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Monitoring Matrix on Enabling Environment for Civil Society Development COUNTRY REPORT FOR ALBANIA Project funded by The European Union 2014

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Monitoring Matrix on Enabling Environment for Civil Society Development

COUNTRY REPORT FOR ALBANIA

Project funded by The European Union

2014

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Balkan Civil Society AcquisStrengthening the Advocacy andMonitoring Potential and Capacities of CSOs

Monitoring Matrix on Enabling Environment for Civil Society Development

COUNTRY REPORT FOR ALBANIA

Fondacioni Kosovar për Shoqëri Civile

CPCD

Project funded by The European Union

“This publication has been produced with the financial assistance of the European Union and the Olof Palme International Center in Albania with funding from the Swedish Government. The contents of this publication are the sole responsibility of author and can in no way be taken to reflect the views of the European Union, Olof Palme International Center and the Swedish Government.”

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Balkan Civil Society AcquisStrengthening the Advocacy andMonitoring Potential and Capacities of CSOs

Monitoring Matrix on Enabling Environment for Civil Society Development

COUNTRY REPORT FOR ALBANIA

Fondacioni Kosovar për Shoqëri Civile

CPCD

Project funded by The European Union

“This publication has been produced with the financial assistance of the European Union and the Olof Palme International Center in Albania with funding from the Swedish Government. The contents of this publication are the sole responsibility of author and can in no way be taken to reflect the views of the European Union, Olof Palme International Center and the Swedish Government.”

2014

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Grafik Design:

Arben Hamzallari

Printing:

This Monitoring Report is part of the activities of the “Balkan Civil Society Acquis-Strengthening the Advocacy and Monitoring Potential and Capacities of CSOs” project and “Increase Citizen Participation in Policy Making and Implementation”.

Lead Partner: Balkan Civil Society Development Network (BCSDN) Metropolit Teodosij Gologanov 39/II-2 1000-Skopje Macedonia Tel.: + 389 (0)2 614 42 11 E-mail: [email protected]; Website: www.balkancsd.net

Implementing partner in Albania:

Partners Albania, Center for Change and Conflict Management Rruga Sulejman Delvina, N.18, H.8, Ap. 12, Njësia Bashkiake 5, Kodi Postar 1022, Tiranë, Shqipëri, Kutia Postare (PO Box) 2418/1 Tel.: +355 4 2254881 Fax: +355 4 2254883 Email: [email protected] http: //www.partnersalbania.org

Published in Albania, February 2015

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I. Executive Summary ........................................................................................................... 6

Civil Society and Civil Society Development in Albania ........................................................ 6

Key Findings ...........................................................................................................................7

Key Policy Recommendations ............................................................................................... 8

About the project and the Matrix ......................................................................................... 10

II. Introduction ...................................................................................................................... 12

About the Monitoring Report ............................................................................................... 12

The Monitoring Matrix on Enabling Environment for Civil Society Development ............... 12

Civil Society and Civil Society Development (CSDev) in Albania .......................................... 13

Specific features and challenges in applying the Matrix in Albania .................................... 14

Acknowledgements and thanks ........................................................................................... 15

III. Methodology ................................................................................................................... 16

Overview of the methodological approach ......................................................................... 16

Participation of the CSO community ................................................................................... 17

IV. Findings and Recommendations ..................................................................................... 19

Area 1: Basic Legal Guarantees of Freedoms ...................................................................... 19

Area 2: Framework for CSO Financial Viability and Sustainability .................................... 22

Area 3: Government-CSO Relationship ................................................................................ 31

V. Findings and Recommendations (Tabular) ......................................................................37

VI. Used Resources and Useful Links ................................................................................. 55

VII. Annex 1 CSOs Questionnaire ........................................................................................ 56

Contents

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In Albania, freedom of association is provided and guaranteed by the legislation, and all individuals

and legal entities can freely establish, join and participate in non-formal and/or registered organisations without any discrimination. The development of the civil society and Civil Society Organisations (CSOs) has been marked by legal initiatives and changes for creating an enabling environment for the CSOs. The 2014 marked several positive changes and improvements with regards to the legal and regulatory environment for civil society development (CSDev), as well as a better perception of CSOs in regards to the state attitude toward its needs and mutual cooperation.

The legal changes followed the engagements of the state deriving from the granting of EU candidate status to Albania in June 2014, the assessments and recommendations made in the last European Commission Progress Report for Albania, as well as the commitment to address the key burning issues made by the Albanian Government on the National Conference “Social Partners – Time for Action”, organised by Partners Albania on December 2013. The changes are a result of continuous lobbying and pressure of CSOs toward improvements in the legal framework, as well as an increased awareness of the state institutions on the role and importance of CSOs in the democratisation and EU integration process of the country.

To be noted are the adoption of the Resolution for Recognition and Strengthening the Role of Civil Society in the Process of Democratic Development of the Country, on 24th December 2014 by the Albanian Parliament; preparation of the draft Law on the Establishment and Functioning of the National Council for Civil Society; preparation of the draft Road Map for Government Policy on Civil Society Development; adoption of the new Law on VAT; adoption of the Law on Public Notification and Consultation; adoption of a new Law on the Right of Information; preparation of the draft Manual for Public Participation in Decision Making Process by the Parliament; and an open and participatory approach by the Agency for the Support to Civil Society (ASCS) to determine its strategy and funding areas.

While these key legislative steps have been made in all areas, the key challenges from 2013 remain the financial viability and sustainability of CSOs, fiscal treatment and regulations, insufficient public funds supporting CSOs activities and services, lack of enabling and transparent public procurement procedures, effectiveness of the new legal framework on public consultation that came into force in the second half of 2014, and lack of transparency of ASCS activities. Lack of official data on the number of CSOs, number of employees (permanent and part-time) and volunteers in CSOs, as well as the economic value of CSOs in the country, remains also an issue.

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Key Findings

Key findings from the Monitoring Matrix for Enabling Environment for the Development of Civil Society in Albania address the main findings of monitoring of the legal and regulatory framework in place and the practical impact on their implementation. In overall, the legal framework for establishment and registration of CSOs is in line with international standards and guarantees their right to operate freely, and to regulate their internal structure and operating procedures without unwarranted interference from the state. The legal framework guarantees and allows CSOs to receive funds from different eligible sources of funding as well as to engage in economic activities to secure financial sustainability. One important development with this regard in 2014 is the approval of the new law on VAT and clarification of “economy activity” in the legislation.

With regards to state support through public funding, the Agency for the Support of Civil Society remains the main public entity that target CSOs specifically, distributing public funds through the grant scheme. During 2014, with the new Board of Supervisor and new executive director, ASCS has followed a more open approach with CSOs, by conducting a series of consultative meetings with CSOs for the preparation of the Mid-term and Long-term Strategy, as well as participation in important initiatives for the sector such as the establishment of the National Council for Civil Society. However, CSOs are not satisfied with the transparence and accountability during the selections process of the awarded CSOs and with the conflict of interest rules that are partially respected in practice.

One important development for 2014 is the improvement of cooperation between government and CSOs. Important progress has been made for the materialization of two strategic issues that would contribute to the institutionalization of partnership between the State and CSOs: the adoption of the Resolution For Recognition and Strengthening the Role of Civil Society in the Process of Democratic Development of the Country by the Albanian Parliament and the preparation of the draft Law for the Establishment and Functioning of the National Council for Civil Society, an advisory independent body near to the Council of Ministers. In addition, during 2014 in consultation with CSOs was prepared the Road Map for Government Policy on Civil Society Developmen, which will serve as a strategic document for the cooperation and strengthening of dialogue between the government and civil society. The Law on Notification and Public Consultation, approved in 2014, put forward a requirement for consultation on draft laws and policies with the public. In overall the law is in line with international standards and institutionalizes the public consultation in drafting and approval of the project laws, national and local strategies, as well as policies with high public interest, with the final aim of improvement of quality of policies and juridical acts in general. According to the existing legislation in place, CSOs can compete for state contracts for the provision of different services through public funding. However the legal framework regulating public procurement is not supportive and creates many obstacles that make it impossible for CSOs to compete for the state contracts with the same requirement as other service providers.

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Key Policy Recommendations

Key policy recommendations are based on the actual legal and regulatory framework as well as the practical experience of CSOs and address main key policy recommendations for the creation of an enabling environment for CSOs in Albania and advancement of civil society in general.

So, one of the main recommendations remains the adoption of appropriate financial reporting and accounting rules (including money laundry regulations) taking into account the specific nature of the CSOs, the size of the organization and its type/scope of activity. Up to now, the financial reporting and accounting rules are not effective. The Law “For the Accounting and Financial statement” does not stipulate any specification and different forms for the accounting and reporting of CSOs from businesses and the rules are the same for all CSOs without following the proportionality principle.

All financial reports prepared by CSOs are subject of control by tax authorities and the

General Directorate for Money Laundering, based on the evaluations of tax inspectors who do not have a depth knowledge and understanding of CSOs sector. Thus, another recommendation is provided to improve this situation through increased capacities of the tax inspectors on the new tax legal framework affecting CSOs and adoption of clear tax inspection procedures.

Based on the key findings, one of the recommendations is related with the Agency for the Support of Civil Society. Since transparency and conflict of interest remain a concern issue for CSOs, increased transparency and accountability of ASCS in funding distribution and appropriate programming to respond to the needs of CSO sector is required. Also, ASCS should adopt clear procedures to address issues of conflict of interest in decision making, to ensure a fair selection process of CSOs benefiting from public funds.

Another issue that should be addressed is

No Top 6 findings from the report Reference

1 There is no state interference in internal governance of CSOs and no practices of invasive oversight from the state.

Area 1

Sub-Area 1.1

2There is a clarification of economic activity of CSOs in the amendments of NPO Law (Law no.92/2013), VAT Law (Law no.92/2014), and the Decision of the Council of Ministers (No. 953, date 29.12.2014).

Area 2

Sub-Area 2.1

3ASCS has adopted a more open dialogue with the civil society sector, although transparency and accountability in funding distribution and conflict of interest within the agency remain problematic.

Area 2

Sub-Area 2.2

4There is increased cooperation between the state and CSOs in the preparation of strategic documents and establishment of mechanisms for the creation of an enabling environment for CSOs and Civil Society Development.

Area 3

Sub-Area 3.1

5

A new Law on Public Notification and Consultation that institutionalizes the public consultation in drafting and approval of the project laws, national and local strategies, as well as policies with high public interest is adopted by the Albanian Parliament in October 2014.

Area 3

Sub-Area 3.2

6 The legal environment is not supportive for CSOs involvement in service provision through public funds.

Area 3

Sub-Area 3.3

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the lack of statistical data on the number and economic value of CSOs. Albania does not has available official data from the Court of First Instance of Tirana (the only state authority in charge for the registration of CSOs in Albania) on the total number of CSOs. In addition, there is missing information on the number of full-time and part-time employees and volunteers in CSOs, as well as on the economic value of CSOs. Such data would help the state to understand the importance and role of the sector in the economy of the country, and to design programs and provide incentives to stimulate employment in CSOs.

Albania does not have an adequate law regulating voluntarism issues, despite the indispensable role and contribute of volunteers in the conduction of activities of most CSOs through the years. Adoption of an adequate legal framework for voluntarism would proactively encourage its development and provide benefits for the society.

Considering the discouraging situation with regards to participation of CSOs in public tenders for service delivery, one of the main recommendations remains the adoption of a special law on social procurement, separate from the public procurement law.

No Top 6 recommendations for reform Reference

1Adoption of financial reporting (including money laundry regulations) and accounting rules that take into consideration the specific nature of CSOs and the size and type/scope of activities by tax authorities.

Area 1

Sub-Area 1.1

2 Increase capacities of the tax inspectors on the new tax legal framework affecting CSOs and adoption of clear tax inspection procedures.

Area 1

Sub-Area 1.2

3 Publicly available statistical data on the number and economic value of CSOs in the country is needed.

Area 2

Sub-Area 2.2

4Increased transparency and accountability of ASCS in funding distribution and appropriate programming to respond to the needs of CSO sector. Adoption of clear procedures to address issues of conflict of interest in decision making.

Area 2

Sub-Area 2.2

5 Adoption of the law on Voluntarism.Area 2

Sub-Area 2.3

6 Adoption of a special law on Social Procurement.Area 3

Sub-Area 3.3

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This Monitoring Report is part of the activities of the “Balkan Civil Society Acquis-Strengthening

the Advocacy and Monitoring Potential and Capacities of CSOs” project funded by the EU and the Balkan Trust for Democracy (BTD) and “Increase Citizen Participation in Policy Making and Implementation”, project funded by Olof Palme International Center in Albania with funding from the Swedish Government. This Monitoring Report is the first of this kind to be published on a yearly basis for at least the 48-month duration of the project. The monitoring is based on the Monitoring Matrix on Enabling Environment for Civil Society Development (CSDev) developed by BCSDN and ECNL. It is part of a series of country reports covering 8 countries in the Western Balkans and Turkey1. A region Monitoring Report is also available summarizing findings and recommendations for all countries and a web platform offering access to monitoring data per country and sub-area at www.monitoringmatrix.net.

The Monitoring Matrix presents the main principles and standards that have been identified as crucial to exist in order for the legal environment to be considered as supportive and enabling for the operations of CSOs. The Matrix is organized around three areas, each divided by sub-areas: (1) Basic Legal Guarantees of Freedoms; (2) Framework for CSOs’ Financial Viability and Sustainability; (3) Government – CSO Relationship. The principles, standards and indicators have

been formulated with consideration of the current state of development and diversity in the countries of the Western Balkans and Turkey. They rely on the internationally guaranteed freedoms and rights and best regulatory practices at the European Union level and in European countries. The Matrix aims to define an optimum situation desired for civil society to function and develop effectively and at the same time it aims to set a realistic framework which can be followed and implemented by public authorities. Having in mind that the main challenges lie in implementation, the indicators are defined to monitor the situation on level of legal framework and practical application. The annual monitoring and reporting in 2014 is focused on twelve (12) proxy standards to be monitored in all countries, and five (5) elected standards to be monitored in Albania based on the expected changes in the Area 3 of the Monitoring Matrix: Government – CSO Relationship. The twelve (12) core standards are as follows: Standard 1.1.2: CSOs operate freely without unwarranted state interference in their internal governance and activities; Standard 1.1.3: CSOs can freely seek and secure financial resources from various domestic and foreign sources to support their activities; Standard 1.2.1: CSO representatives, individually or through their organizations, enjoy freedom of peaceful assembly; Standard 2.1.1: Tax benefits are available on various income sources of CSOs; Standard 2.2.1: Public funding is available for institutional development of CSOs, project support and co-financing of EU

About the project and the Matrix

1) Albania, Bosnia and Herzegovina, Croatia, Kosovo, Macedonia, Montenegro, Serbia and Turkey.

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and other grants; Standard 2.2.2: Public funding is distributed in a prescribed and transparent manner; Standard 2.3.1: CSOs are treated in an equal manner to other employers; Standard 2.3.2: There are enabling volunteering policies and laws; Standard 3.1.2: The state recognizes, through the operation of its institutions, the importance of the development of and cooperation with the sector; Standard 3.2.1: There are standards enabling CSO involvement in decision-making, which allow for CSO input in a timely manner; Standard 3.2.3: CSO representatives are equal partners in cross-sector bodies and are selected through clearly defined criteria and processes; Standard 3.3.1: CSOs are engaged in different services and compete for state contracts on an equal basis to

other providers. The five (5) elected standards that are monitored in Albania, are as follows: Standard 3.1.1: The state recognizes, through the operation of its institutions, the importance of the development of and cooperation with the sector; Standard 3.2.2: All draft policies and laws are easily accessible to the public in a timely manner; Standard 3.3.2: The state has committed to funding services and the funding is predictable and available over a longer-term period; Standard 3.3.3: The state has clearly defined procedures for contracting services which allow for transparent selection of service providers, including CSOs; Standard 3.3.4: There is a clear system of accountability, monitoring and evaluation of service provision.

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About the Monitoring Report

As part of the projects “Balkan Civil Society Acquis – Strengthening the Advocacy and Monitoring Potential and Capacities of Civil Society Organizations” and “Increase Citizen Participation in Policy Making and Implementation”, Partners Albania carried out for the second consecutive year the research which resulted in the Monitoring Matrix Report 2014. The research was carried out in the period of September – November 2014. The scope of this monitoring report is to give an overview of issues concerning the enabling environment of CSOs in Albania and to provide recommendations on how these issues can be addressed and solved. This year report is focused on twelve (12) core standards and five (5) elected standards. The elected standards belong to the Area 3 of the MM: CSO – Government relationship, and were considered important to be monitored, as they are related with the commitments made by the Albanian government in the National Conference “Social Partners – Time for Action” organized by Partners Albania on December 20132.

This MM Report 2014 prepared by Partners Albania is based on a review of Albanian legislation, policies, studies, and reports used to evaluate the legal indicators of the Monitoring Matrix, as well as survey, and in-depth interviews with CSOs representatives used to evaluate the practical indicators of the Matrix3.

The Monitoring Matrix on Enabling Environment for Civil Society Development

This Monitoring Report is part of the activities of the “Balkan Civil Society Acquis-S t r e n g t h e n i n g the Advocacy and Monitoring Pote-ntial and Capacities of CSOs” project funded by the EU and the Balkan Trust for Democracy (BTD) and “Increase Citizen Participation in Policy Making and Implementation”, project funded by Olof Palme International Center in Albania with funding from the Swedish Government. This Monitoring Report is the first of this kind to be published on a yearly basis for at least the 48-month dura-tion of the project. The monitoring is based on the Monitoring Matrix on Enabling Environment for Civil Society Development (CSDev). It is part of a series of country reports covering 8 coun-tries in the Western Balkans and Turkey4. A re-gional Monitoring Report is also available sum-marizing findings and recommendations for all countries and a web platform offering access to monitoring data per country and sub-area at www.monitoringmatrix.net.

2) http://www.partnersalbania.org/?fq=brenda&m=news&gj=gj1&lid=110 3) http://monitoringmatrix.net/wp-content/uploads/2014/04/BCSDN_Monitoring_Matrix-tool-kit.pdf 4) Albania, Bosnia and Herzegovina, Croatia, Kosovo, Macedonia, Montenegro, Serbia and Turkey.

II. Introduction

The overall objective of the project is to strength-en the foundations for monitoring and advocacy on issues related to en-abling environment and sustainability of civil soci-ety at regional and coun-try level and to strengthen structures for CSO inte-gration and participation in EU policy and accession process on European and country level.

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The Monitoring Matrix presents the main principles and standards that have been identified as crucial to exist in order for the legal environment to be considered as supportive and enabling for the operations of CSOs. It underscores the fact that enabling environment is a complex concept, which includes various areas and depends on several factors and phases of development of the society and the civil society sector.

This Matrix does not aim to embrace all enabling environment issues, rather it high-lights those that the experts have found to be most impor-tant for the countries which they operate in. Therefore, the stan-dards and indicators

have been formulated with consideration of the cur-rent state of development and diversity in the coun-tries of the Western Balkans and Turkey. They have been drawn from the experiences of the CSOs in the countries in terms of the legal environment as well as the practice and challenges with its implementa-tion. The development of the principles, standards and indicators have been done with consideration of the internationally guaranteed freedoms and rights and best regulatory practices at the European Union level and in European countries.

The areas are defined by key principles which are further elaborated by specific standards. In order to enable local CSOs, donors or other interested parties to review and monitor the legal environment and practices of its application, the standards are further explained through indicators. The full Matrix is available in VI. Findings and Recommendation section.

The development of the Monitoring Matrix on enabling environment for CSDev was part of a

collective effort of CSO experts and practitioners from the BCSDN network of members and partners and with expert and strategic support by ECNL. The 11-member expert team spanned a variety of non-profit and CSO specific knowledge and experience, both legal and practical, and included experts from 10 Balkan countries. The work on the Matrix included working meetings and on-line work by experts, which was then scrutinized via stakeholder focus group and public consultations. The work on the development of the Matrix was supported by USAID, Pact. Inc, and ICNL within the Legal Enabling Environment Program (LEEP)/Legal Innovation Grant and Balkan Trust for Democracy (BTD) and “Increase citizen participation in policy making and implementation”, project funded by Olof Palme International Center in Albania with funding from the Swedish Government.

Civil Society and Civil Society Development (CSDev) in Albania

The development of civil society in Albania over the past two decades hinged on major legal and institutional shifts that tended to create a more enabling environment for CSOs. The 1990s marked a rapid growth of the CSO sector with the end of totalitarian rule and the transition to democracy. Civil society developed concurrently with the creation and development of the private sector and a free market economy, as a key element for the functioning of the democracy and good governance in the country.

There are approximately 8,449 CSOs registered in Albania5. Based on their form of registration6, they are divided into 6,263 associations, 846 foundations, 1095 centers and 245 are included under the category “others”7. However there are no official data accessible to the public on the number and value of CSOs in the economy of the country, as there are no clear and official data on how many of these are still active, or have re-

5) Data are received at Court of First Instance in Tirana, upon request by Partners Albania in April 2014.6) Law No.8788, dated May 7, 2001 On Non-Profit Organizations, Article 10 Division of Non-profit organizations

according to Organisation, and Article 11 Center 7) The category “other” includes organizations that heavy e different name from Association, Center of

Foundation in the register. This includes: Chamber of Commerce, federation, union, institute, agency, committee, fund, judicial person (mainly religious), economic research, group, council, club, movement, academy, alliance, joining, office, forum, organization, or that do not have a specific definition attached to their name as The Red Cross.

8) Open.dat.al is a project of Albanian Institute of Science. The aim of the project is to collect and save data on the socio-economic indicators in the country.

The Matrix is organized around three areas, each divided by sub-areas:

1. Basic Legal Guarantees of Freedoms;

2. Framework for CSOs’ Financial Viability and Sustainability;

3. Government – CSO Relationship.

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registered under the Law No.8788, dated May 7, 2001 On Non-Profit Organizations. Referring to the project open.data.al8, there is an increased number of active CSOs from 794 CSOs in 2005 to 2110 CSOs in 2013. These data also shows that there is an average of 170 new CSOs registered annually from 2005-2013, with the highest number of CSOs established in 2013, respectively 254 CSOs9. The figure provide by open.data.al remains questionable since it reflects only the CSOs registered with the tax authorities, while not all CSOs necessarily register with tax authorities until they get a grant and/or it is required by the donor.

The legal and regulatory framework for CSOs has been subject to changes over the years. The legal framework for the establishment and registering of CSOs is favorable and in line with international standards. The legal framework for the fiscal treatment of CSOs remains one of the main challenges that needs to be addressed, despite new amendments and legal framework adopted by the end of 2014, which brings more clarity in the economic activity of CSOs.

Changes in the legal framework have been associated with capacity building and organizational development of CSOs, aiming to strengthen their role and contribute in the society, being an equal partner to the state in the strategic developments of the country. The national conference “Social Partners – Time for Action” showed that a unified civil society could bring to the table a high level discussion with the government, as well as a development platform for the creation of an enabling environment for civil society well prepared and presented by experienced civil society experts. About 130 representatives of CSOs in the National Conference discussed and provided their recommendations for policy and legal changes around the three pillars of Monitoring Matrix: Civil society organizations sector involvement in policy making and decision making, and the state support in this process; Support of civil society organizations sector through an enabling legal framework; Civil society organizations sector as a social partner of state in providing services for citizens and public institutions.

The conference resulted in a joint Statement of Representatives of Civil Society in Albania regarding the institutionalization of the relationship between the government and civil society organizations, and the advancement of the legal framework on some of the most pressing issues for CSOs. The statement was presented to the Deputy Prime Minister Mr. Niko Peleshi, in the presence of HE Mr. Alexander Arvizu, US Ambassador in Albania, HE Mr. Ettore Sequi, Head of EU Delegation in Albania, members of Albanian Parliament and government, representatives of donor community, local and international organizations. Recognizing the irreparable role of CSOs in strengthening the democracy and sustainable development of the country, Mr. Peleshi, expressed the commitment of the government to make the cooperation with civil society sustainable and raise it at a higher level.

The conference established the bases of an official dialogue with the new government for the creation of an enabling environment for civil society, towards advancement of civil society as a social partner and an integral part of policy making and decision making processes in the country. As a result of this dialogue in 2014 started the preparation of strategic documents and establishment of mechanisms that would further institutionalize this partnership.

Existence of a strong and active civil society is considered a key factor for Albania in the European integration process. After Albania was granted the status of the EU candidate country in June 2014, civil society experts have been involved in each stage of the consultation process, considered by the European Commission as a valuable source of expertise for the assessment of the developments in their fields of engagement. On the other hand, after years of stagnation, and regression on some dimensions, regarding the relations between the state and civil society, the state has started to apply a more open and collaborative approach with civil society in the preparation of new laws, bylaws, strategies and other policy documents supportive of the integration process of the country.

9) http://open.data.al/en/lajme/lajm/lang/en/id/1186/Tregues-statistikor-per-Organizata-Jofitimprurese-2005-2013

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Specific features and challenges in applying the Matrix in Albania

From the launch of the monitoring cycle in 2013, Partners Albania aimed at a participatory and inclusive process while carrying out the research for the needs of the Monitoring Matrix report, presenting and discussing the Matrix with large number of CSOs representatives all over the country. This year the survey for the preparation of the MM report was conducted in 12 cities and around 180 CSOs have been contacted to give their input for the MM report, out of which 100 CSOs responded to the survey.

The questionnaire prepared for the survey included questions for 17 out of 24 total standards, leading to a reduction of questions compared with the survey for the preparation of the 2013 MM report. This contributed to a more in depth insight for closer monitoring of the issues selected.

One specific feature of the 2014 monitoring process was the discussions of the preliminary results in six cities (Tirana, Durrës, Elbasan, Shkodër, Vlorë, and Korçë) with 101 representatives of CSOs participating in total. The discussions enriched the findings of the monitoring report. A key challenge in the conduction of the survey on CSOs sector in Albania remains lack of official information on CSOs (number of CSOs, form of registration, geographical distribution, proportion according their field of activities, etc.). This situation makes the data gathering and analysis more challenging and time consuming.

The intensity of work in a limited timeframe was

another challenge for the survey team involved with the survey administration.Due to the complexity of the issues covered in the questionnaire, the questionnaire was filled by the executive director of a CSO through face to face or telephone interview, aiming to gather the necessary data required. This was challenging, due to their limited disposability and availability. The questionnaire was followed by in-depth interviews to explore contradicting issues or areas where more information was needed for the analysis purposes.

Another challenge was related with the difficulties to ensure proper and updated information from public authorities and institutions, through their means of information that would facilitate the process of desk research on legal issues.

Acknowledgements and thanks

The country Monitoring Matrix Report 2014 on Enabling Environment for Civil Society Development was prepared with collaborative effort and generous support of CSOs, experts and individuals.

Partners Albania would like to express its gratitude to the executive directors of CSOs who participated in the MM report, appreciating their cooperation, contribution and time devoted.

Partners Albania would like to express its gratitude to Balkan Civil Society Development Network (BCSDN) and the European Centre For-not-For Profit Law (ECNL) and Olof Palme International Center in Albania for their support in the development, orientation and implementation of this monitoring effort.

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Overview of the methodological approach

The MM process was carried out during September – November 2014. Partners Albania employed a set of methodological tools, including both desk research and participatory approach in acquiring data and information with the overall goal of monitoring the legislation and practice indicators of the MM. The aim was to identify progress or lack of thereof in the enabling environment, inc. overall climate, legislation and its effective implementation for the operations of CSOs in Albania. In contrast the Monitoring process of 2013 when all the standards were monitored, this report highlights the findings on 17 standards on three areas of the Monitoring Matrix. The monitoring report was prepared through the following research phases:

1. Literature ReviewSince the Monitoring Matrix includes indicators for the evaluation of legislation and the practice, the literature review was carried out through:

1.1. Legal review – a desk research was carried out to review the legal framework and regulations for an enabling environment for CSOs. It included an overview and analysis of Albanian legislation (including implementation of regulations), as well as analyzes of the implementation of international conventions and regulations adopted by Albania;

1.2. Practice assessment based on secondary data – a desk research was carried out aiming to identify: (i) CSOs reports on needs assessment and their

implementation; (ii) media reports that cover practical implementation of the legislation; (iii) reports prepared by donor and international organizations; and (iv) analysis of the needs in the area/issues and international reports or comparative documents on the topic.

2. Survey The survey was conducted through the administration of the questionnaire with 100 CSOs. In order to compare the data with the previous year report, PA used the same sample of CSOs as in 2013 with some small changes that included: participation of new established CSOs registered in 2013 - 2014 and increased geographical coverage of CSOs from eight (8) cities in 2013 to twelve (12) cities in 2014. The questionnaire was administered through face to face and telephone interviews with executive directors of CSOs in the period of September – October 2014. The questionnaire was divided in four main sections: one section for each area of the Monitoring Matrix and one section for demographic data of the respondent and CSO. A combination of open-ended questions with questions with alternatives was used in the questionnaire, aiming to gather information on both perception and experience of the respondents on the indicators monitored. The information gather from the questionnaires was entered into a database and was processed and analyzed through SPSS.

3. In depth interviews Partners Albania carried out in depth interviews with selected executive directors of CSOs,

III. Methodology

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addressing tailored questions related with some of the findings of the survey, and to get information on the changes in the legal framework for specific areas of the MM Report.

Participation of the CSO community Partners Albania utilized its own database of CSOs to inform and invite them to participate in the survey for the preparation of the Monitoring Matrix Report 2014. All the findings for the practice indicators are based on the information

and comments from the surveyed CSOs representatives regarding the implementation of the legal framework.

The survey was conducted in 12 cities. The selection of the sample was done in accordance with the number of CSOs located in each city, based on the database of Partners Albania. Graphic 1 presents the geographical distribution of the organizations that responded to the questionnaires.

Graphic 1. Map of the distribution of CSOs

Graphic 2. Form of registration of the organizations

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

With regards to the form of organization, the sample is composed of 57% associations, 24% centers, 18% foundations, and 1% social enterprises, as shown in Graphic 2. Social enterprises are not a legal form of registration recognized by the Albanian legislation, but

this alternative was included in the question, considering the recent developments for the preparation and adoption of a special law on social enterprises, and the operation of some CSOs as social enterprises.

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Based on their responses with multiple choose, in the Graphic 3 below are configured the fields of work and main activities of the surveyed CSOs. As the graphic shows, there is a domination of CSOs

working in the youth and culture, education area, followed by CSOs working in the woman area, while there is a low representation from CSOs working in business area.

Graphic 3. Fields of work of CSOs

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

1. Lessons-learnt • The inclusive and participatory approach

applied ensures a wide participation of CSOs and presented a broad frame of the development of the sector all over Albania.

• The Monitoring Matrix presents a com-prehensive and complex set of standards and areas and illustration with particular examples of cases was very valuable for the preparation of this monitoring report.

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Area 1: Basic Legal Guarantees of Freedoms

Sub-area 1.1.: Freedom of associationThe evaluation of this sub-area is based on the following standards: Standard 1: CSOs operate freely without unwarranted state interference in their internal governance and activities; Standard 2: CSOs can freely seek and secure financial resources from various domestic and foreign sources to support their activities.

Freedom of association is guaranteed by the legal framework in Albania, as a constitutional right for any individual and legal entity without any age, nationality, legal capacity, gender, and ethnics based discrimination. In this regards, there are no changes in the legislation that would hinder or improve the environment for CSOs development in Albania. The registration of CSOs in Tirana Court of First Instance still represents a barrier and additional costs for individuals and

legal entities that aim to establish a CSO10.

The state guarantees the right of CSOs to regulate their internal structure and operating procedures without unwarranted state interference in their governance and activities. There are no practices of state interference identified such as: requirement of mandatory participation of a state representative in the Board of a CSO, or receive advance approval from the state for carrying out for their activities, etc. While there are no changes in the legal framework in this regards from 2013, the perception and experiences of CSOs related with the state interferences and invasive oversight from the state in their internal governance and activities have improved. Compared with the findings of MM Report 2013, there is an increase of 15% of surveyed CSOs who expressed that there is no practice of state interference in the internal governance, and an increase of 20% of surveyed CSOs stated that there is no practice of invasive oversight from the state.

IV. Findings and Recommendations

10) Monitoring Matrix on Enabling Environment for Civil Society Development, COUNTRY REPORT FOR ALBANIA 2013, pg. 17

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Graphic 4. State interference in internal governance of CSOs

Graphic 5. Practices of invasive oversight from the state

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

Graphic 4 shows that 81% of the surveyed CSOs responded that there is “not at all” interference from the state in internal governance of CSOs, and Graphic 5 shows that 72% of the surveyed CSOs responded that there are “not at all” practices of invasive oversight from the state. The few organizations responding that there are “very much” interferences from the state in the internal governance of CSOs (2% of surveyed CSOs) and there are “very much” practices of invasive oversight from the state (5%), did not provided relevant examples from the experience of their organization to illustrate the response with concrete examples.

Law No. 9228, dated 29.04.2004 “For the Accounting and Financial Statement” and the Law No 10294 dated 01.07.2010 “On Public Financial Inspection and Reporting”, are the main laws regulating the CSOs financial reporting. These laws have not been a subject of change in 2014. Financial reporting is not adapted based on the specific characteristics of the work of CSOs, and is not proportionate to the size of the organizations and their type or scope of activities. The accounting and reporting forms for CSOs are not different from the accounting and reporting forms of businesses. With the amendments made in the Law on NPOs11, all financial reports prepared by CSOs for donors’

11) Law no. 92.2013 For some amendments in the law no. 8788, Date 7.5.2001 “on “Non-Profit Organizations”, amended

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funds are subject of control by tax authorities and the General Directorate for Money Laundering, any time that is evaluated necessary from these authorities. After the adoption of the law For the Prevention of Money Laundry and Financing of Terrorism, in 200812, the legal and regulatory framework on CSOs have been changed and developed to address the issue. With the last amendments to the law on NPOs in 201313, there are included duties for the decision–making body and executive body with regards to money laundry and financing of terrorism, which are evasive and put the responsibility on these bodies to ensure that partner organizations and those providing funding, services and material support are not used or manipulated for terrorism reasons and money laundry. On November 19, 2014, the Ministry of Finance issued a directive for the supervision of CSOs from tax authorities, in support of the prevention of money laundry and financing of terrorism14, aiming to regulate the controlling procedures of CSOs by tax authorities in order to prevent their usage for money laundry and financing of terrorism. The directive provides for a strict supervision every six months for: 1) CSOs that exercise their activity without registering, 2) CSOs with a passive status, 3) and CSOs that do not submit their tax declarations following the requirements of the legislation in force15.

The law stipulates that the tax inspectors in charge for the supervision of CSOs should be specialized and trained to inspect the financial balance sheets of CSOs16, but the practice shows that there is lack of capacities of tax inspectors dealing with CSOs, so there is an urgent need for training of tax inspectors, in order to avoid abusive practices and to ensure correct implementation of the legal framework with regards to money laundry and financing of terrorism.

The NPO Law stipulates the transformation, merger, interruption of activity and dissolution of CSOs with its initiative and with court decision.

The sources of income of a non-profit organization are incomes from dues, when there are such, grants and donations by private or public subjects, local or foreign, as well as income from economic activity and the assets owned by the non-profit organization.17 In any case, the legislation does not present any legal barrier with regards to access to funding, for both local and foreign origin.

While there are no legal limitations that would prohibit CSOs to receive funds from different eligible sources of funding, there are practical reasons that make it difficult for CSOs to freely seek and secure funding from all sources of income. Funds from foreign donors remain the main source that could be freely seek and secured by CSOs (63% of surveyed CSOs expressed that they can freely seek and secure funds from foreign donors). By the other hand, it is difficult for most of CSOs to seek and secure state funds, as 69% of surveyed CSOs expressed that it is difficult to seek and secure funds from central government, 78% of surveyed CSOs expressed that it is difficult to seek and secure funds from local government, and 91% of surveyed CSOs expressed that it is difficult to seek and secure funds from public procurement. This situation remains problematic, and compared with the MM Report 2013, the number of CSOs that find it difficult to seek and secure funds from the state is increased, especially from public procurement, where almost all CSOs evaluated that they can not freely seek and secure funding from this source of incomes. The main reasons for this situation are related with:

• Bureaucratic and not transparent procedures in funds distribution;

• Lack of capacities of CSOs to participate in funding schemes;

• Nepotism and clientelism.

12) Law no. 9917, date 19.5.2008 For Prevention of Money Laundry and Financing of Terrorism13) Law no. 92/2013 For Some Additions and Changes in the Law No. 8788, Date 7.5.2001 For Non-For-Profit

Organisations, changed 14) Directive No. 22, date 19.11.2014 For Supervision of CSOs, from Tax Authorities, in Support of prevention of

Money Laundry and Financing of Terrorism 15) Ibid, Article 4 16) Ibid, Article 717) Law No.8788, dated 07.05.2001 on “Non-Profit Organizations”, Article 35

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Another important source of incomes from CSOs is from economy activities. The existing legislation allows for CSOs to engage in economic activities18, aiming to generate income through development of their own services, in order to have a stable income source which is independent from the state or other donations. With the last amendments made to the NPO Law, it is clearly described the meaning of “economic activity”19. Nevertheless, despite the clarification between economic and non-economic activity, the existing legal framework is still not favorable toward the CSOs exercising economic activity. As a result, only 14% of surveyed CSOs

declare that they generate incomes from sales of goods and/or services.

Funds from individuals and corporations are another source of incomes for CSOs, although still not considered and used by CSOs at a significant level. Even though in the World Giving Index 2014, Albania have seen its score rise with 10 points, above its five-year average score20, the percentage of CSOs that find it easy to seek and secure funds from individual and corporate donations, remains the same as the previous year (26% of surveyed CSOs).

18) Ibid, Article 219) Law no. 92.2013 For some amendments in the law no. 8788, Date 7.5.2001 “on “Non-Profit Organizations”,

amended, Article 120) WORLD GIVING INDEX 2014 A global view of giving trends November 2014, pg.2721) http://ec.europa.eu/enlargement/pdf/civil_society/doc_guidelines_cs_support.pdf 22) Articles 46, 4723) Law No.8773, dated 23.4.200124) Ibid, Article 5

The assessment of Standard 1, Sub area 1.1., reflects also the assessment for the following indicators of the EU CS Guidelines 2014-202021: 1.1.a. Quality assessment of existing legislation and policy framework;1.1.b. Progress with the adoption and implementation of relevant legislation; 2.1.a. CSOs' perception of the ease and effectiveness of financial rules and reporting requirements (disaggregated by type / size of CSO); and 2.1.b. Quality assessment of financial rules (with the focus on built-in mechanisms that financial rules and obligations change as the turn-over and non-commercial activities change). The existing legislation and policy framework for the exercise of right of association, in general is favorable, enabling and in line with international standards. There is a more positive perception and experiences of CSOs with its implementation in 2014, compared with 2013. The obligation to register a CSO at the Tirana Court of First Instance presents additional costs for individuals and legal entities that aim to establish a CSO. With regards to the financial rules and reporting requirements, they are not evaluated as clear, effective or supportive for the functioning of CSOs. They are not based on the characteristics of CSOs, and are not proportionate to CSOs’ turnover (no different formats). The accounting and reporting formats are not different from the accounting and reporting forms of businesses.

Sub-area 1.2.: Related-freedomsThe evaluation of this sub-area is based on the following standard: CSO representatives, individually or through their organization, enjoy freedom of peaceful assembly.

The legal framework in Albania regarding peaceful assembly has not been subject of amendments in the last year. It guarantees the right to enjoy

freedom of peaceful assembly as a fundamental human right, based on the Albanian Constitution22

and in the Law on Assembly23. Those seeking to assembly are not required by the law to obtain permission to do so. They are only required to present a notification letter to the chief of police commissariat no later than three (3) days from the date of the assembly24.

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25) 2013 CSO sustainability index for central and eastern Europe and Eurasia 17th edition - June 2014, pg.13

The assessment of Standard 2, of Sub area 1.1., reflects also the assessment for the following indicators of the EU CS Guidelines 2014-2020: 1.1.a. Quality assessment of existing legislation and policy framework, and 1.1.b. Progress with the adoption and implementation of relevant legislation.The existing legislation and policy framework for the exercise of right of assembly has not been subject of changes in 2014, and guarantees the right of freedom of assembly for all individuals and legal entities to peaceful assemble. The legislation requires only prior notification from the leaders of the assembly for exercising freedom of assembly. Surveyed CSOs report that it is noticed a more positive attitude of the state to respect this fundamental human right, compared to the year 2013.

Area 2: Framework for CSO Financial Viability and Sustainability

Sub-area 2.1.: Tax/fiscal treatment for CSOs and their donors

The evaluation of this sub-area is based on the following Standard 1: Tax benefits are available on various income sources of CSOs. As cited in the CSO Sustainability Index 201325 “financial viability continues to remain the most pressing issue facing civil society in Albania”. The main source of funding remains grants from foreign donors, while domestic sources (central and local government, donations, paid services, etc.) remains at low level, thus not contributing significantly to the financial viability

and sustainability of CSOs. As it is reflected in the graphic 6 below, 60% of the surveyed organisations reported annual incomes of up to 50 000 euro. There are only two surveyed organizations that have reported significant annual incomes of between 500 000 – 1 million euro: ABC Foundation, and Dorcas Foundation. While ABC Foundation is established through business funds as endowments and operates as a donor agency in the country, Dorcas Aid International Foundation is a charity foundation operating in 18 countries with head quarters in Netherlands. The only one organization that has a budget of over 1 million euro is SOS Children Villages, member of the international organization, SOS Kinderdorf International, present in 132 countries all over the world in assistance to children, families and communities.

While there are no changes in the legal aspect, there are considerable changes in the perception and experiences of CSOs with regards of exercising their right of assembly, in all indicators measured compared with the MM Report 2013. So, there is an increased of 14% of CSOs which declare that the freedom of assembly is respected; an increased of 20% of CSOs which declare that there are cases of spontaneous and simultaneous assembly without prior written authorization; an increased of 11% of CSOs which declare that there is no excessive use of force exercised by

law enforcement bodies during assemblies.

These figures reinforce the fact that the state recognizes as its own obligation to facilitate and protect peaceful assembly. This is also evidenced during the assembly organized by civil society and citizens in November 2013 over government plans to destroy Syrian chemical weapons in Albania. And more importantly the opinion of the civil society was taken into consideration by the Government and Prime Minister in the final decision with regards to the above mentioned issue.

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With regards to the fiscal treatment of CSOs and their donors, with the last amendments of the Law on NPOs26, all incomes from traditional non-profit sources, as donations, grants, bank deposits, and membership fee are not subject to income taxes. While CSOs performing economic activities are subject of tax on incomes, only in the cases when these incomes are not used for activities for which the organization is registered27. Another significant change brought by these amendments is the description of “economic activity” and “grant”28, thus clarifying the meaning of both concepts. Although these amendments have a positive contribution towards improving the legal framework for CSOs development in Albania, in 2014 CSOs still faced many challenges in their operations due to the fiscal regime in place. Considering the situation, fiscal treatment of CSOs was one of three priority issues addressed in the National Conference “Social Partners – Time for Action” organized by Partners Albania in December 2013, in cooperation with the Prime minister’s office and support of US Embassy in Tirana and EU Delegation in Tirana. More specifically, among other issues, the CSOs asked for the engagement of Government to address the following priority issues with regard to the

improvement of regulatory environment for the activity of civil society organizations in the country:

a. Clarify the grants’ exemption from the VAT scheme.

b. Guaranty VAT reimbursement for EU funds in support of CSOs, as part of Albanian government obligation toward European Union.

c. Regulate and differentiate the economic activity of CSO’s.

Following the conference, in 2014, the Working Group for an Enabling Environment for Civil Society in Albania, advocated for the above issues to be implemented, and as a result there are some developments, even though not fully meeting the requirements of CSOs, reflected in the new VAT Law29, and in the Decision of Council of Ministers No.953, date 29.12.2014 that will enter into force starting from January 2015.

Some of the main changes in the VAT law affecting the sector are as follows:

a) In its Article 3, the law stipulates that any non-profit sources of income of CSOs as

26) Law no. 92/2013 For some Addition and Changes on Law no. 8788, date 7.05.2001 “For non – profit Organization”

27) Ibid28) Ibid, Article 1 29) Law 92/2014 Date 24.07.2014 On VAT in the Republic of Albania

Graphic 6. Annual incomes of CSOs

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

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membership fee, funds or grants, and donations are not subject of VAT30, thus clarifying the grants’ exemption from VAT scheme.

b) The economic activity of CSOs is regulated in the law. Economic activities falling under social, educative, cultural and sportive character, called “activities of public interest” are exempted from the VAT31. The Decision of the Council of Ministers32 sets the criteria for CSOs to be exempted from VAT and the criteria for the evaluation of the non-profit purpose of the economic activity of CSOs. The Decision establishes a ceiling of 20% of the annual turnover of the organization resulting from the economic activity, and sets a minimum limit of 5 million ALL in a calendar year to be registered in the VAT scheme.

c) Public Benefit Status is abolished. Now, the goods and services offered by non-for-profits and excluded by VAT are defined in the law as well as the new procedure, as discussed in point b).

d) The Law on NPOs requires regulation of fundraising activity, but until now it has been unregulated. The government decision introduces rules regarding VAT application for fundraising activities performed by NPOs.

e) Albanian government obligation to reimburse VAT occurred as part of finance and grants agreements is reinforced in the new VAT law33. This is an encouragement for CSOs, to be reimbursed by the state authorities for EU funded projects, based on the agreement between the Government and EU Delegation in Albania and the Instruction No. 4, dated

January 22, 2013 on VAT reimbursement for IPA grants issued by the Ministry of Finance, as well as other bilateral agreements with foreign donors.

With regards to passive investments, the only change comes from the last amendment of the NPO Law in 2013, in which, incomes on CSOs realized through bank interest, one of the forms of passive investments, are exempted from tax on income34.

There is no specific law for the establishment of endowment, but in practice PA identified one example of endowment operating in the country. Albanian Besa Capital (ABC) Foundation35 established in 2008, with a mission to support private entrepreneurships, especially small and medium businesses in Albania. Part of the foundation works is support of projects from civil society organisations. The Foundation was established by Besa Fund, a microfinance institution with a mission to contribute to the country economic growth in the urban and semi urban areas, by promoting and financing small and medium enterprises sector in Albania. When ABC Foundation was established, part of the capital of Besa Fund was given to the foundation to make it operational as an initial capital. The two sources of incomes of the foundation are: bank deposit interests (the initial capital) and revenues from being a shareholder of Besa Fund. The income from the endowments is sufficient to cover a large part of the operation of the Foundation and there are no difficulties, barriers, difficult procedures for its operation.

30) Ibid, Article 3 31) Ibid, Article 51, letter “ë”, “f”,“I”, “j”, “k”.32) Decision of Council of Ministers No. 953, date 29.12.201433) Law 92/2014 Date 24.07.2014 On VAT in the Republic of Albania, Article 77, point 234) Law no. 92/2013 For some Addition and Changes on Law no. 8788, date 7.05.2001 “For non – profit

Organization” 35) http://www.abcfoundation.info

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Sub-area 2.2.: State support

The evaluation of this sub-area is based on the following standards: Standard 1: Public funding is available for institutional development of CSOs, project support and co-financing of EU and other grants; Standard 2: Public funding is distributed in a prescribed and transparent way.

Public funding are not available for institutional and program development of CSOs, as 64% of

the surveyed CSOs declare that public funds do not respond to their needs at all, as shown in graphic 7 below. There are only 24 out of 100 surveyed CSOs that have received public funds in 2013-2014. The amount of public funds benefited from each organization varies from 1 400 Euro – 20 000 Euro for 23 surveyed CSOs, while there is an exemption of 100 000 Euro, received by Millieukontakt Albania for the implementation of a project funded by Italian – Albanian Dept for Development SWAP Program36.

Graphic 7. Public funding responds to the needs of CSOs

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

36) http://www.iadsa.info/index.php?lang=337) Law No. 10093, date 09.03.2009 “For the Organization and Functioning of Civil Society Support Agency”

The assessment of Standard 1 of Sub area 2.1., reflects also the assessment for the following indicator of the EU CS Guidelines 2014-2020: 2.3.a. Quality of the system of tax benefits for the CSOs’ operational and economic activities. There are some developments on the fiscal legislation on CSOs in 2014, as a result of the adoption of the new Law on VAT. Incomes from CSOs mission-related economic activity are not subject to income tax. “Activities with public interest”, as specified in the Law on VAT are exempted from VAT. The decision of the Council of Ministers No. 953, date 29.12.2014 sets the criteria for CSOs to be exempted from VAT and the criteria for the evaluation of the non-profit purpose of the economic activity of CSO. The Decision establishes a ceiling up of 20% of the annual turnover of the organization resulting from the economic activity, and sets a minimum limit of 5 million ALL in a calendar year to be registered in the VAT scheme.

The Agency for the Support of Civil Society is the main public entity providing public funds for CSOs in 2014. This mechanism, established through e special law37, is centralized and targets

CSOs specifically. The budget allocated to the Agency from the state budget 2014 to support civil society through grants, was around 715,000 Euro (100,000,000 ALL). During 2014 the Agency

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announced two calls for proposals. The first call was published on May 2014 and the second call was announced on August 2014. Until September 2014, the Agency has distributed 51% of the annual budget for CSOs to disburse the funding for awarded CSOS in the third and forth calls for proposals lunched in 2012, and in the fifth and sixth calls lunched in 201438, in which a number of 64 CSOs were awarded.

The priority areas of funding are in line with the strategic priorities of the government, in respect with law for the establishment of the agency, and do not consider the needs and priorities of the sector. While financing for institutional support as strategic investments for CSOs is one of the types of support that the agency should provide for CSOs, according to the Regulation of the Procedures with Grants, yet it is not practiced by the Agency. Aiming to increase project support and co-financing of CSOs projects, the ASCS is working for the creation of a Joint Fund with other donors, to support common projects of strategic importance in the country. In the meeting of November 17, 2014 of the Supervisory Board of the Agency it was decided that 20% of the grant fund of ASCS shall be part of the joint fund to finance strategic projects39.

Improvement of regulatory framework and work practices of the Agency for the Support of Civil Society, as an important mechanism to support the contribution of civil society organizations in strengthening democracy and sustainable development in the country, was one of the priority issues addressed in the National Conference “Social Partners – Time for Action”. New members of the Supervisory Board were selected and a new Executive Director of the agency was appointed at the beginning of the year. In a policy paper on ASCS prepared by Institute for Democracy and Mediation (IDM) is cited that “transparency and inclusiveness of the selection process for ASCS board and Executive Director has been partially considered”40.

The new executive director and board of ASCS have followed a more open approach with CSOs in 2014, evidenced by conduction of a series of consultative meetings with CSOs for the development of a strategic partnership, in the frame of the preparation of the Mid-term and Long-term Strategy of the Agency41, preparation and publication of online Newsletter, participation in important initiatives for the sector, as the establishment of the National Council for Civil Society, etc.

Although, CSOs are not satisfied with the functioning of ASCS in 2014 and have expressed their concerns mostly related with:

• Burdensome procedures and extra costs and insufficient time for the application procedure;

• Lack of transparence in the selection process and in providing feedback on the reasons for rejection of an application;

• Considerable number of CSOs registered in 2014 were awarded undermining the well established organization with a tracked record in the sector;

• Pre - selection of the winners; • No information provided in the last call

for proposals related to the minimum and maximum budget limit for a project submitted.

In addition to the funds from ASCS, during 2014, the Ministry of Culture has granted public funds aiming to promote art and culture across Albania. Until November 2014, the Ministry has lunched two calls for proposals, one in January 2014, and one in May 2014. The calls have not targeted CSOs specifically, but a number of 53 CSOs working in the field of art and culture have benefited from these grants in January and May 2014. The total fund of the call lunched in May was 18 000 0000 ALL42, and a CSO could apply with a total budget of 100 000 ALL – 1 500 000 ALL43, while for the call lunched in January a CSO could apply with a total budget of 100 000 ALL - 1 500 000 ALL44.

38) http://www.amshc.gov.al/web/raporte/monitorimi/2014/Raporti_per_3-mujorin_3_te_vitit_2014.pdf 39) http://www.amshc.gov.al/web/newsletter/2014/3.pdf 40) Bringing ASCS closer to civil society, Gjergji Vurmo & Orsiola Kurti, IDM, pg.241) www.amshc.gov.al/web/veprimtari/2014/2014.10.7-9-Takime-Konsultative-english.php 42) http://www.kultura.gov.al/al/newsroom/njoftime/thirrja-per-projekt-propozime-12-30-maj-2014-projektet-e-

perzgjedhura-per-mbeshtetje 43) http://www.kultura.gov.al/al/newsroom/njoftime/thirrje-per-projekt-propozime-ne-fushat-e-artit-dhe-

kultures&page=644) http://www.kultura.gov.al/al/newsroom/njoftime/aplikimi-per-financimin-dhe-mbeshtetjen-e-projekteve

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Another source of public funding for CSOs delivering social services is the National Lottery established through a special law in 201345. It is specified in the law that an obligatory contribution of 2,2 % of the annual turnover of the licensed should be dedicated to the “good issues”. The selection of projects, organizations or events that will benefit from this fund will be done from a Board for Good Issues that will be established through a decision of the Council of Ministers yet to be issued. It will be composed by four representatives of Ministry of Finance and three representatives of the licensed company. The Board will make its decisions based on the procedures and criteria established through the Decision of the Councils of Ministers and a Directive of the Minister of Finance

yet to be issued. The composition of the Board with representatives only from the Ministry of Finance and the licensed company, puts a question mark on the quality of projects to be funded through the National Lottery.

Compared with the MM Report 2013, there are no significant changes in the perception of CSOs with regards to the transparency and predictability of public financing, considering them as partially achieved. So, 51% of surveyed CSOs declare that financing is not predictable, against 58% of surveyed CSOs in 2013, while 58% of surveyed CSOs declare that participation of CSOs in public financing cycle is not transparent, towards 57% of surveyed CSOs in 2013.

The assessment of Standard 1, Sub area 2.2., reflects also the assessment for the following indicators of the EU CS Guidelines 2014-2020: 2.4.a. Ratio of amount sought vs. amount approved/disbursed annually through state funding to CSOs. (This proves availability of funds) and 2.4.b Quality of state funding frameworks for civil society organizations (focusing on procedural document). The only state mechanism with a mission to provide public funds specifically for CSOs is the Agency for Support of Civil Society. Until September 2014, the Agency has disbursed 51% of the total annual amount of the state funding approved for CSOs. Funding procedures are clearly described and publicly available in the legal framework and internal regulations of the agency, but the implementation of this framework remains problematic, as CSOs evaluate the procedures as burdensome and the process not transparent.

45) Law no. 95/2013 For the Approval of the Licensing Agreement for the National Lottery between the Ministry of Finances, as the authorizing authority, and the “OESTERREICHISCHE LOTTERIEN”, GMBH company, through “OLG PROJECT” SHPK

46) Law No.7703, dated 11.5.1993 “For Social Insurances in The Republic of Albania”

Sub-area 2.3.: Human resources

The evaluation of this sub-area is based on the following standards: Standard 1: CSOs are treated in an equal manner to other employers; Standard 2: There are enabling volunteering policies and laws.

The Albanian legislation related to human resources is unified for all employers and applied without differential treatment of CSOs. They are treated in an equal manner and are subject to the same requirements and obligations by the law as other employers, without any discrimination or incentives. The same situation is reflected also in the findings of the survey with CSOs, as 45% of

them declare that state policies on employment are not considered stimulant. There are no national statistics and information on the number of employed people in the civil society sector. The legal framework on social insurances in place46 remains problematic for CSOs with regards to the obligations to pay insurances for at least one employee, even for the periods of time in which the organization has no projects running, no activities and no funds. CSOs have reported that they have been subject of penalties from tax authorities for this reason.

Based on the findings of the survey conducted by PA, as reflected in the graphic 8 and graphic 9 below, most of the organizations that

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47) 2013 CSO sustainability index for central and eastern Europe and Eurasia 17th edition - June 2014, pg.13

Graphic 8. Full-time employees

Graphic 9. Part-time employees

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

participated in the survey have 0-5 employees full-time or/and part time (73% of surveyed CSOs have 0-5 full-time employees and 70% of surveyed CSOs have 0-5 part-time employees). The next interval with the highest number of surveyed CSOs is 6-10 employees. There are few organizations that have more than 25 employees full time or part time, as Youth Albanian Parcel Services (YAPS) with 89

employees full time and SOS Children’s’ Villages with 97 employees full time, International organization for Solidarity (SHIS) with 50 employees part-time and Counseling Center for People with Disabilities with 55 employees part-time. All these organizations work in the social services area and deliver paid services for their target-groups, and operate as social enterprises also.

As cited in the 2013 CSO Sustainability Index, “volunteerism is underdeveloped, and decision makers have not yet acted on the draft Law on Volunteerism prepared by a coalition of youth organizations three years ago”47. As a result, there

are no state programs developed on voluntarism. When asked if they have information on state programs on voluntarism, 76% of surveyed CSOs declare that they have no information, while 22% of surveyed CSOs declare that they

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have such information, but they were referring to the students’ practices in the institutions and organization as part of their academic studies.

While the state does not prohibit spontaneous volunteering, it puts legal obligations to declare and register at the employment office, and to pay insurances for volunteers, otherwise there are harsh penalties. Therefore, it is considered important from CSOs the adoption of a Law on Voluntarism that would regulate the relationships between CSOs and the volunteers, as well as between CSOs and the state with regards to voluntarism. Lack of existing incentives to support voluntarism is also reflected in the findings of the survey, and as it can be observed in the graphic number 10 below most of the organisations (51%) have 0-10 volunteers. There are 11 organisations that

have more than 100 volunteers as: Center for Legal Civic Initiatives, Albanian Youth Council, Balkan Youth Link Albania, Roma Active Albania, YMCA Albania, CSO Forum in Pogradec, Artistic Agency of Spectacles in Korça, Ecologic Club of Elbasan, and Albanian Center for Population and Development (ACPD), while there are two organization with 1000 and more volunteers: Journalists Union and Society for Democratic Culture. These organizations are membership based ones, and conduct massive campaigns as the mobilisation of local observers by the coalition of local observers member of which is the Society for Democratic Culture. Thus, the volunteers are mostly engaged on temporary bases, according to the needs of the organization for the conduction of specific activities.

Graphic 10. Number of volunteers

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

The assessment of Standard 1 and Standard 2, Sub area 2.3., reflects also the assessment for the following indicators of the EU CS Guidelines 2014-2020: 1.2.a. Number of employees in CSO (permanent and part-time), 1.2.b. Number of volunteers in CSOs per type of CSO / sector, and 1.2.c. Quality of legislative framework. There are no official statistical data on the number of employees (permanent and part time) and volunteers in CSOs. The labor legislative framework is not discriminative, nor simulative toward CSOs. There is not a legal framework to regulate voluntarism in CSOs, despite efforts and initiatives to prepare and submit a special draft Law on Voluntarisms by CSOs to the respective public authorities since in 2011.

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31

Area 3: Government-CSO Relationship

Sub-area 3.1.: Framework and practices for cooperation

The State recognizes, through policies and strategies, the importance of the development of and cooperation with the sector.

Cooperation and partnership between CSOs and government is important to create an adequate legal framework, policies and strategies for the development of the CSOs. The findings from survey with CSOs in 2014 show that cooperation between government and CSOs is improved. Compared with the findings from the survey of the Monitoring Matrix Report 2013, in which only 14% of surveyed CSOs declared that cooperation between government and CSOs is improved, in 2014 there are 43% of surveyed CSOs declaring that the cooperation is improved.

One of the main documents that will serve as a strategic document for the cooperation, and strengthening of dialogue between the Government and civil society is the Road Map for Government Policy on Civil Society Development that has been prepared in 2014. The Road Map aims to lead the Government toward efficient decision-making for improvement of the environment for cooperation with civil society. The document is in compliance with the Guidelines for EU support to Civil Society and Enlargement Countries, 2014 – 2020, which aims to ensure a solid framework for measuring the progress in developing an enabling and stimulating participatory democracy in the countries moving towards EU accession 48. The document is prepared in consultation with CSOs, through a series of consultative meetings organized by TACSO Office in Albania.

During this year, following the engagement of the Albanian Government in the National Conference “Social Partners – Time for Action” in December 2013, has started the process for the development of strategic documents and establishment of the mechanisms of partnership between the State and CSOs. Important progress has been made during

this year for the materialization of two strategic issues addressed in the conference of December that would contribute to the institutionalization of partnership between the State and CSOs, as:

1. Adoption to the Albanian Parliament of the Charter for Civil Society

2. Establish of the National Council of Collaboration among the Government and Civil Society Organizations49

On December 24, 2014 the Albanian Parliament adopted the Resolution “For Recognition and Strengthening the Role of Civil Society in the Process of Democratic Development of the Country”, the first political document that recognizes and establishes concrete commitments in this regard. The preparation of the resolution was based on the Charter for Civil Society prepared and presented since in 2009 and was submitted to the parliament by the Working Group for an Enabling Environment for Civil Society. On 22 October 2014, the parliamentary sub commission on Human Rights organized a hearing session with representatives of CSOs, international organizations, MPs and Council of Ministers, to discuss the Charter of Civil Society. Through an open and continues dialogue, collaboration and joint work of the Working Group for an Enabling Environment for Civil Society with the Government, after the meeting with the Prime Minister on 9 May 2014, was prepared the draft law for the Establishment and Functioning of the National Council for Civil Society, an advisory independent body near to the Council of Ministers. The establishment of the Council would guarantee the institutional cooperation between the government and civil society in Albania, in support of improvement of democracy, consolidation of good governance, increased of transparency in policy making and decision making, as a result of inclusiveness of civil society in this process. The draft law for the establishment of the Council will be discussed through a wide consultative process with civil society, and line ministries, before sent to the parliament for discussion and approval in the beginning of 2015.

48) http://www.tacso.org/news/events/?id=1101449) http://www.partnersalbania.org/Statement_of_civil_society.pdf

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Starting from 2013, there are established some mechanisms/structures at the central administration level, to deal with civil society issues and to facilitate the interaction of the institutions with civil society. To be mentioned are: Office for Coordination with Groups of

50) Law no. 146/2014 date 30.10.2014 On Public Notification and Consultation51) Ibid, Article 15

Interest in the Parliament, Department of Programming and Development of Foreign Aid at Prime Minister’s Office, Civil Society and Strategy Unit in the Ministry of European Integration; and Civil Society Advisory Board on Human Rights of the Ombudsman.

The assessment of Standard 1 and Standard 2, Sub area 2.3., reflects also the assessment for the following indicators of the EU CS Guidelines 2014-2020: 3.1.b Quality of structures and mechanisms in place for dialogue and cooperation between CSOs and public institutions in terms of: - CSO representation in general, - representation of smaller/weaker CSOs, - its visibility and availability, - government perception of quality of structures and mechanisms, - CSOs perception of structures and mechanisms. The structures and mechanisms in place for dialogue and cooperation between CSOs and public institutions are in the process of their establishment, as the National Council for Civil Society, and the adoption of the Resolution “For Recognition and Strengthening the Role of Civil Society in the Process of Democratic Development of the Country”. Establishment of such structures and mechanisms represents a progress in the relations between two sectors, and as evaluated by the surveyed SCOs has led to an improved and increased cooperation between the government and CSOs.

Sub-area 3.2.: Involvement in policy- and decision-making process

The evaluation of this sub-area is based on the following standards: Standard 1: There are standards enabling CSO involvement in decision-making, which allow for CSO input in a timely manner; Standard 2: All draft policies and laws are easily accessible to the public in a timely manner; Standard 3: CSO representatives are equal partners in discussions in cross-sector bodies and are selected through clearly defined criteria and processes.

In October 2014, the Law on Public Notification and Consultations50 was adopted by the Albanian Parliament, putting forward the requirements for consultation on draft laws, strategies and policies with the groups of interests. The law institutionalizes the public consultation in drafting and approval of the project laws, national and local strategies, as well as policies with high public interest, with the final aim of improvement

of quality of policies and judicial acts in general. In overall, the law is in line with international standards on public notification and consultations. The law predicts the creation of the electronic register for public notification and consultation that guarantees access to all groups of interest, ensuring thus equity on access to information and services to all. Based on the law, CSOs are given sufficient time to prepare their opinion and provide their recommendations on the draft laws and policies, in line with international standards51. Also, the law stipulates that a summary of collected opinions is made public and is part of the submission of the draft law for adoption. By the other hand, if the recommendation is not accepted, a summary of the reasons are made public. The law provides also options for redress if the provisions for consultations are not respected, based on the claims by the groups of interest.

The law addresses the main concerns raised by CSOs with regards to lack of binding obligation

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52) http://www.osfa.al/njoftime/rritja-e-perfshirjes-qytetare-ne-vendimmarrje-dhe-politikeberje53) Law No. 119/2014 On the Right of Information

for public authorities to publish any draft laws and policies; lack of on-line information and publication of draft laws and policies; lack of clear and reasonable deadlines for submission of comments regarding draft laws; lack of written feedback on the recommendations provided; lack of invitations for public consultations; lack of transparency with the consultation processes; and lack of information on the reasons why the recommendations are not taken into consideration.

A weakness of the law is exception from its field of operation of normative acts that constitute the majority of the legal framework, with a direct impact in citizens and groups of interest rights.52 The Law is the result of a long term efforts of civil society started in 2011 by OSFA Foundation in Albania in fulfillment of engagements made by the Albanian government in the frame of the membership of the country in Open Government Partnership, as is the adoption of a new law on the right of information53 that guarantee the right of information of citizens in compliance with international standards. Another important development in this aspect is the approval of the Law No. 93/2014 For Inclusiveness and Accessibility of Persons with Disabilities, that in its Article 5 “CSOs having the right to be consulted” put obligations to the public authorities to consult individuals with disabilities and CSOs of and for people with disabilities or issues of disabilities.

The developments in the legal framework with regards to the participation in decision-and policy making, in 2014 are associated with a more open, collaborative, and transparent approach by the state institutions at the central level, ensuring an increased participation of civil society in these processes. The findings from the survey with CSOs show that there is an increase of 18% of surveyed CSOs declaring that the level of participation in decision-making is increased and a decrease of 17% of surveyed CSOs declaring that public access in draft laws and policies is difficult and very difficult, compared with the findings of the Monitoring Matrix Report 2013. There are several legal and other regulatory initiatives

mentioned by CSOs that have been developed in consultation with CSOs and interest groups, as: National Strategy for Employment and Skills prepared by the Ministry of Social Welfare and Youth; National plan on OGP; Administrative-Territorial Reform prepared by the Minister of State for Local Government; changes in the Penal Code by the Ministry of Interior Affairs; Roadmap on 5 Key Priorities by the Ministry of European Integration, Fiscal Package for 2015, etc.

The parliament has been very proactive in 2014, in the process of consultation with the public, interest groups and civil society on project laws. The major commitment of the Parliament toward improvements of its cooperation and in relation with civil society was the adoption of the “Resolution For Recognition and Strengthening the Role of Civil Society in the Process of Democratic Development of the Country”. The parliamentary committees have been active in organising hearing session with interest groups on project laws. In the webpage of the Parliament there is information on the programme and working agenda of the committees. An important development in the work of the parliament towards increased consultation with the public is the preparation of the Manual on Public Participation in Decision Making Process of the Parliament. CSOs have been invited to provide their feedback on the document on-line and in consultative meetings.

Another positive example of transparency and public consultation on draft laws comes from the Minister of Innovation and Public Administration, that publishes in its webpage draft laws and invites all interested parties to provide their feedback on the drafts.

Although these positive developments there are still needs for improvements to address the concerns of CSOs in 2014 aiming to improve and increase involvement in policy – and decision – making, such as: short notice on the consultation process and lack of feedback on the comments and recommendations made; lack or low level of reflection of civil society comments in the final documents, there are preferences among CSOs

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that are invited in the consultation processes; lack of updated information on webpage of public institutions, etc.

Being represented and equal partners in discussions in cross-sector bodies established by public institutions, based on clear guidelines and transparent and predetermined criteria of selection, would be the highest level of participation of CSOs in decision making processes. From the legislative aspect, the situation in 2014 is the same and there are no chances compared with the findings of the MM Report 2013. Still, there is not a specific law

regulating this issue, but in different laws it is sanctioned the creation of advisory bodies. While there are no changes in the legislation, at the practice level it is noted an improved situation with regards to the easiness of the process of representation of CSOs in cross sector bodies as shown in the graphics 11 and 12 below (11% CSOs less than in 2013 find it difficult and very difficult the representation in cross sector bodies) and in the clearness and transparency of selection of CSOs representatives in these structures (25% CSOs less than in 2013 declare that the selection process is not at all and little transparent).

Graphic 11. Participation in cross-sector bodies

Graphic 12. Transparency in the selection process of CSOs in the cross-sector bodies

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

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35

While it is important to participate in cross sector bodies, more important is to be able to have the time and opportunity to speak and express your opinion and to debate on the issue. The practice shows that this element of participation is respected at a considerable level, as 67% of CSOs declare that CSOs express and protect their opinion in these bodies. In order to make the partnership an obligation for all public institution, CSOs suggest for the adoption of a specific law

that would oblige the public institutions to invite CSO representatives in decision-making and/or advisory bodies. Among other criteria provided by CSOs, are: mutual trust and respect, increased transparency and correctness in the selection process; selection of CSOs representatives by CSOs themselves; increased capacitates of CSOs to be equal partners in these bodies; clear rules of participation; increased cooperation; clear roles and responsibilities based on written agreements, etc.

The assessment of Standard 2 and Standard 3 Sub area 2.3., reflects also the assessment for the following indicators of the EU CS Guidelines 2014-2020: 3.1.a. Percentage of laws/bylaws, strategies and policy reforms effectively consulted with CSOs, and 3.1.b. Quality of structures and mechanisms in place for dialogue and cooperation between CSOs and public institutions.Adoption of the Law on Public Notification and Consultations, by the Albanian Parliament in October 2014, is an important step toward increased participation of CSOs in decision making processes. Along with the work for the preparation and adoption of the law, an increased participation of CSOs in consultation of laws/bylaws, strategies and policy reforms is noticed in 2014, compared with 2013. Still, there are only 26% of surveyed CSOs reporting that the level of involvement of CSOs in decision making is high, leading to the need for an increased inclusion of CSOs in decision making by public institutions.

Sub-area 3.3.: Collaboration in social services provisionThe evaluation of this sub-area is based on the following standards: Standard 1: CSOs are engaged in different services and compete for state contracts on an equal basis to other providers; Standard 2: The state has committed to funding services and the funding is predictable and available over a longer-term period; Standard 3: The state has clearly defined procedures for contracting services which allow for transparent selection of service providers, including CSOs; Standard 4: There is a clear system of accountability, monitoring and evaluation of service provision.

While the Law on NPOs, allows CSOs to exercise activities in the good and benefit of the public, and the Law on Social Assistance and Services allows CSOs to deliver privately funded social services as well as public services with funding

by state budget, the legal framework regulating public procurement procedures creates many obstacles that make it almost impossible for CSOs to compete for state contracts with the same requirements as other service providers54. Thus, incomes from public procurements are not an option for CSOs. Compared with other sources of funding, public procurement is the one from which CSOs ensure less funds. This indicator is the only one that has been evaluated more negatively by CSOs, compared with the MM Report 2013. From 75% of surveyed CSOs that have declared that they can not seek and secure funds from public procurement at all in 2013, there are 91% of CSOs that have chosen this alternative in 2014, as reflected in the graphic no.13 below. Even though CSOs are the main private providers of services in the social assistance, health care and education, the examples of CSOs being awarded contracts for such services are almost missing.

54) Refer to the Monitoring Matrix on Enabling Environment for Civil Society Development, Country Report for Albania, 2013 for more specifications on the existing legal framework and obstacles.

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Considering the negative impact that this situation presents for the development of CSOs, Partners Albania developed in 2014 an advocacy strategy to address the issue. The implementation of the strategy started with the development of a Policy Paper on Social Procurement55, addressing contracting of social services, as one of the key areas in which CSOs operate and are the main private providers with the required experience and expertise. The paper presents the existing legal framework in social provision, obstacles for development of the social contracting process and social service provision in general such as: Lack of traditions in providing community-based social services, lack of state financing for social services, lack of appropriate procedures for contracting services, lack of capacity to contract social services, delays and other problems related to payments, CSOs are seen as a source and not a recipient of funding, as well as recommendations to ensure that social contracting is not only

possible but is also a leading practice with regard to the provision and financing of social services in Albania. Preparation and adoption of a specific law on social procurement, separate from the law on public procurement would be required to address the issue of procurement and delivery of social services by CSOs.

As a final conclusion, the paper evaluates that the current political situation creates a rare opportunity for the development of Social Procurement. In addition to the reforms that are taking place as the Social Services Reform by the Ministry of Social Welfare and Youth, and the Administrate-Territorial Reform by the Minster of State for Local Government, the fact that there are almost no community-based social services gives the opportunity that when these start developing, CSOs will be the natural partner of the state in social service delivery.

Graphic 13. Incomes from public procurement

1%

6%4%

4%

6%

6%

1%4%

1%7%55%

5%BERAT

DURRËS

ELBASAN

FIER

GJIROKASTËR

KORÇË

KUCOVE

POGRADEC

PUKË

SHKODER

TIRANË

VLORË

57%

18%

24%

1%

Association

Foundations

Centre

Social Enterprises

16%

38%

50%

65%

40%

56%

67%

35%

0% 10% 20% 30% 40% 50% 60% 70% 80%

Business

Democracy

woman

Culture Education

Environment

Social Services

Youth

Health

81%

9%

7%

1% 2%

Not at all

Little

Somehow

Sufficient

Very Much

72%

13%

7%

3% 5%Not at all

Little

Somehow

Sufficient

Very Much

29%

31%

19%

17%

3%

1%

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

More than 1,000,000

2%1%

11%

22%

64%

Not at all

Little

Somehow

Sufficient

Very much

73%

15%

6%

1%

3%

1% 1%

0-5 employees

6-10 employees

11-15 employees

16-20 employees

21-25 employees

89 employees

97 employees

54%

11%

6%

14%

2%

1%1%

6%

1% 1%

2%

1%

0-10 volunteers

11-20 volunteers

21-30 volunteers

31-40 volunteers

41-50 volunteers

51-60 volunteers

61-70 volunteers

100 volunteers

120 volunteers

257 volunteers

8%

28%

51%

12%

1%

Very difficult

Difficult

Somehow difficult

Easy

Very easy

19%

21%

20%

11% Not at all

Little

Somehow

Sufficient

Very much

5%

1%

3%

91%

Not at all

Little

Somewhat

Enough

70%

14%

8%

4%4% 0-5 employees

6-10 employees

11-15 employees

16-20 employees

over 20 employees

29%

55) http://www.partnersalbania.org/?fq=brenda&m=news&gj=gj2&lid=131

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free

ly e

stab

lish

and

part

icip

ate

in in

form

al a

nd/

or r

egis

tere

d or

gani

zatio

ns

offl

ine

and

onlin

e

Legi

slat

ion:

1)

Ther

e is

a l

egal

fra

mew

ork

acco

rdin

g to

whi

ch a

ny p

erso

n ca

n es

tabl

ish

asso

ciat

ions

, fou

ndat

ions

and

oth

er ty

pes

of n

on-p

rofit

, non

-go

vern

men

tal e

ntiti

es (e

.g.,

non-

profi

t com

pany

) for

any

pur

pose

.2)

Th

e le

gal

fram

ewor

k al

low

s bo

th i

ndiv

idua

l an

d le

gal

pers

ons

to

exer

cise

th

is

right

w

ithou

t di

scrim

inat

ion

(age

, na

tiona

lity,

le

gal

capa

city

, gen

der

etc)

.3)

Re

gist

ratio

n is

not

man

dato

ry, a

nd in

cas

es w

hen

orga

niza

tions

dec

ide

to r

egis

ter,

the

regi

stra

tion

rule

s ar

e cl

earl

y pr

escr

ibed

and

allo

w f

or

easy

, tim

ely

and

inex

pens

ive

regi

stra

tion

and

appe

al p

roce

ss.

4)

The

law

allo

ws

for

netw

orki

ng a

mon

g or

gani

zatio

ns in

the

cou

ntrie

s an

d ab

road

with

out p

rior

notifi

catio

n.

Legi

slat

ion:

1. A

ny p

erso

n ca

n ex

erci

se h

is r

ight

to

esta

blis

h as

soci

atio

ns,

foun

datio

ns a

nd c

ente

rs (t

hree

typ

es o

f CS

Os

reco

gniz

ed b

y La

w o

n N

on P

rofit

Org

aniz

atio

ns;

2.

The

free

dom

of

asso

ciat

ion

is a

con

stitu

tiona

l rig

ht f

or a

ny

indi

vidu

al a

nd le

gal

entit

y w

ithou

t an

y ag

e, n

atio

nalit

y, le

gal

capa

city

, gen

der,

and

ethn

ics

base

d di

scrim

inat

ion.

3.

Re

gist

ratio

n of

CSO

is n

ot m

anda

tory

, and

in c

ases

whe

n CS

O

deci

des

to r

egis

ter,

rule

s an

d pr

oced

ures

for

reg

istr

atio

n ar

e cl

earl

y es

tabl

ishe

d an

d fo

rese

en b

y th

e La

w.

The

proc

ess

of r

egis

trat

ion

of C

SOs

is c

entr

aliz

ed a

nd t

he r

egis

trat

ion

proc

edur

es is

don

e on

ly in

Tira

na C

ourt

of

Firs

t Ins

tanc

e;4.

Th

e le

gal

fram

ewor

k is

too

per

mis

sive

for

net

wor

king

bot

h w

ithin

and

out

side

the

coun

try

with

out p

rior

notic

e.

Legi

slat

ion:

1. De

cent

raliz

atio

n of

CS

Os’

reg

istr

atio

n pr

oces

s.

Prac

tice:

1)

Ever

y in

divi

dual

or

lega

l en

tity

in p

ract

ice

can

form

ass

ocia

tions

, fo

unda

tions

or

ot

her

non-

profi

t,

non-

gove

rnm

enta

l or

gani

zatio

ns

offl

ine

or o

nlin

e.2)

In

divi

dual

s an

d le

gal

entit

ies

are

not

sanc

tione

d fo

r no

t-re

gist

erin

g th

eir

orga

niza

tions

.3)

Re

gist

ratio

n is

trul

y ac

cess

ible

with

in th

e le

gally

pre

scrib

ed d

eadl

ines

; au

thor

ities

dec

ide

on c

ases

in n

on-s

ubje

ctiv

e an

d ap

oliti

cal m

anne

r.4)

In

divi

dual

s an

d CS

Os

can

form

and

par

ticip

ate

in n

etw

orks

and

co

aliti

ons,

with

in a

nd o

utsi

de th

eir

hom

e co

untr

ies.

Prac

tice:

1. Th

ere

are

no o

ffici

al d

ata

on t

he n

umbe

r of

reg

iste

red

CSO

s an

d or

gani

zatio

ns c

an n

ot r

egis

ter

onlin

e2.

Th

ere

are

no s

anct

ions

app

lied

for

non-

regi

ster

ed C

SOs.

Re

gist

ratio

n in

Tira

na is

con

side

red

as a

bar

rier

for

the

CSO

s ba

sed

outs

ide

Tira

na b

ecau

se o

f ad

ditio

nal

cost

s an

d tim

e ne

eded

3.

The

regi

stra

tion

proc

ess

is e

asy,

allo

win

g fo

r a

rela

tivel

y st

raig

htfo

rwar

d re

gist

ratio

n of

CSO

s4.

Pa

rtic

ipat

ion

of

indi

vidu

als

in

form

al

and

non-

form

al

orga

niza

tions

is e

asy,

and

in p

ract

ice

indi

vidu

als

and

CSO

s ca

n pa

rtic

ipat

e in

net

wor

ks a

nd c

oalit

ions

with

in a

nd o

utsi

de t

heir

hom

e co

untr

ies

Prac

tice:

1. O

ffici

al d

ata

on th

e re

gist

ered

CSO

s nu

mbe

r is

nee

ded.

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38A

REA

1: B

ASI

C LE

GAL

GUA

RAN

TEES

OF

FREE

DO

MS

Sub-

area

1.1.:

Fre

edom

of

asso

ciat

ion

Prin

cipl

e: F

reed

om o

f as

soci

atio

n is

gua

rant

eed

and

exer

cise

d fr

eely

by

ever

ybod

y

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. C

SOs

oper

ate

free

ly w

ithou

t un

war

rant

ed s

tate

in

terf

eren

ce in

thei

r in

tern

al g

over

nanc

e an

d ac

tiviti

es

Legi

slat

ion:

1)

The

lega

l fr

amew

ork

prov

ides

gua

rant

ees

agai

nst

stat

e in

terf

eren

ce in

inte

rnal

mat

ters

of

asso

ciat

ions

, fo

unda

tions

and

oth

er ty

pes

of n

on-p

rofit

ent

ities

. 2)

Th

e st

ate

prov

ides

pro

tect

ion

from

inte

rfer

ence

by

third

par

ties.

3)

Fina

ncia

l re

port

ing

(incl

udin

g m

oney

la

unde

ring

regu

latio

ns)

and

acco

untin

g ru

les

take

into

acc

ount

th

e sp

ecifi

c na

ture

of

the

CSO

s an

d ar

e pr

opor

tiona

te

to t

he s

ize

of t

he o

rgan

izat

ion

and

its t

ype/

scop

e of

ac

tiviti

es.

4)

Sanc

tions

for

bre

achi

ng l

egal

req

uire

men

ts s

houl

d be

bas

ed o

n ap

plic

able

leg

isla

tion

and

follo

w t

he

prin

cipl

e of

pro

port

iona

lity.

5)

Th

e re

stric

tions

and

the

rul

es f

or d

isso

lutio

n an

d te

rmin

atio

n m

eet

the

stan

dard

s of

inte

rnat

iona

l la

w

and

are

base

d on

obj

ectiv

e cr

iteria

whi

ch r

estr

ict

arbi

trar

y de

cisi

on m

akin

g.

Legi

slat

ion:

1)

The

lega

l fra

mew

ork

guar

ante

es t

he r

ight

of

CSO

s to

reg

ulat

e th

eir

inte

rnal

st

ruct

ure

and

oper

atin

g pr

oced

ures

w

ithou

t un

war

rant

ed

stat

e in

terf

eren

ce

in

thei

r go

vern

ance

an

d ac

tiviti

es;

2)

Fina

ncia

l rep

ortin

g an

d ac

coun

ting

rule

s do

not

take

into

acc

ount

th

e sp

ecifi

c na

ture

of

the

CSO

s an

d ar

e no

t pro

port

iona

te to

the

size

of

orga

niza

tion

and

its ty

pe/s

cope

of

activ

ities

;3)

D

utie

s fo

r th

e de

cisi

on–m

akin

g bo

dy a

nd e

xecu

tive

body

with

re

gard

s to

mon

ey l

aund

ry a

nd fi

nanc

ing

of t

erro

rism

, w

hich

ar

e ev

asiv

e an

d pu

t the

res

pons

ibili

ty o

n th

ese

bodi

es to

ens

ure

that

par

tner

org

aniz

atio

ns a

nd th

ose

prov

idin

g fu

ndin

g, s

ervi

ces

and

mat

eria

l sup

port

are

not

use

d or

man

ipul

ated

for

terr

oris

m

reas

ons

and

mon

ey la

undr

y;

4)

The

rule

s fo

r di

ssol

utio

n an

d te

rmin

atio

n ar

e cl

earl

y pr

escr

ibed

in

the

law

for

the

reg

istr

atio

n of

non

-for

-pro

fit o

rgan

izat

ions

, an

d re

stric

t arb

itrar

y de

cisi

on m

akin

g.

Legi

slat

ion:

1)

Ado

ptio

n of

sep

arat

e fin

anci

al r

epor

ting

and

acco

untin

g ru

les

and

proc

edur

es, a

ppro

pria

te

for

CSO

s ta

king

into

co

nsid

erat

ion

the

spec

ific

natu

re o

f CS

Os

and

the

size

and

type

/sco

pe o

f ac

tiviti

es;

2)

Clar

ifica

tion

of d

utie

s fo

r th

e de

cisi

on–m

akin

g bo

dy

and

exec

utiv

e bo

dy w

ith

rega

rds

to m

oney

laun

dry

and

finan

cing

of

terr

oris

m

in th

e le

gal a

nd r

egul

ator

y fr

amew

ork

of C

SOs.

Prac

tice:

1)

Ther

e ar

e no

cas

es o

f st

ate

inte

rfer

ence

in in

tern

al

mat

ters

of

asso

ciat

ions

, fou

ndat

ions

and

oth

er t

ypes

of

non

-pro

fit e

ntiti

es.

2)

Ther

e ar

e no

pra

ctic

es o

f in

vasi

ve o

vers

ight

whi

ch

impo

se b

urde

nsom

e re

port

ing

requ

irem

ents

.3)

Sa

nctio

ns a

re a

pplie

d in

rar

e/ex

trem

e ca

ses;

they

are

pr

opor

tiona

l and

are

sub

ject

to a

judi

cial

rev

iew

.

Prac

tice:

1)

Ther

e is

an

incr

ease

d nu

mbe

r of

sur

veye

d CS

Os

(73%

of

CSO

s)

decl

arin

g th

at t

here

is n

o pr

actic

e of

sta

te in

terf

eren

ce in

the

ir in

tern

al g

over

nanc

e;2)

Th

ere

are

no p

ract

ices

of

inva

sive

ove

rsig

ht

b

y th

e st

ate,

evi

denc

ed b

y su

rvey

ed C

SOs

(81%

of

CSO

s);

3)

Lack

of

capa

citie

s of

tax

insp

ecto

rs d

ealin

g w

ith C

SOs.

Prac

tice:

1)

Trai

ning

pro

gram

s fo

r ta

x in

spec

tors

dea

ling

with

CS

Os.

Page 39: on Enabling Environment for Civil Society Development ...partnersalbania.org/wp-content/uploads/2015/10/... · CPCD Project funded by The European Union ... Published in Albania,

39

ARE

A 1:

BA

SIC

LEGA

L GU

ARA

NTE

ES O

F FR

EED

OM

S

Sub-

area

1.1.:

Fre

edom

of

asso

ciat

ion

Prin

cipl

e: F

reed

om o

f as

soci

atio

n is

gua

rant

eed

and

exer

cise

d fr

eely

by

ever

ybod

y

STA

NDA

RD 3

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

3. C

SOs

can

free

ly

seek

and

sec

ure

finan

cial

res

ourc

es

from

var

ious

do

mes

tic a

nd fo

reig

n so

urce

s to

sup

port

th

eir

activ

ities

Legi

slat

ion:

1)

Legi

slat

ion

allo

ws

CSO

s to

en

gage

in

ec

onom

ic

activ

ities

.2)

CS

Os

are

allo

wed

to r

ecei

ve fo

reig

n fu

ndin

g.3)

CS

O a

re a

llow

ed t

o re

ceiv

e fu

ndin

g fr

om in

divi

dual

s,

corp

orat

ions

and

oth

er s

ourc

es.

Legi

slat

ion:

1)

The

Law

on

Non

– P

rofit

Org

aniz

atio

n al

low

s CS

Os

too

in

econ

omic

act

iviti

es.

With

the

las

t am

endm

ent

of t

he l

ow o

n N

POs

ther

e is

a c

larifi

catio

n of

“ec

onom

ic a

ctiv

ity”

of t

o be

in

volv

ed;

2)

The

lega

l fra

mew

ork

allo

ws

CSO

s to

rec

eive

fun

ds f

rom

due

s,

whe

n th

ere

are

such

, gr

ants

and

don

atio

ns o

ffer

ed b

y pr

ivat

e or

pub

lic s

ubje

cts,

loc

al o

r fo

reig

n, a

s w

ell

as i

ncom

e fr

om

econ

omic

act

ivity

and

the

ass

ets

owne

d by

the

non

-pro

fit

orga

niza

tion.

Legi

slat

ion:

1)

Stat

e au

thor

ities

sho

uld

prov

ide

guid

ance

to C

SOs

to e

ngag

e in

eco

nom

ic

activ

ities

to fa

cilit

ate

the

proc

ess.

Prac

tice:

1)

Le

gisl

atio

n on

CSO

s en

gagi

ng in

eco

nom

ic a

ctiv

ities

is

impl

emen

ted

and

is n

ot b

urde

nsom

e fo

r CS

Os.

2)

Ther

e ar

e no

re

stric

tions

(e

.g.

adm

inis

trat

ive

or

finan

cial

bur

den,

pre

appr

oval

s, o

r ch

anne

lling

suc

h fu

nds

via

spec

ific

bodi

es)

on C

SOs

to r

ecei

ve f

orei

gn

fund

ing.

3)

Re

ceip

t of

fu

ndin

g fr

om

indi

vidu

als,

co

rpor

atio

ns

and

othe

r so

urce

s is

eas

y, e

ffec

tive

and

with

out

any

unne

cess

ary

cost

or

adm

inis

trat

ive

burd

en.

Prac

tice:

1)

Re

port

ing

of e

cono

mic

and

non

-eco

nom

ic a

ctiv

ities

with

the

sa

me

form

at is

not

eff

ectiv

e an

d bu

rden

som

e fo

r CS

Os;

2)

The

legi

slat

ion

does

not

pre

sent

any

lega

l bar

rier

with

rega

rd to

ac

cess

to fu

ndin

g, h

avin

g th

em a

loca

l or

fore

ign

orig

in;

3)

Ther

e ar

e no

tax

inc

entiv

es f

or i

ndiv

idua

l an

d co

rpor

atio

n do

natio

ns

that

w

ould

in

crea

se

rece

ipt

of

fund

ing

from

in

divi

dual

s, c

orpo

ratio

ns a

nd o

ther

priv

ate

sour

ces.

Prac

tice:

1)

A

pplic

atio

n of

sep

arat

e fo

rmat

for

repo

rtin

g of

ec

onom

ic a

nd n

on e

cono

mic

ac

tivity

of

CSO

s by

tax

auth

oriti

es;

2)

Prov

isio

n of

tax

ince

ntiv

es

for

indi

vidu

als

and

corp

orat

ions

pro

vidi

ng

fund

s fr

om C

SOs.

ARE

A 1:

BA

SIC

LEGA

L GU

ARA

NTE

ES O

F FR

EED

OM

S

Sub-

area

1.2.

: Rel

ated

fre

edom

s

Prin

cipl

e: F

reed

oms

of a

ssem

bly

and

expr

essi

on a

re g

uara

ntee

d to

eve

rybo

dy

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. CS

O

repr

esen

tativ

es,

indi

vidu

ally

or

thro

ugh

thei

r or

gani

zatio

n, e

njoy

fr

eedo

m o

f pe

acef

ul

asse

mbl

y

Legi

slat

ion:

1)

The

lega

l fr

amew

ork

is

base

d on

in

tern

atio

nal

stan

dard

s an

d pr

ovid

es t

he r

ight

for

fre

edom

of

asse

mbl

y fo

r al

l with

out a

ny d

iscr

imin

atio

n.2)

Th

e la

ws

reco

gniz

e an

d do

not

res

tric

t sp

onta

neou

s,

sim

ulta

neou

s an

d co

unte

r-as

sem

blie

s.3)

Th

e ex

erci

se o

f th

e rig

ht i

s no

t su

bjec

t to

prio

r au

thor

izat

ion

by t

he a

utho

ritie

s, b

ut a

t th

e m

ost

to

a pr

ior

notifi

catio

n pr

oced

ure,

w

hich

is

no

t bu

rden

som

e.

4)

Any

re

stric

tion

of

the

right

ba

sed

on

law

an

d pr

escr

ibed

by

regu

lato

ry a

utho

rity

can

be a

ppea

led

by o

rgan

izer

s.

Legi

slat

ion:

1)

The

lega

l fra

mew

ork

guar

ante

es t

he r

ight

to

enjo

y fr

eedo

m o

f pe

acef

ul a

ssem

bly

sanc

tione

d in

the

Alb

ania

n Co

nstit

utio

n an

d sp

ecifi

ed in

the

law

on

Ass

embl

e;2)

Th

e la

w re

cogn

ize

and

do n

ot re

stric

t spo

ntan

eous

, sim

ulta

neou

s an

d co

unte

r-as

sem

blie

s;3)

Th

e la

w r

egul

ates

the

pro

cedu

res

of p

rior

notifi

catio

ns in

cas

e th

e as

sem

bly

is o

rgan

ized

in p

ublic

spa

ces

or p

ublic

pas

sage

s.

Whe

n as

sem

bles

are

pla

nned

on

open

pub

lic s

pace

s th

ey m

ay

be o

rgan

ized

eve

n w

ithou

t prio

r no

tifica

tion

of th

e po

lice;

4)

The

Law

fo

rese

es

the

right

of

ad

min

istr

ativ

e ap

peal

by

or

gani

zers

;

Legi

slat

ion:

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40A

REA

1: B

ASI

C LE

GAL

GUA

RAN

TEES

OF

FREE

DO

MS

Sub-

area

1.2.

: Rel

ated

fre

edom

s

Prin

cipl

e: F

reed

oms

of a

ssem

bly

and

expr

essi

on a

re g

uara

ntee

d to

eve

rybo

dy

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

Prac

tice:

1)

Th

ere

are

no c

ases

of e

ncro

achm

ent o

f the

free

dom

of a

ssem

bly,

an

d an

y gr

oup

of p

eopl

e ca

n as

sem

ble

at d

esire

d pl

ace

and

time,

in

line

with

the

lega

l pro

visi

ons.

2)

Re

stric

tions

are

just

ified

with

exp

lana

tion

of th

e re

ason

for

each

re

stric

tion,

whi

ch is

pro

mpt

ly c

omm

unic

ated

in w

ritin

g to

the

or

gani

zer

to g

uara

ntee

the

poss

ibili

ty o

f ap

peal

. 3)

Si

mul

tane

ous,

spo

ntan

eous

and

cou

nter

-ass

embl

ies

can

take

pl

ace,

and

the

sta

te f

acili

tate

s an

d pr

otec

ts g

roup

s to

exe

rcis

e th

eir

right

aga

inst

peo

ple

who

aim

to

prev

ent

or d

isru

pt t

he

asse

mbl

y.4)

Th

ere

are

case

s of

fre

edom

of

asse

mbl

y pr

actic

ed b

y CS

Os

(indi

vidu

ally

or

th

roug

h th

eir

orga

niza

tions

) w

ithou

t pr

ior

auth

oriz

atio

n; w

hen

notifi

catio

n is

req

uire

d it

is s

ubm

itted

in a

sh

ort p

erio

d of

tim

e an

d do

es n

ot li

mit

the

poss

ibili

ty to

org

aniz

e th

e as

sem

bly.

5)

N

o ex

cess

ive

use

of f

orce

is

exer

cise

d by

law

enf

orce

men

t bo

dies

, in

clud

ing

pre-

empt

ive

dete

ntio

ns

of

orga

nize

rs

and

part

icip

ants

. 6)

M

edia

sho

uld

have

as

muc

h ac

cess

to th

e as

sem

bly

as p

ossi

ble.

Prac

tice:

1)

Th

e pe

rcep

tion

and

expe

rienc

es o

f CS

Os

with

reg

ards

of

exer

cisi

ng th

eir

right

of

asse

mbl

y is

impr

oved

;2)

88

% o

f CS

Os

decl

are

that

the

fre

edom

of

asse

mbl

y is

re

spec

ted;

3)

32%

of C

SOs

decl

are

that

ther

e ar

e ca

ses

of s

pont

aneo

us a

nd

sim

ulta

neou

s as

sem

bly

with

out p

rior

writ

ten

auth

oriz

atio

n;4)

91

% o

f CS

Os

decl

are

that

the

re is

no

exce

ssiv

e us

e of

for

ce

exer

cise

d by

law

enf

orce

men

t bod

ies

durin

g as

sem

blie

s.

Prac

tice:

1)

Requ

ests

to o

btai

n a

perm

issi

on fo

r sp

onta

neou

s an

d si

mul

tane

ous

asse

mbl

y sh

ould

be

lim

ited

and

shou

ld b

e re

duce

d to

not

ifica

tion

inst

ead

of w

ritte

n au

thor

izat

ion

by

chie

f of

pol

ice

offic

e.

ARE

A 1:

BA

SIC

LEGA

L GU

ARA

NTE

ES O

F FR

EED

OM

S

Sub-

area

1.2.

: Rel

ated

fre

edom

s

Prin

cipl

e: F

reed

oms

of a

ssem

bly

and

expr

essi

on a

re g

uara

ntee

d to

eve

rybo

dy

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. C

SO

repr

esen

tativ

es,

indi

vidu

ally

or

thro

ugh

thei

r or

gani

zatio

ns

enjo

y fr

eedo

m o

f ex

pres

sion

Legi

slat

ion:

1)

The

lega

l fra

mew

ork

prov

ides

free

dom

of

expr

essi

on fo

r al

l. 2)

Re

stric

tions

, su

ch a

s lim

itatio

n of

hat

e sp

eech

, im

pose

d by

le

gisl

atio

n ar

e cl

earl

y pr

escr

ibed

and

in l

ine

with

inte

rnat

iona

l la

w a

nd s

tand

ards

. 3)

Li

bel i

s a

mis

dem

eano

ur r

athe

r th

an p

art o

f th

e pe

nal c

ode.

Legi

slat

ion:

1)

Alb

ania

off

ers

cons

titut

iona

l and

lega

l gua

rant

ees

of th

e rig

ht

of c

itize

ns to

exp

ress

free

ly.

2)

Any

lim

itatio

ns, s

uch

as r

estr

ictio

ns o

n ha

te s

peec

h, im

pose

d by

leg

isla

tion

are

desc

ribed

cle

arly

and

in a

ccor

danc

e w

ith

inte

rnat

iona

l law

s in

the

Pena

l Cod

e of

the

Repu

blic

of

Alb

ania

3)

Libe

l is

regu

late

d in

the

Pena

l Cod

e, d

espi

te e

ffor

ts in

20

12 to

re

mov

e th

em a

nd in

clud

e in

the

civi

l cod

e

Legi

slat

ion:

1)

Libe

l and

de

fam

atio

n sh

ould

be

intr

oduc

ed

in th

e Ci

vil C

ode

rath

er th

an b

eing

pa

rt o

f th

e Pe

nal

Code

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41

Prac

tice:

1)

CSO

re

pres

enta

tives

, es

peci

ally

th

ose

from

hu

man

rig

hts

and

wat

ch d

og o

rgan

izat

ions

enj

oy t

he r

ight

to

free

dom

of

expr

essi

on o

n m

atte

rs th

ey s

uppo

rt a

nd th

ey a

re c

ritic

al o

f.2)

Th

ere

are

no c

ases

of

encr

oach

men

t of

the

rig

ht t

o fr

eedo

m o

f ex

pres

sion

for

all.

3)

Ther

e ar

e no

ca

ses

whe

re

indi

vidu

als,

in

clud

ing

CSO

re

pres

enta

tives

wou

ld b

e pe

rsec

uted

for

crit

ical

spe

ech,

in

publ

ic o

r pr

ivat

e.4)

Th

ere

is n

o sa

nctio

n fo

r cr

itica

l sp

eech

, in

pub

lic o

r pr

ivat

e,

unde

r th

e pe

nal c

ode.

Prac

tice:

1)

In p

ract

ice

CSO

s ex

erci

se th

eir

free

dom

of e

xpre

ssio

n w

ithou

t an

y in

terf

eren

ce,

as t

hey

are

allo

wed

to

orga

nize

sem

inar

s,

conf

eren

ces

and

othe

r pu

blic

eve

nts

to d

iscu

ss d

iffer

ent

issu

es,

to p

artic

ipat

e an

d ex

pres

s th

eir

view

s an

d op

inio

n in

writ

ten,

ele

ctro

nic

and

soci

al m

edia

, ev

en in

the

cas

es o

f cr

itics

to th

e go

vern

men

t

Prac

tice:

ARE

A 1:

BA

SIC

LEGA

L GU

ARA

NTE

ES O

F FR

EED

OM

S

Sub-

area

1.2.

: Rel

ated

fre

edom

s

Prin

cipl

e: F

reed

oms

of a

ssem

bly

and

expr

essi

on a

re g

uara

ntee

d to

eve

rybo

dy

STA

NDA

RD 3

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

3. C

ivil

soci

ety

repr

esen

tativ

es,

indi

vidu

ally

and

th

roug

h th

eir

orga

niza

tions

, hav

e th

e rig

hts

to s

afel

y re

ceiv

e an

d im

part

in

form

atio

n th

roug

h an

y m

edia

Legi

slat

ion:

1)

The

lega

l fr

amew

ork

prov

ides

the

pos

sibi

lity

to c

omm

unic

ate

via

and

acce

ss a

ny s

ourc

e of

info

rmat

ion,

incl

udin

g th

e In

tern

et

and

ICT;

if

ther

e ar

e le

gal

rest

rictio

ns,

thes

e ar

e ex

cept

iona

l, lim

ited

and

base

d on

inte

rnat

iona

l hum

an r

ight

s la

w.

2)

The

lega

l fr

amew

ork

proh

ibits

un

just

ified

m

onito

ring

of

com

mun

icat

ion

chan

nels

, inc

ludi

ng In

tern

et a

nd IC

T, o

r col

lect

ing

user

s’ in

form

atio

n by

the

auth

oriti

es.

Legi

slat

ion:

1)

Alb

ania

leg

isla

tion

met

the

bas

ic r

equi

rem

ents

in

orde

r to

fa

cilit

ate

and

supp

ort

the

impl

emen

tatio

n an

d im

prov

emen

t of

new

tec

hnol

ogie

s, n

ew s

ervi

ces

and

new

reg

ulat

ions

in t

he

Alb

ania

n IC

T se

ctor

2)

But

still

Alb

ania

suf

fer

from

the

low

pen

etra

tion

of fi

xed

lines

and

Int

erne

t, l

ow p

erce

ntag

e of

PC

owne

rshi

p, h

igh

cost

s of

Inte

rnet

and

mob

ile a

cces

s an

d se

rvic

es,

low

lev

el

of a

war

enes

s of

the

ben

efits

of

the

use

of I

CT,

digi

tal

gap

betw

een

urba

n an

d ru

ral

area

s an

d in

com

paris

on t

o ot

her

coun

trie

s in

Eur

ope,

low

leve

l of

sta

te s

ubsi

dies

and

lac

k of

po

licie

s to

sup

port

all

thes

e

Legi

slat

ion:

1)

Impr

ovem

ent o

f pe

netr

atio

n ev

en in

ru

ral a

nd r

emot

e ar

eas;

2)

Re

vise

Law

on

cost

fo

r in

tern

et a

nd

mob

ile a

cces

s an

d se

rvic

es.

3)

Publ

ic p

olic

ies

for

the

deve

lopm

ent o

f IC

T.Pr

actic

e:1)

Th

ere

are

no c

ases

in p

ract

ice

whe

re r

estr

ictio

ns a

re im

pose

d on

acc

essi

ng a

ny s

ourc

e of

info

rmat

ion,

incl

udin

g th

e In

tern

et o

r IC

T.2)

Th

e In

tern

et is

wid

ely

acce

ssib

le a

nd a

ffor

dabl

e.3)

Th

ere

is n

o pr

actic

e or

cas

es o

f un

just

ified

mon

itorin

g by

the

au

thor

ities

of

com

mun

icat

ion

chan

nels

, inc

ludi

ng t

e In

tern

et o

r IC

T, o

r of

col

lect

ing

user

s’ in

form

atio

n.4)

Th

ere

are

no c

ases

of

polic

e ha

rass

men

t of

mem

bers

of

soci

al

netw

ork

grou

ps.

Prac

tice:

1)

Ther

e ar

e no

cas

es in

pra

ctic

e w

here

res

tric

tions

are

impo

sed

on a

cces

sing

any

sou

rce

of in

form

atio

n, in

clud

ing

the

Inte

rnet

or

ICT;

2)

Inte

rnet

is w

idel

y ac

cess

ible

and

aff

orda

ble

amon

g CS

OS

in

rura

l ar

eas

and

big

citie

s, w

hile

CSO

s, t

he r

emot

e an

d ru

ral

area

s, h

ave

diffi

culti

es w

ith in

tern

et p

enet

ratio

n, a

nd p

aym

ent

affe

ctin

g th

eir

exis

tenc

e an

d ef

fect

ive

oper

atio

ns;

3)

Ther

e is

no

prac

tice

or c

ases

of

unju

stifi

ed m

onito

ring

by th

e au

thor

ities

of

com

mun

icat

ion

chan

nels

, inc

ludi

ng th

e In

tern

et

or IC

T, o

r of

col

lect

ing

user

s’ in

form

atio

n;4)

Th

ere

are

no c

ases

of

polic

e ha

rass

men

t of

mem

bers

of

soci

al n

etw

ork

grou

ps

Prac

tice:

1)

Inte

rnet

pe

netr

atio

n ne

eded

in

rur

al a

nd r

emot

e ar

eas.

2)

Aff

orda

ble

pric

es

of in

tern

et fo

r sm

all C

SOs

in

rem

ote

and

rura

l ar

eas

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42A

REA

2:F

RAM

EWO

RK F

OR

CSO

S’ F

INA

NCI

AL

VIA

BILI

TY A

ND

SU

STA

INA

BILI

TY

Sub-

area

2.1.

: Tax

/fisc

al tr

eatm

ent f

or C

SOs

and

thei

r do

nors

Prin

cipl

e: C

SOs

and

dono

rs e

njoy

favo

urab

le ta

x tr

eatm

ent

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. Ta

x be

nefit

s ar

e av

aila

ble

on v

ario

us

inco

me

sour

ces

of

CSO

s

Legi

slat

ion:

1)

The

law

pro

vide

s ta

x fr

ee t

reat

men

t fo

r al

l gr

ants

and

do

natio

ns s

uppo

rtin

g no

n-fo

r-pr

ofit a

ctiv

ity o

f CS

Os.

2)

Th

e la

w p

rovi

des

tax

bene

fits

for

econ

omic

act

iviti

es o

f CS

Os.

3)

Th

e la

w p

rovi

des

tax

bene

fits

for

pass

ive

inve

stm

ents

of

CSO

s.

4)

The

law

allo

ws

the

esta

blis

hmen

t of

and

pro

vide

s ta

x be

nefit

s fo

r en

dow

men

ts.

Legi

slat

ion:

1. Th

e La

w o

n N

POs,

am

ende

d w

ith t

he L

aw n

o. 9

2/20

13

prov

ides

tha

t in

com

es f

or a

ll do

natio

ns,

gran

ts,

bank

de

posi

ts,

and

mem

bers

hip

fee

are

exem

pted

for

the

in

com

e ta

x;2.

Th

e ne

w la

w o

n VA

T, L

aw n

o. 9

2/20

14 c

larifi

es g

rant

s’

exem

ptio

n fr

om V

AT s

chem

e;3.

Ec

onom

ic a

ctiv

ities

are

not

sub

ject

of

tax

on in

com

es,

only

in t

he c

ases

whe

n th

ese

inco

mes

are

not

use

d fo

r ac

tiviti

es fo

r w

hich

the

orga

niza

tion

is r

egis

tere

d;4.

Ec

onom

ic a

ctiv

ities

of C

SOs

calle

d “a

ctiv

ities

with

pub

lic

inte

rest

” ar

e ex

empt

ed fr

om V

AT;

5.

Onl

y ba

nk

inte

rest

(o

ne

of

the

form

of

pa

ssiv

e in

vest

men

t) a

re e

xcep

ted

from

tax

on in

com

e;6.

Th

ere

is n

o le

gal f

ram

ewor

k fo

r en

dow

men

ts.

Legi

slat

ion:

1)

Prov

isio

n of

lega

l reg

ulat

ion

for

esta

blis

hmen

t and

tax

bene

fits

for

endo

wm

ents

and

al

l pas

sive

inve

stm

ents

.

Prac

tice:

1)

Ther

e is

no

dire

ct o

r in

dire

ct (

hidd

en)

tax

on g

rant

s re

port

ed2)

Ta

x be

nefit

s fo

r ec

onom

ic a

ctiv

ities

of C

SOs

are

effe

ctiv

e an

d su

ppor

t the

ope

ratio

n of

CSO

s3)

Pa

ssiv

e in

vest

men

ts a

re u

tiliz

ed b

y CS

Os

and

no s

anct

ions

ar

e ap

plie

d in

doi

ng s

o.6)

En

dow

men

ts a

re e

stab

lishe

d w

ithou

t m

ajor

pro

cedu

ral

diffi

culti

es a

nd o

pera

te f

reel

y, w

ithou

t ad

min

istr

ativ

e bu

rden

nor

hig

h fin

anci

al c

ost.

Prac

tice:

1. Th

e do

mes

tic in

com

e so

urce

s re

mai

ns a

t low

leve

l, th

us

not

cont

ribut

ing

sign

ifica

ntly

to

the

finan

cial

via

bilit

y an

d su

stai

nabi

lity

of C

SOs;

2.

The

CSO

s se

ctor

is t

reat

ed in

the

sam

e w

ay a

s ot

her

econ

omic

pro

vide

rs;

3.

Ther

e is

lack

of

info

rmat

ion

and

unde

rsta

ndin

g am

ong

CSO

s w

ith r

egar

ds to

fisc

al tr

eatm

ent;

4.

Endo

wm

ents

are

not

reg

ulat

ed b

y la

w,

but

in p

ract

ice

they

ca

n op

erat

e fr

eely

w

ithou

t bu

rden

som

e pr

oced

ures

.

Prac

tice:

1)

Org

aniz

atio

n of

info

rmat

ion

sess

ions

for

CSO

s in

the

lega

l ch

ange

s re

late

d w

ith th

e fis

cal t

reat

men

t of

gran

ts,

econ

omic

act

ivity

and

oth

er

sour

ces

of fu

nds.

2)

Prom

otio

n of

end

owm

ents

as

inco

me

sour

ces

for

CSO

s.

ARE

A 2

: FRA

MEW

ORK

FO

R CS

OS’

FIN

AN

CIA

L V

IABI

LITY

AN

D S

UST

AIN

ABI

LITY

Sub-

area

2.1.

: Tax

/fisc

al tr

eatm

ent f

or C

SOs

and

thei

r do

nors

Prin

cipl

e: C

SOs

and

dono

rs e

njoy

favo

urab

le ta

x tr

eatm

ent

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. In

cent

ives

are

pr

ovid

ed fo

r in

divi

dual

an

d co

rpor

ate

givi

ng.

Legi

slat

ion:

1)

The

law

pr

ovid

es

tax

dedu

ctio

ns

for

indi

vidu

al

and

corp

orat

e do

natio

ns to

CSO

s.

2)

Ther

e ar

e cl

ear

requ

irem

ents

/con

ditio

ns f

or r

ecei

ving

de

duct

ible

don

atio

ns a

nd t

hese

incl

ude

a w

ide

rang

e of

pu

blic

ly b

enefi

cial

act

iviti

es.

3)

Stat

e po

licie

s re

gard

ing

corp

orat

e so

cial

res

pons

ibili

ty

cons

ider

the

nee

ds o

f CS

Os

and

incl

ude

them

in t

heir

prog

ram

s.

Legi

slat

ion:

1. A

ccor

ding

to

the

Law

on

Spon

sors

hip

spon

sors

are

co

nsid

ered

onl

y bu

sine

ss c

ompa

nies

and

ind

ivid

uals

th

at h

ave

the

“qua

lity

of m

erch

ants

”2.

Th

e le

vel o

f tax

ded

uctio

n is

not

enc

oura

ging

eno

ugh

for

indi

vidu

al a

nd c

orpo

rate

don

atio

ns to

CSO

s 3.

A

lban

ia h

as d

raft

ed t

he N

atio

nal

Act

ion

Plan

on

CSR

and

the

rele

vant

indi

cato

rs, e

stab

lishm

ent

of t

he M

ulti-

Stak

ehol

ders

For

um o

n CS

R, a

nd a

dapt

atio

n of

the

ISO

26

00

00

sta

ndar

ds.

Legi

slat

ion:

1)

Revi

sion

of

the

law

on

spon

sors

hip

for

furt

her

fisca

l inc

entiv

es/f

acili

ties

for

dona

tions

, as

wel

l as

sim

plifi

catio

n of

pro

cedu

res

for

reim

burs

emen

t.2)

De

velo

pmen

t of

corp

orat

e so

cial

res

pons

ibili

ty th

roug

h na

tiona

l pub

lic p

olic

ies

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43

Prac

tice:

1)

Ther

e is

a f

unct

iona

l pr

oced

ure

in p

lace

to

clai

m t

ax

dedu

ctio

ns fo

r in

divi

dual

and

cor

pora

te d

onat

ions

. 2)

CS

Os

are

part

ners

to th

e st

ate

in p

rom

otin

g CS

R.3)

CS

Os

wor

king

in

the

mai

n ar

eas

of p

ublic

int

eres

t,

incl

udin

g hu

man

rig

hts

and

wat

chdo

g or

gani

zatio

ns,

effe

ctiv

ely

enjo

y ta

x de

duct

ible

don

atio

ns.

Prac

tice:

1. Pr

oced

ures

in

pl

ace

to

clai

m

tax

dedu

ctio

n ar

e no

t fu

nctio

nal

and

do n

ot e

ncou

rage

ind

ivid

ual

and

corp

orat

e do

natio

ns2.

CS

Os

are

play

ing

an im

port

ant r

ole

in p

rom

otin

g CS

R3.

N

o sp

ecifi

c de

duct

ions

for

thes

e ty

pes

of o

rgan

izat

ions

Prac

tice:

1)

Crea

tion

of in

cent

ives

that

w

ill lo

wer

the

tax

burd

en

for

ente

rpris

es to

car

ry o

ut

phila

nthr

opic

act

iviti

es

2)

Cons

ulta

tion

of C

SOs

in C

SR

prom

otio

n 3)

Rr

ecog

nitio

n of

the

dona

tion

(mak

ing

it pu

blic

and

vis

ible

)

ARE

A 2

: FRA

MEW

ORK

FO

R CS

OS’

FIN

AN

CIA

L V

IABI

LITY

AN

D S

UST

AIN

ABI

LITY

Sub-

area

2.2

.: St

ate

supp

ort

Prin

cipl

e: S

tate

sup

port

to C

SOs

is p

rovi

ded

in a

tran

spar

ent w

ay a

nd s

pent

in a

n ac

coun

tabl

e m

anne

r

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. Pu

blic

fund

ing

is a

vaila

ble

for

inst

itutio

nal

deve

lopm

ent o

f CS

Os,

pr

ojec

t sup

port

and

co

-fina

ncin

g of

EU

an

d ot

her

gran

ts

Legi

slat

ion:

1)

Ther

e is

a

law

or

na

tiona

l po

licy

(doc

umen

t)

that

re

gula

tes

stat

e su

ppor

t fo

r in

stitu

tiona

l de

velo

pmen

t fo

r CS

Os,

pro

ject

sup

port

and

co-

finan

cing

of

EU f

unde

d pr

ojec

ts.

2)

Ther

e is

a n

atio

nal

leve

l m

echa

nism

for

dis

trib

utio

n of

pu

blic

fund

s to

CSO

s.

3)

Publ

ic fu

nds

for

CSO

s ar

e cl

earl

y pl

anne

d w

ithin

the

stat

e bu

dget

.4)

Th

ere

are

clea

r pr

oced

ures

for

CSO

par

ticip

atio

n in

all

phas

es o

f th

e pu

blic

fund

ing

cycl

e.

Legi

slat

ion:

1)

Stat

e su

ppor

t fo

r in

stitu

tiona

l de

velo

pmen

t of

CSO

s an

d pr

ojec

t su

ppor

t is

stip

ulat

ed i

n th

e la

w f

or t

he

esta

blis

hmen

t and

func

tioni

ng o

f AS

CS;

2)

Fund

s ar

e pr

ovid

ed o

nly

thro

ugh

natio

nal

mec

hani

sm

whi

ch h

as a

man

date

for

dis

trib

utio

n of

pub

lic f

unds

to

CSO

s an

d th

is is

The

Age

ncy

for

Supp

ort o

f Ci

vil S

ocie

ty

(ASC

S);

3)

ASCS

is w

orki

ng f

or t

he c

reat

ion

of a

Joi

nt F

und

with

ot

her

dono

rs, t

o su

ppor

t co

mm

on p

roje

cts

of s

trat

egic

im

port

ance

in th

e co

untr

y. 2

0%

of

the

annu

al b

udge

t of

ASCS

will

be

dedi

cate

d to

this

Join

t Fun

d;3)

A

con

trib

utio

n of

2,2

% o

f th

e an

nual

tur

nove

r fr

om t

he

Nat

iona

l Lo

tter

y is

ded

icat

ed t

o th

e “g

ood

issu

es”,

not

sp

ecifi

cally

tar

getin

g CS

Os.

CSO

s ca

n co

mpe

te f

or t

his

fund

.

Legi

slat

ion:

1)

Prep

arat

ion

and

appl

icat

ion

of c

lear

pro

cedu

res

for

CSO

s pa

rtic

ipat

ion

in a

ll ph

ases

of

the

publ

ic fu

ndin

g cy

cle,

incl

udin

g pl

anni

ng a

nd

mon

itorin

g of

pub

lic fu

nd

dist

ribut

ion.

2)

Cr

eatio

n of

spe

cific

bud

get

line

in th

e bu

dget

of

ASCS

de

dica

ted

to th

e in

stitu

tiona

l su

ppor

t of

CSO

s3)

In

clus

iven

ess

of C

SOs

repr

esen

tativ

es in

the

Boar

d fo

r Go

od Is

sues

of

the

Nat

iona

l Lot

tery

.

Prac

tice:

1)

Avai

labl

e pu

blic

fund

ing

resp

onds

to th

e ne

eds

of th

e CS

O

sect

or.

2)

Ther

e ar

e go

vern

men

t bo

dies

with

a c

lear

man

date

for

di

strib

utio

n an

d/or

mon

itorin

g of

the

dist

ribut

ion

of s

tate

fu

ndin

g.3)

Fu

ndin

g is

pre

dict

able

, not

cut

dra

stic

ally

fro

m o

ne y

ear

to a

noth

er; a

nd th

e am

ount

in th

e bu

dget

for C

SOs

is e

asy

to id

entif

y.

4)

CSO

par

ticip

atio

n in

the

publ

ic fu

ndin

g cy

cle

is tr

ansp

aren

t an

d m

eani

ngfu

l.

Prac

tice:

1)

Publ

ic f

undi

ng a

re n

ot a

vaila

ble

for

inst

itutio

nal

and

prog

ram

me

deve

lopm

ent o

f CSO

s. 6

4% o

f the

sur

veye

d CS

Os

decl

are

that

pub

lic f

unds

do

not

resp

ond

to t

heir

need

s at

all;

2)

The

ASCS

prio

rity

area

s of

fun

ding

are

in

line

with

th

e st

rate

gic

prio

ritie

s of

the

gov

ernm

ent

and

do n

ot

cons

ider

the

need

s an

d pr

iorit

ies

of C

SOs.

Prac

tice:

1)

ASCS

sho

uld

cond

uct r

egul

ar

cons

ulta

tions

with

CSO

s to

se

t the

prio

rity

area

s of

pub

lic

fund

ing

in r

espo

nse

to th

e ne

eds

and

prio

ritie

s of

CSO

s.

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44A

REA

2: F

RAM

EWO

RK F

OR

CSO

S’ F

INA

NCI

AL

VIA

BILI

TY A

ND

SU

STA

INA

BILI

TY

Sub-

area

2.2

.: St

ate

supp

ort

Prin

cipl

e: S

tate

sup

port

to C

SOs

is p

rovi

ded

in a

tran

spar

ent w

ay a

nd s

pent

in a

n ac

coun

tabl

e m

anne

r

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. P

ublic

fund

ing

is d

istr

ibut

ed in

a

pres

crib

ed a

nd

tran

spar

ent m

anne

r

Legi

slat

ion:

1)

The

proc

edur

e fo

r di

strib

utio

n of

pub

lic f

unds

is

tran

spar

ent a

nd le

gally

bin

ding

. 2)

Th

e cr

iteria

for

sele

ctio

n ar

e cl

ear

and

publ

ishe

d in

ad

vanc

e.3)

Th

ere

are

clea

r pr

oced

ures

add

ress

ing

issu

es o

f co

nflic

t of

inte

rest

4)

in d

ecis

ion-

mak

ing.

Legi

slat

ion:

1)

The

proc

edur

e fo

r de

strib

utio

n of

pub

lic f

unds

as

des

crib

ed in

the

law

for

the

est

ablis

hmen

t of

ASC

S an

d its

inte

rnal

reg

ulat

ion,

allo

ws

for

a tr

ansp

aren

t and

lega

lly b

indi

ng p

roce

dure

;2)

Th

e lis

t of

crit

eria

is p

ublis

hed

durin

g th

e lu

nch

of t

he c

all f

or p

ropo

sals

.3)

Pr

oced

ures

ad

dres

sing

is

sues

of

co

nflic

t of

in

tere

stin

de

cisi

on-m

akin

g ar

e pr

escr

ibed

in

th

e AS

CS la

w, b

ut n

ot im

plem

ente

d pr

oper

ly in

pr

actic

e.

Legi

slat

ion:

1)

Ado

ptio

n of

cl

ear

proc

edur

es

to

addr

ess

issu

es o

f con

flic

t of i

nter

est i

n de

cisi

on m

akin

g of

ASC

S.

Prac

tice:

1)

Info

rmat

ion

rela

ting

to th

e pr

oced

ures

for

fund

ing

and

info

rmat

ion

on f

unde

d pr

ojec

ts i

s pu

blic

ly

avai

labl

e.2)

St

ate

bodi

es fo

llow

the

proc

edur

e an

d ap

ply

it in

a

harm

oniz

ed w

ay.

3)

The

appl

icat

ion

requ

irem

ents

ar

e no

t to

o bu

rden

som

e fo

r CS

Os.

4)

De

cisi

ons

on

tend

ers

are

cons

ider

ed

fair

and

confl

ict

of

inte

rest

si

tuat

ions

ar

e de

clar

ed

in

adva

nce.

Prac

tice:

1)

ASCS

has

ado

pted

a m

ore

open

dia

logu

e w

ith

the

civi

l so

ciet

y se

ctor

, al

thou

gh t

rans

pare

ncy

and

acco

unta

bilit

y in

fun

ding

dis

trib

utio

n an

d co

nflic

t of

int

eres

t w

ithin

the

age

ncy

rem

ain

prob

lem

atic

.

1)

Incr

ease

d tr

ansp

aren

cy a

nd a

ccou

ntab

ility

of

ASCS

in fu

ndin

g di

strib

utio

n an

d ap

prop

riate

pr

ogra

mm

ing

to r

espo

nd to

the

need

s of

CSO

se

ctor

;2)

Si

mpl

ifier

of

appl

icat

ion

requ

irem

ents

app

lied

and

docu

men

tatio

n re

quire

d by

the

ASCS

;3)

AS

CS s

houl

d pr

ovid

e w

ritte

n, c

lear

and

on-

time

feed

back

to C

SOs

with

reg

ards

to th

e re

ject

ion

of th

eir

prop

osal

s.

ARE

A 2

: FRA

MEW

ORK

FO

R CS

OS’

FIN

AN

CIA

L V

IABI

LITY

AN

D S

UST

AIN

ABI

LITY

Sub-

area

2.2

.: St

ate

supp

ort

Prin

cipl

e: S

tate

sup

port

to C

SOs

is p

rovi

ded

in a

tran

spar

ent w

ay a

nd s

pent

in a

n ac

coun

tabl

e m

anne

r

STA

NDA

RD 3

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

3. T

here

is a

cl

ear

syst

em o

f ac

coun

tabi

lity,

m

onito

ring

and

eval

uatio

n of

pub

lic

fund

ing

Legi

slat

ion:

1)

The

proc

edur

e fo

r di

strib

utio

n of

pub

lic f

unds

pr

escr

ibes

cl

ear

mea

sure

s fo

r ac

coun

tabi

lity,

m

onito

ring

and

eval

uatio

n.2)

Th

ere

are

pres

crib

ed s

anct

ions

for

CSO

s th

at

mis

use

fund

s w

hich

ar

e pr

opor

tiona

l to

th

e vi

olat

ion

of p

roce

dure

.

Legi

slat

ion:

1)

The

proc

edur

e fo

r di

strib

utio

n of

pub

lic f

unds

an

d sa

nctio

ns a

re p

resc

ribed

in th

e CS

SA L

aw

Legi

slat

ion:

1)

Deve

lop

a re

gula

tion

with

cle

ar s

yste

m o

f ac

coun

tabi

lity,

mon

itorin

g an

d ev

alua

tion

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45

Prac

tice:

1)

Mon

itorin

g is

ca

rrie

d ou

t co

ntin

uous

ly

and

in

acco

rdan

ce

with

pr

edet

erm

ined

an

d ob

ject

ive

indi

cato

rs.

2)

Regu

lar

eval

uatio

n of

ef

fect

s/im

pact

of

pu

blic

fu

nds

is c

arrie

d ou

t by

sta

te b

odie

s an

d is

pub

licly

av

aila

ble.

Prac

tice:

1)

Inte

rnal

m

onito

ring

is

carr

ied

durin

g th

e pr

ojec

t im

plem

enta

tion

by C

SSA

but

with

out

cons

olid

ated

sta

ndar

ds2)

Th

e re

gula

r ev

alua

tion

of

effe

cts/

impa

ct

of

publ

ic fu

nds

is n

ot c

arrie

d ou

t by

CSSA

Prac

tice:

1)

Mor

e st

udie

s fo

r th

e im

pact

of

the

proj

ects

.

ARE

A 2

: FRA

MEW

ORK

FO

R CS

OS’

FIN

AN

CIA

L V

IABI

LITY

AN

D S

UST

AIN

ABI

LITY

Sub-

area

2.2

.: St

ate

supp

ort

Prin

cipl

e: S

tate

sup

port

to C

SOs

is p

rovi

ded

in a

tran

spar

ent w

ay a

nd s

pent

in a

n ac

coun

tabl

e m

anne

r

STA

NDA

RD 4

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

4. N

on-fi

nanc

ial

supp

ort i

s av

aila

ble

from

the

stat

e

Legi

slat

ion:

1)

Legi

slat

ion

allo

ws

stat

e au

thor

ities

to

al

loca

te

non-

finan

cial

su

ppor

t,

such

as

st

ate

prop

erty

, re

ntin

g sp

ace

with

out

finan

cial

co

mpe

nsat

ion

(tim

e-bo

und)

, fre

e tr

aini

ng, c

onsu

ltatio

ns a

nd o

ther

re

sour

ces,

to C

SOs

2)

The

non-

finan

cial

sup

port

is p

rovi

ded

unde

r cl

earl

y pr

escr

ibed

pro

cess

es,

base

d on

obj

ectiv

e cr

iteria

an

d do

es n

ot p

rivile

ge a

ny g

roup

.

Legi

slat

ion:

1)

Legi

slat

ion

allo

ws

stat

e au

thor

ities

to

allo

cate

no

n-fin

anci

al s

uppo

rt,

such

as

stat

e pr

oper

ty,

rent

ing

spac

e w

ithou

t/ o

r w

ith r

educ

ed fi

nanc

ial

com

pens

atio

n2)

Th

ere

no c

lear

pro

cedu

res/

guid

elin

es f

or n

on

finan

cial

sup

port

Legi

slat

ion:

1)

Incr

ease

non

fina

ncia

l sup

port

for

CSO

s2)

In

crea

sed

role

of

CSSA

in p

rovi

ding

non

-fin

anci

al s

uppo

rt to

CSO

s.

Prac

tice:

1)

CSO

s us

e no

n-fin

anci

al s

tate

sup

port

.2)

CS

Os

are

trea

ted

in a

n eq

ual

or m

ore

supp

ortiv

e m

anne

r as

co

mpa

red

to

othe

r ac

tors

w

hen

prov

idin

g st

ate

non-

finan

cial

res

ourc

es.

3)

Ther

e ar

e no

cas

es o

f st

ate

auth

oriti

es g

rant

ing

non-

finan

cial

sup

port

onl

y to

CSO

s w

hich

do

not

criti

cize

its

wor

k; o

r of

cas

es o

f de

priv

ing

criti

cal

CSO

s of

sup

port

; or o

ther

wis

e di

scrim

inat

ing

base

d on

loy

alty

, po

litic

al a

ffilia

tion

or o

ther

unl

awfu

l te

rms.

Prac

tice:

1)

Non

-fina

ncia

l sup

port

fro

m t

he s

tate

is r

equi

red

by t

he C

SOs,

as:

sta

te p

rope

rty,

mak

ing

rent

ing

spac

e w

ithou

t fin

anci

al

com

pens

atio

n (t

ime)

, tr

aini

ng, c

onsu

lting

and

oth

er f

ree

reso

urce

s fo

r CS

Os

2)

Ther

e ar

e ca

ses,

esp

ecia

lly a

t lo

cal

leve

l w

hen

a lo

cal

auth

ority

ens

ures

the

non

– fi

nanc

ial

supp

ort,

but

they

are

spo

radi

c ca

ses

3)

CSSA

do

not

prov

ide

non-

finan

cial

sup

port

to

CSO

s

Prac

tice:

1)

Incr

ease

non

fina

ncia

l sup

port

for

CSO

s;2)

In

crea

sed

role

of

CSSA

in p

rovi

ding

non

-fin

anci

al s

uppo

rt to

CSO

s.

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46A

REA

2: F

RAM

EWO

RK F

OR

CSO

S’ F

INA

NCI

AL

VIA

BILI

TY A

ND

SU

STA

INA

BILI

TY

Sub-

area

2.3

.: Hu

man

res

ourc

es

Prin

cipl

e: S

tate

pol

icie

s an

d th

e le

gal e

nviro

nmen

t stim

ulat

e an

d fa

cilit

ate

empl

oym

ent,

volu

ntee

ring

and

othe

r en

gage

men

ts w

ith C

SOs

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. CS

Os

are

trea

ted

in

an e

qual

man

ner

to

othe

r em

ploy

ers

Legi

slat

ion:

1)

CSO

s ar

e tr

eate

d in

an

eq

ual

man

ner

to

othe

r em

ploy

ers

by la

w a

nd p

olic

ies.

Legi

slat

ion:

1)

The

Alb

ania

n le

gisl

atio

n re

late

d to

hum

an r

esou

rces

is

unifi

ed fo

r all

empl

oyer

s an

d ap

plie

d w

ithou

t diff

eren

tial

trea

tmen

t for

CSO

s.2)

Th

e le

gal

fram

ewor

k on

soc

ial

insu

ranc

es i

n pl

ace

rem

ains

pro

blem

atic

for

CSO

s w

ith r

egar

ds t

o th

e ob

ligat

ions

to p

ay in

sura

nces

for

at le

ast o

ne e

mpl

oyee

, ev

en f

or t

he p

erio

ds o

f tim

e in

whi

ch t

he o

rgan

izat

ion

has

no p

roje

cts

runn

ing,

no

activ

ities

and

no

fund

s.

Legi

slat

ion:

1)

Stat

e po

licie

s sh

ould

be

desi

gned

to

pro

mot

e an

d st

imul

ate

empl

oym

ent i

n CS

Os.

2)

The

lega

l fra

mew

ork

putt

ing

oblig

atio

ns fo

r CS

Os

to p

ay

insu

ranc

es fo

r at

leas

t one

em

ploy

ee e

ven

whe

n CS

O h

as n

o ac

tivity

, sho

uld

be r

evis

ed, t

akin

g in

to c

onsi

dera

tion

the

spec

ific

natu

re o

f CS

Os.

Pr

actic

e:1)

If

ther

e ar

e st

ate

ince

ntiv

e pr

ogra

ms

for

empl

oym

ent,

CS

Os

are

trea

ted

like

all o

ther

sec

tors

.2)

Th

ere

are

regu

lar

stat

istic

s on

th

e nu

mbe

r of

em

ploy

ees

in th

e no

n-pr

ofit s

ecto

r.

Prac

tice:

1)

Ther

e ar

e no

inc

entiv

e pr

ogra

ms

for

empl

oym

ent

in

CSO

s. S

tate

pol

icie

s on

em

ploy

men

t ar

e no

t co

nsid

ered

st

imul

ant b

y 45

% o

f CS

Os.

2)

Th

ere

are

no n

atio

nal s

tatis

tics

and

info

rmat

ion

on t

he

empl

oyed

peo

ple

(per

man

ent

and

part

-tim

e) in

the

civ

il so

ciet

y se

ctor

;

Prac

tice:

1)

Deve

lopm

ent o

f a

mec

hani

sm

to c

olle

ct n

atio

nal s

tatis

tics

and

info

rmat

ion

on th

e nu

mbe

r of

em

ploy

ees

in th

e no

n-pr

ofit

sect

or.

ARE

A 2

: FRA

MEW

ORK

FO

R CS

OS’

FIN

AN

CIA

L V

IABI

LITY

AN

D S

UST

AIN

ABI

LITY

Sub-

area

2.3

.: Hu

man

res

ourc

es

Prin

cipl

e: S

tate

pol

icie

s an

d th

e le

gal e

nviro

nmen

t stim

ulat

e an

d fa

cilit

ate

empl

oym

ent,

volu

ntee

ring

and

othe

r en

gage

men

ts w

ith C

SOs

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. T

here

are

ena

blin

g vo

lunt

eerin

g po

licie

s an

d la

ws

Legi

slat

ion:

1)

Legi

slat

ion

stim

ulat

es v

olun

teer

ing

and

inco

rpor

ates

be

st r

egul

ator

y pr

actic

es,

whi

le a

t th

e sa

me

time

allo

win

g fo

r sp

onta

neou

s vo

lunt

eerin

g pr

actic

es.

2)

Ther

e ar

e in

cent

ives

and

sta

te s

uppo

rted

pro

gram

s fo

r th

e de

velo

pmen

t and

pro

mot

ion

of v

olun

teer

ing.

3)

Ther

e ar

e cl

earl

y de

fined

con

trac

tual

rel

atio

nshi

ps a

nd

prot

ectio

ns c

over

ing

orga

nize

d vo

lunt

eerin

g.

Legi

slat

ion:

1)

Alb

ania

doe

s no

t hav

e a

spec

ial l

aw o

n vo

lunt

aris

m;

2)

The

stat

e pu

ts le

gal o

blig

atio

ns t

o de

clar

e an

d re

gist

er

at t

he e

mpl

oym

ent

offic

e, a

nd t

o pa

y in

sura

nces

for

vo

lunt

eers

, oth

erw

ise

ther

e ar

e ha

rsh

pena

lties

.

Legi

slat

ion:

1)

Ado

ptio

n of

a L

aw o

n Vo

lunt

aris

m

to r

egul

ate

the

rela

tions

hips

be

twee

n th

e CS

O a

nd v

olun

teer

s,

as w

ell a

s be

twee

n CS

Os

and

the

stat

e.

Prac

tice:

1)

Ince

ntiv

es a

nd p

rogr

ams

are

tran

spar

ent

and

easi

ly

avai

labl

e to

CSO

s an

d th

e po

licy/

stra

tegi

c do

cum

ent/

la

w i

s fu

lly i

mpl

emen

ted,

mon

itore

d an

d ev

alua

ted

perio

dica

lly in

a p

artic

ipat

ory

man

ner.

2)

Adm

inis

trat

ive

proc

edur

es f

or o

rgan

izer

s of

vol

unte

er

activ

ities

or

volu

ntee

rs a

re n

ot c

ompl

icat

ed a

nd a

re

with

out a

ny u

nnec

essa

ry c

osts

.3)

Vo

lunt

eerin

g ca

n ta

ke p

lace

in a

ny f

orm

; the

re a

re n

o ca

ses

of c

ompl

aint

s of

res

tric

tions

on

volu

ntee

ring.

Prac

tice:

1)

76%

of

CSO

s de

clar

e th

at t

hey

have

no

info

rmat

ion

on

volu

ntee

ring

prog

ram

s;2)

Th

ere

is n

o ca

se o

f res

tric

tion

on v

olun

teer

ing

repo

rted

.

Prac

tice:

1)

Incr

ease

d ex

chan

ge o

f inf

orm

atio

n am

ong

CSO

s on

vol

unte

erin

g pr

ogra

ms

and

proc

edur

es

for

orga

niza

tion

of v

olun

teer

ac

tiviti

es.

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47

ARE

A 2

: FRA

MEW

ORK

FO

R CS

OS’

FIN

AN

CIA

L V

IABI

LITY

AN

D S

UST

AIN

ABI

LITY

Sub-

area

2.3

.: Hu

man

res

ourc

es

Prin

cipl

e: S

tate

pol

icie

s an

d th

e le

gal e

nviro

nmen

t stim

ulat

e an

d fa

cilit

ate

empl

oym

ent,

volu

ntee

ring

and

othe

r en

gage

men

ts w

ith C

SOs

STA

NDA

RD 3

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

3. T

he e

duca

tiona

l sy

stem

pro

mot

es

civi

c en

gage

men

t

Legi

slat

ion:

1)

Non

-for

mal

edu

catio

n is

pro

mot

ed t

hrou

gh p

olic

y/st

rate

gy/l

aws.

2)

Ci

vil s

ocie

ty-r

elat

ed s

ubje

cts

are

incl

uded

in th

e of

ficia

l cu

rric

ulum

at a

ll le

vels

of

the

educ

atio

nal s

yste

m.

Legi

slat

ion:

1)

Non

-for

mal

edu

catio

n is

des

crib

ed in

the

Alb

ania

n La

w

on P

rofe

ssio

nal

Educ

atio

n, b

ut t

here

is

no s

trat

egy/

polic

y/la

w fo

cuse

d on

ly o

n no

n-fo

rmal

edu

catio

n.

2)

Civi

c en

gage

men

t re

late

d su

bjec

ts a

re i

nclu

ded

in t

he

curr

icul

a of

ele

men

tary

and

sec

onda

ry e

duca

tion

as

wel

l as

at th

e un

iver

sity

leve

l.

Legi

slat

ion:

1)

Form

ulat

ion

of p

olic

ies/

stra

tegi

es

and

law

s on

non

-for

mal

edu

catio

n

Prac

tice:

1)

The

educ

atio

nal

syst

em in

clud

es p

ossi

bilit

ies

for

civi

c en

gage

men

t in

CSO

s.2)

Pr

ovis

ion

of

non-

form

al

educ

atio

n by

CS

Os

is

reco

gniz

ed.

Prac

tice:

1)

Educ

atio

n sy

stem

doe

s no

t stim

ulat

es th

e pr

omot

ion

of

civi

c en

gage

men

ts in

CSO

s;2)

CS

Os

are

wid

ely

invo

lved

in

no

n-fo

rmal

ed

ucat

ion

thro

ugh

prov

isio

n of

trai

ning

s an

d pr

ofes

sion

al c

ours

es.

Prac

tice:

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.1.

: Fra

mew

ork

and

prac

tices

for

coop

erat

ion

Prin

cipl

e: T

here

is a

str

ateg

ic a

ppro

ach

to f

urth

erin

g st

ate-

CSO

coo

pera

tion

and

CSO

dev

elop

men

t

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. Th

e St

ate

reco

gniz

es,

thro

ugh

polic

ies

and

stra

tegi

es,

the

impo

rtan

ce o

f th

e de

velo

pmen

t of

and

co

oper

atio

n w

ith

the

sect

or

Legi

slat

ion:

1)

Ther

e ar

e st

rate

gic

docu

men

ts d

ealin

g w

ith t

he s

tate

-CS

O r

elat

ions

hip

and

civi

l soc

iety

dev

elop

men

t.

2)

The

stra

tegi

c do

cum

ent

incl

udes

goa

ls a

nd m

easu

res

as w

ell

as f

undi

ng a

vaila

ble

and

clea

r al

loca

tion

of

resp

onsi

bilit

ies

(act

ion

plan

s in

cl. i

ndic

ator

s).

3)

The

stra

tegi

c do

cum

ent

embr

aces

m

easu

res

that

ha

ve

been

de

velo

ped

in

cons

ulta

tion

with

an

d/or

re

com

men

ded

by C

SOs.

Legi

slat

ion:

1)

Coop

erat

ion

betw

een

stat

e in

stitu

tions

and

civ

il so

ciet

y or

gani

satio

ns (C

SOs)

has

impr

oved

;2)

Th

e Re

solu

tion

“For

Re

cogn

ition

an

d St

reng

then

ing

the

Role

of

Civi

l So

ciet

y in

the

Pro

cess

of

Dem

ocra

tic

Deve

lopm

ent

of

the

Coun

try”

, ap

prov

ed

by

the

Parl

iam

ent i

s th

e fir

st p

oliti

cal d

ocum

ent t

hat r

ecog

nize

s an

d es

tabl

ishe

s co

ncre

te c

omm

itmen

ts in

this

reg

ard;

3)

Dra

ft R

oad

Map

for

Gov

ernm

ent

Polic

y on

Civ

il So

ciet

y th

at h

as b

een

deve

lope

d in

20

14, w

ith th

e ai

m o

f le

adin

g th

e Go

vern

men

t to

war

d ef

ficie

nt d

ecis

ion-

mak

ing

to

impr

ove

the

envi

ronm

ent

for

coop

erat

ion

with

ci

vil

soci

ety.

Legi

slat

ion:

1) A

dopt

ion

of t

he d

raft

Roa

d M

ap f

or

Gove

rnm

ent P

olic

y on

Civ

il So

ciet

y.

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48A

REA

3: G

OVER

NM

ENT

– CS

O R

ELAT

ION

SHIP

Sub-

area

3.1.

: Fra

mew

ork

and

prac

tices

for

coop

erat

ion

Prin

cipl

e: T

here

is a

str

ateg

ic a

ppro

ach

to f

urth

erin

g st

ate-

CSO

coo

pera

tion

and

CSO

dev

elop

men

t

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

Prac

tice:

1)

CSO

s fr

om

diff

eren

t ar

eas

of

inte

rest

re

gula

rly

part

icip

ate

in a

ll ph

ases

of

the

stra

tegi

c do

cum

ent

deve

lopm

ent,

impl

emen

tatio

n an

d ev

alua

tion.

2)

The

re a

re e

xam

ples

dem

onst

ratin

g th

at c

oope

ratio

n be

twee

n st

ate

and

CSO

s an

d ci

vil s

ocie

ty d

evel

opm

ent

is im

prov

ed a

nd im

plem

ente

d ac

cord

ing

to o

r be

yond

th

e m

easu

res

envi

sage

d in

the

stra

tegi

c do

cum

ent.

3)

Th

e im

plem

enta

tion

of

the

stra

tegi

c do

cum

ent

is

mon

itore

d, e

valu

ated

and

rev

ised

per

iodi

cally

.4)

St

ate

polic

ies

for

coop

erat

ion

betw

een

stat

e an

d CS

Os

and

civi

l so

ciet

y de

velo

pmen

t ar

e ba

sed

on r

elia

ble

data

col

lect

ed b

y th

e na

tiona

l st

atis

tics

taki

ng i

nto

cons

ider

atio

n th

e di

vers

ity o

f th

e se

ctor

.

Prac

tice:

1)

Ther

e is

an

incr

ease

d co

oper

atio

n an

d w

illin

gnes

s fr

om

stat

e in

stitu

tions

and

CSO

s fo

r th

e es

tabl

ishm

ent

of a

di

alog

ue S

tate

-CSO

for

the

dis

cuss

ion

and

prop

osal

of

stra

tegi

es a

nd p

olic

ies

on c

ivil

soci

ety.

43%

of

the

CSO

s ha

s de

clar

ed t

hat

the

colla

bora

tion

amon

g St

ate

and

CSO

s is

impr

oved

.

Prac

tice:

1) Im

plem

enta

tion

in p

ract

ice

of th

e st

rate

gic

docu

men

ts p

repa

red

and

adop

ted

in 2

014

.

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.1.

: Fra

mew

ork

and

prac

tices

for

coop

erat

ion

Prin

cipl

e: T

here

is a

str

ateg

ic a

ppro

ach

to f

urth

erin

g st

ate-

CSO

coo

pera

tion

and

CSO

dev

elop

men

t

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2.

The

Stat

e re

cogn

izes

, th

roug

h th

e op

erat

ion

of it

s in

stitu

tions

, the

im

port

ance

of

the

deve

lopm

ent o

f an

d co

oper

atio

n w

ith th

e se

ctor

Legi

slat

ion:

1)

Ther

e is

a n

atio

nal l

evel

inst

itutio

n or

mec

hani

sm w

ith

a m

anda

te t

o fa

cilit

ate

coop

erat

ion

with

civ

il so

ciet

y or

gani

zatio

ns (e

.g.,

Uni

t/O

ffice

for

coop

erat

ion;

con

tact

po

ints

in m

inis

trie

s; c

ounc

il).

2)

The

re a

re b

indi

ng p

rovi

sion

s on

the

inv

olve

men

t of

CS

Os

in th

e de

cisi

ons

take

n by

the

com

pete

nt in

stitu

tion

or m

echa

nism

(s).

Legi

slat

ion

1)

The

draf

t La

w F

or t

he E

stab

lishm

ent

and

Func

tioni

ng o

f th

e N

atio

nal C

ounc

il fo

r Ci

vil S

ocie

ty is

pre

pare

d2)

“R

esol

utio

n fo

r Rec

ogni

tion

and

Stre

ngth

enin

g th

e Ro

le o

f Ci

vil S

ocie

ty in

the

Pro

cess

of

Dem

ocra

tic D

evel

opm

ent

of th

e Co

untr

y” is

ado

pted

by

the

Alb

ania

n Pa

rlia

men

t.

Legi

slat

ion:

1)

Ado

ptio

n of

the

draf

t Law

For

the

Esta

blis

hmen

t an

d Fu

nctio

ning

of

th

e N

atio

nal

Coun

cil

for

Civi

l So

ciet

y by

th

e A

lban

ian

Parl

iam

ent

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49

Prac

tice:

1)

The

natio

nal

leve

l in

stitu

tion

or

mec

hani

sm(s

) ha

s su

ffici

ent

reso

urce

s an

d m

anda

te f

or f

acili

tatin

g CS

O-

gove

rnm

ent

dial

ogue

, di

scus

sing

the

cha

lleng

es a

nd

prop

osin

g th

e m

ain

polic

ies

for

the

deve

lopm

ent o

f Civ

il So

ciet

y.

2)

CSO

s ar

e re

gula

rly

cons

ulte

d an

d in

volv

ed in

pro

cess

es

and

deci

sion

s by

th

e co

mpe

tent

in

stitu

tion

or

mec

hani

sm(s

).

Prac

tice:

1)

Ther

e ar

e es

tabl

ishe

d so

me

mec

hani

sms/

stru

ctur

es a

t th

e ce

ntra

l adm

inis

trat

ion

leve

l, to

dea

l with

civ

il so

ciet

y is

sues

and

to

faci

litat

e th

e in

tera

ctio

n of

the

inst

itutio

n w

ith c

ivil

soci

ety;

2)

Nat

iona

l lev

el in

stitu

tions

hav

e in

suffi

cien

t re

sour

ces

to

faci

litat

e th

e di

alog

ue b

etw

een

CSO

s an

d go

vern

men

t,

and

to p

ropo

se m

ain

polic

ies

for t

he d

evel

opm

ent o

f civ

il so

ciet

y.

Prac

tice:

1)

Deve

lopm

ent o

f pr

ogra

ms

to

incr

ease

cap

aciti

es a

nd r

esou

rces

of

sta

te in

stitu

tions

to fa

cilit

ate

CSO

-gov

ernm

ent d

ialo

gue;

2)

Deve

lopm

ent o

f pr

ogra

ms

to

incr

ease

cap

aciti

es o

f CS

Os

to fa

cilit

ate

CSO

-gov

ernm

ent

dial

ogue

;3)

Co

nsul

tatio

n w

ith C

SOs

for

the

prep

arat

ion

of la

ws/

byla

ws

and

stra

tegi

es fo

r th

e es

tabl

ishm

ent

of n

atio

nal l

evel

mec

hani

sms

of c

oope

ratio

n an

d di

alog

ue

betw

een

CSO

s an

d th

e st

ate

shou

ld b

e co

nduc

ted

by th

e st

ruct

ures

in c

harg

e.

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.2

.: In

volv

emen

t in

polic

y- a

nd d

ecis

ion-

mak

ing

proc

esse

s

Prin

cipl

e: C

SOs

are

effe

ctiv

ely

incl

uded

in th

e po

licy

and

deci

sion

-mak

ing

proc

ess

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. Th

ere

are

stan

dard

s en

ablin

g CS

O

invo

lvem

ent i

n de

cisi

on-m

akin

g,

whi

ch a

llow

for

CSO

inpu

t in

a tim

ely

man

ner.

Legi

slat

ion:

1)

Ther

e ar

e cl

earl

y de

fined

sta

ndar

ds o

n th

e in

volv

emen

t of

CSO

s in

the

pol

icy

and

deci

sion

mak

ing

proc

esse

s in

lin

e w

ith

best

re

gula

tory

pr

actic

es

pres

crib

ing

min

imum

re

quire

men

ts

whi

ch

ever

y po

licy-

mak

ing

proc

ess

need

s to

fulfi

l.2)

St

ate

polic

ies

prov

ide

for

educ

atio

nal

prog

ram

s/tr

aini

ngs

for

civi

l se

rvan

ts o

n CS

O in

volv

emen

t in

the

w

ork

of p

ublic

inst

itutio

ns.

3)

Inte

rnal

reg

ulat

ions

req

uire

spe

cifie

d un

its o

r of

ficer

s in

gov

ernm

ent,

lin

e m

inis

trie

s or

oth

er g

over

nmen

t ag

enci

es

to

coor

dina

te,

mon

itor

and

repo

rt

CSO

in

volv

emen

t in

thei

r w

ork.

Legi

slat

ion:

1)

The

Law

on

Publ

ic N

otifi

catio

n an

d Co

nsul

tatio

n ad

opte

d in

20

14 p

uts

forw

ard

the

requ

irem

ents

for

con

sulta

tion

on d

raft

law

s, s

trat

egie

s an

d po

licie

s w

ith t

he g

roup

of

inte

rest

;2)

Th

e la

w p

redi

cts

the

crea

tion

of t

he e

lect

roni

c re

gist

er

for

publ

ic n

otifi

catio

n an

d co

nsul

tatio

n th

at g

uara

ntee

s ac

cess

to a

ll gr

oup

of in

tere

st;

3)

The

law

al

so

prov

ides

op

tions

fo

r re

dres

s if

the

prov

isio

ns fo

r co

nsul

tatio

ns a

re n

ot r

espe

cted

.

Legi

slat

ion:

1)

Prep

arat

ion

and

esta

blis

hmen

t of

mec

hani

sms

to e

nsur

e pr

oper

im

plem

enta

tion

of

the

law

on

no

tifica

tion

and

cons

ulta

tion

by

all p

ublic

inst

itutio

ns.

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50A

REA

3: G

OVER

NM

ENT

– CS

O R

ELAT

ION

SHIP

Sub-

area

3.2

.: In

volv

emen

t in

polic

y- a

nd d

ecis

ion-

mak

ing

proc

esse

s

Prin

cipl

e: C

SOs

are

effe

ctiv

ely

incl

uded

in th

e po

licy

and

deci

sion

-mak

ing

proc

ess

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

Prac

tice:

1)

Publ

ic in

stitu

tions

rou

tinel

y in

vite

all

inte

rest

ed C

SOs

to

com

men

t on

polic

y/le

gal i

nitia

tives

at a

n ea

rly

stag

e2)

CS

Os

are

prov

ided

with

ade

quat

e in

form

atio

n on

the

co

nten

t of

the

dra

ft d

ocum

ents

and

det

ails

of

the

cons

ulta

tion

3)

with

suf

ficie

nt ti

me

to r

espo

nd.

4)

Writ

ten

feed

back

on

the

resu

lts o

f co

nsul

tatio

ns i

s m

ade

publ

icly

ava

ilabl

e by

pub

lic in

stitu

tions

, inc

ludi

ng

reas

ons

why

so

me

reco

mm

enda

tions

w

ere

not

incl

uded

. 5)

Th

e m

ajor

ity o

f ci

vil

serv

ants

in

char

ge o

f dr

aftin

g pu

blic

po

licie

s ha

ve

succ

essf

ully

co

mpl

eted

th

e ne

cess

ary

educ

atio

nal p

rogr

ams/

trai

ning

. 6)

M

ost

of t

he u

nits

/offi

cers

coo

rdin

atin

g an

d m

onito

ring

publ

ic c

onsu

ltatio

ns a

re f

unct

iona

l and

hav

e su

ffici

ent

capa

city

.

Prac

tice:

1)

Incr

ease

d pa

rtic

ipat

ion

of c

ivil

soci

ety

in d

ecis

ion

and

polic

y m

akin

g pr

oces

s, a

s a

resu

lt of

a m

ore

open

, co

llabo

rativ

e, a

nd t

rans

pare

nt a

ppro

ach

by t

he s

tate

in

stitu

tions

at t

he c

entr

al le

vel,

2)

Info

rmat

ion

on t

he d

raft

doc

umen

ts is

not

pro

vide

d in

tim

e.

3)

Writ

ten

feed

back

on

the

resu

lts o

f th

e co

nsul

tatio

ns

is

not

prov

ided

an

d re

ason

s fo

r no

t ta

king

in

to

cons

ider

atio

n th

e re

com

men

datio

ns p

rovi

ded

by C

SOs

are

not p

rovi

ded.

Prac

tice:

1)

Prep

arat

ion

and

impl

emen

tatio

n of

cle

ar r

ules

and

pro

cedu

re o

n th

e co

nsul

tatio

n pr

oces

ses

by a

ll st

ate

inst

itutio

ns

2)

Esta

blis

hmen

t of

a pr

actic

e by

st

ate

inst

itutio

n to

pro

vide

in-

time

and

writ

ten

feed

back

on

the

resu

lts o

f th

e co

nsul

tatio

n pr

oces

s.

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.2

.: In

volv

emen

t in

polic

y- a

nd d

ecis

ion-

mak

ing

proc

esse

s

Prin

cipl

e: C

SOs

are

effe

ctiv

ely

incl

uded

in th

e po

licy

and

deci

sion

-mak

ing

proc

ess

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. A

ll dr

aft p

olic

ies

and

law

s ar

e ea

sily

acc

essi

ble

to th

e pu

blic

in a

tim

ely

man

ner

Legi

slat

ion:

1)

Exis

ting

legi

slat

ion

oblig

es

publ

ic

inst

itutio

ns

to

mak

e al

l dr

aft

and

adop

ted

law

s an

d po

licie

s pu

blic

, an

d ex

cept

ions

are

cle

arly

defi

ned

and

in l

ine

with

in

tern

atio

nal n

orm

s an

d be

st p

ract

ices

.2)

Cl

ear

mec

hani

sms

and

proc

edur

es fo

r ac

cess

to

publ

ic

info

rmat

ion/

docu

men

ts e

xist

.3)

Th

ere

are

clea

rly

pres

crib

ed

sanc

tions

fo

r ci

vil

serv

ants

/uni

ts fo

r br

each

ing

the

lega

l req

uire

men

ts o

n ac

cess

to p

ublic

info

rmat

ion.

Legi

slat

ion:

1)

Ado

ptio

n of

the

Law

No.

119

/20

14 O

n th

e Ri

ght

of

Info

rmat

ion,

in

lin

e w

ith

inte

rnat

iona

l st

anda

rds,

es

tabl

ishe

s cl

ear

mec

hani

sms

and

proc

edur

es

for

acce

ss to

pub

lic in

form

atio

n.

Legi

slat

ion:

1)

Esta

blis

hmen

t of

mec

hani

sms

to

mon

itor

prop

er im

plem

enta

tion

of th

e la

w in

the

right

of

info

rmat

ion.

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51

Prac

tice:

1)

Publ

ic i

nstit

utio

ns a

ctiv

ely

publ

ish

draf

t an

d ad

opte

d la

ws

and

polic

ies,

unl

ess

they

are

sub

ject

to

lega

lly

pres

crib

ed e

xcep

tions

. 2)

Pu

blic

ins

titut

ions

ans

wer

the

maj

ority

of

requ

ests

fo

r ac

cess

to

publ

ic i

nfor

mat

ion

with

in t

he d

eadl

ine

pres

crib

ed b

y la

w,

in a

cle

ar f

orm

at,

prov

ide

writ

ten

expl

anat

ions

on

the

reas

ons

for

refu

sal,

and

high

light

th

e rig

ht to

app

eal a

nd th

e pr

oced

ure

for

appe

alin

g.

3)

Case

s of

vio

latio

ns o

f th

e la

w a

re s

anct

ione

d.

Prac

tice:

1)

Som

e im

prov

emen

ts a

re m

ade

by t

he p

arlia

men

t an

d ot

her

publ

ic in

stitu

tions

whe

n dr

aft

law

s ar

e pu

blis

hed

on t

heir

web

site

. Dra

ft la

ws

are

not

publ

ishe

d by

pub

lic

auth

oriti

es2)

A

lthou

gh im

prov

emen

ts in

the

lega

l fr

amew

ork,

pub

lic

acce

ss i

n dr

aft

polic

ies

and

draf

t la

ws

is e

valu

ated

di

fficu

lt by

CSO

s.

Prac

tice:

1)

Esta

blis

hmen

t of

clea

r pr

oced

ures

by

all p

ublic

in

stitu

tions

to p

rovi

de w

ritte

n an

d on

-tim

e fe

edba

ck o

n th

e re

ques

ts

for

acce

ss to

info

rmat

ion,

in li

ne

with

the

new

law

ado

pted

. 2)

Pu

blic

aut

horit

ies

and

CSO

s sh

ould

pro

vide

info

rmat

ion

to th

e pu

blic

on

the

chan

ges

in th

e la

w

on r

ight

of

info

rmat

ion.

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.2

.: In

volv

emen

t in

polic

y- a

nd d

ecis

ion-

mak

ing

proc

esse

s

Prin

cipl

e: C

SOs

are

effe

ctiv

ely

incl

uded

in th

e po

licy

and

deci

sion

-mak

ing

proc

ess

STA

NDA

RD 3

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

3. C

SO

repr

esen

tativ

es

are

equa

l pa

rtne

rs in

di

scus

sion

s in

cr

oss-

sect

or

bodi

es a

nd a

re

sele

cted

thro

ugh

clea

rly

defin

ed

crite

ria a

nd

proc

esse

s

Legi

slat

ion:

1)

Exis

ting

legi

slat

ion

requ

ires

publ

ic in

stitu

tions

to in

vite

CS

O r

epre

sent

ativ

es o

n to

diff

eren

t dec

isio

n-m

akin

g an

d/or

adv

isor

y bo

dies

cre

ated

by

publ

ic in

stitu

tions

. 2)

Th

ere

are

clea

r gui

delin

es o

n ho

w to

ens

ure

appr

opria

te

repr

esen

tatio

n fr

om c

ivil

soci

ety,

bas

ed o

n tr

ansp

aren

t an

d pr

edet

erm

ined

crit

eria

.

Legi

slat

ion:

1)

Ther

e is

no

spec

ific

law

reg

ulat

ing

the

issu

e of

CSO

s as

eq

ual

part

ners

rep

rese

nted

in

advi

sory

bod

ies,

but

in

diff

eren

t la

ws

it is

san

ctio

ned

the

crea

tion

of a

dvis

ory

bodi

es

Legi

slat

ion:

1)

Ado

ptio

n of

the

lega

l fra

mew

ork

that

wou

ld r

equi

re p

ublic

in

stitu

tions

to in

vite

CSO

re

pres

enta

tives

to d

ecis

ion-

mak

ing

and

advi

sory

bod

ies

crea

ted

by p

ublic

inst

itutio

ns.

2)

Publ

ic in

stitu

tions

sho

uld

prep

are

and

publ

ish

clea

r gu

idel

ines

to

ens

ure

tran

spar

ency

and

fa

irnes

s in

the

sele

ctio

n of

re

pres

enta

tives

from

CSO

s in

ad

viso

ry b

odie

s.

Prac

tice:

1)

Deci

sion

-mak

ing

and

advi

sory

bod

ies

on i

ssue

s an

d po

licie

s re

leva

nt f

or c

ivil

soci

ety

gene

rally

incl

ude

CSO

re

pres

enta

tives

.2)

CS

O r

epre

sent

ativ

es i

n th

ese

bodi

es a

re e

nabl

ed t

o fr

eely

pre

sent

and

def

end

thei

r po

sitio

ns, w

ithou

t bei

ng

sanc

tione

d.3)

CS

O r

epre

sent

ativ

es a

re s

elec

ted

thro

ugh

sele

ctio

n pr

oces

ses

whi

ch a

re c

onsi

dere

d fa

ir an

d tr

ansp

aren

t.1)

Pa

rtic

ipat

ion

in t

hese

bod

ies

does

not

pre

vent

CSO

s fr

om u

sing

alte

rnat

ive

way

s of

adv

ocac

y or

pro

mot

ing

alte

rnat

ive

stan

d-po

ints

whi

ch a

re n

ot in

lin

e w

ith t

he

posi

tion

of th

e re

spec

tive

body

.

Prac

tice:

1)

Ther

e is

lack

of

info

rmat

ion

amon

g CS

Os

rega

rdin

g th

e ex

iste

nce

and

func

tioni

ng o

f su

ch b

odie

s/st

ruct

ures

2)

Part

icip

atio

n of

CSO

s in

adv

isor

y bo

dies

is c

onsi

dere

d di

fficu

lt 3)

Th

e se

lect

ion

proc

edur

es a

re c

onsi

dere

d un

clea

r an

d no

n –

tran

spar

ent b

y CS

Os.

4)

Pa

rtic

ipat

ion

in t

hese

bod

ies

does

not

pre

vent

CSO

s fr

om u

sing

alte

rnat

ive

way

s of

adv

ocac

y or

pro

mot

ing

alte

rnat

ive

stan

d-po

ints

whi

ch a

re n

ot in

lin

e w

ith t

he

posi

tion

of th

e re

spec

tive

body

Prac

tice:

1)

Publ

ic a

utho

ritie

s sh

ould

us

e di

ffer

ent m

eans

of

com

mun

icat

ion

to p

ublis

h in

form

atio

n on

the

esta

blis

hmen

t of

adv

isor

y bo

dies

/str

uctu

res

2)

CSO

s sh

ould

be

invo

lved

in

the

sele

ctio

n pr

oces

s, in

ord

er

to in

crea

se c

orre

ctne

ss a

nd

tran

spar

ency

of

the

proc

ess.

3)

In

crea

sed

capa

cita

tes

of C

SOs

to

be e

qual

par

tner

s in

thes

e bo

dies

; 4)

Es

tabl

ishm

ent o

f cl

ear

rule

s of

pa

rtic

ipat

ion;

cle

ar r

oles

and

re

spon

sibi

litie

s ba

sed

on w

ritte

n ag

reem

ents

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52A

REA

3: G

OVER

NM

ENT

– CS

O R

ELAT

ION

SHIP

Sub-

area

3.3

.: Co

llabo

ratio

n in

ser

vice

pro

visi

on

Prin

cipl

e: T

here

is a

sup

port

ive

envi

ronm

ent f

or C

SO in

volv

emen

t in

serv

ice

prov

isio

n

STA

NDA

RD 1

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

1. CS

Os

are

enga

ged

in d

iffer

ent

serv

ices

and

co

mpe

te fo

r st

ate

cont

ract

s on

an

equa

l bas

is to

ot

her

prov

ider

s

Legi

slat

ion:

1)

Exis

ting

legi

slat

ion

allo

ws

CSO

s to

pro

vide

ser

vice

s in

va

rious

are

as,

such

as

educ

atio

n, h

ealth

care

, so

cial

se

rvic

es.

2)

CSO

s ha

ve n

o ba

rrie

rs t

o pr

ovid

ing

serv

ices

tha

t ar

e no

t defi

ned

by la

w (“

addi

tiona

l” s

ervi

ces)

. 3)

E

xist

ing

legi

slat

ion

does

not

add

add

ition

al b

urde

nsom

e re

quire

men

ts o

n CS

Os

that

do

not

exis

t fo

r ot

her

serv

ice

prov

ider

s.

Legi

slat

ion:

1)

The

Law

on

Non

Pro

fit O

rgan

izat

ion

base

d on

whi

ch

CSO

s ex

erci

ses

activ

ities

in t

he g

ood

and

bene

fit o

f th

e pu

blic

, an

d th

e La

w o

n So

cial

Ass

ista

nce

and

Serv

ices

al

low

s CS

Os

to d

eliv

er p

rivat

ely

fund

ed s

ocia

l ser

vice

s as

wel

l as

publ

ic s

ervi

ces

with

fund

ing

by s

tate

bud

get.

2)

To

del

iver

soc

ial

care

ser

vice

s, C

SOs

need

to

obta

in a

lic

ense

by

the

Min

istr

y of

Soc

ial W

elfa

re a

nd Y

outh

bas

ed

on c

riter

ia a

nd p

roce

dure

s de

fined

in a

dec

isio

n by

the

Co

unci

l of

Min

iste

rs.

Legi

slat

ion:

1)

Ado

ptio

n of

a n

ew la

w o

n so

cial

pr

ocur

emen

t.

2)

Esta

blis

hmen

t of

a ne

w

proc

edur

e fo

r so

cial

con

trac

ting,

se

para

te fr

om th

e ge

nera

l pub

lic

proc

urem

ent p

roce

dure

s.

Prac

tice:

1)

CSO

s ar

e ab

le t

o ob

tain

con

trac

ts in

com

petit

ion

with

ot

her

prov

ider

s an

d ar

e en

gage

d in

var

ious

ser

vice

s (e

.g.,

educ

atio

n, h

ealth

, res

earc

h, a

nd tr

aini

ng).

2)

CSO

s ar

e in

clud

ed i

n al

l st

ages

of

deve

lopi

ng a

nd

prov

idin

g se

rvic

es (n

eeds

ass

essm

ent,

det

erm

inin

g th

e se

rvic

es t

hat

best

add

ress

the

nee

ds,

mon

itorin

g an

d ev

alua

tion)

.3)

W

hen

prio

r re

gist

ratio

n/lic

ensi

ng

is

requ

ired,

th

e pr

oced

ure

for

obta

inin

g th

at is

not

ove

rly

burd

enso

me.

Prac

tice:

1)

The

cont

ract

ing

of C

SOs

from

the

stat

e is

lim

ited

in b

asic

so

cial

ser

vice

s re

late

d w

ith th

e re

inte

grat

ion

of p

erso

ns

in n

eeds

, as

the

vic

tims

of t

raffi

ckin

g an

d do

mes

tic

viol

ence

, or

Rom

a in

tegr

atio

n.

2)

CSO

s ar

e no

t in

clud

ed in

all

stag

es o

f de

velo

ping

and

pr

ovid

ing

serv

ices

.3)

Th

e pr

oced

ure

for

obta

inin

g a

prio

r lic

ensi

ng is

som

ehow

bu

rden

som

e fo

r CS

Os.

Prac

tice:

1)

Incl

usiv

enes

s of

CSO

s no

t onl

y in

the

deliv

ery

of s

ervi

ces

but

also

in th

e id

entifi

catio

n of

nee

ds,

plan

ning

the

soci

al s

ervi

ces

and

in m

onito

ring

the

loca

l soc

ial

polic

y sh

ould

be

ensu

red

by s

tate

au

thor

ities

.2)

Ea

sine

ss o

f pr

oced

ures

for

obta

inin

g a

licen

se b

y CS

Os

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.3

.: Co

llabo

ratio

n in

ser

vice

pro

visi

on

Prin

cipl

e: T

here

is a

sup

port

ive

envi

ronm

ent f

or C

SO in

volv

emen

t in

serv

ice

prov

isio

n

STA

NDA

RD 2

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

2. T

he s

tate

has

co

mm

itted

to

fund

ing

serv

ices

an

d th

e fu

ndin

g is

pre

dict

able

and

av

aila

ble

over

a

long

er-t

erm

pe

riod

Legi

slat

ion:

1)

The

budg

et

prov

ides

fu

ndin

g fo

r va

rious

ty

pes

of

serv

ices

whi

ch c

ould

be

prov

ided

by

CSO

s2)

, i

nclu

ding

mul

ti-ye

ar fu

ndin

g.3)

Th

ere

are

no l

egal

bar

riers

to

CSO

s re

ceiv

ing

publ

ic

fund

ing

for

the

prov

isio

n of

diff

eren

t se

rvic

es (

eith

er

thro

ugh

proc

urem

ent

or t

hrou

gh a

noth

er c

ontr

actin

g or

gra

nts

mec

hani

sm).

4)

CSO

s ca

n si

gn l

ong-

term

con

trac

ts f

or p

rovi

sion

of

serv

ices

.

Legi

slat

ion:

1)

Fina

ncin

g op

port

uniti

es fr

om th

e st

ate

have

bee

n lo

w

and

the

gove

rnm

ents

hav

e fa

iled

to c

ontr

act C

SOs

for

an in

clus

ive

stra

tegy

to s

uppo

rt th

e de

velo

pmen

t of

civi

l soc

iety

. 2)

Th

e te

nder

pro

cess

is v

ery

diffi

cult,

the

expe

nses

for

the

prep

arat

ion

of th

e re

quire

d do

cum

ents

are

hig

h, a

nd

the

CSO

s ha

ve n

o liq

uidi

ty to

cov

er th

ese

expe

nses

. 3)

If

ther

e ar

e ca

ses

of s

tate

fund

ing,

the

fund

ing

avai

labl

e is

for

shor

t ter

m p

erio

d, m

axim

um o

f on

e ye

ar.

Legi

slat

ion:

1)

Esta

blis

hmen

t of

mec

hani

sms

that

wou

ld a

llow

sta

te a

utho

ritie

s to

sig

n lo

ng-t

erm

con

trac

ts w

ith

CSO

s fo

r pr

ovis

ion

of s

ervi

ces.

2)

Proc

urem

ent p

roce

dure

sho

uld

also

be

suffi

cien

tly s

impl

e (n

ot

too

burd

enso

me)

and

sho

uld

allo

w fo

r CS

Os

to ta

ke p

art i

n it

3)

Secu

red

fund

ing

in th

e lo

cal

gove

rnm

ent b

udge

t and

na

tiona

l bud

get f

or th

e de

liver

y of

com

mun

ity-b

ased

soc

ial

serv

ices

.

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53

Prac

tice:

1)

CSO

s ar

e re

cipi

ents

of

fund

ing

for

serv

ices

.2)

C

SOs

rece

ive

suffi

cien

t fun

ding

to c

over

the

basi

c co

sts

of th

e se

rvic

es th

ey a

re c

ontr

acte

d to

pro

vide

3)

, inc

ludi

ng p

ropo

rtio

nate

inst

itutio

nal (

over

head

) cos

ts.

4)

Ther

e ar

e no

del

ays

in p

aym

ents

and

the

fund

ing

is

flex

ible

with

the

aim

of

prov

idin

g th

e be

st q

ualit

y of

se

rvic

es.

Prac

tice:

1)

Mos

t of

CS

Os

do

not

have

re

venu

es

from

pu

blic

pr

ocur

emen

t, n

or fr

om th

e st

ate

cont

ract

s.2)

Th

e fu

nd is

dis

burs

ed a

t th

e en

d of

the

pro

ject

, mak

ing

it di

fficu

lt th

e im

plem

enta

tions

of

the

proj

ect

for

the

CSO

s th

at d

o no

t ha

ve li

quid

ities

to

cove

r th

e ex

pens

es.

In s

ome

case

s, t

he f

undi

ng t

o no

t co

ver

adm

inis

trat

ive

cost

s of

the

orga

niza

tion

need

ed fo

r th

e im

plem

enta

tion

of th

e pr

ojec

t.3)

Th

ere

are

dela

ys in

pay

men

t and

fund

ing

is n

ot fl

exib

le.

Prac

tice:

1)

Publ

ic fu

ndin

g sh

ould

cov

er

adm

inis

trat

ive

cost

s of

CSO

s fo

r th

e im

plem

enta

tion

of th

e pr

ojec

t, s

houl

d be

dis

burs

ed in

tim

e an

d sh

ould

be

flex

ible

.

ARE

A 3

: GOV

ERN

MEN

T –

CSO

REL

ATIO

NSH

IP

Sub-

area

3.3

.: Co

llabo

ratio

n in

ser

vice

pro

visi

on

Prin

cipl

e: T

here

is a

sup

port

ive

envi

ronm

ent f

or C

SO in

volv

emen

t in

serv

ice

prov

isio

n

STA

NDA

RD 3

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

3. T

he s

tate

has

cl

earl

y de

fined

pr

oced

ures

for

cont

ract

ing

serv

ices

whi

ch

allo

w fo

r tr

ansp

aren

t se

lect

ion

of

serv

ice

prov

ider

s,

incl

udin

g CS

Os

Legi

slat

ion:

1)

Ther

e is

a c

lear

and

tra

nspa

rent

pro

cedu

re t

hrou

gh

whi

ch t

he f

undi

ng f

or s

ervi

ces

is d

istr

ibut

ed a

mon

g pr

ovid

ers.

2)

Pric

e is

not

the

lead

crit

erio

n fo

r se

lect

ion

of s

ervi

ce

prov

ider

s an

d be

st v

alue

is d

eter

min

ed b

y bo

th s

ervi

ce

qual

ity a

nd a

fina

ncia

l ass

essm

ent o

f co

nten

ders

.3)

Th

ere

are

clea

r gu

idel

ines

on

ho

w

to

ensu

re

tran

spar

ency

and

avo

id c

onfl

ict o

f in

tere

sts.

4)

Ther

e is

a r

ight

to a

ppea

l aga

inst

com

petit

ion

resu

lts.

Legi

slat

ion:

1)Th

e Pu

blic

Pro

cure

men

t la

w p

resc

ribes

cle

ar p

roce

dure

s an

d ty

pes

of p

roce

dure

s fo

r th

e fu

nds

for

serv

ices

di

strib

utio

n.2)

Pr

ice

is th

e le

ad c

riter

ia fo

r se

lect

ion

of s

ervi

ce

prov

ider

s, n

ot ta

king

into

con

side

ratio

n th

e qu

ality

of

the

serv

ice

deliv

ered

. 3)

Ther

e ar

e no

t cle

ar g

uida

nce

to e

nsur

e tr

ansp

aren

cy a

nd

avoi

d co

nflic

t of

inte

rest

.

Legi

slat

ion:

1)

Prov

isio

ns in

the

proc

urem

ent

legi

slat

ion

shou

ld a

llow

for

the

sele

ctio

n of

the

serv

ice

prov

ider

ba

sed

on th

e ca

paci

ty o

f th

e ca

ndid

ate

and

the

qual

ity o

f se

rvic

e an

d no

t on

the

low

est

finan

cial

off

er.

2)

Pres

crip

tion

of c

lear

rul

es a

nd

guid

elin

es fo

r pr

ocur

emen

t uni

ts

to e

nsur

e tr

ansp

aren

cy a

nd a

void

co

nflic

t of

inte

rest

s.

Prac

tice:

1)

Man

y se

rvic

es a

re c

ontr

acte

d to

CSO

s.2)

Co

mpe

titio

ns

are

cons

ider

ed

fair

and

confl

icts

of

in

tere

st a

re a

void

ed.

3)

Stat

e of

ficia

ls h

ave

suffi

cien

t ca

paci

ty t

o or

gani

ze t

he

proc

edur

es.

Prac

tice:

1)

Few

ser

vice

s ar

e co

ntra

cted

to C

SOs

2)

Lack

of

info

rmat

ion

and

clar

ity r

egar

ding

the

leg

al

fram

ewor

k an

d te

chni

calit

ies

for

CSO

s co

ntra

ctin

g am

ong

the

publ

ic o

ffici

als

deal

ing

with

pro

cure

men

t.

Prac

tice:

1)

Trai

ning

s fo

r pu

blic

offi

cial

on

cont

ract

ing

CSO

s fo

r pu

blic

se

rvic

es.

1)

Incr

ease

d ca

paci

ties

of C

SOs

to

part

icip

ate

in p

ublic

tend

ers.

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54A

REA

3: G

OVER

NM

ENT

– CS

O R

ELAT

ION

SHIP

Sub-

area

3.3

.: Co

llabo

ratio

n in

ser

vice

pro

visi

on

Prin

cipl

e: T

here

is a

sup

port

ive

envi

ronm

ent f

or C

SO in

volv

emen

t in

serv

ice

prov

isio

n

STA

NDA

RD 4

IND

ICAT

ORS

FIN

DIN

GSRE

COM

MEN

DATI

ON

S FO

R TH

E ST

AN

DARD

4. T

here

is a

cle

ar

syst

em o

f ac

coun

tabi

lity,

m

onito

ring

and

eval

uatio

n of

se

rvic

e pr

ovis

ion

Legi

slat

ion:

1)

Ther

e is

lega

l pos

sibi

lity

for

mon

itorin

g bo

th s

pend

ing

and

the

qual

ity o

f se

rvic

e pr

ovid

ers.

2)

Ther

e ar

e cl

ear

qual

ity

stan

dard

s an

d m

onito

ring

proc

edur

es fo

r se

rvic

es.

Legi

slat

ion:

1)

The

law

on

publ

ic p

rocu

rem

ent

fore

sees

obl

igat

ions

va

lid

thro

ugho

ut

the

perf

orm

ance

of

th

e co

ntra

ct

for

serv

ice

prov

ider

s.

The

law

fo

rese

es

stan

dard

s fo

r se

rvic

e pr

ovid

er’s

qua

lifica

tions

, bu

t no

t fo

r th

e m

onito

ring

proc

edur

es.

Legi

slat

ion:

1)

Esta

blis

hmen

t of

clea

r qu

ality

st

anda

rds

and

mon

itorin

g pr

oced

ures

for

serv

ices

in th

e pu

blic

pro

cure

men

t leg

isla

tion.

Prac

tice:

1)

CSO

s ar

e no

t sub

ject

to e

xces

sive

con

trol

.2)

M

onito

ring

is p

erfo

rmed

on

a re

gula

r bas

is a

ccor

ding

to

pre-

anno

unce

d pr

oced

ures

and

crit

eria

.1)

Re

gula

r ev

alua

tion

of q

ualit

y an

d ef

fect

s/im

pact

of

serv

ices

pro

vide

d is

car

ried

out a

nd p

ublic

ly a

vaila

ble.

Prac

tice:

1)

CSO

s ar

e no

t sub

ject

of

exce

ssiv

e co

ntro

l.2)

Th

e re

gula

r pu

blic

atio

n on

im

pact

of

serv

ices

is

not

avai

labl

e fo

r th

e pu

blic

. 3)

N

o re

gula

r ev

alua

tions

on

the

impa

ct o

f th

e se

rvic

es a

re

carr

ied

out a

nd p

ublic

ly a

vaila

ble.

Prac

tice:

1)

Cond

uctio

n of

pre

-ann

ounc

ed

mon

itorin

g an

d ev

alua

tion

on th

e im

pact

of

serv

ices

. 2)

CS

Os

and

the

publ

ic s

houl

d be

info

rmed

on

the

resu

lts o

f th

e m

onito

ring

and

eval

uatio

n pe

rfor

med

by

publ

ic a

utho

ritie

s on

ser

vice

del

iver

y.

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55

VI. Used Resources and Useful Links

List of legal and strategic documents, reports and analyses used

1. IDM (2014) Bringing ASCS closer to civil society, Policy paper of Institute for Democracy and Mediation, December 2014

2. Directive no. 22 date 19.11.201455 “For the inspection of CSOs from tax au-thorities, aiming to prevent money laundering and financing of terrorism”

3. Decision of Council of Ministers No. 953, date 29.12.20144. Law No.8788, dated 07.05.2001 on “Non-Profit Organizations”5. Law No.8788, dated 07.05.2001 on “Non-Profit Organizations”6. Law no. 92/2013 For some amendments in the law no. 8788, Date 7.5.2001

“on “Non-Profit Organizations”, amended7. Law No. 8773, dated 23.4.2001, “On Assemblies”8. Law 92/2014 Date 24.07.2014 on “VAT in the Republic of Albania”9. Law No. 10093, date 09.03.2009 “For the Organization and Functioning of

Civil Society Support Agency” 10. Law no. 95/2013 For the Approval of the Licensing Agreement for the

National Lottery between the Ministry of Finances, as the authorizing au-thority, and the “OESTERREICHISCHE LOTTERIEN”, GMBH company, through “OLG PROJECT” SHPK

11. Law no. 146/2014 date 30.10.2014 “On Public Notification and Consultation”12. Law No. 119/2014 “On the Right of Information” 13. World Giving Index 2014, A global View of Giving Trend, November 201414. USAID (2014), 2013 CSO Sustainability Index for Central and Eastern Europe

and Eurasia, June 2014.

Useful Links Agency for the Support of Civil Society http://www.amshc.gov.al/ Albanian Parliament http://www.parlament.al/ Delegation of the EU to Albania http://www.delalb.ec.europa.eu/ IADSA http://www.iadsa.info/Ministry of Culture http://www.kultura.gov.al/Open Data Project http://open.data.al/ OSFA http://www.soros.al/ TACSO Albania http://www.tacso.org/

55) Directive no. 22 date 17.11.2014

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56

VII. Annex 1

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57

CSOs QuestionnaireQUESTIONNAIRE FOR THE MATRIX MONITORING ON ENABLING ENVIRONMENT FOR CIVIL SOCIETY DEVELOPMENT

The purpose of this survey is to assess the implementation of laws, regulations and policies affect civic engagement and environment for CSDev. The survey is a component of a regional assess-ment initiative in the Western Balkans and Turkey. The results of the assessment will be used to develop two annual reports and an annual regional report which will be presented to the European Commission, Brussels. This initiative is funded by the Olof Palme Center, with funding from SIDA and Partnership Program for Civil Society Organisations of the European Union.

All the information gathered are confidential, they will be used for data analysis in the group without reference to any particular institutions case and particular names.

DEMOGRAPHIC DATA

Name of the interviewee

Position of the interviewee in the organization

Full name and acronym of the organization

Type of the organizationAssociation Foundation

Center Social Enterprise

Full address of the organization

Telephone and email

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58

The field of operation of the organization

(Please check all options that are applicable)

Business Democracy

Woman Culture and Education

Environment Social Services

Youth Health

Other ..............................................................

Year of establishment

Year of registration

Number of employees and involved persons in the organization

Full time _________ Part time _________

Volunteers _________

Annual income of the organization over the last year

Less than 10 000 EUR

From 10,000 to 50,000 EUR

From 50,000 to 100,000 EUR

From 100,000 to 500,000 EUR

From 500,000 to 1,000,000 EUR

Over 1,000,000 EUR

1. BASIC LEGAL GUARANTEES OF FREEDOMS

1.1 How do you assess the state interference in the internal governance and activities of CSOs? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

There is state interference

in the internal governance

of CSOs

Sanctions are applied in rare / extreme cases

The sanctions are proportionate to the nature of the

violation

Sanctions are subject to a

judicial review

There are surveillance practices of

state occupation that impose burdensome

reporting requirements

1

2

3

4

5

Annex 1

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1.2 Please provide an example for any of the alternatives based on the experience of your organisation ....................................................................................................................................................................

.....................................................................................................................................................................

.....................................................................................................................................................................

1.3 Does your organization engage in direct economic activities? Yes No

1.4 If Yes, does the regulation for direct economic activities impose administrative difficulties for your organization? Please explain

....................................................................................................................................................................

.....................................................................................................................................................................

.....................................................................................................................................................................

1.5 How would you rate the freedom that CSO have for providing financial resources from local and foreign donors?

Very difficult Difficult Somehow difficult Easy Very easy

1 2 3 4 5

1.6 If your response is from 1-3, please explain Why?....................................................................................................................................................................

.....................................................................................................................................................................

.....................................................................................................................................................................

1.7 How would you assess the procedures to receive funds from individuals, corporations and other sources?

Very difficult Difficult Somehow difficult Easy Very easy

1 2 3 4 5

1.8 If your response is from 1-3, please explain Why?....................................................................................................................................................................

.....................................................................................................................................................................

.....................................................................................................................................................................

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60

1.9 How do you assess freedom of peaceful organizing by CSOs? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

The freedom

of assembly

is respected

There are limitations

but they are justified and

the reasons are communicated

in writing

There is use of force exerted by law enforcement

authorities.

In case of contra-protests, the state

facilitates and protects groups to exercise their

right against people who aim to prevent

or distrupt the asambly.

There are cases of freedom of assembly

practiced by CSOs

without prior authorization

Media is present at these

assembly

1

2

3

4

5

1.10 Please provide an example for any of the alternatives based on the experience of your organisation

...................................................................................................................................................................

.....................................................................................................................................................................

.....................................................................................................................................................................

2. FRAMEWORK FOR CSO FINANCIAL VIABILITY AND SUSTAINABILITY

2.1 Do you secure income from the following sources of funding? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

Grants from foreign donors

Grants from Central

Government

Grands from Local

Government

Services offered by

the CSO (economic activity of the CSO)

Public Procurement Donations Volunteer

Work

1

2

3

4

5

Annex 1

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61

2.2 Based on the previous Fiscal year, what percentage of the financial resources of your organi-zation has been received from the following sources (please indicate the total percentage in brackets) (please note that the total amount of different financial resources should not exceed 100%)?

• Central state institutions [------ %] • Local state institutions [------ %] • Local private companies [------ %] • Foreign donors [------ %] • Individual local donations [------ %] • Membership fees [------ %] • Tariffs/sale of services [------ %]• Economic activities [------ %]• Other (please explain): [------ %] _______________________ TOTAL [100%]

2.3 How would you assess the tax treatment of the following sources of income? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

Direct or indirect tax on grants is applied

Tax benefits for economic activity are effective and

support CSOs

Sanctions are applicable to passive investments of CSO

(if utilised by CSOs)

1

2

3

4

5

2.4 Have you ever benefited from conditional donations (endowments) as a source of income for your organization?

Yes No

2.5 If your response is “yes”, what is the cost of endowments that enable the generation of income? ...............................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................

2.6 What are the tax benefits that you’ll be requesting to support CSOs?

1. .................................................................................................................................................................2. ................................................................................................................................................................3. ................................................................................................................................................................

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622.7 How would you assess the availability of public funding (from the state) to support the insti-

tutional development of CSOs? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

Public funding is responds to the needs of the CSO

There are government bodies with a clear mandate for distribution / monitoring public funds

Funding is predictable, and easily identifiable

CSO participation in public funding cycle is transparent

1

2

3

4

5

2.8 What amount of state funding did your organization received in 2013-2014? (State the amount is in Lek) Insert 0 if you have never received state funds. _____________

2.9 What is your assessment on the distribution of public funding to CSOs? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

Information on the procedures for funding and information on funded projects is publicly availble

State bodies follow the procedure and apply it in a harmonized way

The application requirements are too burdensome for CSOs

Decisions on tenders are considered fair and conflict of interest situations are declared in advance

1

2

3

4

5

2.10 Please provide an example for any of the alternatives based on the experience of your organization. ..........................................................................................................................................................................................................................................................................................................................................

2.11 On your assessment how stimulating are governmental policies for employment in the civil society sector?

Not at all stimulating

Somehow stimulating Neutral Stimulating Very stimulating

Annex 1

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63

2.12 Are you aware of state programs that enable volunteerism?

Yes No

2.13 If your answer is Yes, please mention it. _________________________________

2.14 How would you assess governmental policies and laws enabling volunteering? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

Incentives and programs are transparent and easily available from the CSO

Administrative procedures for the organizers of voluntary activities are not complicated

There are cases of complaints over restrictions on volunteering

1

2

3

4

5

3. FRAMEWORK AND PRACTICES FOR COOPERATION GOVERNMENT - CSO

3.1 How would you assess the cooperation Government - CSO? ( Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

CSOs participate in all stages of the development,

implementation and evaluation of strategic

documents dealing with relations State - CSO

Cooperation between the

state and CSOs is improved

The implementation of strategic

documents dealing with relations State - CSO is monitored,

evaluated and reviewed periodically

State policies for cooperation

State - CSOs are based on reliable

data

1

2

3

4

5

3.2 Please provide an example for any of the alternatives based on the experience of your organization. ...............................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................

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64

3.3 How would you assess the level of involvement of CSOs in decision making?

Very low Low Somehow High Very high

1 2 3 4 5

3.4 If your response is from 1-3, please explain Why?...............................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................

3.5 How would you assess the standards of involvement of CSOs in policy and decision making processes? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

Public inistitutions routinely invite all interested CSOs to comment on poliy /legal initiative at an

early stage

CSOs are provided with adequate information on

the content of the draft documents and details of the consultation with sufficient time to

respond

Written feedback on the results of consultations is made publicly available by

public institutions

The majority of civil servants in charge of drafting public

policies has sucesfully completed the

necessary educational programs/training

1

2

3

4

5

3.6 Please provide an example for any of the alternatives based on the experience of your organization................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................................

3.7 Please list three criteria that would increase the involvement of CSOs in decision making.

1. .................................................................................................................................................................2. ................................................................................................................................................................3. ................................................................................................................................................................

Annex 1

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3.8 How do you assess public access to the project - laws and policies?

Very difficult Difficult Somehow difficult Easy Very easy

1 2 3 4 5

3.9 Please list the laws in which you actively participated in 2014 (e-consultations, roundtable, working group, etc.)1. .................................................................................................................................................................2. ................................................................................................................................................................3. ................................................................................................................................................................

3.10 How would you assess the participation of CSOs in the cross – sector bodies?

Very difficult Difficult Somehow difficult Easy Very easy

1 2 3 4 5

3.11 How would you assess the involvement of CSOs in cross-sector bodies? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much

Advisory bodies on issues relevant

for civil society generally include CSO

representatives

CSO representatives are enabled to freely express

and defend their positions

CSO representatives

are selected through selection

process which are considered

fair and transparent

Participation does prevent CSOs from

using alternative ways of advocacy or promoting alternative

stand-points which are not in line with the position of the

respective body

1

2

3

4

5

3.12 List three criteria that would ensure that partnership to be effective?

1. .................................................................................................................................................................2. ................................................................................................................................................................3. ................................................................................................................................................................

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66

Annex 13.13 What are the opportunities of CSOs to compete for state contracts? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

CSOs are able to benefit contract in competition with

other providers

CSOs are involved in all stages of development and

service delivery

In cases where a license is required, the procedures of

taking it are easy

1

2

3

4

5

3.14 Please provide an example for any of the alternatives based on the experience of your organization..................................................................................................................................................................

.................................................................................................................................................................

.................................................................................................................................................................

3.15 What is the role of the state in the financing of services provided by CSOs? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough: 5 - Very much)

CSOs recipients of funding for services

CSOs receive sufficient funding to cover basic costs of the services they are contracted to provide

Payments are made on time and the funding is

flexible

1

2

3

4

5

3.16 Please provide an example for any of the alternatives based on the experience of your organization..................................................................................................................................................................

.................................................................................................................................................................

.................................................................................................................................................................

3.17 How would you assess the procedures for contracting the services of CSOs?

Very difficult Difficult Somehow difficult Easy Very easy

1 2 3 4 5

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673.18 If your response is from 1-3, please explain Why? ..................................................................................................................................................................

..................................................................................................................................................................

3.19 List three conditions that would facilitate the contracting of CSO services from the state.

1. .................................................................................................................................................................2. ................................................................................................................................................................3. ................................................................................................................................................................

3.20 How would you assess the process of monitoring of the state structures to services provided by CSOs? (Please rank from 1 to 5, where 1 - Not at all, 2-Little, 3-Somehow 4 - Enough:

5 - Very much)

CSUs are subject to excessive control

Monitoring is performed based on procedures and pre-

announced criteria

Monitoring results are made available to the public

1

2

3

4

5

3.21 Please provide an example for any of the alternatives based on the experience of your organization. ..................................................................................................................................................................

..................................................................................................................................................................

3.22 List three priorities for creating an enable environment for the CSOs activity.

1. .................................................................................................................................................................2. ................................................................................................................................................................3. ................................................................................................................................................................

Thanks for your time and contribution!

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68

ISBN: 978-9928-08-176-6