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Link¨ oping Studies in Science and Technology Dissertation No. 1493 On Aortic Blood Flow Simulations Scale-Resolved Image-Based CFD Jonas Lantz Division of Applied Thermodynamics and Fluid Mechanics Department of Management and Engineering Link¨ oping University

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Linkoping Studies in Science and TechnologyDissertation No. 1493

On Aortic Blood Flow SimulationsScale-Resolved Image-Based CFD

Jonas Lantz

Division of Applied Thermodynamics and Fluid MechanicsDepartment of Management and Engineering

Linkoping University

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On Aortic Blood Flow SimulationsScale-Resolved Image-Based CFD

Linkoping Studies in Science and TechnologyDissertation No. 1493

Department of Management and EngineeringLinkoping UniversitySE-581 83, Linkoping, Sweden

Printed by:LiuTryck, Linkoping, SwedenISBN 978-91-7519-720-3ISSN 0345-7524

Copyright c© 2013 Jonas Lantz, unless otherwise noted

No part of this publication may be reproduced, stored in a retrieval system, or betransmitted, in any form or by any means, electronic, mechanic, photocopying,recording, or otherwise, without prior permission of the author.

Cover: ColorFul Display of turbulent kinetic energy in an aortic coarctation

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Nobody climbs mountains for scientific reasons.Science is used to raise money for the expeditions,

but you really climb for the hell of it.

Sir Edmund Hillary (1919-2008)

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Abstract

This thesis focuses on modeling and simulation of the blood flow in the aorta, thelargest artery in the human body. It is an accepted fact that abnormal biologicaland mechanical interactions between the blood flow and the vessel wall are in-volved in the genesis and progression of cardiovascular diseases. The transport oflow-density lipoprotein into the wall has been linked to the initiation of atheroscle-rosis. The mechanical forces acting on the wall can impede the endothelial celllayer function, which normally acts as a barrier to harmful substances. The wallshear stress (WSS) affects endothelial cell function, and is a direct consequenceof the flow field; steady laminar flows are generally considered atheroprotective,while the unsteady turbulent flow could contribute to atherogenesis. Quantifi-cation of regions with abnormal wall shear stress is therefore vital in order tounderstand the initiation and progression of atherosclerosis.

However, flow forces such as WSS cannot today be measured with signifi-cant accuracy using present clinical measurement techniques. Instead, researchesrely on image-based computational modeling and simulation. With the aid ofadvanced mathematical models it is possible to simulate the blood flow, vesseldynamics, and even biochemical reactions, enabling information and insights thatare currently unavailable through other techniques. During the cardiac cycle, thenormally laminar aortic blood flow can become unstable and undergo transition toturbulence, at least in pathological cases such as coarctation of the aorta where thevessel is locally narrowed. The coarctation results in the formation of a jet with ahigh velocity, which will create the transition to turbulent flow. The high velocitywill also increase the forces on the vessel wall. Turbulence is generally very dif-ficult to model, requiring advanced mathematical models in order to resolve theflow features. As the flow is highly dependent on geometry, patient-specific repre-sentations of the in vivo arterial walls are needed, in order to perform an accurateand reliable simulation.

Scale-resolving flow simulations were used to compute the WSS on the aor-tic wall and resolve the turbulent scales in the complex flow field. In addition toWSS, the turbulent flow before and after surgical intervention in an aortic coarcta-tion was assessed. Numerical results were compared to state-of-the-art magnetic

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resonance imaging measurements. The results agreed very well, suggesting thatthat the measurement technique is reliable and could be used as a complement tostandard clinical procedures when evaluating the outcome of an intervention.

The work described in the thesis deals with patient-specific flows, and is, whenpossible, validated with experimental measurements. The results provide new in-sights to turbulent aortic flows, and show that image-based computational model-ing and simulation are now ready for clinical practice.

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Popularvetenskaplig beskrivning

Den vanligaste dodsorsaken i Sverige och ovriga delar av vastvarlden ar hjart-och karlsjukdomar. Forutom riskfaktorer som t.ex. rokning, diabetes och buk-fetma finns det aven en koppling mellan hjart-karlsjukdomar och blodflode. Dedelar i karlsystemet dar blodet har en onaturlig effekt pa karlvaggen sammanfallerofta med omraden med aderforfettning, ateroskleros, dvs. inlagring av fett ochkolesterol i karlvaggen. Vad ar da en onaturlig effekt?

Kraften som blodet paverkar karlvaggen med kan delas upp i tva komponenter:en som ar vinkelrat mot karlvaggen och en som ar riktad langs med karlvaggen.Den forsta komponenten ar blodtrycket och den andra ar en kraft som uppkom-mer pa grund av friktionen mellan blodet och karlvaggen. Denna friktionskraftar avsevart mindre an blodtrycket, men flera decenniers forskning har visat attdenna kraft trots detta ar av stor betydelse for var uppkomsten av aterosklerossker. Da kraften ar riktad langs med karlvaggen kan den dra ut eller trycka ihopdet yttersta cellagret pa vaggen, vilket normalt fungerar som en barriar mot olikaskadliga mekanismer. En hog konstant kraft har visat sig vara battre an en lagoch oscillerande. Det ar darfor mycket intressant att undersoka hur och var i karl-systemet dessa krafter ar onaturliga och man far pa satt en battre forstaelse foruppkomsten av ateroskleros. Blodtryck mats vanligtvis med en manschett runtena overarmen, men dessvarre gar det inte med dagens teknik att direkt mata frik-tionskraften mellan blodet och karlvaggen.

Det ar har modellering och simulering av blodfloden kommer in. Dennaavhandling beskriver hur man med hjalp av avancerade matematiska modellerkan bestamma hur det yttersta cellagret paverkas av blodflodet. Vanligtvis arblodflodet laminart, dvs. valordnat och effektivt, men vid sjukdomsfall dar for-trangningar av karl eller hjartklaffar lokalt minskar tvarsnittsarean kan flodet over-ga till att bli turbulent. Ett turbulent flode karaktariseras av oregelbundenhet ochar, sett ur ett energiperspektiv, ineffektivt. Dessutom kommer ett turbulent flodeatt resultera i komplexa friktionskrafter pa vaggen, med bade varierande riktningoch storlek. En noggrann och korrekt kvantifiering av dessa krafter ar mycketviktiga for att forsta uppkomst och utveckling av olika hjart- och karlsjukdomar.

Parallellt med berakningar kravs matningar pa patienter. En patient som un-

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dersoktes led av en fortrangning pa aortan som paverkade bade blodflodet ochkrafterna pa karlvaggen. Patienten undersoktes bade fore och efter operation foratt kunna utvardera ingreppet. Fortrangningen hade tvingat fram en overgangfran laminart till turbulent flode och berakningar visade bland annat att det turbu-lenta flodet minskade efter en operation dar fortrangningen vidgades. Resultatenjamfordes med en ny experimentell teknik for turbulensmatningar och overens-stammelsen mellan berakningar och matningar var mycket god. Detta innebar attmatmetoden ar mycket lovande och att den efter ytterligare studier skulle kunnaanvandas i en klinisk tillampning som komplement till traditionella undersokn-ingsmetoder.

Arbetet som ar beskrivet i avhandlingen visar potentialen av att anvanda mod-ellering och simulering av biologiska floden for att fa kliniskt relevant informa-tion for diagnos, operationsplanering och/eller uppfoljning av ingreppet pa en pa-tientspecifik niva.

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Acknowledgements

This thesis was carried out at the Division of Applied Thermodynamics and FluidMechanics, Department of Management and Engineering, Linkoping University.

I would like to thank my main advisor Matts Karlsson for introducing me tothe wonderful field of image-based computational fluid dynamics, and for beinga never-ending source of new thoughts and bright ideas. Somehow we managedto cherry-pick the best ones, and I am both proud and pleased with the outcome.Thank you!

Writing scientific research articles is a team effort and none of the articlesin this thesis would have been published without my skilled colleagues and co-authors. A big thank you goes to Roland Gardhagen, Fredrik Carlsson, JohanRenner, Tino Ebbers and Jan Engvall for their hard work and valuable input. DanLoyd is greatly acknowledged for his thoughts and comments on the draft of thisthesis. I would also like to take the opportunity to express my gratitude to myfriends and colleagues at the Division of Applied Thermodynamics and Fluid Me-chanics for the valuable discussions and good company during these five years. Inaddition, I would like to acknowledge the people I got to know at IEI, IMT andCMIV who in different ways also contributed to this work.

Besides doing fancy research and colorful pictures, I have also been teachingin courses ranging from basic thermodynamics to aerodynamics and computa-tional fluid mechanics. Teaching and interacting with more than 500 studentsfrom all over the world has been both fun and enlightening, and for that I thankyou all.

Last, but not least, I would like to express my sincere gratitude to my familyand friends for always being there when I need them, and for reminding me thatthere is another reality outside the university. A very special thank you goes tomy wife Karin for your love and affection - ’Without You I’m Nothing’.

Jonas LantzNovember 2012

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Funding

This work was supported by The Swedish Research Council (Vetenskapsradet)under grants:

• VR 2007-4085

• VR 2010-4282

Computational resources were provided by The Swedish National Infrastructurefor Computing (SNIC), under grant:

• SNIC022/09-11

Simulations were run on the Neolith, Kappa, and Triolith computer clusters at Na-tional Supercomputer Centre (NSC), Linkoping, Sweden, and the Abisko clusterat High Performance Computing Center North (HPC2N), Umea, Sweden.

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List of Papers

This thesis is based on the following five papers, which will be referred to by theirRoman numerals:

I. Quantifying Turbulent Wall Shear Stress in a Stenosed Pipe Using LargeEddy SimulationRoland Gardhagen, Jonas Lantz, Fredrik Carlsson and Matts KarlssonJournal of Biomechanical Engineering, 2010, 132, 061002

II. Quantifying Turbulent Wall Shear Stress in a Subject Specific HumanAorta Using Large Eddy SimulationJonas Lantz, Roland Gardhagen and Matts KarlssonMedical Engineering and Physics, 2012, 34, 1139-1148

III. Wall Shear Stress in a Subject Specific Human Aorta - Influence ofFluid-Structure InteractionJonas Lantz, Johan Renner and Matts KarlssonInternational Journal of Applied Mechanics, 2011, 3, 759-778

IV. Large Eddy Simulation of LDL Surface Concentration in a SubjectSpecific Human AortaJonas Lantz and Matts KarlssonJournal of Biomechanics, 2012, 45, 537-542

V. Numerical and Experimental Assessment of Turbulent Kinetic Energyin an Aortic CoarctationJonas Lantz, Tino Ebbers, Jan Engvall and Matts KarlssonSubmitted for publication

Articles are reprinted with permission.

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Abbreviations

α Womersley numberφ Generic flow variableCAD Computer Aided DesignCFD Computational Fluid DynamicsCFL Courant-Friedrichs-Lewy conditionCT Computed TomographyDNS Direct Numerical SimulationFSI Fluid-Structure InteractionKE Kinetic EnergyLDL Low-Density LipoproteinLES Large Eddy SimulationMIP Maximum Intensity ProjectionMRI Magnetic Resonance ImagingOSI Oscillatory Shear IndexPC-MRI Phase Contrast Magnetic Resonance ImagingPe Peclet NumberPWV Pulse Wave VelocityRANS Reynolds Averaged Navier StokesRe Reynolds NumberRMS Root-Mean-SquareRSM Reynolds Stress ModelSc Schmidt NumberSGS Subgrid-Scale ModelTi Turbulence intensityTAWSS Time-Averaged Wall Shear StressTKE or k Turbulent Kinetic EnergyUS UltrasoundWALE Wall-Adapting Local Eddy-Viscosity Subgrid-Scale ModelWSS Wall Shear Stress

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Contents

Abstract v

Popularvetenskaplig beskrivning vii

Acknowledgements ix

Funding xi

List of Papers xiii

Abbreviations xv

Contents xvii

1 Introduction 1

2 Aims 3

3 Physiological Background 53.1 The Circulatory System . . . . . . . . . . . . . . . . . . . . . . . 53.2 Anatomy of the Aorta . . . . . . . . . . . . . . . . . . . . . . . . 53.3 Cardiovascular Disease and Blood Flow . . . . . . . . . . . . . . 73.4 Medical Imaging Modalities . . . . . . . . . . . . . . . . . . . . 8

4 Modeling Cardiovascular Flows 114.1 Governing Equations . . . . . . . . . . . . . . . . . . . . . . . . 114.2 Flow Properties . . . . . . . . . . . . . . . . . . . . . . . . . . . 124.3 Flow Descriptors . . . . . . . . . . . . . . . . . . . . . . . . . . 154.4 Geometrical Representation . . . . . . . . . . . . . . . . . . . . . 184.5 Blood Properties . . . . . . . . . . . . . . . . . . . . . . . . . . 204.6 Boundary Conditions . . . . . . . . . . . . . . . . . . . . . . . . 214.7 Fluid-Structure Interaction . . . . . . . . . . . . . . . . . . . . . 23

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CONTENTS

4.8 Mass Transfer . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264.9 Modeling Turbulent Flow . . . . . . . . . . . . . . . . . . . . . . 27

5 Results 355.1 Quantification of Aortic Wall Shear Stress . . . . . . . . . . . . . 355.2 Aortic Mass Transfer and LDL . . . . . . . . . . . . . . . . . . . 425.3 Turbulent Flow in an Aortic Coarctation . . . . . . . . . . . . . . 45

6 Discussion 47

7 Review of Included Papers 51

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Chapter 1

Introduction

The purpose of the human cardiovascular system is to transport oxygenated bloodfrom the lungs to the rest of the body, and in addition, transport nutrients, hor-mones, waste products and other important substances around the blood stream.Diseases related to the cardiovascular system is the most common cause of death,both in Sweden and worldwide [1]. During 2010, 41% of women and 39% of menin Sweden had cardiovascular disease as the underlying cause of death [2].

There is a close connection between some cardiovascular diseases and bloodflow [3], and in order to understand the genesis and progression of these diseases,accurate description and assessment of blood flow features are crucial. While non-invasive measurement techniques are getting more and more advanced, accuracyand resolution are still a limiting factor. Flow features such as wall shear stress,which depend on the velocity gradient at the arterial wall, cannot be measuredwith a significant accuracy using present measurement techniques. Additionally,complex biological systems and individual variability makes it difficult to useimaging and experiences from larger groups to provide information on a singleindividual patient [4].

This is where modeling and simulation of physiological flows come in. Wheretoday’s measurement techniques are limited in spatial and temporal resolution,mathematical models representing physiological flow situations are, in essence,only limited by computer power. With computational fluid dynamics (CFD) it ispossible, at least in theory, to simulate not only healthy and diseased conditionsbut also what-if scenarios, for example to determine the optimal location of astent or to predict the outcome of a surgery, on an individual basis. As noted byTaylor et al [5], CFD could be a powerful tool, ”[...] surpassing experimentalfluid mechanics methods to investigate mechanisms of disease, and design andevaluation of medical devices and therapeutic interventions”. These opportunitiesare still in its infancy, and necessary steps in terms of accuracy and validation arerequired before it can be used on a clinical basis. Robust methods are essential,

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CHAPTER 1. INTRODUCTION

not only for reliable results but also for convincing the (sometimes conservative)physician about the possibilities of CFD modeling and simulation.

Modeling physiological flows is difficult. The difficulties arise from bothphysics and physiology; the flow may be transitional or even turbulent in somecases, which calls for the need of advanced turbulence models to accurately pre-dict the flow features. At the same time, each patient is unique in terms of vas-cular geometry and flow, introducing the need for patient-specific geometries andboundary conditions in the flow model. Thus, in order to use modeling tools tosimulate flows on a clinical level, measurements of each patient has to be made.This can be done with magnetic resonance imaging (MRI) or computer tomogra-phy (CT). While both image modalities are non-invasive, CT uses ionizing radia-tion and is unable to quantify flow, making MRI the natural choice in cardiovas-cular flow research. Image-based CFD refers to the use of image material from ameasurement technique, such as MRI, in a numerical flow simulation.

Blood flow features are affected by the geometry, but not only in the vicinityof the area of interest, but also upstream and downstream the blood vessel. Ef-fects such as wave reflections, wall distensibility, and flow branching all affect theflow, and may need to be considered in a flow model. Simplifications can some-times be made; the assumptions of a rigid arterial wall and that blood behaveslike a Newtonian fluid are the two most common. However, it is important tounderstand how these simplifications affect the result. Recent advances in com-puter hardware and numerical methods has made it possible to simulate complexflow problems, including transitional and turbulent flows that are related with car-diovascular disease [5]. The goal of any simulation determines the amount ofsimplifications that can be made, and thus, requires a thorough understanding ofboth the fluid mechanics and the physiology of the cardiovascular system.

This thesis focuses on modeling and simulation of blood flow in the humanaorta. The aorta has a complex shape, characterized by curvature, bending andtapering. With the addition of branching vessels, a highly complicated three-dimensional flow is obtained, even in healthy subjects. In a diseased environmentthe flow may become even more complex with the transition to turbulent flow.Accurate modeling of these types of flows may be crucial for understanding theprogression and genesis of cardiovascular diseases, or when evaluating differentsurgical options. Modeling may also be used for intervention planning and evalua-tion of the outcome of a surgery. Obviously, computational modeling can and willprovide a useful tool in clinical practice. The challenge is to translate the oppor-tunities and possibilities available in computational simulations to the clinic [3].

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Chapter 2

Aims

The goal of the research described in this thesis was to model and quantify theblood flow in the human aorta, considering both healthy subjects and patients. It isbelieved that much can be gained in a clinical environment if image-based compu-tational modeling and simulation can be used for diagnose, intervention planning,and/or treatment follow-up. Specifically, the following aims were addressed:

• Use advanced computational models, in particular large eddy simulation(LES) for simulating turbulent flows and fluid-structure interaction (FSI)for simulating wall motion, in order to quantify aortic blood flow in bothhealthy subjects and patients.

• Simulate the flow-dependent transport of a passive scalar, e.g. low-densitylipoprotein (LDL) and correlate its accumulation on the arterial wall to flowfeatures and locations prone to develop cardiovascular disease.

• Apply the gained knowledge on a patient with an aortic coarctation beforeand after surgery to evaluate the change in blood flow due to the interven-tion, and by doing so take computational modeling one step closer to clinicalpractice.

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Chapter 3

Physiological Background

3.1 The Circulatory SystemThe circulatory system in humans include three important parts: a heart, blood andblood vessels. The heart pumps the blood through the vessels in a loop, and thesystem is able to adapt to a large number of inputs as the demand on circulationvaries throughout the body, day and life. The circulatory need is e.g. differentbetween rest and exercise, and in different body positions.

During systole, the left ventricle in the heart contracts and ejects the bloodvolume into the aorta. The blood pressure in aorta increases and the arterial wallis distended. After the left ventricle has relaxed, the aortic valve closes and main-tains the pressure in the aorta while the blood flows throughout the body. Theblood continues to flow through smaller and smaller arteries, until it reaches thecapillary bed where water, oxygen, and other nutrients and waste products are be-ing exchanged, and is then transported back to the right side of the heart throughthe venous system. The right side of the heart pumps the blood to the lungs foroxygenation, which then enters the left side of the heart again, closing the loop [6].

3.2 Anatomy of the AortaThe blood leaves the left ventricle of the heart during systole and is ejected throughthe aortic valve into the ascending aorta. After the ascending aorta the blooddeflects into (normally) three larger branching vessels in the aortic arch whichsupplies the arms and head, or makes a 180-degree turn and continues through thedescending and thoracic aorta towards the abdomen.

The parts of the aorta all have different shapes, in terms of bending, branchingand tapering, creating different flow fields. The flow behavior in the ascendingaorta is characterized by the flow through the aortic valve, and the curvature can

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CHAPTER 3. PHYSIOLOGICAL BACKGROUND

Figure 1: Schematic figure of the largest artery in the human body, the aorta.

create a skewed velocity profile. The flow in the arch is highly three-dimensional,with helical flow patterns developing due to the curvature, and unsteady flows canbe created as a result of the branching vessels. The flow patterns that are createdin the ascending aorta and arch are still present in the descending aorta, wherelocal recirculation regions may appear as a result of the curvature and bending ofthe arch.

The aortic wall is elastic in its healthy state, and will deform due to the increaseor decrease in blood pressure. The wall consists of three layers: intima, media,and adventitia. Regardless of the contents of each layer, the arterial wall is madeup out of four basic building blocks: endothelial cells, elastic fibers, collagenfibers, and smooth muscle cells [6]. All blood vessels are lined with a singlelayer of endothelial cells that are in direct contact with the blood flow. The elasticfibers are mainly made up of elastin and are, as the name suggests, responsible forthe elastic properties of the vessel; elastin fibers are capable of stretching morethan 100% under physiological conditions. Collagen fibers on the other hand,are only capable of stretching 3-4% and together with the elastin, determines thecompliance and distensibility of the artery. Finally, the smooth muscle cells aremuscle fibers which, when activated can contract the wall to change the vesseldiameter and, thus, change blood pressure. When they are relaxed they do notcontribute significantly to the elastic properties. Arteries are thicker than veinsdue to a larger amount of smooth muscle cells in the walls.

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3.3. CARDIOVASCULAR DISEASE AND BLOOD FLOW

3.3 Cardiovascular Disease and Blood FlowBlood flow characteristics are involved either directly or indirectly in the initiationand progression of some cardiovascular diseases. In particular, highly oscillating,disturbed, or turbulent flows, which are uncommon in normal healthy persons, canintroduce adverse effects to the heart or blood vessel [7–10]

It is now common knowledge that blood flow affect the endothelial structure,which, in turn, may initiate vascular diseases such as atherosclerosis or aneurysms.Atherosclerosis is an ongoing inflammatory response to local endothelial dysfunc-tion initiated by one or several factors, such as abnormal wall shear stress levels,hypertension, oxidative stress, and elevated low-density lipoprotein levels [3, 11–13]. Research on the importance of blood flow in the development of atheroscle-rosis have been performed since the late 1960’s to early 1970’s [14, 15], but acomplete understanding of the disease is still lacking. The influence of flow onthe endothelial cell layer is believed to be correlated to the development and pro-gression of atherosclerotic disease [9, 10, 15, 16]. Formation and developmentof aortic aneurysms are highly dependent on the structural integrity of the arterialwall, making hemodynamics an important factor when characterizing the biome-chanical environment [17]. Aortic dissection is another disease that is highly flowdependent; the blood flow creates a fake lumen between the intima and medialayers in the wall, causing the formation of a stenosis or even occlusion of thevessel. Carotid artery dissection is a common cause of stroke among young andmiddle-aged persons [18].

Flow characteristics can also be used as an indicator of cardiovascular disease;a common example is the turbulent blood flow through an aortic valve stenosis,where the fluctuating pressure levels produce sounds (heart murmurs) that can beheard in a stethoscope. Normally, turbulent or highly disturbed flow are consid-ered abnormal and are often an indication of a narrowed blood vessel or a stenoticheart valve, which by decreasing the cross-sectional area increases the flow ve-locity and triggers a transition to turbulence. The turbulent kinetic energy is ameasure of the amount of turbulent fluctuations, and high values indicates a veryenergy ineffective flow, as energy from the mean flow is lost to feed the turbu-lent fluctuations, which in turn increases the heart work load to maintain the flowrate [19]. This also applies to constrictions such as coarctations or stenoses, whichintroduce additional pressure losses over the constriction. In essence, any flow thatdeparts from the energy efficient laminar characteristics to a disturbed turbulentflow, will introduce a higher workload on the heart and vessels.

The force that affects the vessel wall consists of two components: the bloodpressure and wall shear stress. The blood pressure acts in the normal direction tothe wall, while the wall shear stress acts tangentially. Blood pressure is normallyon the order of 1000 times larger than the wall shear stress. However, endothelial

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CHAPTER 3. PHYSIOLOGICAL BACKGROUND

cells are much more susceptible to the frictional shear force than the pressure,making them very sensitive to local flow conditions. They have been shown toalign with flow direction if the shear magnitude is steady and large enough, whilethey become randomly orientated and take on a cobblestone shape in low or os-cillating wall shear regions [8, 20, 21].

Although there are several risk factors (including both environmental, geneticand biological) linked to the development of atherosclerosis, the disease is oftenlocalized to certain vascular regions, such as in the vicinity of branching or highlycurved vessels and arterial stenoses [22]. These are locations where nonuniformblood flows are present, creating a locally very complex wall shear stress pat-tern. Regions experiencing low and/or oscillating shear stress has been shown tobe more prone to develop atherosclerotic lesions [8, 11, 15, 22–27], possibly dueto the fact that the permeability of the endothelial cell layer can be shear depen-dent [11, 28, 29]. High levels of wall shear stress has been found to be atheropro-tective, but a strict definition of high and low values is difficult to define [22].

In addition to low and oscillating shear stress, elevated low-density lipopro-tein (LDL) surface concentration and increased particle residence time of the flowfield could promote mass transport into the vessel wall, especially if the wallpermeability is enhanced due to abnormal wall shear stress. Increased particleresidence time occurs in regions with recirculating flow or very slowly movingfluids [30, 31]. Increased levels of low-density lipoprotein has been shown topromote the accumulation of cholesterol within the intima layer of large arter-ies [32, 33]. There is a small flux of water from the blood to the arterial wall,driven by the arterial pressure difference, which can transport LDL to the arte-rial wall. The endothelium presents a barrier to LDL, creating a flow-dependentconcentration boundary layer. This concentration polarization is interesting, as re-gions of elevated LDL are co-located with low shear stress regions [13], suggest-ing a relationship between accumulation and flow dynamics. Studies in humansand animals indicate that the flux of LDL from the plasma into the arterial walldepends both on the concentration and the permeability at the plasma-arterial wallinterface [34].

3.4 Medical Imaging ModalitiesIn clinical practice there are, in general, three different techniques used for car-diovascular imaging: Computed Tomography (CT), Magnetic Resonance Imaging(MRI), and Ultrasound (US).

CT has the advantage of providing a very high resolution of lumenal geome-tries, and also has the ability to detect different materials due to the fact that theabsorption of x-rays change with the material. However, CT is based on ionizing

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3.4. MEDICAL IMAGING MODALITIES

radiation and uses contrast agents to distinguish between the lumen and surround-ing tissue. Also, the technique is unable to measure flow, and is therefore not themethod of choice for studies in blood flow research [11].

Ultrasound is non-invasive, has an excellent temporal resolution and is perhapsthe most widely available clinical imaging technique. A high-frequency beamis transmitted into the body and the resulting echoes are collected and used toproduce an image. Normally, flow velocity measurements only yield one valueper lumenal cross-section. Thus, flow wave forms are normally obtained with theassumption of a known velocity profile (normally Hagen-Poiseuille), which maybe far from in vivo flow conditions [3, 35]. Additionally, the image quality is verydependent on the proximity of the transducer to the vessel, making US limitedto superficial vessels. Despite these drawbacks, it is commonly used in clinicalpractice as it is a relatively cheap method compared to CT and MRI, making ituseful for screening examinations.

The method of choice for studying cardiovascular flows is MRI [3, 11]. Thereare no ionizing radiation and both flow and geometry can be measured. The tech-nique is based on the detection of magnetization arising from the nucleus of hy-drogen atoms in water. Radio frequencies are used to change the alignment of themagnetization vector, and the time it takes for the magnetization vector to returnto its original position after the radio frequency signal has been shut off will in-dicate what kind of tissue that returns the signal to the receiver. Phase ContrastMRI (PC-MRI) is a technique that images the flowing blood inside the vessel,and thereby gives both velocity and geometrical information. The name comesfrom the fact that the velocity signal is encoded in the phase of the complex MRIsignal. A common approach is to measure the velocities within a thin slice per-pendicular to the blood vessel, and thereby acquiring a spatially resolved velocityprofile. The technique can measure all three velocity components [36], and hasalso recently been shown to being able to quantify turbulent kinetic energy [37].

The image material obtained from MRI is useful when making computer mod-els of cardiovascular flows, as it provides both the geometry and proper flowboundary conditions. Additionally, image data for validation of simulation resultsare also made available. However, compared to numerical models the resolution iscoarse, especially near the walls. Wall shear stress would be desirable to measurewith MRI, see e.g. [38], but as the near-wall velocity gradient cannot be resolvedwith sufficient accuracy, estimations of MRI-based wall shear stress will be inac-curate [39, 40]. Instead, numerical models are used extensively to resolve localwall shear stress patterns and other hemodynamic parameters.

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Chapter 4

Modeling Cardiovascular Flows

4.1 Governing EquationsThe motion of a fluid is governed by the following conservation laws [41, 42]:

• Conservation of mass

• Conservation of momentum

• Conservation of energy

The first law states that mass cannot be created nor destroyed. The second lawstates that the rate of change of momentum equals the sum of the forces on a fluidparticle, and is described by Newton’s second law. The third law states that therate of change of energy is equal to the rate of change of heat addition and workdone on a fluid particle, and is the first law of thermodynamics. If the motionof a fluid is only affected by phenomena on a macroscopic scale and moleculareffects can be ignored, it is regarded as a continuum. A fluid element thereforerepresents an average of a large enough number of molecules in a point in spaceand time. On a continuum level, the fluid element is the building block on whichthe conservation of mass, momentum, and energy apply to.

Throughout the text an incompressible, isothermal fluid is assumed. This as-sumption is often justifiable for liquids under normal pressure levels, such as waterand blood. Conservation of mass for an incompressible fluid results in the follow-ing volume continuity equation for a fluid element:

∇ · u = 0 (1)

where u is the velocity vector. Equation 1 implies that an equal amount of massthat enters a volume also must leave it. Conservation of energy states that totalamount of energy is constant over time within a system or control volume. In an

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

isothermal system the conservation law balances the amount of energy lost due towork done by the system with the change in internal energy of the system.

The rate of change of momentum of a fluid element can be described as:

ρ

(∂u

∂t+ u · ∇u

)(2)

where ρ is the density of the fluid and t time. The rate of change of momentumbalances the forces acting on the fluid element. The forces are usually divided intotwo types: body and surface forces. Body forces could e.g. be gravity, centrifugal,Coriolis, or electromagnetical forces, while surface forces are typically pressureand viscous forces. Body forces are introduced through a source term S, whilesurface forces are included through the stress tensor σ. For a Newtonian fluid,where the viscosity is constant, the stress tensor becomes:

σ = −∇p+ µ∇2u (3)

which is the sum of pressure and viscous forces. Here p is the pressure and µ theviscosity of the fluid. The stress tensor and body forces balances the rate of thechange of momentum [42], yielding the Navier-Stokes equations:

ρ

(∂u

∂t+ u · ∇u

)= −∇p+ µ∇2u + S (4)

The first term on the left hand side of Equation 4 describes the transient accelera-tion while the second term is the convective acceleration. The terms on the righthand side are a pressure gradient, a viscous term, and a source term accounting forbody forces. Together with the continuity equation, Equation 1, and proper initialand boundary conditions they form a complete description of a fluid’s velocityand pressure fields, u(x, t) and p(x, t).

4.2 Flow PropertiesFlows can be categorized as either steady or transient, and laminar or turbulent. Asteady (time-independent) type of flow can be present in predominantly smallerarteries in the human body, far away from the pumping heart. But, even in largerarteries a steady flow assumption can be useful, as it can provide initial insightsand information when modeling physiological flows. However, the flow in theaorta and other larger vessels are pulsatile due to the pumping motion of the heart,and a transient approach is therefore needed to accurately capture time-dependentblood flow features.

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4.2. FLOW PROPERTIES

An important parameter in fluid mechanics is the Reynolds number (Re),which is a measure of the ratio of inertial to viscous forces, defined as:

Re =ρUL

µ(5)

where ρ and µ have been defined earlier and U and L are characteristic velocityand length scales in the flow, respectively. In hemodynamic flows, U is the meanvelocity while L is the diameter of the blood vessel. The Reynolds number isvery often used in dimensional analysis when determining dynamic similaritiesbetween two flows, but can also be used to quantify flow regimes. Empirical stud-ies have found that steady, fully developed flow in circular pipes is laminar whenthe critical Reynolds number is below a value on the order of 2300 [43]. There isno well defined limit when the flow is fully turbulent, but it is normally assumedto be above the critical Reynolds number. For pulsating flows the transition toturbulence is often at higher critical Reynolds numbers [44], as the acceleratingphase in the pulse tend to keep the flow structured, while the flow breaks up indisturbed and chaotic features during the decelerating phase.

The flow in larger arteries is often assumed to be laminar [45–48], based onboth experience from measurements and a discussion on the range of Reynoldsnumbers present. Fully developed turbulence is rarely seen in healthy humans [49].However, the flow in the aorta can be in the transitional regime between laminarand turbulent flow, especially during the deceleration phase where flow instabili-ties can occur. Measurements based on both hot-wire anemometry and MRI sup-ports the idea that healthy subjects can have transitional or slightly turbulent flowsin the aorta [50–52]. In patients with certain cardiovascular diseases, fully turbu-lent flows are not uncommon. Normally, an aortic stenosis or stenosed heart valvewill introduce turbulence as direct consequence of the narrowing of the cross-sectional area, which, in turn makes the flow velocity increase and trigger turbu-lence. Heart murmurs are a consequence of turbulent flow, where the severity ofthe murmurs is directly linked to the amount of narrowing of the cross-sectionalarea in the heart valve.

Despite an intuitive feeling of turbulence and several decades of research onthe topic, a precise definition of turbulence is not easy to define [53, 54]. A turbu-lent flow contains eddies which are patterns of fluctuating velocity, vorticity andpressure. These eddies exists over in wide range of scales in both space and time,where the larger eddies contains the most energy, which is passed down to smallerand smaller eddies through the cascade process. At the smallest eddies the effectof viscosity becomes dominant and the energy finally dissipates into heat. Someof the characteristics of turbulent flow are [53, 54]:

• High Reynolds number: transition to turbulence occur at large Reynoldsnumbers, due to flow instability. The non-linear convective term in the

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

Navier-Stokes equations becomes dominant over the viscous term, increas-ing the sensitivity to instability which otherwise is damped by the viscousterm. This is evident in high Reynolds-number flows, which are in essenceinviscid.

• Randomness: a turbulent flow has a very large number of spatial degrees offreedom and is unpredictable in detail, but statistical properties can be repro-ducible if the turbulence is considered ergodic, i.e. that statistical propertiescan be calculated from a sufficiently large realization.

• Wide range of scales: turbulent flows contain a wide range of spatial andtemporal scales, with spatial scales superimposed in each other. Energyis transferred from the large energy-carrying scales through the cascade-process to the small scales where it is dissipated into heat by viscosity. Thesmallest scales are several orders of magnitude larger than the molecularfree path, making turbulence a continuum phenomenon. The dynamic be-havior of the flow involves all scales.

• Dissipation: As energy is dissipated (smeared out) at the smallest scales byviscosity, a continuous supply of energy from the larger scales is needed tofeed the turbulence. If the energy is cut off the flow will return to a laminarstate as the Reynolds number decrease.

• Diffusivity: Turbulent flow is highly diffusive, as indicated by the increaseof mixing and diffusion of momentum and heat transfer.

• Nonlinearity: small disturbances in a well-structured flow can grow fast andresult in an unstable flow.

• Small-scale vorticity: as vorticity is defined as the curl of the velocity field,the derivatives will depend on the smallest scales of velocity, making thespatial scale of vorticity fluctuations the smallest in the turbulent range ofscales. This scale is called the Kolmogorov scale and here the energy inputfrom the larger scales are in exact balance with the viscous dissipation.

Due to the random behavior of turbulence, it usually needs to be treated withstatistical tools [54]. For non-laminar but not fully turbulent flows, it can be saidto be disturbed, and a laminar flow assumption may not be suitable, as transitionaleffects can play a major role in the flow behavior. In addition, cardiovascularflows are often pulsatile and the effects from both inertial and viscous forces areimportant. The flow in large vessels is highly three-dimensional and can havestrong secondary flows, especially in diseased vessels [11].

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4.3. FLOW DESCRIPTORS

0 10 20 [mm]

Figure 2: CFD simulation of a turbulent flow field in an aortic coarctation. Flow is fromleft to right and strong velocity gradients are present as a result of the turbulent fluctua-tions.

4.3 Flow Descriptors

Flow can be described and quantified in a large number of ways, and here a fewdescriptors for turbulent flows are presented. A flow variable φ can be decom-posed into a mean and a fluctuating part, as:

φ(x, t) = φ(x) + φ′(x, t) (6)

where the overbar represents the mean value and the prime the fluctuating part.Further, the mean or time average of the flow variable is defined as:

φ(x) =1

∆t

∫ ∆t

0

φ(x, t)dt (7)

where ∆t is a sufficiently long time. The (time) average of the fluctuating part, bydefinition, is zero:

φ′(x) =1

∆t

∫ ∆t

0

φ′(x, t)dt ≡ 0 (8)

The spread of the fluctuating part φ′(x, t) around the mean φ(x) can be describedby the variance and root-mean-square (RMS) values:

(φ′(x, t))2 =1

∆t

∫ ∆t

0

(φ(x, t)− φ(x))2dt (9)

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

φ′RMS(x, t) =

√(φ′(x, t))2 =

√1

∆t

∫ ∆t

0

(φ(x, t)− φ(x))2dt (10)

where the decomposition in Equation 6 has been used. A turbulent velocity fluc-tuation in a steady flow is plotted in figure 3, where it is obvious that while themean value of the fluctuations is zero (by the definition, Equation 8), the RMSvalues are not.

0 0.05 0.1 0.15 0.2

−1

0

1

Time [s]

Vel

ocity

[m/s

]

u’u’± u

rms

Figure 3: Example of a fluctuating velocity u′ in a steady flow. The mean value is zero,while the amount of fluctuations is described by the RMS values.

In a pulsating flow, the decomposition in Equation 6 instead becomes:

φ(x, t) = 〈φ〉(x, t) + φ′(x, t) (11)

where 〈φ〉(x, t) represents phase-average instead of the time-average. The phaseaverage operator 〈.〉 is defined as:

〈φ〉(x, t) =1

N

N−1∑n=0

φ(x, t+ nT ) (12)

where N is the number of cardiac cycles and T the (constant) period of the car-diac cycle. Thus, the phase-average is the mean value of φ over N number of cy-cles, at each time during the cardiac cycle. Note that the decompositions definedhere are valid for any flow variable, including wall shear stress. A purely lami-nar flow does not exhibit any random fluctuations and the decomposition wouldtherefore not render any fluctuating components. Besides variance and RMS, thethird and fourth order moments (known as skewness and kurtosis) can be obtainedby changing the exponents in Equation 9 from 2 to 3 or 4, respectively.

The RMS of a velocity fluctuation can be measured experimentally, and incardiovascular applications it can be performed in vivo using hot-film anemome-try [50, 55] which is a very invasive process. More recently, MRI techniques havebeen used to estimate the RMS values [56]. Other descriptors used to quantify

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4.3. FLOW DESCRIPTORS

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 10

1

2

3

4

Time [s]

Vel

oci

ty [

m/s

]

Figure 4: Example of a temporal velocity signal during a cardiac cycle in a point in aconstricted aorta. Notice how the velocity fluctuates in the deceleration phase in systoleand the early parts of diastole, while being essentially undisturbed in the other parts of thecardiac cycle. In order to quantify the amount of disturbances in a numerical model, sev-eral cardiac cycles are needed to compute a phase-average, as described by Equations 11and 12.

the flow are the turbulent kinetic energy k (or sometimes referred to as TKE) andturbulence intensity Ti. The turbulent kinetic energy is defined as:

k ≡ 1

2ρ(u′2 + v′2 + w′2

)(13)

and represents the mean kinetic energy of the turbulent fluctuations in the flow. Inthe turbulent jet after an aortic coarctation, the turbulent kinetic energy can locallybe on the order of 1000 Pa, while the kinetic energy is on the order of 5000 Pa, seee.g. Paper IV. The turbulence intensity is defined as the magnitude of the velocityfluctuations to a reference velocity:

Ti =

√23k

uref(14)

Values on the order of 1% is considered low, while 10% is considered high. Fi-nally, the Womersley number α is often used as a measure of the unsteadiness ofthe flow, and it is defined as:

α = r

√ω

ν(15)

where r is the vessel radius, ω the frequency of the cardiac cycle and ν the kine-matic viscosity of blood. For large vessels such as the aorta the Womersley num-ber is in the range of 10-20 [57, 58], while it decreases significantly in the smallervessels. For a large Womersley number the velocity profile is blunt, as the effectof viscosity does not propagate far from the wall. Therefore, in a highly pul-satile flow or in large vessels, the velocity profile takes on a plug shape, while for

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

smaller vessels where the Womersley number is small the velocity profile moreclosely resembles the classical Poiseuille profile [57].

4.4 Geometrical RepresentationImage segmentation can be defined as the transformation of image material intoa geometrical representation, such a CAD surface. A variety of segmentationmethods exist, which ranges in complexity from simple thresholding of imageintensity to advanced pattern-recognition methods based on images of anatomicalfeatures.

In this thesis, the image material obtained from MRI measurements was trans-formed into a CAD surface using a cardiac image analysis software (Segment,http://segment.heiberg.se) [59]. It uses a level-set algorithm, with seed pointsplaced at a few locations to increase segmentation speed and accuracy. Filteringfunctions were introduced to get a smooth surface, but was used with care; the fi-nal geometry closely resembled the original geometry and volume was conserved.Smaller vessels were not included, as the resolution was not sufficient to resolvethem, and it was assumed that they did not contribute to the overall flow field.

Figure 5: Left: Maximum intensity projection (MIP) of the human heart, aorta and con-necting arteries. Center: Resulting CAD surface after segmentation, including the threelargest vessels leaving the aortic arch. Right: Close-up on the computational mesh in theinlet and ascending aorta. Notice the dense mesh resolution in the near-wall region.

When the CAD surface was created, it was discretized into control volumes. Thesize of each control volume (or mesh cell) determines the spatial resolution in thecomputational model and is therefore arbitrary. The more volumes in an area, thehigher resolution. This comes of course with a prize, as the computational cost

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4.4. GEOMETRICAL REPRESENTATION

increases with each volume. In general, a fine resolution is needed in areas withlarge gradients, such as near walls where the velocity profile goes from zero at thewall to the free stream velocity, or in highly disturbed flow regions. Accurate treat-ment of the near-wall flow is essential, as the shape of the velocity profile at thewall directly determines the wall shear stress and species concentration boundarylayer [5]. Figure 5 shows an example of the near-wall resolution of a hexahedralmesh on the inlet in the ascending aorta, ensuring that the velocity gradient at thewall is resolved.

The choice of flow model also put demands on the mesh resolution; for scale-resolving models (such as LES) both the local y+ value and CFL number mustbe below 1, for accurate resolution of the turbulent flow features. The y+ is adimensionless distance from the wall to the first mesh cell, and a value less thanunity ensures that the first mesh cell is inside the viscous sub-layer in the bound-ary layer. With a reasonable growth factor on the near-wall mesh elements, theentire boundary layer becomes resolved. The shape of mesh elements also af-fect solution accuracy; tetrahedral meshes are easy to create but might suffer fromexcessive numerical dissipation in shear layers or if they are highly skewed. Hex-ahedral mesh elements are harder to create in a complex geometry such as theaorta, but the mesh quality is greatly improved and errors due to numerical diffu-sion is decreased compared to a tetrahedral volume. Also, in general, the memoryrequirement and calculation time per tetrahedral mesh element is 50% more thana hexahedral cell [60].

When fluid-structure interaction was simulated (Paper III), the mesh resolutionwas coarser compared to the meshes when using a LES turbulence model. Thiswas because a RANS approach was employed (see Section 4.9), which would notbenefit from a finer resolution, as the turbulent effects were modeled instead ofresolved. In addition, the arterial wall was meshed with 65 000 elements, withthree elements dividing the wall thickness, putting serious demands on computerresources. Table 1 summarizes the details of the meshes used in this thesis.

Table 1: Details about the meshes used in each of the papers in this thesis.

Paper Application Type of mesh # of cells y+

I LES Hexahedral 6 000 000 <0.2II LES Hexahedral 5 000 000 0.1-1III RANS+FSI Hexahedral 500 000 + 65 000 <1.5IV LES Hexahedral 5 000 000 0.1-1V LES Hexahedral 7 000 000 0.05-0.5

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

4.5 Blood Properties

From an engineering point of view, blood can be a very complex fluid. It consistsof platelets and red and white blood cells suspended in a plasma. There has beensignificant research aimed at developing a constitutive model for all features ofblood flow, but to date a full description is still not complete. The plasma actsas a Newtonian fluid with a constant viscosity, but due to the cellular contentthe whole blood acts as a non-Newtonian fluid, at least in small vessels and lowshear rates. However, in large arteries such as the aorta, non-Newtonian effectsare small and can generally be ignored. In general, blood behaves as a homoge-neous Newtonian fluid in vessels with a diameter larger than 1 mm and shear ratesover 100 s−1 [6, 58]. Some popular non-Newtonian models are the Power-law,Casson, and Carreau-Yashuda models, which describes the relationship betweenblood viscosity and shear thinning as nonlinear, see Figure 6. For shear rates above100 s−1, which are normally found in the aorta, the Casson and Carreau-Yashudamodels approaches the Newtonian viscosity, which is normally set to 0.0035 Pa.s.Blood can be considered as incompressible with a density in the range of 1050-1060 kg/m−3 [61]. In this thesis the blood has been considered as Newtonian, asthe shear rates were high enough and the cross-section of the aorta is large enoughto prevent non-linear effects.

10−1

100

101

102

103

10−3

10−2

10−1

Shear rate [1/s]

App

aren

t Vis

cosi

ty [P

a s]

Power LawCassonCarreau−YasudaNewtonian

Figure 6: Examples of shear rate dependency in three non-Newtonian blood viscositymodels and a Newtonian viscosity for comparison. Notice how the Casson and Carreau-Yashuda models approaches the Newtonian viscosity at high shear rates.

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4.6. BOUNDARY CONDITIONS

4.6 Boundary ConditionsThe flow in a CFD simulation is driven by the boundary conditions, and accuratetreatment is one of the most challenging problems when modeling cardiovascularflows [11, 62]. The boundaries of the computational domain are usually repre-sented by inlets, outlets, and walls.

InletsInlets are often prescribed with a time-dependent mass flow rate or velocity pro-file. Fully developed velocity profiles has been used extensively in the past, butthis assumes a very long straight vessel upstream the location of the inlet, mak-ing undeveloped profiles very likely to exist in vivo [5]. Instead, as MRI canmeasuremen both geometry and flow, velocity profiles can be used as input for apatient-specific model [11]. Figure 7 shows three examples of measured velocityprofiles in the ascending aorta, at maximum systolic acceleration, peak systole,and maximum deceleration. In this measurement the spatial resolution was about25x25 pixels per cross-section and the temporal resolution 40 frames per cardiaccycle, or about 25 ms per frame. As the resolution in a CFD simulation usuallyis much smaller than that, some sort of interpolation technique in space and timemust be employed.

0

0.5

1

Inle

t v

elo

cit

y [

m/s

]

0

0.5

1

0

0.5

1

Figure 7: Velocity profiles measured by MRI in the ascending aorta. From left to right:maximum systolic acceleration, peak systole, and maximum deceleration.

It is obvious that when patient-specific flows are of interest, measured velocityprofiles should be included in addition to vessel geometry, to ensure that the cor-rect flow field is being simulated. Normally only velocity profiles are specified,allowing turbulent quantities or unsteadiness develop from the transient velocityprofile.

OutletsA very common boundary condition is to use pressure on outlets. Since it is onlythe gradient of the pressure that is present in the incompressible Navier-Stokes

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

equations, Equation 4, the absolute pressure level in the model has to be specified.Therefore, pressure boundary conditions with the static pressure equal to zero isoften used, making the pressure inside the model relative to that on the outlet, i.e.the pressure inside the domain will be an implicit result of the pressure on theoutlet. If there are several outlets, the pressure values will determine the amountof flow through each outlet [11], and physiological waveforms should therefore bespecified. In an incompressible model with rigid walls the wave speed becomesinfinite, as opposed to a finite wave speed if the walls are allowed to deform dueto the flow. Then, the wave speed can be approximated with the Moens-Kortewegequation:

PWV =

√Eh

2rρ(16)

where PWV is the pulse wave velocity, E is the Young’s modulus, h the wallthickness, r the radius of the vessel and ρ the fluid density. The underlying as-sumptions of the equation are that the vessel wall is thin, that the fluid is incom-pressible and that the wall stiffness is constant [63].

Prescribed pressure boundary conditions are only suitable when the wall isassumed to be rigid and the actual pressure level can be ignored. For FSI simula-tions, or when trying to predict the outcome of an intervention where the pressureis not known a priori, other methods are needed [5]. The use of Windkessel mod-els [64, 65] or more advanced arterial tree models [66] can be used to take intoaccount the effects of wave reflections and attenuation of the pressure pulse fromdownstream locations. These lumped-parameter or 1-D models can account forboth the peripheral and systemic resistance together with compliance effects ofthe downstream vessels [11].

A simple model is the 3-element Windkessel model, represented by an elec-trical analog as a resistance in series with a resistance and a capacitance in paral-lel. Using a mass flow pulse as input, the Windkessel model can respond with aphysiological pressure pulse. The values for the resistances and the capacitancedetermines the pressure pulse wave form and magnitude, and some sort of tuningor optimization is often needed [5, 63, 67].

WallsThe boundary conditions for the arterial walls can be assumed rigid, have a pre-scribed motion, or deform as a consequence of the fluid pressure. The walls canalso be modeled as either smooth or rough, to account for surface roughness.Common for all wall boundary conditions in cardiovascular applications is that ano-slip condition is obeyed, meaning that frictional forces will create a boundarylayer along the wall. Vessel walls are also normally assumed impermeable, at least

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4.7. FLUID-STRUCTURE INTERACTION

Figure 8: Left: electrical analog of a 3-element Windkessel model with two resistances R1

and R2 representing peripheral and systemic resistance and a capacitance CS representingvessel compliance. Right: Schematic figure of where the windkessel models can be usedas outlet boundary conditions.

when only the flow is of interest. One exception is when studying mass transferand the effect from blood flow, as in Paper IV. There, a passive (non-reacting)scalar representing low-density lipoprotein (LDL) was transported in the bloodand allowed to exit the flow domain through the wall. In that way it was possibleto correlate flow features to LDL surface accumulation.

When performing FSI-analysis, extra treatment of the wall boundary is needed,as it needs to be constrained in space. It is common to allow wall motion normalto the surface while preventing axial motion at the in- and outlets [67]. The outerside of the wall is affected by the surrounding tissue and organs [3, 68, 69], whichmay been needed to taken into account in a model. As a first approximation alinear spring support can be used, which at the same time acts as a damper, seePaper III. The influence from larger parts of the body such as organs and the spineshould be included, but is often not. One exception is the work of Moireau et al.who demonstrated a FSI-model which took into effect from the spine, surroundingtissue and organs in the thoracic cavity [70].

4.7 Fluid-Structure Interaction

The coupling of fluid and solid models is referred to as fluid-structure interaction,or FSI. Solving the FSI-equations can be done either in a monolithic or iterativeway. In a monolithic solution, both the fluid and solid equations are solved in asingle matrix, while in an iterative solution, forces and displacements are passedbetween two solvers through a common interface. The coupling can be one-wayor two-way, where the former means that data is transferred from one solver to

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

the other, while in the latter data is transferred both ways between the solvers in aloop.

An example of an 1-way FSI case is when the fluid forces is passed to the solidmodel to calculate stresses and strains, but the deformations can be consideredsmall enough to not influence the fluid. Therefore, information is only passedfrom the fluid to the solid case. In a two-way FSI case, the fluid forces is passedto the solid model which, in turn, responds by passing the resulting displacementback to the fluid model. In that way the fluid domain deforms and the new forcesare passed to the solid model in an iterative manner.

Fluid solver Solid solverFluid solver Solid solver

Force

Displacement

Force

Figure 9: Schematic figure illustrating the data transfer in one-way and two-way fluid-structure interaction.

The governing equation for the solid can be described by the equation of motion:

ρs∂2ds∂t2

= ∇ · σs + fs (17)

where subscript s denote solid, and ρs is the wall density, ds represents the dis-placement vector, σs is the Cauchy stress tensor, and fs is an externally appliedbody force vector. Boundary conditions on the FSI interface states that the veloci-ties of the fluid and solid must be compatible and that the traction at the boundariesare in equilibrium. These boundary conditions are formulated as:

us = uf (18)σs · ns = σf · nf (19)

where u are velocities, σ are stress tensors and n surface normals. Together witha constitutive relationship that relates the stress to the strain, the equation systemcan be solved.

Fluid-structure interaction has recently begun being used when modeling car-diovascular diseases. Some common applications are computing the flow in aorticaneurysms [71–79], stenotic arteries [80–84] and heart valves [85, 86]. Modelingdeformation of the arterial wall requires knowledge about the wall structure. Asdescribed in Chapter 3, the arterial wall consists of several layers, each of whichhas different mechanical properties. Stresses and strains in the wall are relatedthrough a constitutive equation, where the most simple relationship is Hooke’s

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4.7. FLUID-STRUCTURE INTERACTION

Law which relates the stress to the strain times a material constant called theYoung’s Modulus. Researches have used both this linear relationship [83, 87–89],and also non-linear constitutive models such as Mooney-Rivlin [77, 86, 90–92],Ogden [81, 93], and Fung [94].

However, the non-linear constitutive models require knowledge about the resid-ual stress that is present in real arterial walls, even in an unpressurized state. Asthe models often are based on experimental testing of actual real arteries, the (of-ten unknown) residual stresses should be included in the model to yield reliableresults. A shrink-stretch process can be employed, as in [95], where the wall isfirst shrunk and then pressurized with a diastolic blood pressure until it matchesthe original geometry. Besides problems with residual stresses, the wall mate-rial parameters should be considered patient-specific with different behaviors inhealthy and diseased locations, making constitutive modeling a complex task.

In large healthy vessels such as the aorta, the wall is often modeled with an lin-ear constitutive law [96], which, despite the approximations made, might be betterthan a rigid wall assumption. In this way, wall motion is included in the modelwithout the problems that comes with residual stresses in a non-linear model.Therefore, as a first approximation the material mechanics of the wall was consid-ered linear in this thesis, with a Young’s modulus on the order of 1 MPa. Paper IIIinvestigates the effect on the flow field from the wall motion using different valuesof the wall stiffness.

Another way of including wall motion in the simulation is to not model it at all,but instead prescribe a measured displacement [46, 97]. In that way the difficultiesassociated with residual stresses can be overcome and the correct wall motion isdirectly incorporated into the model. Besides the fact that stresses in the wallis not obtained with this method, there are other difficulties; the motion must bebased on measurements (typically MRI, CT or US) all of which has a lower spatialand temporal resolution compared to the numerical model. Therefore, some sortof interpolation in time and space has to be employed, as the location of the wallbetween measurements is unknown.

Besides prescribing the wall motion, the effect of compliant vessels can beapproximated by modeling the fluid as a compressible fluid, while keeping thewalls rigid, as in [67]. They modeled the flow in a healthy aorta with FSI, rigidwalls and as a compressible fluid. The compressible fluid was tuned to get thecorrect wave speed and their results showed that modeling the fluid to accountfor compliance yielded very similar results to a full-scale FSI simulation. Thecomputational overhead was very low compared to the FSI simulation, suggestingthat this kind of modeling might be useful in clinical practice.

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4.8 Mass Transfer

Besides blood flow, the transport of species can be included in a flow model.Blood can be modeled as multi-phase fluid where the interaction between all ofthe different components are accounted for. Particle flow can be either interactingwith each other or non-interacting. A straightforward model for mass transport isto treat the species as a passive non-reacting scalar and solving a transport equa-tion in addition to the Navier-Stokes equations:

∂C

∂t+∇ · (uC) = ∇ · (D∇C) (20)

where C is the species concentration, u is the computed fluid velocity which isnow known from the CFD simulation, and D the kinematic diffusivity. In thismanner the mass transport is assumed to not affect the flow features, but is insteadan implicit result of it - the species are just transported with the flow. Dependingon the values of u and D the transport can be either dominated by convection ordiffusion, and similar to the Reynolds number, the Peclet number quantifies theratio of convection to diffusion:

Pe =LU

D(21)

where L is a characteristic length and U the velocity magnitude. When the Pecletnumber is larger than unity, convective effects dominate the mass transfer whilefor smaller values, diffusion controls the mass transfer. Species concentration istherefore a function of Pe [98]. In large blood vessels the transport is mainlydominated by convection, while in smaller arteries the diffusion can have a sig-nificant impact. The relative thickness of the hydrodynamic boundary layer to theconcentration boundary layer can be quantified with the dimensionless Schmidtnumber, defined as:

Sc =ν

D(22)

It is a measure of the ratio of momentum (viscous) diffusivity to the mass (molec-ular) diffusivity and is a function of fluid properties only. For gases the Schmidtnumber is on the order of unity, meaning that the hydrodynamic and concentrationlayers are equally thick, while for liquids the Schmidt number is several orders ofmagnitude higher, making the concentration layer very thin [99]. This puts addi-tional constraints on the near-wall computational mesh resolution, as both bound-ary layers needs to be resolved. The concentration and hydrodynamic boundarylayers are illustrated in Figure 10. The Schmidt number is analogous to the Prandtlnumber in convection heat transfer.

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In paper IV the transport of low-density lipoprotein (LDL) is modeled in ahuman aorta and the transport from the blood and to the arterial wall was inves-tigated. As the actual aortic wall was not included in the simulation, a boundarycondition which allows for mass transfer through the wall was set on the arterialsurface. The net transport of LDL from the blood to the wall was modeled as thedifference between the amount of LDL carried to the wall as water filtration andthe amount diffusing back to the bulk flow. Due to the filtration flow of waterinto the wall and LDL rejection at the endothelium, a concentration polarizationeffect appears at the luminal side of the vessel wall. This boundary condition wasmodeled as:

CwVw −D∂C

∂n

∣∣∣∣w

= KwCw (23)

where Cw is the concentration of LDL at the wall, Vw the water infiltration ve-locity, D the kinematic diffusivity, ∂C/∂n the concentration gradient normal tothe wall, and Kw a permeability coefficient for the wall. Numerical values for thecoefficients were found in literature [100–102].

δ

δc

Figure 10: Schematic figure illustrating the hydrodynamic boundary layer thickness δ andthe concentration boundary layer thickness δc of LDL particles. Relative boundary layerthickness is not to scale.

4.9 Modeling Turbulent FlowThe Navier-Stokes equations can fully describe all the details of any flow situa-tion, making them very powerful even though they look relatively simple. But,as explained by Pope [43], their power is also their weakness, as all of the flowdetails are described, starting from the largest energy carrying turbulent scale gov-erned by geometry, to the smallest scale where dissipation of energy occurs. Giventhe importance of turbulent flows in engineering applications, substantial researchhas been put into the development of numerical methods to capture the effects ofturbulent flow features without needing to resolve all of the details. In general,the methods can be ordered in three groups: RANS, LES, and DNS, where the

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

two first models employ different approaches to avoid resolving all flow features,while in DNS all turbulent scales present in the flow are computed. Therefore, thecomputational cost also increases with the amount of details; RANS models aresignificantly cheaper to run compared to LES, while LES is significantly cheaperto run compared to DNS [54].

RANS Turbulence ModelsIn a RANS turbulence model the effort is put into modeling the effect of the tur-bulence on the mean flow quantities. This can be useful if the goal of a simulationis the mean or time-averaged values of e.g. velocity, but details about the turbu-lent fluctuations are not resolved. The decomposition introduced in Equation 6 isapplied to the velocity and pressure as:

ui = ui + u′i (24)p = p+ p′ (25)

Again, overbar represents an averaged quantity, while the prime denotes a fluctu-ating variable. The Navier-Stokes equations are then averaged, which yields anadditional term called the Reynolds stress tensor that needs to be modeled in orderto close the equations. In tensor notation, the Reynolds-Averaged Navier-Stokes(RANS) equations are:

∂ui∂t

+∂

∂xj(uiuj) = −1

ρ

∂p

∂xi+ ν

∂xj

(∂ui∂xj

+∂uj∂xi

)−∂u′iu

′j

∂xj(26)

The right hand side can be rewritten as:

1

ρ

∂xj

[−pδij + µ

(∂ui∂xj

+∂uj∂xi

)− ρu′iu′j

](27)

where δij is the Kronecker delta. The first term inside the square brackets repre-sents the mean pressure stress, while the second term is the mean viscous stresstensor. The last term is the Reynolds stress tensor, normally denoted τij . It is afictitious stress tensor and represents the average momentum flux due to turbulentvelocity fluctuations. In fully developed turbulence, the Reynolds stresses can beseveral orders of magnitude larger than the mean viscous stress tensor [54]. As τijis unknown, additional information needs to be introduced in order to close theequations. In a RANS approach, this is usually done through the eddy-viscosityhypothesis proposed by Boussinesq in 1877, which relates the Reynolds stressesto the mean rates of deformation and a eddy-viscosity, as:

τij =2

3kδij − νt

(∂ui∂xj

+∂uj∂xi

)(28)

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4.9. MODELING TURBULENT FLOW

where k = τkk/2 or the turbulent kinetic energy, and νt the eddy (or turbulent)viscosity. Combining Equations 26 and 28 yields:

∂ui∂t

+∂

∂xj(uiuj) = −1

ρ

∂pt∂xi

+∂

∂xj

((ν + νt)

(∂ui∂xj

+∂uj∂xi

))(29)

where pt is a modified pressure: pt = p + 23k. Closure is obtained by relating the

eddy viscosity to the turbulent kinetic energy k and the turbulent dissipation rateε or the turbulence frequency ω, as:

νt = Cµk2

ε(30)

νt =k

ω(31)

where Cµ is a dimensionless constant. This means that two additional transportequations are introduced for either k and ε or k and ω, forming the k−ε [103, 104]and k − ω [105] turbulence models. The additional transport equations containsmodel constants that have been adjusted to be as general as possible. Each of themodels exists in a variety of versions, all with different strengths and weaknesses.The basic k − ε model has been shown to be useful in the free-stream but doesnot perform well in regions with adverse pressure gradients. Contrary, the k − ωmodel performs well close to the wall but is very sensitive to the value of ω inthe free-stream [42]. Menter [106] and Menter el al. [107] proposed a hybridturbulence model called SST k − ω that combined the best features from both thek− ε and k− ω models. In the inner parts of the boundary layer it uses the k− ωformulation, while it blends gradually to the k − ε formulation in a free-stream.

A more advanced type of turbulence model that also use the RANS equationsis the Reynolds stress model (RSM), but it does not make use of the eddy-viscosityapproach to close the equations. Instead, the Reynolds stresses are computed di-rectly using additional equations for each Reynolds stress component and withan equation for either ε or ω [43, 108]. The RSM model is particularly usefulin highly swirling flows with anisotropic turbulence, which can be found in e.g.turbomachinery and compressors. However, the additional equations makes theRSM model more computationally expensive and harder to converge compared tothe standard two-equation RANS models, and is therefore rarely used in simula-tions of cardiovascular flows.

Large Eddy SimulationContrary to RANS, in a LES model the large scale turbulent motion of the flowis resolved, while the flow scales smaller than a filter width, e.g. the grid size,

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

is handled with a subgrid-scale model (SGS). The rationale behind LES is thatthe large scales transport most of the momentum, mass and energy, and are alsomore problem-dependent, i.e. more sensitive to the geometry and boundary condi-tions compared to the smaller scales, which become more universal and isotropicand thus easier to model [109]. Therefore most of the effects of the turbulentfluctuations can be resolved, and, in addition, LES models are better at handlingtransitional flows compared to RANS models [54]. The Navier-Stokes equationsare filtered instead of averaged, and in a finite volume approach the scales smallerthan the control volume are normally handled by the SGS model. Filtering theNavier-Stokes equations yields:

∂ui∂t

+∂

∂xj(uiuj) = −1

ρ

∂p

∂xi+ ν

∂xj

(∂ui∂xj

+∂uj∂xi

)(32)

where the tilde represents filtering and the term ∂∂xj

(uiuj) contains terms that areunknown. The following decomposition can be made [42]:

uiuj = uiuj + τij (33)

where τij denotes the subgrid-scale stress. Applying Equation 33 to Equation 32yields

∂ui∂t

+∂

∂xj(uiuj) = −1

ρ

∂p

∂xi+ ν

∂xj

(∂ui∂xj

+∂uj∂xi

)− ∂τij∂xj

(34)

Unlike the Reynolds stresses in a RANS formulation, the sub-grid stresses in aLES formulation contains further information [42]. The stresses can be decom-posed into a resolved and a unresolved part [110]:

τij = Lij + Cij +Rij (35)

where Lij are the Leonard stresses due flow features on a resolved scale, Cij arethe cross stresses that arise from interaction between sub-grid eddies and resolvedflow, and Rij are the LES Reynolds stresses that arise from convective momen-tum transfer due to sub-grid eddies. However, while Rij are invariant with respectto Galilean transformation, Lij and Cij are not [111], making the decompositiondependent on coordinate system. Therefore, in most practical applications theLeonard and cross-stresses are lumped together with the LES Reynolds stresses,and τij is solved in an eddy-viscosity approach similar to the RANS formula-tion [42, 109]. The subgrid-stresses are modeled using the filtered strain ratetensor and the sub-grid eddy viscosity νsgs as:

τij =1

3τkkδij − νsgs

(∂ui∂xj

+∂uj∂xi

)(36)

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4.9. MODELING TURBULENT FLOW

Combining Equations 34 and 36 yields the LES equations with sub-grid viscosity:

∂ui∂t

+∂

∂xj(uiuj) = −1

ρ

∂P

∂xi+

∂xj

((ν + νsgs)

(∂ui∂xj

+∂uj∂xi

))(37)

Here the isotropic part of τkk is not modeled, but instead added to the filtered staticpressure: P = p + τkk/3. The SGS model is needed to introduce an additionalphysically correct dissipation rate (in forms of eddy viscosity) into the system,as the smallest scales are not resolved. Therefore, LES does not model the ac-tual influence of the unresolved scaled, but instead the dissipation of turbulenceinto heat [54, 109]. Additionally, the SGS model must account for the interactionbetween filtered and unfiltered scales, which require some sort of empirical infor-mation, as a general description of turbulence is unavailable [43]. Thus, a trueseparation of scales is not possible, as there is interaction between the smallestand largest scales. In order to solve Equation 36, models for νsgs are needed. Inthis thesis two different SGS models have been used: the Dynamic Smagorinsky-Lilly model [112, 113] and the Wall-Adapting Local Eddy-Viscosity (WALE)model [114]. Both correctly provides zero eddy-viscosity in laminar shear layers,which is important as cardiovascular flows can undergo transition from a purelylaminar state to a disturbed and transitional behavior, and the model should notaffect the laminar flow.

The eddy-viscosity in the WALE model is formulated as:

νsgs = (Cwale∆)2(SdijS

dij)

3/2

(SijSij)5/2 + (SdijSdij)

5/4(38)

where Cwale is a model constant set to 0.5 based on results from homogeneousisotropic turbulence, ∆ is the cube root of the computational cell volume, and Sdijis the traceless symmetric part of the square of the velocity gradient tensor. TheSdij tensor can be rewritten in terms of filtered strain-rate Sij and vorticity Ωij as:

Sdij = SikSkj + ΩikΩkj −1

3δij(SmnSmn − ΩmnΩmn) (39)

Details about the Dynamic Smagorinsky-Lilly model are presented in Paper I.As a comparison between the RANS and LES models, notice how similar Equa-tions 26 and 28 looks to Equations 34 and 36. The differences are the averaging orfiltering operation and the formulation of the eddy-viscosities νt and νsgs. Thesesubtle differences may greatly affect the resulting flow field, as LES is more likelyto resolve flow features that are instead modeled in a RANS model. While νt ac-counts for the entire influence of turbulence on the mean flow, νsgs is only relevantfor the scales smaller than the filter size. The numerical value of the eddy viscosity

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CHAPTER 4. MODELING CARDIOVASCULAR FLOWS

in a LES model is very small compared to the eddy viscosity in a RANS model,making it confined to the smaller scales, leaving the larger scales to be resolvedby numerics [54]. The sub-grid scale stresses only accounts for a fraction of thetotal stresses, making the overall flow field less sensitive to any modeling effectin the sub-grid scale model, compared to the modeling in a RANS turbulencemodel [111]. The eddy viscosity ratio, defined as the ratio of the eddy viscosityto fluid viscosity, can interesting to compute; for values less than unity, the dis-sipation in the flow model is handled mainly by actual viscous dissipation, whilelarger values indicates the need of additional dissipation obtained from the SGS orRANS turbulence model. In this thesis, eddy viscosity values were on the order of0.5-10 for LES simulations, while it was on the order of 100-1000 for the RANSsimulations in Paper III.

Given the increased resolution and smaller amount of turbulence modeling,LES may be well suited for computing cardiovascular flows [115], whereas com-mon two-equation RANS models may be unsuitable or even unable to capturetransitional and relaminarizing flows [3, 5]. However, modeling flows with LEScomes at a high prize; the mesh and time step requirements in a LES simulation farexceeds the requirements needed for a RANS simulation, and, as a result the com-putational cost for a LES simulation can be orders of magnitude higher in terms ofmemory and computational time. The highest mesh requirements lie in resolvingthe boundary layers, which limits the use of LES in wall-bounded high-Reynoldsnumber flows [43]. LES will likely not be able to give exactly the same resultsas DNS due to the sub-grid scale modeling, which affects higher-order statisticsmore than lower-order. Thus, compared to DNS, LES is normally reliable for firstand second order moments and is able to reproduce basic flow structures [111], toa significantly lower computational cost.

Direct Numerical SimulationIn a direct numerical simulation, DNS, all flow scales are computed and there isno modeling performed at all. The Navier-Stokes equations are solved on meshesthat are fine enough to resolve all relevant length scales, and the temporal resolu-tion is fine enough to capture all transient fluctuations. Besides spatial and tem-poral resolution, a DNS normally use high-order numerical schemes to minimizenumerical errors. Altogether, this comes with an enormously large computationalcost, making it unpractical for most engineering types of flows, at least with thecurrent supercomputer capacity. There are a few exceptions, where one example isVarghese et al. who performed DNS simulations of both steady and pulsatile flowsin an idealized stenotic pipe [116, 117]. High-order DNS with patient-specific ge-ometries and boundary conditions might become a reality in the future, but withthe present computer power and numerical methods, only simple idealized models

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4.9. MODELING TURBULENT FLOW

can be solved.To conclude, there is little hope of finding an analytical theory of turbulence

and current research is therefore aimed at developing numerical methods to cal-culate the relevant properties of turbulent flow [43].

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Chapter 5

Results

5.1 Quantification of Aortic Wall Shear StressPapers I-III

Low and/or oscillating wall shear stress has been established as predictors ofincreased risk for the development of atherosclerosis [9, 10, 30, 118, 119]. In ad-dition, turbulent flow has been shown to affect endothelial cell function [8], mak-ing turbulent flow and abnormal WSS interesting when studying cardiovasculardiseases. In these papers, computational fluid dynamics were used to resolve theWSS on the aortic surface, as clinical measurement techniques have been shownto be unable to measure the near-wall velocity gradient with sufficient resolu-tion [39, 40].

First, steady flow in an idealized circular vessel with a stenosis was investi-gated using LES. It is an well-known geometry (see Figure 11 and [120] for de-tails) where both experimental measurements and DNS data are available. In anarticle by Gardhagen et al. [121], it was shown that a LES model could replicateresults from both DNS and experimental Laser Doppler Velocimetry, indicatingthat LES is suitable for this kind of physiological flows.

Figure 11: The geometry of the idealized vessel used in Paper I. Flow is from left to rightand the length downstream the stenosis is 20 diameters to ensure that outlet effects doesnot affect the flow.

The fluid enters the idealized vessel as a laminar well-structured flow, but in thethroat of the stenosis a transition to turbulence is triggered due to the increased

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CHAPTER 5. RESULTS

velocity. The flow situation is similar to in vivo flows such as aortic coarctationsor stenotic heart valves, where turbulent flow often is present. To take cardiovas-cular flow quantification a step further, the turbulent WSS signal on the walls wasdecomposed into a mean and a fluctuating part (denoted with overbar and prime,respectively). Sampling was performed at every diameter downstream the stenosisand the decomposition reads:

WSS = WSS + wss′ (40)

It was found that the magnitudes of the mean and the fluctuating parts could bealmost as large in the reattachment region, where most disturbed flow was found.The fluctuations decreased in magnitude further downstream, while the mean partapproached a constant value, as turbulent effects reduced. Conversely, a RANS-model showed no or very low WSS magnitude in the reattachment region, reflect-ing the RANS models inability to predict turbulent parameters, as well as the needfor a scale-resolving turbulence model in these types of flows. Also, as fluctua-tions are modeled and not resolved in RANS models, a decomposition into a meanand a fluctuating part was not feasible.

The mean and fluctuating parts were further decomposed into axial and cir-cumferential components. It is evident from the right plot in Figure 12 that thereis a recirculation region from D =1-6, where the mean axial component is negative,then changes sign in the reattachment point and becomes directed in the main flowdirection. The fluctuating components cannot discern the flow direction, as theyfluctuate around the mean value. As expected from a well converged simulationthe mean circumferential part was zero, i.e. there was no preferred circumferen-tial flow direction that would influence the magnitude. However, the fluctuatingcircumferential component was always larger than the axial component showingthat even though, on average, the mean value is zero the fluctuating values can besignificant.

Clearly, turbulent flow creates complex WSS patterns with significant fluctua-tions, which can impair endothelial function. It was therefore decided to apply theWSS decomposition to the flow field in a real human aorta. Here, the flow was pul-sating and phase-averages (denoted with <.>) were computed to get statisticallyconvergent results. Surface renderings of the phase-averaged WSS magnitude<WSS>, and the corresponding fluctuations WSS’ at maximum systolic deceler-ation are plotted in Figure 13. Large mean WSS values are obtained around thebranches and locally in the descending aorta, while fluctuating WSS are presenton the inner curvature of the descending aorta and locally in the branching vessels.However, there are large spatial (and temporal) gradients of mean and fluctuatingWSS on the aorta, and as discussed in [122], these gradients can injure the en-dothelial cells by causing e.g. high cell turnover, leaky cell junctions, enhancedpermeability, or even cell-cell bond rupture.

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5.1. QUANTIFICATION OF AORTIC WALL SHEAR STRESS

1 5 10 15 200

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Figure 12: Left: Normalized WSS magnitude of mean and fluctuating parts of the LESmodel together with normalized WSS magnitude of the RANS model at the downstreamregion of the stenosis. The reattachment point is located close to D = 5 diameters down-stream the throat of the stenosis, which is where the LES model predicts the maximumvalues, while the RANS model predicts the lowest value. Right: Decomposition into ax-ial and circumferential mean and fluctuating WSS components. As expected is the meancircumferential component zero.

In order to quantify the WSS during a complete heart beat, two locations up-stream and downstream the third branching vessel on the aortic arch were selectedand the decomposition were plotted over time together with the time-averagedWSS, see Figure 14. The results illustrate that while instantaneous mean WSS val-ues can take on values that are significantly higher than the time-averaged WSS,there are times during the cardiac cycle when the fluctuations also can becomeelevated, especially during systole.

The oscillatory shear index (OSI) is a common measure of the cyclic departureof the WSS vector from its predominant alignment [123]. It is an integrated quan-tity, and here it was used in a novel way together with the time-averaged WSS aslocations with elevated values of both variables were mapped back onto the aorta.In general, the OSI parameter only reached the maximum values when the time-averaged WSS was low, which is in line with other studies [48]. However, therewere a few locations that experienced both elevated TAWSS and OSI values, andthese points were mapped back onto the aorta. It was found that regions exhibitingboth high TAWSS and OSI values were located in the vicinity of the branchingvessels in the aortic arch, and on the inner curvature of the descending aorta.These locations are common sites of development of atherosclerosis [16, 123].Here it was assumed that TAWSS values higher than 2 Pa was considered high ifthere was elevated OSI values at the same location.

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CHAPTER 5. RESULTS

Figure 13: Surface rendering of phase-averaged WSS magnitude (upper row) and fluctu-ating WSS (lower row) at maximum systolic deceleration. Notice the different color scalebetween magnitude and fluctuation.

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5.1. QUANTIFICATION OF AORTIC WALL SHEAR STRESS

0 0.2 0.4 0.6 0.8 10

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Figure 14: Two examples of instantaneous mean WSS (phase average, <WSS>), thecorresponding fluctuating WSS (WSS’) and the time-averaged WSS (<TAWSS>) at twolocations in a healthy human aorta. Data were sampled over several cardiac cycles to get astatistically convergent result. Left plot is located in front of one of the branching vesselsin the aortic arch, while the right plot is located behind the same vessel.

Figure 15: Left: Time-averaged WSS plotted against oscillatory shear index. Valuesinside the dotted box were mapped back onto the aorta. Right: Locations on the aortawhere elevated TAWSS and OSI values are present.

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CHAPTER 5. RESULTS

The effect of wall compliance on the blood flow and WSS was investigated byperforming FSI simulations on a healthy aorta by changing the wall stiffness. FSImodeling is a very computational intensive process due to the iterative matter inwhich information is passed between between a fluid and a solid solver. Therefore,turbulent effects were modeled with a RANS turbulence model. The goal was notto resolve all the flow details, but instead try to assess whether how wall motionand propagating pressure/mass waves affected the overall WSS distribution. ThreeFSI cases were simulated with a Young’s modulus of 0.5, 0.75 and 1.0 MPa. Thesecases where compared with two rigid wall models which were extracted from the0.5 MPa model at peak systole and late diastole, to fully investigate the effect ofwall compliance, but also to assess whether the rigid wall assumption is sensitiveto the measurement technique. As the geometry reconstruction is created from anaverage of several cardiac cycles during the MRI measurement, the wall motionwill be blended in the MR images. Ideally, MRI measurements of the geometrywould be performed at different times during the cardiac cycle, yielding a specificgeometry at each time point. As this was not the case, the acquired geometry willmost probably be diastolic dominant, as approximately 2/3 of the cardiac cycle isduring diastole. In the FSI models the effect from the tissue surrounding the outerpart of the aortic wall was modeled as an elastic spring.

As seen in Figure 16, time time-averaged WSS are almost identical betweenthe five models, indicating that wall motion and finite wave speeds does not signif-icantly affect time-averaged WSS, which is in line with other studies, see e.g. [67].On the other hand, instantaneous WSS values were different between the rigidwall and FSI models, indicating that if instantaneous values are important to assessendothelial function, FSI modeling might be needed to fully capture and resolvenear-wall details.

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5.1. QUANTIFICATION OF AORTIC WALL SHEAR STRESS

(a) (b) (c)

(d) (e)

Figure 16: Time-averaged WSS on five different models. Three FSI simulations withYoung’s modulus 0.5, 0.75 and 1.0 MPa correspond to cases a-c, while cases d and e aretwo rigid wall models at sampled at peak systole and late diastole, respectively. The effectof wall motion has little effect on the time-averaged WSS.

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CHAPTER 5. RESULTS

5.2 Aortic Mass Transfer and LDL(Paper IV)

The transport of low-density lipoprotein (LDL) was simulated as a passive(non-reacting) scalar using LES. The walls were permeable, allowing LDL to betransported from the blood and to the wall. With this boundary condition, a con-centration polarization effect appeared, where regions of elevated LDL surfaceconcentration were found to be co-located with areas of low shear stress, suggest-ing a relationship between LDL accumulation and flow dynamics. The results

Figure 17: Upper row: WSS distribution on the arterial surface. Lower row: NormalizedLDL distribution on the arterial surface. From left to right: maximum acceleration, maxdeceleration, beginning of diastole, and mid diastole. Regions of elevated WSS seems tocorrespond to a decrease in LDL surface concentration.

indicated that LDL accumulation was inversely proportional to the WSS mag-nitude, so in order to futher assess the relation between WSS and LDL surfaceconcentration, surface data from 50 consecutive cardiac cycles were plotted in thesame figure, yielding approximately 2.5 billion data points to be post-processed,see Figure 18. Clearly, the WSS is inversely proportional to the LDL surface

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5.2. AORTIC MASS TRANSFER AND LDL

concentration, as low WSS values can give elevated LDL levels, and vice versa.As the concentration levels are normalized with the inlet value, the figure showsthat the surface has a higher LDL concentration compared to the bulk blood flow.The increase is approximately 5-10% of LDL on the surface, with some regionsexperiencing almost 25% higher concentration levels.

Figure 18: Normalized LDL values plotted against Instantaneous WSS magnitude on theentire aortic arch. In total, 50 cardiac cycles were used, yielding approximately 2.5 billionsurface data points which are all present in the figure.

In addition, near-wall flow flow affects both the velocity gradient (and thusthe WSS) and the LDL concentration, as laminar flow regimes tend to create astable concentration boundary layer while disturbed flow creates fluctuations inconcentration levels. This was visualized by plotting the velocity magnitude alonga line 5 mm normal to the surface into the flow domain for each time point in thecardiac cycle. By doing so, a spatio-temporal map of the near-wall flow wascreated. It was concluded that while the velocity closest to the wall was almoststationary, flow features at fractions of a mm from the wall greatly affected theWSS and LDL distribution, see Figure 19. Thus, the concentration boundarylayer is sensitive to both the wall shear stress and flow effects from the bulk flow.

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CHAPTER 5. RESULTS

Figure 19: Upper figure: LDL surface concentration and wall shear stress as a functionof time, at a point on the outer side of the descending aorta. Lower figure: The near-wallvelocity along a line directed normal to the surface at the same location. X-axis legendreads MA: systolic maximum acceleration, PS: peak systole, MD: systolic maximum de-celeration, BD: beginning of diastole.

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5.3. TURBULENT FLOW IN AN AORTIC COARCTATION

5.3 Turbulent Flow in an Aortic Coarctation(Paper V)

The blood flow in a patient with an aortic coarctation was investigated beforeand after intervention. The intervention increased the cross-sectional area of thecoarctation, resulting in a decreased pressure drop and increased flow rate. Theturbulent kinetic energy (TKE) was evaluated using both MRI measurements andLES simulations, to complement traditional diagnostic tools when assessing theseverity of the coarctation. Large TKE values indicate that energy is drawn fromthe mean flow to feed the turbulent fluctuations. In order to assess whether thecurrent MRI methodology is able to estimate TKE in vivo, a comparison betweenMRI and CFD was performed. Integrated values in a volume distal the coarc-tation was considered, and a very good agreement was found; the increase anddecrease in TKE levels matched almost perfectly for both both the pre- and post-intervention models, while peak values differed slightly. The peak TKE valuesdid not occur at peak flow rate when the Reynolds number reached its maximumvalue, but instead during the systolic deceleration phase, when the flow breaks up.A discussion whether a flow is turbulent or not based solely on Reynolds numbermay therefore not be ideal - features of the flow should considered be instead.Differences between the MRI and CFD results can be a result of measurement er-

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Figure 20: Comparison of integrated TKE values between MRI measurements and CFDresults in the pre- and post-intervention model. The mass flow in the ascending aorta isincluded as reference.

rors and noise in the MRI-signal, and uncertainties in segmentation and boundarycondition specification in the CFD model. Despite the two different methods toobtain TKE, the close agreement between CFD and MRI results give confidence

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CHAPTER 5. RESULTS

that it can be used in a clinical context. However, further clinical studies areneeded to quantify abnormal or dangerous TKE levels and whether integrated orlocal peak values are most important. CFD-computed TKE can provide additionalinformation about the flow field, as the resolution is significantly higher comparedto MRI measurements.

Figure 21: Volume renderings of a CFD simulation (left) and MRI measurement (right)of the turbulent kinetic energy in the pre-intervention case at peak flow rate.

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Chapter 6

Discussion

The work described in this thesis focuses on disturbed, transitional and turbulentflow in the human aorta. The goal was to take image-based CFD of cardiovascularflows closer to clinical practice, as it is believed that it can provide additional in-formation which is unavailable in traditional measurement techniques. Advancedmodels such as large eddy simulation and fluid-structure interaction were em-ployed, to resolve the flow and compute hemodynamic parameters that can beuseful for the understanding of cardiovascular diseases such as atherosclerosis oraortic coarctations.

Image-based CFD consists of two parts: acquisition of flow and geometry us-ing a clinical image modality, and the actual CFD model. The transformation fromimage material to a geometrical representation is today routinely made, and flowmeasurements are normally accurate enough to be used as boundary conditionsin the model. Even though fluid-structure interaction and scale-resolving flowmodeling are being used more and more in cardiovascular studies, researchersstill choose from one of the two; the computational cost for a unification of ascale-resolving turbulence model and FSI is still extremely expensive. This is thereason why a rigid wall assumption and/or a laminar flow or RANS-approach arecommon in the biofluid research community, even if there can be severe modelingerrors and flow effects that are not resolved.

The decomposition of the wall shear stress vector into a mean and a fluctuatingcomponent was first investigated in an idealized stenotic vessel, and then appliedto a subject-specific human aorta. Locations of turbulent WSS could be deducted,and it was discovered that the fluctuations could be as large as the time-averagedvalues during some parts of the cardiac cycle. The described methodology pro-vides additional knowledge about the nature of the stress the endothelial cells aresubjected to, as regions of turbulent WSS correlates with locations that are proneto atherosclerotic development. However, the relationship between fluctuatingWSS and the development of vascular disease is not fully understood, and require

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CHAPTER 6. DISCUSSION

further clinical trials. The WSS, and especially its fluctuating component, can-not be measured with significant accuracy using present measurement techniques,which calls for the need of image-based modeling and simulation. Note that ascale-resolving turbulence method is needed, as it was shown in Paper I that asimpler RANS method could yield unphysical results.

Another flow-related feature that cannot be measured with any present mea-surement technique is the flow-dependent transfer of LDL in the blood streamand accumulation on the luminal surface. Assuming that LDL can be seen asa non-reacting passive scalar in the blood, it was found that the blood flow fea-tures determine the accumulation and distribution of LDL on the arterial surface.The near-wall flow (and as a consequence, the WSS) affects the concentrationboundary layer and, again, regions prone to atherosclerotic development seem toco-locate with regions of high LDL accumulation.

The turbulent kinetic energy before and after intervention was investigated us-ing both CFD simulations and MRI measurements in an aortic coarctation. Thenumerical results agreed very well with experimental measurements, indicatingthat the measurement technique is robust. The CFD model was able to providehigh resolution details of the turbulent flow field, and with the results it was possi-ble to assess the impact of the intervention from a fluid dynamics point of view. Itwas seen that while the pressure drop decreased as a result of the increased cross-sectional area, the amount of turbulence (as quantified by TKE) did decrease, butit did not disappear. Turbulent flow is generally undesirable in the human body,and should therefore be avoided if possible. Thus, when evaluating the outcomeof the intervention the measured change in turbulence level can be assessed, inaddition to the pressure drop and mass flow rate that is normally considered.

Image-based CFD can provide parameters and variables that cannot be mea-sured. Furthermore, as opposed to all measurement techniques, CFD can alsobe used as a predictive tool for treatment planning and intervention optimization.The combination of simulations and in vivo measurements provide informationthat would not otherwise be possible to obtain. Ideally, modeling and simulationcould be used for diagnose, intervention planning and follow-up studies, whichwould then require both clinical studies and further development of numericalmethods and models. The two latter, intervention planning and follow-up studies,are possible today, albeit with some limitations; optimization of surgical proce-dures using CFD are being done, even though it is still on a small scale. Follow-up studies would be able to provide data such as pressure and flow distributions,WSS maps, and TKE renderings that could be useful when assessing the outcomeof a surgery. A very important factor to consider is uncertainty quantification, i.e.how a small uncertainty in the input to the model (e.g. noisy image data, boundaryconditions, model resolution, etc.) affect the result. This can be done by perform-

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ing a large number of simulations with small differences in input to assess thesensitivity of the output. Hence, a close collaboration in a team of physicians andexperts in fluid mechanics and image modalities will be valuable, to fully exploitthe possibilities of image-based CFD in cardiovascular flows.

The work described in this thesis takes image-based CFD from initial studieson idealized geometries, to the assessment of the outcome of an intervention ona patient. The methods have been shown to be robust and accurate, and with thetight integration of physics and physiology, simulated cardiovascular flows arenow ready for the clinic.

OutlookThe use of image-based CFD in clinical environments is still in its infancy, butcurrent research shows its importance and the use will certainly increase in thefuture. In order to gain confidence that numerical models are both reliable andprovide important information, larger clinical studies should be made, in closecooperation with clinical staff. Relatively simple follow-up studies can alreadybe performed, where the flow field can be assessed in detail. Recently, interven-tion planning using CFD has attracted attention, see e.g. [124–127] for numericalmodeling of intervention planning of extra-cardiac Fontan surgery. The long-termgoal of being able to predict the risk of developing a disease using CFD may be-come possible in the future, but it will certainly require further understanding (andmathematical modeling!) of physiological features such as growth and remodel-ing of arterial walls.

The models discussed in this thesis are mechanical and not biomechanicalmodels. To be able to predict the initiation and progression of cardiovascular dis-eases, closer links between chemistry, biology, physiology, and mechanics areneeded [5]. The vascular response in terms of growth and remodeling is im-portant to fully understand pathophysiological mechanisms, calling for the needto increase the biological relevance in image-based computational modeling andsimulation. Besides introducing more physics and physiology in the models, asolid understanding of the numerics and requirements for performing a reliablesimulation is, and will continue to be crucial. As eloquently put by Roache [128]:it is a matter of solving the equations right, while solving the right equations.

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Chapter 7

Review of Included Papers

Paper I

Quantifying Turbulent Wall Shear Stress in a Stenosed Pipe Using LargeEddy Simulation, Roland Gardhagen, Jonas Lantz, Fredrik Carlsson, and MattsKarlsson, Journal of Biomechanical Engineering, 2010, vol 132, 061002

This paper focuses on non-pulsating turbulent flow through an idealized steno-tic artery. Both RANS and LES models were used and the WSS vector was de-composed in a novel way into a mean and a fluctuating part. It was found that theturbulent WSS fluctuations were almost as large as the mean WSS in the immedi-ate post-stenotic region, while the fluctuations decreased gradually further down-stream. Another finding was that a simpler RANS-approach predicted completelydifferent results compared to the LES model, indicating that RANS modeling ofstenotic flows might not be suitable.

Paper II

Quantifying Turbulent Wall Shear Stress in a Subject Specific Human AortaUsing Large Eddy Simulation, Jonas Lantz, Roland Gardhagen, and Matts Karls-son, Medical Engineering & Physics, 2012, 34, 1139-1148

This paper uses the decomposition introduced in Paper I in a subject-specifichuman aorta, and investigates how the mean and fluctuating WSS componentschanges at various locations in the aorta. Large eddy simulation was used and50 cardiac cycles were simulated to ensure a statistically reliable result. Both ele-vated mean and fluctuating WSS values were found in the vicinity of the brancheson the aortic arch, and the time-averaged WSS was found to be inversely propor-tional to the oscillatory shear index.

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CHAPTER 7. REVIEW OF INCLUDED PAPERS

Paper IIIWall Shear Stress in a Subject Specific Human Aorta - Influence of Fluid-Structure Interaction, Jonas Lantz, Johan Renner, and Matts Karlsson, Interna-tional Journal of Applied Mechanics, 2011, Vol. 3, No. 4, 759-778

In this paper the WSS distribution in a healthy human aorta was investigatedusing fluid-structure interaction. Three different values of the wall stiffness wereused, to investigate the influence of the wall motion. In addition, two rigid wallmodels with different sizes were also included, to be able to estimate the influenceof the rigid-wall geometries. Comparisons between simulation results and MRImeasurements of descending aortic velocity profiles indicated a very good agree-ment between the simulations and measurements, while both the time-averagedWSS and the oscillatory shear index seemed unaffected by the wall motion. How-ever, instantaneous WSS values were affected by wall motion, indicating that ifinstantaneous WSS values are important, it might be necessary to include fluid-structure interaction.

Paper IVLarge Eddy Simulation of LDL Surface Concentration in a Subject SpecificHuman Aorta, Jonas Lantz and Matts Karlsson, Journal of Biomechanics, 2012,vol. 45, 537-542

The mass transport of low-density lipoprotein (LDL) from the blood to thearterial wall was simulated and the influence of near-wall velocity patterns wereinvestigated. An inverse relationship between time-averaged WSS and LDL sur-face concentration was found, where regions with high shear had a low surfaceconcentration. It was also found that there were large temporal changes of LDLduring a cardiac cycle, with decreasing values during systolic acceleration and abuild-up phase during systolic deceleration and systole.

Paper VNumerical and Experimental Assessment of Turbulent Kinetic Energy in anAortic Coarctation, Jonas Lantz, Tino Ebbers, Jan Engvall, and Matts Karlsson,(submitted for publication)

The turbulent kinetic energy in an aortic coarctation before and after interven-tion was assessed using both MRI and CFD. It was shown that while the massflow rate increased (and, thus, also the Reynolds number) after intervention asa result of decreased pressure drop, global TKE levels decreased. This suggests

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that peak Reynolds number might not be suitable for estimation of the amount ofturbulence in cardiovascular flows, but instead a quantity such as TKE could beconsidered. In addition, integrated values of TKE distal the coarctation showedvery good agreement between the experimental data and numerical results. Thismeans that MRI-measured TKE might be useful when determining the outcomeof an intervention, while CFD results complement the experimental data, as theresolution is significantly higher in the numerical model.

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