsofenvironmentalhistory,9J.R.McNeill,“TheStateoftheFieldofEnvironmentalHistory,”inAnnualReviewof
EnvironmentandResources,Vol.35:345-374
8
whileteachingacourseatMacquarieUniversitythatbroughtacademicsfromastronomyto
historytospeakaboutanall-encompassingpast.10Thisbeganarevolutioninhistoricalthinking
inwhich,ashistorianFredSpierputsit,“humanhistoryisplacedagainstthebackgroundofa
coherentoverviewoftheentireknownpast,fromthebeginningoftheuniversetolifeonEarth
today.”11Theideaofbighistorycomesfromacriticismofthetraditionofthehistoricalfield.
Itisthroughthosecriticismsandtheirresultingscholarlyoutcomesthatwebegintofind
thenecessaryexpansionsofthehistoricalfield,whichallowforabroader,morethorough
understandingofthehumanrelationshiptonaturethatunderenoughscrutinycanpotentially
leadusclosertoanexplanationofhow–andwhy–wehavelefttheHoloceneepochand
transitionedtotheAnthropoceneepochandaneraofclimaticuncertainty.
InthefirstchapterofthispaperIfocusonthatexpansion;historyhaslargelybeena
historyofliterarysocietiesandalthoughattemptsaremadetoexpandthesubjectsconsidered
withinthehistoricalfield,fewerattemptshavebeenmadetoexpandthetemporallimitsof
historicalstudy.Bothbighistoryandenvironmentalhistoryprovethenecessitytoconsider
whatiscommonlyreferredtoasprehistory.Inthesecondchapter,FromtheNeolithic
RevolutiontotheIndustrialRevolution,Izoomintothetransformationsinhumansocietythat
manyconsidertohavebeenflashpointsofchangeinthehuman/naturerelationship.The
adoptionofintensivefarminggloballyhashadundeniableconsequencesonhowpeople
understandthelandaroundthem,howtheytreatit,andhowtheyorganizetheirsocieties.The
IndustrialRevolutionisathresholdmomentwhenhumansharnessedfossilfuelsforenergy
10FredSpier,BigHistoryandtheFutureofHumanity,(Chichester,U.K.:Wiley-Blackwell,2010),111FredSpier,"BigHistory:TheEmergenceofanInterdisciplinaryScience?,"WorldHistory
ConnectedOctober2009<http://worldhistoryconnected.press.illinois.edu/6.3/spier.html>(9Mar.2017)
9
productionandforever-alteredthehumanimpactonatmospherictemperatures.Ingeological
records,thisisanessentialmomentofchange.Therefore,thetimebetweenthesetwo
revolutionsisessentialbecausetherateofprogressanddevelopmentinbothtechnologicaland
intellectualwayswasneverbeforeseen.Finally,inthechapterTowardstheAnthropocene,I
discusstheevolutionofhumanbehaviorwhichhasturnedourspeciesintonolongerjust
biologicalagentsbutintoageologicalforcecapableofdrasticallytransformingthebiological
processesoftheplanetaryecosystem.ScholarlydebatesonwhattheAnthropoceneisand
whenitstartedinformthisprojectbecausetheyreflectdifferentviewstowhenpeoplebegan
havingradicaleffectsonthenaturalworld.Iwanttoargue,inthechapterandthroughoutthis
work,thattheveryevolutionofourspeciesmanifestsaspecificrelationshipbetweenhumans
andtheirsurroundingenvironmentwhichthefieldofhistoryhasthetoolstouncoverbut
needstoexpandortranscendbothitstemporalanddisciplinarylimits.Theargumentisnot
deterministic,thatclimatechangeisinherenttoourevolution,but,instead,thathistorical
inquiryintoourspecieshistorycanaddlayersofevidencetoscientificstudyandcommunicate
ahistoryofclimatechangethatcanoffernewwaysofthinkingaboutthefuture.
10
Chapter1:ExpandingtheTemporalLimitsofHistory
“Notonlydoesprehistoryextendwrittenhistorybackwards,itcarriesonnaturalhistoryforwards.”12
Thehistoricalfieldgoesthroughsimilartransformationstotheonesitobserves,
documents,andtells.Historicalknowledgeismadeupofpackedlayersthatcanbeobserved
individuallybutcannotexistwithoutoneanother.Atthebottomisthestudyofwhatiscalled
deeptime,ortheearliestperiodwhichadisciplineconsiders.Paleoanthropology,forexample,
defineshowarchaeologistsandevolutionarybiologistsobservethesocietiesofthePaleolithic.
Thesedisciplinesfocusondevelopmentslikestonetoolstounderstandthesepasttimesfor
whichdocuments,whichconventionalhistorylargelyrelieson,arenotavailable.Thedeep
timeofhistoriansiscommonlyrelatedtothebeginningofwriting,oftenintheso-calledFertile
CrescentbetweenMesopotamiaandtheNiledelta.13Althoughancientcivilizationsandthe
archeologistunderstandingofdeeptimestandwidelyapartintime,theyprovidethebedrock
onwhichthedisciplinesbasetheirnarratives.
Forhistorians,thearcheologicalorevolutionarybiologicalviewisconsidered
prehistory—beforehistory.HistorianMottGreeneobservesthatdespitecontemporary
transformationsinthehistoricalfield,thetermprehistoryhasproveddifficulttoletgoof;“to
abandonprehistory,wouldbetopostulatecontinuitybetweenthebiologicaldescentof
hominidsandthe‘ascentofcivilization’oftheabstract‘mankind’ofhumanistichistorical
12VGordonChilde,ManMakesHimself,(London,UK:Watts&Co,1936),913Shryock,Andrew,andSmail,DanielLord,DeepHistory:TheArchitectureofPastandPresent,
(Berkeley,US:UniversityofCaliforniaPress,2011)
11
writing.Prehistoryisabufferzone.”14ProminentprehistoryscholarVGordonChildearguesfor
theimportanceofprehistoryasa“bridgebetweenhumanhistoryandthenaturalsciencesof
zoology,paleontology,andgeology,”andurgesthehistoricalfieldtoovercomethetendencyto
underrate“prehistoricrevolutions,”becausewelackwrittenevidenceorbecausethe
epistemologicalchallengeofnarratingthedeeppastgivestheimpressionthat“theireffects
haveceasedtooppressusindividually.”15Abovethisbedrockwefindthestudyofcomplex
societies.Here,historiansbegintotrace“earlymodern”societies.Aviewofhowsocieties
begantointeract,move,andconquer.Thishistoryisthesupportforahistorynotmorethana
fewcenturiesinthepastmarkedbythegreatshifttopostcolonialmodernity.Itisastudyof
war,empire,politicization,andeconomicdevelopmentthatisconsideredthemostrelevant
historicalknowledge.16
When,in1859,CharlesDarwinpublishedOntheOriginofSpecies,hesparkeda
revolutionthatproblematizedtheunderstandingofhumanorigin.Likewise,philosopherGeorg
WilliamFriedrichHegel,viewedhumanhistoryasatrajectoryofhardwonprogress,through
whichhumansleftastateofnatureintooneofpoliticalactivityandawareness.Itrequireda
transformationofhumanoriginfromabrandofspeculativebutbiblicalphilosophytoascience-
basedenquiry.AnewhistoryusedtheviewofprogresscreatedduringtheEnlightenment,in
whichhumanoriginandtheriseofcivilizationismarkedbyatriumphofmanovernature.This
newtraditionrejectedthetimelineofcreationbutmaintainedhumanexceptionalism.Asa
14MottGreenequotedin,DavidChristianandWilliamHMcNeil,CaliforniaWorldHistory
Library:MapsofTime:AnIntroductiontoBigHistory,(Berkeley,US:UniversityofCaliforniaPress,2004),18
15Childe,ManMakesHimself,916DavidChristianandWilliamHMcNeil,CaliforniaWorldHistoryLibrary:MapsofTime:An
IntroductiontoBigHistory,35
12
historianoftheearlytwentiethcenturyexplained,thisnewhistoricalnarrativedescribes“the
processbywhichthechaoticchatterofanthropoidapeshasbeenorganizedinthewonderful
fabricofhumanspeech.”Itoffersapanoramicvisionofman“ineverystageofhislongclimbup
fromhisfeebleandbrutishbeginning.”17Thereligiousaspectwasthereforereplacedbyanew
typeofexceptionalismthatwaspresentedthroughavocabularyofprogressand
modernization.Themetaphorsandlanguagethatpreviouslydescribedareligious,
chronologicallylimitedhistoryofhumanoriginwastransformedintoasecular,butalmost
equallyexceptionalstory.Asbighistoryproponentsexplainit,“theGardenofEdenbecamethe
irrigatedfieldsofMesopotamia,andthecreationofmanwasreconfiguredastheriseof
civilization.”18Thisnewperceptionofhumanhistoryhadatitscorethathumanshadovercome
thelimitsofnaturebecauseofagreatabilitytodominatetheirsurroundings,whichallowed
mantoprogressandbecomesocialized.
Thebiologicalandbehavioralsciencescouldadapttheframeworkrejectingcreationand
theideathathumansandnatureareatodds,assuming,rather,thathumansystemsarenatural
systems.Thiswasnotthecaseforthefieldsofhistoryandculturalanthropology,asthe
equationbetweenculturalandnaturalsystemsrequiredashiftinthehistoricizingthat
dominatednineteenthcenturywriting.Awritingthatcenteredhumanhistoryastheconquest
ofnatureandbirthofapoliticalsociety.RenownedFrenchhistorian,JulesMichelet,outlined
thenineteenthcenturylogicas:“Whentheworldwasborntherebeganawarthatwilllastuntil
theworld’send,andthisisthewarofmanagainstnature,ofthespiritagainsttheflesh,of
17GeorgeR.Coffman,“TheMedievalAcademyofAmerica:HistoricalBackgroundandProspect,”
SpeculumI,1929,5-1818DavidChristianandWilliamHMcNeil,CaliforniaWorldHistoryLibrary:MapsofTime:AnIntroductiontoBigHistory,(Berkeley,US:UniversityofCaliforniaPress,2004)
13
libertyagainstdeterminism.Historyisnothingbutthestoryofthisendlessconflict.”19Michelet,
in1843,pinpointedtherationaleofahomocentrichistorythatprevailsevenashistorianstryto
extendthetemporallimitsofthefield.
ThewarthatMicheletproposesissingulartohumanswho,unlikeotheranimals,donot
liveinharmonywithnature.Forearly-twentiethcenturythinkers,thiswarismarkedbythe
momenthumansmastertheabilitytoconquernature,becominganactiveagentandleaving
theprimitive,passivewaysofourancestorsbehind.Thislogicisseamlesslyexplainedthrougha
1912workcalledTheConquestofNature,“barbaricmaniscalledachildofNaturewithfull
reason.HemustacceptwhatNatureoffers.Butcivilizedmanisthechildgrowntoadultstatue,
andableinamannertocontrol,todominate—ifyoupleasetoconquer—theparent.”20That
moment,inwhichthecivilizedmanconquersnatureandacquirespoliticalagency,iswherethe
studyofhumanhistoryisfocused.
Theculturalandsocietaltraumasandtransformationsofthetwentiethcentury;
includingtwoworldwars,thecollapseoftheEuropeancolonialorder,andthethreatofnuclear
devastation,createdascholarlydisillusionmentwithEnlightenmentandVictorian-styleideasof
socialevolutionism.Historians,amongotherscholars,weredisabusedwiththeseideologies
thathadbeenhistoricallyusedtojustifyracism,classprivilege,andglobalimperialism.The
movetocreateamoreholisticnarrativeofhumanhistorymeantexpandingthethemes,
subjects,andevidencethathistorydependson.Whilethisexpandedthesubjectsandthemeof
historicalstudybeyondthefocusonelitesandpowerrelationsconductedbymostlywhitemen
19JulesMichelet,IntroductionaL’histoireUniverselle,suividudiscoursd’ouverturepononcéala
facultédeslettresle9janvier1843.2nded.Paris:Hachette,1834,920HenrySmithWilliams,TheConquestofNature,(NewYork:Goodhue,1912),6
14
andtowardsthestudyofwomen,theworkingclass,immigrants,andothersubalternsubjects,
modernculturalhistorynarroweditstemporalfocusofstudy.Inanattempttodisassociate
withtheracistpastofhistoriesofsocialevolution,thestudyofhumanevolutionanddeeptime
washandedofftootherdisciplinesincludingarcheologists,paleontologists,andhistorical
linguists.
Thelimitsofthedisciplineofhistoryhavemadethehistorians’toolsinsufficientto
understandthecurrentclimatecrisis.21Althoughnotexclusivetothefieldofhistory,this
insufficiencyrequireshistorianstoconsideranewexpansiontoaprofoundlymultidisciplinary
approachandseriousconsiderationoftheimplicationsofdeeptime,trendsthathavebeen
separatelybeguntobeusedbythesubfieldsofenvironmentalandbighistory.Tobetter
understandwhatdistinguishesourspecies’relationshiptotheenvironmentsincedeeptime,
weneedtolooktothefieldsofpaleontology,linguistics,andarcheologyThetheoriesofthe
geographicalbeginningsofhumansarelargelyinfluencedbythefactsthattheearliesthominid
fossilshavebeenfoundonlyineastandsouthAfricaandthatgeneticandlinguisticresearch
coincidesinplacingthegenesisofbothhominidsandHomosapiensinthisregionoftheplanet.
Theevidencepointstoanoriginstorythatislargelyacceptedaboutwhereourspecies
originatedandhowitspread,butthisscholarlyconsensuswasnotreachedseamlesslyandis
notindefinite.Thenecessaryevidencetouncovertheoriginsandearliestdevelopmentsofthe
humanspeciesisscantandscarcelyspreadacrosstheEarth.Interpretationisbasedon
fossilizedbonesthatarerarelybiggerthanatoothorpoorlypreservedsymbols.Thus,
21Chakrabarty,Dipesh.2012.“PostcolonialStudiesandtheChallengeofClimateChange.”New
LiteraryHistoryVol.43.
15
deductionsaredifficultandoftenresultinconflictbetweenexpertsthathavedifferent
explanationsaboutthemeaningofandrelationshipbetweenthedifferentbutfewremaining
indicatorsofhumanactivityindeeptime.
Agoodexampleoftheheatedcontroversiesthatresultfromthescantevidenceof
remainsisthedebatebetweenVillmoareetal22andHawksetal23abouttherecentdiscoveryof
afossilmandibleandteethintheAfarregionofEthiopia.Agroupofresearchersaffiliatedwith
ArizonaStateUniversity,Villmoareetal,foundthisfossilandafterthoroughanalysisconcluded
thattheremainslikelywerefromaHomospeciesandtheydatedthefossilto2.80-2.75ma,24
whichisextremelyimportantbecauseit“extendsthefossilrecordofHomobackintimea
further0.4millionyears.”25Astheauthorsrightlystate,thisconclusionhassignificant
consequencesonhypothesesabouttheoriginsoftheHomo.Thispaperreceivedalotof
attentionaspeoplefromvaryingdisciplinesconsideredtheimplicationsofthesefindingson
ourunderstandingoftheoriginofourspecies.Inadissentingresponse,Hawksetal,agroupof
expertsfromtheInstituteofHumanEvolutioninJohannesburg,SouthAfrica,arguedthat
Villmoareetalfailedtoconsiderandaccuratelyexperimentthepossibilitythatthemandible
belongedtospeciesknowntohaveexistedinthattimeperiodthatarenotofthegenusHomo.
Hawksetalarguethatthecharacteristicsoftheremainscouldbeattributedtoanumberof
otherspeciesandshouldnotbe“unequivocallyassignedtothegenusHomo,”since“atpresent
22B.Villmoareetal,“EarlyHomoat2.8MafromLedi-Geraru,Afar,Ethiopia,”Science347
(2015):1352–1355,accessedFebruary11,2017,doi:10.1126/science.aaa134323J.Hawksetal,“Commenton“EarlyHomoat2.8MafromLedi-Geraru,Afar,
Ethiopia,””Science348,(2015):1326,accessedFebruary11,2017,doi:10.1126/science.aab059124“Ma”isaunitoftimeusedindisciplinessuchasgeologyandpaleontologytorepresentonemillionyearsagofromthepresenttime.‘Ago’isusuallynotexplicitlyincludedbutitisimplied.
25Villmoareetal,“EarlyHomoat2.8MafromLedi-Geraru,Afar,Ethiopia,”1352
16
wecannotbecertainwhattherestofthedentition,skull,orskeletonofLD350-126mighthave
lookedlike.”27Inastronglywordedrebuttal,Hawksetalreaffirmedtheirfindingsthatthe
certaincharacteristicsoftheremainswereclearlynottraitsfoundinnon-Homospeciesthus
rendering“Hawksetal.’sobjectionstoourtaxonomicconclusionsregardingLD350-1logically
incoherent.”28Thisdebatepointstothedifficultyofdealingwithaneraofwhichlittleremains
andourlimitedcapacitytoenvisionatimesodrasticallydifferentfromours.
Thetoolswehavetogetclosertothoseanswers–archeology,anthropology,linguistics,
historyetc.–arethemselvesproductsofahistoryofknowledgeproductionthatdealspoorly
withdissent.Anexcellentexamplefromourpastwasthetensionbetweeneighteenthand
nineteenthcenturythinkersaboutthepossibilityofspeciesextinction,aconceptthatisnow
consideredafact.InTheEconomyofNature,thebotanistLinnaeus,whosesystemofspecies
classificationisstillusedtoday,outlinedtheperceptionthateveryspecieshasan“allotted
place”withinthechainofnatureandfunctionswithinthelargereconomyofnature.29This
belief,basedontheconceptofnaturaltheology–thestudyofthenaturalworldtounderstand
God’sworlddesign–waswidelyspreadandhadtheconsequencethatforgenerationstocome
thenaturewasseenasstaticsinceeverythinghadapurposeassignedbyGodhimself.This
influencedhowgreatthinkersofecologylikeThomasJeffersonwereunabletoconceptualize
26LD350-01isthetaxonomicclassificationofthefossilmandiblefragmentfoundintheAfarregionofEthiopia.
27Hawksetal,“Commenton“EarlyHomoat2.8MafromLedi-Geraru,Afar,Ethiopia,””132628Villmoareetal,"ResponsetoCommenton“EarlyHomoat2.8MafromLedi-Geraru,Afar,
Ethiopia”,"Science348,no.6241(2015):1326-1326,AccessedFebruary11,2017,doi:10.1126/science.aab1122
29Linnaeus,“TheOeconomyofNature,”inMiscellaneoustractsrelatingtonaturalhistory,husbandryandphysick:towhichisaddedtheCalendarofflorabyBenjaminStillingfleet,4thedition(London:1791),96
17
speciesextinction.Jeffersonspentdecadestryingtofindthe‘incognitum’basedonafossilhe
hadfound,hedescribedthisanimaltobesimilartoa“Mammoth,orbigbuffalo,”and
potentially“sixtimesthesizeofanelephant.”30Hisjourneytotrackdownthisanimalisan
exampleofhowreligiousfervorinearlynaturalistsdidnotpermitthemtounderstandthat,
“speciescouldnotgooutofexistenceorcomeintobeingwithoutfundamentallythreatening
thatnaturalorder.”31SimilarlytoDarwin’stheoryofevolutionandtheexampleoftheEthiopian
fossilizedmandible,whenselectthinkersbegantosurfacetheconceptofextinction,theywere
metwithharshcritiquesbecauseitradicallychallengedwidelyacceptedtruthsabouthuman
origin.
Intraditionalpursuitsofhistoricalknowledge,humanoriginisnotastartingpoint.
Instead,thefieldofhistorytendstofocusontheoriginsofspecificcivilizations,ideologies,or
behavioraltrends,notourwholespecies.Butliketraditionalhistory,tounderstandapointin
time,inthiscaseourspeciesorigin,wemustturntotheprocessesleadinguptothatspecific
point.Inbighistory,specificmomentsintimethatchangedfunctionsoftheEarthSystemare
calledthresholdmoments,andeachthresholdmomentcreatesanincreasedlevelof
complexity.32Forcomplexitytoemerge,theremustbeexactconditions,thisiswhatFredSpier
callsthe“GoldilocksPrinciple.”33Basedonthefamousfable,theGoldilockstheorymeansthat
eachnewformofcomplexityrequiresdifferentconditions,forexample,theconditions
30ThomasJefferson,NotesontheStateofVirginia,ed.WilliamPeden(ChapelHill:Universityof
NorthCarolinaPress,1955),4531MarkBarrow,"BonesofContentiontheAmericanIncognitumandtheDiscoveryof
Extinction,"inNature'sGhosts:ConfrontingExtinctionfromtheAgeofJeffersontotheAgeofEcology,(UniversityofChicagoPress,2009)ChicagoScholarshipOnline,2013.AccessedFebruary11,2017.doi:10.7208/chicago/9780226038155.003.0002,24
32Spier,BigHistoryandtheFutureofHumanity,4333Spier,BigHistoryandtheFutureofHumanity,43
18
necessaryfortheemergenceofhumansarenotthesamefortheformationofstars.TheBig
Historyargument,then,becomesthatwemustanalyzethe‘perfect’conditionsthatallowed
thedevelopmentoflifeonearthinordertounderstandwhyenvironmentalchangecanhave
irreversibleeffects.34
HomoerectusisconsideredthemostdirectancestorofthemodernspeciesHomo
sapienssapiens.35Fossilsofthisancestorspecieshavebeendatedto2-1.5Maandtheyinclude
characteristicsthat“foreshadowedthoseofmorerecentHomosapiensandincludedlarge,
linearbodies,elongatedlegs,largebrainsizes,reducedsexualdimorphism,increasedcarnivory,
anduniquelifehistorytraits(e.g.,extendedontogenyandlongevity)aswellastoolmakingand
increasedsocialcooperation.”36However,whatareseemingly‘humantraits,’likewalking
uprightcanbeseeninfossilsfromasfaras3.5MabuttheclassificationHomohasonlybeen
giventofossilsfromabout2.5-2.3Ma.WhatmakestheHomoerectusdifferent,andwhyitis
consideredtobeourspeciesmostdirectancestor,isthecalculatedbrainsize,whichislarger
thanotherspecieswiththegenusHomoandbasedoncranialfossilsfrom1.9and1.5Ma,
believedtobeintherangeof546to1067cm3(forcomparisontheHomosapienssapienshasa
brainsizeof1300cm3).37Fromtheavailablearcheologicalevidence,itisassumedthatthe
erectusemergedinAfricaandliveduntil200,000yearsago,whenwefindthefirstremainsofa
speciesthencalledHomosapiensand,subsequently,themoredevelopedskeletonsofthe
34Spier,BigHistoryandtheFutureofHumanity,6335"Homoerectus,"InTheAmericanHeritageStudentScienceDictionary,editedbyEditorsofthe
AmericanHeritageDictionaries,HoughtonMifflin,201436Ernst,Mayr,"Ontheconceptsandterminologyofverticalsubspeciesandspecies,"National
ResearchCouncilCommitteeonCommonProblemsofGenetics,Paleontology,andSystematicsBulletin,2(1944):11-16,12;SusanC.Antónetal,"EvolutionofearlyHomo:Anintegratedbiologicalperspective"Science345,no.6192(2014):1236828.
37Antónetal,"EvolutionofearlyHomo:Anintegratedbiologicalperspective,"Box1,1236828-2
19
Homosapienssapiens30,000yearsago.38Understandingthegeographicallocationsofthese
firstgroupsisdifficultgiventhattheymostlikelydependedonthegatheringofnuts,seeds,and
plantswithsomedeadanimalscavenging,whichhasnotleftsufficientecologicalevidenceto
suggestthatthesesmall,thinlyspreadgroupswereanywherebeyondhabitatsfrommodern
dayEthiopiatoSouthAfrica.HuntingandgatheringwasthewayoflifeforallgenusHomountil
around10,000BCEwiththeemergenceofagriculture.Expertshaveconcludedthatpeople
livedinsmallmobilegroupsthatpermittedthemflexibilityandcontinuedsubsistenceand
causinglittledamagetoecosystems.
Despitethisseemingasanevolutionarycontinuationoftheanimalkingdom,essential
mutationsoccurredduringtheformationofHomoSapienssapiens,makingthemdistinctfrom
otherprimatesandtheirabilitytointeractwiththeenvironmentunparalleled.Thesemutations
permittedthespeciestobeginspreadingacrossareas,beyondthetropicalAfricanhabitats
wheretheyfirstevolved,atratesthatbecameuniquelyhuman.Humans’abilitytosettleinthe
temperate,andevenartic,beltsoftheplanet,whichhadclimatesandenvironmentsmarkedly
differentfromthoseoftheirnativetropicalhabitats,differentiatesthemfromallother
primates.
Aseriesofspecifictraitsexplainthisphenomenon.Standinguprightwasthefirstto
evolve.Bipedalismenableourancestorstowalk,unlikeotherprimates,longdistances.Italso
freedtwoextremities,whichalongwiththeevolutionofopposablethumbs,enabled
toolmakingandthusaccesstothewiderrangeoffoodstuffsthatpermittedthe
disproportionategrowthofourbrains.Anunintendedbiologicalbyproductof
38LouisLeakeyetal,"ANewSpeciesoftheGenusHomoFromOlduvaiGorge,"Nature202
(1964):7
20
erectness/bipedalism(thenarrowingofthepelvicopeningoffemales)andofbiggerbrains
(biggerheads)combinedtoturnusintoanaltricialspecies,basicallyprematurefetalapes.39
Thisledtomostcranialdevelopmenthappeningoutsidethewomb,andthuswhile
experiencingtheoutsideworld,andtolonglonger-terminfantdependencymakingchildrearing
anincreasinglysocialprocess.40Thiscombinationexplainsourunmatchedcapacitytolearnand
transmitthatlearning,theemergenceofcomplexlanguage,symbolicandabstractthinking,
allomaternalcare,andhighlevelsofsocialcooperation.41
Theexactformofsocialorganizationoftheearliestpeopleshasnotbeendistinctively
deducedbutisinferredgiventhat,asoneofthefirstspecialistsofearlyhumanpopulations
GordonChildewrote,“acreaturesoweakandpoorlyendowedasmancouldnotinisolation
successfullyhuntthelargeorfierceanimalsthatquiteearlyprovidedanimportantiteminhis
diet.”42Next,istheabilitytocommunicatethroughspeechallowedcomplexityinsocial
organizationandsimplifiedthespreadofculturaladvances.Althoughitisnotclearwhen
speechfirstemergedgiventhatitcouldnotbepreserved,symbolsgiveagoodindicationof
whencommunicationmethodsstartedtobecomemorecomplex.Astotools,whileprimates
andotheranimalsdohavethecapacitytousethem,onlyhumanscreatethem.Archeologically,
tooluseandmakinghasbeentracedto2.58-2.0Ma.43
39LauraTobiasGrussandDanielSchmitt,“TheEvolutionoftheHumanPelvis:Changing
AdaptationstoBipedalism,ObstetricsandThermoregulation,”PhilosophicalTransactionsoftheRoyalSocietyB:BiologicalSciences370.1663(2015):20140063,PMC.Web.2Mar.2017,2
40GrussandSchmitt,“TheEvolutionoftheHumanPelvis:ChangingAdaptationstoBipedalism,ObstetricsandThermoregulation,”9
41Karin,IslerandCarelP.vanSchaik,"Allomaternalcare,lifehistoryandbrainsizeevolutioninmammals,"Journalofhumanevolution63,no.1(2012):52
42Childe,ManMakesHimself,5243Antónetal,"EvolutionofearlyHomo:Anintegratedbiologicalperspective,"1236828-8
21
Thecombinationofthesebiologicalevolutions(bipedalism,freedhands,bigbrains,
prematurebirth)andculturaltraits(language,abstractthought,toolmaking,systemsof
cooperation)allowedourspeciestohaveagreaterimpactontheplanetthatanyothereven
beforetheadventofagriculture.Itistruethatwestillmostlylived,likeallotheranimals,from
whatwasinnature.Butalreadywehadan“artificial”capacitytohunt,notwithclawsandtusk,
butwithflints,arrows,traps;tofishnotwithourhandsbutwithhooksandnets.Bycontrolling
fireandusingpeltsasclothing,wehadbeenabletomovebeyondourtropicalnaturalhabitats,
eventhoughwehadnotevolvedenoughbiologicallytodoso.Asaresult,bytheeveofthe
Neolithicrevolution,10-12thousandyearsago,ourprimaterelativeswerestillfewinnumbers
andlimitedtothetropicalbeltoftheplanet,mainlytoourcommonAfricancradle,butwehad
surpassedthefourmillionmarkandspreadtoallofEarth’scontinentsandlatitudes.
22
Chapter2:FromtheNeolithicRevolutiontotheIndustrialRevolution
Insofarasman’sphysiquewasconcerned,nothinghenceforthneededtobecomeafixedcommitmenttoacertainclimate.Whereasuntilthenmutationhadbeenthesourceofevolutionaryadaptation,afterthispointinventionhad
tofillitsplace.44
Thepracticesofhunting,gathering,andherdingwereprincipaltoascatteredhuman
populationformillenniabeforetheemergenceofnewandintensificationofothertechniques
toproducecropsanddomesticateanimals.Manyconsiderthetransitionoffoodproduction
thatoccurredinaspaceofafewthousandyearsintheMiddle-East,south-westAsia,China,
andMesoamerica,thedefinitiveflashpointofhumanhistory.Whatoccurredinthistransition,
nowreferredtoasthe‘NeolithicRevolution,’wasamixtureofhumanchoicesand
environmentaltriggersthatpermittedtheproductionofmuchlargerquantitiesoffoodin
smallerareasandtheemergenceofsettledandcomplexsocieties,enablingpopulationgrowth.
Unlikeothereventsthatarelabeledandstudiedasrevolutionsinhistory,thetimescaleofthis
‘revolution’isofafewthousandyears.Theradicaltransitionsthattookplacetoshifttheglobal
economyintoanagriculture-centeredonecanonlyviewedthroughalensofdeephistoryand
observingthechangesfromtheperceivedmomentthatpracticesbegantochangeincertain
places–notallatonce–about10,000yearsagooverthousandsofyears.Inaddition,totruly
understandhowtraditionsthathadbeenpracticedbymembersofthehumanspeciesforabout
2millionyearsshiftedtoanarguablylessenergyefficientandlessnutritioussystemoffood
44PhilipL.Wagner,“TheConceptofEnvironmentalDeterminisminCulturalEvolution,”in
OriginsofAgricultureed.CharlesA.Reed,(Berlin/Boston:DeGruyter,1977)AccessedMarch8,2017,ProQuestEbookCentral,60
23
production,theenvironmentalcontextisinseparable.45Thereisscholarlycontentionoverhow
muchclimaticandenvironmentalchangescatalyzedthetransitiongiventhatclimaticchanges
occurreddifferentlyinplacesacrosstheworldwhereintensivefoodproductionbeganto
emergeinsimilarways,butthereisaconsensusthatthosefactorsneedtobeconsidered.
Historicaltraditiondefinesarevolutionasaneventthathappenedsuddenly,sometimes
violently,andoftenasanoverthrowofpreviouspractices.Withthisinmind,‘Neolithic
Revolution’mightbetheincorrecttermforthisperiodbecauseitwasnotsuddenorcontained
anditwasn’tnecessarilyabreakwiththepast,distinguishinghunter-gatherersocietiesfrom
agriculturalones,butanintensificationofpracticesthatalreadyexploitedtheenvironmentfor
humanbenefit.Expertsinthestudyofdeeptimehavefoundevidencetosuggestthatsome
communitiesfromtheUpperPaleolithicpracticedsomeformsofcultivation,andbeganthe
processesofplantandanimaldomesticationcharacteristicofagriculturalcivilizations.What
occurredbetweenhumansandtheirenvironmentduringthisperiodhasbeensummarized
effectivelyby‘prehistory’archaeologistVGordonChildeinhis1936bookManMakesHimself,
ThroughoutthevasterasoftheIceAgesmanhadmadenofundamentalchangeinhisattitudetoexternalNature.Hehadremainedcontenttotakewhathecouldget,thoughhehadvastlyimprovedhismethodsofgettingandhadlearneddiscriminationinwhathetook.SoonaftertheendoftheIceAgeman’sattitude(orratherthatoffewcommunities)tohisenvironmentunderwentaradicalchangefraughtwithrevolutionaryconsequencesforthewholespecies.46
Therevolutionaryconsequencestookshapeasseveralphenomena;atransitiontoan
intensifiedagriculturethatmajorlyalterednaturalecosystems,thegrowthofsettledsocieties,
45CharlesA.Reed,OriginsofAgriculture,(Berlin/Boston:DeGruyter,1977)AccessedMarch8,
2017,ProQuestEbookCentral,88446Childe,ManMakesHimself,66
24
theemergenceofcitiesandcraftspecialization,andtheriseofpowerfulreligiousandpolitical
elites.
Revolutionsdonotoccurinisolation;theyaretheclimaxoflong,pre-existingprocesses
andwritteninhistoryinregardstotheircausesandconsequences.InthecaseoftheNeolithic
Revolution,muchscholarshiphascenteredaroundthespecificconditionsthatcreatedasingle
eventoftransitionfromhuntingandgatheringtoagriculture-basedfoodproduction,insteadof
observingthecombinationofsteps,humanandnon-human,intentionalandnot,thatallowed–
insomecasesforced–thetransition.Hunter-gathererpracticesdidnotaltertheenvironment
inthesamedrasticways,buttheydidinterferewithecosystemstobenefithumansinmanners
thatsetthestageforagriculturaltransformations.Withthetoolsandskillsthathadbecome
possiblebybiologicalevolution,theHomosapiensadoptedgatheringandhuntingpractices,
throughwhichfirewasusedtoclearground,certainplantsandanimalswerepreferredfor
consumption,andprimaryformsofcultivationwereused.Interveningwiththeenvironmentto
getfoodisnottheparticularityoftheNeolithic,itisabouttheintensificationofintervention.
Manyofthecustomsconsideredcharacteristicallyagriculturalhadbeenadoptedbydifferent
groupsspreadacrosstheglobeatsomepointortheotherbeforethestartofwhatisnow
consideredtheNeolithic.Consideringthatfoodproductioninhunter-gatherercommunitiesis
muchmorediversified,requireslessenergyoutputfrom,andthedietismuchmorenutritious,
thereisnothingtosuggestthatatransitiontoagriculturewaspreferable.47Instead,humans
foundawaytocreatemorefoodwithlessland.
47PeterJ.Richerson,RobertBoyd,andRobertL.Bettinger,"WasAgricultureImpossibleduring
thePleistocenebutMandatoryduringtheHolocene?AClimateChangeHypothesis,"AmericanAntiquity66,no.3(2001):388doi:10.2307/2694241.
25
Human–andmostotheranimal–generativelevelsdependcompletelyontheir
environment;suitableenvironmentsareconducivetofasterratesofpopulationgrowthand
viceversa.Archaeologistsestimatethatin10,000BCEtherewere4millionpeople,spread
acrossmostoftheworld,ittookHomosapiens200,000yearstoreachthisnumber.48By1,000
BCE,it’sestimatedthattherewere50millionpeople,aten-foldincrease,whichjustcontinued
togrowresultingintheover7billionpeopleoftoday.Althoughmuchoftheincreasehas
happenedinonlythelasttwocenturies,thesedrasticratesofincreaseareaconsequenceof
theintensificationofagriculturewithwhichalotmorefoodcanbeproducedfromasmaller
landareathanthroughhuntinggatheringpractices.Butpopulationgrowthcombinedwith
environmentalconstraintsisalsoarguedtohavebeenacausefortheNeolithictransition.49As
thehumanspeciesbecamemorelikelytosurvivebecauseitcouldadapttodifferentclimates
andcreatetoolstodefendthemselves,populationsgrew,andtheamountoffoodyieldedfrom
onlyhuntingandgatheringpracticesbecameinsufficient.Inhuntingandgatheringsocieties,ifa
groupreacheditscarryingcapacity,somememberswouldseparateandcreateanewgroup.As
populationpressureincreased,itmeantthatnewgroupswouldbeforcedontolessproductive
territorieswheretheyhadtoexertmoreeffortandcreativitytoyieldenoughfood.Intime,to
feedthemselves,peopleusedtheirincreasedabilityforinnovation,permittedbytheunique
biologicalcharacteristicsoftheHomoSapiens(braindevelopment,cognitiveskillsetc.)and
startedtouseagriculturaltechniques.
48EdwardS.DeeveyJr.“TheHumanPopulation,”inManandtheEcosphere,(W.HFreemanand
Company,SanFrancisco:1960)49BennettBronson,“TheEarliestFarming:DemographyAsCauseAndConsequence,”inOrigins
ofAgriculture,ed.CharlesA.Reed,45
26
Thismomentcoincideswiththeretreatofglaciersoftheglacialperiodthatlastedfrom
around40,000BCEuntil11,000BCE,markingtheendofthePleistocene.50Duringtheglacial
period,precipitationandtemperaturefluctuation,inaccordancewithchangesincarbon
dioxideandmethanelevelsintheatmosphere,occurredintimescalestooquickforthe
sustenanceofagriculture“becauseagriculturalsubsistencesystemsarevulnerabletoweather
extremes,andbecausetheculturalevolutionofsubsistencesystemsmakingheavy,specialized,
useofplantresourcesoccursrelativelyslowly.”51BecauseofthePleistoceneclimate,some
scholarshaveconcludedthat“agriculturewasimpossibleduringthelastglacial.”52Oncethe
glacialperiodwasover,theclimatestabilized,becamewarmer,andkeyregionsdampened,
creatingfavorableconditionsforasensitivebutland-effectivesystemlikeagriculture.
Consideringonlytheclimaticchangesasexplanationforthechangesleadingtothe
Neolithichasbeencriticizedandlabeledas“environmentaldeterminism.”53Thattheory
arguedthatagriculturewasaresponsetotheendoftheglacialagein10,000BCEandits
consequentialreorganizationofplantandanimalspecies.Itsopponentspointtotheyear
75,000BCE,whererecordsmarkasimilardrasticclimaticalterationthatdidnotcatalyzeany
knownradicalchangeinhumanbehavior.Also,thecriticsarguethatthisdeterminismdoesnot
accountforthefactthatdifferentglobalregionswereaffecteddifferentlybythelastglaciation,
yet,inthespanofafewthousandyears,groupsindependentofeachothertransformedtheir
foodproductionsimilarly.
50Reed,OriginsofAgriculture,88251Richersonetal,“WasAgricultureImpossibleduringthePleistocenebutMandatoryduringthe
Holocene?AClimateChangeHypothesis,"388 52Richersonetal,“WasAgricultureImpossibleduringthePleistocenebutMandatoryduringthe
Holocene?AClimateChangeHypothesis,"38753Wagner,“TheConceptofEnvironmentalDeterminisminCulturalEvolution,”50
27
Determinismoftensurfacesinthefieldofhistoryasaninevitableorderofevents.
Marxisttheoryisperhapsthemostfamiliarexampleofdeterminism,rootedinthebeliefthat
theproductivesystemofsocietyisthelocusofhistoricaldetermination.SpecificallyinMarxism,
classanalysispredictshistoricalprogress.However,theideaofadirectionalhistoricalprogress,
ortheoriesofunilinealsocialevolution,arelongstandingintheirviewofhistoryasthegrowth
ofefficiency,economies,andtechnology.Thisunidirectionalhistoryofprogressisthebasisof
capitalistandsocialistthought.Environmentaldeterminismfurtherarguesthatprogress,or
lackof,isdrivenbyenvironmentalchange.Environmentalhistoryoftenpracticesafatalistic
determinism,whatMcNeillcallsdeclensionism,or“asingledrearyandrepetitivetaleof
woe.”54Otherhistoriansfindthistendencytoonlywriteoflossanddegradationirritating.55
Especiallyinthe1970s,historianssawtheenvironmentasagreatopportunitytowritea
degradationnarrative,focusingonpastsocietiesthathadbetterenvironmentalrestraintora
bettertimewhereecosystemswhereintact,unaffectedbythehumantouch.Inthelate20th
centuryandturnofcentury,however,thehistoricalnarrativehasbecomemoreof
environmentalchangeandtheintricaciesofthischangeasitissometimesgoodforsome
speciesandbadforothers,and,largely,howhumanscannotberemovedtheequation.
CulturalgeographerPhilipWagner,arguesagainstenvironmentaldeterminismandfora
considerationofthevaryingdegreesinwhichtheenvironmentmightinfluencemodern
humanswhohaveevolvedtolivebeyondenvironmentallimitsandconstraints.56While
environmentaldeterminismtriestoshowcorrelationsbetweenphysical,naturalchangesand
54McNeill,“TheStateoftheFieldofEnvironmentalHistory,”35955SSchama,LandscapeandMemory,(NewYork:Vintage,1995)45056Wagner,“TheConceptofEnvironmentalDeterminisminCulturalEvolution,”59
28
socialchange,Wagnerarguesthathistorycannotbesosimplifiedandmustrecognize“the
manifoldnumberofpossibilities…wecanconceivenowofsocietiespossiblyremaining
altogetherstaticinthefaceofeitherunchangingenvironment,anenvironmentofsporadicand
disarticulatedvariability,onanenvironmentthatevolvesprogressivelyinsomedirection.
Alternatively,wemayentertaincorrespondingpossibilitiesofsocialsystemsundergoing
articulatedorchaoticchangeasareflectionofenvironmentalinfluenceofanyofthesekinds.”57
Basically,thatitismuchmorecomplicated.Inthespaceofafewthousandyears,thehuman
species–moreorless–universallyadoptedagricultureinpartasaresponsetotheirnatural
conditionbutalsoinanexpressionofagencydespitetheenvironmentthatissingulartothis
species.
Beforewecouldpickthemostproductivecropstocreatethemostamountoffood,
peoplehuntedandgatheredwhattheyneeded.Tradesystemsfortools,animalskins,and
otheritemsexistedinhunter-gatherersocieties,butfoodwasnotfrequentlytradedbecause
peopledidnotaccumulatefoodthewaythattheystarteddoingoncecultivationpracticeswere
intensified.Abilitytohaveafoodsurplusreorganizedcommunitiessothatnoteverysingle
personspentthemajorityoftheirtimesearchingforandcookingfood.Peoplebegantopickup
tradesrequiringskilledlaborandspecialization,expeditingtheemergenceoftechnological
developmentsandinvention.Thismeantthatcertainpeoplehadlargerquantitiesofitemsor
itemsofhighervaluetotrade;aclassofmerchantsemergedtofacilitatetheexchangeof
goods,andquicklybecameinfluentialandwealthymembersofsociety.Wealthinequalityand
eliteclassesbegantotakeform,andwithitcametheconflictsthata21stcenturyreaderis
57Wagner,“TheConceptofEnvironmentalDeterminisminCulturalEvolution,”59
29
muchtoofamiliarwith.Associetybecameincreasinglycomplex,apoliticalclassemerged
taskedwithorganizingtherapidlygrowingnumberofpeople,solvingconflictswithina
communityandnavigatingincreasingtensionswithneighboringcommunitiesduetoresource
competition(aconstantreminderthathumansare,despiteeverything,stillanimals).The
hierarchicalnaturethatseemssoinherenttohistoricsocietieslabeledas‘successful’was
heretoborn.Handinhandwithsocialcomplexitycameimpactslikedisease,decreased
nutritionalvalueoffood,establishmentofsedentarylifestyles,andcreationofconceptsof
propertyandownership.
Thisisobviouslyasimplificationofthechainofeventsthatfollowedthespreadof
agriculturebut,nonetheless,helpsasanoverviewtoindicatethescaleofitseffectsonasocial
evolutionthroughwhichhuman“learnttoharnesstheforceofoxenandofwinds,inventsthe
plough,thewheeledcart,andthesailingboat,”amongothertechnologicalandscientific
breakthroughs.58Comparedtothetimeperiodsthathavebeendiscussedthisfar,thebrief
periodbetweenthecompletionofsettlingofsedentarycommunitiesacrossmostoftheworld
andintroductionofmetalmaterialsthusendingtheNeolithicEra,in2000BCEandthestartof
theIndustrialRevolutionin1760CEseemsludicrous.However,intermsofinvention,social
reorganization,andimpactontheenvironment,thisisaperiodduringwhichthepaceof
changewasunprecedented.Whiletheevolutionarytimescalehadlargelydictatedhumanand
pre-modernhumanlifestyleforthemillenniapreceding,humansredefinedtherateofchange
attheexpenseoftheenvironment.
58Childe,ManMakesHimself,105
30
Ifwelookatthefirstgroupsofhomosapiens,wefindevidenceofhowenvironmental
factorslimitedtheabilityforpeopletoovercometheirsurroundings.IsraeliHistorian,Yuval
NoahHarari,offersoneexplanationofwhathasoccurredtoallowhumanstocause
environmental“havoc.”59Hearguesthatarcheologicalandbiologicalevidenceshowshow
humanswereoriginallyinthemiddleofthefoodchainorfoodweboftheecosystemand
throughaseriesof“historicalcalamities,”thehumanspecieshasreachedanunnaturalplaceas
topcarnivore.Ascendancethroughthefoodchainnormallyoccursthroughanevolutionary
scale.Ittakestimeandthatiswhytheresultisatwo-foldprocess:first,onceatthetopofthe
foodchain,thatspeciespossessesamasterythatisnaturallyrespectedbyasenseofmajestic
being(sharks,lionsetc.);secondly,theevolutionarytimescaleallowsforecosystemstoadjust
totheactionofthetopcarnivoreforexample,“aslionsbecamedeadlier,sogazellesevolvedto
runfaster,hyenastocooperatebetter,andrhinocerosestobemorebad-tempered.”60Human
ascendancetothetopofthechainoccurredoutsidetheevolutionaryscale.Butthisalsomeans
thattheecosystemsaroundushavenothadtimetoadjust.Probably,accordingtoHarari,even
ourownspecieshasn’thadthetimetoadjust.
Thetopcarnivoretheoryisacompellingargumentthatspeakstoananthropocentric
scholarshipofhumansasthemastersoftheecosystem.Hararimakessuretonotromanticize
thehumanpositionoftopcarnivoreaslionsandsharksoftenare.Thus,hehighlightsthe
dangerthehumanspeciesimposesontheecosystemanditsownsurvival,makingtheposition
oftopcarnivorearegrettabletraitbothfortheEarthandthehumanspecies.Harari’shistorical
analysisisausefulframeworkbecauseofitsseamlessintegrationofnaturalandculturalchange
59YuvalNoahHarari,Sapiens:ABriefHistoryofHumankind,NewYork:Harper,2015,1160Harari,Sapiens,11
31
anddemonstratesthenecessityforinterdisciplinarycollaboration.Workofnon-historianscan
oftenunderminetheassumptionsofhistoriansandatthesametimerefineourunderstanding
ofenvironmentalhistory.
Thetwo-partserviceprovidedbytheinclusionofdifferentdisciplinesintohistorical
analysisofthetopcarnivoretheorypointstoadifferentconclusionthanHarari’s,thatstrictly
ecologicallyspeakinghumansdonotholdatopcarnivoreposition.Usingclassicecological
assessmentofspecies’trophiclevel,Bonhommeauetal.calculatedthehumantrophiclevel
(HTL)usingdatafromtheUNFoodandAgriculturalOrganization.61Thefirsttodothis,these
researchersusedawell-knownscalewhichratesspeciesfrom1to5;1beingaprimary
producer,anorganismthatconvertslightenergyintoorganicmatter,and5beinganapex
predator,thatonlyeatsotheranimalsandhasfewpredators.Theirresultsindicatethat
humansareonaverageata2.21,thesamelevelasapigoranchovy.62
Figure1(A)Trendsinthehumantrophiclevel(1961–2009)and(B)mapofthemedianhumantrophiclevelover2005–2009
61SylvianBonhommeauetal.“EatinguptheWorld’sFoodWebandtheHumanTrophicLevel,”
inProceedingsoftheNaturalAcademyofSciences,vol110no.51,20617-2062062Bonhommeauetal.“EatinguptheWorld’sFoodWebandtheHumanTrophicLevel,”20617-
20620
32
Thesecalculationsaredividedbycountryandthecountriesaregroupeddependingon
theirspecificHTL,whichlargelycorrelatestoGDP,urbanization,life-expectancy,andCO2
emissions.63However,eventhecountrywiththemostmeatconsumption–Iceland–doesnot
reachlevel3.Thismaintainsthe21stcenturyhumaninthemiddleofthefoodweb,notasatop
carnivore.Intheirdiscussion,theauthorspointoutthattheresults“quantifiesthepositionof
humansinthefoodwebandchallengestheperceptionofhumansastoppredators(2).Humans
dominateecosystemsthroughchangesinlanduse,biogeochemicalcycling,biodiversity,and
climate(11,13,14).Itisnotsufficienttoseparatehumansfromanalysesofecosystem
processes,becausetherearenoremainingecosystemsoutsideofhumaninfluence(15).Thus,
investigationsofecosystems,withoutaccountingforthepresenceofhumans,areincomplete
(13).”64Thisisanimportantconclusionbecausetheauthorsofthispaperurgetonotfocuson
thetrophicleveltakenbyhumansbut,instead,howhumansutilizetheenvironmenttolive
beyondwhatisavailabletoananimalinamiddletrophiclevel.
Thestatementthat“therearenoremainingecosystemsoutsideofhumaninfluence,”65
isbasedonthedevelopmentsandtechnologiesthatoccurredintheperiodbetweenthe
NeolithicRevolutionandtheIndustrialRevolution.Itisatimecharacterizedbythe
intensificationofhumanimpactontheenvironmentthroughthedevelopmentofurbanization,
colonization,resourceexploitation,andinfluenceonnon-humanspecies;processesthat
63Bonhommeauetal.“EatinguptheWorld’sFoodWebandtheHumanTrophicLevel,”20618.
MongoliaandMauritaniaaresomenotableexceptionstothecorrelationbetweenGDPandHTLingroup5,whichrepresentsthecountrieswiththehighestcalculatedHTL,buthaveasignificantlylowerGDPtothecountriesthatfitthepatternofpositivecorrelation,likeIcelandandSweden.Inthestudy,thisisattributedtodietsbasedonfish,meat,anddairywithlowvegetableconsumption.
64Bonhommeauetal.“EatinguptheWorld’sFoodWebandtheHumanTrophicLevel,”2061965RGallagherandBCarpenter,“Human-dominatedecosystems,”Science2,1997,asreferenced
inBonhommeauetal.“EatinguptheWorld’sFoodWebandtheHumanTrophicLevel,”20619
33
permittedtheconditionsfortheinventionsthatrevolutionizedenergyuseandextraction
duringtheIndustrialRevolution.Thatbelief,thatallplanetaryhabitatshavebeensomehow
impactedbyhumanbehavior,isa21stcentury,‘post-colonial’eraonethatchallengesthe
drivingforcesofimperialexpansionandputsintoquestionthenarrativesusedtojustifyit.66
Oneoftheearlyenvironmentalhistorytexts,Crosby’sColumbianExchange,provides
oneofthefirstcombinedanalysesoftheenvironmentalandhumaneffectsofcolonization.Itis
aglobalperspectivethatdidnotfallunderanyexistinghistoriographicalcategoriesofthe20th
century.Aroundtheworld,environmentalismbecameanintellectualtrendinthe1960sand
1970s.Politicallyandintellectually,theenvironmentbecameapopularfocusformanyfields.67
Forhistorians,thisgeneratedinterestonthetopicofthenaturalworld.Oneofthosehistorians
wasRoderickNashwhowasthefirsttousetheterm‘environmentalhistory’inhisbook
WildernessandtheAmericanMind.68UnlikeNash,Crosby’swork,writtenin1972,transcended
anation-statenarrativeandaffordedagencytothenon-humanworld.Itexploresthe
environmentalconsequencesoftheAtlanticcrossingof1492andtheundeniableconnection
thattheyhadwiththesocialandpoliticaleventsthatoccurred.Now,thetitleofthebookis
partoftheintellectualvocabularyanditsfindingshavebecomepopularknowledge.But,
Crosby’sdetailedexplanationofthetransmissionofpathogens,crops,weeds,andlivestock
backandforthacrosstheAtlanticwasfoundationaltoenvironmentalhistoryasasimilar
projecthadneverbeencompleted.WhatCrosbydidsuccessfullywasweavethenon-living,
66WilliamM.Denevan,“The“PristineMyth”Revisited,”TheGeographicalReview101(4):576-
591Oct,2011,576-59167J.McCormick,ReclaimingParadise:TheGlobalEnvironmentalMovement,(Bloomington:
IndianaUniv.Press,1989),27868RoderickNash,WildernessandtheAmericanMind,(NewHaven,CT:YaleUniv.Press,1967),
426
34
environmentalfactorsoftheexchangewiththehumanactions,arguingthatthenaturalworld
wasbothacauseandaconsequenceoftheEuropeanarrivaltotheAmericas.69
Overthelast10,000yearshumanactivitieshavebroughtaboutmajorchangesinthe
ecosystemsoftheworld.Theuniversalexpansionofsettlementandthecreationoffieldand
pasturesforagriculture,thecontinualclearingofforestsandotherwildareas,andthedraining
ofmarshyareas,havesteadilyreducedthehabitatsofalmosteverykindofanimalandplant.
Thedeliberatehuntingofanimalsforfood,furs,andotherproductsandthecollectionofplants
hasdrasticallyreducednumbersofmanyspecies.Humanshaveintroducednewplantsand
animalsintoecosystemsoftenwiththeunexpectedandnearcatastrophicresults.Thereis
moreevidence,thoughstillverypatchy,fortheperiodafter1600butitisnotuntilthepresent
centurythatdetailedresearchhasbeenundertaken,largelypromptedbyagrowingawareness
oftheincreasingscaleofthelosses.Thereisnodoubtthoughthatthepaceofdegradationand
changehasbeenincreasing,particularlyfollowingEuropeancolonialismandexpansion.
69ACrosby,TheColumbianExchange:TheBiologicalandCulturalConsequencesof1492.
(Westport,CT:Greenwood,1972)268
35
Chapter3:TowardstheAnthropocene
weremusclelovingmuscle,drank
straightfromtheriversrantherapidsthrew
ouraxesatthetreesrodethebackofeverymoose
wecaughtmid-crossingputourcampfiresout
bypissingontheflames.70
Thehumanspecieshasspreadaroundtheworld,andwithit,itbroughtaseriesof
changesandaddedweighttolocalenvironments.Humanactivity,fromfarming,huntingand
fishing,tofossilfuelextractionandcombustion,hasalteredtheecosystemsittouchesinways
thatarenotyetentirelyunderstood.However,whatisunderstoodisthattheimpactof
widespreadhumanpresencehashadagreatenoughtollonthisplanetthathumanactivity
rivalsgeologicalforcestothedegreethatitwarrantsanewgeologicalera,theAnthropocene,
tobecreatedtoaccountforourpresentreality,andimminentfuture.Thedetailsofthisnew
geologicaleraareheavilydebated,withtechnicalargumentsaboutearthstrataandtime
markersbeingdebatedbyscientists,aswellasintensepoliticalscrutinyfromthegeneral
public,governments,thepress,fossilfuelcompanies,andothers,whoeitherseethe
recognitionoftheAnthropoceneasanecessarystepforwardinourcommitmenttoprotectthe
planet,oradelusionaldisplayofhubrisbyhumankind.71
70DonMcKay,“ThePrecambrianShield,”inStrike/Slip(McClelland&Stewart:Toronto,Canada,
2006),2071SimonL.Lewis,MarkA.Maslin“DefiningtheAnthropocene”PERSPECTIVES
doi:10.1038/nature14258
36
Thehistoricalframemostdirectlyexposedtohumanactionandrarelyconsideredin
historicalscholarship,ismadeupofthepresentcontextandconditions,thatwithoutallthe
previouslayersofhistorycannotbeunderstoodbutalsoisnotisolatedfromtheenvironmental
andanthropogenicconditionsoftoday.Thesourcesofenergyavailabletohumansocieties
haveplayedamajorpartindeterminingtheactivitiesthattheycanundertakeandthewayin
whichtheyareorganized.Forallbutthelasttwohundredyearsthesourcesofenergywerefew
andthetotalamountofenergythatwecouldgeneratewassmall.Thesecondgreattransition
inhumanhistory,comparableinitsimportancewiththeadoptionofagricultureandtheriseof
settledsocieties,involvedtheexploitationoftheearth’svast(butlimited)stocksoffossilfuels,
amovethatmadepossibleaneraofabundantenergyforpartoftheworld’spopulation.Allthe
formsofenergyuseduntilthistransitionwererenewable.Thelasttwohundredyearshave,
however,beencharacterizedbyamassiveandcontinuingincreaseinenergyconsumptionfrom
non-renewableresources.
Historyoftenfocusesonthehistoryofhumanachievementoffreedom.Inalecture
deliveredin2013,DipeshChakrabarty,outlinedthehistoricalironyoffossilfueluse.Fromthe
IndustrialRevolution,theabilitytoburnfossilfuelsliberatedhumanbeingsfromforcedlabor,
now,thesameprocessistheinstrumentthroughwhichhumanshaveacquiredtheagencyofa
geophysicalforce.But,Chakrabartystatesthatbeingageophysicalforceremovesmuchofthe
celebratedautonomyandagencythathumanshadgaineduntiltheAnthropocene.72Aforceis
definedisanobjectthathasthestrengthorcapacitytochangeanotherobject.So,asa
72DipeshChakrabarty,“HistoryonanExpandedCanvas:TheAnthropocene’sInviation,”
Keynote,TheAnthropoceneProject.AnOpening,HausderKulturenderWelt,Berlin,January13,2013
37
collectivewehavebecomeanotherobjectandlostourautonomy,sovereigntyandpurpose.
ThecreationoftheAnthropocene,howeverdefined,isacollisionbetweenthreehistoriesthat
havebeenconsideredseparateuntilthispoint:thehistoryofearthsystems,thehistoryoflife
(includinghumanevolution)andthehistoryofanindustrialwayoflife.
ThediscussionofthebeginningoftheAnthropocenecomeshandinhandwiththe
discussionoftheendoftheHolocene.TherearetwooriginstoriesoftheAnthropocenethat
canbetold;oneishowwehavearrivedtothisnewgeologicalepoch,thesecondisthestoryof
thetermitself.Itisnotasimplemannertoproclaimabrandnewgeologicalera,itrequires
scientificevidenceshowingthatthegeologicalrecordhaschangedsignificantlyandconsensus
fromgeologiststhatsuchchangewarrantsabrand-newepochcategorization.Thetwoorigin
storiesarecloselyrelatedbecausedebatingthedefinitionofthetermoreventhevalidityof
theclaimforanewgeologicalepoch,isultimatelydebatingonthehistoryofourspecies.When
thefirstproponentsoftheAnthropoceneasit’sunderstoodtoday,NobelLaureateandthen-
vice-chairoftheInternationalGeosphere-BiosphereProgramme(IGBP),PaulCrutzen,and
geobiologistEugeneStoermer,publishedtheirseminalarticleinthe2000IGBPnewsletter,they
sparkedaconversationencompassingeverythingfromtheroleofgeologyinclimatechange
policytotheimportanceofbighistoryineducation.73Inhisnextpaperonthetopic,Crutzen
outlinedtheintellectualhistoricalprecedentsoftheideathathumansbeingswerehavingan
increasinglyimportantroleinthegeologyoftheplanet.74Accordingtohim,thefirstrecorded
useofasimilartermwas“aslongagoas1873”byItaliangeologistAntonioStoppani,who
73PaulCrutzenandEugeneStoermer,IGBPNewsletter41(RoyalSwedishAcademyofSciences,
Stockholm,2000) 74PaulCrutzen,"Geologyofmankind,"Nature415,no.6867(2002):23
38
namesan“anthropoziocera”wherehumanactionscomparetotheforcesoftheEarth.75He
continuesnamingotherscholarslikeGPMarsh,VladimirVernadsky,PierreTeilharddeChardin
andEdouardLeRoytheprecursorstothecurrentscientificuseofAnthropocene.
Thesearchforhistoricalprecedentsforthislineofthoughtisusefultobecauseitshows
anoticeofthegrowthandcontinuityofhumaninfluenceonEarthandevencansuggestthatit
thescaleofthecurrentcrisescouldhavebeenavoidedoritseffectsbeenminimized.However,
inopposition,JacquesGrinevaldandCliveHamiltonarguethattherearenoprecursorstothe
AnthropoceneasitisdefinedtodaybecausethescholarsthatCrutzenreferstohadno
understandingofEarthSystemsand,thatsayingthatthereare,putstheseriousnessandscale
oftheissueatrisk.76Intheirwords,“Wesuggestthatinreferringtoprecursors,perhapsto
bolsterthecredibilityofthenewconceptbylocatingitwithinarespectedtradition(‘onthe
shouldersofgiants’),theoriginalproponentsoftheAnthropoceneunwittinglyunderminedthe
radicalnoveltyoftheconceptandtheactualityoftheproposednewgeologicalepoch.”77They
claimthattheAnthropoceneisuniquebecauseoftheintellectualcontextinwhichitwas
createdandinvolvesadeepunderstandingontheconvergenceofhumanandnaturalhistory.
OthercriticsoftheAnthropocenemodelchampionedmainlybyPaulCrutzen,Will
SteffenandJRMcNeill,pointtothedangersofthe‘humankind’viewofthisideologybecauseit
erasesthedeepinequalityinherenttothisepoch.78MalmandHornborgquitedeterminately
statethattheAnthropoceneisanalyticallyflawedandantitheticaltoactionbecauseittellsa
75Crutzen,"Geologyofmankind,"2376CliveHamiltonandJacquesGrinevald,"WastheAnthropoceneanticipated?"The
AnthropoceneReview2,no.1(2015):6077HamiltonandGrinevald,"WastheAnthropoceneanticipated?"6178AndreasMalmandAlfHornborg,"Thegeologyofmankind?AcritiqueoftheAnthropocene
narrative,"TheAnthropoceneReview1,no.1(2014):63
39
deterministstoryofhumanevolutionthatnaturalizesclimatechange.79Althoughwellargued,
MalmandHornborgseemtosimplifythedimensionsofthedefinitionsofferedbyAntropocene
proposerswithoutnotingthatmostworthwhileaccountsoftheAnthropoceneincludethe
historicallynuancedaccountsofhowpowerrelationsoperate,bothacrosstheearthsystemas
awholeandbetweenhumanbeings.The‘analyticalflaws’theyhighlightleadsthemtoaska
rhetoricalquestionlike,“Ifglobalwarmingistheoutcomeoftheknowledgeofhowtolighta
fire,orsomeotherpropertyofthehumanspeciesacquiredinsomedistantstageofits
evolution,howcanweevenimagineadismantlingofthefossileconomy?”80Thisignoresmuch
ofthecomplextheorybehindtheideologyoftheAnthropocene,whicharguesthatthe
geologicalrecordhasbeennoticeablyaffectedbyhumansbecause,yes,humanswereableto
harnessthepoweroffire,but,further,becausehumanshaveusedtheirknowledgeinsucha
mannerthathasforever-alteredEarthsystemsprocesses.Indeed,notallhumansaretoblame
becauseintrinsictotheAnthropoceneisdeepsocialandeconomicinequality.
Throughepochalthinkingandgeologicalrecords,theAnthropoceneilluminatesthe
pattersofhuman-causedenvironmentalchange.Unlikethecharacteristicsofothergeological
epochs,manyofthesepatternsareheavilypolitical.ThepoliticsoftheAnthropocenethushave
becomecentraltoitsveryexistence,andalthoughmuchhasbeenpublished,thereisstilla
centralchallengethatwasoriginallypresentedbyhistorianDipeshChakrabartythathasnotyet
beensolved.Hisargumentisthatthereneedstobeanti-capitalistresistancethatoverturns
capitalistglobalizationanditsprofit-drivenexploitationofdisempoweredcommunitiesand
vulnerableecosystemsinordertotransitiontoanenvironmentallyjustsociety.However,he
79MalmandHornborg,"Thegeologyofmankind?AcritiqueoftheAnthropocenenarrative,"6780MalmandHornborg,"Thegeologyofmankind?AcritiqueoftheAnthropocenenarrative,"67
40
notesthatourcurrentenvironmentalcriseswillexistforlongerthancapitalismasweknowit
justasithasbeencausesnotjustbycapitalistWesternpowersbutalsobyindustrializing
socialiststates.So,resistancetocapitalismisnotenough.Chakrabarty’sargument,basedon
history,isthatthe“boundaryparametersofexistence”thatpermitlifeontheplanetandare
beingdestabilizedthroughclimatechangeareindependentofcapitalismorsocialism.81
Confrontingglobalizationisessential,butglobalizationandglobalwarmingarenotintrinsicto
eachother.Globalwarmingaffectsallhumanbeings,althoughnotallhumanbeingsare
responsibleforitbutithasalogicofcausalitythatis,Charkrabartyargues,intrinsically,not
historically,indifferenttoinjusticebetweenhumans.Theargumentisthateveninasociallyjust
worldthatdependentonfossilfuels,wewouldhaveaclimatecrisis.Insuchaworldthecrisis
mightevenbeworstgiventhatatthemomentmostofthegreenhousegasemissionsarebeing
producedbyafifthofthepopulation,ifnoonewerepoortheenvironmentaldegradationcould
beworse.
Whatisclearthough,isthatthisisachangingplanet.Ascommunitiesaroundtheworld
increasinglyfacescarcity,naturaldisasters,andevencompletedestructionduetoclimate
changeanditseffects,itisessentialtounderstandtheeffectsofthischange.Capitalismisnot
thenecessaryprocessforclimatechange,thatisnotwherethecausalitylays.Instead,climate
changeexacerbatesandaccentuatestheinequalitiescreatedbycapitalism.Moreoftenthan
not,itisthosecommunitieswhocontributedtheleasttogreenhouseaccumulation,
environmentaldestruction,andclimatechangeingeneral,thatfacetheworstconsequencesof
it,andfindthemselvesinextremelyvulnerableconditionsaswellaswithlessresourcesand
81Chakrabarty,“TheClimateofHistory:FourTheses,"CriticalInquiry35,no.2(2009):218;This
issimilartoFredSpier’s“GoldilocksPrinciple”discussedinChapter1.
41
abilitytoadaptandsurvivethesechanges,duetoeconomicandstructuralinequality.AsSteve
Vanderheidendiscussesinhiswork“GlobalizingResponsibilityforClimateChange”,as
catastrophesbecomeincreasinglyfrequentanddrastic,relianceuponthestructureofnation-
states,operatingindependentlyisnotenoughtoguaranteeasafefutureduringthe
Anthropocene.82Therefore,itisincreasinglynecessarytodeviseaframeworkinwhich
resources,bothfinancialandmaterial,canbedistributedandallocatedtoallowforthesurvival
ofhumancommunitiesinaglobalscale.Thisshouldbedonealonglinesofresponsibility,in
otherwords,thosenationswhoprofitedfromeconomicandpoliticalactivitiesthatprovoked
damageontomorevulnerablenations,presumablylessengagedandlessbeneficiatedfromthe
globalcapitalisteconomy,shouldallocatedueresourcestolessenandpreventsufferingfrom
environmentalstress.
Vanderheidenfurthersuggeststhatthisliabilityshouldalsobeproportionally
distributedamongstthecitizenry,asnotallcitizensareequallyresponsibleforcontributionsto
climatechange.Vanderheiden’sproposedframeworkforliabilityandcostdistributioncreates
structuresbasedontheperceptionthatnotallhumanbeingsareequallyparticipatinginthe
chainsofproductionandconsumptionthat,perhapsirreversibly,damagedtheplanet.83
Somescholarssuggestthatwemustanalyzehumanrelationshiptotheenvironment
fromamomentmuchbeforecapitalismtounderstandtheAnthropoceneandhuman-induced
climatechange.Anthropoceneproponents,Steffen,Crutzen,andMcNeillhighlightthe
momentsinthelast150,000yearsthatchangesintheclimateaffectedhumanaffairsand,vice
82SteveVanderheiden,"Globalizingresponsibilityforclimatechange,"Ethics&international
affairs25,no.01(2011):6583Vanderheiden,"Globalizingresponsibilityforclimatechange,"76
42
versa,humansaffectedtheclimate.Theytaketheapproachthattheenvironmentandthat
humanpathto“civilizationandcities,”areintrinsicallyconnected.Whatmadeitpossiblefor
humantocreatebuildingsdidnotinvolveslavelabororbondagelabor.Itinvolvedcheapand
plentifulenergy,whichisfossilfuels.84 Fossilfueluseisacommonlyusedoriginpointforthe
transitionofthehumanspeciesintoageologicalforce.Thisviewsatesthatoncethehuman
specieslearnedtoworkcollectively,onepartofthespeciesfoundawaytolive‘better.’It
beganexploitingotherpeople,takingotherpeople’slands,colonizingthem,andusingthemas
slavelaboreventually,slaveasunenergywasinsufficienttofulfilltheenergyneedsof
unabatedgrowth.RobertMarksarguesthathumanshavehadaglobalenvironmentalimpact
onlysincethebeginningofthetwentiethcentury,“whereearlierenvironmentalimpactsof
humanactivityweremorelocalorregionalandsometimescouldbereversedwheneverthe
humanfootprinteased.”85Thisargumentisbasedontheclaimthatthesevereenvironmental
impactofhumanactionsonlybeganoncehumanpopulationswerenolongerboundbythe
limitsofsolarenergy.Beforefossil-fuelmodeofproduction-practically,theIndustrial
Revolution-humans’expansionandaccesstoenergywaslimitedbythecaptureanduseof
solarenergyandaccesstoland.86
Historians’roleinthedefinitionoftheAnthropoceneisessentialbecause,although
somecriticsarguethatthetermreinvigoratesasplitbetweenhumanandnature.Historical
inquirycanshowthatintrinsictothethisnew-epochpropositionisabeliefthatthereisno
84WillSteffen,PaulJ.CrutzenandJohnR.McNeill.2007.“TheAnthropocene:AreHumansNow
OverwhelmingtheGreatForcesofNature?”inAmbio,Vol.36,No.8(Dec.,2007),pp.614-62185RobertB.Marks,“The(Modern)WorldSince1500,”inACompaniontoGlobalEnvironmental
History,(JohnWiley&Sons,Ltd:Chichester,UK,2012)5786Marks,“The(Modern)WorldSince1500,”65
43
metaphysicaldividebetweenhumansandnature,buthumansareonemorenaturalagentof
chancewithintheEarthSystem.Itoutlineshowintrahumanandextrahumanforcescoproduce
oneanotheranditisthehistorian’sjobtoprovideevidenceforthatrelationshipproduction.
Whenscientistsandpoliticiansrefertoclimatechange,therhetoricoftensurroundsthe
ideaofa“humanspecies”asahomogenousentity,thatisbothcollectivelyresponsiblefor
environmentalcollapse,andiscollectivelythreatenedbyit.Whilethismightbetruetoa
certaindegree,thinkerssuchasDipeshChakrabartychallengethis“speciesthinking”,asit
collapsesimportantanthropologicaldistinctionsthatneedtobeaccountedforandunderstood
inordertotrulygrasptherealityofclimatechange.Ultimately,nosingleindividualcan
transcendtheirownpersonalexperiencesandtheirlimitations-noneofuscanexperience
ourselvesasaspecies,acollectivehumanentity.Infact,allwedoexperienceisaseriesof
relationshipsandinteractionsthatconnectsustoothers,bothhumanandnon-human,both
livingandnon-living.Withtheadventoffossilfuelpoweredtechnology,andacommoditychain
thatspanstheentireglobe,thiswebofrelationshipsnowconnectsusmoredeeplyandinmore
far-reachingwaytoeachother.Understandingthisassemblageofrelationshipscannotcome
fromasimplisticperceptionofasinglehumanspecies.Insteadbyunderstandingthe
differencesbetweenindividuals,andcommunities;howexperiencesshapeperception,and
structureaffectsexperience,wecanapproachamorehonestandaccurateunderstandingof
ourworld,andtheprofoundchangesthatareunderway.So,tellinga‘specieshistory’isnot
aboutgeneralizingonehumanhistory,buttellingadetailedstoryofthelocalinteractions
betweencommunitiesandtheirenvironmentsovertimeeventuallyleadingtothe
Anthropocene.
44
Conclusion
Climatechangeitselfisnotahomogenoussingleentity.Instead,itisanamalgamation
ofparticularexperiences,relationships,objects,andnaturalprocesses.Itstretchesacross
individuals,spaceandtime.AccordingtoTimothyMorton,globalwarming87canbedefinedasa
“hyperobject”becauseofitsmyriadmanifestations-alwaysfallingshortoftheobjectasa
whole,whichseeminglyonlyexistsinimmaterialforms.88Itsexistenceinadauntinglylarge
timeframe,or“deeptime”,dwarvestheindividualhumanexperience.Understandingclimate
change,requiresonetoseetheirresponsibilityinbeingapartofasystemwithsucheffects,
andforcesonetorecognizehowsmalleachhumanlifeis.Wehaveenteredaperiodknownto
scholarsastheAnthropocene,ageologicalepochofunforeseen,human-induced,accelerated
changestotheEarth’sclimate,oceans,landandbiosphere.89Thisepochhasbroughttolighta
newhistoryofthehumaneffectonthenaturalworldthatmustbetracedbacktothebeginning
ofnotonlyourcapitalistsociety,colonialprojects,andresourceexploitation;but,much
further,tothebeginningofsettledsocieties,intensificationofagriculture,andthevery
emergenceofourspecies,theHomoSapienssapiens.
87Mortonmakesapointtoexplicitlyusethetermglobalwarmingandnotclimatechangewith
thefollowingrationale,“Ontheterrainofmediaandthesociopoliticalrealm,thephraseclimatechangehasbeensuchafailurethatoneistemptedtoseethetermitselfasakindofdenial,areactiontotheradicaltraumaofunprecedentedglobalwarming.Thatthetermsarepresentedaschoicesratherthanasapackageisasymptomofthisfailure,sincelogicallyitiscorrecttosay“climatechangeasaresultofglobalwarming,”where“climatechange”isjustacompressionofamoredetailedphrase,ametonymy.”TimothyMorton,Hyperobjects,(Minneapolis:UniversityofMinnesotaPress,2013)AccessedMarch9,2017.ProQuestEbookCentral,8
88TimothyMorton,Hyperobjects,289WillSteffen,PaulJ.CrutzenandJohnR.McNeill.2007.“TheAnthropocene:AreHumansNow
OverwhelmingtheGreatForcesofNature?”inAmbio,Vol.36,No.8(Dec.,2007),pp.614-621
45
Historicalinquiryisnecessaryforourunderstandingofthecurrentmomentandfor
imaginingthefuturebuthistoryisfacingthechallengeofanunprecedentedpresent.Historians
shouldnowmustseektobridgethedivisionsithascreatedbetweennaturalandhuman
historiesandapplyittoamuchlongertimeline–theoneofdeeptime.Onceweunderstand
whatithastakenintermsofhumaneffortandenvironmentalconditionstoarriveatthis
momentwecanbegintocreateinformedframeworks.Asaspecies,Homosapiens,transcend
threegeologicalepochs:thePleistocene,markedbythebiologicalevolutionofourspecies;the
Holocene,atimeofclass-stratification,environmentaldomesticationandacceleratedchange;
andourpresentAnthropocene,whenhumanshavetakentheroleofageophysicalforce,not
theonlyoneandmaybenoteventhemostimportantone,butaforcenonetheless.Evenif
futuregeologicalrecordsdon’tshowspecificallythathumansroamedtheearth,it’llshowa
naturalhistoryofdecadence.Therewillbeevidenceofasixthmassextinctionalmostequalto
thepreviousextinctions,ofatmosphericlevelsandtemperaturesthatevenintimesofclimatic
instabilitywerenotasvolatile.Thethresholdmoments,liketheevolutionofthespecies,our
adoptionofagriculture,andtheuseoffossilfuelsforenergyconsumption,allencompass
momentswheretheearth’shistoryandthesmaller,intermsoftimescale,historyofhuman
lifehavecollidedandforever-changedthemakeupofearthanditssystems.
Thischronologicalsummaryofhistoricalinquiryofhumandevelopmenthasthepurpose
ofpointingtohowhistorianshavenegotiatedtheirplacewithinthestoryoftheplanet,
borrowingfromandaddingtothedisciplinesthathighlighttheencounterbetweenhumansand
theirenvironment.Butthesenegotiationshavenotbeenseamless.Historicalinquiryoften
mustmakechoicesbetweenthespecificevents,actors,andthingsitchoosestostudy.
46
Traditionalhistoryhasnotsufficedtonarratethestoryofthatwhichisn’thuman,written,or
hasbeenhiddenbyhegemony.Asthecomplexityofthehistoryoflife–humanandnon-human
–isexposed,weneedtolookfurtherbackintimeandzoomclosertolookatthecreationof
processesthatnowseeminevitableforhumansustenance.Whetherornottheterm
Anthropoceneisadoptedbygeologists,theideologybehinditisnotlost.Humanactivitiesare
changingsealevels,climatetendencies,andtheabilityofspecies–includingourown–to
performtheirfunctionsintheirhabitatsastheyhavedoneinthepast.Thus,thestoryofthe
Anthropoceneisnotahumanstory,likeitsnamewouldsuggest,butthestoryofachanging
planet.
Thefieldofhistory,likeitssubjectofstudy,isnotstatic.Itrespondstoquestionsand
anxietiesreflectiveofamomentintime.Atthismoment,historyhasthetremendous
responsibilitytorespondtowhatlookslikeanimpendingcrisisinwhichentirepartsofthe
earthsystem,includingthosewhichwedependon,arebeingdangerouslyaltered.Tellingthis
storywillinspireallsortsofresponsesacrossthesocialandpoliticalstructuresaspeopleare
confrontedwithhavingreimaginetheassemblagesthatmakehumanandnonhumanlife
possibleintheplanetandtheirownroleintheprocesses.Thismightanunpopularproject,as
GordonChildemasterfullyputitin1936:
“Tosurvive,anysocietymustattainanadjustmenttoitsenvironment;itlivesbyexploitingthenaturalresourcesofitsterritory.Butjustinsofarastheadjustmentachievedissuccessful,thecommunityconcernedwilltendtobecomeconservative.Whenagroupareenjoyingasufficiencyoffoodinsimplecomfortwithspellsofrest,whyshouldtheychangetheirbehavior?
Theyhavepainfullylearnedthetricksanddodges,theartsandcraftsnecessarytocoaxthismodicumofprosperityoutofnature;whydomore?
Indeed,changemaybedangerous”
47
Today,thatneedforchangeisnolongernegotiableanditcannotbelefttothosefewpeoplein
positionsofpower.Everydaywearefacedwithanewcatastrophe,fromthedecreasingsizeof
fullypopulatedislandsinthePacific,todroughtsinCaliforniathatareputtingthefoodsecurity
ofmillionsofpeopleatrisk.Ourcurrentmodelsofresourceexploitationhavereachedan
impasseandourhistoricalframeworksareinsufficient.
TheAnthropoceneforceshistorianstolookatwherehumansfitinthehistoryofdeep
time.Withintheentirehistoryoftheplanet,thehistoryofthehumanspeciesisbutasmall
part.Inthattime,theEarth’sbiosphere,atmosphere,lithosphere,andhydrospherehave
performedtheirfunctionsashumanandnon-humanlifeprofitedfromthemandsometimes
sufferedfromitsunexpectedchanges.Today,thoseprocessesdatingbackfurtherthanthe
humanmindcanfullypicture,arebeinginterruptedandtransformedinharmfulways.History
nowmustreimaginehumanbeingsandnaturenotasadichotomybutasforcesinconstant
conversation.Andclimatechangeisessentialtothisconversation.Around500B.C.E.Heraclitus
wrote“youcannotsteptwiceintothesameriverforfreshwaterareeverflowinginuponyou,”
and,today,ourspeciesislearningthislessonthehardway.Aswe’veenteredtheriverofthe
changingsystemsoftheplanet,wehavetransformedtheflowaltogether.Insteadofjoiningthe
streamandbeinginharmonywiththefluxoflife,wehavedammed,polluted,anddriedthe
river.
48
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